# docs_fts_content

c1: EFTA00010817
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0001/EFTA00010817.pdf
c6: pdf
c7: images
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=== Page 1 ===
From: "etravelservices@cwtsatotravel.com" <etravelservices@cwtsatotravel.com>
To:
Subject: Voucher for Trip 10643456-2 is late
Date: Mon, 07 Oct 2019 04:02:43 +0000
Importance: Normal
Dear
Your travel voucher for the trip below is now late based on your customer settings. Please submit your voucher
for this trip and mark it as Final if you have no additional expenses to claim.
Trip ID: 10643456-2
Traveler name:
Destination: Santa Monica
Purpose: R19NYS13842 - U.S. V. Epstein - Witness Interviews
Trip Dates: 2019-09-17 - 2019-09-20
Current status: Authorization Approved
E2 Single Sign On Login (within DOJ Network Only):
https://dojnet.doj.gov/jmd/fs/e2-redirect.html
E2 Manual Login (User ID and Password):
https://e2.gov.cwtsatotravel.com
Thank you for using E2Solutions. Help and support is available online by selecting the 'Online Help' link.
Please note: Replies to this mailbox are not monitored.
Some E2 email notifications are optional. To manage your email notifications, go to E2 Solutions to change your
email settings. Click 'Profile' on the task bar and then click the 'Edit Email Notifications' link to manage the
emails that you receive from us.
Reference ID# V0013
This e-mail and any attachments may contain confidential and/or proprietary information. If you received this e-
mail in error, please notify the sender immediately by reply e-mail and delete the e-mail and any attachments;
any further use of such e-mail or attachments is strictly prohibited.
EFTA00010817


c1: EFTA00010465
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0001/EFTA00010465.pdf
c6: pdf
c7: images
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=== Page 1 ===
From:
)"
To: "Berman, Geoffrey (USANYS)"
Subject: RE:
Date: Tue, 02 Jul 2019 15:48:20 +0000
Importance: Normal
Attachments: 2019-07-01,JE,_first_indictment.docx
Sure - attached. And we're also all giving it one more proof-read now.
From: Berman, Geoffrey (USANYS)
Sent: Tuesday, July 02, 2019 11:45
To:
Subject:
Can you send to me a copy of the Indictment to be presented today.
EFTA00010465


c1: EFTA00011132
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0001/EFTA00011132.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
To: Christian Everdell <CEverdell@CohenGresser.com>, 'BOBBI C STERNHEIM'
<bcsternheim@mac.com>, Jeff Pagliuca <jpagliuca@hmflaw.com>, Laura Menninger
<Imenninger@hmflaw.com>
Cc:
Subject: Letter re 12.2 Notice
Date: Wed, 13 Oct 2021 18:20:43 +0000
Attachments: 2021.10.13_GM_12.2_letter_to_defense.pdf
Counsel,
Please see the attached letter.
Thanks,
Assistant United States Attorney
Southern District of New York
1 Saint Andrews Plaza
New York, New York 10007
EFTA00011132


c1: EFTA00013743
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0001/EFTA00013743.pdf
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c0:
=== Page 1 ===
From:
To: "Acosta, Alex (USAFLS)"
Subject: Epstein
Date: Wed, 12 Sep 2007 15:07:20 +0000
Importance: Normal
along with Gerald Lefcourt and Jack Goldberger, are meeting with Barry Kirscher today at 1:30 regarding
the proposed resolution.
EFTA00013743


c1: EFTA00013485
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0001/EFTA00013485.pdf
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=== Page 1 ===
Event: Epstein Case
Start Date: 2007-09-07 18:00:00 +0000
End Date: 2007-09-07 19:00:00 +0000
Organizer: Acosta, Alex (USAFLS) <
Location: West Palm Beach Office
Class: X-PERSONAL
Date Created: 2015-04-04 00:21:57 +0000
I
Date Modified: 2015-07-22 20:34:54 +0000
Priority: 5
DTSTAMP: 2007-08-14 19:49:03 +0000
Attendee:
EFTA00013485


c1: EFTA00010541
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0001/EFTA00010541.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
"
(USANYS)"
To:
"
(USANYS)"
(USANYS)"
i
)"
)"
,
)"
Subject: FW: Yesterday's Epstein hearing
Date: Tue, 25 Jun 2019 13:55:03 +0000
Importance: Normal
In case you didn't see:
From:
(USANYS) [Contractor]
Sent: Tuesday, June 25, 2019 9:50 AM
To:
(USANYS)
USANYS)
is
;
(USANYS)
is
(USANYS)
Subject: Yesterday's Epstein hearing
https://www.miamiherald.com/news/state/florida/article231916968.html
Special Assistant to the U.S. Attorney
United States Attorney's Office, SDNY
EFTA00010541


c1: EFTA00011259
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0001/EFTA00011259.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
(USANYS) [Contractor]"
To:
)"
(USANYS)
[Contractor]"
Subject: RE: Discovery Requests
Date: Tue, 02 Feb 2021 13:36:00 +0000
Inline-Images: image001.jpg; image002.jpg
Good morning! If it's okay with everyone, I will be in the Office tomorrow and can load this drive (and the disc for MDC
with the latest Ninth Production) then. Thanks very much!
From:
Sent: Monday, February 1, 2021 2:34 PM
To:
(USANYS) [Contractor]
is
(USANYS) [Contractor]
Subject: FW: Discovery Requests
FYI.
not going to be able to come into the office this week. Will someone be in and able to check the mail for this
drive and get it loaded?
From: Christian Everdell
Sent: Sunday, January 31, 2021 10:41 PM
To:
is
V.
(USANYS)
Cc: Mark S. Cohen
>; Bobbi Sternheim
>; Jeff Pagliuca
>; 'Laura Menninger'
Subject: RE: Discovery Requests
Hi
We will provide you with a drive to load the files. If our messenger service is functioning tomorrow (depending on the
severity of the snow storm) we will drop it off tomorrow. If not, we will drop it off Tuesday morning.
Thanks,
Chris
From:
)
[mailto:
Sent: Friday, January 29, 2021 4:41 PM
To: Christian Everdell;
);
(USANYS)
Cc: Mark S. Cohen; Bobbi Sternheim; Jeff Pagliuca; 'Laura Menninger'
Subject: RE: Discovery Requests
Chris,
Our paralegals reminded me that we have produced the ranges you included in your most recent email twice: once in the
third production (08-21-2020) and once in the reproduction with shortened file names (09-03-2020). We can certainly
produce them a third time, but we would not be able to reproduce them again through your FTP link, as they are too
large. Please provide us with a 64 GB drive if you would like us to reproduce those ranges.
Best,
EFTA00011259

=== Page 2 ===
Assistant United States Attorney
Southern District of New York
From:
Sent: Friday, January 29, 2021 4:08 PM
To: Christian Everdell
i
is
(USANYS)
Cc: Mark S. Cohen
>; Bobbi Sternheim
>; Jeff Pagliuca
>; 'Laura Menninger'
Subject: RE: Discovery Requests
Chris,
Thank you for sending the link. I will ask our paralegals to use it to send you the ranges you requested, including the
ranges you referenced in your most recent email.
Best,
Assistant United States Attorney
Southern District of New York
From: Christian Everdell
Sent: Friday, January 29, 2021 3:53 PM
To:
is
is
(USANYS)
Cc: Mark S. Cohen
>; Bobbi Sternheim
>; Jeff Pagliuca
>; 'Laura Menninger'
>
Subject: RE: Discovery Requests
Thanks for the follow-up. Please send the documents to the FTP link below:
https://cohengresser.sharefile.com
EFTA00011260

=== Page 3 ===
Also, we are missing the Bates ranges listed below.
SDNY_GM_00167911 through SDNY_GM_00168477
SDNY_GM_00168488 through SDNY_GM_00169165
SDNY_GM_00169184 through SDNY_GM_00169491
SDNY_GM_00169505 through SDNY_GM_00169735
We had discussed these ranges several months ago and I believe you had agreed to reproduce them in the 11/9
production. But we do not appear to have received them. Can you send these ranges via the FTP site as well?
Thanks,
Chris
From:
)
[mailto:
Sent: Friday, January 29, 2021 10:31 AM
To: Christian Everdell;
);
(USANYS)
Cc: Mark S. Cohen; Bobbi Sternheim; Jeff Pagliuca; 'Laura Menninger'
Subject: RE: Discovery Requests
Chris,
Following up on this, we have now prepared all of the items you requested in point 6 below for production to you. Our
paralegals have sent a copy of the materials to the MDC for your client. Would you like to provide us with an FTP link for
this production, or would you like us to prepare a CD for you instead?
Thanks,
Assistant United States Attorney
Southern District of New York
From:
Sent: Monday, January 25, 2021 3:56 PM
To: 'Christian Everdell'
is
-
is
(USANYS)
Cc: 'Mark S. Cohen'
>; 'Bobbi Sternheim'
>; ; 'Jeff Pagliuca'
>; 'Laura Menninger'
Subject: RE: Discovery Requests
Chris,
Following up on point 6 below, our paralegals have re-stamped the materials you identified with a Bates range overlap
and are prepared to reproduce those materials to you. The materials are small enough to produce via your FTP site.
Would you like to send us a link to where you would like those materials uploaded? Alternatively, we can load the
materials to a CD and send it to you.
EFTA00011261

=== Page 4 ===
We are still waiting to hear back from our vendor about the remaining issues you identified in point 6.
Thanks,
Assistant United States Attorney
Southern District of New York
From:
Sent: Sunday, January 17, 2021 10:05 PM
To: Christian Everdell
i
)
is
(USANYS)
Cc: Mark S. Cohen
>; Bobbi Sternheim
>; Jeff Pagliuca
>; 'Laura Menninger'
Subject: RE: Discovery Requests
Chris,
Below please find our responses.
1. As we have recently discussed, Ms. Maxwell now has access to the 4TB drive containing a full set of the discovery
produced to date. It took a significant amount of time to create this copy due to the volume of discovery and
delays on the part of our vendor, who assisted in creating the copy.
2. As we have recently discussed, Ms. Maxwell now has a drive containing the contents of the CD produced on
November 18, 2020.
3. As I conveyed to you over the phone and in a recent email, the materials produced from the Subject Devices all
contain metadata indicating the "NYC" CART Evidence Number of the device from which each document was
extracted. In our November 18, 2020 discovery letter, we provided you with a chart setting forth which "NYC"
CART Evidence Number corresponds with which Subject Device in our warrants. If you still need a detailed index
of all 1.2 million documents with the specific Subject Device indicated, please let me know, and I will ask one of
our paralegals to compile one.
4. We produced the FBI report bearing Bates number SDNY_GM_02050812-14 in the form in which it was
recovered from one of Epstein's devices. In other words, we did not apply any redactions to that document;
rather, the redactions existed on the document at the time the document was found during the FBI's search of
Epstein's devices. We are not aware of any legal basis for your request for a log of redactions. If you have any
legal authority on that point, we would be happy to consider it. As a courtesy, I will note that our office did not
apply redactions to any material that was identified responsive during the searches of Epstein's devices.
5. We are aware of our discovery obligations, have complied with them, and will continue to comply with them. We
are not aware of any legal basis for your request that we inform you of what, if any, documents have been
withheld or the basis for their withholding. If you have any legal authority on that point, we would be happy to
consider it. As a courtesy, I will note that we have provided you with all records we received from AT&T and all
EFTA00011262

=== Page 5 ===
records we received from David Rodgers. As to your inquiry about the Bates ranges on the Rodgers documents
beginning with Bates number "28", I note that the folder containing the Rodgers subpoena returns in our August
5, 2020 production included two documents. The first (SDNY_GM_00005532-5649) is the document you
referenced in your email inquiry. The second (SDNY_GM_00005650-5676) is 27 pages long, accounting for the
first 27 pages of the production from Rodgers. We produced those two documents in the form in which we
received them.
6. Our paralegals are working on the issues you identified with Bates ranges and metadata load files. I will reach
back out to you once I have an update on the status of those issues.
7. We do not have a more detailed index of the November 9 and November 18 productions beyond what we have
provided to you.
8. We are not aware of any legal basis for your request for copies of grand jury subpoenas. Nor are we aware of any
legal basis for your request that we identify the date range of documents we requested in each subpoena. If you
have any legal authority for those requests, we would be happy to consider it.
9. The court filings that appear to be referenced in the Daily Beast article you sent are an application for a search
warrant and a search warrant filed in the District of New Hampshire. We produced both documents to you in
discovery on August 5, 2020. The DNH judge issued a sealing order in connection with the warrant and
application. As you can see at Bates No. SDNY_GM_00000621, the sealing order automatically expired on
December 30, 2020. Our understanding is that the District of New Hampshire unsealed the filing of its own
accord in conformity with the clear language of that sealing order. Our office took no affirmative steps to unseal
or otherwise release these filings.
Best,
Assistant United States Attorney
Southern District of New York
From: Christian Everdell
Sent: Thursday, January 7, 2021 4:13 PM
To:
is
is
(USANYS)
Cc: Mark S. Cohen
>; Bobbi Sternheim
>; Jeff Pagliuca
>; 'Laura Menninger'
>
Subject: Discovery Requests
We write to raise a number of discovery issues. Please let us know your position on these issues at your earliest
convenience.
1. In our email correspondence on 11/18/2020, you agreed to create a new hard drive containing the entire discovery
production. We provided you with a 4TB hard drive for that purpose on 11/20/2020. It is very important for Ms.
EFTA00011263

=== Page 6 ===
Maxwell to have this drive as soon as possible to prepare her defense. Do you have an update on when the drive
will be ready?
2. We also informed you that the CD produced on November 18, 2020 did not work on the prison computer at the
MDC (as you know, the laptop provided to Ms. Maxwell does not have a CD drive). Accordingly, we asked you to
include the material on the CD in the new 4TB hard drive. We followed-up with you about this issue on December
30, 2020. Given that the new hard drive is still not ready, we ask that you download the material on the CD onto
a separate thumb drive or hard drive and provide it as quickly as possible to Ms. Maxwell at the MDC so that she
can review the materials this weekend. Alternatively, you can provide an external CD drive to Ms. Maxwell at
the MDC so that she can read the files on the MDC computer. We will provide whatever media device you
require to facilitate this production.
3. Unlike the November 9, 2020 discovery cover letter, the November 18, 2020 discovery cover letter (attached) does
not correlate the Bates numbers to the particular "Subject Device" from which the documents were recovered.
Instead, the cover letter indicates that the documents came from "SDNY_PROD015" or "SDNY_PROD016." We do
not know what those terms refer to. We request that the government produce a list that correlates the Bates
numbers for all of the documents in SDNY_PROD015 and SDNY_PROD016 to the particular devices from which the
documents were recovered.
4. We request that the government provide an unredacted version of the FBI report, dated December 6, 2006,
bearing Bates number SDNY_GM_02050812-14 (attached). We also request that the government produce a log
identifying all of the redacted documents in the discovery and the bases for each of the redactions.
5. There are a few documents that seem to be missing from the discovery. For example, the AT&T documents
(SDNY_GM_00001015-3637) do not seem to include subscriber information for the various phone numbers. Also,
the flight logs produced by David Rodgers begin at Bates number "Rodgers000028," suggesting that
Rodgers000001-000027 were not produced to us. Please produce these documents to us or provide an
explanation why you are not producing them to us. Please confirm whether there are other documents that were
removed from the grand jury subpoena productions that we have not yet identified and the basis for their removal.
6. There are a few Bates number/metadata issues with some of the documents:
a. There is an overlap between the fourth and fifth document productions. The fourth production ends at
SDNY_GM_00328863, the fifth production begins at SDNY_GM_00328070. We propose renumbering the
range from the fifth production (i.e., renumber SDNY_GM_00328070-328863).
b. The metadata load files (*.DAT) for PROD011 had a number of gaps which are detailed in the attached Excel
file. We propose that you send us a new DAT file covering only the missing documents.
C. The metadata load files (*.DAT) for PROD015 had a gap from SDNY_GM_00723971 to SDNY_GM_00723981.
We propose that you send us a new DAT file covering only the missing documents.
7. To the extent that the government has created an index of the documents produced on November 9 and
November 18 that is more detailed than the production cover letters, we request that you provide a copy to the
defense.
8. We request that the government provide copies of the grand jury subpoenas for documents issued by the
government in this case. Also, please identify the date range of documents you requested in each subpoena.
There is one other issue we'd like to raise. An article in the Daily Beast on Monday referenced the search warrant affidavit
for the cell-site simulator used to track Ms. Maxwell's cellphone before her arrest (https://www.thedailybeast.com/how-
the-fbi-tracked-down-ghislaine-maxwell-alleged-madam-of-jeffrey-epstein). The article stated that the affidavit appeared
in a "newly unsealed court filing." I don't recall this affidavit being unsealed or referenced in anything that was filed on
EFTA00011264

=== Page 7 ===
the court docket. Please confirm whether or not the government unsealed this affidavit or any other materials from the
criminal discovery, and whether any discovery materials were released pursuant to FOIA requests.
Regards,
Chris
Christian R Everdell
COHEN & GRESSER LLP
|
view bio
www.cohengresser.com
New York
Paris
Washington DC
London
CG
CONFIDENTIALITY NOTICE: The information contained in this e-mail may be confidential and/or privileged. This e-mail is intended to be reviewed initially by only
the individual named above. If the reader of this e-mail is not the intended recipient or a representative of the intended recipient, you are hereby notified that any
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PRIVACY: A complete copy of our privacy policy can be viewed at: https://www.cohengresser.com/privacy-policy.
EFTA00011265


c1: EFTA00010419
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0001/EFTA00010419.pdf
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=== Page 1 ===
From:
USANYS)"
To:
(USANYS
Cc:
(USANYS)"
(USANYS)"
USANYS)'
Subject: RE: Epstein FOIA - OCME Report of Autopsy
Date: Fri, 02 Jul 2021 19:11:34 +0000
Attachments: Epstein_Autopsy_Report_with_Redactions.pdf
Here's the redacted autopsy report, included in the release to the Times. Thanks.
From:
(USANYS)
Sent: Wednesday, June 30, 2021 12:34 PM
To
USANYS
Cc:
(USANYS)
(USANYS)
(USANYS
Subject: RE: Epstein FOIA - OCME Report of Autopsy
OCME asked whether we could send them a copy of the redacted autopsy report. Could you please send me a copy of it
on Friday so I can forward to them? Thank you!
From
(USANYS)
Sent: Tuesday, June 29, 2021 6:46 PM
To:
(USANYS)
(
(USANYS)
(USANYS)
(USANYS)
Subject: RE: Epstein FOIA - OCME Report of Autopsy
Thanks,
Yes, we will ask BOP to redact that photo as well.
From:
n (USANYS)
Sent: Tuesday, June 29, 2021 3:45 PM
To:
n (USANYS
Cc:
USANYS
(USANYS)
(USANYS)
Subject: RE: Epstein FOIA - OCME Report of Autopsy
and
,
I spoke with the GC of OCME, who appreciated the head's up. One note for you all: the photo of the hyoid bone on page
12 is in fact Epstein's hyoid bone. To the extent we're redacting the closeup photos from page 13, shouldn't we also
redact the entire photo on page 12?
Thanks,
From:
(USANYS)
Sent: Monday, June 28, 2021 5:02 PM
To:
(USANYS)
EFTA00010419

=== Page 2 ===
Cc:
(USANYS)
(USANYS)
(USANYS)
Subject: Epstein FOIA - OCME Report of Autopsy
Please find attached the OCME Report of Autopsy. The boxes show where there will be redactions.
Thanks,
Assistant United States Attorney
300 Quarropas Street
White Plains, NY 10601
EFTA00010420


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c2: DataSet 8
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c4: DataSet 8/VOL00008/IMAGES/0001/EFTA00010078.pdf
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=== Page 1 ===
U.S. DEPARTMENT OF
U.S. Customs and Border Protection
U.S. Department of Homeland Security
SECURITY
TECS - Person Encounter List
01/16/2020 17:46 EST
Generated By:
Page 1 of 5
Last Name
First Name
DOB
Doc
Document
Date - Time
Carrier
Carrier
I/O
Site
Insp
Type
Status
Ref
Arr
Dep
Type
Number
(Eastern)
Code
Num.
Loc
Loc
MAXWELL
GHISLAINE
12/25/1961
A
12/18/1999
PV
1
I
A511
AIRLINE
16:26
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
P
10/02/1999
BA
3
I
4701
APIS
JFK
LHR
18:00
MAXWELL
GHISLAINE
12/25/1961
P
09/10/1999
AF
6
I
4701
APIS
JFK
CDG
15:15
MAXWELL
GHISLAINE
12/25/1961
A
08/14/1999
PV
908JE
I
A511
AIRLINE
19:26
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
A
08/01/1999
AA
412
I
A511
AIRLINE
12:42
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
P
07/15/1999
BA
3
I
4701
APIS
JFK
LHR
18:10
MAXWELL
GHISLAINE
12/25/1961
P
04/28/1999
BA
113
I
4701
APIS
JFK
LHR
18:54
MAXWELL
GHISLAINE
12/25/1961
A
03/25/1999
AA
412
I
A511
AIRLINE
12:23
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
A
01/17/1999
SA
203
I
A524
AIRLINE
05:17
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
P
12/13/1998
BA
1
I
4701
APIS
JFK
LHR
09:22
MAXWELL
GHISLAINE
12/25/1961
A
11/07/1998
AA
412
I
A511
AIRLINE
12:27
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
A
10/03/1998
AA
412
I
A511
AIRLINE
12:28
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
A
08/30/1998
AA
672
I
A511
AIRLINE
13:36
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
A
07/24/1998
AA
1672
I
A511
AIRLINE
13:48
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
P
07/20/1998
BA
113
I
4701
APIS
JFK
LHR
19:30
MAXWELL
GHISLAINE
12/25/1961
A
06/07/1998
AA
5567
I
A511
AIRLINE
18:48
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
P
05/30/1998
AF
8
I
4701
APIS
JFK
CDG
20:41
SDNY_GM_00000815
For Official Use Only / Law Enforcement Sensitive
EFTA00010078

=== Page 2 ===
U.S. DEPARTMENT OF
U.S. Customs and Border Protection
U.S. Department of Homeland Security
SECURITY
TECS - Person Encounter List
01/16/2020 17:46 EST
Generated By:
Page 2 of 5
Last Name
First Name
DOB
Doc
Document
Date - Time
Carrier
Carrier
I/O
Site
Insp
Type
Status
Ref
Arr
Dep
Type
Number
(Eastern)
Code
Num.
Loc
Loc
MAXWELL
GHISLAINE
12/25/1961
A
05/17/1998
CO
29
I
A103
AIRLINE
INS
14:13
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
P
03/20/1998
BA
1
I
4701
APIS
JFK
LHR
09:15
MAXWELL
GHISLAINE
12/25/1961
A
02/28/1998
00
90
I
A523
AIRLINE
20:29
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
01/19/1998
00
9
I
A523
AIRLINE
17:39
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
A
12/25/1997
00
0000001
I
A523
AIRLINE
18:14
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
12/23/1997
00
1
I
A523
AIRLINE
17:36
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
A
12/06/1997
RG
0000868
I
A472
AIRLINE
18:34
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
11/10/1997
00
1
I
A523
AIRLINE
17:08
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
A
10/17/1997
vs
0000001
I
A103
AIRLINE
18:15
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
08/06/1997
I
A520
AIRLINE
15:07
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
A
06/23/1997
I
A475
AIRLINE
17:41
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
05/31/1997
I
A523
AIRLINE
18:52
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
05/27/1997
I
A520
AIRLINE
16:50
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
P
03/19/1997
BA
3
I
4701
APIS
JFK
LHR
18:07
MAXWELL
GHISLAINE
12/25/1961
A
02/06/1997
BA
3
I
A472
AIRLINE
18:03
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
01/25/1997
I
A523
AIRLINE
18:56
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
12/18/1996
VS
5
I
5206
APIS
MIA
LGW
16:16
SDNY_GM_00000816
For Official Use Only / Law Enforcement Sensitive
EFTA00010079

=== Page 3 ===
U.S. DEPARTMENT OF
U.S. Customs and Border Protection
U.S. Department of Homeland Security
SECURITY
TECS - Person Encounter List
01/16/2020 17:46 EST
Generated By:
Page 3 of 5
Last Name
First Name
DOB
Doc
Document
Date - Time
Carrier
Carrier
I/O
Site
Insp
Type
Status
Ref
Arr
Dep
Type
Number
(Eastern)
Code
Num.
Loc
Loc
MAXWELL
GHISLAINE
12/25/1961
08/09/1996
I
A520
AIRLINE
17:00
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
P
06/17/1996
BA
3
I
4701
APIS
INS
JFK
LHR
17:57
MAXWELL
GHISLAINE
12/25/1961
02/21/1996
VS
1
I
A103
AIRLINE
INS
19:30
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
P
12/22/1995
OF
107
I
2720
APIS
LAX
SYD
00:00
MAXWELL
GHISLAINE
12/25/1961
12/05/1995
BA
293
I
MIA
APIS
MIA
LHR
00:00
MAXWELL
GHISLAINE
12/25/1961
09/19/1995
I
A476
AIRLINE
15:25
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
09/19/1995
AF
2
I
4701
APIS
JFK
CDG
00:00
MAXWELL
GHISLAINE
12/25/1961
07/08/1995
I
A476
AIRLINE
20:20
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
P
12/18/1994
I
A472
AIRLINE
22:00
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
P
12/18/1994
I
A472
AIRLINE
21:51
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
P
09/09/1994
DL
43
I
APIS
CVG
ORY
17:40
MAXWELL
GHISLAINE
12/25/1961
P
07/01/1994
I
A476
AIRLINE
17:10
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
I
05/19/1994
I
A103
AIRLINE
18:36
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
I
05/19/1994
I
A103
AIRLINE
18:36
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
I
05/19/1994
I
A103
AIRLINE
18:31
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
02/01/1994
I
A471
AIRLINE
09:05
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
11/06/1993
BA
189
I
5401
APIS
IAD
LHR
00:00
MAXWELL
GHISLAINE
12/25/1961
P
07/20/1993
AA
51
I
5501
APIS
DFW
LGW
16:05
SDNY_GM_00000817
For Official Use Only / Law Enforcement Sensitive
EFTA00010080

=== Page 4 ===
U.S. DEPARTMENT OF
U.S. Customs and Border Protection
U.S. Department of Homeland Security
SECURITY
TECS - Person Encounter List
01/16/2020 17:46 EST
Generated By:
Page 4 of 5
Last Name
First Name
DOB
Doc
Document
Date - Time
Carrier
Carrier
I/O
Site
Insp
Type
Status
Ref
Arr
Dep
Type
Number
(Eastern)
Code
Num.
Loc
Loc
MAXWELL
GHISLAINE
12/25/1961
04/20/1993
I
A472
AIRLINE
14:02
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
09/28/1991
0000000
I
A472
AIRLINE
09:44
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
08/30/1991
0000000
I
A273
AIRLINE
20:34
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
06/13/1991
0000000
I
A476
AIRLINE
20:19
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
05/20/1991
0000000
I
A472
AIRLINE
18:03
(NOT
API)
MAXWELL
GHISLAINE
12/25/1961
12/04/1990
0000000
I
A471
AIRLINE
19:50
(NOT
API)
Total Number of Records: 58
Legend
Loc
Codes
Value
LAX
LOS ANGELES, CA INTL
MIA
MIAMI INTL, FL
DFW
DALLAS/FT WORTH INTL
CVG
CINCINNATI
LHR
LONDON / HEATHROW INTL
CDG
PARIS, CH. DE GAULLE
ORY
PARIS, ORLY
LGW
LONDON / GATWICK INTL
IAD
DULLES INTL
JFK
JOHN F KENNEDY INTL
SYD
KINGSFORD SMITH-SYDNEY
Doc Type
Codes
Value
P
P - PASSPORT
A
A - - U.S. ALIEN REGISTRATION CARD
I
I - INSPASS DOCUMENT
Site Code
SDNY_GM_00000818
For Official Use Only / Law Enforcement Sensitive
EFTA00010081

=== Page 5 ===
U.S. DEPARTMENT OF
U.S. Customs and Border Protection
U.S. Department of Homeland Security
HOMELAND SECURITY
TECS - Person Encounter List
01/16/2020 17:46 EST
Generated By:
Page 5 of 5
Codes
Value
MIA
MIA - MIA
A524
A524 - CBP-MIAMI, AIRPORT CNTRL TERML
A511
A511 - CBP-CYRIL E KING, INTL AIRPORT
A523
A523 - CBP-PALM BEACH, INTERNATIONAL
A520
A520 - CBP-MIAMI, AIRPORT N TERMINAL
A476
A476 - NEW YORK, JFK AIRPORT, TERM 4W
A103
A103 - CBP-NEWARK, INTL AIR TERM B
A475
A475 - NEW YORK, JFK AIRPORT, TERM 3
A472
A472 - NEW YORK, JFK AIRPORT, TERM 7
A471
A471 - NEW YORK, JFK AIRPORT, TERM 4
A273
A273 - LOS ANGELES, BRADLEY AP LAX
2720
2720 - 2720
5401
5401 - 5401
5501
5501 - 5501
5206
5206 - 5206
4701
4701 - 4701
SDNY_GM_00000819
For Official Use Only / Law Enforcement Sensitive
EFTA00010082


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=== Page 1 ===
From:
To:
Bee:
Subject: SDNY NEWS CLIPS, MONDAY, NOVEMBER 16, 2020
Date: Mon, 16 Nov 2020 16:29:57 +0000
Inline-Images: image001.png
OF TICE
SDNY PRESS CLIPPINGS
DEPARTMENT
JUSTITIA
MAXWELL
ABCNEWS: https://abcnews.go.com/US/key-takeaways-justice-department-review-jeffrey-epstein-sweetheart/story?id=74222922
NY POST: https://nypost.com/2020/11/14/epstein-attorney-dated-prosecutor-in-trial-where-he-got-sweetheart-deal/
EFTA00009917


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=== Page 1 ===
From:
(USANYS)"
To:
)"
)"
)"
Subject: Witness Travel Chart
Date: Fri, 12 Nov 2021 00:26:19 +0000
Attachments: Maxwell_Witnesses_and_Travel.docx
Hi team,
Since there are so many moving parts with travel and witnesses we would prefer not see each other, I started putting
together a travel chart for
Attached and saved here: \\Usa.doj.gov\cloud\NYS\StAndrews\Shared\USvEpstein-
2018R01618\!Trial\Order of Proof\Travel Chart for
If you think this makes sense to send her (or at least have to
talk her through), please feel free to edit/update.
Thanks!
Assistant United States Attorney
United States Attorney's Office
Southern District of New York
One St. Andrew's Plaza
New York, New York 10007
EFTA00010183


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c6: pdf
c7: images
c0:
=== Page 1 ===
From:
=
(USAFLS)" </O=USA/OU=FLS/CN=RECIPIENTS/CN=
To: "
(USAFLS)"
i
(USAFLS)"
"
i
(USAFLS)"
Subject: Epstein?
Date: Fri, 16 May 2008 17:11:25 +0000
Importance: Normal
Hi
, and
-
Have you heard anything? Thank you.
EFTA00013731


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=== Page 1 ===
From:
Bcc: "USANYS-ALL EMPLOYEES" <usanys-allemployees@usa.doj.gov>
Subject: GHISLAINE MAXWELL CHARGED IN MANHATTAN FEDERAL COURT FOR
CONSPIRING WITH JEFFREY EPSTEIN TO SEXUALLY ABUSE MINORS
Date: Thu, 02 Jul 2020 17:21:59 +0000
Attachments: U.S._v_Ghislaine_Maxwell_Indictment.pdf; Ghislaine_Maxwell_Indictment_PR.pdf
Inline-Images: image001.png
OF JUSTICE QUI PRO UNITED VILLINO
UNITED STATES ATTORNEY'S OFFICE
Southern District of New York
STATES
OF
GHISLAINE MAXWELL CHARGED IN MANHATTAN FEDERAL COURT FOR
CONSPIRING WITH JEFFREY EPSTEIN TO SEXUALLY ABUSE MINORS
Maxwell is Alleged to Have Facilitated, Participated in Acts of Abuse
Additionally Charged With Perjury in Connection With 2016 Depositions
Audrey Strauss, the Acting United States Attorney for the Southern District of New York, William F.
Sweeney Jr., the Assistant Director-in-Charge of the New York Field Office of the Federal Bureau of
Investigation ("FBI"), and Dermot Shea, Commissioner of the New York City Police Department ("NYPD"),
announced that GHISLANE MAXWELL was arrested this morning and charged with enticing a minor to travel
to engage in criminal sexual activity, transporting a minor with the intent to engage in criminal sexual activity,
conspiracy to commit both of those offenses, and perjury in connection with a sworn deposition. The Indictment
unsealed today alleges that between at least in or about 1994 through 1997, MAXWELL and co-conspirator
Jeffrey Epstein exploited girls as young as 14, including by enticing them to travel and transporting them for the
purpose of engaging in illegal sex acts. As alleged, knowing that Epstein had a preference for young girls,
MAXWELL played a critical role in the grooming and abuse of minor victims that took place in locations
including New York, Florida, and New Mexico. In addition, as alleged, MAXWELL made several false
statements in sworn depositions in 2016. MAXWELL is expected to be presented this afternoon in the in federal
court in New Hampshire. This case is assigned to U.S. District Judge Alison J. Nathan.
Acting U.S. Attorney Audrey Strauss said: "As alleged, Ghislaine Maxwell facilitated, aided, and
participated in acts of sexual abuse of minors. Maxwell enticed minor girls, got them to trust her, and then
delivered them into the trap that she and Jeffrey Epstein had set. She pretended to be a woman they could trust.
All the while, she was setting them up to be abused sexually by Epstein and, in some cases, Maxwell herself.
Today, after many years, Ghislaine Maxwell finally stands charged for her role in these crimes."
FBI Assistant Director William F. Sweeney Jr. said: "Preserving the innocence of children is among the
most important responsibilities we carry as adults. Like Epstein, Ms. Maxwell chose to blatantly disregard the
law and her responsibility as an adult, using whatever means she had at her disposal to lure vulnerable youth into
behavior they should never have been exposed to, creating the potential for lasting harm. We know the quest for
EFTA00010990

=== Page 2 ===
justice has been met with great disappointment for the victims, and that reliving these events is traumatic. The
example set by the women involved has been a powerful one. They persevered against the rich and connected,
and they did so without a badge, a gun, or a subpoena - and they stood together. I have no doubt the bravery
exhibited by the women involved here has empowered others to speak up about the crimes of which they've been
subjected."
NYPD Commissioner Dermot Shea said: "The heinous crimes these charges allege are, and always will
be abhorrent for the lasting trauma they inflict on victims. I commend our investigators, and law enforcement
partners, for their continuing commitment to bringing justice to the survivors of sexual assault, everywhere."
If you believe you are a victim of the sexual abuse perpetrated by Jeffrey Epstein, please contact
the FBI at 1-800-CALL FBI, and reference this case.
According to the Indictment unsealed today in Manhattan federal court:
From at least 1994 through at least 1997, GHISLAINE MAXWELL assisted, facilitated, and participated
in Jeffrey Epstein's abuse of minor girls by, among other things, helping Jeffrey Epstein to recruit, groom, and
ultimately abuse victims known to MAXWELL and Epstein to be under the age of 18. The victims were as
young as 14 years old when they were groomed and abused by MAXWELL and Epstein, both of whom knew
that their victims were in fact minors. As a part and in furtherance of their scheme to abuse minor victims,
MAXWELL and Epstein enticed and caused minor victims to travel to Epstein's residences in different states,
which MAXWELL knew and intended would result in their grooming for and subjection to sexual abuse.
As alleged, MAXWELL enticed and groomed minor girls to be abused in multiple ways. For example,
MAXWELL attempted to befriend certain victims by asking them about their lives, taking them to the movies or
taking them on shopping trips, and encouraging their interactions with Epstein. MAXWELL also acclimated
victims to Epstein's conduct simply by being present for victim interactions with Epstein, which put victims at
ease by providing the assurance and comfort of an adult woman who seemingly approved of Epstein's behavior.
Additionally, to make victims feel indebted to Epstein, MAXWELL would encourage victims to accept offers of
financial assistance from Epstein, including offers to pay for travel or educational expenses. MAXWELL also
normalized and facilitated sexual abuse by discussing sexual topics with victims, encouraging them to massage
Epstein, and undressing in front of a victim.
As MAXWELL and Epstein intended, these grooming behaviors left minor victims vulnerable and
susceptible to sexual abuse by Epstein. MAXWELL was then present for certain sexual encounters between
minor victims and Epstein, such as interactions where a minor victim was undressed, and ultimately MAXWELL
was present for sex acts perpetrated by Epstein on minor victims. That abuse included sexualized massages
during which a minor victim was fully or partially nude, as well as group sexualized massages of Epstein
involving a minor victim where MAXWELL was present.
As alleged, minor victims were subjected to sexual abuse that included, among other things, the touching
of a victim's breasts or genitals, placing a sex toy such a vibrator on a victim's genitals, directing a victim to
touch Epstein while he masturbated, and directing a victim to touch Epstein's genitals. MAXWELL and
Epstein's victims were groomed or abused at Epstein's residences in New York, Florida, and New Mexico, as
well as MAXWELL's residence in London, England.
Additionally, in 2016, while testifying under oath in a civil proceeding, MAXWELL repeatedly made
false statements, including about certain specific acts and events alleged in the Indictment.
GHISLAINE MAXWELL, 58, is charged with one count of enticing a minor to travel to engage in illegal
sex acts, which carries a maximum sentence of five years in prison, one count of conspiracy to entice a minor to
travel to engage in illegal sex acts, which carries a maximum sentence of five years in prison, one count of
transporting a minor with the intent to engage in criminal sexual activity, which carries a maximum sentence of
EFTA00010991

=== Page 3 ===
10 years in prison, one count of conspiracy to transport a minor with the intent to engage in criminal sexual
activity, which carries a maximum sentence of five years in prison, and two counts of perjury, each of which
carries a maximum sentence of five years in prison.
The statutory maximum penalties are prescribed by Congress and are provided here for informational
purposes only, as any sentencing of the defendant would be determined by the judge.
Ms. Strauss praised the outstanding investigative work of the FBI and the NYPD.
This case is being handled by the Office's Public Corruption Unit. Assistant U.S. Attorneys
, and
are in charge of the prosecution.
The charges contained in the Indictment are merely accusations. The defendant is presumed innocent
unless and until proven guilty.
20-138
###
DO NOT REPLY TO THIS MESSAGE. IF YOU HAVE QUESTIONS, PLEASE CALL THE PRESS OFFICE
AT (212) 637-2600.
Follow us on Facebook Follow us on Twitter SDNY website YouTube
[1]
As the introductory phrase signifies, the entirety of the text of the Indictment, and the description of the Indictment set forth herein,
constitute only allegations, and every fact described therein should be treated as an allegation. The defendant is presumed innocent
unless and until proven guilty.
EFTA00010992


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=== Page 1 ===
From:
)"
To:
Cc:
)"
)"
Subject: RE: documents for Relativity
Date: Mon, 22 Apr 2019 19:55:19 +0000
Importance: Normal
Thanks very much.
From:
Sent: Monday, April 22, 2019 15:55
To:
)
Cc
is
Subject: RE: documents for Relativity
We can keep the folder structure that currently exists. If I have any questions regarding the documents I will let you
know.
Thank you.
From:
)
Sent: Monday, April 22, 2019 3:51 PM
To:
Cc:
Subject: RE: documents for Relativity
Following up on the below, and for the same case - US Epstein (USAO # 2018R01618) - could we please load the
documents in the following folder into Relativity:
\\Usa.doj.gov\cloud\NYS\StAndrews\Shared\USvEpstein-2018R01618\Investigation\# 2018 SDNYinvestigation\Subpoena
Returns\ Boies Schiller\2019-04-18, Boies Schiller second subpoena response
In terms of structure, they can go under the "BSF returns" subfolder (under the folder "Subpoena Returns") under a new
subfolder identified as "BSF second production". And under that, we'd like to keep the same folder structure as exists at
the link. Does that work?
And I don't believe there is DVD information (as in the "BSF first production" documents), but if there is, please let us
know. Please also let me know if any questions or if any other information would be helpful, and if you could let us know
when it's all uploaded?
thanks very much,
EFTA00010245

=== Page 2 ===
Assistant U.S. Attorney
Southern District of New York
From:
Sent: Thursday, March 28, 2019 11:16
To:
Cc:
i
Subject: RE: documents for Relativity
Perfect, thanks very much.
From:
Sent: Thursday, March 28, 2019 09:02
To:
)
Cc: Y
>;
i
Subject: RE: documents for Relativity
Hello
The documents would need to be converted to a different format. I will talk to someone about getting the documents
converted to a different format.
Thank you.
From:
Sent: Wednesday, March 27, 2019 7:15 PM
To:
Cc:
is
Subject: RE: documents for Relativity
That's no problem, we don't need those on Relativity. Separately, though will we be able to play those video files *not*
on a DVD? That is, we only have them in electronic format (in the file folders) - I haven't tried to play them, so maybe it's
just as easy as that, but wanted to check if we need to get them processed in some other fashion to be able to view
independently of a DVD player.
thanks,
From:
Sent: Tuesday, March 26, 2019 09:32
To:
)
Cc:
Subject: RE: documents for Relativity
EFTA00010246

=== Page 3 ===
Good Morning
I have noticed that some of these documents contain data that appears to be from a DVD. A DVD contains a bunch of
separate files to make everything play on a DVD, but it will not make sense to load DVD information into Relativity. The
following should not be loaded to Relativity:
1.
\\Usa.doj.gov\cloud\NYS\StAndrews\Shared\UUUV4Q^3\FS09L*P\_AMUFM*3\S90B8H*H\B3KTU3*5\2MQV99~
I\G6WHHA~F\7EJDCF~7\Interview H. R\VIDEO_TS
2.
\\Usa.doj.gov\cloud\NYS\StAndrews\Shared\UUUV4Q*3\tFS09L*P\_AMUFM*3\S90B8H*H\B3KTU3*S\2MQV99
I\GWR892~P\60AFYC*X\Interview J. H\VIDEO_TS
3.
\\Usa.doj.gov\cloud\NYS\StAndrews\Shared\UUUV4Q^3\FS09LP\_AMUFM*3\S90B8H*H\B3KTU3*5\2MQV99
I\GWR892~P\60AFYC*X\Interview
S.
\VIDEO_TS
4.
\Usa.doj.gov\cloud\NYS\StAndrews\Shared\UUUV4Q^3\tFS09L*P\_AMUFM*3\S90B8H*H\B3KTU3*S\2MQV99
I\GYCEJB~B\53V7CE*B\Interview A. D\VIDEO_TS
5.
\\Usa.doj.gov\cloud\NYS\StAndrews\Shared\UUUV4Q^3\tFS09L*P\_AMUFM*3\S90B8H*H\B3KTU3*S\2MQV99
I\GYCEJB~B\53V7CE*B\Interview A. T\VIDEO_TS
6. \\Usa.doj.gov\cloud\NYS\StAndrews\Shared\USvEpstein-2018R01618\Investigation\# 2018 SDNY
investigation\Subpoena Returns\Boies Schiller\2019-03-04, Boies Schiller first subpoena response\G. SUBPOENA
RESPONSE 004582 (State Disc 1)\2. Walkthrough Video
Please let me know if there are any questions.
Thank you.
From:
Sent: Monday, March 25, 2019 7:00 PM
To
Subject: RE: documents for Relativity
Could we please load the documents in the following folder into Relativity for US
Epstein (USAO # 2018R01618):
\\Usa.doj.gov\cloud\NYS\StAndrews\Shared\USvEpstein-2018R01618\Investigation\# 2018 SDNY investigation\Subpoena
Returns\Boies Schiller\2019-03-04, Boies Schiller first response
In terms of structure, we'd like to create a folder identified as "Subpoena Returns" (at the same level as "FBI Case File" is
currently), and in a subfolder within Subpoena Returns, a folder titled "BSF returns," and within that a subfolder identified
as "BSF first production" that the docs in the above link can be deposited into (including any additional subfolders). Does
that work?
Please let me know if any questions or if any other information would be helpful, and if you could please let us know
when it's all uploaded?
EFTA00010247

=== Page 4 ===
thanks very much,
Assistant U.S. Attorney
Southern District of New York
EFTA00010248


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=== Page 1 ===
From:
"
To:
Subject: Accepted: Meet re Epstein
Date: Thu, 25 Apr 2019 13:47:12 +0000
Importance: Normal
Attachments: unnamed
EFTA00013350


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=== Page 1 ===
From: Edward Friedland
To:
Cc: Joseph Pecorino
>, Matthew Rogers
)"
Subject: Re: Maxwell Link
Date: Mon, 29 Nov 2021 18:07:01 +0000
Inline-Images: image001.jpg
Good with me.
Thanks.
Sent from my BlackBerry - the most secure mobile device
From:
Sent: November 29, 2021 1:05 PM
To:
Cc:
Subject: RE: Maxwell Link
CAUTION - EXTERNAL:
Joe, Ed, here's what we're ready to post, unless you have any correction:
November 29, 2021
Victim Attendance at Trial in United States V. Ghislaine Maxwell
In orders dated October 14 and November 24, 2021, the S.D.N.Y. Court outlined procedures for public access to
the trial in this matter. (Trial began on November 29, 2021, with jury selection.) Specifically, consistent with the
District's COVID-19 protocols, the Court will ensure public access (with COVID-19 distancing) to the trial in the
courtroom itself and in several overflow rooms at the courthouse with live feeds of the proceedings. Beyond the live
feeds within the courthouse, the trial will not be further broadcast; nor will there be any telephonic dial-in to the
proceedings. Victim access will be coordinated by the U.S. Attorney's Office Victim-Witness Coordinator,
(
), and Mr. Joseph Pecorino of the Court's District Executive Office
(
). Victims who wish to attend the trial may contact either one of
those persons for further information.
COVID-19 Protocols. Per the S.D.N.Y. Response to COVID-19, anyone who appears at any S.D.N.Y. courthouse
must complete a questionnaire on the date of the proceeding prior to entering the courthouse. All visitors must
also have their temperature taken when they arrive at the courthouse. Only persons who meet the entry
requirements established by the questionnaire and whose temperatures are below 100.4 degrees will be allowed
to enter the courthouse. All visitors must wear a mask that covers the person's nose and mouth. Bandannas,
gaiters, and masks with valves are not permitted. If a person does not have an approved mask, a screener will
EFTA00010941

=== Page 2 ===
provide one. Anyone who fails to comply with the COVID-19 protocols that have been adopted by the Court will
be required to leave the courthouse. There are no exceptions. For more information, please see
https://www.nysd.uscourts.gov/covid-19-coronavirus.
From: Edward Friedland
Sent: Monday, November 29, 2021 12:01 PM
To:
is
Cc: Joseph Pecorino
>; Matthew Rogers
Subject: FW: Maxwell Link
This info on your web page is outdated and is causing the public to try and access the Maxwell matter by phone. Can you
pull down the access number info and update with the latest order which says in-person?
Edward A. Friedland, Esq.
District Court Executive
United States District Court
Southern District of New York
From: Joseph Pecorino
Sent: Monday, November 29, 2021 11:57 AM
To: Edward Friedland
Subject: Maxwell Link
https://www.justice.gov/usao-sdny/united-states-v-ghislaine-maxwel
UNTED STATES UNITED DISTRICT COURT
Joseph Pecorino
Office of the District Executive
United States District Court
Southern District of New York
Email:
SOUTHERNO DISTRICT OF NEWYORK
Office:
PLEASE CONSIDER THE ENVIRONMENT BEFORE PRINTING THIS E-MAIL
CAUTION - EXTERNAL EMAIL: This email originated outside the Judiciary. Exercise caution when opening
attachments or clicking on links.
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Case 1:20-cr-00330-AJN Document 49 Filed 08/25/20 Page 1 of 4
USDC SDNY
DOCUMENT
ELECTRONICALLY FILED
DOC #:
UNITED STATES DISTRICT COURT
DATE FILED: 8/25/20
SOUTHERN DISTRICT OF NEW YORK
United States of America,
-v-
20-CR-330 (AJN)
Ghislaine Maxwell,
MEMORANDUM
Defendant.
OPINION AND ORDER
ALISON J. NATHAN, District Judge:
On August 10, 2020, the Defendant filed a letter motion related to two issues. Dkt. No.
38. First, the Defendant seeks an order directing the Government to disclose to defense counsel
immediately the identities of the three alleged victims referenced in the indictment. Second, the
Defendant seeks an order directing the Bureau of Prisons ("BOP") to release the Defendant into
the general population and to provide her with increased access to the discovery materials. For
the reasons that follow, Defendant's requests are DENIED without prejudice.
I.
The Disclosure of Alleged Victims' Identities
The Defendant first seeks an order directing the Government to disclose to defense
counsel immediately the identities of the three alleged victims referenced in the indictment. Dkt.
No. 38 at 1. Her request is premature. Production of discovery, which may itself identify
alleged victims and relevant witnesses to the defense, has just begun. Moreover, the parties have
not yet engaged in discussions regarding an appropriate schedule for pretrial disclosures,
including witness lists and $ 3500 material. The Court is mindful of the factors pointed to by the
Defendant-in particular the fact that charges in this matter relate to conduct that allegedly took
place many years ago-and anticipates that such a schedule would require the disclosure of
1
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=== Page 2 ===
Case 1:20-cr-00330-AJN Document 49 Filed 08/25/20 Page 2 of 4
alleged victims and witnesses substantially in advance of trial. But that alone does not justify
such relief at this very early stage. Following the close of discovery, the parties should meet and
confer on an appropriate schedule in light of all relevant factors. If the parties are unable to
reach agreement as to a pretrial disclosure schedule, the Defendant may renew her request. The
denial is therefore without prejudice.
II.
The Defendant's Conditions of Confinement
In her August 10, 2020 letter motion, the Defendant also sought "an order directing
[BOP] to release Ms. Maxwell into the general population and provide Ms. Maxwell with
increased access to the discovery materials while she is detained so that she can meaningfully
participate in the preparation of her defense." Dkt. No. 38 at 1. The Government responded that
the BOP has modified the conditions of Ms. Maxwell's confinement so that she has access to
discovery materials thirteen hours a day, seven days a week. Dkt. No. 41 at 5. The Defendant's
reply credited the BOP's change in policy but nonetheless asked the Court to "confirm these
changes in an order to the BOP" and "that the Court order the BOP to grant Ms. Maxwell the
same privileges given to other detainees." Dkt. No. 42 at 4-5.
The Court denies this request. The BOP is providing the Defendant with conditions that
allow her access to discovery materials so that she can meaningfully participate in the
preparation of her defense. Further action by the Court as this juncture is therefore unnecessary.
Should facts on the ground change such that the Defendant is not being provided sufficient
access to her legal materials, defense counsel may seek intervention by the Court.
The Defendant also requests that the Court order BOP that Ms. Maxwell "be monitored
in the same manner as other pretrial detainees and that the Court order the BOP to grant Ms.
2
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=== Page 3 ===
Case 1:20-cr-00330-AJN Document 49 Filed 08/25/20 Page 3 of 4
Maxwell the same privileges given to other detainees." Dkt. No. 42 at 5. In a footnote, the
defense clarifies that "[a]s long as Ms. Maxwell is monitored in the same manner, and receives
the same privileges as other pretrial detainees, it is not necessary to move her to the general
population." Dkt. No. 42 at 5 n.4.
The Court sees no basis for granting the Defendant's request for an order directed to
BOP. First, the Government has assured the Court that "[a]s with all inmates, the defendant is
able to speak to her counsel behind a closed door, in an area that is visible-but not audible-to
MDC staff," thereby ensuring that Ms. Maxwell's ability to communicate with her counsel is in
no way interfered. Dkt. No. 41 at 4 n.5. And as to the more general implementation of
surveillance procedures, the Court credits BOP's duty to ensure the safety and security of the
Defendant as justifying the measures BOP has adopted. See Bell V. Wolfish, 441 U.S. 520, 547
(1979) ("Prison administrators
should be accorded wide-ranging deference in the adoption
and execution of policies and practices that in their judgment are needed to preserve internal
order and discipline and to maintain institutional security."). Nor does the Defendant provide
any basis for the Court to conclude that the level of surveillance is punitive. Dkt. No. 42 at 5.
Though pretrial detainees "may not be punished prior to an adjudication of guilt in accordance
with due process of law," Wolfish, 441 U.S. at 535, it does not follow that surveillance measures
are punitive just because the Defendant deems them "onerous." Dkt. No. 42 at 4. The
Defendant has provided the Court with no evidence, and no reason to believe, that the
surveillance measures are motivated by improper purposes.
As a result, Defendant's request is denied. To ensure that Ms. Maxwell is able to
continue to adequately participate in her defense, however, the Court hereby ORDERS the
Government to provide written status updates every 90 days detailing any material changes to the
3
EFTA00010296

=== Page 4 ===
Case 1:20-cr-00330-AJN Document 49 Filed 08/25/20 Page 4 of 4
conditions of Ms. Maxwell's confinement, with particular emphasis on her access to legal
materials and ability to communicate with defense counsel.
III. Conclusion
For the reasons stated above, Defendant's requests contained in Dkt. No. 38 are DENIED
without prejudice. Following the close of discovery, the parties shall meet and confer on an
appropriate schedule for pre-trial disclosures, including the disclosure of $ 3500 material, exhibit
lists, and witness lists, taking into account all relevant factors. The Government is hereby
ORDERED to submit written status updates every 90 days detailing any material changes to the
conditions of Ms. Maxwell's confinement, with particular emphasis on her access to legal
materials and ability to communicate with defense counsel.
SO ORDERED.
Alim D. Netto
Dated: August 25, 2020
New York, New York
ALISON J. NATHAN
United States District Judge
4
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=== Page 1 ===
From:
To: Nathan NYSD Chambers
Cc:
,
"ceverdell@cohengresser.com" <ceverdell@cohengresser.com>, Laura Menninger
<lmenninger@hmflaw.com>, "Jeff Pagliuca" <jpagliuca@hmflaw.com>,
"bcssternheim@mac.com" <bcssternheim@mac.com>
Subject: United States V. Maxwell, 20 Cr. 330, list of names and places
Date: Mon, 15 Nov 2021 03:33:46 +0000
Attachments: 2021-11-14_joint_letter_regarding_names_and_places.pdf
Chambers,
The parties respectfully submit the attached letter providing a list of names and places for voir dire.
Thank you.
Assistant United States Attorney
Southern District of New York
One Saint Andrew's Plaza
New York, NY 100
EFTA00010152


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EFTA00010819

=== Page 2 ===
Subject: [EXTERNAL] Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR &
Appendix
Date: Sat, 27 Nov 2021 14:14:50 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf;
kcg1q2015.pdf; IRS.pdf
Per below: the prolific Bag Man Terren Peizer and his felon Partner Michael Wachs: Crede. Peizer criminally
obstructed justice for the Mogilevich Bag Man: Milken along with current Goldman CEO DJDsol.
Peizer in NETE as well as FreeSeas with fellow Bag Man Joshie Sason. Along with Credit Suisse and Deutsche
Bank. FreeSeas is Newlead 2.0. A not so distant cousin: TopShips. ALL in related TCR's of mine where NITE was a
top trader. AND before the SDNY Courts in separate but related actions. Felon Wachs ex wife: Esousa. Wachs
sister Cobblestone. BOTH NETE as well. In fact, it was Esousa/Cobblestone entities used to "assign"
RBL/Northern Leasing notes in NETE so that the SEC facilitated reverse merger between NETE and MULN could
take place. These "assignments" were the mechanism to "TRANSFER" the massive NETE money laundering
"payment processing" business to RBL/Northern Leasing. Guaranteeing Northern Leasing is up and running
today as a result. Despite the NY Supreme Courts/NYAG rulings to shut it down.
per below:
Esousa was an "investor" in Ault
EDGAR Filing Documents for 0001104659-20-087614 (sec.gov)
EDGAR Filing Documents for 0001104659-20-087614
DPW Holdings, Inc. (Subject) CIK: 0000896493 (see all company filings) IRS No.: 941721931 I State of
Incorp.:DE I Fiscal Year End: 1231 Type: SC 13G | Act: 34 I File
www.sec.gov
EFTA00010820

=== Page 3 ===
Bag Men "investing" in fully SEC reporting/ publicly traded Bag Men.
But wait, there's more!
From the September 30 2021 Ault SEC reviewed 10Q
pg F20
Inline XBRL Viewer (sec.gov)
"Naked Brand Group Stock Purchase Agreement"
"On March 29,2021 DP lending (Ault) entered into a SPA with and institutional "investor" (the Seller) to
purchase 47,058,824 shares of Naked Brand Group Ltd (the NAKD shares). Under the agreement DP Lending
agreed to sell the NAKD shares and pay the Seller 99% of the net proceeds from the sale. In April 2021, DP
Lending sold 47,058,824 shares of NAKD for gross proceeds of $29.3 MILLION. DP lending remitted 99% of the
proceeds to the institutional investorand retained 1% or $293,000 which was recorded as revenue in April
2021."
The "institutional investor" Ault/DP Lending bought the NAKD shares from:
Streeterville Capital
Fife
MY FUCKING NITE TCR's
EDGAR Filing Documents for 0001567619-21-006378 (sec.gov)
EDGAR Filing Documents for 0001567619-21-006378
NAKED BRAND GROUP Ltd (Subject) CIK: 0001707919 (see all company filings) IRS No.: 000000000 I State
of Incorp.:C3 I Fiscal Year End: 0131 Type: SC 13G I Act: 34
www.sec.gov
https://www.sec.gov/Archives/edgar/data/896493/000121465921004041/d48211sc13g.htm
SEC.gov | HOME
1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with
respect to the subject class of securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.. The information required in the remainder of
this cover page shall not be deemed to be "filed" for the purpose
www.sec.gov
So, Ms Pasquinelli, Wardlaw, Knowles, Kelly et al:
WHY was the Fife Action along with the Sason and Keener Actions never posted to the OWB site for award
elligibility?
To screw me out of multiple, massive awards. As with the UBS denial and the still pending Opco denial: ALL MY
INFORMATION.
But, not JUST to screw me. But to keep the illegal activity I have EXTENSIVELY and IRREFUTABLY detailed in the
record very much up and running.
So, Ault/DP didn't know Fife was a Prolific Bag Man?
EFTA00010821

=== Page 4 ===
John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint,
Inc., and Typenex Co-Investment, LLC (Release No. LR-24886; Sep. 3, 2020) (sec.gov)
John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St.
George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
(Release No. LR-24886; Sep. 3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and
companies he controls for acquiring and selling more than 21 billion shares of penny stock without
registering as a securities dealer with the SEC.
www.sec.gov
DP Lending is NOT registered as a Broker Dealer. Buying/selling/remitting/booking revenue for brokerage
activity for a well known Fellon is MONEY LAUNDEING.
But wait, there's MORE!
NAKD is supposedly the entity behind womens lingerie retailer Frederick's of Hollywood. Australia entity.
In 2021, NAKD announced it wuld merge with a Chinese EV entity called Cenntro
Cenntro Auto About Our Company
Cenntro Auto
|
About Our Company
Cenntro is led by Peter Wang, a visionary entrepreneur.
Recognized as an outstanding Asian American businessman,
Peter co-founded UTStarcom in 1991, one of largest Telecom
solution providers in Asia at the time of company formation.
www.cenntroauto.com
Started by Chinese Bag Man Peter Wang.
you can NOT make this shit up.
Cenntro is taking a page out of the NKLA/MULN, RIDE/WKHS, HYLN et al (AQR money laundering shells)
playbook.
Claiming they will ramp to $5 BILLION in revenue in 2 years.
Wang/Cenntro have already found a money laundering shell in
Greenland Technologies.
ALSO Fully SEC Reporting
EDGAR Search Results (sec.gov)
So, unclear exactly WHAT entity NAKD is "merging with"
But, that's all part of the massive fraud in ALMOST December of 2021.
Speaking of MULN
Guess who showed up as an "investor" in November 2021:
The Publicly traded Bag Man Ault
EDGAR Filing Documents for 0001214659-21-011940 (sec.gov)
ALL of this is related to my extensive and irrefutable claims. The Record Ms Kelly.
EFTA00010822

=== Page 5 ===
ALL kept up and running by the grossly corrupt SEC while screwing me out of multiple, massive Awards.
SDNY,NY Supreme Court, NJ judges et al. The SEC continues to play you for FOOLS!
Cheers!
Christopher J Dilorio
Whistleblower Extraordinaire
303-877-7008
EFTA00010823

=== Page 6 ===
Patients Love Lincoln I Pace, DDS - A Top-
Rated Dentist on Dental Insider
Each day, thousands of patients rely on our comprehensive
dentist profiles and reviews to find dental professionals providing
the highest level of care.
www.dentalinsider.com
I have attached my IRS TCR filed with Berger Montague. The IRS TCR was based on the SEC TCR. It was WHY IRS
CI agents Vikas Arora and Nate Sarnacki flew to Denver from Chicago in April 2016 to meet with me. Berger
submitted my IRS TCR shortly after submitting my SEC TCR in March 2013. As you can clearly see and as the
record of extensive correspondence (including IG Hoecker) clearly shows: the SEC/FINRA/FINCEN UBS AML
complaint for which Norberg, Pasquinelli, Knowles, Wardlay issued their fraud denial WHILE I was still waiting for
my Opco Denial appeal: The Opco trading data ALSO implicates UBS as well as NITE:
SEC OWB/IG Hoecker FRAUD: "Enforcement staff never saw Mr Dilorio's information"
FinCEN Assesses $14.5 Million Penalty against UBS Financial Services for Anti-Money Laundering Failures |
FinCEN.gov
EFTA00010824

=== Page 7 ===
FinCEN Assesses $14.5 Million Penalty against UBS Financial Services for
Anti-Money Laundering Failures | FinCEN.gov
WASHINGTON-The Financial Crimes Enforcement Network (FinCEN) today announced an assessment
against UBS Financial Services, Inc. (UBSFS) for willful violations of the Bank Secrecy Act (BSA).. FinCEN
assessed a $14.5 million civil money penalty, of which $5 million will be paid to the U.S. Department of the
Treasury and the remainder will be concurrent with penalties for similar or related
www.fincen.gov
The blatant, and egregious disregard by NITE/UBSS at al in trading billions of shares of sham companies with no
products, nothing but losses, reverse merger,repeat explained: illegal naked shorting facilitates ALL of it. Very
profitable. Virtually riskless. Further, as I ask in my information: WHEN would NITE, UBSS, CDEL etc file a SAR?
BEFORE or AFTER trading billions of shares???? There ARE NO SAR's. This also would fall under the jurisdiction
of Kevin Goodman. This is the IRS TCR: money laundering/tax evasion related to this illegal naked shorting. In it,
I discuss the Economic Substance Theory. WHY do sophisticated investors like the ones I have detailed
extensively bother "investing" in these sham companies?? Take Mr Goodman's et al Parallax "Covid complaint"
and the OTHER sham shells I detail below. In fact, take the SEC OWN WORDS in the Parallax complaint: Parallax
had no products AND no money in Early 2020 when Arena/Bradly made their bogus claims. What did they
have? The same thing I detail in my extensive correspondence: ALL of these money laundering shells have
worthless certificates. Usually converted from bogus, fictitious promissory notes. Then dumped on the public by
a WILLING executing BD/MM like NITE,UBSS,CDEL etc. AND, converted into real money. The BD/MM are
compensated in the form of illegal naked shorting trading profits. This is and always has been the core business
at NITE et al. Unfortunately: the effects of which are sitting on the NITE balance sheet as we speak.
This is why my claims have been criminally obstructed by the SEC. The SEC has REPEATEDLY bailed out a known
criminal enterprise. This is why Goodman produced the bullshit "order handling" complaint almost 6 months
after I sent him my TCR in July 2015. This is why ALL of the related entities are omitted in his Parallax complaint.
The SEC admits also repeatedly admits that shams like Parallax are money laundering shells. WHY? Just ask who
trades them.
In Parallax Goodman, the SEC et al acknowledge Parallax as a money laundering shell. Yet no AML complaint.
NITE top trader?
To further prove my point: The SEC approved Parallax S1: June 2019 with sellers I detailed below. Yet, in early
2020, the SEC acknowledges Parallax had no money to support their "new product" claims. HOW CAN THIS BE?
As with hundreds of money laundering shells/NITE/UBSS et al top traded: These sophisticated investors are NOT
"investing". They are LAUNDERING.
And with bullshit "order handling", "front running", stand alone "P&D" (per my TCR: just a tool used to facilitate
the laundering/naked shorting), "market access", "Covid disclosures", etc etc complaints, the SEC guarantees
the activity will continue.
It does in July 2021.
Cheers!
Chris
303-877-7008
EFTA00010825

=== Page 8 ===
I am EAGERLY awaiting to see which SDNY Judge is the victim of the latest SEC fraud on the Courts and the
investing public it is mandated to protect.
"SEC charges Company and Two Executives for Misleading COVID-19 Disclosures"
Let that sink in for a minute
Parallax Health Sciences, Inc., Paul Arena and Nathaniel Bradley (sec.gov)
EFTA00010826

=== Page 9 ===
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK
5. FACTUAL BACKGROUND 13. At all times relevant to this Complaint, Defendant Parallax was a publicly
traded company with the ticker symbol PRLX and was require di to file periodic reports with the
www.sec.gov
Parallax
fka Endeavor Power/EndeavorUranium/VB Trade
a money laundering shell kept up and running for more than a decade
EDGAR Search Results (sec.gov)
A June 2019 approved offering is chock full of info. Pre COVID of course
Form S-1 Registration (sec.gov)
Selling shareholders include:
EMA: detailed by me as a prolific Bag Men/women in extensive correspondence with the SEC: the record
EMA: 40 Wall Street: Trump
EDGAR Search Results (sec.gov)
lonic Ventures
EDGAR Search Results (sec.gov)
lonic is Keith Coulston. Formerly Ironridge
The SEC knows Ironridge well
Ironridge Global Partners, LLC and Ironridge Global IV, Ltd. (sec.gov)
UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934 ADMINISTRATIVE PROCEEDING
ORDER INSTITUTING ADMINISTRATIVE AND CEASE - -AND - DESIST
PROCEEDINGS PURSUANT TO SECTIONS 15(b) AND 21C OF THE
SECURITIES EXCHANGE ACT OF I. ,URQULGJH*OREDO3 DUWQHUV 11& 3
,URQULGJH 'II. - SEC.gov
3 Ironridge Develops a Finance Model Based on the Registration Exemption Contained in Section 3(a)(10)
of the Securities Act 7. In relevant part, Section 3(a)(10) of the Securities Act provides an
www.sec.gov
Ironridge: like Ionic: Prolific Bag Men
EDGAR Search Results (sec.gov)
lonic also in the AQR money laundering shell CIS/Delta/Urban Tea/Bit Bros
EDGAR Filing Documents for 0001753926-20-000178 (sec.gov)
EFTA00010827

=== Page 10 ===
EDGAR Filing Documents for 0001753926-20-000178
business address huakun times plaza, room 1118, floor 11 no. 200, erduan, east xiang fu road yuhua
district, changsha city f4 410014 86 511-8673-3102
www.sec.gov
Central to my AQR TCR: Russian spies and Chinese Nationals. Up and running TODAY
Ironridge was involved in ANOTHER AQR money laundering blank check shell in my TCR: Cereplast
EDGAR Filing Documents for 0001144204-12-040024 (sec.gov)
Cereplast has also been kept up and running and has been reincarnated after bankruptcy as ANOTHER Chinese
money laundering shell
Ironridge also NITE top traded fraud VelaTel
EDGAR Filing Documents for 0001144204-15-009142 (sec.gov)
AND ANOTHER SEC fraud on the SDNY: NewLead Holdings for which I filed a separate but related TCR
EDGAR Filing Documents for 0001144204-14-014312 (sec.gov)
Other selling shareholders:
Harbor Gates Capital LLc
Michael Sobeck and Christina Avila: Puerto Rico
Sobeck is a Prolific Bag Men formerly Tangiers
Highlighted by me with a few NITE top traded shells like NYXIO
EDGAR Search Results (sec.gov)
Another seller in the SEC approved Parallax S1:
The Cobran LLC
Controlled by Richard Rosenblum also Harborview Advisors NJ
and
David Stefansky.
Stefansky also in money laundering shell Aquamed Technologies now Nexgel
EDGAR Search Results (sec.gov)
Stefansky controlled Aquamed/Nexgel with Nachum Stein
Stein is CEO/Chairman of American European Insurance
About 1. American European Insurance Group (aeiginsurance.com)
Aquamed/Nexgel?????
For his part Rosenblum is involved in OTC bb shell Innovative Payment Solutions: IPSI
fka Asiya Pearls Inc, fka QPAGOS
EDGAR Search Results (sec.gov)
IPSI cTo is formerly cTo at Cyprus based/NASDAQ listed QIWI: related to my NetElement TCR.
An "Investor" in IPSI is Robert Klimov/Bellridge Capital
Klimov/Bellridge also in the money laundering shell Black Cactus Global Inc
FKA Envoy Group
Now BLGI Inc
EFTA00010828

=== Page 11 ===
EDGAR Search Results (sec.gov)
Klimov/Bellridge/Black Cactus involved in some Paid P&D
https://www.sec.gov/Archives/edgar/data/1575345/000116169718000269/exhibit_99-1.htm
Another seller in Parallax:
Digital Power Lending LLc
Contact - Digital Power Lending
Contact - Digital Power Lending
Get in Touch with Us. Fill out the contact form below and one of
our courteous professionals will get back to you as soon as
possible.
digitalpowerlending.com
DPL is a subsidiary of DPW Holdings now Ault Group
Controlled by Milton Ault
EDGAR Search Results (sec.gov)
"investor" in DPW:
Esousa: Michael Wachs/his ex wife: Net Element: RBL with Crede: Peizer: Wachs partner. Peizer:
FreeSeas/TopShips. AND Milken obstruction of justice with David "djdsol" Solomon: current CEO Goldman Sachs
EDGAR Filing Documents for 0001104659-20-087614 (sec.gov)
EDGAR Filing Documents for 0001104659-20-087614
DPW Holdings, Inc. (Subject) CIK: 0000896493 (see all company filings) IRS No.: 941721931 I State of
Incorp.:DE I Fiscal Year End: 1231 Type: SC 13G | Act: 34 I File
www.sec.gov
Digital Power Lending: Newport Beach CA.
Oh, did I forget to mention Parallax CEO Paul Arena is well known to the SEC as well as the New Mexico
Securities regulator?
augmecorresp041911.htm (sec.gov)
OTHER Paul Arena money laundering shells:
Augme
fka HipCricket,Innerspace,Modavox,Surfnet
Now: EPMLive. Kept up and running by the SEC
EDGAR Search Results (sec.gov)
EFTA00010829

=== Page 12 ===
Geos Communications: fka Digital Data Networks, 12 Telecom International
EDGAR Search Results (sec.gov)
Revoked by the SEC as a shell
and
Cerus Technology Partners fka AIM Group Inc
EDGAR Search Results (sec.gov)
But But But But
"COVID Disclosures"
ALL of the activity detailed in my claims is very much on going in July 2021 thanks to SEC criminal
obstruction/corruption on display once again in the SDNY with this complaint. This complaint is yet ANOTHER
fraud on the SDNY Courts and is irrefutable evidence of my serious allegations:
The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, massive, ongoing frauds on the
public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower
who caught them: ME
Per the PR announcing the Parallax COVID disclosure complaint:
"The Commission appreciates the assistance provided by the Financial Industry Regulatory Authority"
Kevin Goodman: SEC OCIE BD's was made Chief Overlord of FINRA: Goodman new title:
OCIE FINRA and Securities Industry Oversight (FSIO) group
Report from FINRA Board of Governors Meeting - September 2019 I FINRA.org
Report from FINRA Board of Governors Meeting - September 2019
|
FINRA.org
WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FINRA's offices in New York, where it
approved six rule proposals and received several operational updates from FINRA staff.. The Board
continued its engagement with key stakeholders by meeting with two officials from the Securities and
Exchange Commission (SEC): Pete Driscoll, Director of the SEC's Office of Compliance
www.finra.org
FINRA/Goodman put out this friendly reminder just yesterday for Criminal BD's like NITE/CDEL who own the
SEC/FINRA and their PFOF/Best execution "requirements"
Regulatory Notice 21-23 I FINRA.org
Regulatory Notice 21-23 I FINRA.org
Summary FINRA is issuing this Notice to remind member firms of longstanding Securities and Exchange
Commission (SEC) and FINRA rules and guidance concerning best execution and payment for order flow,
which the SEC has defined very broadly to refer to a wide range of practices including monetary payments
and discounts, rebates, or other fee reductions or credits.
www.finra.org
EFTA00010830

=== Page 13 ===
No doubt a deterrent from the BD SRO FINRA where the salaries of employees are paid by the criminals they
"oversee".
What an absolute farce of an enforcement deterrent the BD SRO FINRA is. Goodman is the PERFECT fit as the
FINRA Overlord at the SEC. This bullshit "COVID 19 disclosure" complaint brought by the SEC/FINRA/Goodman
et al is yet another example of SEC obstruction and corruption. Like "front running", "order handling", "market
access", "stand alone P&D", etc etc etc. NOT a deterrent. Intentionally. So the criminal activity can continue.
Because the criminals OWN the SEC/FINRA. This is why the SEC has outsourced the entire OTCM to FINRA.
Including short interest reporting, issuer corporate actions: reverse splits, and compliance with the BSA.
Judge Oetken et al: The reason SEC IG Hoecker and his "bosses" at the SEC don't want to meet with me despite
my many offers to do so (same goes for DoJ/FBI): I would absolutely HUMILIATE them.
Cheers!
Christopher J Dilorio
Whistleblower Extraordinaire
303-877-7008
EFTA00010831

=== Page 14 ===
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
SDNY Judges: which one of you will be the lucky recipient of still MORE SEC fraud on your courts?
Complaint - OFER ABARBANEL (sec.gov)
As is SOP for the SEC
More OMMISSIONS than submissions
EDGAR Search Results (sec.gov)
per the Welshans et al SEC "complaint"
"NALR is a shell company...."
Full stop. NALR/Alaska/New York/State was at ALL times a FULLY REPORTING SEC company
Are we clear?
Further:
"From March 2019 through November 2020, Abarbanel and the FULLY SEC REPORTING SHELL) Fund
transferred approximately $102,000,000 of the funds invested by investor Group A into NARL ACCOUNTS"
the COO of State Funds/New York Alaska is Nicholas Abbate
A former "independent" Market Maker at Knight Capital
UNITED STATES (sec.gov)
Guess who controlled (for others) 40% of the State Fund receiving the $102,000,000 investor Funds?
"Note 9. Control and Ownership"
Brown Brothers Harriman
The penny stock money launderer FINRA/Dick Best all entities un named
Guess who controlled (for others) 57% of the State Fund/NARL receiving the $102,000,000 investor funds?
Bahamas/Toronto based Old Fort/Mosaic Ltd
Mosaic Financial (mosaic-financial.com)
EFTA00010832

=== Page 15 ===
Mosaic Financial
For more than 50 years, our team has built on expertise in private
banking for UHNW individuals and families to serve larger and
more complex accounts in financial technology. To serve our
clients better, we provide a turnkey asset management platform
that simplifies custody, execution, accounting, reporting, research,
mosaic-financial.com
Yet, somehow/ some way: no mention of COO Abbate, BBH, OR Mosaic/Old Fort
AND
Of course: absolutely ZERO reference to AML.
ANOTHER fraud SEC complaint coming to the SDNY Courts
The SEC is a grossly corrupt, criminal organization bought and paid for by criminals ACTIVELY facilitating
multiple, massive, ongoing frauds on the public while screwing the whistleblower who caught them: ME
Cheers!
Chris
EFTA00010833

=== Page 16 ===
SDNY,NY Supreme Court, NJ Judges et al
to say the SEC is a grossly corrupt ,criminal enterprise ACTIVELY facilitating multiple, massive, ongoing frauds on
the public to the benefit of the criminals who own them while screwing the whistleblower who caught them:
me. The real world implications of this irrefutable FACT are staggering. REAL lives changed/ruined. Staggering
losses for "main street investors" as Clayton referred to them. Because, for ANYONE spending more than an
hour or 2 on a trading desk: Gordon Gekko was right: "It's a zero sum game. Somebody wins, somebody loses".
The Grossly corrupt SEC has rigged the game in favor of the criminals over the public it is mandated to protect.
Mr Paley, did your Micro Cap Fraud Task Force actually accomplish ANYTHING? How did 4+
TRILLION shares of OTCM money laundering shells trade in 1Q 2021? Are prolific Bag Men like Kramer and
Honig etc etc etc actually "out of business"?
HELL NO!
Mr Gensler, Chair Waters/Congress made repealing the grossly corrupt Clayton, Peirce, Roisman Rule in the
summer of 2020 that exempts 90% of current 13 F filers a priority. Will you execute the stated will of Congress?
As the Corrupt POS Paley et al know: NONE OF THESE CRIMINALS are out of business in 2021. In Fact, business
is BOOMING
SEC.gov I SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend
Reporting Threshold to Reflect Today's Equities Markets
SEC.gov | SEC Proposes Amendments to Update Form 13F for Institutional
Investment Managers; Amend Reporting Threshold to Reflect Today's
Equities Markets
The Securities and Exchange Commission today announced that it has proposed to amend Form 13F to
update the reporting threshold for institutional investment managers and make other targeted changes.
www.sec.gov
Speaking of Prolific Bag Man Honig: As you are all aware, I made the connection between Honig, Russian
entities, Signature Bank: SBNY, and the criminal law firm of Sichenzia Ross. Mr Gottschall: Have you been able
to locate Castle Rock on a map yet?
Here are just a few of the recently filed RIOT Blockchain filings with the SEC
EFTA00010834

=== Page 17 ===
Detailing a few "transactions"
With the likes of The Bejing China Bitcoin mining company Bitmain where RIOT bought the "mining machines"
at the Rockdale Texas 1gig+ "HPC" data center. It doesn't look like Bitmain has much of a future in China. But
Rockdale Texas is a growth market for sure.
https://www.sec.gov/Archives/edgar/data/1167419/000107997321000272/ex99x1.hm
SEC.gov I HOME
Hash Rate Growth By Q4 2022, Riot expects a total hash rate capacity of 7.7 EH/s with a fleet of
approximately 81,146 Antminers, 95% of which will be the latest generation S19 series model.
www.sec.gov
Another "transaction" involves the RIOT acquisition of a Data Center in Rockdale Texas owned by a German
entity called Northern Data/Northern Bitcoin/Whinstone
Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain, Inc. - Northern Data
AG
Northern Data AG successfully closed the sale of its Texas data center to
Riot Blockchain, Inc. - Northern Data AG
Frankfurt am Main - May 27, 2021 - Northern Data AG (XETRA: NB2, ISIN: DE000A0SMU87) a leading
infrastructure supplier for Bitcoin mining and other HPC infrastructure solutions, successfully completed the
sale of its U.S. subsidiary Whinstone US, Inc., which operates a high-performance data center facility based
in Rockdale, Texas, to Riot Blockchain, Inc. (NASDAQ: "RIOT"). The
northerndata.de
Northern Data is a publicly traded company with ADR's trading OTCM Pinks.
US Jurisdiction established
Half-Year-Report_2019.pc (northerndata.de)
HALF-YEAR REPORT 2019 - Northern Data
PAGE 4 NORTHERN BITCOIN AG I HALF YEAR REPORT 2019 BITCOIN IS CHANGING THE WORLD Bitcoin is a
digital finance system that cannot be manipulated.
northerndata.de
EFTA00010835

=== Page 18 ===
Investor Relations - Northern Data AG
Investor Relations - Northern Data AG
Northern Data AG develops and operates global infrastructure
solutions in the field of High-Performance Computing (HPC).
With its customer-specific solutions, the company provides the
infrastructure for various HPC applications in areas such as bitcoin
mining, blockchain, artificial intelligence, big data analytics, IoT or
northerndata.de
OTC Markets NDTAF Company Profile OTC Markets
Northern Data is now a 12% holder of RIOT
Inline XBRL Viewer (sec.gov)
EDGAR Filing Documents for 0001140361-21-019019 (sec.gov)
Northern Data/Bitcoin Frankfurt came into existence in 2015.
The founder is a guy named Mathis Schultz. Mr Schultz previously was a Private Banker at Julius Baer, LGT,
and Elan Capital Management
Mining Like a Viking: How the Fjords of Norway Offer a Greener Alternative - Bitcoin Magazine: Bitcoin
News, Articles, Charts, and Guides
Mining Like a Viking: How the Fjords of
Norway Offer a Greener Alternative - Bitcoin
Magazine: Bitcoin News, Articles, Charts, and
Guides
Northern Bitcoin's energy costs are lowered still by the climate
control measures Lefdal mine features by design. As if the
Norwegian climate wasn't cool enough, the data center is
situated some 656 feet below ground, so it maintains a constant
temperature of 55 degrees Fahrenheit (~12.5 degrees Celsius).
bitcoinmagazine.com
Schultz picked a very interesting nobody from New Orleans to build his 1Gig+ "HPC" data center in Rockdale
Texas: Chad Everett Harris
qualifications?
The Year of Chad Everett Harris = Chad Everett Harris
EFTA00010836

=== Page 19 ===
The Year of Chad Everett Harris - Chad Everett
Harris
2020 will be the Year of Chad Everett Harris. This will be the year
that the last 1642 days of work pays off and things get back to
my normal chaotic life that I love. This year will be filled with
achievement, challenges, and excitement. It will also be a year of
living in the [...]
www.chadeverettharris.com
Chad Everett Harris Meet New Orleans Entrepreneur
Chad Everett Harris Meet New Orleans
Entrepreneur
Chad Everett Harris realized his passion for entrepreneurship very
early on in his childhood. Born in Palos Verdes, California in 1969,
he spent much of his young life moving between cities across the
US.In his early years alone, he spent considerable time in Georgia,
Michigan, and Louisiana.
www.chadeverettharris.com
Chad Everett Harris Archives - Page 2 of 4 - Chad Everett Harris
Northern Data/ Northern Bitcoin bought Whinstone in 2019.
Whinstone was building its Rockdale Texas 1 gig+ "HPC" data center in 2020 supervised by Chad Everett Harris
Northern Data/ Northern Bitcoin sells Whinstone Texas "Data center" in April 2021
Northern Data founded in 2015 by former Private Banker Mathis Schultz
RIOT has no office at SEC filings address.
RIOT is Honig/Russian money laundering shell
RIOT does "offering" with SBNY as escrow agent and the criminal law firm Sichenzia Ross.
Northern Data trades OTCM Pinks: no info
Northern Data now owns 12% of RIOT
RIOT is a "customer" of Beijing based Bitmain which has been effectively shut down by the PRC
Bitmain filed a "secret ipo" with Clayton/SEC
RIOT is a National security risk and ONGOING fraud on the public kept up and running by the grossly corrupt
SEC: Gottschall et al
Bitmain
Mr Gottschall: And to think ALL of this is happening 15 from my home in Castle Rock Colorado. Too fucking
funny.
Cheers!
EFTA00010837

=== Page 20 ===
Christopher J Dilorio
303-877-7008
EFTA00010838

=== Page 21 ===
SDNY, NY Supreme Courts/NJ Courts grossly corrupt SEC et al,
Let's break down VIRT CEO Dougie "Mr Transparency" Cifu comments to Sell Side analists on the NITE/VIRT 1Q
2021 earnings call in May 2021:
Per below:
"Yes, Dan, obviously you look at the same metrics I do, just to give you a little commentary on them,I mean
April volumes were a hair under 10 billion shares per day which is down 32 odd percent from the first
quarter....."
Meaning: 1Q 2021 equity market making volumes at NITE were roughly 13 billion shares per day.
Let's compare the last KCG stand alone quarter: 1Q2017 (below) where total equity market making share
volumes were "a hair OVER 10 billion shares per day": 10.082 billion shares per day to be exact.
KCG 1Q2017: 154 mil trading revenue
93.589 mil commissions/fees
eps .05/67 mil shares outstanding
Since Dougie "Mr Transparency" Cifu won't actually disclose 1Q2021 metrics, let's do some simple math and
solve for "X" shall we?
NITE/VIRT COMBINED 1Q2021
Remember: "April volumes were down approximately 32% from 1Q 2021 volumes"
April volumes were a "Hair under 10 billion shares pe day"
Therefore: Cifu says to Sell Side analysts on May4 2021 earnings call: 1Q2021 share volumes were roughly 13
billion shares per day
The 1q2021 NITE/VIRT combined SEC reviewed 10Q
Document (sec.gov)
trading income: 812.743 mil
net commissions: 191.64 mil
eps 1.91/sh on 123.4 mil shares out
Again: 1Q 2017 OTCM Pink money laundering shell volumes: 90%+ of total equity MM volumes
OVERALL OTCM Volumes: 100-300 billion shares/month
in 1Q2021 OVERALL OTCM Money laundering share volumes were 4+ TRILLION shares
a 10-30x+ INCREASE 2021 VS 2017 in OTCM Money laundering shell volumes
YET TOTAL equity market making share volumes were up just 30+% 1Q2021 vs KCG stand alone 1Q2017????
How much market share did NITE/VIRT LOSE since 2017: 90+%????
NITE/VIRT 1Q2021 share volumes were MULTIPLES of 13 billion shares/day. Cifu is KNOWINGLY LYING
Further:
Recall: ANOTHER example of SEC corruption: the KCG 1Q2014 "astronomical" OTCM share volume metrics
expunged by McKessy, Norberg, Pasquinelli, et al from the 1Q2014 10Q:
The KCG stand alone 1Q2014 10Q: the basis of my March 2014 letter to McKessy with Berger Montague : I have
attached the KCG 1Q2015 SEC reviewed 10Q above
Year over year numbers: The corrupt SEC failed to expunge
pg 53
1Q2014 KCG STAND ALONE OTCM share volumes
14.045 BILLION shares/day (My Letter to McKessy)
EFTA00010839

=== Page 22 ===
NYSE/NASDAQ volumes: 862 MILLION shares/day
So according to Dougie "Mr Transparency" Cifu"
1Q2021 average daily share volumes were roughly 13 billion shares per day: This number is LESS than KCG stand
alone 1Q2014 share volumes of almost 15 billion shares/day: 7 FUCKING YEARS AGO
In 1Q2014 KCG trading revenue was 254.6 million and eps was .30/share
This is blatant, egregious Cifu/SEC facilitated fraud on the public the SEC is mandated to protect.
WHY is Cifu hiding this from the investing public and as important: WHY is the grossly corrupt SEC letting him?
Read my TCR. In furtherance of the conspiracy: the CORE business at Knight/KCG/VIRT: NITE is and always has
been Illegal naked shorting OTCM shells to facilitate money laundering.
Further: Clayton et all CORRUPTLY gave NITE and CDEL their own exchange: MEMX: in 2020 for this EXACT
reason
The FINRA OTCM share volume discrepancies explained: NITE/VIRT is NOT reporting the vast amount of illegal
naked shorting OTCM share volumes. Recall my correspondence to the grossly corrupt SEC when MEMX was
announced: "Just between us criminals"
Once again, my allegations are irrefutably accurate. The SEC has AGAIN doubled down and taken the side of the
criminal entity NITE. As a result: the SEC ACTIVELY facilitates multiple, ongoing frauds on the public to the
benefit of the criminals who own them while screwing the whistleblower who caught them: ME.
Cheers!
Whistleblower extraordinaire
Christopher J Dilorio
303-877-7008
EFTA00010840

=== Page 23 ===
SDNY/NY Supreme Court/NJ judges: My apologies. I think I typed too fast for many on this email. Let me state
plainly what I allege: For that, I turn directly to UBS Sell Side Analyst Alex Kramm who had quite the exchange
with Cifu on the 1Q 2021 earnings call earlier this month.
Mr Kramm: based on my analysis below, tell everyone WHY you think Cifu chose to be "Less transparent" with
regards to 1Q 2021 share volumes?
I'll type slower this time:
1Q 2021 OTCM total reported share volumes: 4+ TRILLION
Cifu on the call(I have electronic version should you prefer)
"Yes Dan (Jefferies analyst Fannon), obviously, you look at the same metrics I do, just to give you a little
commentary on them (without actually disclosing them), I mean April volumes were a hair under 10 billion
shares per day......"
Mr Kramm: this is a knowingly, blatantly false and misleading statement. Accurately: a bald face lie. This is why
Cifu won't disclose the actual share volumes.
Per below: in 1Q 2017: the last stand alone KCG quarter: OTCM share volumes were reported in SEC reviewed
10Q at 9+ billion shares/day. Back when OTCM TOTAL SHARE VOLUMES were reported in the 100-300 billion
shares per month.
Yet, in 1Q 2021 when total reported OTCM share volumes were more than 1 TRILLION shares per month, hitting
almost 2 TRILLION shares in Feb 2021, Cifu would have us believe NITE Equity market making share volumes
were a "hair under 10 billion shares per day".
A blatant LIE. The SEC knows EXACTLY what the NITE equity share volumes were in 1Q2021. And it was a LOT
MORE than "a hair under 10 billion shares/day". Driven of course by OTCM Money laundering shells.Trading
profits: illegal naked shorting. Exploding balance sheet. Insolvent still/again.
Once again, the SEC facilitating/covering up a MASSIVE ongoing fraud on the public to the benefit of the
criminals who own them while screwing the whistleblower who caught them: ME
EFTA00010841

=== Page 24 ===
Have a GREAT long weekend!
Christopher J Dilorio
Whistleblower Extraordinaire
303-877-7008
EFTA00010842

=== Page 25 ===
There have been 3 (THREE) SEC actions CLEARLY based on my information that also CLEARLY qualify for OWB
Award eligibility.
Sason/Keener/Salviola et al: NewLead
Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019) (sec.gov)
Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019)
SEC Files Charges in Elaborate Microcap Stock Fraud Litigation Release No. 24403 / February 15, 2019
Securities and Exchange Commission V. Joshua Sason, et al.
www.sec.gov
John Fife
John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint,
Inc., and Typenex Co-Investment, LLC (Release No. LR-24886; Sep. 3, 2020) (sec.gov)
John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St.
George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
(Release No. LR-24886; Sep. 3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and
companies he controls for acquiring and selling more than 21 billion shares of penny stock without
registering as a securities dealer with the SEC.
www.sec.gov
Justin Keener/JMJ
Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24, 2020) (sec.gov)
Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24, 2020)
- SEC.gov I HOME
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission V. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
www.sec.gov
ALL: My information.
Yet NONE of these actions have been posted to the OWB Award Eligible website
SEC.gov I Office of the Whistleblower
SEC.gov | Office of the Whistleblower
EFTA00010843

=== Page 26 ===
NOTICE: Until further notice, any Whistleblower Award Applications submitted by mail should be sent to
the following address due to the mandatory telework posture at the SEC's Washington, DC headquarters:
14420 Albemarle Point Place, Suite 102, Chantilly, VA 20151-1750.
www.sec.gov
SEC IG Hoecker: HOW IS THIS REMOTELY PLAUSIBLE??
There is only 1 explanation: SEC criminal obstruction and corruption.
Like the Dick Best/FINRA BBH complaint: also my information. No mention of executing broker dealers/MM's.
OR as the SEC would like us to believe: "Penny stock trading fairies"
NO!
The SEC in ALL of these actions is protecting the criminal enterprise which has been bailed out on multiple
ocassions: Knight/KCG/VIRT:NITE
Automatically placing this criminal enterprise on the SEC "Do not investigate list".
As a result, the SEC has KNOWINGLY, ACTIVELY facilitated countless, ongoing frauds on the public it is mandated
to protect. ALL of the ilegal activity I have detailed is ongoing in May 2021. NITE is again/still insolvent. Cifu in
the latest attempt to conceal this massive ilegal activity has once again limited transparency for the investing
public. The NITE Q1 earnings call: May 4, 2021
Virtu Financial Inc (VIRT) Q1 2021 Earnings Call Transcript I The Motley Fool
Virtu Financial Inc (VIRT) Q1 2021 Earnings
Call Transcript | The Motley Fool
Virtu Financial Inc (NASDAQ:VIRT) Q1 2021 Earnings Call May 4,
2021, 8:30 a.m. ET. Contents: Prepared Remarks; Questions and
Answers; Call Participants; Prepared Remarks: Operator. Good day,
and
www.fool.com
Cifu: "April volumes were a hair under 10 billion shares per day. "
So, the last 10Q filed by KCG/Knight as a stand alone company was 1Q 2017. The VIRT acquisition closed on July
31, 2017. Cifu won't disclose and the SEC let him KCG 2Q2017 financials. BLATANT fraud. Cifu/ the SEC wrote
down more than $4 billion in fails.
EDGAR Search Results (sec.gov)
The 1Q2017 KCG 10Q
Document (sec.gov)
pg 49
Market Making stats. Cifu no longer discloses in SEC reviewed filings
Avg daily OTC BB and OTC Market shares traded (millions) 9,096
Avg daily NYSE AND NASDAQ shares traded (millions) 986
Per my consistent correspondence with the SEC: Knight/KCG:NITE derived 80-90%+ of their equity Market
making share volumes from OTCM This is why VIRT acquired KCG/Knight. This is and always has been the core
business at NITE. This is what Cifu conceals from the investing public. In May 2021.
EFTA00010844

=== Page 27 ===
As I have also detailed over the last several years: FINRA share stats data is complete fraud. This ALSO continues
in May 2021
Market Statistics - Equity Trading Data Monthly (finra.org)
At the top of the page: "Last month statistics: April-2021 Share volume 44+BILLION shares"
Yet below that under April share volumes: TOTAL SHARES: 928+BILLION
The Knight/KCG/VIRT: NITE balance sheet in 1Q 2021 filed with the SEC in May 2021
The balance sheet is AGAIN exploding
Inline XBRL Viewer (sec.gov)
NOT HFT related where holding time is seconds
Tangible book after properly classifying naked short fails: booked as an asset: receivable due to self clearing:
insolvent. By a VERY wide margin.
ALL as a direct result of ONGOING SEC criminal obstruction and corruption.
So, Ms Pasquinelli: who was the executing BD/MM converting all of these fraud notes into worthless certs and
dumped on the investing public where they are converted to real money? WHY would ANY BD/MM execute
these trades? HOW do OTCM money laundering shells trade to trip zeroes? More buyers than sellers? NOPE:
ilegal naked shorting to facilitate money laundering. That is why none of these actions have been posted to the
OWB website. Even though they CLEARLY are eligible actions: My information.
Cheers!
Chris
EFTA00010845

=== Page 28 ===
David Urban: Trump PA Campaign Manager and NITE Not So Independent Board Member and his own money
laundering shell: FSD Pharma: HUGE with Pakistani's
Had a BINDING LOI to acquire Israeli Therapix.
FSD Pharma Responds to Therapix Termination of Binding LOI I Business Wire
Not so binding. I caught them. Plan B
Therapix: An Israeli money laundering shell where Stetson was "investor"
EDGAR Filing Documents for 0001493152-17-003810 (sec.gov)
and never shut down by the SEC as is typical of many Honig money laundering shells
EDGAR Search Results (sec.gov)
Today, Therapix is now Sci Sparc Ltd
SEC approved offerings done By Aegis
SEC FORM D
Yes: that Aegis: also very much up and running in May 2021. New York: SDNY jurisdiction
We don't need no stinkin' SAR's. Aegis prolific OTCM/NASDAQ shell money launderer
Aegis Capital Corporation (sec.gov)
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE
COMMISSION ADMINISTRATIVE PROCEEDING File No. 3-18412 ORDER
INSTITUTING ADMINISTRATIVE PURSUANT TO SECTIONS 15(b) AND 21C
EFTA00010846

=== Page 29 ===
OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(e) OF
THE INVESTMENT ADVISERS ACT OF 1940, - SEC.gov | HOME
3 As a result of the foregoing, Aegis willfully 2 violated Exchange Act Section 17(a) and Rule 17a-8
thereunder. RESPONDENT Aegis is a dually-registered investment adviser and broker-dealer with multiple
branches
www.sec.gov
Well known to the SEC/FINRA: WHO were the customers?
Who were the executing BD/MM's? MORE SEC "penny stock trading fairies" of course. NOPE: NITE.
WHY are all entities once again UN Named?
Robert (finra.org)
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS - FINRA.org
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DISCIPLINARY
PROCEEDING NO. 2011026386002 HEARING OFFICER: MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp., Charles Smulevitz, Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital Corp. SETTLEMENT Date: August 3, 2015 Respondents.
INTRODUCTION - FINRA.org
another F11"4RA member and registered with FINRA, through the firm, in several capacities, including as a
GSR and GSP. Under Article V ofthe FINRA By-Laws, FINRA possesses
www.finra.org
Kevin Mckenna and Robert Eide (sec.gov)
Kevin Mckenna and Robert Eide - SEC.gov I HOME
3 As a result of the foregoing, McKenna willfully 2 aided and abetted and caused Aegis' violations of
Exchange Act Section 17(a) and Rule 17a-8 thereunder and Eide was a cause of Aegis' violations.
www.sec.gov
EFTA00010847

=== Page 30 ===
Stetson: Honig side kick. Therapix now SciSparc. Still Israel
Beginning on pg 10 of the SciSparc SEC approved and reviewed registration
https://www.sec.gov/Archives/edgar/data/1611746/000121390021022427/ea139707-
f1_scisparcltd.htm#a_009
www.sec.gov
20 Raul Wallenberg Street, Tower A, Tel Aviv 6971916, Israel. Tel: (+972) (3) 610-3100 : Puglisi & Associates.
850 Library Ave., Suite 204. Newark, DE 19711
www.sec.gov
Sellers include:
Aegis CEO Robert Eide Pension Plan: NOW that is f'n funny
Hoboken restraunteur Rohit Bawa
NYC Restaurateur Revamping Former Liberty Bar Site I Jersey Digs
NYC Restaurateur Revamping Former Liberty
Bar Site | Jersey Digs
The building itself was designed by Minervini Vandermark and
will be four stories of concrete construction. The residential
component will consist of three separate 3-bedroom, 2-bathroom
units, each occupying one floor.
jerseydigs.com
Connecticuit distributor Michael Bozzuto
Contact Bozzutos.com
Contact | Bozzutos.com
Connect With One of Our Teams. We value your feedback. Let us know what's on your mind and how we
can serve you better. Please select a department on the left to send a message directly to the team you
would like to reach.
www.bozzutos.com
and, prolific Bag Man Michael Bigger
Bigger Capital
EDGAR Search Results (sec.gov)
AND many more
More on New York based Bigger Capital coming
Of course, Aegis has a BOOMING wealth Management business
EFTA00010848

=== Page 31 ===
How many related party transactions in this SEC reviewed Therapix F1?
https://www.sec.gov/Archives/edgar/data/1611746/000121390016017994/ff12016_therapixbio.htm#a_017
Next up: SciSparc
Aegis "Investment banking" has ties to Israeli military
Isaac Livni-EIDE: related?
Investment Banking Team - Aegis Capital Corp. (aegiscapcorp.com)
Aegis just did an SEC approved offering for Meten EdtechX Education Group
China
EDGAR Search Results (sec.gov)
Brought to the US public/NASDAQ by the same Bag Man who brought Hwang/Archegos money laundering shell
GSX to the US/NASDAQ
Puglisi and Associates:Delaware
https://www.sec.gov/Archives/edgar/data/1796514/000121390020018525/ea124386-f1_metenedtech.htm
Form F-1 (sec.gov)
Some reports I've read suggest the SEC won't investigate Archegos/Hwang because it lacks "jurisdiction".
Perhaps Ms Hodgman/Strzok can clarify for us.
Recall: Honig,Stetson/Frost/Alpha Cap (my TCR). As I REPEATEDLY told the SEC: multi BILLIONAIRE Frost didn't
risk it all to make a few million. He/they were laundering
8 (EIGHT) YEARS after submitting my NITE/UBS TCR with the SEC, Alpha Capital Anstalt is very much up and
running in 2021
EDGAR Search Results (sec.gov)
For His part: Frost bought Ladenberg from Icahn/Lorber/ et al: Vector/New Valley AFTER Ladenberg had bought
Icahn's former firm Gruntal. Gruntal: SAC,Sater,Feinberg, Icahn: MILKEN
Archegos and Greensill: Credit Suisse.
Credit Suisse is controlled by Milken flunkies. Including the Risk Officer who quietly stepped down.
Greensill: Jim Justice: Magna/Sason/Saviola/Sichenzia: SDNY/NY Supreme Court
I suspect there will be no SEC investigation of Credit Suisse. Ms Hodgman Strzok is an expert at criminal
obstruction.
Pretty good, eh?
It's a gift really
Cheers!
Christopher J Dilorio
Whistleblower Extraordinaire
303-877-7008
EFTA00010849

=== Page 32 ===
Simply put: RIOT exists in SEC filings only. Multiple Honig money laundering shells: Aspenbio/Venaxis/Bioptix
involving Russian Government entity: Rusnano
RIOT world HQ in Castle Rock is 15 minutes from my home. Apparently Mr Gottschall can't seem to find Castle
Rock on a map. There is no RIOT at SEC filing address.
An ISP: Clear Connect and a Pakistani BPO entity: NASDAQ traded IBEX.
Who did Mr Gottschall deliver his "no further investigation" letter to exactly? It sure as hell wasn't RIOT.
BTW: as a result of said Gottschall letter/determination as result of his incredibly THOROUGH investigation, the
SEC chose not to review a RIOT offering in December 2020
Riot Blockchain, Inc. S-3 Letter.pdf (sec.gov)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE -
SEC.gov
United States securities and exchange commission logo December 11, 2020 Jeffrey McGonegal Chief
Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401
www.sec.gov
and resulted in Susquehanna/CVI pump and dump
EDGAR Filing Documents for 0001104659-21-023563 (sec.gov)
EFTA00010850

=== Page 33 ===
EDGAR Filing Documents for 0001104659-21-023563
Riot Blockchain, Inc. (Subject) CIK: 0001167419 (see all company filings) IRS No.: 841553387 I State of
Incorp.:NV | Fiscal Year End: 1231 Type: SC 13G I Act: 34 ***
www.sec.gov
Judge Engelmayer, other SDNY/NY Supreme Court Judges: I implore you to send me a subpoena
Cheers!
Chris
EFTA00010851

=== Page 34 ===
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Well well well. Mr Gottschall ended his "thorough investigation" into RIOT/Honig et al on 1/29/2020
Riot Blockchain SEC Ends Investigation Letter 1.29.20 I U.S. Securities And Exchange Commission | Common
Law (scribd.com)
Riot Blockchain SEC Ends Investigation Letter
1.29.20 | U.S. Securities And Exchange
Commission | Common Law Free 30-day
Trial Scribd
Riot Blockchain SEC Ends Investigation Letter 1.29.20 - Free
download as PDF File (.pdf), Text File (.txt) or read online for free.
Included a letter from the Denver office of the SEC telling Riot
Blockchain that the investigation by the securities regulator is
over and at this time no enforcement action is recommended.
www.scribd.com
without EVER visiting the RIOT world HQ in Castle Rock. SHOCKING!
Curious Mr Gottschall: who recieved/signed for your "termination of investigation" into RIOT: The ISP
ClearConnect or the Pakistani BPO entity IBEX?
Judge Ramos, other SDNY judges, NY Supreme Court, and NJ Judge Quraishi: you have been played for fools
once again by the grossly corrupt SEC. ALL of your courts have jurisdiction over the SEC NY.
Let's give NJ Judge Quraishi a primer on prolific Bag Man Barry Honig shall we?
As detailed by me in my extensive correspondence: the record.
ANOTHER Honig money laundering shell: Inergetics fka Millenium Biotech
EDGAR Search Results (sec.gov)
Based in Newark NJ
Is everyone familiar with Healthcare fraud felon Brian Colleran?
Three Companies and Their Executives Pay $19.5 Million to Resolve False Claims Act Allegations Pertaining to
Rehabilitation Therapy and Hospice Services OPA I Department of Justice
Three Companies and Their Executives Pay $19.5
Million to Resolve False Claims Act Allegations
Pertaining to Rehabilitation Therapy and Hospice
Services
OPA
Department of Justice
Ohio based Foundations Health Solutions Inc. (FHS), Olympia Therapy Inc.
(Olympia), and Tridia Hospice Care Inc. (Tridia), and their executives, Brian
EFTA00010852

=== Page 35 ===
Colleran (Colleran) and Daniel Parker (Parker), have agreed to pay
approximately $19.5 million to resolve allegations pertaining to the submission
www.justice.gov
Somehow, the DoJ didn't believe this was a criminal case. The "prosecutor" on the case was Chad Readler. Now:
JUDGE Chad Readler. Made so by Trump.
Colleran entered into a fraud $20 million purchase order with Millenium Biotech in 2007
Millennium Biotechnologies, Inc. Signs Five Year $20,000,000 Purchase Agreement with Provider Services Inc.
BioSpace
Millennium Biotechnologies, Inc. Signs Five Year $20,000,000 Purchase
Agreement with Provider Services Inc. - BioSpace
Millennium Biotechnologies, Inc. Signs Five Year $20,000,000 Purchase Agreement with Provider Services
Inc. - read this article along with other careers information, tips and advice on BioSpace
www.biospace.com
Colleran then became a large shareholder in Millenium
EDGAR Filing Documents for 0001144204-08-023159 (sec.gov)
Guess who controlled the money laundering shell Millenium/Inergetics?
Prolific Bag Man Barry Honig
EDGAR Filing Documents for 0001144204-10-011488 (sec.gov)
But, it gets better still: Somehow, some way Prolific Bag Man Josh Sason/Hanover/Magna: MULTIPLE TCR's filed
by me and a massive SEC fraud on the SDNY and NY Supreme Courts: NewLead/FreeSeas et al: showed up as a
very large holder of Millenium successor Inergetics
EDGAR Filing Documents for 0001144204-15-034843 (sec.gov)
https://www.sec.gov/Archives/edgar/data/72170/000114420414046310/v385056_s1.htm#s1_007
The SEC revoked the Inergetics/Millenium registration only AFTER this massive fraud on the public was
committed
I can't seem to find any reference to this money laundering shell in the DoJ/Readler CIVIL not criminal
complaint. You won't find any SEC complaint implicating Colleran/ Honig /Sason either
Millenium/Inergetics: New Jersey: SEC NY
OTHER Sason entities list offices at 40 Wall Street: Trump
So, Judge Ramos: HOW did prolific Bag Man Honig become involved in the Honig money laundering shell MGT
Capital which ALSO did a "pivot" to crypto mining?
EDGAR Search Results (sec.gov)
EFTA00010853

=== Page 36 ===
Venaxis/Aspenbio/Bioptix: now RIOT. Which only exists in SEC filings. Thanks in large part to the well
orchestrated SEC NY/ SEC Denver criminal obstruction/corruption.
EDGAR Filing Documents for 0001493152-16-013083 (sec.gov)
That was 1 thorough "investigation Mr Gottschall. I see great things at the SEC for you
AND guess who ELSE was involved in MGT in 2019 just before the SEC revoked the registration:
Chicago Bag Man Fife/Iliad
6 years after I filed my TCR with the grossly corrupt SEC
EDGAR Filing Documents for 0001567619-19-008772 (sec.gov)
AND the Scumbags at Sichenzia Ross:MULTIPLE frauds on SDNY/NY Supreme Courts with Sason et al
https://www.sec.gov/Archives/edgar/data/1001601/000114420415063432/v423506_s-1.htm
The interconnectedness of my claims on display yet again. OR: The record
to be continued
Cheers!
Chris
EFTA00010854

=== Page 37 ===
Oh,
But it gets MUCH better Mr Gottschall et al:
Ibex Digital:202 6th St suite 401
Bermuda based/Pakistani controlled Ibex Ltd
NASDAQ: IBEX
EDGAR Search Results (sec.gov)
60+% controlled by Pakastani entities: The Resource Group: TRGI
and TRG Pakastan Ltd: TRGP
BPO takes on a WHOLE different meaning.
Which explains the CO location with Local ISP ClearConnect.
Riot Blockchain is just a front.
RIOT crypto mining contract with Massena NY Coinmint
New York Crypto Mining Farm Coinmint Set to Dissolve? - MinerUpdate
New York Crypto Mining Farm Coinmint Set to
Dissolve? - MinerUpdate
An ongoing dispute between the two partners who hold equal
shares in multi-cryptocurrency mining company Coinmint has
resulted in one of the partners filing to dissolve the company.
www.minerupdate.com
is on verge of dissolution
RIOT/Aspenbio/Bioptix/Venaxis is and always has been a Prolific Bag Man Honig money laundering shell.
Because: say it with me: the only difference between a NASDAQ money laundering shell and an OTCM money
laundering shell is the amount being laundered.
I've read that somewhere before. Hey, I'm the 1 who said it.
Give me a call Mr Gottschall. After I help you find Castle Rock on a map, I'll walk you through it. I'll type/talk
slowly for you. Because, if you can't find Castle Rock on a map you don't have a chance in hell of finding
EFTA00010855

=== Page 38 ===
Pakistan on a map. And, after you're able to find Castle Rock on a map, I'll take you to Vista Gold :VGZ "world
HQ" at 7961 Shaffer Parkway Suite 5 Littleton CO
The money laundering shell cited in my TCR and kept up and running by the grossly corrupt SEC for the last 8+
years and with SEC approved offering after offering.
Cheers!
Chris
303-877-7008
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Friday, May 14, 2021 6:34 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
In addition to NeoPhotonix and Bioptix
BiOptix Diagnostics, Inc. - Portfolio company - RUSNANO Group
EFTA00010856

=== Page 39 ===
BiOptix Diagnostics, Inc. - Portfolio company -
RUSNANO Group
RUSNANO was founded in March 2011 as an open joint stock
company through reorganization of state corporation Russian
Corporation of Nanotechnologies. RUSNANO's mission is to
develop the Russian nanotechnology industry through co-
investment in nanotechnology projects with substantial economic
en.rusnano.com
Rusanano/Akhanov invested in Quantenna
Now On Semiconductor which supplies chips to Apple
EDGAR Filing Documents for 0001628280-17-001249 (sec.gov)
as well as chip company Aquantia
EDGAR Filing Documents for 0001387131-18-000659 (sec.gov)
Aquantia was acquired by giant chip company Marvell
Company - Newsroom - Marvell Completes Acquisition of Aquantia - Marvell
Company - Newsroom - Marvell Completes
Acquisition of Aquantia - Marvell
Marvell Completes Acquisition of Aquantia Accelerating Multi-
Gig Ethernet Technology Leadership. Santa Clara, California
(September 19, 2019) - Marvell (NASDAQ: MRVL) today
announced that it has completed its acquisition of Aquantia,
Corp. (NYSE: AQ).. Aquantia pioneered Multi-Gig technology -
www.marvell.com
The SEC massive frauds on the SDNY and NY Supreme Courts continues
Sichenzia Ross: Sason/Crede/ Jim Justice et al NewLead and FreaSeas
As well as WNW and others.
Now RiotBlockchain.
So, Sichenzia facilitated a fraud "acquisition" of certain Futures Commission Broker now Introducing Broker
trading platform from Mark B Fisher of "Miami"
https://www.sec.gov/Archives/edgar/data/1167419/000107997318000207/riot_8k-03272018.htm
EFTA00010857

=== Page 40 ===
SEC.gov | HOME
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
www.sec.gov
Mark B Fisher has owned MBF Clearing
MBF Clearing Corp (mbfcc.com)
MBF Clearing Corp.
Welcome to MBF Clearing Corp website About MBF Clearing Corp Founded in 1987, MBF Clearing Corp. is
widely-recognized for our preeminent role within the global futures markets.
www.mbfcc.com
As well as MBF Capital
mbf online | management (mbfcapital.com)
mbf online I management
Mark Fisher is the President of MBF Capital Corporation, Inc. He is a founder of Vela Pharmaceuticals,
Inc., ExSAR Corporation, and Kimeragen, Inc., which merged into Valigen, Inc. Prior to the formation of
MBF, Mr. Fisher was a Principal of Alex Brown where he was employed from 1990-1996.
www.mbfcapital.com
for quite some time. BOTH New York based.
Not even sure if there is a Miami Office for eithe Fisher entities. So WHY "Miami"?
Part of that question can be answered by ANYONE receiving my extensive and irrefutable evidence of SEC
criminal obstruction and corruption:
Miami SEC Director Eric Bustilloe. A grossly corrupt Piece of Shit on par with Gottschall and Best. Did Fisher
have outside investors in his firmS based in Miami?
MBF /Fisher CLEARLY fall under SDNY/NY Supreme Courts jurisdiction. As does Sichenzia Ross
As I have said repeatedly: the national security implications of these massive, multiple SEC facilitated frauds are
staggering.
Cheers!
Chris
EFTA00010858

=== Page 41 ===
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Thursday, May 13, 2021 9:49 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
"Mr Dilorio, do you have any MORE irrefutable evidence of SEC gross criminal obstruction and corruption while
screwing you the whistleblower who caught them?"
Yes SDNY/NY Supreme Courts, SEC IG Hoecker, Audrey Strauss, FBI, IRS CI etc etc etc: It just so happens I took a
field trip to try and find the longstanding address of the Castle Rock CO money laundering shell
Riot Blockchain fka Aspen Bio, Venaxis, Bioptix
EDGAR Search Results (sec.gov)
Enlightening! Kept up and running by the grossly corrupt SEC and pumped by Najarian(NetElement) on CNBC,
Riot Blockchain is a Honig/Grousman/Stetson/GRQ et al money laundering shell which somehow escaped
(along with many others) the SEC scrutiny in its Honig/Stetson/Frost/Jaclin/Alpha Cap et al complaint
https://www.sec.gov/Archives/edgar/data/1167419/000107997317000238/bioptix_s3.htm
But WAIT. There's MORE!
The Honig/Stetson Bioptix money laundering shell is ALSO a Colorado entity: Boulder
EDGAR Search Results (sec.gov)
EFTA00010859

=== Page 42 ===
Bioptix was just a vehicle to get Honig/Stetson et al into RIOT. Gee, I wonder what they saw in Bioptix that
caused them to "invest" when it was around less than 2 years before "pivoting" to blockchain/crypto????
I have an idea!
let's ask the scumbags at Sichenzia Ross who advised on the Bioptix money laundering offering which gave
Honig et al ownership in RIOT
https://www.sec.gov/Archives/edgar/data/1167419/000107997317000154/ex10x5.htm
SEC
WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(a)(2)
of the Securities Act of 1933, as amended (the "Securities Act"), and Rule 506 promulgated thereunder, the
Company desires to issue and sell to each Purchaser, and each Purchaser, severally and not jointly, desires
to purchase from the Company, securities of the Company as more fully
www.sec.gov
Then, we can ask the Bioptix offering Escrow agent: New York licensed Signature Bank:SBNY. You know the 1:
the once and always Private Banking arm of Hapoalim where Strauss/Berman criminally obstructed a thorough
investigation of Hapoalim tax evasion and money laundering. The same SBNY which boasted Ivanka Trump as a
Board memberand was a "go to lender" for Trump/Kushner and where ALL SEC filings have disappeared. AND
where Chairman Scott Shay is on BoD of CardWorks (Berman) which was go to processor for Net Element:
Merrick Bank UT. Etc etc etc. YES, that SBNY
https://www.sec.gov/Archives/edgar/data/1167419/000107997317000154/ex10x3.htm
SEC.gov | HOME
WHEREAS, pursuant to the terms of the Purchase Agreement the Company desires to sell (the "Offering") a
minimum of $2,000,000 (the "Minimum Amount") and a maximum of $2,250,000 (the "Maximum Amount")
of units of its securities (the "Units")."). Each Unit is being sold at a price of $2.50 per Unit. Each Unit
consists of one (1) share of the Company's common stock, no par value per share (the
www.sec.gov
How much SEC et al criminal obstruction and corruption are we up to so far Mr Gottschall et al?
Wait, there's more!
In 2015, just prior to Honig/Stetson/SBNY/Sichenzia et al fraud offering, Boulder Based Bioptix FKA Alphasniffer
did an SEC approved D offering
SEC FORM D/A
SEC FORM D/A
In submitting this notice, each issuer named above is: Notifying the SEC and/or each State in which this
notice is filed of the offering of securities described and undertaking to furnish them, upon written request,
in the accordance with applicable law, the information furnished to offerees.*
www.sec.gov
EFTA00010860

=== Page 43 ===
Guess who shows up as A Bioptix/Alphasniffer insider?
Dimitry Akhanov
WTAF is Rusnano USA????? AND head of the Russian Federal Energy Agency????
WHY is he involved in Bioptix now RIOT???
Dmitry Akhanov, CEO of Rusnano USA, Inc., RUSNANO (topionetworks.com)
Dmitry Akhanov, CEO of Rusnano USA, Inc., RUSNANO
Curated profile of Dmitry Akhanov, CEO of Rusnano USA, Inc., RUSNANO
www.topionetworks.com
Akhanov is also involved in NYSE listed Neophotonics
NeoPhotonics Names Dmitry Akhanov to Board of Directors President and CEO of Rusnano USA Joins
NeoPhotonics Board I NeoPhotonics Corporation
EDGAR Search Results (sec.gov)
Neophotonics supplies optical chips to some of the biggest optical switching companies in the world like US
based Cisco and Ciena
Recall: Honeg/Stetson/Frost/Alpha Cap
Alpha Cap: my 2013 TCR
Honig/Stetson: Jaclin: Farkas: BLNK. Also CFO New: NETE: Crede/SBNY/CardWorks/ESQ etc
Honig also Trump fundraiser: Cleveland: Colleran. DoJ "prosecutor" on Colleran massive healthcare fraud: Chad
Readler. Trump made Readler a Federal judge.
SEC left dozens of Jaclin money laundering shells up and running. Including Blink/New Image Concepts,
Intercloud with Sason etc. As well as OZ/Maso/Sculptor NJ deli Hometown International: HWIN. NONE of this is
by accident. SEC gross criminal obstruction and corruption.
Now Honig/Stetson: Bioptix now crypto RIOT.
Right here. 15 minutes from my home. Like CGFIA and VGZ. As well as prolific shell CPA firm BF Borgers.
Give me a call Mr Gottschall. I'll point out Castle Rock to you on a map you grossly corrupt piece of shit!
Cheers!
Chris
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Sundav. May 9. 2021 5:06 PM
EFTA00010861

=== Page 44 ===
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Per below:
Judge Cote's sentencing of Dan Kamensky is a gross miscarriage of justice. The SDNY, NY Supreme Court, Audrey
Strauss, Mr Kamensky's counsel, FBI, other DoJ attorneys are in possession of information which clearly
indicates a long standing and grossly corrupt relationship between the SEC and Handler/Jefferies. Further, as is
material in the "ongoing" Joshua Sason investigations of massive fraud committed on the SDNY/NY Supreme
Courts and directly related to my multiple claims: AQR and Sason: MI Acquisition with known felon Tom Priore:
ICP: also SDNY and now a direct lending client of Ares Management: Ressler: Drexel with Handler: also Neiman
Marcus. In short: Handler/Ressler set up Mr Kamensky for fucking with their deal. Had Kamensky won his bid,
Ares/Ressler would have been left with a much less valuable asset. AND put them further under water.
AresNeiman.pdf (pecloserlook.org).
Sticker Shock: Can Ares Management Sell Neiman Marcus?
EFTA00010862

=== Page 45 ===
2 Ares' Neiman Marcus Gamble In September 2013, Ares Management purchased luxury retailer Neiman
Marcus in a joint venture of Ares Corporate Opportunities Funds III and IV and the Canadian Pension Plan
Investment
www.pecloserlook.org
The SDNY Courts had this information. Kamensky's counsel had this information. Judge Cote should have
declared a mistrial rather than sentence Kamensky. A gross miscarriage of justice.
Now, let's turn to another example where the grossly corrupt SEC is ACTIVELY facilitating multiple frauds on the
investing public while screwing the whistleblower who caught them: ME.
Recall ANOTHER completely fraudulent denial of award : UBS AML. Where Norberg/OWB invoked the ILLEGALLY
enacted Summary Disposition Rule aka Christopher J Dilorio rule. Where the SEC own SEC website clearly
states: ALL tips received are THOROUGHLY reviewed by Enforcement Staff. Meaning: The Summary Disposition
Rule: SEC Staff never saw the information: is a KNOWN fraud.
Follow up for Mr Searles/Banerjee et al: SEC LA where multiple frauds left up and running. Ares also LA and NY.
Milken: Beverly Hills
Recall: UBS San Diego: K2. Where FINRA, FINCEN, and the SEC all confirmed UBS cross border business was
never shut down per the terms of the DoJ dropping it's DPA in 2010. Further, clearly obstructed by SEC IG
Hoecker when I filed a complaint with his office in 2015 after receiving another denial for Award related to the
UBS Reg Sho complaint. ALSO according to the SEC OWB FAQ: Enforcement staff notifies investigating staff of
related tips received AND Whistleblowers are ALSO entitled to awards based on new lines of inquiry. The
Mckessy/Norberg/Hoecker criminal obstruction led to the UBS cross border business never being shut down.
The UBS AML complaint acknowledges this irrefutable fact.
UBS K2: NO individuals were censured/fined by SEC/FINRA. ALL correspondence to UBS Weehawken. SEC
LA:Searles/Banerjee et al had ZERO jurisdiction.
Searles: Anton Chia and related fraud and money laundering. As I have also irrefutably proven: MULTIPLE frauds
Up and running today.
It is no coincidence the SEC LA/ UBS San Diego multiple money laundering frauds. Searles et al are PROTECTING
UBS San Diego. That's why none of these frauds have been shut down. The UBS cross border business is very
much up and running TODAY
MORE
Who is San Diego resident Jason Sunstein? CFO of several Once/still SEC reporting money laundering shells
trading OTCM Pinks and no doubt well known to Searles, Banerjee et al in SEC LA.
Viper Networks fka
Tinglefoot Mining
Baja Pacific International
Taig Ventures
EDGAR Search Results (sec.gov)
Microsoft Word - VPER - OTC PInkGuidelines Annual 12.31.20(Feb21 nowcfo changes - Apollo Smart
Lights-3.docx (otcmarkets.com)
VPER - OTC PInkGuidelines Annual 12.31.20(Feb21 vers)v.3 nowcfo changes
- Apollo Smart Lights-3
27& Odunhwv *urxs ,qf 27& 3lqn %dvlf 'Ivforvxuh *xigholqhv y )heuxdu\ 3djh ,i wklv Ivvxhu ru dq\ ri lwv
suhghfhvvruv kdyh ehhq wkh vxemhfw ri vxfk surfhhglqjv sohdvh surylgh dgglwirqdo ghwdlov lq wkh
EFTA00010863

=== Page 46 ===
backend.otcmarkets.com
Santeon Group
fka Air-Q
Air Rover
Covenant Financial
Homegate Corp
Spartan Oil
ubroadcast
EDGAR Search Results (sec.gov)
Santeon and Viper: African/Egyptian entities/Individuals
Santeon CEO : Ashraf Rofail
International Land Alliance
EDGAR Search Results (sec.gov)
A San Diego virtual office well known to the SEC in its correspondence
Virtual Office in DiamondView Tower | Regus RU
Virtual Office in DiamondView Tower I Regus RU
Renting a Virtual Office in DiamondView Tower is affordable and easy. Choose a virtual office option and
pay one simple price. Get a quote today.
www.regus.ru
filenamel.pdf(sec.gov)
filename1.pdf (sec.gov)
International Land Alliance
EDGAR Search Results (sec.gov)
A little California pot
a little "Mexico vacation properties"
Mexico Vacation Property Investment | Baja Mexico Real Estate Investment | International Land Alliance
(ila.company)
Mexico Vacation Property Investment I Baja
Mexico Real Estate Investment - Baja Mexico
Real Estate Investment | International Land
Alliance
EFTA00010864

=== Page 47 ===
International Land Alliance is a Mexico vacation property
investment firm based in San Diego, California. The company was
formed for the purpose of developing and selling residential
communities for home buyers, vacation/second home,
retirement, and investors.
ila.company
As of 2017, ILA is a Wyoming LLc
SEC FORM D
SEC FORM D
In submitting this notice, each issuer named above is: Notifying the SEC and/or each State in which this
notice is filed of the offering of securities described and undertaking to furnish them, upon written request,
in the accordance with applicable law, the information furnished to offerees.*
www.sec.gov
Of course: as has been well documented by ME: ILA currency of choice for these "beautiful Mexico land
ventures" is common stock.
In April 2021
International Land Alliance Inc. (Form: 8-K, Received: 04/05/2021 14:00:05) (otcmarkets.com)
OMID Holdings
fka New York Based Av1 Group
content (otcmarkets.com)
Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines -
OTC Markets Group
OTC Markets Group Inc. OTC Pink Basic Disclosure Guidelines (v2.1 December 2019) Page 1 of 23.
Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines
backend.otcmarkets.com
Back in 2010, AV1 Group New York was controlled by a Moussa Traore
SEC FORM D
Who happens to have the same name as former Mali Dictator.
Of Course, Jason Sunstein ONLY experience on Linked In is his ILA tenure. ALL of these other ventures have been
ommitted. Gee, I wonder why.
Jason Sunstein - Co-Founder and Vice President - International Land Alliance, Inc. (OTCQB: ILAL) 1. LinkedIn
EFTA00010865

=== Page 48 ===
Jason Sunstein - Co-Founder and Vice President -
International Land Alliance, Inc. (OTCQB: ILAL) |
LinkedIn
Jason Sunstein Co-Founder and Vice President at International Land Alliance,
Inc. San Diego, California 500+ connections
www.linkedin.com
Mr Searles, Banerjee, SEC LA have been criminally obstructing a REAL investigation into Sunstein et al. Right
there in San Diego/UBS K2 back yard. So: No individual UBS San Diego K2 complaints, multiple money
laundering shells up and running.
For MANY reasons IG Hoecker: ALL SEC OWB Denials of my award applications are complete fraud. ALL of the
activity continues TODAY as a direct result of your criminal obstruction and corruption.
AND: NITE and CDEL trading all of them.
In furtherance of the conspiracy.
Cheers!
Chris
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Friday, May 7, 2021 4:01 PM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Judge Cote,
Your 6 month prison sentence for Dan Kamensky is a gross miscarriage of justice. Your Courts, Ms Strauss, and
Mr Kamensky's counsel are in posession of information that clearly indicates a long standing and corrupt
relationship between the SEC and Handler/Jefferies. Kamensky was set up. I will be contacting Mr Kamensky
directly as his counsel has committed gross negligence in his representation.
Chris
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Friday, May 7, 2021 6:28 AM
EFTA00010866

=== Page 49 ===
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
SDNY/NY Supreme Court Judges et al:
The interconnectedness of my claims on display AGAIN
Per my 2013 TCR criminally obstructed by McKessy/Norberg et al: WHY do $50 billion Swiss banks trade OTCM
Pink penny and fractional penny stocks? The record is irrefutable: FINRA/SEC/FINCEN using my information:
these publicly traded shells are the perfect money laundering vehicle. Absolutely IRREFUTABLE. WHY do firms
like NITE and CDEL trade the same OTCM Pink shells? Abusive, illegal naked shorting to facilitate this illegal
activity. Virtually riskless. VERY profitable. NONE of this happens without a willing executing criminal BD like
NITE converting worthless certs to real money and dumped on the investing public the SEC is MANDATED to
protect. ACTIVELY facilitated and perpetuated by the grossly corrupt SEC: reverse splits, no CAT, Obligation
Warehouse: circumvent close outs of Rule 204, rarely revoked registrations, outsourcing the entire OTCM to the
BD SRO FINRA, etc etc etc. I made the link between the money laundering and the illegal, abusive naked
shorting. This is and always has been the core business at Knight/KCG/VIRT:NITE. ALL money laundering can be
reverse engineered from the executing BD/MM level. The cash register.
What we are seeing in GME is a rounding error compared to the fails and illegal naked shorting in the OTCM.
EFTA00010867

=== Page 50 ===
As I have also repeatedly said: the only difference between a money laundering OTCM Pink shell and a NASDAQ
SPAC is the amount of money being laundered. Also on display real time as I have detailed. As with Swiss banks
and penny/fractional penny stocks: WHY do giant Quant Hedge Funds like AQR facilitate so many fraud blank
check shell transactions? CERTAINLY does not fit the investment thesis of a firm run by Phd's.
WHY does giant PE/Real Estate firm Apollo play Fisker SPAC? WHY did Goldman,JPM,Jefferies et al bail out NITE
more than once? WHY has the SEC repeatedly bailed out criminal NITE?
The most recent Earnings call for NITE was remarkable: SELL SIDE is actually doing what it's supposed to do and
questioning NITE/Cifu lack of transparency particularly in the last few years. This has been going on for some
time detailed by me and blessed by the SEC. This lack of transparency is designed to conceal from the public the
true nature of the core NITE business: illegal, abusive naked shorting OTCM publicly traded shells to facilitate
money laundering. Until now, the Sell Side turned a blind eye/ also intentionally misled the public by omitting
these share volumes from their models. These share volumes have been the subject of other SEC/FINRA
actions. But, somehow NITE has avoided such actions. INEXPLICABLE. The SEC/FINRA have done everything in
their power to protect NITE. WHY? Because they bailed out a known criminal entity in 2012 and have been
criminally and corruptly covering up this irrefutable fact ever since. As a result: The illegal activity has continued
un abated. Then in 1Q2021, the activity hit a level not even dreamt of. It has been a well orchestrated and
massive SEC facilitated fraud on the public the SEC is mandated to protect. A key player in this massive fraud is
the corrupt SEC IG Carl Hoecker who not only has criminally and corruptly obstrructed an investigation of my
extremely serious allegations, Hoecker has also criminally obstructed Congress from executing its oversight of
the SEC.
These corrupt, criminal, ongoing frauds have also found their way into the SDNY and NY Supreme Courts as I
have detailed. Mr Kamensky is most definitely NOT on the SEC/DoJ "Do not investigate list". This can also be
observed in real time. Per my correspondence: MI Acquisition: Magna/Sason: 40 Wall St with AQR/"payment
processing" and felon Tommy Priore: ICP:SDNY.
There is a straight and direct line between ICP/Priore and the Degenerate Milken as well as the corrupt
SEC/SDNY Kamensky "sting" that goes beyond the degenerate Milken flunkie Handler/Jefferies. Where Audrey
Strauss Praised the work of the SEC. As I have previously detailed: Ares Management: Neiman Marcus: Tony
Ressler: Milken/ Drexel degenerate flunkie has built quite the monstrosity. A little PE. A little Real estate. But
the 800lb gorilla at Ares: Credit. Ressler's sister is married to Fat Leon Black. Close knit bunch for sure.
Ares:
EDGAR Search Results (sec.gov)
Massive CLO manager/originator. 1 stop shop. Because as I detailed previously: now a direct lender to fraud
money laundering entities like Priore/Sason/AQR et al: PRTH.
Because securitization drives the lending and is not a biproduct of sound credit analysis: Junk is junk REAL
TIME.
I applaud Chair Waters and her efforts to reign in illegal trading practices detailed in my extensive record.
However: non bank lenders like the massive Ares pose a systemic risk to the US financial system. CLO's are a
massive fraud on the public developed by the Milken degenerates like the sub prime and S&L's. The SEC actually
brought a complaint recently: IIG which described using CLO's as a money laundering vehicle. The Caymans
have recently cracked down also. Greensill: Credit Suisse: Milken: is another example of securitization as money
laundering vehicle in sub prime factoring: Jim Justice. SBNY is also a securitization fraud: SBA.
Chair Waters and her Committees see the Credit Ratings Agency/SEC fraud I have also detailed.
My Coronavirus/repo virus: CLO correspondence: The SEC corruptly didn't downgrade massive CLO debt in
2020. The result: issuance exploded in 2021. Non bank lenders like Ares as well as Apollo, Jefferies, Ted Virtue
etc etc have reaped tens of millions in management fees. Who told the SEC to obstruct the proper role of the
EFTA00010868

=== Page 51 ===
Credit Agencies to downgrade massive CLO's in 2020? Mr Clements knows. His garbage CLO "report" late in
2020 set the stage for the "all clear" to the SEC.
Oh Mr Kamensky! I only hope you sue these corrupt scumbags who ruined your life while they are treated with
ZERO implications for their illegal activity by the grossly corrupt SEC/DoJ.
Cheers!
Chris
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Tuesday, May 4, 2021 7:15 PM
EFTA00010869

=== Page 52 ===
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Mr "Not so Transparent" Dougie Cifu got a little testy on the 1Q2021 earnings call and it abruptly ended.
2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS pressed @dougielarge on his lack of transparency. What
is Dougie Cifu hiding? Something about "what percentage of those 4+ trillion shares of OTCM money laundering
shells did NITE trade?" made Dougie squirm like the snake most already know he is.
Love the parting shot to Kramm/UBS:
"your firm would love to have our business"
Virtu Financial Inc (VIRT) Q1 2021 Earnings Call Transcript I The Motley Fool
Virtu Financial Inc (VIRT) Q1 2021 Earnings
Call Transcript | The Motley Fool
Virtu Financial Inc (NASDAQ:VIRT) Q1 2021 Earnings Call May 4,
2021, 8:30 a.m. ET. Contents: Prepared Remarks; Questions and
Answers; Call Participants; Prepared Remarks: Operator. Good day,
and
www.fool.com
I fell off my chair laughing.
Still no questions on the balooning/insolvent balance sheet. But, hey it's a start.
Ms Mehraban, Mr Williams: your former Paul Weiss colleague Dougie Cifu is feeling some heat. I know you will
be gentle with him
Mr Gensler: in case you missed it: Dougie sends his best
Cheers!
Chris
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Monday, May 3, 2021 2:03 PM
EFTA00010870

=== Page 53 ===
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
SDNY/NY Supreme Court Judges.
I once challenge the best and brightest the SEC/DoJ/FBI/IRS CI/FINCEN have to offer. Tear me to shreds. Make
an example. I haven't been wrong about 1 single thing. NOT EVEN 1.
The record is simply irrefutable:
The latest edition of "The SEC is a grossly corrupt, criminal organization actively facilitating
multiple,massive,ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own
them while screwing the whistleblower who caught them:ME"
I refer you to the SEC Office of the Whistleblower FAQ
Of course, I have multiple forms copied should you prefer
SEC.gov | Office of the Whistleblower
SEC.gov I Office of the Whistleblower
3. What information can I submit to the SEC? The SEC conducts investigations into possible violations of
the federal securities laws. In general, the more specific, credible, and timely a whistleblower tip, the more
likely it is that the tip will be forwarded to investigative staff for further follow-up or investigation.
EFTA00010871

=== Page 54 ===
www.sec.gov
AGAIN AGAIN AGAIN IG Hoecker et al: the "summary disposition" aka Christopher J Dilorio rule corruptly
enacted by Norberg/Clayton et al was/is COMPLETE FRAUD
per FAQ #12 from the grossly corrupt SEC/OWB website:
"ALL TIPS, complaints, and referrals received by the SEC are FULLY REVIEWED BY OUR ENFORCEMENT
STAFF. "
FURTHER
"Complaints that relate to an EXISTING INVESTIGATION are FORWARDED TO the STAFF WORKING ON THE
MATTER."
New line of inquiry.
I don't see how it could be ANY MORE CLEAR IG Hoecker et al.
In addition to annual reports to Congress ACKNOWLEDGING the OWB as the primary contact for whistleblowers
to the Commission at large, this is damning. The summary disposition rule aka Christopher J Dilorio Rule: "SEC
staff never saw Mr Dilorio's information" is complete and total FRAUD. Designed to use my information to both
bring and obstruct thorough investigations while screwing me out of rightfull compensation.
IG Hoecker, I'm still looking forward to our first interview given the 3 (THREE) complaints I have filed with your
office. The UBS Reg SHO Denial was complete fraud. The UBS FINRA/FINCEN, SEC AML Denial was complete
fraud. The Opco Denial was complete fraud. ALL must be reversed. The Summary Disposition Rule/aka
Christopher J Dilorio rule must be nullified RETROACTIVE to its passage as it is clearly contrary to the SEC Rules
ITSELF.
I look forward to speaking with you Carl
303-877-7008
Cheers!
Chris
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Thursday, April 22, 2021 5:57 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
so sorry for incorrect e mail
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Thursday. April 22. 2021 5:44 AM
EFTA00010872

=== Page 55 ===
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Judge Buchwald,
I hope your colleagues in the SDNY and NY Supreme Court have forwarded my information. Like your
colleagues, you are the victim of another SEC fraud on the SDNY court. I am an irrefutable expert on SEC
criminal obstruction and corruption. Jay Clayton was NEVER "shocked" by the widespread fraud in the OTCM
and crypto markets.
Widespread Fraud in ICOs and Penny Stocks Shocked SEC's Jay Clayton - Bloomberg
Widespread Fraud in ICOs and Penny Stocks
Shocked SEC's Jay Clayton - Bloomberg
The former Wall Street deals lawyer who leads the U.S. Securities
and Exchange Commission said one of the biggest surprises of
his first year heading the agency has been learning about the
levels
www.bloomberg.com
Clayton's firm Sullivan Cromwell/Jared Fishman/Rodgin Cohen et al are EXPERTS on penny stock fraud having
bailed out the criminal enterprise Knight/KCG/VIRT:NITE on more than 1 occassion. OTCM shells and crypto are
complimentary money laundering vehicles.
Clayton and the SEC have obstructed a thorough investigation of my very serious allegations for years. Including
the 2017 merger of Virtu and KCG: NITE. As a direct result multiple, massive SEC facilitated frauds on the public
the SEC is mandated to protect are very much ongoing. In 1Q 2021, more than 4 TRILION shares of OTCM
money laundering shells were traded. Money laundering shells like SEC reporting HWIN and hundreds just like
it. Bitcoin continues to be mined in China, Russia, and Belarus. Bitcoin claims to have a limited supply. But, can
that actually be verified? On his way out the door, Clayton bought the Ripple action. As you have stated:
extremely flawed SEC argument that Ripple IS a security but somehow Bitcoin ISN'T.
In fact: either ALL crypto are securities OR NONE are. The IRS for its part treats cryptos as a capital asset.
Subject to capital gains and losses for tax purposes. As your colleagues can attest, the interconnectedness of my
information is irrefutable. Several entities including Signature Bank/Greenbox are just 1 example of my
"Derivative" information.
Seems to me that Clayton, Hinman, crypto pumper Peirce ALL had KNOWN settled precedent to regulate Bitcoin
and ALL crypto as securities: SEC V SG Ltd. Where appeals Court got it right and where Howey was applied:
Securities & Exchange Commission V. SG Ltd., 265 F.3d 42 I Casetext Search + Citator
Securities & Exchange Commission V. SG Ltd., 265 F.3d 42 I Casetext Search
+ Citator
EFTA00010873

=== Page 56 ===
Read Securities & Exchange Commission V. SG Ltd., 265 F.3d 42, see flags on bad law, and search Casetext's
comprehensive legal database
casetext.com
The inconsistency in the SEC approach to regulating ALL crypto as securities has caused great confusion in the
marketplace and has opened the door wide to fraud.
This is just another example of SEC corruption.
Now, the SEC corruption has reached your Courtroom as well
Cheers!
Christopher J Dilorio
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Tuesday, April 20, 2021 11:39 AM
EFTA00010874

=== Page 57 ===
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Several typos omissions corrected below
Judge Ramos: SEC 1 Off's
Sec. & Exch. Comm'n V. Honig, 18 Civ. 8175 (ER) I Casetext Search + Citator
Sec. & Exch. Comm'n V. Honig, 18 Civ. 8175 (ER) | Casetext Search + Citator
Read Sec. & Exch. Comm'n V. Honig, 18 Civ. 8175 (ER), see flags on bad law, and search Casetext's
comprehensive legal database
casetext.com
SEC settled quickly with Honig et al. Also Alpha Capital Anstalt: Liechtenstein: IMDS: Bag Man Schlaff: Bawag:
Refco:Rhino: Sedona: Scan Graphics: Shaye Hirsch: Karfunkel: Kushners: Nordlicht: Englander: et al: Judge Swain
Derivatives.
These SEC 1 off's guarantee the activity continues. It does.
Below: Tri-Mark: Sytner
last 10K filed with the SEC:2010
form10k5to1holding123110.htm_(sec.gov)
Pg 46 Honig owned 2,514,786 shares or 7%
That's STATED control
When did the SEC waive 13D/G filings simply because it was disclosed in an audited/SEC reviewed 10K?
Not 1 off's: guarantee activity continues
Judge Ramos, did you put an end to Honig?
NOPE
Barry C. Honig, et al. (Release No. LR-24262; Sep. 7, 2018) (sec.gov)
Barry C. Honig, et al. (Release No. LR-24262; Sep. 7, 2018)
The Securities and Exchange Commission today charged a group of ten individuals and ten associated
entities for their participation in long-running fraudulent schemes that generated over $27 million from
unlawful stock sales and caused significant harm to retail investors who were left holding virtually worthless
stock.
www.sec.gov
And, as I proved below: Jaclin/Honig STILL up and running in April 2021
EFTA00010875

=== Page 58 ===
SDNY Judges/NY Supreme Court: The SEC CONTINUES to play you for fools while ACTIVELY facilitating massive,
ongoing frauds on the public it is mandated to protect while screwing the whistleblower who caught them: ME
As I have stated repeatedly in my correspondence: the record
Multi billionaire Frost wasn't trying to MAKE a few million. Frost et al were LAUNDERING.
Frost: bought Ladenburg from Icahn/LeBow/Lorber: Vector /New Valley. AFTER Icahn rolled his former
employer: Gruntal: Sater,Feinberg,SAC et al: MILKEN: into Ladenburg. As MY record also clearly shows: Honig
also Colleran: Trump felon fundraiser. AND: Vector/New Valley also Trump/Russia.
"1 off's"!
Too f'n funny
Cheers!
Chris
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Monday, April 19, 2021 4:10 PM
EFTA00010876

=== Page 59 ===
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Welcome to Episode number: I lost track: of SEC criminal obstruction/corruption while screwing the public it is
mandated to protect and screwing the whistleblower who caught them: ME.
Give me a call Mr Gensler. Love to catch up. Saw where you did a OTCM esque reverse split in the massive USO
fraud on the public.
SDNY Judges et al, when you read about something as absurd and ridiculous as Hometown International with a
Deli front and New Jersey and entities in Hong Kong and Macau, you're probably thinking what I was thinking
10 years ago when I began researching NITE and the OTCM shells they traded. But, these are NOT 1 offs. This is
WHY the OTCM exists: abusive naked shorting OTCM shells to facilitate money laundering is and always has
been the core business at NITE et al. This is WHY NITE has been bailed out multiple times by other criminal
entities. There is no such thing as just 1 cock roach. HWIN is no different. It is part of a MUCH MUCH bigger and
well orchestrated scheme.
More on Hometown International:
Hey look, there's a Senegal/Ivory Coast individual named Ibrahima Thiam with a Macau address
OTCQB-Certification.pdf (sec.report)
If the name Thiam is familiar, it should be: Tidjane Thiam the former CEO of Milken controlled Credit Suisse: Jim
Justice: Greensill.
The resemblance is striking. Don't you think?
Ibrahima Thiam - Wetlands International
Ibrahima Thiam - Wetlands International
P.O. Box 471 6700 AL Wageningen The Netherlands. Tel. +31 (0)
318 660 910 E-mail: [email protected] RSIN Number: 806703726
Reg No: 09099028
www.wetlands.org
You know the 1 I'm talking about Judge Silver: NITE top traded/multiple SEC/FINRA reverse splits/Jim Justice: 5
Mile: Perian Salviola/Josh Sason/Sichenzia : NewLead fame? AND sister fraud "Greek Shipper" FreeSeas: also NY
Supreme Court. Also Sason/Sichenzia. But with other Milken flunkie Terren Peizer. Crede. Along with Deutsche
Bank and Credit Suisse. Peizer/Crede also Net Element. Net Element former CFO New: also Blink Charging: with
JMJ/Keener AND Prolific Bag Man Michael Farkas. MORE derivatives
EFTA00010877

=== Page 60 ===
More on Farkas later in the e mail. Read on
And, not to get too graphic
But another Hong Kong/Macau HWIN "investor" is Swiss "model" Nathalie Pasyawon
Nathalie Pasyawon - Boobpedia - Encyclopedia of big boobs
Interconnectedness defined. OR as I like to say MORE DERIVATIVES
The 2020 SEC reviewed HWIN 10K filed March 26, 2021
https://www.sec.gov/Archives/edgar/data/1632081/000121390021018020/f10k2020_hometowninter.htm
www.sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark
One)
X
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934 For the fiscal year ended: December 31, 2020 or TRANSITION REPORT PURSUANT TO SECTION 13
OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from
to
www.sec.gov
Guess who has been the HWIN auditor since 2015?
Fined/censured by PCAOB Liggett and Webb
James Liggett/Martin Webb
Microsoft Word - 105-2020-010-LW.docx (azureedge.net)
Not the ONLY money laundering shells L/W CPA are involved in either
Directory - Service Provider Directory | OTC Markets
OTC Markets | Official site of OTCQX, OTCQB and Pink Markets
Get Stock & Bond Quotes, Trade Prices, Charts, Financials and Company News & Information for OTCQX,
OTCQB and Pink Securities.
www.otcmarkets.com
Several SEC reporting
AND a few more with up and running TODAY
NASDAQ listed Orbital Energy Group OEG
EDGAR Search Results (sec.gov)
Aqua Power Systems APSI. That's Aqa Power systems fka NC Solar: a Jaclin money laundering shell
EDGAR Search Results (sec.gov)
https://www.sec.gov/Archives/edgar/data/1553264/000114420412044855/v321146_s1.htm
EFTA00010878

=== Page 61 ===
Bang Holdings Corp BXNG: VERY appropriate Name. Read on. Also Jaclin. Also Zenith. AND Platinum
EDGAR Search Results (sec.gov)
Brownies Marine Group BWMG
EDGAR Search Results (sec.gov)
C2E Energy Inc OOGI FKA Odyssey Oil and Gas: through 2020: a NY HQ company
https://www.sec.gov/Archives/edgar/data/1160798/000121390021020286/f10k2020_c2eenergyinc.htm
www.sec.gov
The Company intended to expand the making of bio fuels from algae to other large mining Companies in
South Africa. On May 26, 2009, the Company acquired 51% of H-Power (Pty) Ltd. H-Power (Pty) Limited, a
South African registered company, which owns an exclusive license to develop and market batteries based
on patented Hybrid Battery Technology worldwide. However, on August 27, 2009, the
www.sec.gov
Enviro Technologies US Inc EVTN
EDGAR Search Results (sec.gov)
Hometown International HWIN
See Below
Ocean Thermal Energy Corp CPWR
EDGAR Search Results (sec.gov)
Point Of Care Nano-Technology Inc PCNT fka Alternative Energy and Environmental Solutions: Also Jaclin
fs10511_altenergy.htm (sec.gov)
EDGAR Search Results (sec.gov)
Second Street Capital CTON
content (otcmarkets.com)
Vynleads Inc VYND
EDGAR Search Results (sec.gov)
PuraDyn Filter Technologies PFTI
EDGAR Search Results (sec.gov)
A New York Liggett/Webb money laundering shell is C2E Energy Inc
1185 Avenue of the Americas
EFTA00010879

=== Page 62 ===
Began as an "exercise equipment' shell controlled by Curtis Olschansky
Everyone remember the Better Buns machine?
https://www.sec.gov/Archives/edgar/data/1160798/000114420407015535/v069715_10ksb.htm
SEC
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or
15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period
that the registrant was required to file such reports), and (2) has been subject to such filing requirements
for the past 90 days.
www.sec.gov
Here's ANOTHER lesson in derivatives for the slow on the uptake
New York C2E Energy Inc is now controlled by PROLIFIC Bag Man David Lazar/Zenith Partners/International
/Equity Holdings LLc's and Custodian Ventures.
https://www.sec.gov/Archives/edgar/data/1160798/000121390021020286/f10k2020_c2eenergyinc.htm
www.sec.gov
The Company intended to expand the making of bio fuels from algae to other large mining Companies in
South Africa. On May 26, 2009, the Company acquired 51% of H-Power (Pty) Ltd. H-Power (Pty) Limited, a
South African registered company, which owns an exclusive license to develop and market batteries based
on patented Hybrid Battery Technology worldwide. However, on August 27, 2009, the
www.sec.gov
Lazar/Zenith following money laundering shells:
Mediashift MSHF
Melt Inc MELT
XXStream XMET
FinotecGroup FTGI
Enabling Asia Inc EAIN
Goff Corp GOFF
NYSE listed SyntheticBiologics SYN
Exobox EXBX
just to name a few
Lazar NY address: 3445 Lawrence Ave
Oceanside, NY
Also SEC NY
Lazar partner in Zenith is Los Angeles/Beverly Hills/Santa Monica based Barry Sytner
also home to Mogilevich Bag Man Milken/Dexel/Boyd Jefferies et al
Sytner was himself in control of Tri - Mark Mfg Inc with guess who? Barry Honig
EDGAR Search Results (sec.gov)
EFTA00010880

=== Page 63 ===
and another money laundering shell up and running today: Chinese $$ laundering shell Worry Free Holdings
Teed up and ready to go with Rent A CFO: CFO NOW
Worry Free is FKA SEC reporting iVoiceldeas Inc
EDGAR Search Results
Microsoft Word - WYCC 30 SEPT 2018 OTC FILING.FILED VERSION (otcmarkets.com)
Worry Free not the only Lazar China $$ laundering shell
Hong Kong Winalite Group
EDGAR Search Results (sec.gov)
Not revoked by the grossly corrupt SEC after 10 years of no financial disclosures. Rather: voluntarily suspended
by Lazar to be re used at a later date. Per my record with the SEC et al: money laundering shells go dark AFTER
the fraud is committed. SEC does nothing to PREVENT the fraud from happening in the first place
https://www.sec.gov/Archives/edgar/data/1059885/000121390020001328/f1515d0120_hongkongwinalite.ht
m
Anyone keeping track of the Jaclin/Honig related money laundering shells we're up to so far?
Again: the Lazar/Sytner/Zenith/Custodian Ventures/Liggett/Webb list is not exhaustive
But in excess of 20 money laundering shells up and running today should be a good start. Don't you think Mr
Gensler?
Of course, the money laundering shell that ties all of these ongoing frauds together is Bang Holdings: BXNG
https://www.sec.gov/Archives/edgar/data/1632323/000161577415000921/s101040_s1.htm#INTEREST
SEC.gov | HOME
(1) This Registration Statement covers the resale by our selling shareholders up to (1) 1,857,050 shares of
common stock previously issued to such selling shareholders and (2) 1,500,000 shares of common stock
issuable upon exercise of outstanding warrants ("Warrants") at an exercise price of $0.35 per share, that
were issued in connection with a Securities Purchase Agreement by and between
www.sec.gov
A Colorado incorporated/Miami based/Jaclin money laundering shell where Liggett/Webb are auditor with
Farkas/Platinum/Zenith Equity Holdings/Michael Bernstein et al
EDGAR Search Results (sec.gov)
Vast majority: SEC reporting. Several Jaclin. BXNG: Farkas/Jaclin. Several with Chinese Nationals.
Zenith/Lazar/Sytner: Jaclin 2.0 like Honig. ABSOLUTELY NOTHING random about this as I have stated repeatedly:
MASSIVE in scope/Brazen/Egregious/ongoing/SEC facilitated/SEC IG complicit frauds on the public the grossly
corrupt SEC is mandated to protect while screwing the whistleblower who caught them: ME. AND NONE OF IT
HAPPENS without well known criminal entities like executing BD/MM's NITE et al. NOT the "penny stock trading
fairies"
EFTA00010881

=== Page 64 ===
No, SDNY/NY Supreme Court Judges: Hometown International is NOT a 1 off that slipped through the cracks. At
ALL times Jaclin has been under the jurisdiction of the SEC NY. At ALL times SEC NY ALSO under the jurisdiction
of the SDNY.
Cheers!
Chris
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Saturday, April 17, 2021 10:31 AM
EFTA00010882

=== Page 65 ===
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
SDNY Judges and SEC IG,
I would like to Re admit the following which is part of my extensive record with the grossly corrupt SEC: Jaclin
Money laundering shells: Honig et al. AND prolific Bag Man Michael Farkas: BLNK, ICLD etc etc
Have you been watching the story about this Deli in New Jersey with a $100 million dollar market cap?
US Financial Markets Have Become A Giant Mirage Built On A Foundation Of Fraud I ZeroHedge
US Financial Markets Have Become A Giant
Mirage Built On A Foundation Of Fraud
ZeroHedge - On a long enough timeline, the survival rate for
everyone drops to zero
www.zerohedge.com
SDNY judges/ SEC IG: This is what I have been telling the grossly corrupt SEC for more than 8 f'n years now.
ALL of this activity is up and running TODAY: April 2021 thanks to SEC criminal obstruction and corruption.
The SEC is a criminal enterprise ACTIVELY facilitating multiple, ongoing frauds on the public it is mandated to
protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME
Say Hi to the OTCM Pink money laundering shell Hometown International
EDGAR Search Results (sec.gov)
pg 22 and following of Selling Shareholders in this 2020 SEC approved S1
https://www.sec.gov/Archives/edgar/data/1632081/000121390020014269/ea122720-s1_hometown.htm#j_015
SEC.gov | HOME
(1) Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the "Securities Act"), there are
also being registered hereby an additional indeterminate number of shares of the Registrant's Common
Stock, $0.0001 par value (the "Common Stock") as may become issuable to the selling stockholders as a
result of stock splits, stock dividends and similar transactions, and, in
www.sec.gov
New Jersey Deli with "investors" in Macau, Hong Kong etc
Welcome to my world in dealing with the grossly corrupt SEC
Of course, Hometown International was ANOTHER Jaclin money laundering shell kept up and running by the
grossly corrupt SEC
https://www.sec.gov/Archives/edgar/data/1632081/000114420415059929/v422176_s1.htm
SEC.gov
|
HOME
EFTA00010883

=== Page 66 ===
25 E. Grant Street Woodstown, NJ 08098 (856)759-9034 (Address, including zip code, and telephone
number, Including area code, of registrant's principal executive offices)
www.sec.gov
What I have been telling the grossly corrupt SEC for YEARS: This is WHY the OTCM exists. AND, in Q1 2021, more
than 4 TRILLION shares of money laundering shells like Hometown International were traded by NITE, CDEL et
al.
Market Statistics - Equity Trading Data Monthly_(finra.org)
ABSOLUTELY nothing has changed in the last 8 years. Infact, as the grossly corrupt SEC,DoJ et al have been in
possession of my information, this illegal activity has EXPLODED.
SEC IG: DO YOUR FUCKING JOB!!!!!!
Hometown International: Woodstown NJ: SEC NY: SDNY jurisdiction
Cheers!
Chris
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Monday, April 5, 2021 5:29 AM
EFTA00010884

=== Page 67 ===
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Judge Swain: still ANOTHER version of A Stroll Down the ABSOLUTELY NOTHING HAS CHANGED Avenue.
This is another version of my extensive correspondence as I wait on the SEC Final Determination. Below, I
detailed the $765 million fraud DFC/taxpayer loan to almost insolvent Kodak to transition from
film/cameras(buggy whips) to hydroxychloriquine. The DFC was run by Jared Kushner's college roommate.
Massive fraud from the outset. The SEC of course never investigated the massive pump and dump related to
this fraud. AND, thanks to the SEC egregious obstruction of Congress: there is STILL no CAT. Of Course the DFC
first appointed IG Zakel (Sep 6 2020) concluded 2 months later that Jared's roommate didn't break any laws.
Further: The Akin Gump internal investigation is ripped to shreds by yours truly below. AGAIN:There was no
Clayton et al/SEC OR DoJ investigation into the egregious Insider Pump and Dump that took place in KODK
related to the fraud DFC taxpayer loan.
The interconnectdness of my claims on display yet again.
Some Interesting entities involved with Blackstone/Schwarzman/New in the almost insolvent at the time/still:
KODK.
Recall from a version I sent last week Judge Swain:
Sedona/Scan Graphics: 1998
Kushners/Nordlicht/Englander AND
The Karfunkel Family Trust
https://www.sec.gov/Archives/edgar/data/764843/0000943396-98-000012.txt
KODK got some attention when GEORGE KARFUNKEL made a generous donation to a "synagogue" in Brooklyn
called Congregation Chemdas Yisroel
https://www.sec.gov/Archives/edgar/data/31235/000121390020020114/ea124950sc13da2karfunkel_eas.htm
SEC.gov I HOME
This Amendment No. 2 to Schedule 13D ("Amendment No. 2") relates to the common stock, $0.01 par
value per share (the "Common Stock"), of Eastman Kodak Company, a New Jersey corporation (the
"Issuer"), and amends and supplements the initial statement on Schedule 13D filed on May 18, 2017, as
amended and supplemented by the Schedule 13D/A filed on December 6, 2019 (the "Schedule
www.sec.gov
Chemdas Yisroel address:
1428 36th St Brooklyn NY 11218-3765 Suite 200
EFTA00010885

=== Page 68 ===
This EXACT address is the home of Roth CPA's etc
Which also has offices in Israel
Roth&Co - We understand that your business is your life's work (rothcocpa.com)
Roth&Co - We understand that your business is your life's work
NEW YORK. 1428 36th Street, Suite 200 Brooklyn, NY 11218 Phone: 718-236-1600 Fax: 718-236-4849
rothcocpa.com
Important to note here that George Karfunkel founded 1 of the largest Stock transfer companies: American
Stock Transfer. Did I mention there was no Jay Clayton et al/SEC/DoJ Insider trading/P&D investigation into
KODK?
I digress.
See, back in 2004, Barry F'n Honig had a shop called GRQ Consultants
GRQ was involved in 2 money laundering Shells:
Amplidyne yada yada
EDGAR Filing Documents for 0001170022-05-000036 (sec.gov)
AND
Cell Power Technologies
EDGAR Filing Documents for 0001144204-04-007936 (sec.gov)
Everyone catch the address of this Cell Boost "technology" Cell Power?
The SAME address as Chemdas Yisroel and Roth CPA's
but just down the hall: Suite 205
This is priceless.
An SEC approved offering from 2005 for Cell Power
https://www.sec.gov/Archives/edgar/data/1202034/000114420405030051/v026245_424b3.txf
Who was the law firm on this money laundering shell in 2005???
Sichenzia Ross. The same law firm responsible for NewLead and FreeSeas: 2 massive frauds perpetrated on the
SDNY Courts as well as NY Supreme Court. Brought to you by the grossly corrupt SEC.
Gets better still
The SEC revoked Cell Power Technologies in 2010
EDGAR Search Results (sec.gov)
Barry Honig/Jaclin: also Blink Charging with prolific Bag Man Michael Farkas, JMJ, Drexel Alum Director,
Jonathan New: NETE CFO up and running in 2021.
And Barry Honig: Frost/Stetson/Colleran/ Alpha Capital et al
Recall the record Janey: "multi billionaire Frost wasn't trying to MAKE a few million. Frost was laundering"
Frost: bought Ladenburg from Icahn/Vector after Ladenburg bought Gruntal: Milken, SAC, Feinberg et al
Colleran: Trump felon fundraiser
Alpha Cap: Schlaff: Bawag/Refco/Sedona/Judge Swain: also my Knight/KCG/VIRT:NITE TCR
2020. TEN YEARS AFTER the SEC revoked the Honig/Sichenzia money laundering shell down the hall from
Chemdas Yisroel/Roth CPA: Garfunkel: Cell Power Technologies
EFTA00010886

=== Page 69 ===
Garfunkel: 1998 Sedona/Scan Graphics w/Kushners et al
Karfunkel/Chemdas Yisroel/Roth CPA's weren't the only ones to "get the look" (for those of you with ZERO
trading experience charged with enforcing Securities Laws like insider trading, this is the term used for insider
trading)
Moses Marx also "got the look"
EDGAR Filing Documents for 0001104659-20-089495 (sec.gov)
EDGAR Filing Documents for 0001104659-20-089495
EASTMAN KODAK CO (Subject) CIK: 0000031235 (see all company filings) IRS No.: 160417150 I State of
Incorp.:NJ I Fiscal Year End: 1231 Type: SC 13D/A I Act: 34 | File
www.sec.gov
Marx and Karfunkel go way back and are still in business together
Does United Equities/Commodities ring any bells?
How about Berkshire Bancorp? ANOTHER New York licensed Bank
EDGAR Search Results (sec.gov)
Karfunkel/Marx moved BERK from the NASDAQ to the OTCM Pinks around 2013
WHY? Less disclosure stupid.
Microsoft Word - {D634DCBC-639A-4A58-8504-3EDC20157A89} (otcmarkets.com)
hey look! Marx,Karfunkel:BERK has the same auditor as Trump: Mazars. Prly just ANOTHER coincidence. For
those of you incapable of following along: The probability that ALL of the Karfunkel illgotten gains in the
SEC/Trump/Kushner/Blackstone/DFC et al facilitated P&D/Insider trading went to Congregation Chemdas
Yisroel is virtually ZERO.
Have I mentioned there was NO :zero,zilch,nada Jay Clayton et al/SEC/DoJ insider trading investigation into
KODK?
OK, good. Got it covered
Maybe, just maybe had the grossly corrupt SEC thoroughly investigated my irrefutably accurate allegations:
Blackstone/Schwarzman: NITE, the massive pump and dump fraud:Blackstone et al: KODK wouldn't have
happened. Which is why there has NEVER been a thorough investigation of my irrefutably accurate allegations.
In fact, the grossly corrupt SEC has criminally obstructed a thorough investigation of my claims so THAT frauds
like KODK can continue. The SEC is bought and paid for by criminals while actively facilitating MULTIPLE frauds
on the public it is mandated to protect WHILE screwing the whistleblower who caught them:ME. the record
Janey is IRREFUTABLE.
Finally Ms Wing/Strauss: will you be keeping your DoJ e mail address up and running months after you land a
new gig like Geoffrey Berman has? Almost like he never left.
So Judge Swain: What has changed since your Sedona/Badian/Hirsch/Refco/Bawag decision?
ABSOLUTELY NOTHING!
Yes: Blackstone/Schwarzman/Marx/Karfunkel/Kushner/Trump et al are most definitely on the SEC/DoJ "Do not
investigate List"
Cheers!
Chris
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=== Page 70 ===
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Wednesday. September 23. 2020 7:18 PM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Judges Cave and Nathan,
If there was ANY question as to the veracity of my extremely serious allegations, the SEC put it to rest today
with its "clarification" and new rules governing the Whistleblower program:
My preliminary denial in June for the Opco Award application which was 5 years in the waiting: "SEC staff never
saw Mr Dilorio's information"
I refer you to the ONLY new rule in the "clarifications" in the interest of "transparency"
https://www.sec.gov/rules/final/2020/34-89963.pdf
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 RIN
3235-AM11 ACTION SUMMARY
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-89963; File No. S7-
16-18] RIN 3235-AM11 Whistleblower Program Rules
www.sec.gov
New Rule 240.21F-18 Summary Disposition
(3) The information you submitted was never provided to or used by the staff handling the covered action or the
underlying investigation (or examination), and the staff members otherwise had no contact with you.
AKA the Christopher J Dilorio Rule. Created to deny awards of rightful compensation. Per my appeal: a whistleblower CAN
NOT know who at the SEC he/she should contact as investigations are done in strict confidentiality. Further, the OWB itself
is the CENTRAL contact for whistleblowers. It is the EXPLCIT and EXCLUSIVE responsibility of the OWB to distribute
whistleblower information within the SEC. This "rule" is FURTHER overwhelming evidence of SEC corruption and
obstruction.
Judges Cave and Nathan: ALL information presented to your Courts must be treated with extreme skepticism if not
outright disdain. IF the SEC is willing to commit massive fraud on whistleblowers who expose their corruption and criminal
activity just imagine the evidence it is willing to fabricate to bring a case like they are in Kamensky. An immediate STAY in
Kamensky is warranted until an independent thorough investigation of my claims can be executed. ALL evidence
presented to your courts by the SEC must be questioned in light of the overwhelming evidence I have provided. Again: this
corruption goes straight to Jay Clayton himself. His former colleague Jared Fishman has played a key role in this massive
fraud. Clayton NEVER disclosed these conflicts. In addition, your Honors are in possession of other Clayton/Sull
Crom/AQR/Girsky facilitated fraud: Nikola. This is what it has come to when you blow the whistle on the grossly corrupt
SEC: They create a completely arbitrary and fraudulent rule to silence you.
Rule 204-21F summary disposition aka Screw the whistleblowers exposing SEC corruption Rule OR
EFTA00010888

=== Page 71 ===
The Christopher J Dilorio Rule
Regards,
Christopher J Dilorio
Whistleblower
303-877-7008
FROM:Chris Dilorio <chris_diiorio@msn.com>
Sent: Wednesday, September 23, 2020 5:27 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Capital TCR & Appendix
Judges Cave and Nathan,
My allegations are chock full of members of the SEC "Do Not investigate Club". Per my TCR: Key to the Aug 2012
"glitch/Bailout: Blackstone/Schwarzman. Blackstone had done extensive Due Diligence on Knight prior to the
"glitch" and had considered buying them north of $14/sh. Somehow/some way Blackstone decided not to go
ahead with buying Knight not too long before the "glitch" which took the stock to $3. The ultimate bailout deal
was NOT collateral based. Rather a convert with a %50 discount to $3: $1.50/share. "WHEW". Per my TCR: ALL
2012 "glitch" bailout participants including Blackstone knew EXACTLY the fraud on the Knight balance sheet.
Because of SEC corruption/criminal obstruction, NITE is insolvent TODAY. Absolutely nothing has changed. A
massive ongoing fraud on the public.
As a direct result of the SEC "Do not investigate Club", The KODK/Blackstone fraud on US Taxpayers (see below)
was perpetrated on the public.
Steve Schwarzman/Blackstone are near the top of the SEC "Do not investigate List".
Obviously, Mr Kamensky is not in the Club.
As you can clearly see from my appeal to the OWB: The SEC intended to run out the clock. 5 years in the waiting
in their Preliminary Determination Opco Award Denial for Investigators never saw my information". Yet, SEC
actions based on my information include: Hanover/Magna, JMJ/Keener, Fife, Southridge/Hicks, Opco, and
UBSS. Missing somehow: NITE, Handler/Jefferies, Blackstone/Schwarzman etc etc.
The last overt act of this massive conspiracy has not yet occurred.
Mr Kamensky and I are BOTH victims of a longstanding and corrupt relationship between the SEC and
Handler/Jefferies et al. Also victim of this corruption: the investing public the SEC is mandated to protect and
the US Taxpayer.
Regards,
Christopher J Dilorio
Whistleblower
303-877-7008
EFTA00010889

=== Page 72 ===
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Wednesday, September 16 2020 6:25 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey,
Schwarzman must be pretty close to the top of the SEC's "do not investigate" list.
The latest Schwarzman/Blackstone orchestrated fraud and cover up: KODK
Today, the KODK Board Member Jason New: Blackstone "independent" outside inquiry by the law firm Akin
Gump is in
https://www.kodak.com/content/products-brochures/Company/Report-to-the-Special-Committee-
09.15.2020.pdf
"gaps" indeed
The flowery New/BX cover up is chock FULL of gaps.
"Introduction to Phlow"
Phlow: the VA consortium receiving $350 mil in Government Covid funding to provide Trump pushed Covid
Cure: hydroxychloroquine
https://www.prnewswire.com/news-releases/phlow-corporation-awarded-354-million-hhsasprbarda-contract-
to-manufacture-essential-medicines-in-shortage-301061648.html
Phlow Corporation Awarded $354 Million HHS/ASPR/BARDA Contract to
Manufacture Essential Medicines in Shortage - PR Newswire
RICHMOND, Va., May 19, 2020 /PRNewswire/ -- Phlow, a U.S.-based, public benefit drug manufacturing
corporation, has received federal government funding of $354 million for advanced manufacturing
www.prnewswire.com
Phlow already has/had a long standing relationship with Ampac Fine Chemicals
https://www.phlow-usa.com/about-us/
About Us | Phlow Corporation
Robert Mooney is a tireless champion of creativity and business
acumen. As an entrepreneur and co-founder of New Richmond
Ventures (NRV), Bob counseled startups and early stage
companies on accounting and financial reporting, capital
EFTA00010890

=== Page 73 ===
strategies, equity raising, project financing, milestones, business
www.phlow-usa.com
In May 2020, Phlow was re starting/building a mfg facility/warehouse with partner Ampac (AFC) to fulfill its
Government contract
https://richmondbizsense.com/2020/05/20/new-richmond-based-pharma-startup-with-350m-in-funding-eyes-
facility-in-petersburg/
New Richmond-based pharma startup with
$350M in funding eyes facility in Petersburg -
Richmond BizSense
Earlier this month BizSense first reported Phlow's initial
government contract for $6 million, but details on the company's
plans remained unclear at the time.. Gupton said in an interview
Tuesday the company's plans have been in the works for about 18
months, well before COVID-19 hit.
richmondbizsense.com
Per the KODK/New/BX/Akin Gump cover up: pg 20
"On June 15 2020, Kodak signed a Letter of Intent with Phlow in furtherance of its application to the DFC to
show it had a CUSTOMER for its future API's"
Most definitely "DEFINITIVE AND MATERIAL"
So, where is the SEC reviewed/required 8k for this agreement?
https://www.sec.gov/cgi-bin/browse-edgar?CIK=31235
Meaning: the DFC application was a FRAUD. Fraud on the government. Fraud on American taxpayers.
Further: WHY would the DFC consider "loaning" $765 million to KODK with NO EXISTING API capability when it
already granted LESS money to Phlow/Ampac with proven capabilities? Answer: KODK liquidity issues are
SEVERE
Like Milken: Insider trading is NOT the real issue here. The latest BX orchestrated "glitch": KODK.
I know this information may be more than the SEC/DoJ are capable of comprehending.
Call me and I'll walk you through it SLOWLY.
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
@bullmeechum3
EFTA00010891

=== Page 74 ===
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Tuesday, September 1, 2020 7:40 AM
Janey,
MORE on the Blackstone/Trump/Kushner KODK P&D grift.
Again, BX helped orchestrate the Knight "glitch" and bailout. No doubt, the "luckiest" f'ers on the Street. VERY
high on the SEC do not investigate list. So, they can continue to facilitate criminal activity.
See below: Jason New: KODK BoD: BX. In charge of the KODK "internal investigation". Now we read where DE
Shaw has taken a 5% stake in KODK. guess who DE Shaw largest investor is: Blackstone. Corruption cover up. For
the record Janey
https://www.thetrustedinsight.com/investment-news/de-shaw-blackstone-20190325420/
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
@bullmeechum3
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Thursday, August 20, 2020 12:04 PM
EFTA00010892

=== Page 75 ===
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Mr Best,
Congratulations on your new position as Director of SECNY.
No doubt you have earned the promotion. For those of you who don't know Dick Best from his FINRA days, this
masterpiece is what got him his job at the SEC Atlanta office
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-
million-substantial-anti
The BBH AML complaint. Truly, fantastic work.
ALL of the entities in the complaint are un named. WHY?
This is my information.
Swiss Banks, FFI's, and of course: penny stock trading fairies aka executing BD's/MM's that made it all possible.
Per Dick's complaint: BBH delivered 80%+ of the trades to executing BD's/MM's. Did Dick Best criminally
obstruct an investigation into my claims? Per my extensive correspondence with Robin Traxler at FINRA AND the
fact that the SEC had my Knight Capital TCR in its possession for almost a year when Dick brought his BBH
complaint. So, did Dick's complaint implicate entities in my TCR and that's why ALL of the entities in Dick's
complaint are un named? Most certainly YES.
Recall, this scheme generated $850 MILLION in proceeds. Dick's $8 mil fine was not a deterrent. Intentionally
so.
So Congrats Dick on your new position as Director at SECNY. Janey, Hoecker, Dick, the record is extensive of my
correspondence including Dick Best at the Atlanta Office. No doubt he will be recusing himself related to
matters involving the un named entities in his FINRA BBH complaint. OR will he do what is expected at the SEC:
Criminally obstruct investigations while screwing whistleblowers like me?
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
@bullmeechum3
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Wednesday, August 19, 2020 6:53 AM
EFTA00010893

=== Page 76 ===
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Further:
Janey, Hoecker, Jay, Mehraban et al
Let me help narrow down the SEC facilitated, ongoing accounting fraud at NITE as I know none of you have ever
spent a day on a trading desk:
IF the avg holding period for VIRT HFT is a matter of seconds AND VIRT goes home flat every night, then what is
the receivable/fails related to? With the core Virtu HFT business eliminated, what that does that leave? The
CASH OTCM business maybe? Should I draw a picture in crayon for you Ms Mehraban?
NITE: 3 different CFO's in the last year. Ms Mehraban, How much is your former Paul Weiss colleague/boss
Dougie Cifu paying you to criminally obstruct an investigation of my allegations?
Janey, Hoecker, Mehraban et al: When it comes to trading fraud/accounting fraud cover ups, SEC attorneys are
CLEARLY not qualified.
The record there is ALSO IRREFUTABLE.
Here glitchy glitchy.
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
@bullmeechum3
From: Chris Dilorio <chris_diiorio@msn.com>
August
18.2020.6:37.PM
EFTA00010894

=== Page 77 ===
Janey, Hoecker, Mehraban, Jay et al,
The massive SEC facilitated fraud on the public known as Knight/KCG/VIRT: NITE is reaching epic proportions in
August 2020. For the new "accounting" hires at the SEC:
In 1Q2020, the receivable at NITE was up 90% or $1.2 BILLION from Dec 2019 to $2.562,721 billion
Per the extensive record Janey: fails: because of self clearing are booked as a receivable. FRAUD. no intention of
delivering. More accurately a liability. AND per my 2013 TCR: a large portion: structural liability as a result of an
open naked short fail position WHEN not if a reverse split is approved by the grossly corrupt SEC/FINRA. There
are some new "buckets" Malusso,loffe, Dougie large have created within the Receivable as well. Creative. The
accounting shell game: moving fraud (abusive naked shorts) from bucket to bucket.
The 1Q2020 10Q
https://www.sec.gov/ix?doc=/Archives/edgar/data/1592386/000159238620000006/virtufinancial03-
31x20.htm
Inline XBRL Viewer - SEC
The Inline XBRL Viewer allows a user to quickly and easily review details of the tagged information in an
Inline document by automatically placing a top and bottom highlight border around each tagged numeric
fact and left and right border for each block tagged fact.
www.sec.gov
pg 23.
Buckets total $2.562,721 BILLION
the 2Q2020 10Q
https://www.sec.gov/ix?doc=/Archives/edgar/data/1592386/000159238620000009/virt-20200630.htm
pg 24
Buckets total $2.441,283 BILLION
The FRAUD (please see the record Janey).
ALL of the receivable items are related to SETTLEMENT.
Certain items within the receivable: buckets: would zero out within days IF VIRT was in compliance with the
Securities LAWS: Close out requirements of Rule 204. So, isn't it beyond amazing THAT: although there was
EFTA00010895

=== Page 78 ===
some change in certain buckets AND that the amounts were zeroed out within days of March 31, 2020 ONLY to
end the quarter June 30, 2020 a mere $121.438 MILLION difference from the March 31, 2020 ending
balance??????
That is absolutely f'n amazing: $2.562,721 BILLION zeroed out from March 30, 2020 THEN a $2.441.283 balance
at June 30,2020. Well, the SEC does believe in "penny stock trading fairies" too.
Nope. Not penny stock trading fairies. AND VIRT didn't zero out :FAILED to SETTLE BILLIONS $$ in transactions.
This massive fraud is due to NEVER closing/covering as is mandated by LAW. SEC, ongoing, massive fraud on the
public. Classic bucket shell game. A la FCM and Reverse mortgages.
NOTHING has changed thanks to SEC corruption and obstruction while screwing whistleblowers like me.
The massive NITE accounting fraud facilitated by the SEC that facilitates the ongoing fraud on the public the SEC
is mandated to protect.
CLEARLY, IRREFUTABLY: NITE is and always has been a criminal entity. ILLEGAL NAKED SHORTING drives trading
profits at NITE. ALWAYS has. Janey, please post Jay Clayton AND Ms Mehraban NITE conflict disclosures. No
doubt, Dougie large will see this e mail the same way the grossly corrupt SEC has disclosed my information to
NITE for the last 10 years. NITE is GROSSLY insolvent TODAY August 18,2020.
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
@bullmeechum3
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Tuesday, August 11, 2020 6:53 AM
Janey, Hoecker et al
SEC criminal obstruction virtually real time.
EFTA00010896

=== Page 79 ===
https://www.sec.gov/news/press-release/2020-178
SEC.gov | SEC Charges Interactive Brokers With Repeatedly Failing to File
Suspicious Activity Reports
The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay an $11.5
million penalty to settle charges it repeatedly failed to file Suspicious Activity Reports (SARs) for U.S.
microcap securities trades it executed on behalf of its customers.
www.sec.gov
SECNY: Lara Shalov Mehraban. Ms Mehraban, I've asked this before: Was Dougie "Large" Cifu your boss at Paul
Weiss? The IBKR "complaint" is getting very close to your former boss/colleague isn't it?
Questions Ms Mehraban doesn't want the public to see:
Her former boss/colleague Dougie "Large" Cifu hired Alex loffe as VIRT CFO in 2019. From 2003-2019 loffe was
CFO at IBKR. INCLUDING the period covered in Ms Mehraban's complaint.
Not filing SAR's, Microcap securities, AML red flags. No kidding. WHY are the securities un named? WHO was
ultimate executing BD/MM?
As self clearing Ms Mehraban, isn't Knight/KCG/VIRT (Cifu): NITE the LARGEST clearing agent of microcap
securities? How many SAR's coming out of your former boss executing BD/MM?
Per my TCR: NONE. ZILCH. NADA. How do I know that?
When would the criminal enterprise NITE which is run by Ms Mehraban's former Paul Weiss boss/colleague Cifu
file a SAR:
BEFORE
or
AFTER trading billions of shares?
Did NITE Compliance rely on IBKR/loffe compliance? That would be a violation wouldn't it?
Ms Mehraban is the poster child of SEC corruption and criminal obstruction while screwing whistleblowers like
me. Virtually real time in August 2020. Very much an ONGOING and massive fraud on the investing public.
Ms Mehraban, please pass along my warmest regards to your former Paul Weiss boss/colleague Dougie "Large".
No doubt you "chat" often.
The record is overwhelming AND irrefutable.
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
@bullmeechum3
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Monday, August 10, 2020 8:32 AM
EFTA00010897

=== Page 80 ===
Janey, Hoecker et al
speaking of NO 8K, recall the extensive record for the criminal/insolvent/fraud on the public
Knight/KCG/VIRT:NITE
The record Janey: Clayton/Sull Crom/Fishman "sale" of FCM business to other criminal firm Wedbush with NO
8K
3Q2014 10Q
https://www.sec.gov/Archives/edgar/data/1569391/000156939114000013/kcg2014093010-q.htm
KCG then CFO Bisgay resigned with 2 weeks left in the quarter and didn't certify the financials. WHO certified
along with Coleman? Sean P GALVIN.
Cifu, Viola, Urban, Hutchins et al getting the fraud band back together
https://finance.yahoo.com/news/virtu-financial-announces-changes-finance-105100941.html
WHY would "Cutting edge technology firm" VIRT want to go with a guy who knows how to run the books at low
as low tech gets OTCM cash trading firm Knight/KCG? The core business at Knight/KCG/VIRT: NITE is and always
has been: abusive naked shorting OTCM (and other) publicly traded shells to facilitate money laundering
Here glitchy glitchy
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
@bullmeechum3
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Fridav. August 7.2020 6:20 AM
EFTA00010898

=== Page 81 ===
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix
The SEC facilitated fraud on the public continues unabated. MORE irrefutable evidence of SEC criminal
obstruction while screwing whistleblowers like me.
A direct result of this ongoing massive fraud on the public.
After NITE reported its 1Q2020 results I again again, again, like the last 10 years, alerted the grossly corrupt SEC
to the massive accounting fraud at NITE as a direct result of abusive naked shorting.
Per my 2013 TCR Janey, Hoecker, Jay et al:
NITE is in a constant state of insolvency as a result of illegal, criminal, abusive naked shorting OTCM money
laundering shells. This illegal activity drives trading revenue at NITE. This illegal activity is and ALWAYS has been
the core business at NITE. This very profitable albeit illegal activity is WHY Sull Crom client KCG was bought by
Virtu. This illegal activity is WHY NITE has been repeatedly bailed out by GS,BX,JEF, JPM and the SEC
The receivable is where NITE books naked short fails as a result of self clearing. NITE has no intention of closing/
can't close these naked short positions. NOT a legit asset. Further, the receivable isn't a legit asset NITE can
convert to cash for its own use. There are prior commitments on these "assets": SETTLEMENT
In 1Q2020, the NITE receivable grew to $2.5 BILLION. UP 90% from December 2019
https://www.sec.gov/Archives/edgar/data/1592386/000110465920057660/tm2018404d1_ex99-1.htm
SEC.gov I HOME
Exhibit 99.1 Virtu Announces First Quarter 2020 Results NEW YORK, NY, May 7, 2020 - Virtu Financial, Inc.
(NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge
technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global
markets, today reported results for the first quarter ended March 31, 2020.
www.sec.gov
Per the SEC reviewed 8k filing this am Aug 7, 2020 NITE reported 2Q2020 earnings. showing the receivable
roughly flat with 1Q2020 at 2.44 BILLION
https://www.sec.gov/Archives/edgar/data/1592386/000110465920091707/tm2026789d1_ex99-1.htm
These are NOT "assets". More accurately, these are LIABILITIES. Massive accounting fraud. After moving these
fraud "assets" to the appropriate liability classification, NITE tangible book value is GROSSLY insolvent. The SEC
has obstructed my allegations for several years while allowing NITE to write down this structural liability on
EFTA00010899

=== Page 82 ===
more than 1 occasion. Further, sell side analists at the guidance of Cifu et al never question these EGREGIOUS
balance sheet issues. AND, with the grossly corrupt SEC blessing, Cifu et al never disclose insolvency in any SEC
filing OR investor presentation.
After dismal April/May REPORTED OTCM volumes on the FINRA now controlled website, June saw a dramatic
spike in share volumes.
The Top 25 OTCM money laundering shells by share volume in June 2020 and share price
PLYZ .00015
PVDG .0008
RTON .00015
GRST .001
RNVA .76 (rev split)
OZSC .0049
EWLL .0002
VSYM .0012
OPTI .14755
AFOM .0001
SIML .00025
IGEN .0084
XMET .0002
GTEH .0001
ABCE .0003
TSOI .007
NTRR .0014
GFTX .0005
LVXI .0003
SGMD .0024
INQD .002765
RBNW .0005
TLSS .0238
TPTW .07215
HYSR .0328
Combined price approximately $1
How do stocks trade to trip zeroes? More buyers than sellers?
Covering/closing out naked short fails shouldn't be an issue. ONLY explanation: abusive naked shorting:
MANIPULATION. NOT Bona Fide market making.
As a direct result of this massive, ongoing SEC facilitated fraud on the public, ABSOLUTELY NOTHING HAS
CHANGED.
The record is irrefutable: SEC criminal obstruction while screwing whistleblowers like me to facilitae a
MASSIVE,ongoing fraud on the public. Key facilitator: Jay Clayton/Jared Fishman: Sull Crom
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
@bullmeechum3
EFTA00010900

=== Page 83 ===
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Thursday, July 30, 2020 9:31 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix
MORE SEC corruption/obstruction/screwing whistleblowers like me.
Per my 2013 TCR attached Janey, we know that Schwarzman/Blackstone has played a key role in perpetuating
the criminal entity Knight,KCG,VIRT:NITEthe Sull Crom client.
We also know Trump and Schwarzy are BFF's. Schwarzy is also connected to Kushner and Epstein.
Schwarzy is most definitely on the SEC's "Do not investigate List"
A stroll down the record Janey: Around the same time as the SEC/BX/JEF/GS et al August 1 2012 NITE "trading
glitch", Schwarzy/BX were key advisers to bondholders of Eastman Kodak and to the company also. Jason New:
Blackstone was re elected to the KODK BoD in May 2020.
https://www.sec.gov/Archives/edgar/data/31235/000156459020027039/kodk-8k_20200520.htm
Then the Pumper/Grifter in Chief Trump goes out wide and far with this absolutely incredible news:
The camera/film company Eastman Kodak is now going to be the US savior in pharma ingredients supply chain.
This is a page out of the penny stock grifter playbook. This is what happens when we have a WH full of money
laundering shell grifters. So, what has been the result of this incredible pump/transformation? KODK has gone
from 2 to 90 back to 40.
As is typical Trump/grifters/ and his criminal Clayton led SEC: the public hasn't seen a 8K filed by KODK to detail
this incredible "transformation". The SEC has given its blessing to yet ANOTHER Trump/Grifter/Bag Men P&D. in
KODK, FBO Trump BFF and Sull Crom client: Knight "savior" Schwarzy/BX. Had the grossly corrupt SEC
investigated my claims instead of obstructing them and screwing me, MAYBE Schwarzy/BX would have thought
twice about their latest grift: KODK. We know that Schwarzy is also a prolific GOP donor.
F'n criminals
Cheers!
Christopher J Dilorio
EFTA00010901

=== Page 84 ===
Whistleblower
303-877-7008
@bullmeechum3
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Thursday, July 30, 2020 6:33 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix
Still MORE IRREFUTABLE evidence of SEC criminal obstruction and corruption while screwing whistleblowers like
me. Per the record Janey: Trump PA campaign Mgr David Urban on the BoD of #1 money laundering shell trader
and Clayton/Sull Crom client NITE. Urban also on the BoD of money laundering shell: Pakastani/Canadian pot
company w/ 200k in revenue FSD Pharma:HUGE. Today HUGE is up more than 100% on "news" it will pivot
away from growing pot in Canada to "developing" a pot based cure for Covid. A money laundering shell.
Of course, the grossly corrupt SEC has approved a $20 million public offering for Urban/Trump: HUGE
SEC facilitated P&D to facilitate money laundering
https://www.sec.gov/Archives/edgar/data/1771885/000106299320003258/formsuppl.htm
AGAIN, the SEC is a criminal organization facilitating criminal activity and protecting criminals at the expense of
the public it is MANDATED to protect while screwing whistleblowers like me.
The record is extensive.
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
@bullmeechum3
EFTA00010902

=== Page 85 ===
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Tuesday, July 28, 2020 7:48 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
STILL MORE OVERWHELMING evidence to support my extremely serious allegations that the SEC is a criminal
organization, run by criminals, to support cfriminal activity while screwing whistleblowers like me.
Farkas: Michael: is a prolific Bag Man well known to the SEC. Farkas chose a Jaclin money laundering shell
INTENTIONALLY. Blink Charging (BLNK) is ANOTHER SEC facilitated fraud on the public the SEC is MANDATED to
protect.
Other Farkas money laundering shell: i Incubator
https://www.sec.gov/cgi-bin/browse-edgar?CIK=1044693
As is SOP for the grossly corrupt SEC: Revoked AFTER this massive fraud on the public was complete
https://www.sec.gov/litigation/admin/2009/34-60013.pdf
ALSO SOP for the corrupt SEC: No mention of Farkas and his controlling i Incubator entities in the complaint
https://www.sec.gov/Archives/edgar/data/1044693/000104653200000261/0001046532-00-000261-index.htm
https://www.sec.gov/Archives/edgar/data/1044693/000104653200000265/0001046532-00-000265-index.htm
https://www.sec.gov/Archives/edgar/data/1044693/000104653200000263/0001046532-00-000263-index.htm
ALSO missing from the i Incubator complaint: Executing BD/MM of the worthless Farkas certs dumped on the
public while the grossly corrupt SEC watched. Those damn "penny stock trading fairies" AGAIN!
NOPE.
BLNK never should have happened. Farkas, his NETE CFO, Keener, Nordlicht, etc etc should have been shut
down LONG AGO
EFTA00010903

=== Page 86 ===
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
@bullmeechum3
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Thursday, July 23, 2020 5:59 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The grossly corrupt SEC response to whistleblower OVERWHELMING evidence of money laundering
,manipulation, and fraud: MY INFORMATION has been remarkably consistent over the last 9 years++:
Obstruct, cover up, facilitate illegal activity at the expense of the investing public it is sworn to protect while
screwing whistleblowers like me.
BLNK: A KNOWN Jaclin money laundering shell. Rev merger with a KNOWN Bag Man: Michael Farkas who was
the largest shareholder of ANOTHER money laundering shell: SkyWay but somehow escaped the SEC
investigation. With Board members like Engel: Drexel, Scigliano: Acies: NETE a CFO:New from NETE. A known to
the SEC Bag Man: Keener who the SEC has kept up and running for YEARS since being BARRED (Not Exactly) by
Industry SRO FINRA.
In addition to that name Farkas: ANDREW/Jonathan Farkas. Trump fundraiser and Epstein: Jeffrey: business
partner, this fraud has an added element. So, after receiving my overwhelming evidence with AML red flags too
numerous to count, what was the par for the course SEC response: Approved BLNK public offering just several
days ago AND with my overwhelming evidence in hand. But, that's not where the corrupt SEC active facilitation
of this massive fraud on the public ends. Yesterday, 7/22, BLNK put out a PR linking it to a few hundred charging
stations in VA,MD,DC. This pr drove the stock up almost 30% at 1 point and closed 15% higher on almost 8x avg
volume. A most certainly "MATERIAL" event. AND an event that required an SEC 8k filing if "DEFINITIVE" as well.
No such 8K was filed by BLNK for this pr. This pr therefore must be complete FRAUD intended ONLY to facilitate
a massive Pump and Dump on the public. It accomplished its intended fraudulent outcome.
But, back to BLNK fka New Image Concepts: the company
Between Blink and New Image Concepts, BLNK was known as Car Charging Inc
EFTA00010904

=== Page 87 ===
https://www.sec.gov/Archives/edgar/data/1429764/000114420414059745/v390669_def14c.htm
This 2014 SEC approved offering also had several red flags of its own. WHOPPERS in fact.
Guess who ELSE was involved in this years in the operating money laundering shell?
Platinum Funds/Nordlicht. With links to Kushner(s) and Trump lawyer Giuliani. Other NY entities, a Columbus
OH entity, a Chicago entity, and a Belize entity. Still counting the AML red flags?
The icing on the top of this massive SEC facilitated fraud: ex NM Governor Bill Richardson.
Who, is also linked to Jeff Epstein and his NM Zorro Ranch.
BLNK: money laundering fraud on the public ACTIVELY facilitated by the SEC in July 2020 despite overwhelming
whistleblower (me) information. Linked to Milken, Russia, Trump, and Epstein. Of course the 7/22 trading
activity NEVER would have happened without willing, executing BD's and MM's like the criminal entity known
as Knight,KCG,VIRT: NITE. Which has also been kept up and running by the grossly corrupt SEC despite
overwhelming evidence of a massive, ongoing, criminal conspiracy detailed by a whistleblower: me.
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
@bullmeechum3
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Wednesday, July 22, 2020 8:44 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Greetings grossly corrupt SEC et al
Still MORE SEC facilitated fraud on the public it is mandated to protect:
EFTA00010905

=== Page 88 ===
BLNK: Farkas/JMJ/Jaclin/CFO New(NETE) money laundering fraud
today's pr
https://www.globenewswire.com/news-release/2020/07/22/2065815/0/en/Blink-Charging-Awarded-Grant
from-Virginia-Clean-Cities-to-Place-200-Fast-Level-2-Charging-Stations-Across-the-Mid-Atlantic-Region.html
Of course, BLNK didn't file an SEC reviewed 8K for this material, definitive agreement that has the stock up 27%
on 5x normal volume at 10:30 EST
In fact, the last filing with the SEC by BLNK was actually the SEC declaring effective a public offering of securities
on 7/15/20. 1 week ago today.
MORE SEC facilitated fraud on the public.
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
@bullmeechum3
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Tuesday, July 14, 2020 3:31 PM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00010906

=== Page 89 ===
OH JOHNNY!
https://www.reuters.com/article/bc-finreg-fbi-laundering-private-equity-idUSKCN24F1TP
FBI concerned over laundering risks in private
equity, hedge funds - leaked document -
Reuters
The U.S. Federal Bureau of Investigation believes firms in the
nearly $10-trillion private investment funds industry are being
used as vehicles for laundering money at scale, according to a
leaked
www.reuters.com
Janey,
Even though you admit not distributing my information within the SEC, I was busy distributing it myself to
others.
Carl baby, I'm afraid this means your first "investigation" of my complaints to you wasn't exactly "thorough" as
I've been saying for years.
Shall I point out the pages for you?
Blackstone wanted to buy NITE but only AFTER theirSEC/JEF et al orchestrated August 1 2012 "glitch"
"luckiest f'ers" on the Street
https://www.businessinsider.com.au/blackstone-dodged-a-bulet-with-knight-capital-2012-8
WHEW: Blackstone Almost Bought Knight
Capital Before Its Stock Collapsed
One company is breathing a sigh of relief after a trading glitch
sent shares of Knight Capital Group from more than $10.30 to
nearly $2.50 last week.
www.businessinsider.com.au
From my TCR you admit never distributing Janey
https://www.reuters.com/article/us-wealth-summit-ubs-blackstone-idUSTRE6A055020101101
EFTA00010907

=== Page 90 ===
UBS brokerage's McCann sees more
Blackstone ties - Reuters
UBS, rebuilding a brokerage hard-hit by the financial crisis, lately
has been mingling in some good company: Blackstone Group LLP.
www.reuters.com
The UBS award application I sent to Janey TEN TIMES from a commercial fax machine:
ALSO MY INFORMATION
https://www.sec.gov/enforce/34-84828-s
SEC.gov | SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions in customer accounts. UBS agreed to pay a $5 million civil penalty to
resolve the SEC's charges, and separately agreed to pay $10 million to the U.S. Treasury
www.sec.gov
y'all are gonna be FAMOUS!
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Tuesday, July 14, 2020 12:34 PM
EFTA00010908

=== Page 91 ===
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
MORE SEC corruption/obstruction
ANOTHER Jaclin money laundering shell:
https://www.sec.gov/Archives/edgar/data/1449527/000121390008002174/fs1_prcomplete.htm
YESDtc Holdings fka PR Complete
https://www.sec.gov/cgi-bin/browse-edgar?CIK=1449527
MORE related entities to my claims:
Bill Scigliano: Chairman BoD
Scigliano was also a Director at Oleg Firer's revoked but still very much up and running in MA: Acies Corp. Acies
was incorporated by His Eminence with a NY address of 14 Wall Street: Rovt: Allied Wallet: WireCard. Jaclin and
Oleg related entities/people: Money laundering shells. Is the grossly corrupt SEC regretting their Jaclin
complaint which was a cover up for much larger criminal activity: MY CLAIMS?
But there's more.
The SEC also brought "more coverup than complaint" In Frost,Honig,Alpha,Stetson et al. The SEC Knows who
else was involved in the Jaclin money laundering shell PRComplete/YESDtc:
Barry Honig/GRQ
https://www.sec.gov/Archives/edgar/data/1449527/000152153612000023/0001521536-12-000023-index.htm
So, Jaclin money laundering Shells and Honig too?
Gee, maybe Bag Men Honig, Keener, Scigliano etc KNEW these were money laundering shells?
Who was the executing BD/MM converting all these billions of worthless Jaclin,Ironridge,JMJ,Farkas,Honig etc
etc certs into real money?
The SEC response: "penny stock trading fairies". NOPE: NITE
How is it possible that there is NO reference to AML in ANY of these SEC complaints?
Because the SEC outsourced BD compliance with the BSA to industry advocate FINRA. DUH
Then, there's the Jaclin money laundering shell New Image/BLNK. Gee, wonder if Farkas of money laundering
shell Skyway, JMJ/Keener: money laundering shells in my claims, Engel: Drexel, Jonathan New NETE CFO, etc
knew BLNK was/is a money laundering shell too.
His Eminence Firer is a prolific Bag Man. I've been telling the SEC that for years.
Janey, update my NETE and AQR TCR's. You know, for the record. Several entities in my TCR's linked to Jaclin's
shell factory. Including NITE.
I've asked this many times Janey,Jay,Hoecker et al:
EFTA00010909

=== Page 92 ===
WHAT EXACTLY DOES THE NITE COMPLIANCE DEPARTMENT DO EXACTLY?
Other than looking the other way while they naked short publicly traded shells to facilitate money laundering
that is
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
@bullmeechum3
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Monday, July 13, 2020 10:50 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey, Hoecker, Jay et al
still MORE SEC attempts to cover up illegal activity at the expense of the public it is mandated to protect.
The SEC latest Rule change proposal
https://www.sec.gov/news/press-release/2020-152
EFTA00010910

=== Page 93 ===
SEC.gov | SEC Proposes Amendments to Update Form 13F for Institutional
Investment Managers; Amend Reporting Threshold to Reflect Today's
Equities Markets
The Securities and Exchange Commission today announced that it has proposed to amend Form 13F to
update the reporting threshold for institutional investment managers and make other targeted changes.
www.sec.gov
Will exempt 90% of current 13F filers from future equity holdings disclosures.
WHO does that benefit? Certainly not the public the SEC is mandated to protect. LESS transparency still for the
likes of Keener,Sason,Asher/Kramer,IBC,Ironridge/Coulston,Alpha,Dutchess,Crede,etcetc etc
Costs to file: pocket change
https://www.netacn.com/Service.aspx?id=dLfmwmZHCkOsIL-sP3V8Dw
Form 13F EDGAR Filing Agent Service Advisor Consultant Network
ACN will compile your 13F Report and act as your Filing Agent in order to submit the report to EDGAR.
Send us your Holdings List, we compile the Form 13F Report and send you a Proof for your review and
approval. Upon your approval we will submit the report to EDGAR. You will receive an email notification as
will ACN that the report has been accepted.
www.netacn.com
So, WHY does the SEC want LESS transparency for the investing public it is mandated to protect?
The SEC is bought and paid for by criminals.
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Wednesday. July 8.2020.9:35 AM
EFTA00010911

=== Page 94 ===
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey, Hoecker et al,
Is Trump prolific Bag Man Jonathan Farkas related to Bag Man Michael Farkas: Skyway largest shareholder:
REVOKED
https://www.hollywoodreporter.com/rambling-reporter/inside-hamptons-fundraisers-netted-trump-12m-
election-1230690
Inside the Hamptons Fundraisers That Netted
Trump $12M for Re-election | Hollywood
Reporter
The numbers are in and President Donald Trump's quick trip to
the Hamptons on Friday raked in $12 million for his re-election
campaign as his Republican allies were quick to declare it a win
www.hollywoodreporter.com
Now Michael Farkas is CEO of Jaclin money laundering shell New Image Concepts/Blink charging
How did Farkas (Michael) escape the SkyWay SEC complaint?
https://www.sec.gov/litigation/complaints/2009/comp20960.pdf
Would explain the Milken/Drexel flunkie Engel on the BLNK BoD as well.
Also explains why the grossly corrupt SEC let Bag Man JMJ/Keener up and running in 2020 and the
Crede/Milken/Putin etc NETE CFO New now CFO at BLNK
Some BLNK/Trump/rinsing. With help from "issuer/bag man funded research" Zacks aka Seethroughequities
2.0. Rusian money?
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: 7.2020.6:09 AM
EFTA00010912

=== Page 95 ===
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey,
MORE EXTRAORDINARY SEC corruption and criminal obstruction designed to protect criminals and screw
whistleblowers like me. Despite my very generous 4 day offer to produce the entire record which is the basis of
my award application/denial/appeal AND REQUIRED by the statute I have referenced:
240.21F-12 "Materials that may form the basis of an award determination and that may comprise the record on
appeal", The several hundred e mails I have sent you, Hoecker et al MUST be part of this record. Janey, you
failed to produce this record. As I made clear: my 6/23/2020 emails to you Hoecker, SEC commissioners were
merely re re re sent previously sent e mails: the record. Further, my 6/23/2020 e mail: Formal appeal for
preliminary denial covered action 2015-016 Knight Capital & Appendix was merely a summary of several
hundred e mails sent to you, Hoecker et al. These e mails SHOULD be the record. You failed to produce the
record. Which begs the question: WHAT "record" was used to determine the SEC preliminary denial exactly IF
the SEC can't produce the record? The preliminary denial was completely fabricated and must be reversed.
But, it doesn't end there: per my 6/23/2020 summary based on several hundred e mails sent to the SEC, the
RECORD of EXTRAORDINARY corrupt obstruction designed to protect criminals and screw whistleblowers is not
confined to Opco,NITE,UBSS,Sason,Keener etc etc etc. I have filed 2 TCR's with the OWB related to the money
laundering/transaction
aundering/Putin/Rakishev/Trump/Kushner/Alfa/Crede/Peizer/Milken/Hapoalim/SBNY/CardWorks/ESQ/WireCal
rd/AQR etc etc etc fraud known as Net Element. For YEARS the SEC has been in possession of not just my TCR's
but HUNDREDS of e mails supporting my TCR's comprising the extensive record. Here again, the SEC is covering
up a MASSIVE fraud perpetrated on the public and well within even the grossly corrupt SEC ability to shut down
the fraud IF they had used my information to execute its mandate to do so. Instead, the SEC obstructed a
thorough investigation. Per my previous e mails: the record: NETE claimed to be a payment processing entity.
Claiming further to process BILLIONS of dollars worth of transactions every year. Its subsidiary Pay Online is
linked to the massive fraud Wire Card. How's the SEC Wire Card investigation coming along? For years, based on
my extensive financials research and other research, I pleaded and pleaded with the SEC to shut down this
massive fraud. They did not. email after email. Year after year I wrote the SEC "NETE is a money
laundering/transaction laundering fraud". Rather than shut it down, the SEC with the help of NASDAQ allowed
fraud public offerings by Crede/Peizer/Milken related entities: Esousa and Cobblestone and a reverse split so
NETE could keep its NASDAQ listing. The balance sheet has been grossly insolvent for years: goodwill.
ALL of my allegations were confirmed when NETE decided to "unlock value in its payment processing" business
by doing a reverse merger with a CA EV "manufacturer" started by a musician. This fraud transaction is quite
common in money laundering shell land dominated by NITE/VIRT. The SEC cover up of criminal activity while
screwing whistleblowers:ME: The "payment processing business" is to be "sold". Related of course was the SEC
cover up of criminal activity while screwing whistleblowers: ME: The Goldman/Sull Cromm advised purchase by
ALLY of CardWorks: Merrick Bank: NETE and then the recent unwinding of this fraud transaction. No doubt the
brain child of Chair Clayton and his Sull Cromm colleague Jared Fishman who has played a key role in keeping
the criminal entity NITE/VIRT up and running.
NETE/Mullen: "here glitchy glitchy" cover up. But, who the hell would EVER touch the massive fraud: NETE?
Only another fraud: Mullen.
Mullen doesn't "manufacture" ANYTHING. Mullen is simply a car dealership.
EFTA00010913

=== Page 96 ===
The K50 EV is manufactured in China by Qiantu a subsidiary of CH-Auto. Qiantu/CH have a production facility in
China. There will be no Mullen "production" of EV vehicles in Washington or anywhere else in the US.
But, the SEC facilitated fraud doesn't end at protecting criminals and screwing whistleblowers: ME. Per my TCR
attached, there is a well orchestrated eco system of fraud. Including "issuer/bag man funded research" that
facilitates P&D. In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to
the SEC: the record: known as SeeThroughEquity
https://www.sec.gov/litigation/complaints/2018/comp-pr2018-259.pdf
Seethruequity, LLC, Ajay Tandon, and Amit Tandon
THE DEFENDANTS 6. SeeThruEquity, LLC is a Delaware limited liability company that was co-founded in
2011 by brothers Ajay Tandon and Amit Tandon.
www.sec.gov
SeeThroughEquity was engaged in a Pump and Dump promotion of NETE in April and August 2018
https://www.netelement.com/press-releases/release-content/1062906#.XwRXEOWSnlV
SeeThruEquity Issues Update on Net Element, Inc.
NEW YORK, NY / ACCESSWIRE / April 10, 2018 / SeeThruEquity, a leading
independent equity research and corporate access firm focused on smallcap
and microcap public companies, today announced that it has issued an update
on Net Element, Inc. (). The note is available here: NETE April 2018 Update
Note. Net Element, Inc. (NASDAQ: NETE, "Net Element") is a global financial
www.netelement.com
https://www.netelement.com/press-releases/release-content/10734671#.XwRXGuWSnIV
eeThruEquity Issues Update on Net Element, Inc.
NEW YORK, NY / ACCESSWIRE / August 6, 2018 / SeeThruEquity, a leading
independent equity research and corporate access firm focused on smallcap
and microcap public companies, today announced that it has issued an update
on Net Element, Inc. (). The note is available here: NETE August 2018 Update
Note. Net Element, Inc. (Nasdaq CM: NETE, "Net Element") is a global financial
www.netelement.com
So, the SEC SeeThroughEquity complaint acknowledges the fraud associated with NETE. Well orchestrated. This
P&D campaign was part of the 2 fraud offerings : Esousa and Cobblestone: I alerted the SEC to. Who PAID for
the SeeThrough P&D? Crede/Peizer/Esousa/Cobblestone?
The cherry on top of the SEC corrupt obstruction: NETE was still in business in 2020 to receive taxpayer Cares
Act money.
A summary of the record.
EFTA00010914

=== Page 97 ===
Janey, Hoecker et al,
Please update my Net Element and AQR TCR's
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
Not just irony but a massive fraud on the
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Tuesday, June 30, 2020 1:01 PM
gov>;
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey,
the purpose of your 5 years in the waiting PRELIMINARY denial of my OpCo Award application could not be any
more clear: run the clock out and protect NITE,UBSS,Magna et al while denying me rightful compensation. But,
As I have repeatedly told you, Hoecker, your colleagues: the last overt act of this vast conspiracy has not yet
occurred:
NITE/VIRT is insolvent today 6/30/2020 as a direct result of the SEC facilitated fraud on the public which is and
always has been the core business at NITE/VIRT: Abusive naked shorting publicly traded shells to facilitate
money laundering. The public is STILL at risk. The SEC has facilitated NITE intentionally misleading the public as
to the true nature of its business. The SEC still facilitates this massive fraud on the public while it intentionally
misleads the public there is no naked shorting because the SEC authorized the DTCC to create the illegal,
shadow clear mechanism Obligation Warehouse (OW) so NITE's criminal activity can continue and it can
circumvent close out REQUIREMENTS of Rule 204 of Reg SHO. ALL very much ongoing in June 2020 as a direct
result of the SEC (OWB/Hoecker/Enforcement etc etc) criminal obstruction and ACTIVE facilitation of the
criminal enterprise known as Knight/KCG/VIRT: NITE.
Clayton never disclosed his Sull Crom/Fishman/NITE conflicts. He must step down from the SEC IMMEDIATELY
until a criminal investigation can be concluded. NITE must be halted IMMEDIATELY as it still poses a
monumental risk to the investing public. FINRA should go back to being a cheerleader as it is just another
enabler of this criminal activity. It has NO business enforcing SECURITIES LAWS. It should not be overseeing the
OTCM. FINRA fines are a joke and not meant to be a deterrent. INTENTIONALLY siding with criminals over the
investing public the SEC is mandated to protect. The cesspool known as the OTCM MUST be shut down. It exists
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SOLEY for the purpose of facilitating a massive fraud on the public. The OW must be shut down IMMEDIATELY
so the public can see just how pervasive naked short selling: MANIPULATION really is. EVERYONE at the SEC
who has had contact with my information MUST resign/be terminated IMMEDIATELY. ALL of the AQR blank
check shells must be shut down IMMEDIATELY as they pose a serious national security risk. AQR MUST be shut
down IMMEDIATELY.
Certainly not exhaustive BUT a good start
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Tuesday, June 30, 2020 7:36 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey,
please add the following info to my appeal of your preliminary denial of my Opco award.
More evidence the SEC is using/has used my information to both bring complaints and protect/obstruct
complaints. Again, you, McKessy, Hoecker have been in possession of my 2013 TCR filed with Berger for several
years. In addition to hundreds of e mails continuing into 2020 showing irrefutable and overwhelming evidence
to support my allegations.
Highlighted in my attached TCR and related to my Opco Award application: Joshie Sason/Hanover/Magna:
CGFIA, IMDS, NewLead, FreeSeas, PRTH etc etc etc. The SEC Sason/NewLead complaint is also my information as
I filed separate but related NewLead, and FreeSeas TCR's with your office. The SEC complaint: Sason
assignments: bogus notes. NO SH!T? Really? detailed by me. In addition to Bag Man Sason/Hanover/Magna, I
detailed the illegal activity of Bag Man Justin Keener/JMJ in my 2013 TCR. Keener was the customer in the
FINRA World Trade Financial complaint.
https://www.finra.org/media-center/news-releases/2013/finra-fines-three-firms-900000-inadequate-anti-
money-laundering
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FINRA Fines Three Firms $900,000 for Inadequate Anti-Money Laundering
Programs | FINRA.org
WASHINGTON - The Financial Industry Regulatory Authority (FINRA) announced today that it has fined
three firms a total of $900,000 for failing to establish and implement adequate anti-money laundering
(AML) programs and other supervisory systems to detect suspicious transactions.
www.finra.org
Related to the billions of OTCM money laundering shells traded through World Trade, the BD SRO FINRA
requested information from Keener related to his assignments and acquisition of bogus convertible notes
including bank statements to prove the notes weren't bogus. Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993_0_0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf
As recently as 2019 Bag Man Keener/JMJ was involved in ANOTHER money laundering shell called Blink
Charging fka New Image Concepts
https://www.sec.gov/cgi-bin/browse-edgar?
action=getcompany&CIK=0001429764&owner=exclude&count=40&hidefilings=0
https://www.sec.gov/Archives/edgar/data/1429764/000114420419004046/0001144204-19-004046-index.htm
EDGAR Filing Documents for 0001144204-19-004046
Blink Charging Co. (Subject) CIK: 0001429764 (see all company filings) IRS No.: 030608147 | State of
Incorp.:NV I Fiscal Year End: 1231 Type: SC 13G/A I Act: 34
www.sec.gov
New Image Concepts was detailed by the SEC in their Jaclin et al "Shell factory" complaint in 2016. PRIOR to
Keener involvement.
https://www.sec.gov/litigation/complaints/2016/comp-pr2016-86.pdf
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Case No. 2:16-cv-03250
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Case 2:16-cv-03250 Document
1 Filed 05/12/16 Page 1 of 45 Page ID #:1 AMY JANE LONGO, Cal
www.sec.gov
But Keener not the only 1 involved who knew New Concept was a money laundering shell.
CEO of Blink is Michael Farkas. SEC knows him well from his Skyway Communications days.
The SEC revoked the registration of Farkas/Skyway in 2007
https://www.sec.gov/cgi-bin/browse-edgar?
action=getcompany&ClK=0001128723&owner=exclude&count=40&hidefilings=0
The CFO of Blink is Jonathan New. Formerly CFO of the AQR/Crede: Milken money laundering/Transaction
laundering blank check shell: Cazador/Arco: Net Element
A director of Blink is a guy named Donald Engel who worked at Drexel with Milken.
New Concepts was HQ'd in Santa Monica: Milken
But it gets better
the Jaclin shell factory also linked to Honig,Stetson,Alpha Cap, Frost as well
http://www.teribuhl.com/2019/08/06/honigs-shell-factory-attorney-gregg-jaclin-barred-as-sec-lawyer/
Honig's Shell Factory Attorney Gregg Jaclin
Barred as SEC lawyer - TERI BUHL
Your Voice. High Times Admits SEC Filing is Wrong: Stormy Simon
off the Board - L.A. Cannabis News on Text messages show
Cannabis investors Defrancesco & Serruya allegedly Colluded
with Clarus Securities' Christodoulis in Multiple Stocks; High
Times Admits SEC Filing is Wrong: Stormy Simon off the Board -
www.teribuhl.com
Where the SEC said multi billionaire Frost risked ALL to make a few million. NO, Frost,Alpha (also in my attached
TCR), Stetson, Honig were LAUNDERING. Frost bought Ladenburg from Milken flunkie Icahn AFTER Icahn rolled
Gruntal int Ladenburg. Gruntal: Icahn,Sater,SAC,Feinberg et al: Milken
The SEC intentionally omitted a Honig/Stetson shell from this complaint:
Millenium Bio/Inergetics
linked to Trump Cleveland fundraiser and healthcare fraud felon: Brian Colleran
In typical SEC "cover up", revoked the Millenium/Inergetics registration in 2019.
https://www.sec.gov/cgi-bin/browse-edgar?
action=getcompany&ClK=0000072170&owner=exclude&count=40&hidefilings=0
Finally,
SEVEN F'n Years AFTER FINRA barred (not exactly) Keener/JMJ and my Berger TCR filed with your office Janey,
The SEC is going after Keener/JMJ related to my information AGAIN
17.5 BILLION shares of money laundering penny stocks.
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=== Page 101 ===
https://www.sec.gov/litigation/litreleases/2020/Ir24779.htm
Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24, 2020)
SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and
Exchange Commission V. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)
www.sec.gov
WHO was/were executing BD's/MM's in these billions of shares of worthless Keener/JMJ money laundering
shells????
What are odds that bogus note/worthless certs/assignments Sason/Magna would be involved with bogus
notes/worthless certs/assignments Keener/JMJ in money laundering shells like IMDS and CGFIA etc) AND
CGFIA was detailed by me to the SEC/FINRA AND CGFIA was 1 of the shells in the FINRA Opco AML complaint
AND where NITE and UBSS traded billions of shares of CGFIA
AND where NITE and UBSS traded billions of shares of IMDS also
Now, what are the odds of all of that?
All you have to do is read my attached TCR Janey.
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Tuesday, June 23, 2020 4:11 PM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
small typos/corrections:
Mirror trade activity peaked in 1H2014 not 2H2014 and this coincides with OTCM astronomical share volume
data in 1Q2014 and 2Q2014 that were expunged from KCG 10Q SEC filings. Not 2Q2014 and 3Q2014 SEC
reviewed 10Q's as I previously stated
corrected below
Chris
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Tuesday, June 23, 2020 9:48 AM
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=== Page 102 ===
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Ms Norberg,
I am in receipt of the SEC OWB correspondence allowing me more time to respond to the preliminary denial of
my award application for the Oppenheimer 2015 covered action. This e mail was the last 1 I sent to your office
related to my appeal. It will serve as the basis of my appeal. Including the attachments of my 2013 TCR
submitted with Berger Montague to the SEC. I will also forward correspondence from 2012 and following
detailing my extensive correspondence with Robin Traxler at FINRA as well as Sean McKessy in the OWB. Even
though, I have previously forwarded your office as well as the SEC IG office the exact same corroborating
evidence. My response to you will be lengthy and detailed. However, given that it took your office FIVE YEARS to
send me a preliminary denial notice, that is understandable and in fact a result of YOUR lengthy delay in
notifying me. ALL of my response pertains to the denial appeal at hand.
In 2011, I filed my first Whistleblower complaint with the SEC. Detailing a massive fraud on the public directly
implicating dozens of entities. The center of my claims: Knight/KCG/VIRT: collectively NITE and the Swiss
banking giant UBS:UBSS. By far, NITE was and still is today the largest MM/executing BD in the OTCM space. I
was shocked to find the Swiss banking Giant UBSS was trading many of the same stocks as NITE and to the
extent they were. This came on the heels of the FINRA UBSS Reg SHO complaint where the extent of the UBSS
activity "threatened to undermine the integrity of our markets" while the SEC analysis of this activity was simply
a case of "sloppy record keeping". My experience as an Institutional Sales trader: executing multi million share
equity trades for the largest institutions in the world like Fidelity and Putnam. In addition, as a Research Sales
person: analyzing financial statements and making investment recommendations formed the basis of my
expertise. In fact, the SEC OWB has paid out awards for information just like mine. In August of 2011, I informed
the SEC that NITE was insolvent having reported just $105 mil in working capital at June 30, 2011. AND, for the
resaons cited in my TCR detailing massive accounting fraud as a direct result of illegal naked shorting/self
clearing/reverse splits/cusip changes etc. The SEC had a choice: investigate these extremely serious allegations
and shut down this massive fraud on the public OR cover up their failure and allow this massive fraud on the
public to continue. Unfortunately for the American public the SEC is mandated to protect, the SEC chose the
latter. As a direct result, ALL of the activity detailed by me in this TCR and other TCR's filed with the SEC as well
as 9 years of additional correspondence with the SEC, this is very much an ongoing, massive scheme. One that
the SEC actively facilitates. Countless losses have been incurred as a result. NITE as I detailed is in a constant
state of insolvency. The SEC has time and again intentionally misled the investing public that there is no abusive
naked shorting. NITE is still in business TODAY.
The core business at NITE is and always has been: abusive naked shorting OTCM shells to facilitate money
laundering. Not DMM, FCM, reverse mortgages, or even HFT. This illegal business is EXTREMELY profitable and
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virtually riskless. AND, both the SEC and FINRA know this. In 2016, FINRA brought a Rule 204 complaint against
NITE. The fine was pathetic and not meant to be a deterrent. This is WHY the OTCM exists. But it's not JUST
OTCM as my AQR TCR filed with the SEC clearly proves: NASDAQ Blank check shells as well. I have also filed
separate TCR's related to NewLead and FreeSeas: 2 massive money laundering shells which began on
NASDAQ, listed to the OTCM. NONE of the activity detailed in the Opco/Gibraltar complaint takes place
without a willing executing BD/MM who ultimately turns worthless certs into real money. That #1 trader is
NITE. As you read in my Knight TCR CGFIA is at the heart and, because it was based in Colorado, became a
template of sorts for my extensive research. See Ms Norberg, unlike the SEC "investigators" on the
Opco/Gibraltar complaint, I've actually seen first hand the CGFIA "world HQ" as well as the rented Littleton
home of CGFIA CEO Guyer. I've done extensive research on Properties claimed to be owned and M&A
transactions done for the sole purpose of cert printing and distribution (Aurelio AMNP) where the ultimate
acquisition amounted to a distributor of Ukrainian folk music. I've also done extensive research on domestic
and foreign financial institutions claiming to "invest" in these scam companies like Josh Sason/Hanover/Magna
also cited in my 2013 Berger/Knight TCR linked. So, as I detailed to Ms Traxler, I followed Guyer to Neuchatel
Switzerland and his previous endeavor: Antelope Technologies also with an office in Highlands Ranch CO.
Where I discovered a connection to Swiss/German individuals/entities that were also related to another OTCM
shell in the OpCo/Gibraltar complaint as well as my Knight TCR: AppTech. Offices in the Woodlands TX and Boca
Raton. AND very much up and running today. SHOCKING. The SEC OpCo/Gibraltar complaint is based on the
FINRA complaint. That is absolutely irrefutable. As the Gibraltar complaint alleges just 1 OTCM shell and just a
million shares while Commissioners Stein and Aguilar referenced BILLIONS of shares in their OpCo waiver
dissent. Who executed those BILLIONS of shares? Was OpCo even a MM? If I ask a question it's typically a
rhetorical: I know the answer. The SEC knows the answer also. The SEC OpCo complaint does not mention the
executing BD/MM. The SEC complaint doesn't mention Sason/Hanover/Magna either. The SEC complaint makes
no mention of illegal naked shorting which is clearly evident in the CGFIA 10Q referenced below. THIS IS MY
INFORMATION. So, why aren't NITE, Hanover/Magna and UBSS implicated in the SEC OpCo/Gibraltar complaint?
What my TCR clearly and irrefutably proves: NITE was engaged in illegal activity both BEFORE and AFTER the
SEC et al orchestrated August 1 2012 "trading glitch". So, the SEC bailed out a KNOWN criminal entity.
Unfortunately for the investing public, the SEC has doubled downed on facilitating this illegal activity into 2020.
The "glitch". Knight was insolvent in August 2011. I told the SEC this. The "glitch" proved my allegations. Key
point in my TCR: NITE inadvertently sent 4000 worthless securities to JPM to secure an emergency bridge
financing as collateral. These were open, naked short fails that could not be covered/closed due to a cusip
change (SEC/FINRA approved rev split) booked as an "asset" '(receivable) due to self clearing: MASSIVE
accounting fraud. Ironically, the "glitch" proved my allegations: despite claiming to have a "highly liquid balance
sheet" NITE had to raise the entire amount of the "glitch". AND the ultimate "financing" was not collateral
based. Rather a 50% discounted convert when the stock had already been crushed to $3 OR $1.50. ALL of the
financing participants knew the NITE balance sheet was complete fraud. NITE also committed securities fraud in
pledging those 4000 worthless securities as collateral to JPM: SCOTUS Rubin: pledging collateral to secure
financing is an offer to sell. JPM looked the other way. As did the SEC.
Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to form KCG
closed. The new CEO of KCG was Dan Coleman who ran Equities at UBSS during their Reg Sho and cross border
activity. For UBSS, the DOJ (Acosta Downing et al) dropped their DPA in 2010. My claims: the FINRA
OpCo/Gibraltar complaint clearly implicates UBSS criminal activity AFTER the DoJ dropped its UBSS X border
DPA. This is what the SEC is protecting in the OpCo/Gibraltar complaint: NITE/UBSS/Hanover/Magna illegal
activity.
Also in my Knight/Berger 2013 TCR: IMDS. A multi year money laundering shell kept up and running by the SEC.
Also NITE, UBSS, and Hanover Magna. In addition to other entities like JMJ, Southridge, and Alpha Capital
Anstalt. Alpha Capital Anstalt is very much in business today as a result of SEC obstruction while the SEC
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recently brought a complaint against JMJ for activity like that in IMDS even AFTER he was barred by FINRA. In
IMDS, the SEC allowed 2 barred individuals (CEO/CFO) to do an offering that created 37 BILLION shares of IMDS
at .0001 with Chinese Nationals before revoking the IMDS registration. What do you do with 37 billion shares of
IMDS at .0001 when there are no bids below that? NOTHING. The stock never traded. The SEC orchestrated a
NITE/UBSS/Hanover/Magna/JMJ/Alpha etc MASSIVE naked shorting to facilitate money laundering scheme
bailout so that the MASSIVE naked short position didn't need to be covered in the open market as is mandated
by Rule 204. Thus insuring profits and not MASSIVE losses for NITE and UBSS.
I also filed separate TCR's for NewLead and FreeSeas. 2 "Greek shipping" money laundering shells started on
NASDAQ and delisted to OTCM. NITE top trader in BOTH. Hanover/Magna in both. I contacted the KY Div of
Mines and notified the SEC that these "transactions" were complete fraud. The SEC Feb 2019 complaint against
Hanover/Magna is my information: Bogus obligations, assigned, converted to worthless certs. Then dumped on
the public and converted to REAL money by the executing BD/MM:NITE. Who generates illegal trading profits
by abusive naked shorting. Very symbiotic relationship. 1 of the Hanover/Magna entities was Gibraltar/Hanover.
Somehow omitted from the SEC OpCo/Gibraltar complaint. In NewLead, then SEC White and Ceresney firm
Debevoise did a "fairness opinion" of a Russian Nickel wire transaction where the NewLead CEO had back dated
documents. That has been expunged from SEC reviewed filings. FreeSeas: a structured tax evasion/money
laundering shell. Also involved Credit Suisse and Deutsche Bank. Both Debevoise clients. Both involved in the
tens of billions Russian Mirror trade scheme. In addition to Hanover/Magna a Milken related entity Crede: Run
by Milken/Drexel/Obstruction of justice/Parking: Terren Peizer and his felon partner Michael Wachs. This led me
to Net Element NETE. Peizer again. This time with more AML red flags than be counted. Well known to the SEC
through TWO of my separate TCR's. CEO is Oleg Firer. Firer former money laundering shell Acies shut down by
the SEC while NETE was left up and running. Acies very much up and running also in MA. In NETE: NASDAQ.
AQR Blank check shell. SEC allowed 2 offerings so that NETE could keep its NASDAQ listing. 1 was with entity
Esousa: felon Wachs ex wife. 2nd was with Cobblestone: felon Wachs sister. I told the SEC. They still approved
the offerings. I discovered AQR money laundering blank check shell activity doing research on NITE and
Hanover/Magna. A top traded NITE OTCM shell was Cereplast. Another AQR blank check shell.
Hanover/Magna/NITE/ and Alpha Capital Anstalt. Alpha is Liechtenstein based and controlled by Martin Schlaff:
Austria/Israel. AlsoIMDS (w/Schlaff controlled Balmore) and the Frost/Honing/Stetson et al complaint. Schlaff
also LH Financial/Wolfson/Sulphco and Bawag: Sedona/Scan Graphics: Refco: Naked shorting. NITE is Refco on
steroids. Cereplast ended in bankruptcy.
NETE claims to be a "payment processor". BILLIONS in transactions processed. Never break even let alone
profitable. Balance sheet complete fraud. AML red Flags: Firer is Grenada Amb to Russia living in Miami,
Apockinas/Grinshpun/Antonov/Rakishev/Trump/Kushner/SBNY/CardWorks/Merrick Bank/ESQ/Coben etc etc
etc money laundering/transaction laundering BILLIONS shell. Kept up and running for years since filing my
NETE/AQR SEC TCR's. ALL of my allegations proved accurate in 2020 when NETE received Cares Act taxpayer
money then announcing it was "unlocking the value in its misunderstood payment processing business" by
doing a reverse merger with a CA electric car company started by a former musician. The payment processing
business to be "sold" and the new company (Mullen) will own 80-90%. All made possible by SEC obstruction
and ACTIVELY facilitating illegal activity. Another AQR blank check shell is Astra/Phunware. More Greek shippers
related to massive swindler Economou originally intended to do an "energy logistics company" acquisition and
somehow settled on "mobile app developer" Austin TX: Phunware. PHUN CEO is well known to the SEC with
shells going back 15 years. I alerted the DoJ and SEC that PHUN was a money laundering shell. In addition to the
"genius quant" AQR, AIPAC: Gerber/Hudson Bay, Nordlicht: Ari Glass/Boothbay, 1MDB: Khazanah Nasional,
Global Crown/Rani Jarkas/EFG/BSI/Optima/Max Fang. AG Barr 1MDB waivers: Kirkland also AQR. Broidy:
Trump: 1MDB money laundering. PHUN also received Cares Act money. AND PHUN is Trump/Kushner/Parscale
campaign mobile App. PHUN should have also been shut down long ago. AQR too. OTHER AQR blank check
shells: CIS/Delta/Urban Tea, Ability/Cambridge, Hunter Maritime, and MI Acquisition/Priority Tech Holdings.
Ability/Cambridge: Israeli cellular intercept/surveillance. Israel sent employees to jail. In the US it was
"securities fraud". The SEC Ability/Cambridge complaint was handled by Ansu Banerjee in the SECLA office.
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=== Page 105 ===
Milken/Mogilevich/BoNY money laundering entity Sinex: Debasish Banerjee. WHY did SECLA have jurisdiction
over ABILF/Cambridge? Result: ABILF is very much up and running today. I believe this is the
PHUN/Trump/Kushner/Parscale mobile app technology.
Hunter Maritime:HUNTF: Never consummated an acquisition. Just cert printing/dumping. Also involved: Milken
family office: Silver Rock. MI/Priority:PRTH. CEO Tom Priore: well known fraudster to the SEC. Also
transaction/money laundering like NETE. Also involved: Hanover/Magna.
ALL AQR money laundering shells up and running today thanks to the SEC. Only recently did the SEC revoke
CGFIA and NewLead. well after going dark and the massive fraud on the public had already been perpetrated. In
NewLead, FreeSeas, etc etc etc a common tool used is reverse splits to perpetuate and facilitate illegal activity.
SEC/FINRA approved. The result is the massive accounting fraud at NITE. WHEN not IF there is an open naked
short fail when a rev split takes place, a new CUSIP/security is issued. Trades in the old cusip/security cease.
This creates a structural liability. The fail/short can NOT be closed. Like covering a short in AAPL with MSFT.
Because NITE is self clearing it books a prop naked short as a receivable. An asset. But, because NITE won't or
CAN'T deliver, massive accounting fraud. Literally a liability booked as an asset. This is how "glitches" are born.
But the SEC facilitated fraud doesn't end there. The definition of a failed trade: 1 that hasn't settled. The
SEC/DTCC issue new securities where trades in the old haven't settled yet AND not authorized by the issuer.
Settlement: buyer brings cash/seller brings securities. The DTCC simply makes journal entries. But there are still
"IOU's" in the system. The SEC authorized the DTCC to create a shadow clear,non guaranteed, ILLEGAL (clearly
contrary to 34' Act "prompt and accurate settlement) Obligation Warehouse so criminals like NITE et al can
circumvent close out REQUIREMENS of Rule 204. The OW is just what it sounds like. Per my Knight TCR, DTCC
suspends services (Chill/Lock) and trades are deemed "ex clearing". In a FOIA request made with POGO,Berger
and I asked the SEC fails data on dozens of NITE/UBSS top traded stocks like CGFIA,APCX and IMDS. The SEC
response: see our website. The SEC fails data is for DTCC cleared trades only. The SEC knows exactly the level of
fails sitting in the OW. They don't disclose. Intentionally misleading the public there is no naked shorting. In
1Q2020, the receivable at NITE/VIRT increased $1.2 BILLION sequentially. Up almost 90%. AND the tangible
book value is grossly insolvent. When it comes down to it, there really isn't ANYTHING in the receivable that
NITE can convert into cash for its own use. There are prior commitments on those "assets": SETTLEMENT of
transactions. Because the SEC has never shut down this activity, NITE is in a constant state of insolvency.
Other examples of SEC attempts to cover up NITE illegal activity so that it can continue include:
Cerberus/Feinberg/VIRT bidding on NITE post "glitch". Wasn't their turn. First, Gen Atlantic needed to monetize
its GETCO "investment". The HFT business at GETCO was in a death spiral when the rev merger took place. So
what was the attraction to NITE? The business that had absolutely ZERO overlap/synergies: OTCM. As low tech
as it gets. Literally a trader sitting in a chair. As I have asked the SEC on hundreds of occasions over the years:
what would happen to NITE trading profits if their OTCM share volumes went to ZERO? Cerberus is Feinberg:
Gruntal/Milken. Also bailed out Bawag:Refco, HSH, and Deutsche Bank ($50 bil Bad Bank to Goldman). Another
Milken/NITE connection is Rich Handler: Jefferies. Also a Milken/Drexel protege. Milken was Gruntal:
Feinberg,SAC,Icahn, Sater etc. Gruntal was "sold" to Ladenburg. Controlled by
Vector/NewValley:Icahn/Lorber/Elliman etc. And, was sold to multi billionaire Frost. Who, according to the SEC
risked it all trying to "make" a few million when he, Honig, Stetson, Alpha et al were really LAUNDERING. Milken
also Whiterock ,D H Blair (Morty Davis) and AR Baron (Bressman/D H Blair) which was the precursor to Bear
Stearns collapse So, Milken and his merry crew of flunkies are really at the nexus of JUNK. They own Trump
and his White House (Trump casino junk) and they own the SEC. It was Milken, Leon Black, Handler, Moelis,
Virtue: Drexel that caused the S&L taxpayer bailout stuffing them with junk like Trump's. It is no coincidence
that these same flunkies are also the largest CLO originators/managers. CLO's: Junk on steroids. AGAIN Bailed
out by taxpayers in Cares Act HY. There also connections to Epstein. Treasury Sec Mnuchin and Black:
HY/Junk/S&L's and Epstein. Black: Money laundering shell ESWW kept up and running by the SEC was/is an
Epstein money laundering vehicle: JUNK IS JUNK.
THIS EXPLAINS the Handler/Jefferies/Milken repeated bailouts of NITE. It also explains the SEC criminal
obstruction.
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SEC Chair Clayton is also directly linked to this criminal obstruction. His firm Sullivan Cromwell and Jared
Fishman are ACTIVELY facilitating this massive fraud on the public. Clayton did not disclose these conflicts in his
disclosures. Sull Crom/Fishman have advised Knight/KCG/VIRT and several transactions designed to facilitate
this ongoing and ongoing fraud on the public. Many of the same players involved in the "glitch" were involved in
the VIRT acquisition of KCG in July 2017. In addition to Sull Crom/Fishman and Handler/Jefferies: JPM and
Goldman. The SEC facilitated fraud in the NITE/VIRT transaction is egregious illegal activity. The transaction
NEVER should have happened. KCG was an SEC reporting company until the deal closed on July 31 2017.
Despite this FACT, VIRT CEO Cifo refused to "publish" KCG 2Q2017 financials. I estimate
Cifu/Coleman/Handler/GS/JPM wrote down more than $4 billion in open naked short fails: "leverage". The SEC
let him. Meaning: "assets" used to determine the take out/ tangible book of KCG was complete fraud. VIRT
grossly OVER paid for insolvent KCG.
Prior to the NITE/VIRT transaction closing in July 2017, NITE would report its trading stats monthly. Including
OTCM share volumes. Cifu stopped this post merger. The SEC let him. In fact, you will find NO reference to
NITE/VIRT OTCM share volumes in any SEC reviewed filing, sell side research or investor presentation. A well
orchestrated fraud on the public. Omissions to Intentionally mislead the public as to the true representation of
the NITE/VIRT business model. These share volumes are also at the center of my 2013 Berger TCR. There are no
affirmative disclosures in any SEC filings to this day as to the AML risks posed in trading these OTCM and other
shells. In a 2014 letter to the SEC, I detailed the first 2 months of NITE OTCM share volumes. When the 1Q2014
10Q was filed, these volumes were confirmed: An ASTRONOMICAL increase sequentially as well as year over
year. These share volumes/my letter/TCR SHOULD have triggered an immediate SEC investigation. It did not.
This portion of the KCG 1Q2014 10Q was expunged as well as 2Q2014 OTCM share volumes. I have detailed this
to the SEC/OWB/Enforcement/IG. In the months leading up to the NITE/VIRT closing in July 2017, KCG put out
monthly trade stat pr's showing KCG trading more volume than the overall market. Also indicative of naked
shorting. Those pr's were also expunged. I also including electronic forms to the SEC OWB/Enforcement/IG.
The SEC has essentially outsourced the ENTIRE OTCM market to the Broker Dealer SRO FINRA. Including:
management of the OTCM share volume website fka OtcBB.com. Today, there is very little transparency into
trading activity by MM as a result. Also: ISSUER corporate actions: rev splits, Short interest reporting: an
absolute farce given there is still no CAT. AND BD compliance with the BSA. Per my TCR: WHY did NITE and UBSS
trade Billions of shares of CGFIA and IMDS AFTER a Chill or Lock was placed (ex clear/OW)? CLEAR AML red
flags. Because they had an open naked short position. Why not pull a market? Because they had an open naked
short position. SAR's? WHEN? BEFORE OR AFTER THEY TRADED BILLIONS OF SHARES? There were no SAR's
either. NITE can not outsource its compliance responsibilities to 3rd parties (like OpCo) when executing trades
as MM. In 2015 at a SIFMA conference, Ceresney was "shocked" by the number of BD's under his supervision
filing 1 or ZERO SAR's. NITE SHOULD have been investigated for egregious BSA violations long ago based on my
TCR. Knight/KCG/VIRT:NITE is and always has been a criminal enterprise. Spitzer Russian/US mob bust:
"worthless paper". Ashton Tech became VIE became Optimark became Knight/Trimark NITE literally "made by
the mob". The SEC has known this for years. ALL of the "worthless paper" shells were SEC reporting companies.
Today, Trump PA Campaign Mgr David Urban sits on the NITE BoD. AND is also on the BoD of his very own
money laundering shell: Canadian/Pakastani/pot/COVID. FSD Parma: HUGE. Trump advisers/campaign staff
Bannon and Parscale also involved in OTCM money laundering shells. Parscale Cloudcommerce fka Roaming
Messenger also receiving taxpayer Cares Act money.
Madoff: more money laundering than Ponzi. HOW THE HELL did the SEC let that scam go on for as long as it
did? Criminal obstruction. The former SEC IG Kotz actually investigated his "bosses" at the SEC unlike current IG
Hoecker. Years of SEC obstruction. Bullshit "investigations" into "running ahead" meant to distract. Similar to
the SEC "glitch" "market access complaint" where former SEC "glitch" Enforcement Dir Khuzami/Kirkland(Barr)
also rep'd NITE. Can't make this up. The center of IG Kotz scathing failure of the SEC in Madoff: SEC NY and Mr
John McCarthy who ended up being Knight/KCG Chief Counsel. As I said: can't make this up. And, as we know
Madoff started his career in NASDAQ penny stocks exactly like the 1's in the Spitzer/Mob complaint.
EFTA00010924

=== Page 107 ===
OTCM: This is WHY the OTCM exists: abusive naked shorting publicly traded shells to facilitate money
laundering. CEO Cromwell Coulson CHAIRED the FINRA market Regulation Cmte. Say it with me: Can't make this
shit up: CMTSU. A founding OTCM Board member is former NITE trader Andrew Wimpfheimer:CMTSU. This is a
very well orchestrated and ongoing fraud on the public. Russian mirror trades: no SEC OR DOJ investigation
HOW? According to stories: activity peaked in 1H2014. Coinciding with NITE astronomical OTCM 1Q2014 share
volume increase. In additional to money laundering penny stock shells, the OTCM is also home to many ADR's.
Including Russian ADR's cited in the NYDFS/DBTCA/mirror trade complaint. Little/no disclosures. Also in my TCR:
P&D is just a tool used to facilitate the fraud and NOT a stand alone fraud. The SEC intentionally stops short of
thorough investigations into much bigger frauds. The same way it has the public believe the "penny stock
trading fairies" convert worthless certs to real money. NO! willing executing BD's and MM's like NITE do that.
Less than a year after filing my Knight TCR with Berger, FINRA (not the SEC) brought the BBH AML complaint.
This was my information. Swiss banks, foreign/domestic institutions, executing BD's/MM's/ penny stock shells:
$850 mil in proceeds. Did BBH implicate NITE and other entities in my claims? WHY are all of the entities in the
complaint UN NAMED? In the interest of transparency for the investing public? In 2019, I also filed an award
application for the UBS X border/AML complaint. This is BLATANTLY my information. SEC/FINRA/ AND the SEC. I
filed an IRS TCR based on my SEC TCR attached. In April 2016, 2 IRS CI Agents: VIKAS Arora and Nathan Sarnacki
flew to Denver from Chicago to meet with me. I believe they were blown away. Then came the UBS complaint.
As a follow up to our meeting, they wanted to know WHO at the SEC I shared my information with. I told them.
That was the last I heard from them although I continued to send them my information.
To the SEC IG Carl Hoecker: In 2015 I parted ways with Berger as I was convinced the SEC was using my
information in an unethical/illegal manner to both bring and obstruct complaints. Berger was not willing to file
an IG complaint. After parting ways, I almost immediately did just that. Prior to retaining Berger I had filed an
award application for the UBS Reg Sho complaint. In my submission and my correspondence with
Mckessy/OWB I made the claim based on OWB permissible rules to "open a new line of inquiry". One that
would link the trading activity detailed in my ultimate TCR by NITE and UBSS. That link: Abusive naked shorting
publicly traded shells and money laundering. My application was denied and there was no investigation into
this link. The SEC had just bailed out a "known criminal enterprise" NITE "glitch" was not a forthcoming
admission. Neither was the blatantly and knowingly false pretext for the DOJ dropping its UBSS X border DPA
because "UBSS was in full compliance" in 2010. So, rather than open a new line of inquiry, the SEC chose to
obstruct.
I made clear to Hoecker the egregious conflicts by Khuzami,W and Ceresney with clients UBS,JPM,CS, and
DB. Hoecker claims to have conducted a "thorough" investigation of my very serious allegations and found
nothing. Despite MJW waivers received to "investigate" her Swiss bank client CS. Then in 2019, Hoecker
arrogantly told me I could file a FOIA request on his findings. Then, came 2019 and absolutely nothing had
changed. NITE was still trading billions of shares of OTCM shells like ELTZ. There were still no risk disclosures.
Cifu refused to publish KCG 2Q2017 financials, Hanover/Magna/AQR/Alpha/IMDS etc etc etc were still up and
running I filed ANOTHER complaint with IG Hoecker. Despite the fact that Hoecker himself wroth the IG
handbook on "thorough investigations" mandating complainant interviews, I have never been interviewed by
Hoecker. In addition, the IG Hoecker is mandated to inform Congress as to serious allegations like mine. He did
not. In doing so, obstructed Congress from executing its oversight of the SEC/OWB. And despite hundreds of
offers to fly to SEC HQ to have the best and brightest at the SEC rip apart my allegations 1 by 1 I have never
been taken up on my offer. Why is that? The SEC OWB has gone to great lengths in other cases to explain the
OWB process etc to whistleblowers. I have never been told "no thanks" for my information. In fact, McKessy has
solicited MORE information from me after submitting my Berger TCR. In Madoff, an intern could have
verified/shut down in weeks NOT years. No contra parties. Only a well orchestrated obstruction by
SECNY/McCarthy et al kept it up and running. As I have also repeatedly told the SEC: My claims could be verified
in weeks also. NITE has a P&L for every stock they trade. These, aggregated, are basis for quarterly trading
profits. These P&L's, combined with OW data, and balance sheet data will validate ALL of my claims. I've offered
my service to do exactly that. 2 weeks max. Afterall, proprietary trading strategies are NOT proprietary if they're
EFTA00010925

=== Page 108 ===
illegal. For the reasons I have listed in this summary, NITE/VIRT is on the SEC "do not investigate list". And yes,
there most definitely is such a thing. Especially when it comes to illegal activity facilitated by the SEC. So, the
SEC denial of my OpCo award claim which was 5 years in the making is just another example of my very serious
allegations: The SEC solicits and uses whistleblower information like mine to both bring and obstruct
complaints. Unethical. Illegal. To deny my award application because the "investigators" didn't see my
information is further affirmation of my allegations. They saw it. They used it. They denied my compensation for
it. Again Ms Norberg, I will forward my 2012 etc emails with Robin Traxler at FINRA as well as McKessy as
further evidence that my Award application denial should be overturned. Further affirmation from 2 dissenting
SEC Commissioners and the judge in the Gibraltar case makes this denial both egregious and bizarre. Bizarre
ONLY if you believe that there is no SEC obstruction that is. BTW, crazy stuff going on with the firing of Mr
Berman/Clayton nomination to take his place/Rabbitt to DoJ/Carpenito replacing Audrey Strauss/Trump/Barr
don't you think? The SEC needs some fixers. Wonder why.
I'm cc'ing some our mutual friends on this email Jane. The last overt act of this massive ongoing, SEC facilitated
conspiracy has not occurred yet.
Cheers!
Christopher J Dilorio
Wistleblower
303-877-7008
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Wednesday, June 10, 2020 2:30 PM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Mr Roach,
The SEC is irrefutably using my information in unethical and illegal manner. My information is being used to
BOTH Bring complaints AND obstruct/protect investigations into entities detailed in my various TCR's. Denying
me rightful compensation. This is the latest example
Chris
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Monday, May 18, 2020 10:36 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
As straightforward as it gets:
The SEC OWB dragged its feet for 5 years in issuing its preliminary denial notice.
The SEC knows this is my information. The SEC committed fraud on the court in Gibraltar. The judge corrected
them. The SEC was omitting information that implicated NITE, UBSS and customers like Sason/Hanover/Magna.
The SEC was obstructing a thorough investigation of my claims. The naked shorting cited in the CGFIA 10Q in
2013 PROVES my allegations. The SEC's "targeted investigation" stops short of a full accounting. The SEC
EFTA00010926

=== Page 109 ===
Gibraltar complaint does NOT explain the totality of the Oppenheimer complaint. The SEC Gibralter complaint
cites 1 OTCM shell and less than 1 million shares traded by Opco. 2 dissenting Opco waiver SEC Commissioners
proved that also citing "BILLIONS" of shares in their dissent. The SEC/Opco AML complaint was based on the
FINRA complaint and my information. The SEC OWB concocted a completely fabricated reason for denying my
Award: "The SEC investigators involved never saw claimants information". The responsibility to distribute
Whistleblower information within the SEC is the exclusive and explicit responsibility of the OWB. As a result, the
massive fraud taking place continued well into 2020. The 1Q2020 10Q proves this.
The SEC IG Hoecker is guilty of violating specific IG requirements in keeping Congress informed of serious
matters like mine. The SEC IG Hoecker has never interviewed me despite my filing 2 separate complaints with
his office. The SEC IG Hoecker is guilty of criminal obstruction. SEC Chair Clayton and Co Enforcement Peikin
worked at Sullivan Cromwell with Jared Fishman. Fishman has played a key role in the SEC facilitated criminal
obstruction. Peikin and Clayton should have recused themselves from ANY pending NITE/VIRT matter before
the SEC: My information. Clayton and Peikin should have recused themselves from the SEC facilitated KCG/VIRT
merger. My information, including the Opco AML complaint SHOULD have stopped the merger from ever
happening. 2 former SEC Commissioners agree with that analysis. The SEC is actively facilitating a massive
,ongoing fraud on the American people they are mandated to protect. NITE/VIRT is a criminal entity. The SEC
MUST invoke emergency powers and halt trading in VIRT IMMEDIATELY.
In short Mr Arp, the criminal activity actively perpetrated by the SEC OWB/IG must be referred to law
enforcement as well as Congress. Separate but related: SEC facilitated criminal activity and my claims. The
criminality is a matter for law enforcement. My pending matters with the SEC have no bearing on a criminal
investigation OR a GAO investigation.
You are incorrect in your analysis.
I Urge the IG Integrity Board to have SEC IG Hoecker refute my claims point by point.
I will be on a plane tomorrow so he can do it in person.
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Tuesday, May 12, 2020 8:54 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Almost immediately I filed a formal appeal to the SEC OWB fabricated denial of my award application. In this
appeal I show irrefutable proof of my allegations: The SEC OWB used/ is using my information to both bring
complaints AND obstruct complaints while denying me compensation. In short: My information exposes an
ongoing, massive in scope, SEC facilitated fraud on the American people. Rather than shut it down, the SEC has
chosen to cover up so that the illegal activity can continue. It does in 2020
Chris
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Monday, May 11, 2020 7:16 PM
EFTA00010927

=== Page 110 ===
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Wednesday, April 29, 2020 8:03 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The SMOKING GUN in my allegations:
Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the
SEC. This is why there was no investigation into the ENTIRETY of the FINRA trading activity. The SEC issued
waivers to Opco within days of its AML complaint. WHO was the SEC protecting? WHO were the customers and
executing BD's/MM's in the Opco complaint? ALSO well known to the SEC:
MY INFORMATION. 5 years to get a preliminary denial: statute of limitations. BUT the last overt act of this
ongoing conspiracy has not yet occurred.
Chris
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Wednesdav. April 29.2020 7:56 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Still more evidence of a well orchestrated scheme to cover up and obstruct a FULL SEC investigation into
Opco/Gibraltar/NITE/UBSS trading activity in billions of shares of OTCM money laundering shells. The SEC used
my information to bring AND obstruct complaints.
The 2 SEC Commissioners dissent in granting Oppenheimer waivers after this egregious activity
https://www.sec.gov/news/statement/dissenting-statement-oppenheimer-inc.html
SEC.gov | Dissenting Statement In the Matter of Oppenheimer & Co., Inc.
Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar and
Commissioner Kara M. Stein, February 4, 2015
www.sec.gov
In fact, the SEC waivers came within days of their complaint. Here, these 2 Commissioners cite Oppenheimer
trading "BILLIONS of shares of penny stocks". Clearly, they were not JUST referencing the SEC Gibraltar
complaint. WHO was the SEC protecting with its complaint then waivers?
EFTA00010928

=== Page 111 ===
The smoking gun which I have provided to the SEC on several e mails:
Which came in an SEC reviewed CGFIA 10Q
https://www.sec.gov/Archives/edgar/data/1344394/000135448814000425/cgfi_10q.htm
cgfi_10q.htm - SEC
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or
15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period
that the registrant was required to file such reports), and (2) has been subject to such filing requirements
for the past 90 days.
www.sec.gov
pg 27
"Our stock is subject to a "Global Lock" imposed by the Depository Trust and Clearing Corporation (DTCC)"
"On September 24, 2013, we were notified that the DTCC would be placing a 'Global Lock" on the Company's
Class A stock as a result of actions by a third-party broker dealer. On November 11 2013, DTCC imposed the
"Global Lock". Since less than 0.02% of the Company's Class A common stock shares were held within DTCC,
Management chose to not undertake the expense of challenging the Global Lock. Nevertheless, shares that are
held in street name (CEDE & CO), will not be able to be withdrawn from DTCC without further action."
Of Course, I have hard copies if you prefer.
ex clearing: The illegal SEC/DTCC Obligation Warehouse.
This is CLEAR,IREEFUTABLE,INCONTROVETIBLE evidence of naked shorting by executing BD's in CGFIA. This
activity took place per my Knight/UBSS TCR submitted to the SEC. So, WHY did the SEC obstruct an
investigation into the ENTIRETY of the trading activity in the FINRA (and FINCEN) complaints? WHO were the
executing BD's/MM's? WHO were the customers?
The veracity of my information is also irrefutable and incontrovertible.
Game. Set. Match. The SEC is a grossly corrupt, criminal enterprise facilitating illegal activity detailed by me so
that this activity can continue. It does in 2020. The SEC solicits then uses Whistleblower information (MINE) to
bring complaints AND obstruct other illegal activity while denying proper compensation to whistleblowers (ME).
The SEC KNEW who the "third party BD" was in the CGFIA filing long before it filed its Opco complaint in 2015. It
had my TCR in its possession in March 2013. So why did it take 5 years for the SEC to issue its preliminary
denial? I would remind the SEC that this is very much an ONGOING conspiracy on the part of the SEC et al.
IN FURTHERANCE OF THE CONSPIRACY.
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Tuesday, April 28, 2020 7:24 AM
EFTA00010929

=== Page 112 ===
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Per my extensive SEC TCR's: Josh Sason/Emanuel/Abitebol/Hanover/Magna extensive overlap with NITE/VIRT
(and AQR) money laundering shells.
The SEC Sason/Magna/NewLead Feb 2019 complaint: also my information
https://www.sec.gov/litigation/complaints/2019/comp24403.pdf
Marc P. Berger SECURITIES AND EXCHANGE COMMISSION Brookfield Place
200 Vesey Street, Suite 400 New York, NY 10281-1022 SOUTHERN
DISTRICT OF NEW YORK JOSHUA SASON, MARC MANUEL,
35. In addition, Pallas acted as an underwriter for a primary offering of NewLead stock, which NewLead
attempted to disguise as an asset sale transaction.
www.sec.gov
https://www.sec.gov/Archives/edgar/data/1322587/000114420413065095/v361773_sc13g.htm
www.sec.gov
(i) Sole power to vote or to direct the vote The information required by Item 4(c)(i) is set forth in Row 5 of
the cover page for each Reporting Person hereto and is incorporated by reference for each such Reporting
Person.
www.sec.gov
MG Partners Ltd: Abitebol
But not in the complaint: MAGNA GIBRALTAR INVESTMENTS LLC: also Abitebol
As with Opco/GIBRALTAR, who is the SEC protecting?
AND, per my extensive correspondence with the SEC re my TCR's: The SEC is ALSO grossly under estimating the
criminal activity in NITE/Magna/NewLead
SEC: Criminals bailing out/actively facilitating criminals/criminal activity.
soliciting/using whistleblower information in unethical/illegal manner to bring complaints/obstruct
complaints/deny whistleblower rightful compensation.
Cheers!
Christopher J Dilorio
Whistleblower
303-877-7008
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Tuesday, April 28, 2020 6:43 AM
EFTA00010930

=== Page 113 ===
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
More evidence of SEC fraud on the court in Gibraltar.
It is CLEAR that the Opco AML Covered Action 2015-016 was NOT ENTIRELY based on the SEC Gibraltar Action.
The SEC Gibraltar action covered trading activity in just 1 OTCM Money laundering shell: Magnum d'Or where
Opco traded less than 1 million shares. CLEARLY the SEC Opco complaint was based on the trading activity in the
FINRA Opco AML complaint: my information. However, the SEC Opco complaint even stops short of a thorough
investigation of the ENTIRETY of the FINRA trading activity. WHY? WHY didn't the SEC Opco/Gibraltar complaint
go into trading activity in the FINRA AML OTCM shells through 2014 as FINCEN did? WHY did the SEC omit
MATERIAL information to the court in Gibraltar causing a "significant under estimating" of criminal activity?
The SEC knows who the accounts were. The SEC knows who the executing BD's/MM's were. The SEC committed
a fraud on the court in Gibraltar.
Gibraltar was ROLLING OUT NEW OTCM services into the end of 2011.
https://www.pr.com/press-release/355246
Gibraltar Global Securities Now Offering Offshore Brokerage Accounts -
PR.com
Nassau, Bahamas, The, September 22, 2011 --0-- Gibraltar Global Securities is now offering offshore
brokerage accounts in addition to their broad array of financial services.Gibraltar Global
www.pr.com
https://www.pr.com/press-release/355247
GGSI Bahamas is Now Offering Pink Sheet Clearance
Offshore Broker Adds to Buying and Selling Services
www.pr.com
https://www.pr.com/press-release/369649
GGSI Bahamas Provides State-of-the-Art Security for OTC PINK Transactions
and Communication
GGSI (Gibraltar Global Securities Inc.) has just announced the release of their latest security measures
designed to protect their client&rsquo;s personal data, and to secure electronic communication.
www.pr.com
The SEC KNEW the Gibraltar/Opco trading activity went well beyond 2011 YET cut off its investigation at "well
into 2010". Thus, KNOWINGLY omitting material information in Gibraltar: FRAUD ON THE COURT.
EFTA00010931

=== Page 114 ===
Confirming my allegations of SEC criminal activity in handling my information. WHY? to protect NITE and UBSS.
2 criminal entities bailed out by the SEC.
Now, the SEC is using the completely fabricated reason for denying my award claim for covered action 2015-
016: "The investigators never saw the claimants information".
WHEN the explicit and exclusive responsibility to distribute whistleblower information within the SEC falls on
the OWB itself.
More criminal activity.
Criminals bailing out criminals while denying Whistleblowers due process and compensation.
Cheers!
Christopher J Dilorio
303-877-7008
Whistleblower
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Sunday, April 26, 2020 9:36 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
From: Chris Dilorio <chris_diiorio@msn.com>
Sent: Friday, April 24, 2020 8:18 AM
>;
Subject: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
I am in receipt of the SEC preliminary denial of my award claim for the Oppenheimer AML covered action 2015-
016
This is my formal appeal of the SEC preliminary determination.
My award application was based on this very simple FACT:
The SEC (and FINCEN) Oppenheimer AML actions were based on the FINRA Oppenheimer AML action
FINRA
https://www.finra.org/sites/default/files/fda_documents/2009018668801_FDA_KMX39652.pdf
of - FINRA
which isFINRA a party, to the entry of findings and violations consistent with the allegations of the
(asComplaint sanctions amended andby the Offer of Settlement), to the imposition of the set forth
andbelow, understands fully that this Order will become part ofRespondent's permanent disciplinary
andrecord may anybe considered in future actions brought by FINRA. BACKGROUND
www.finra.org
EFTA00010932

=== Page 115 ===
The SEC
https://www.sec.gov/litigation/admin/2015/33-9711.pdf
Before the SECURITIES AND EXCHANGE COMMISSION
Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 9711 /
January 27, 2015 SECURITIES EXCHANGE ACT O F 1934 Release No. 74141 / January 27, 2015
ACCOUNTING AND AUDITING ENFORCEMENT Release No. 3621 / January 27, 2015 ADMINISTRATIVE
PROCEEDING. File No. 3 -16361 In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer-co-inc-20-million-continued-anti-
money-laundering
FinCEN Fines Oppenheimer & Co. Inc. $20 Million for Continued Anti-
Money Laundering Shortfalls | FinCEN.gov
Washington, D.C. - The Financial Crimes Enforcement Network (FinCEN), working closely with the U.S.
Securities and Exchange Commission (SEC), assessed a $20 million civil money penalty today against
Oppenheimer & Co., Inc., for willfully violating the Bank Secrecy Act (BSA). Oppenheimer, a securities
broker-dealer in New York, admitted that it failed to establish and implement an adequate
www.fincen.gov
In the summer of 2012, I had extensive correspondence with Robin Traxler at FINRA where I also cc'd Sean
McKessy then SEC OWB Chief. The CURRENT OWB Chief and the SEC IG are in possession of this
correspondence. My correspondence dealt with 2 penny stock shells cited in my Knight Capital TCR submitted
by Berger Montague in March 2013 attached here: Colorado Goldfields and AppTech. Both shells were NITE and
UBSS top traded OTCM shells in 2010-2013. These 2 shells were cited by FINRA in their Oppenheimer AML
complaint. Again, the SEC and FINCEN Oppenheimer AML complaints were based on this FINRA complaint. In
fact, per the FINRA Opco complaint above, customer "TC" was dumping worthless AppTech (APCX) certificates
well into mid 2010. DIRECTLY overlapping with the NITE/UBSS APCX trading activity cited in my Berger 2013 TCR
attached and discussed by me with Robin Traxler at FINRA. HOW is it possible that the SEC OWB didn't share
my information with SEC investigators? Current SEC OWB Chief Norberg was previously an assistant to then
OWB Chief McKessy.
WHO ultimately executed the trades cited in the FINRA Opco complaint?
Further, the SEC Gibraltar Securities complaint raises more questions than answers as well.
https://www.sec.gov/litigation/complaints/2013/comp22683.pdf
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK
SECURITIES AND EXCHANGE COMMISSION, 13 Civ. GffiRALTAR GLOBAL
SECURITIES, COMPLAINT NATURE OF THE ACTION - SEC.gov
EFTA00010933

=== Page 116 ===
12. David Della Sciucca, Jr., age 27, is a resident of Fort Lauderdale, Florida. In the Magnum d'Or
complaint, the Commission charged Della Sciucca with acting as a nominee
www.sec.gov
The SEC Gibraltar Securities complaint references only 1 OTCM money laundering shell: Magnum d'Or. The
complaint specifically states that Oppenheimer sold just 969,822 shares. Again, no mention of executing
BD/MM.
The SEC Oppenheimer AML cites Gibraltar trading activity also.
The share amounts in the SEC complaint grossly under estimate that in the FINRA complaint. WHY?
The judge in the Gibraltar case said "the SEC's requested amount CLEARLY UNDERESTIMATES the defendants ill-
gotten gains...."
http://www.tribune242.com/news/2016/jan/13/bahamian-broker-25m-sanction/
Bahamian broker in $25m sanction | The Tribune
A former Bahamian broker/dealer and its principal have been hit with a combined $24.484 million in
financial sanctions by a US court, which found that their "ill gotten gains" were likely
www.tribune242.com
WHY didn't the SEC go after ALL of the sellers in the FINRA Opco AML complaint? WHY did the SEC "strip out"
$46 million from the Gibraltar ill gotten gains claiming the customers were "UNKNOWN"? WHO is the SEC
protecting? WHO were the executing BD's/MM's in the FINRA Opco CGFIA and APCX trades? They certainly
know who the customers were. Is customer "JK" Justin Keener/JMJ also in my March 2013 TCR attached? While
the SEC Opco AML was based on the FINRA Opco AML, it stopped short of a thorough investigation of NITE and
UBSS. In fact, the trading activity of NITE/VIRT and UBSS in the FINRA complaint: my information SHOULD have
triggered an immediate investigation of NITE and UBSS. It did not. Did the SEC commit fraud on the court in its
OMISSION of material information?
The timing of the SEC's preliminary determination and the reasoning for the denial ALSO raises more questions
than answers.
My Award application for the Oppenheimer AML SEC complaint was 5 years ago. That's FIVE years ago. So, WHY
NOW am I so blessed by the SEC with a preliminary judgement?
The SEC basis for denying my Award claim for covered action 2015-016:
"Investigative staff responsible for the covered action NEVER RECEIVED ANY INFORMATION FROM THE
CLAIMANT OR had any communication with the claimant"
Let's take this whopper in 2 parts:
First, the SEC OWB denied my Award application because The investigators in the complaint never received my
information. Has the SEC OWB re written the investigative protocol in this denial? How am I or ANY
whistleblower supposed to know WHO the investigators are in a particular case WHEN according to the SEC:
ALL investigations are done in a confidential manner????
WHAT DOES THE SEC DO WITH WHISTLEBLOWER TIPS EXACTLY? Do they share whistleblower information with
ENFORCEMENT as is mandated? HOW would ANY whistleblower know WHO to share information with at the
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SEC? Isn't that the job of the SEC OWB?
Second, the fact that no one at the SEC contacted me DOES NOT mean the SEC didn't use my information. This
is a completely bogus argument. It certainly would NOT be the first time the SEC used my information now
would it Jane?
In fact, it is NOT the responsibility of the whistleblower to get his/her information to the right Enforcement
personnel. That responsibility EXPLICITLY falls on the SEC OWB. So, is the SEC OWB admitting gross negligence
in handling my information? After the monumental failure in the Madoff Ponzi/ money laundering SEC
facilitated scam on the public the then SEC IG made specific recommendations to the SEC with regards to the
proper handling/vetting of Tips and Complaints.
https://www.sec.gov/files/468.pdf
Review and Analysis of OCIE Examinations of Bernard L. Madoff Investment
Securities, LLC
Review and Analysis of OCIE Examinations of Bernard L. Madoff Investment Securities, LLC Executive
Summary Background. On June 25, 2009, the Securities and Exchange Commission's
www.sec.gov
AGAIN: The responsibility to properly vet Whistleblower information and get the information into the right
hands at the SEC falls EXPLICITLY and EXCLUSIVELY with the SEC OWB itself and is NOT the responsibility of the
whistleblower. Further, according to the previous SEC IG in the monumental Madoff failure: the responsibility
to contact those supplying Tips and Complaints ALSO falls explicitly and exclusively with the SEC OWB and not
the whistleblower. Using these excuses as the basis of denial of Award is completely contrary to SEC
MANDATED protocols and procedures.
Is the SEC OWB admitting it doesn't comply with those recommendations? Recall: the monumental SEC Madoff
failure was NOT the fault of Whistleblowers either. OR is the SEC OWB scrambling for a 5 years in the waiting
preliminary determination?
So, after 5 years of waiting for a preliminary determination for my award claim, this is what the SEC best and
brightest come up with?
My Denial of Award for covered action 2015-016 was completely made up on the fly.
The SEC OWB has applied completely fabricated "rules" to issue this denial. Further affirmation of ALL of my
allegations.
Also by SEC admission, the SEC allowed these 2 penny stock shells to remain a clear and present risk to the
investing public. Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in 2008-2010 and then
suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both
shells 2010-2013?
WHY did it take until September 2018 before the SEC finally revoked the CGFIA registration?
https://www.sec.gov/cgi-bin/browse-edgar?company=Garpa&owner=exclude&action=getcompany.
So, WHY was there no SEC investigation of NITE and UBSS trading activity in money laundering shells APCX and
CGFIA? The SEC et al facilitated NITE "glitch" took place in August 2012. This SEC/Jefferies/JPM/BX/GS/SEC Chair
Clayton Sullivan Cromwell colleague Jared Fishman et al bailout coincides directly with NITE trading activity in 2
SEC/FINRA/FINCEN acknowledged money laundering shells. AND the "bailout" penny stock esque reverse
merger between Getco and Knight didn't close until July 2013. HOW could the SEC conduct a COMPLETE and
thorough investigation into the FINRA Opco AML complaint WITHOUT implicating NITE when NITE was CLEARLY
trading billions of shares of OTCM money laundering shells BEFORE and coinciding with the SEC et al facilitated
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"glitch" bailout? For UBSS, the DOJ dropped its cross border AML DPA complaint in 2010. UBSS was trading
money laundering shells well after the DOJ claimed UBSS was in compliance with the cross border DPA.
To be clear: BOTH NITE and UBSS knew CGFIA and APCX were money laundering shells when they traded
billions of shares of each 2010-2013. Is that FACT disputed by the SEC? The SEC OBSTRUCTED a thorough
investigation into the ENTIRETY of trading activity of NITE and UBSS in CGFIA and APCX: MY CLAIMS. Josh
Sason/Hanover/ Magna knew CGFIA was a money laundering shell also
https://www.sec.gov/Archives/edgar/data/1344394/000114420413041432/0001144204-13-041432-index.htm
ALSO in my claims: Joshua Sason/Hanover Magna. CGFIA. Also my NewLead TCR1426518350699 and FreeSeas
TCR1440274395191 separate but related TCR's where NITE was a top trader in both and BOTH TCR's were filed
well in advance (years prior) to the Sason/Hanover/Magna February 2019 complaint. Here's one thing the SEC
has been consistent about: The SEC ignores the role of executing BD's and MM's in these scams. WHY? Because
NITE is the #1 OTCM shell trader. As far as the SEC is concerned Penny stock trading fairies convert worthless
certificates into real money. NO! Executing BD's/MM's like NITE do. Did Oppenheimer sell this order flow to
NITE? Who ultimately converted these worthless certificates to real money? As the number 1 OTCM money
laundering shell trader it is statistically improbable the NITE has never been the focus of an SEC AML complaint.
Per my TCR: what does the NITE Compliance Department do exactly? How many SAR's has NITE filed in the last
10 years? In a 2015 SIFMA speech then SEC Enforcement Director Ceresney was "SHOCKED" by the number of
BD's filing 1 or ZERO SAR's. That was just 5 years ago. WHEN would NITE file a SAR releted to the billions of
shares of OTCM money laundering shells it trades like CGFIA and APCX: BEFORE or AFTER it trades those
BILLIONS of shares?Does NITE pull markets and alert regulators OR continue to trade billions of shares of OTCM
money laundering shells in the face of GLARING AML red flags? In fact, in December 2019 the top traded
NITE/VIRT OTCM money laundering shell was ELTZ
https://www.sec.gov/cgi-bin/browse-edgar?
action=getcompany&ClK=0001607281&owner=exclude&count=40&hidefilings=0
The SEC knows the people/entities in ELTZ well
https://www.sec.gov/litigation/admin/34-46993.htm
Strata Coal Company and Terrence A. Tecco: Admin. Proc. Rel. No. 34-
46993 / December 13, 2002
Strata Coal Company ("Strata" or "the company") is a non-reporting Nevada shell corporation based in
Frisco, Texas. Strata's shares are quoted on the Pink Sheets under the symbol SCOC. Until September
2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2.
Tecco is the sole officer, director, and
www.sec.gov
https://www.sec.gov/news/press-release/2019-16
SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in Microcap Shell
Factory Fraud
The Securities and Exchange Commission today announced charges against a broker-dealer, a transfer
agent, and three individuals for their roles in the creation of over a dozen undisclosed "blank check"
companies from 2009 to 2014.
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www.sec.gov
Doesn't the NITE/VIRT compliance Department have internet service in Jersey City? As a DIRECT result of the
SEC obstructing a complete and thorough investigation into the ENTIRETY of trading activity in APCX and CGFIA,
the top NITE/VIRT traded OTCM money laundering shell in December 2019 was AML red flags galore ELTZ.
Illegal activity ACTIVELY facilitated by the SEC. The examples cited in this e mail are not exhaustive.
And, for it's part AppTech is up and running again/still
https://www.sec.gov/cgi-bin/browse-edgar?company=Apptech&owner-exclude&action=getcompany.
Unfortunately, AppTech is still up and running as a direct result of the aforementioned SEC' CLEARLY under
estimating" otherwise known as CLEARLY OBSTRUCTING.
In conclusion, The SEC solicits information from whistleblowers like me. The SEC uses whistleblower information
to bring actions and then doesn't compensate whistleblowers for their information.
OR
The SEC uses whistleblower information to protect criminality perpetrated on the investing public so that this
criminal activity can continue. BOTH are gross dereliction of the stated and MANDATED SEC Whistleblower
statutes. To blame a whistleblower for the SEC's EXPLICIT and EXCLUSIVE responsibility to properly vet and
distribute whistleblower information within the SEC as an excuse to deny Awards is also criminal activity. The
SEC: criminals using whistleblower information to protect other criminals AND deny whistleblower rightful
compensation for their information.
I appeal the SEC preliminary determination and wish to file ANOTHER complaint with the SEC IG.
Cheers!
Christopher J Dilorio
303-877-7008
Janey,
how long have you been in possession of my Knight Capital TCR? Almost 7 years to the day. How many follow up
e mails have I sent the SEC since then?
For 7 fucking years, the SEC has known about JMJ/Keener. I told them
https://www.sec.gov/litigation/complaints/2020/comp-pr2020-72.pdf
IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT
OF FLORIDA SECURITIES AND EXCHANGE COMMISSION No. COMPLAINT
SUMMARY - sec.gov
5. Justin W. Keener, age 45, resides in San Juan, Puerto Rico.During the Relevant Period, Keener was a
resident of Miami Beach, Florida. Keener registered the name "JMJ Financial" as a fictitious name in Florida
in 2008 and used it to conduct the business described
EFTA00010937

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www.sec.gov
In February 2019, the SEC brought an action against Joshua Sason/NewLead
I told the SEC about Magna/ Sason ALSO in my 2013 TCR.
https://www.sec.gov/litigation/litreleases/2019/Ir24403.htm
Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019)
Washington, D.C., February 15, 2019 - The Securities and Exchange Commission today announced charges
against four individuals and related businesses for their roles in two microcap frauds and unlawful
securities offerings.
www.sec.gov
AND, I filed separate but related NewLead and FreeSeas TCR's in 2015
Then there's the UBS AML complaint.
ALSO my claims. For which I sent 10 (TEN) separate Award applications from a commercial fax machine in
April/May 2019. AND I have YET to receive even a preliminary determination from the OWB/Norberg
IG, I see your "investigation" into my very very serious accusations of Obstruction related to my information was
thorough. In short, the SEC has and still is ripping me off.
Janey, be a hun and update my TCR's/Awards cited in this e mail.
And Ms Welshhans, a couple of questions for you:
1) Have you read the FINRA WTFC Keener complaint? Fictitious notes Ring a bell?
Same MO as Sason/Magna/NewLead/FreeSeas etc etc etc
2) WHO executed the Keener OTCM trades in your complaint? Penny stock trading fairies?
YES, NITE was a top trader in BOTH FreeSeas and NewLead
The core business at NITE/VIRT is and ALWAYS has been: abusive naked shorting OTCM (and other) shells to
facilitate money laundering.
In short Ms Welshhans, NITE/VIRT converts these worthless certs into real money. NONE of
JMJ/Sason/IBC/Ironridge/Asher etc etc etc activity takes place without a willing,corrupt, criminal, executing
BD/MM like NITE/VIRT, CDEL etc
Finally, The Keener SEC complaint is FURTHER evidence that FINRA has NO business enforcing US securities
LAWS. When FINRA "invited" Keener to a disciplinary hearing almost 7 years ago, Keener told them to "fuck
off". FINRA bar meant nothing the last 7 years. EXCEPT JMJ/Keener/NITE ripping off more investors.
Obviously the SEC has/is using my information. I expect to be compensated.
Cheers!
Christopher Dilorio
Whistleblower
303-877-7008
Mr Peirce,
Congratulations on your nomination as SEC Commissioner. I have read your paper on FINRA lack of
accountability. I believe the SEC has abdicated its responsibility to enforce Broker Dealer compliance with the
BSA to FINRA BECAUSE it is not accountable. The SEC has not initiated a single stand alone AML complaint.
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The Brown Brothers Harriman AML complaint IS my claim. ALL of the entities in the complaint are un named
WHY? My SEC and IRS Whistleblower complaints explain why.
Hello, My name is Chris Dilorio. I have filed extensive SEC and IRS Whistleblower complaints alleging a direct
link between penny stock money laundering, domestic and foreign entities, Swiss Banks, and executing brokers
like KCG and UBS. I can provide overwhelming evidence of SEC obstruction. Please read the FINRA Brown
Brothers Harriman AML complaint. This is my claim. All of the entities in the complaint are un named. Why?
The SEC is not only obstructing an investigation, they are aiding and abetting the activity. These are not far flung
theories. The UBS Whistleblower Birkenfeld and his attorney sent 52,000 accounts to the SEC and DOJ. The
DOJ at the influence of President Obama and Hillary Clinton entered into the UBS DPA based on just 4400.
What is so egregious is the activity continues un abated today.
Start with the so calledAugust 2012 Knight/KCG trading "glitch". Initial reports say the NYSE was breaking the
trades. WHY did they stop. Former KCG CEO Joyce said he had a very frank discussion with then SEC Chair
Schapiro where the SEC wanted to send a very strong message to market participants. Why not just continue to
break the trades and hit KCG with a hefty fine? That would not create the conditions to grant KCG exception
after exception to do their emergency funding which transferred 74% of the company to "glitch" funding
participants and ultimate reverse merger partner GETCO. AND, despite claiming to having a "highly liquid
balance sheet" KCG had to raise the entire amount of the loss.
A very significant and public event was cited in a WSJ article where immediately following the "glitch"KCG
inadvertently sent 4000 worthless securities to JPM in an attempt to secure a tri party financing where JPM
guaranteed the loan. This is discussed in my attached TCR's and also the topic in a March 2014 letter I sent to the
SEC. In the end, the emergency funding was NOT collateral based. The participants knew exactly what a fraud
the KCG balance sheet was. After the stock was decimated to $3, the deal was a convertible with a conversion
price at a 50% discount or $1.50/ share.
There is much more, but this is a good start.
Recently, KCG did a modified Dutch auction where they "sold" an asset (HotSpot) to an entity both KCG and
GETCO were a major shareholder (BATS) KCG CEO Coleman called it a "highly competitive process".
Virtually all of the proceeds went to buy back stock from "glitch" financing participants. The purchase price was
$14/share. The stock had never traded there and hasn't since. Reports say 82 million shares were tendered at or
BELOW $14. But they chose to repurchase 23 million shares AT $14????? I have overwhelming evidence that
supports my allegations that the SEC is engaging in criminal obstruction to protect KCG.
1) Current KCG Dan Coleman ran Equities at UBS during the massive REG Sho violations as well as the cross
border activity detailed by Whistleblower Birkenfeld. White and Ceresney represented UBS prior to joining the
SEC
2) At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in
worthless securities sitting on its balance sheet. KCG was insolvent
3) The SEC orchestrated the emergency funding for KCG following the so called Aug 2012 trading "glitch"
4) Read FINRA AML complaints against Brown Brothers Harriman. This is my claim. It links penny stock
money laundering to executing brokers like KCG, domestic and foreign entities, and Swiss banks. ALL of the
entities in the complaint are un named. WHY?
5) The FINRA World Trade Financial AML complaint discusses several entities cited in my claims. The
customer the complaint focuses on is Justin Keener. Still very much in business. The red flags cited by FINRA
were cited in my claims as well. Yet still no investigation.
6) in July 2015 I contacted Kevin Goodman Dir OCIE for Broker Dealrsat the SEC. He had never seen my
information. The IG OCIE Madoff report mandated the OCIE to vet information. McKessy and Ceresney never
sent my info to him
7) I'm sure you are familiar with the Manning V Merrill,KCG,UBS et al litigation. The SEC does not want an
investigation into my claims while the litigation is pending.
8) My claims detail ex clearing trading activity by KCG and UBS. despite the glaring red flags in doing so. Ex
clearing S the Obligation Warehouse. A NON GUARANTEED SERVICE set up by the SEC and DTCC to allow
firms like KCG to circumvent close out requirements of Rule 204. Clearly contrary to the intent of the SEC
EFTA00010939

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authorization in Sec 17a of the 1934 Act to create a system of prompt and timely settlement and to remove
impediments there of.
In short, I told the SEC KCG was insolvent in 2011. Rather than investigate and prosecute, they chose to
obstruct. The activity in my TCR's pre dates the "glitch". An investigation would show the SEC bailed out a
criminal enterprise. Because of the obstruction, the activity continues today unabated in stocks like
STBV,VELA,NEWL,FREE, and dozens more. The investing public remains at risk
More to come
Chris Dilorio
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=== Page 1 ===
From: Jay Lefkowitz
To:
(USAFLS)"
Subject: Re:
Date: Mon, 17 Nov 2008 14:16:35 +0000
Importance: Normal
I will be seeing jeffrey during my trip, and I can certainly update you on him and the various civil cases I am dealing with. But primarily, I
thought we could have a social visit. For once.
Original Message
From:
(USAFLS)"
Sent: 11/17/2008 08:55 AM EST
To: Jay Lefkowitz
Subject: RE:
Hi Jay -- Sorry. I have been meaning to get back to you. I will be around both days. Do we need to discuss anything related to Mr.
Epstein or is this purely a social visit?
I am going to send out an e-mail to you and Roy today on two issues related to Mr. Epstein.
Assistant U.S. Attorney
West Palm Beach, FL 33401
Phone
Fax
Original Message
From: Jay Lefkowitz [mailto:
Sent: Sunday, November 16, 2008 10:30 PM
To:
(USAFLS)
Subject:
- will you be around monday or tues before
thanksgiving day?
Jay
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee. It is the property of
Kirkland & Ellis LLP or Kirkland & Ellis International LLP.
Unauthorized use, disclosure or copying of this
communication or any part thereof is strictly prohibited
and may be unlawful. If you have received this
communication in error, please notify us immediately by
return e-mail or by e-mail to postmaster@kirkland.com, and
destroy this communication and all copies thereof,
including all attachments.
EFTA00014114

=== Page 2 ===
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee. It is the property of
Kirkland & Ellis LLP or Kirkland & Ellis International LLP.
Unauthorized use, disclosure or copying of this
communication or any part thereof is strictly prohibited
and may be unlawful. If you have received this
communication in error, please notify us immediately by
return e-mail or by e-mail to postmaster@kirkland.com, and
destroy this communication and all copies thereof,
including all attachments.
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=== Page 1 ===
From:
Subject: RE: Jeffrey Epstein lost interest in pregnant victim, made her recruit underage girls
Date: Thu, 12 Sep 2019 14:47:28 +0000
Thanks. How much of this has she repeated in her interview with us?
From:
Sent: Thursday, September 12, 2019 10:42 AM
To
Subject: Re: Jeffrey Epstein lost interest in pregnant victim, made her recruit underage girls
This is
whom we've spoken to.
Sent from my iPhone
On Sep 12, 2019, at 10:41
wrote:
https://nypost.com/2019/09/12/jeffrey-epstein-lost-interest-in-pregnant-victim-made-her-recruit-underage-girls/
U.S. Attorney's Office for the
Southern District of New York
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=== Page 1 ===
From:
To:
Cc:
Subject: DAG Meeting Overview Materials
Date: Thu, 05 Nov 2020 14:02:16 +0000
Attachments: 11-5-20_DAG_Case_Bullet_Point_(to_AS).docx; 11-5-
20_DAG_Case_Overview2_(to_AS).docx
I've attached the bullet points we discussed for today's meeting, which Russell and I are signed off on (the bullet points
are pasted below as well). We've also attached a revised version of the two-page memo, which reflects the edits we
discussed last night. We did not include language describing what we understood to be the assignment (i.e., cases likely
to generate substantial press over the next couple months), on the assumption that would be in your cover note. Thanks.
I.
Anticipated Charges and Investigative Steps
II.
Charged Cases
U.S. V. Maxwell, 20 Cr. 330 (AJN): Motions practice in sex trafficking case against Epstein associate Ghislaine
Maxwell may draw press if, for instance, defendant succeeds in efforts to secure the identities of specific victims.
Also working on potential resolution with another Epstein co-conspirator.
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=== Page 1 ===
From:
(ODAG)"
To:
(USAFLS)"
Subject: RE: Epstein
Date: Mon, 30 Jun 2008 22:07:35 +0000
Importance: Normal
The nicer you are to some people.
From:
(USAFLS) [mailto:
Sent: Monday, June 30, 2008 5:57 PM
To:
(ODAG)
Subject: RE: Epstein
Thanks
Believe me, your letter went a long way in ending this. This matter was an object lesson in the nicer you are
to people the more they take advantage of your humanity.
From:
(ODAG) (SMO)
Sent: Monday, June 30, 2008 5:51 PM
To:
(USAFLS)
Subject: RE: Epstein
Congratulations to you and your office for fine work. It is nice to see justice being done notwithstanding what you had
to endure to get there.
From:
(USAFLS) [mailto:
Sent: Monday, June 30, 2008 2:34 PM
To:
(ODAG)
Subject: RE: Epstein
Epstein pled this morning. Here's the article from the Palm Beach Post.
From:
(ODAG) (SMO)
Sent: Thursday, June 26, 2008 10:04 AM
To:
(USAFLS);
(USAFLS)
Subject: RE: Epstein
Thanks. Keep me posted as to what happens, if you don't mind.
From:
(USAFLS) [mailto:
Sent: Thursday, June 26, 2008 9:42 AM
To:
(ODAG);
(USAFLS)
Subject: RE: Epstein
EFTA00013828

=== Page 2 ===
From your standpoint I am pretty confident it is over. Roy Black called me and said: "before you hang up - it's all
over with Epstein I just need to update things."
called Roy back who, over course wanted more time but
was told that there would be no extensions etc. Although I anticipate some last minute tinkering, since it is now Thursday,
it is 50/50 whether they will make our Monday 5:00 pm deadline to plead, be sentenced and surrender. Thanks,
From:
(ODAG) (SMO)
Sent: Thursday, June 26, 2008 8:43 AM
To:
(USAFLS);
(USAFLS)
Subject: Epstein
Just as a follow through: Since we sent our letter, it has been complete radio silence from defense counsel. We alerted
the AG's office that it was likely that they might try to contact them, and we advised them that they should not take their
calls. The AG was advised of the matter. What is the status for you folks? Thanks.
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From:
To:
Cc:
Subject: RE: Epstein
Date: Mon, 15 Dec 2008 15:54:44 +0000
Importance: Normal
Thanks
From:
Sent: Monday, December 15, 2008 10:46 AM
To:
Cc:
Subject: Epstein
I saw the PB Police Chief this morning and he told me about these articles in Saturday's Palm Beach Daily
News. One is an article and the other is an editorial.
One of them makes clear that our office was not informed of the release until well after the fact.
I told the Chief that we had written a letter to the Sheriff's Office and he said he would use a public records
request to get a copy.
File: 081213 PB Daily News Editorial.pdf << File: 081213 PB Daily News Article.pdf
Assistant U.S. Attorney
Phone
Fax
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=== Page 1 ===
From:
To:
Cc:
Subject: RE: US V Maxwell - [conferrals regarding pretrial disclosures & redactions to replies]
Date: Tue, 20 Apr 2021 23:13:00 +0000
Attachments: 2021-04-20_GM_Government_letter_re_Reply_Brief_Redactions.pdf
Inline-Images: image001.jpg
As discussed, attached is the letter that I plan to file this evening. Please let me know if there is anything you would like to
discuss.
Thanks,
From:
Sent: Tuesday, April 20, 2021 2:05 PM
To:
C
Subject: RE: US V Maxwell - [conferrals regarding pretrial disclosures & redactions to replies]
Following-up on
email, we are not seeking any redactions. As a general matter, the redactions we proposed in our
reply briefs are almost entirely because the information was designated as Confidential by the government under the
Protective Order. Accordingly, you are free to justify to the court any redactions you think are necessary. Our specific
positions on the redactions in each brief are set forth below. Please confirm that the proposed course of action with
respect to each brief is acceptable.
Reply Brief 1
The redactions relate to information designated as Confidential by the government under the Protective Order. The
defense has no objection to removing the redaction on page 5 and filing the brief and Exhibit A on the public record.
Given that the government takes no position about the redaction on page 5, but does want Exhibit A to remain under
seal, we propose the following: (1) we will file the brief on the docket without redactions, but we will file Exhibit A under
seal; and (2) the government can argue its position to the court in its letter that Exhibit A should remain under seal. If the
judge does not agree, we will file Exhibit A on the docket at that time.
Reply Brief 3
The redactions in the brief all relate to the names of AUSAs, the names of accusers, and
As to the
accusers and
the defense has no objection to removing those redactions. As to the AUSAs, we made
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=== Page 2 ===
those redactions as a courtesy because we did not think it was necessary or appropriate to publicly name the AUSAs. The
defense takes no position with respect to those redactions.
As for the exhibits, we filed certain exhibits under seal because they were designated as Confidential by the government
under the Protective Order. The defense has no objection to filing all of the exhibits on the public record, although we
agree that email addresses and other contact information for third parties should be redacted pursuant to the court's
local rules. You point out that the court has already adopted the government's proposed redactions to Exhibits J and O.
The defense is certainly prepared to follow those redactions. But since the government will need to justify the need for
other redactions to the court, it makes more sense for the government to explain to the court in its letter that it would
like to follow the redactions already adopted by the court for Exhibits J and O.
Given the disagreement among the parties, we will not file the brief or the exhibits on the docket and the government can
argue its position to the court in its letter.
Reply Brief 5
The defense does not believe the redaction on p.4 is necessary. Given the agreement between the parties, we will file the
brief unredacted.
Reply Brief 6
The redactions relate to information designated as Confidential by the government under the Protective Order. The
defense has no objection to removing the redactions and filing the brief on the public record. Given that the government
wants to keep the redactions, we will not file the brief on the docket and the government can argue its position to the
court in its letter.
Reply Brief 10
The redactions relate to information designated as Confidential by the government under the Protective Order. The
defense has no objection to removing the redactions and filing the brief and Exhibit A on the public record. Given that the
government wants to keep the redactions and keep Exhibit A under seal, we will not file either document on the docket
and the government can argue its position to the court in its letter.
Please let me know if you would like to discuss.
Regards,
From:
Sent: Monday, April 19, 2021 8:17 PM
To:
Cc:
Subject: RE: US V Maxwell - [conferrals regarding pretrial disclosures & redactions to replies]
We can confirm for 3:00 pm EST tomorrow. Please use the following dial-in number:
We will write separately regarding the redactions that you propose.
EFTA00009891

=== Page 3 ===
Thanks,
From:
Sent: Monday, April 19, 2021 4:55 PM
To:
Cc:
Subject: RE: US V Maxwell - [conferrals regarding pretrial disclosures & redactions to replies]
We are available to speak tomorrow after 2:30 pm EST. On the issue of redactions, on Friday, Judge Nathan ordered the
parties to docket the April 1, 2021 joint letter or to propose redactions by April 19, 2021. (Dkt. 203). We do not believe
any redactions are necessary to the letter. Assuming you agree, will you please docket the letter since you wrote the
letter? If you would like to discuss, please let us know.
As to the redactions to the undocketed Reply Briefs and certain exhibits you proposed being filed under seal, below please
find our position for inclusion in a letter. If you would like to discuss tomorrow, please let us know.
Reply Brief 1
The Government takes no position on the defendant's proposed redaction on page 5 of Reply Brief 1. The defense
submitted Exhibit A to Reply Brief 1 under seal and the Government agrees that Exhibit A should remain sealed in order to
protect the privacy interests of victims and third parties.
Reply Brief 3
The Government agrees with the defense's proposed redactions to Reply Brief 3, which are narrowly tailored to cover
information implicating the personal privacy interests of victims and third parties. Further, the proposed redactions are
consistent with the redactions ordered by the Court on March 18, 2021. (Dkt. 168).
As to the exhibits to Reply Brief 3, the defense submitted Exhibits L, M, and N under seal. The Government filed Exhibit L
in connection with its Omnibus Memorandum of Law in Opposition to the Defendant's Pretrial Motions as Exhibit 6.
Exhibit 6 was filed without any redactions and accordingly, the Government does not object to the public filing of Exhibit
L. The Government does not object to the public filing of Exhibits M and N, but respectfully submits that the names and
email addresses/contact information of third parties should be redacted from Exhibits M and N to protect the privacy
interests of third parties.
The defense also submitted Exhibits J and 0 to Reply Brief 3 under seal. The Government filed Exhibits 5 and 7 to its
opposition, which are, respectively, redacted versions of Exhibits J and O. See Dkt. 204. The Government had set forth
proposed redactions to Exhibits 5 and 7 in order to protect the privacy interests of third parties, which the Court adopted
on March 18, 2021 (see Dkt. 168). Accordingly, the Government respectfully submits that the defense should redact
Exhibits J and 0 to Reply Brief 3 to reflect the redactions approved by the Court and reflected in the publicly filed versions
of Exhibits 5 and 7 to the Government's opposition.
Reply Brief 5
The Government respectfully submits that there is no basis under the applicable standard to redact the language that the
defendant proposes redacting in Reply Brief 5 as it refers to language contained in the publicly-filed Indictment in this
case. The information in the Indictment is part of the public record and, therefore, has a diminished privacy interest.
EFTA00009892

=== Page 4 ===
Reply Brief 6
The Government agrees with the defense's proposed redactions to Reply Brief 6, which are narrowly tailored to cover
information implicating the personal privacy interests of third parties. The proposed redactions are consistent with the
proposed redactions requested by the Government on pages 158 to 159 and 163 of its opposition to the defendant's pre-
trial motions, which the Court granted on March 18, 2021. (Dkt. 168).
Reply Brief 10
The Government agrees with the defense's proposed redactions to Reply Brief 10, which are narrowly tailored to cover
information implicating the personal privacy interests of third parties and are consistent with prior redactions in earlier
briefing. The Government further agrees that Exhibit A to Reply Brief 10 should be filed under seal to protect the
personal privacy interests of the third party implicated in the document.
Thanks,
From:
Sent: Monday, April 19, 2021 12:31 PM
To:
Cc:
Subject: US V Maxwell - [conferrals regarding pretrial disclosures & redactions to replies]
Counsel -
I am writing to schedule a time for counsel to formally confer on two issues.
First, we need to confer regarding the pretrial disclosure deadlines, as directed in the Court's Friday order (Dkt. 207 at
34). Although we tentatively discussed some possible deadlines while we were together last week, the Court's opinion
includes other upcoming deadlines we did not discuss and we may need to adjust our proposals based on her opinion.
Second, we need to confer regarding redactions to the as yet undocketed Replies in support of our Pretrial Motions (Dkt.
205).
We are generally available tomorrow (Tuesday) for a call. Please let me know a time that works from your end and I can
circulate a dial-in number.
Thanks,
Laura
CONFIDENTIALITY NOTICE: This e-mail transmission, and any documents, files or previous e-mail messages
attached to it may contain information that is confidential or legally privileged. If you are not the intended
EFTA00009893

=== Page 5 ===
recipient, or a person responsible for delivering it to the intended recipient, you are hereby notified that you
must not read this transmission and that any disclosure, copying, printing, distribution or use of any of the
information contained in or attached to this transmission is STRICTLY PROHIBITED. If you have received this
transmission in error, please notify the sender by telephone or return e-mail and delete the original
transmission and its attachments without reading or saving it in any manner. Thank you.
EFTA00009894


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=== Page 1 ===
From: "
(USANYS)"
To:
(USANYS)"
Cc:
USANYS)"
USANYS)"
Subject: RE: Epstein FOIA - OCME Report of Autopsy
Date: Fri, 02 Jul 2021 19:12:28 +0000
Thanks
From:
(USANYS)
Sent: Friday, July 2, 2021 3:12 PM
To:
(USANYS)
Cc:
USANYS)
(USANYS
(USANYS)
Subject: RE: Epstein FOIA - OCME Report of Autopsy
Here's the redacted autopsy report, included in the release to the Times. Thanks.
From:
(USANYS)
Sent: Wednesday, June 30, 2021 12:34 PM
To
(USANYS)
Cc
USANYS)
(USANYS)
(USANYS)
Subject: RE: Epstein FOIA - OCME Report of Autopsy
OCME asked whether we could send them a copy of the redacted autopsy report. Could you please send me a copy of it
on Friday so I can forward to them? Thank you!
From:
(USANYS)
Sent: Tuesday, June 29, 2021 6:46 PM
To:
(USANYS)
Cc:
USANYS)
(USANYS)
(USANYS)
Subject: RE: Epstein FOIA - OCME Report of Autopsy
Thanks,
Yes, we will ask BOP to redact that photo as well.
From:
(USANYS)
Sent: Tuesday, June 29, 2021 3:45 PM
To:
(USANYS)
Cc:
USANYS)
(USANYS)
(USANYS)
Subject: RE: Epstein FOIA - OCME Report of Autopsy
and
A
I spoke with the GC of OCME, who appreciated the head's up. One note for you all: the photo of the hyoid bone on page
12 is in fact Epstein's hyoid bone. To the extent we're redacting the closeup photos from page 13, shouldn't we also
redact the entire photo on page 12?
EFTA00010417

=== Page 2 ===
Thanks,
From: K
(USANYS)
Sent: Monday, June 28, 2021 5:02 PM
To:
(USANYS)
Cc:
USANYS)
(USANYS)
(USANYS)
Subject: Epstein FOIA - OCME Report of Autopsy
Please find attached the OCME Report of Autopsy. The boxes show where there will be redactions.
Thanks,
Assistant United States Attorney
300 Quarropas Street
White Plains, NY 10601
T
EFTA00010418


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=== Page 1 ===
Operator Information
<< Previous Page
New Operator Name Search
New Operator Designator Code Search
Desg
Operator
Valid Date
Status
Office Name
Office City
Office State
Office Zip
Office Phone
JOBM
JEGE INC
3/22/2011 12:00:00 AM
Surrendered
SOUTH FLORIDA CMO SO29
MIRAMAR
FL
330270000
CEO Information
Dsgn
Address
Address
Phone
Code
CEO Name
Address 1
2
3
City
State
Zip
Country
Phone
Exten
Foreign Phone
JOBM
EPSTEIN,
WEST PALM
FL
33406
US
5613173082
JEFFREY
BEACH
NVIS Air Operator Data VIS (Vital Information System) Operators Aircraft
Make
Dsgn Code
FAR
# of Acft
Req. Atts
FAR 121
PAX
BOEING
JOBM
125
1
0
0
21
No records match the current search criteria
Operator Information
<< Previous Page
New Operator Name Search
New Operator Designator Code Search
Desg
Operator
Valid Date
Status
Office Name
Office City
Office State
Office Zip
Office Phone
JO8B
JEGE INC
10/28/2019 12.00.00 AM
Surrendered
ORLANDO CERTIFICATE MANAGEMENT OFFICE
ORLANDO
FL
32819
CEO Information
Dsgn
Address
Address
Phone
Foreign
Code
CEO Name
Address 1
2
3
City
State
Zip
Country
Phone
Exten
Phone
JO8B
EPSTEIN,
WEST PALM
FL
33406
US
JEFFREY
BEACH
NVIS Air Operator Data
No records match the current search criteria
No records match the current search criteria.
EFTA00010700


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=== Page 1 ===
From:
Subject: Rule 412 Letter
Date: Fri, 15 Oct 2021 18:42:23 +0000
Attachments: 2021-10-15_Govt_letter_re_FRE_412_Final.docx
Here is the current final version. Let me know if you have any edits, thanks!
Assistant United States Attorney
United States Attorney's Office
Southern District of New York
One St. Andrew's Plaza
New York, New York 10007
Tel:
EFTA00011140


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=== Page 1 ===
From:
To: BOBBI C STERNHEIM
Cc:
Bec: "USAHUB-USAJournal111"
Subject: RE: Ghislaine Maxwell 02879-509
Date: Mon, 16 Nov 2020 18:07:01 +0000
Embedded: RE:_Ghislaine_Maxwell_02879-509.msg
Sender:
Subject: RE: Ghislaine Maxwell 02879-509
Message-Id:
<SN5P110MB0542D558E0A3C80FEA96353E92E30@SN5P110MB0542.NAMP110.PROD.OUTLOOK.COM
>
To:
EFTA00009919


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=== Page 1 ===
From:
To:
Cc:
Subject: Epstein victims
Date: Tue, 16 Apr 2019 20:05:52 +0000
Importance: Normal
In my earlier review of some of the old Epstein 302s and grand jury testimony, I identified the below names as potentially
significant victim witnesses for various reasons - some being the age, some being conduct that went well beyond
massages, etc. Can you tell me which if any we have attempted to engage and, for those we have not, thoughts on
whether to?
Chief, Public Corruption Unit
United States Attorney's Office for the
Southern District of New York
1
t.
EFTA00013274


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=== Page 1 ===
From:
(CRM)"
@usdoj.gov>
To:
)"
)"
i
)"
,
(USANYS)"
Subject: letter referencing Ghislaine Maxwell
Date: Tue, 09 Nov 2021 12:33:02 +0000
Attachments:
@gmail.com - incoming.eml.pdf; 20210626_093804.jpg
Colleagues,
My office received the attached email as citizen correspondence. Because it references Jeffrey Epstein and
Ghislaine Maxwell, I am forwarding it to you for whatever consideration you deem appropriate. Consistent
with our standard response, we will simply advise the writer to contact the FBI. Please let me know if you have
any questions. Thanks very much,
Deputy Chief for Policy and Legislation
Child Exploitation and Obscenity Section
U.S. Department of Justice
(mobile)
EFTA00010129


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=== Page 1 ===
From: Jay Lefkowitz
To:
(USAFLS)"
Cc:
Subject: Re: Jeffrey Epstein
Date: Wed, 03 Dec 2008 21:47:34 +0000
Importance: Normal
- Sorry for not responding earlier. I am not planning on coming down for the meeting.
Jay
(USAFLS)"
To
CC
12/01/2008 12:34 PM
Subject Jeffrey Epstein
Hi Jay - Are you going to be at the meeting on Thursday with Roy?
Assistant U.S. Attorney
West Palm Beach, FL 33401
Phone
Fax
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee. It is the property of
Kirkland & Ellis LLP or Kirkland & Ellis International LLP.
Unauthorized use, disclosure or copying of this
communication or any part thereof is strictly prohibited
and may be unlawful. If you have received this
communication in error, please notify us immediately by
return e-mail or by e-mail to
, and
destroy this communication and all copies thereof,
including all attachments.
EFTA00014037


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=== Page 1 ===
From:
To: Nathan NYSD Chambers
Cc:
Subject: RE: United States V. Ghislaine Maxwell, 20 Cr. 330 (AJN)
Date: Wed, 21 Apr 2021 20:19:31 +0000
Four attorneys will be appearing for the Government at the conference. Thank you.
From: Nathan NYSD Chambers
Sent: Wednesday, April 21, 2021 3:58 PM
To:
Cc:
Subject: Re: United States V. Ghislaine Maxwell, 20 Cr. 330 (AJN)
Thank you, counsel. Can you confirm how many attorneys for the government will be in attendance?
Best,
Juan Ruiz Toro
Law Clerk to the Hon. Alison J. Nathan
From:
Sent: Wednesday, April 21, 2021 3:13 PM
To: Nathan NYSD Chambers
Cc:
Subject: United States V. Ghislaine Maxwell, 20 Cr. 330 (AJN)
CAUTION - EXTERNAL:
Dear Judge Nathan,
The Government writes in response to the Court's April 19, 2021 scheduling Order, which directed the Government to
inform the Court by email regarding victim attendance at the upcoming arraignment in this matter.
The Government has conferred with the attorneys who represent all four victims referenced in the Superseding
Indictment, and reports the following:
Victim-1, Victim-3, Victim-4, and their respective counsel will not be attending the conference.
Victim-2 plans to attend the conference by phone. Her counsel have asked whether she should dial into the public
access line, or whether the Court will provide a separate access line for victims.
Victim-2's attorneys, David Boies and Sigrid McCawley, plan to attend the conference in person.
Respectfully,
d States Attorney
Southern District of New York
EFTA00009897

=== Page 2 ===
One Saint Andrew's Plaza
New York, NY 10007
CAUTION - EXTERNAL EMAIL: This email originated outside the Judiciary. Exercise caution when opening
attachments or clicking on links.
EFTA00009898


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=== Page 1 ===
From: Christian Everdell <CEverdell@CohenGresser.com>
To: "Pomerantz, Lara (USANYS)" <Lara.Pomerantz@usdoj.gov>, "Comey, Maurene (USANYS)"
<Maurene.Comey@usdoj.gov>, "Moe, Alison (USANYS)" <Alison.Moe@usdoj.gov>, "Rohrbach,
Andrew (USANYS)" <Andrew.Rohrbach@usdoj.gov>
Cc: Laura Menninger <Imenninger@hmflaw.com>, Jeff Pagliuca <jpagliuca@hmflaw.com>, 'BOBBI
C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: Activity in Case 1:20-cr-00330-AJN USA V. Maxwell Order
Date: Wed, 30 Jun 2021 21:16:25 +0000
Thanks, Lara. This looks good. No edits.
From: Pomerantz, Lara (USANYS) [mailto:Lara.Pomerantz@usdoj.gov]
Sent: Wednesday, June 30, 2021 5:00 PM
To: Christian Everdell; Comey, Maurene (USANYS); Moe, Alison (USANYS); Rohrbach, Andrew (USANYS)
Cc: Laura Menninger; Jeff Pagliuca; 'BOBBI C STERNHEIM'
Subject: RE: Activity in Case 1:20-cr-00330-AJN USA V. Maxwell Order
Chris,
We agree. Attached please find a draft joint letter to the Court conveying the parties' position. Please let us know if you
have any proposed revisions to the letter.
Best,
Lara
From: Christian Everdell <CEverdell@CohenGresser.com>
Sent: Wednesday, June 30, 2021 2:46 PM
To: Comey, Maurene (USANYS) <MComey@usa.doj.gov>; Moe, Alison (USANYS) <AMoe@usa.doj.gov>; Pomerantz, Lara
(USANYS) <LPomerantz@usa.doj.gov>; Rohrbach, Andrew (USANYS) <ARohrbach@usa.doj.gov>
Cc: Laura Menninger <lmenninger@hmflaw.com>; Jeff Pagliuca <jpagliuca@hmflaw.com>; 'BOBBI C STERNHEIM'
<bcsternheim@mac.com>
Subject: FW: Activity in Case 1:20-cr-00330-AJN USA V. Maxwell Order
All -
We have no redactions to propose to the opinion or the other documents mentioned in the court's order. Will you be
filing the joint letter?
Regards,
Chris
From: NYSD ECF Pool@nysd.uscourts.gov [mailto:NYSD ECF Pool@nysd.uscourts.gov]
Sent: Wednesday, June 30, 2021 2:11 PM
To: CourtMail@nysd.uscourts.gov
Subject: Activity in Case 1:20-cr-00330-AJN USA V. Maxwell Order
This is an automatic e-mail message generated by the CM/ECF system. Please DO NOT RESPOND to this
e-mail because the mail box is unattended.
***NOTE TO PUBLIC ACCESS USERS*** There is no charge for viewing opinions.
EFTA00010410

=== Page 2 ===
U.S. District Court
Southern District of New York
Notice of Electronic Filing
The following transaction was entered on 6/30/2021 at 2:11 PM EDT and filed on 6/30/2021
Case Name:
USA V. Maxwell
Case Number:
1:20-cr-00330-AJN
Filer:
Document Number: 305
Docket Text:
ORDER as to Ghislaine Maxwell: Pursuant to the Court's order of June 25, 2021 (Dkt. No. 303),
any proposed redactions to the Court's opinion on Maxwell's motions to suppress evidence
must be filed no later than today, June 30, 2021. Any proposed redactions to the other
documents ordered unsealed in that order must be filed no later than July 2, 2021. The parties
shall file a joint letter by each of these dates informing the Court if no redactions are sought.
so ORDERED. (Signed by Judge Alison J. Nathan on 6/30/2021) (Inl)
1:20-cr-00330-AJN-1 Notice has been electronically mailed to:
David Boies, II dboies@bsfllp.com, NYC_Managing_Clerk@bsfllp.com
Jeffrey S. Pagliuca jpagliuca@hmflaw.com, nsimmons@hmflaw.com
Laura A. Menninger Imenninger@hmflaw.com, alundberg@hmflaw.com, hrogers@hmflaw.com,
nsimmons@hmflaw.com
Bobbi C Sternheim bc@sternheimlaw.com, bcsternheim@mac.com, ecf@sternheimlaw.com
Christian R. Everdell ceverdell@cohengresser.com, autodocket@cohengresser.com
Mark Stewart Cohen mcohen@cohengresser.com, Mark-Cohen-1234@ecf.pacerpro.com,
autodocket@cohengresser.com, managingclerksoffice@cohengresser.com
Sigrid S. McCawley smccawley@bsfllp.com, NYC_Managing_Clerk@bsfllp.com, achristie@bsfllp.com,
lambersley@bsfllp.com, sigrid-mccawley-4908@ecf.pacerpro.com
Lara Elizabeth Pomerantz Lara.Pomerantz@usdoj.gov, CaseView.ECF@usdoj.gov,
USANYS.ECF@USDOJ.GOV
Alison Gainfort
CaseView.ECF@usdoj.gov, USANYS.ECF@USDOJ.GOV
Alex Rossmiller alexander.rossmiller@usdoj.gov, CaseView.ECF@usdoj.gov, USANYS.ECF@USDOJ.GOV
Maurene Ryan Comey maurene.comey@usdoj.gov, CaseView.ECF@usdoj.gov,
USANYS.ECF@USDOJ.GOV
Andrew Rohrbach Andrew.Rohrbach@usdoj.gov, caseview.ecf@usdoj.gov, usanys.ecf@usdoj.gov
1:20-cr-00330-AJN-1 Notice has been delivered by other means to:
EFTA00010411

=== Page 3 ===
The following document(s) are associated with this transaction:
Document description:Main Document
Original filename:n/a
Electronic document Stamp:
[STAMP dcecfStamp_ID=1008691343 [Date=6/30/2021] [FileNumber=26121187-
0][3c5a70929198act931c1f73c5a2a597c98feed5c5d0403d4c6f1f89b4baad04043
ea20ed7c38e46a961e8ff8db631a8a67a274479c460bebe5b89e28cce654c1]
EFTA00010412


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=== Page 1 ===
From:
(USANYS)"
To:
)"
Cc:
(USANYS)"
)"
"
)"
Subject: Re: Epstein Sharing Order Part II
Date: Wed, 29 Jan 2020 21:05:59 +0000
Yes, I think we should. Thanks for flagging.
Sent from my iPhone
On Jan 29, 2020, at 3:56 PM,
)
wrote:
is it the intent to share those? If so, l'll just add it to every mention of each document, but if not then it's
unnecessary. I don't think those are substantive docs but I defer.
From:
(USANYS)
Sent: Wednesday, January 29, 2020 15:55
To:
is
(USANYS)
Cc:
is
Subject: RE: Epstein Sharing Order Part II
Please add it in the right place and send me the order. Remember, I'm not a T&E lawyer. But you are getting to
be
From:
Sent: Wednesday, January 29, 2020 3:22 PM
To:
(USANYS)
is
(USANYS)
Cc:
is
Subject: RE: Epstein Sharing Order Part Il
Yes, I think this document accurately describes the materials we've received, with just a note that it doesn't appear to
include revocations, so to the extent those are intended to be shared, I think that word may need to be added.
thanks,
From:
(USANYS)
Sent: Wednesday, January 29, 2020 10:40
To:
(USANYS)
is
Subject: Epstein Sharing Order Part Il
- I've updated the sharing order application to be one to share the additional trust and will documents we have
now received. Would you take a look when you can?
EFTA00011147

=== Page 2 ===
- I've tried to describe the various materials we have gotten from the estate attorneys over the last two weeks.
Would you mind taking a look (or asking a paralegal to take a look) to make sure I've accurately described/characterized
the new stuff we're looking to share?
Thanks,
EFTA00011148


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=== Page 1 ===
From:
(USAFLS)" </O=USA/OU=FLS/CN=RECIPIENTS/CN=
To: "Jay Lefkowitz"
Subject: RE: Addendum
Date: Fri, 12 Oct 2007 16:25:52 +0000
Importance: Normal
Yes.
From: Jay Lefkowitz [mailto:
Sent: Friday, October 12, 2007 12:09 PM
To:
(USAFLS)
Subject: Re: Addendum
Are you reachable? What is best number?
Thx
Original Message
From:
(USAFLS)"
Sent: 10/12/2007 09:48 AM AST
To: Jay Lefkowitz
Cc: "Acosta, Alex (USAFLS)"
(USAFLS)"
Subject: RE: Addendum
Jay,
I just got off the phone with Alex. Here is the revised paragraph 1. Thanks,
1.
The United States has the right to assign to an independent third-party the responsibility for consulting with
and, subject to the good faith approval of Epstein's counsel, selecting the attorney representative for the victims.
If the United States elects to assign this responsibility to an independent third-party, the United States retains the
right to request that the independent third-party consult with the United States after the preliminary selection but
prior to the final designation of the attorney representative.
From: Jay Lefkowitz [mailto:
Sent: Thursday, October 11, 2007 3:12 PM
To:
(USAFLS)
Subject: Re: Addendum
- I need to run this by my client, but I would propose slightly modified language for para 1.
The United States will assign to an independent third-party, who shall be appointed subject to the good faith approval of Epstein's
counsel, the responsibility for consulting with and, subject to the good faith approval of Epstein's counsel, selecting the attorney
representative for the victims. The United States retains the right to submit to the independent third-party a written statement,
disclosed to and approved by Epstein, that will set forth in general terms the role of any attorney representative in negotiating a
EFTA00013612

=== Page 2 ===
settlement for any claimant and the further role of advising such potential claimants of their alternative right to retain their own counsel
for the purposes of separate litigation.
I made it "will assign" because I understood that you didn't actually want to pick the lawyer and that you wanted judge davis, or
someone like him, to select the lawyer.
The other edits should be clear to you in terms of what I am trying to safeguard, but I would be happy to discuss with you later this pm.
Thanks. Jay
Original Message
From:
(USAFLS)"
Sent: 10/11/2007 12:17 PM AST
To: Jay Lefkowitz
Cc: "Acosta, Alex (USAFLS)"
Subject: Addendum
Jay,
Pursuant to our conversation. Thanks,
IN RE:
INVESTIGATION OF
JEFFREY EPSTEIN
/
ADDENDUM TO THE NON-PROSECUTION AGREEMENT
IT APPEARING that the parties seek to clarify certain provisions of page 4, paragraph 7 of the Non-Prosecution
Agreement (hereinafter "paragraph 7"), that agreement is modified as follows:
1.
The United States has the right to assign to an independent third-party, the responsibility for consulting
with and, subject to the good faith approval of Epstein's counsel, selecting the attorney representative for the
victims. If the United States elects to assign this responsibility to an independent third-party, the United States
retains the right to request that the independent third-party also consult with the United States.
2.
Pursuant to paragraph 7, Epstein has agreed to pay the fees of the attorney representative. This provision,
however, shall not obligate Epstein to pay the fees and costs of contested litigation filed against him. Thus, if
after consideration of potential settlements, the attorney representative elects to file a contested lawsuit pursuant
to 18 U.S.C. S 2255 or elects to pursue any other contested remedy, the paragraph 7 obligation to pay the costs of
the attorney representative, as opposed to any statutory or other obligations to pay reasonable attorneys fees and
costs such as those contained in S 2255 to bear the costs of the attorney representative, shall cease.
EFTA00013613

=== Page 3 ===
By signing this Addendum, Epstein asserts and certifies that the above has been read and
explained to him. Epstein hereby states that he understands the clarifications to the Non-
Prosecution Agreement and agrees to comply with them.
R. ALEXANDER ACOSTA
UNITED STATES ATTORNEY
Dated:
By:
ASSISTANT U.S. ATTORNEY
Dated:
JEFFREY EPSTEIN
Dated:
GERALD LEFCOURT, ESQ.
COUNSEL TO JEFFREY EPSTEIN
Dated:
LILLY ANN SANCHEZ, ESQ.
ATTORNEY FOR JEFFREY EPSTEIN
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee. It is the property of
Kirkland & Ellis LLP or Kirkland & Ellis International LLP.
Unauthorized use, disclosure or copying of this
communication or any part thereof is strictly prohibited
and may be unlawful. If you have received this
communication in error, please notify us immediately by
return e-mail or by e-mail to postmaster@kirkland.com, and
destroy this communication and all copies thereof,
including all attachments.
EFTA00013614

=== Page 4 ===
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee. It is the property of
Kirkland & Ellis LLP or Kirkland & Ellis International LLP.
Unauthorized use, disclosure or copying of this
communication or any part thereof is strictly prohibited
and may be unlawful. If you have received this
communication in error, please notify us immediately by
return e-mail or by e-mail to postmaster@kirkland.com, and
destroy this communication and all copies thereof,
including all attachments.
EFTA00013615


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=== Page 1 ===
From:
To:
Subject: 2021-03-01 attorney proffer re
Date: Mon, 01 Mar 2021 20:02:18 +0000
Call with AUSA
Attorneys Mariann Wang & Gloria Allred
MW & GA wanted to provide attorney proffer of additional information their client,
had disclosed
since being interviewed by SDNY & FBI in 2020.
is available to be re-interviewed if necessary.
had subsequent interactions with Epstein beyond November 2017, those interactions took place in December 2018-
July 2019
Accurate that JE lured
to Paris & to Florida with offer of employment
Accurate that
left and did not want to deal with JE again
JE & another woman names
(spelling unknown) kept reaching out to
JE offered
help
took up offer, and JE bought a ticket for
to travel to NY and let
stay in
,
so JE said, in essence,
owed
and
felt obligated to agree to additional trips
Another trip to Florida & VI, sexual abuse in both.
also went to JE's Paris apartment when
was already in Paris, she talked about a dental issue
had, JE had
arrange dentist appointments for
and flew
to NY for dental appointments, appointments were right
around the time when JE was arrested.
interacted with
around that time.
JE would ask
to find girls for him, and JE asked
to meet with a young (18/19) girl for coffee in Russia.
did
so, but does not recall her name, just told JE that the girl seemed fine.
EFTA00011526


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=== Page 1 ===
From:
JSANYS)"
To:
USANYS)"
Cc:
Subject: FW: U.S. V. Maxwell, Case No. 20 Cr. 330 (AJN) [Maxwell's Resp to Govs Motn to
Preclude Testimony of Dietz and Loftus]
Date: Sat, 13 Nov 2021 01:59:59 +0000
Attachments: 2021.11.12_Maxwell_Response_to_Gov_Motion_to_Exclude_Dietz_and_Loftuspdf
Ex._1.pdf; Ex._2.pdf
Inline-Images: image001.jpg
- thought you would want to review. thanks again for your help
From: Nicole Simmons
Sent: Friday, November 12, 2021 8:55 PM
To: 'Nathan NYSD Chambers'
Cc: Jeff Pagliuca
; Laura Menninger
Subject: [EXTERNAL] U.S. V. Maxwell, Case No. 20 Cr. 330 (AJN) [Maxwell's Resp to Govs Motn to Preclude Testimony of
Dietz and Loftus]
Dear Judge Nathan:
At the request of Jeffrey Pagliuca, please see attached Ms. Maxwell's Response to the Government's Motion In Limine to
Preclude Expert Testimony of Dr. Park Dietz and Dr. Elizabeth Loftus along with supporting documents. Pursuant to our
established protocol, we are submitting the Motion and Exhibits to the Court under temporary seal to allow the
government to propose any redactions it deems necessary.
Regards,
Nicole
Nicole Simmons
Haddon, Morgan and
Foreman, P.C.
EFTA00010184


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=== Page 1 ===
From:
To:
Subject: Meeting on Friday
Date: Tue, 04 Sep 2007 15:29:07 +0000
Importance: Normal
Hi
I just left you a voicemail, so you can disregard that. We had a very good meeting with
on Friday. No one
was sure whether you want an FBI presence at the meeting on Friday and
thought I should ask you. Could you let
me know? And does the meeting with Epstein's team start at 2:00? Is there a plan for a pre-meeting meeting with our
folks?
Thanks.
EFTA00013736


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=== Page 1 ===
From:
To:
Cc:
Subject: RE: This Epstein accuser is 'ecstatic' over Ghislaine Maxwell's arrest
Date: Sun, 12 Jul 2020 18:32:49 +0000
It would be helpful to get the complaints in the first instance, thanks, as well as the names of your clients. If you could
send those early this week? And then we likely can schedule an attorney proffer for later this coming week or the
following, via phone.
thanks,
From:
Sent: Friday, July 10, 2020 07:20
To:
Cc:
Subject: Re: This Epstein accuser is 'ecstatic' over Ghislaine Maxwell's arrest
Thanks
What is your thinking on scheduling? We need to clear everything with our client.
can send you the
Complaint by early next week and we can take it from there.
Sent from my iPhone
On Jul 8, 2020, at 16:32,
)
wrote:
Following up on your email below, I believe our last communication was in January 2020, when you advised us that none
of your nine clients were interested in speaking with the Government-we're happy to hear that view has changed, at
least for one of your clients, and we are interested to hear their accounts. At the outset, it would be very helpful for us
to get some basic threshold information. To help us become familiar with the background, could you please send us the
lawsuits filed on behalf of your clients? I imagine this is due to my relative unfamiliarity with the New York State online
filing system, but I haven't been able to locate those filings.
And then as I mentioned in January, in the first instance, to the extent this is possible, it would be very helpful for us just
to be provided the names of your client(s)-we would not attempt to contact them outside of our discussions with you,
of course, but having that information will help us avoid inadvertently approaching individuals who are in fact already
represented, and would also help us identify to you any particular individual(s) who might be known to us already.
Once we're able to do a quick review of our current information to gather any relevant information we might already
have, the most efficient next step is usually an attorney proffer, so we can talk with you about relevant details first, in
advance of any interviews.
Thanks again for reaching out, and we look forward to being in touch.
Best,
Original Message
From:
Sent: Saturday, July 04, 2020 10:01
To:
is
Cc:
Subject: Re: This Epstein accuser is 'ecstatic' over Ghislaine Maxwell's arrest
EFTA00011402

=== Page 2 ===
Thank you for being in touch, we appreciate it, and I expect we will likely be able to reach out to you this coming week.
Thanks again for following up.
> On Jul 2, 2020, at 21:01,
wrote:
>
> Dear
:
>
>
You previously reached out to me but my client is ready to help. Let me know the next steps.
>
https://nypost.com/2020/07/02/this-epstein-accuser-is-ecstatic-over-ghislaine-maxwells-arrest/
>
>
> Sent from my iPhone
EFTA00011403


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=== Page 1 ===
From:
"
(USAFLS)"
To:
(USAFLS)"
Bcc:
"
(USAFLS)"
Subject: Additional Info
Date: Tue, 03 Jun 2008 13:12:00 +0000
Importance: Normal
Hi
- You might want to add that Epstein's publicist, Howard Rubenstein, is also the publicist for The New
York Post where the article quoting Lefcourt's letter appeared.
Assistant U.S. Attorney
West Palm Beach, FL 33401
Phone
Fax
EFTA00013882


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=== Page 1 ===
From:
)"
To:
)"
)"
)"
Subject: FW: Response Letters Epstein
Date: Mon, 22 Jun 2009 14:36:35 +0000
Importance: Normal
Attachments: 6.19.09_Cover_Letter_to
PDF; 6.19.09_Letter_to
PDF;
Exhibits_to_6.19.09_Letter_to
PDF
I received all of these from Jay. Apparently a 3-ring binder was fed exed to WPB and arrived this morning. It
contains these three documents (the Exhibits attachment is 135 pages long).
Aahhh, summer associate season at Kirkland and Ellis. I will review and get back to you.
Assistant U.S. Attorney
Southern District of Florida
500 East Broward Boulevard,
Ft. Lauderdale, FL 33394
Fax
From: Jay Lefkowitz [mailto
Sent: Friday, June 19, 2009 6:36 PM
To:
)
Subject: Response Letters
Dear
Attached please find letters and exhibits responding to your two recent letters.
I hope we can speak next week.
Best, Jay
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee. It is the property of
Kirkland & Ellis LLP or Kirkland & Ellis International LLP.
Unauthorized use, disclosure or copying of this
communication or any part thereof is strictly prohibited
and may be unlawful. If you have received this
communication in error, please notify us immediately by
return e-mail or by e-mail to postmaster@kirkland.com, and
destroy this communication and all copies thereof,
EFTA00013853

=== Page 2 ===
including all attachments.
EFTA00013854


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=== Page 1 ===
From:
To:
Cc:
)"
Subject: RE: travel approval request
Date: Wed, 12 Jun 2019 18:51:00 +0000
Importance: Normal
Again in connection with the Epstein investigation (2018R01618), we'd like to please request permission to travel next
week for a victim interview in Los Angeles. As of now we tentatively expect to fly down Wednesday and return no later
than Friday (and will keep the timeframe as short as scheduling allows). The trip will be some combination of me,
and/or
as previously. And also same as last time, we'd like to ask permission to reserve a conference room at
the hotel on Thursday for the interview, please.
thanks very much,
From:
Sent: Friday, May 24, 2019 14:57
To:
>
Cc:
Subject: RE: travel approval request
Again in connection with the Epstein investigation, we'd like to please request permission to travel for approximately
three days next week for meetings and interviews in West Palm Beach, Florida. As of now we tentatively expect to fly
down Tuesday night and return on Wednesday or Thursday (and will keep the timeframe as short as scheduling allows).
Unfortunately we're still trying to pin down timing for interviewing the victims, so depending on the timing it will either
be me and
or
and
but we wanted to ask for permission now either way so we weren't doing it
super last minute after the holiday on Tuesday. And also same as last time, we'd like to ask permission to reserve a
conference room at the hotel for the interviews, please.
thanks very much,
From:
Sent: Wednesday, April 03, 2019 20:57
To:
Subject: RE: travel approval request
Thank you
EFTA00010946

=== Page 2 ===
From:
Sent: Wednesday, April 03, 2019 20:46
To:
Cc:
is
Subject: Re: travel approval request
Approved
Sent from my iPad
On Apr 3, 2019, at 8:02 PM,
wrote:
For the same case as below, United States V. Epstein, 2018R01618, an investigation relating to enticement of minors for
sexual activity,
and I would like to please request permission to travel for approximately three days next week for
meetings and interviews in West Palm Beach, Florida. As of now we tentatively expect to fly down Tuesday night and
return on Friday, though we will shorten the timeframe if scheduling allows.
Please let us know if any other information would be helpful, and thanks very much.
From:
Sent: Thursday, March 14, 2019 18:32
To:
Cc:
Subject: travel approval request
and I would like to please request permission for travel for United States V. Epstein, 2018R01618, an
investigation relating to enticement of minors for sexual activity, for two days of meetings and interviews in West Palm
Beach and/or Fort Lauderdale, Florida. As of now we're hoping to fly down next Wednesday night and return on
Saturday.
Please let us know if any other information would be helpful, and thanks as always.
Assistant U.S. Attorney
Southern District of New York
EFTA00010947


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=== Page 1 ===
From: BOBBI C STERNHEIM
To:
Cc: Christian Everdell
, Laura Menninger
Jeff Pagliuca
Subject: [EXTERNAL] U.S. V. Maxwell S2 20 Cr. 330 (AJN)
Date: Mon, 15 Nov 2021 22:30:51 +0000
Attachments: Late_Receipt_of_Government_Disclosures_pdf
Courtesy copy of today's ECF fling.
Please note my new office address and preferred email address:
BOBBI C. STERNHEIM, ESQ.
Law Offices of Bobbi C. Sternheim
This message and any attached documents contain information from the Law Offices of Bobbi C. Sternheim
that may be confidential and/or privileged.
If you are not the intended recipient, you may not read, copy, distribute, or use this information.
If you have received this transmission in error, please notify the sender immediately by reply e-mail and
then delete this message. Thank you.
On Nov 3, 2021, at 4:08 PM, BOBBI C STERNHEIM
wrote:
Courtesy copy of this afternoon's ECF filing-
<Bail Application 11:3:21.pdf>
Please note my new office address and preferred email address:
BOBBI C. STERNHEIM, ESQ.
Law Offices of Bobbi C. Sternheim
EFTA00010155

=== Page 2 ===
This message and any attached documents contain information from the Law Offices of Bobbi C. Sternheim
that may be confidential and/or privileged.
If you are not the intended recipient, you may not read, copy, distribute, or use this information.
If you have received this transmission in error, please notify the sender immediately by reply e-mail and
then delete this message. Thank you.
On Nov 3, 2021, at 12:48 PM, BOBBI C STERNHEIM
wrote:
Courtesy copy of today's ECF filing.
<Disclosure of Juror Names to Counsel Only upon completion of Questionnaire.pdf>
Please note my new office address and preferred email address:
BOBBI C. STERNHEIM, ESQ.
Law Offices of Bobbi C. Sternheim
This message and any attached documents contain information from the Law Offices of Bobbi C. Sternheim
that may be confidential and/or privileged.
If you are not the intended recipient, you may not read, copy, distribute, or use this information.
If you have received this transmission in error, please notify the sender immediately by reply e-mail and
then delete this message. Thank you.
EFTA00010156


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=== Page 1 ===
From:
Cc:
Subject: Re: WSJ article on Deutsche Bank and Epstein charity
Date: Mon, 09 Sep 2019 00:41:44 +0000
Thanks,
.
Let's chat in the morning.
Sent from my iPhone
On Sep 8, 2019, at 7:57 PM,
wrote:
Thought some of this might actually be helpful to you. Just let us know if we're able to guide her on any of
this. Thx!
Sent from my iPhone
Begin forwarded message:
From: "O'Brien,
"
Date: September 8, 2019 at 7:19:08 PM EDT
To:
Subject: WSJ article on Deutsche Bank and Epstein charity
Hi
,
I'm working on a story about one of Jeffrey Epstein's recent Virgin Islands-based charities, Gratitude America,
which is interesting for a few reasons:
1. It got most of its funding from a $10 million grant from a foundation controlled by Leon Black (of Apollo)
in 2015
2. Some of Gratitude's donations between 2016 and 2017, listed in its tax forms, were never received by the
named charities.
3. Epstein attempted to use the charity to pay fines in the Virgin Islands.
4. Gratitude America had a Deutsche Bank account.
The last point, about Deutsche Bank, is the new news here. To that end, I have a few questions for SDNY
about the charity and the bank.
1. We write that SDNY is scrutinizing Epstein's relationship with Deutsche Bank. I believe this has already
been reported - but a few questions:
- For fairness reasons: Is it fair to say that Epstein's relationships with ALL his banks is under scrutiny?
- Is DB in trouble here? Do they face any criminal exposure?
2. Is SDNY looking into Epstein's work with his nonprofits and foundations? Is there interest in his charities'
financial transactions, or tax filings?
EFTA00009962

=== Page 2 ===
3. We write that the investigation is ongoing. Does it remain a sex-trafficking investigation, or is this now
expanding into possible financial wrongdoings and other matters?
4. As far as you know, are other investigative entities looking at Epstein? NY AG? IRS?
5. We write that Gratitude America's activity could be of particular interest to prosecutors because the
transactions took place within the past five years (within the statute of limitations for fraud charges) and
because they involved some of his closest associates (two of his personal lawyers were on the board, his
accountant served as the foundation's president). This is just logical, in my mind, and several sources
suggested it would be of interest - but maybe I'm going too far?
We are hoping to get this story out tomorrow afternoon or first thing Tuesday. Any guidance would be greatly
appreciated.
Thank you,
Davis O'Brien
REPORTER
Th
M: +1 718 419 4758 O: +1 212 416 2739
E:
rebeccadobrien
A: 1211 Avenue of the Americas, New York, NY 10036
D
EFTA00009963


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=== Page 1 ===
Event: 3:30 Epstein Conference Call
Start Date: 2008-01-07 20:30:00 +0000
End Date: 2008-01-07 21:30:00 +0000
Organizer:
(USAFLS) </O=USA/OU=FLS/CN=RECIPIENTS/CN=AVILLAFANA>
Class: X-PERSONAL
Date Created: 2015-03-27 13:43:01 +0000
Date Modified: 2015-07-22 20:34:49 +0000
Priority: 5
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=== Page 1 ===
EXHIBIT N
EFTA00009873

=== Page 2 ===
From:
To:
Cc:
Subject:
R
Date:
Thursday, December 6, 2018 1:38:24 PM
Thanks! l'll stop by now.
From:
Sent: Thursday, December 6, 2018 1:36 PM
To:
Cc:
Subject: RE
Just went through my files and found a folder w/ the notes I took and the documents they brought
me. Want to come by?
From:
Sent: Thursday, December 6, 2018 12:36 PM
To:
Cc:
Subject: RE:
Just quickly following up on this - we're trying to get a complete handle on the landscape - thanks!
From
Sent: Wednesday, December 05, 2018 21:11
To
Cc:
Subject: Fwd
Do you have any notes and/or records from your meeting with
If so can you please
send them our way? Also did you meet again with him or anyone else relating to Epstein?
Thanks,
Sent from my iPhone
From
SDNY_GM_02742760
EFTA00009874

=== Page 3 ===
Sent: Friday, November 30, 2018 4:02 PM
To
Subject: FW
From
Sent: Tuesday, March 8, 2016 12:28 PM
To
Subject: RE
If you haven't already seen it, the Post reported today on Jeffrey
Epstein's continued relationships with young women.
http://pagesix.com/2016/03/08/jeffrey-epsteins-east-side-mansion-
houses-russian-playmates/
Best,
From:
Sent: Monday. February 29. 2016 10:13 PM
To:
Cc:
Subject: Re:
I am adding
0 this email chain as well. As we mentioned
earlier today, Sigrid is one of the lead attorneys on the case and knows both
and the facts very well. Please include Sigrid in any follow-up that you
may.
Best,
SDNY_GM_02742761
EFTA00009875

=== Page 4 ===
From
Date: Monday, February 29, 2016 at 10:03 PM
To:
Cc:
Subje
Thank you again for meeting with us today. We very much appreciate your
time. I am attaching the following documents for your review:
1. Complaint in the defamation case against Ghislaine Maxwell (just today,
Judge Sweet denied Maxwell's motion to dismiss today);
2. Declarations that
filed in the CVRA case;
3. The Rule 56.1 statement recently filed in the CVRA case;
4. The redacted 302
Please let us know what other information we can provide or if you have any
further questions.
Best,
The information contained in this electronic message is confidential information intended only for the
use of the named recipient(s) and may contain information that, among other protections, is the
subject of attorney-client privilege, attorney work product or exempt from disclosure under applicable
law. If the reader of this electronic message is not the named recipient, or the employee or agent
responsible to deliver it to the named recipient, you are hereby notified that any dissemination,
distribution, copying or other use of this communication is strictly prohibited and no privilege is
waived. If you have received this communication in error, please immediately notify the sender by
replying to this electronic message and then deleting this electronic message from your computer.
[v.1]
SDNY_GM_02742762
EFTA00009876


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=== Page 1 ===
Exhibit S
EFTA00011172

=== Page 2 ===
STATEMENT OF
SECURITY CONSULTANT
1. I,
, served for 25 years in the United Kingdom military. For 15 of those years, I
served in the United Kingdom Special Forces. I have worked in the security industry for ten
years and have gained a level 6 Security Risk Management Consultants (SRMC) qualification,
working towards a master's degree in Risk Management. I hold numerous instructional and
operational licenses qualifying me to deliver several types of security services under the UK
Security Industry Authority, including a certification to provide close protection services for
individuals facing physical threats. I am a member of the Academy of Security Intelligence and
Risk Studies and have owned and operated security companies in all capacities in a number of
different countries.
2. As part of my security portfolio, I have secured global assets and have protected numerous high
value persons. As an example, I was contracted to guard the UKs third richest person,
according to Forbes, after he broke his agreed bail conditions with another consultant. Under
my protection never escaped again and completed his high-profile court appearances to
cessation.
3. I have provided security consultation and services for the Maxwell family for a number of years
in both the United Kingdom and United States. I provided security services for Ghislaine
Maxwell from approximately July 2019 through up to the time of her arrest on July 2, 2020.
4. Ms. Maxwell faced a number of security issues. For example, I was aware that she received a
number of death threats connected to her relationship with Jeffery Epstein some 20 years
previously. She was also the target of aggressive behavior by members of the press who were
trying to achieve a 'scoop.' This kind of behavior is not only harassing, but can be life
threatening. A good example is the case of Princess Diana, who unfortunately lost her life due to
EFTA00011173

=== Page 3 ===
press intrusion into her personal space. My consultants conduct meticulous planning and
preparation to avoid such instances.
5. After the announcement of Epstein's death on the 10th August 2019, my risk assessment showed
that Ghislaine Maxwell was at substantial risk. It was therefore paramount for her safety that we
implement certain security protocols, which we did.
6. On the morning of July 2, 2020, my operative/consultant
, was providing
security and administrative support for Ms. Ghislaine Maxwell at a residence in Bradford, New
Hampshire. He had been assigned to Ms. Maxwell since approximately May 2020. I had
informed
that Ms. Maxwell needed security because she was being harassed by the press
and had been the target of physical threats by unknown third parties.
7.
was on duty alone on the morning of July 2, 2020. He called me twice after being
disturbed at approximately 6:30am. He had heard and noticed a helicopter flying above the
general area of the property. He assumed it was members of the press. He telephoned me and
informed me of the situation. At this stage, we believed the press had discovered the property. I
instructed that Ms. Maxwell be informed and she should be prepared to move into a safe room if
any perimeters were breached.
8. At approximately 8:30am,
noticed and subsequently reported to me that vehicles were
coming up the driveway and that he had approached the vehicles to check what was happening.
9.
again assumed it was members of the press. He reported to me that he called Ms.
Maxwell on the radio to alert her that the press was on the grounds and approaching the house.
10. There was an established security protocol in place that Ms. Maxwell was to follow in the event
that her security was threatened while she was inside the house. This protocol was
communicated to
when he was assigned to Ms. Maxwell, and he had reviewed it
with Ms. Maxwell when he started.
EFTA00011174

=== Page 4 ===
11. According to the protocol, Ms. Maxwell was to move away from the windows, if possible, and
move into a safe room inside the house. This is normal protocol in these situations. A safe room
typically has water, food and communications. It is also able to be locked and barricaded from
the inside to ensure it gives enough time for a 911 call to be placed and the police to arrive
before exposure to the threat.
12.
reported to me immediately after Ghislaine Maxwell's arrest. He confirmed to me that
after radioing Ms. Maxwell, one or two vehicles pulled up and stopped near where
was
standing. He was told to stop and move no further by a number of individuals who got out of
the vehicles. At that time, he could see that they were federal agents because they were wearing
FBI jackets and had weapons visible. The agents physically searched
and questioned
him.
13.
was later taken to a vehicle where Ms. Maxwell was sitting. She asked him if he would
look after the dogs and the cat, which he agreed to do.
14. I understand that, as part of her renewed bail application, Ms. Maxwell is proposing a
substantial bail package that will include the following conditions, among others: (i) Ms.
Maxwell will surrender all of her travel documents, and (ii) she will be subject to home
confinement with electronic GPS monitoring. I also understand that, upon release, Ms.
Maxwell will be monitored 24 hours a day, 7 days a week by our security teams.
15. In light of the proposed bail package and the strict conditions of her confinement post-release,
as well as our long-standing relationship with Ms. Maxwell, my company will be posting a $1
million bond in support of her bail application.
16. I have never once posted a bond for a client in the past. I am happy to post a bond for Ms.
Maxwell in light of the factors discussed above and my relationship with her, because I am
confident that she will not try to flee.
EFTA00011175

=== Page 5 ===
All of the above is true and to the best of my knowledge
Signed:
25/11/2020
EFTA00011176


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=== Page 1 ===
From:
To:
Subject: Epstein
Date: Mon, 05 Nov 2007 20:51:44 +0000
Importance: Normal
Hi Jeff - Another girl just called FBI after being approached by private investigators for Epstein.
Assistant U.S. Attorney
500 S. Australian Ave, Suite 400
West Palm Beach, FL 33401
EFTA00013627


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=== Page 1 ===
UNITED STATES ATTORNEY'S OFFICE
Southern District of New York
no DOMINA JUSTITIA
U.S. ATTORNEY GEOFFREY S. BERMAN
FOR IMMEDIATE RELEASE
CONTACT: U.S. ATTORNEY'S OFFICE
Friday, August 9, 2019
James Margolin, Dawn Dearden
http://www.justice.gov/usao/nys.
Nicholas Biase
(212) 637-2600
STATEMENT OF MANHATTAN U.S. ATTORNEY ON THE DEATH OF DEFENDANT
JEFFREY EPSTEIN
Manhattan U.S. Attorney Geoffrey S. Berman said: "Earlier this morning, the Manhattan
Correctional Center confirmed that Jeffrey Epstein, who faced charges brought by this Office of
engaging in the sex trafficking of minors, had been found unresponsive in his cell and
pronounced dead shortly thereafter. Today's events are disturbing, and we are deeply aware of
their potential to present yet another hurdle to giving Epstein's many victims their day in Court.
To those brave young women who have already come forward and to the many others who have
yet to do so, let me reiterate that we remain committed to standing for you, and our investigation
of the conduct charged in the Indictment - which included a conspiracy count - remains
ongoing.
We continue to urge anyone who feels they may be a victim or have information related
to the conduct in this case to please contact 1-800- CALL FBI."
19-XXX
###
EFTA00013180


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=== Page 1 ===
From:
(USAFLS)"
To:
(USAFLS)"
Bcc:
(USAFLS)"
Subject: FW: Draft Protective Order
Date: Fri, 15 Aug 2008 16:10:04 +0000
Importance: Normal
Attachments: Protective_Order.Final.doc
Hey
- I am going to leave this to you, if that is alright. I know it is difficult when too many cooks get
involved.
Assistant U.S. Attorney
West Palm Beach, FL 33401
Phone
Fax
From: Brad Edwards [mailto
Sent: Friday, August 15, 2008 11:59 AM
To:
(USAFLS)
Cc:
(USAFLS); Paul Cassell
Subject: RE: Draft Protective Order
This is my proposed Order. I think it comports with the Judge's order from yesterday and I think it is slightly more
thorough. It is very similar to your Motion. If you are more satisfied with your wording or layout for the motion, then please
incorporate the additional points made in my proposed order.
My only real problem with your proposed Order is paragraph C. This just further delays us from getting the agreement, and
I do not believe the Judge placed this burden on us. I think, as I wrote in my proposed order, that it is my duty to instruct
my clients on the protective order and its function and to otherwise ensure that it is not violated by my clients. Getting my
clients to "acknowledge receipt of the order and agree to its terms" could take awhile and cause unnecessary delay. I plan
to talk to my clients about "the agreement" and at the same time instruct them as to the rules outlined in the protective
order. That is all the Judge indicated as needed to be done.
From:
(USAFLS) [mailto:
Sent: Friday, August 15, 2008 11:41 AM
To: Brad Edwards
Cc:
(USAFLS)
Subject: Draft Protective Order
Brad,
Attached please find a draft protective order regarding the disclosure of the non-prosecution agreement to you
and Jane Does 1 and 2. Please let us know if there are any changes you wish to make. Thanks.
<<Protective Order.doc>>
EFTA00013942


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=== Page 1 ===
From:
To:
Cc:
Subject: Epstein
Date: Mon, 26 Nov 2007 14:16:42 +0000
Importance: Normal
Hi
- I am off to court this morning, but I will call you later to discuss the victim notification. Can you
confirm that we are still on for December for the plea and sentencing? I sent an e-mail to Barry and Lanna but
did not receive a response.
Assistant U.S. Attorney
500 S. Australian Ave, Suite 400
West Palm Beach, FL 33401
Phone
Fax
EFTA00013530


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=== Page 1 ===
From:
(USANYS)"
To:
(USANYS)"
Cc:
(USANYS)"
(USANYS)"
(USANYS)"
Subject: RE: Epstein FOIA - OCME Report of Autopsy
Date: Mon, 28 Jun 2021 21:14:51 +0000
Thank you - I've reached out to the GC of OCME to give her a head's up.
From:
(USANYS)
Sent: Monday, June 28, 2021 5:02 PM
To:
(USANYS)
Cc:
(USANYS)
(USANYS)
(USANYS)
Subject: Epstein FOIA - OCME Report of Autopsy
Please find attached the OCME Report of Autopsy. The boxes show where there will be redactions.
Thanks,
Assistant United States Attorney
300 Quarropas Street
White Plains, NY 10601
EFTA00010382


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=== Page 1 ===
From:
To:
Subject: Found her!
Date: Thu, 15 Aug 2019 20:39:37 +0000
All you had to do was go to the local In-N-Out burger. just sayin'
https://nypost.com/2019/08/15/jeffrey-epsteins-gal-pal-ghislaine-maxwellspotted-at-in-n-out-burger-in-first-photos-
since-his-death/
Public Affairs
U.S. Attorney's Office for the Southern District of New York
Website: www.justice.gov/usao-sdny.
Facebook: https://www.facebook.com/usaosdny
Follow us on Twitter: @SDNYnews
EFTA00010425


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=== Page 1 ===
U.S. Department of Justice
United States Attorney
Southern District of New York
The Silvio J. Mollo Building
One Saint Andrew's Plaza
New York, New York 10007
November 16, 2021
BY ELECTRONIC MAIL
Christian Everdell, Esq.
Mark Cohen, Esq.
Cohen & Gresser LLP
800 Third Avenue
New York, NY 10022
Laura Menninger, Esq.
Jeffrey Pagliuca, Esq.
Haddon, Morgan and Foreman, P.C.
150 East Tenth Avenue
Denver, CO 80203
Bobbi Sternheim, Esq.
Law Offices of Bobbi C. Sternheim
33 West 19th Street-4th Fl.
New York, NY 10007
Re:
United States v. Ghislaine Maxwell, 20 Cr. 330 (AJN)
Dear Counsel:
Today we are producing the materials listed in the below index. These materials are
stamped with control numbers SDNY_GM_02771984 through SDNY_GM_02772261.
Please note that both this letter and the enclosed materials are governed by the July 31,
2020 Protective Order in this case. This letter is itself designated as "confidential," because it
includes information regarding records designated as "confidential" under the Protective
Order. The Department of Justice directed this office to cease the dissemination of materials
marked with the word "confidential" in order to avoid potential confusion with markings reserved
for classified documents. Accordingly, in order to note the appropriate designation of this
production under the operative Protective Order in this case, the materials being produced today
are marked with the following label: "SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7,
8, 9, 10, 15, and 17." This marking directly refers to the specific paragraphs of the Protective
Order that govern today's production.
An index of the materials contained in this production is below:
EFTA00010160

=== Page 2 ===
Page 2
Bates Start
Bates End
Summary Description
Confidential Designation
SDNY GM 02772047
AT&T records
Confidential
SDNY_GM_02772048
SDNY_GM_02772257
Phone records
Confidential
SDNY_GM_02772258
SDNY_GM_02772261
Photographs
The Government recognizes that its discovery obligations are ongoing and will promptly
produce any additional discoverable material of which it becomes aware. Please do not hesitate
to reach out if you have any difficulty accessing these materials.
Very truly yours,
DAMIAN WILLIAMS
United States Attorney
by: s/
Assistant United States Attorneys
EFTA00010161


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=== Page 1 ===
Questionnaire for Official Foreign Travel
United States Attorneys' Offices and the Executive Office for United States Attorneys
Last Revised: April 28, 2016
A separate questionnaire is required for each EOUSA/USAO employee who is traveling.
Part I. Traveler Information and Scope of Travel
Full Name
Office (e.g., EOUSA, USAO-ALN, etc.)
Position Title
E-mail Address
Telephone Number
Departure Address (City and State)
Departure Date (from Home or Office)
Return Date (to Home or Office)
Country of Birth
Place of Birth
Foreign Locations
City
Province (if applicable)
Country
Destination 1
Destination 2
Destination 3
Destination 4
Q1: Are you traveling to more than four destinations? If yes,
YES
NO
attach an additional sheet listing the additional destinations.
Q2: Have you completed your travel reservations? If yes, please
attach a detailed flight itinerary, your lodging information, and
YES
NO
any other transportation reservations. If no, please STOP and
make your travel reservations before proceeding.
Q3: Have you already obtained OIA's approval? If yes, please
attach OIA's approval e-mail. If you are traveling for civil
YES
NO
purposes, you do not need OIA's approval to travel. For others,
submit a completed questionnaire to OIA to obtain approval.
Q4: Do you have an official passport that is valid for at least six
YES
NO
months from the date you will arrive in the foreign country?
Q5: Have you submitted a request for an official passport to
YES
NO
EOUSA and is the request currently pending?
Q6: Has the Department of State granted you a waiver of the
requirement for an official passport? If yes, please attach the
YES
NO
State Department's e-mail granting a waiver.
EFTA00010277

=== Page 2 ===
Q7: Do any of your destinations require a visa for travel under
an official passport? If applicable, submit the required materials
YES
NO
to EOUSA to obtain visas prior to departure.
Q8: For the passport under which you will be traveling, please provide the following data:
Passport Issuing
Passport Number
Passport Expiration
Passport Type (e.g.,
(note pending, if
Date (note pending, if
Tourist, Official)
Country
applicable)
applicable)
Q9: Are you traveling to a high-threat area?
YES
NO
Q10: Have you completed HTSOS training in the last five
years? If yes, please attach the training certificate if you are
YES
NO
traveling to a high-threat area.
Q11: Have you completed FACT training in the last five years?
If yes, please attach the training certificate, if you are traveling
YES
NO
to a high-threat area.
Q12: What is your security clearance level? If you have access
to TS-SCI, you must complete a DOJ-504 and provide it to your
DOSM and receive a security briefing prior to departure.
Q13: Do you plan to take any government-furnished equipment
(including "bring your own device" equipment) out of U.S.
YES
NO
territory? If yes, submit a request to your IT Systems Manager.
Q14: Will any travel expenses be paid for, or reimbursed, by a
source external to the EOUSA/USAO community? If yes, seek
YES
NO
advance approval from GCO or RMP, as necessary.
Q15: Do your travel arrangements include actual lodging
YES
NO
expenses (i.e., lodging expenses in excess of OCONUS rates)?
Q16: Do your travel arrangements include premium class travel
YES
NO
(e.g., travel accommodations above coach class)?
Q17: Have you already received country clearance from the
State Department through the eCC system? If yes, please attach
YES
NO
the eCC notification that provides country clearance.
Q18: EOUSA requests eCC country clearance for nearly all
EOUSA and USAO travelers. The clearance is required prior to
YES
NO
departure. Shall EOUSA request eCC clearance for you?
Q19: If you do not have eCC authorization to travel, and you
do not want EOUSA to request eCC clearance for you, what
office is requesting eCC clearance on your behalf? Note that
federal investigative agencies are not authorized to obtain eCC
clearance on behalf of EOUSA or USAO attorneys.
EFTA00010278

=== Page 3 ===
Part II. General Questions Applicable to All Foreign Travel
Q20: Who is paying for the travel?
USAO- SDNY
Q21: If foreign embassy personnel or consular or diplomatic officials have been consulted
regarding travel, please provide their names, titles, organizations and contact information.
N/A
Q22: If U.S. Embassy or consular personnel have been involved, please provide their names,
titles, section, and contact information.
N/A
Q23: If assistance from U.S. Embassy or consular personnel is required (e.g., a consular official
to administer an oath) or if office space at an Embassy or consulate is required, please specify. If
the Embassy is coordinating lodging, please include your credit card information.
N/A
Q24: If the assistance of a stenographer, court reporter, interpreter, or other service provider is
required in the foreign country, please provide specific details about when and where services
are required. EOUSA will relay the request to the State Department in the eCC system.
N/A
Q25: Please include any other comments or details that would help the Department of State
ensure that difficulties do not arise.
N/A
Q26: I am traveling
Abroad to Attend a Conference or Training Event (Complete Part III)
To a Country Other Than Canada on a Judicial Assistance Matter (Complete Part IV)
To Canada on a Judicial Assistance Matter (Complete Part V)
EFTA00010279

=== Page 4 ===
Part III. Additional Questions for Conferences and Training Events
Q27: What is the name of the conference event or training program?
Q28: What is the purpose of the conference event or training program?
Q29: What is the specific venue name and address for the conference event or training program?
Q30: Who are the primary points of contact for the conference event or training program? Please
include contact information (e.g., organizations, telephone numbers, and email addresses).
Part IV. Additional Questions for Travel to Countries Other Than Canada on Judicial
Assistance Matters
Q31: Please provide the names, titles, offices, districts, telephone numbers, and email addresses
of the individuals traveling abroad with you for purposes of conducting investigations,
interviews, depositions, inspections, etc. Include all federal, state or local U.S. officials who
intend to travel, as well as service providers who will be traveling with you (if applicable).
Q32: Please provide the case name, USAO number, and court docket number.
In re Jeffrey Epstein, USAO # 2018R01618
Q33: What is the nature of the case (explain briefly in lay terms)? In what stage is the case?
How sensitive is the case in your estimation?
Investigation is ongoing and very sensitive.
EFTA00010280

=== Page 5 ===
Q34: What is the purpose of travel? In particular, specify what will be accomplished during
travel (e.g., interviewing witnesses, taking depositions, etc.).
Interviewing and debriefing a witness.
Q35: Please list the names and nationalities of persons to be interviewed or deposed, including
addresses and telephone numbers if available.
Q36: Is the prosecution of a foreign national foreseen? If so, provide name and nationality.
A subject of the investigation is Ghislaine Maxwell, who is believed to be a citizen of the United States, the United
Kingdom, and France.
Q37: Is a host country government official to be deposed or interviewed? Please provide name,
title, and whether the person has been contacted and has agreed to participate.
No.
Q38: Have foreign authorities (e.g., INTERPOL, foreign police) cleared the visit and are foreign
authorities prepared to cooperate? Please explain in detail and reference the names, titles, and
telephone numbers of the foreign contacts.
Yes.
EFTA00010281

=== Page 6 ===
Part V. Additional Questions for Travel to Canada on Judicial Assistance Matters
Q39: Please provide the names, titles, offices, districts, telephone numbers, and email addresses
of the individuals traveling abroad with you for purposes of conducting investigations,
interviews, depositions, inspections, etc. Include all federal, state or local U.S. officials who
intend to travel, as well as service providers who will be traveling with you (if applicable).
Q40: Please provide the case name, USAO number, and court docket number.
Q41: Briefly explain the background of the case (including the nature of the case, stage of the
case, special sensitivities associated with the case, and how much money is involved).
Q42: What is the purpose of travel? In particular, specify what will be accomplished during
travel (e.g., interviewing witnesses, taking depositions, etc.). Include the dates and times of the
interviewing, investigating or other activities. Why is travel to Canada necessary?
EFTA00010282

=== Page 7 ===
Q43: Names of persons to be interviewed or deposed, including dates of birth, nationality and
citizenship, phone numbers, and home or business address for each witness and any other
pertinent information that may assist in locating them. If this information is unavailable,
DFAIT will not grant clearance.
Q44: Provide confirmation that the interviews or depositions are voluntary and provide the
contact information for the persons who have contacted the witnesses/suspects (e.g., Royal
Canadian Mounted Police).
Q45: Provide the name and contact information for any legal representative(s) who may take part
in the proceedings, as well as that of their firm/organization.
Q46: If the prosecution of a foreign national is foreseen, please provide name and nationality.
Q47: If a Canadian government official is to be deposed or interviewed, provide name, title, and
whether the person has been contacted and has agreed to participate.
Q48: If INTERPOL, Canadian law enforcement, or another Canadian authority has cleared the
visit or if Canadian authorities are otherwise prepared to cooperate, explain in detail including
names, titles, and telephone numbers of the Canadian contact(s).
The completed questionnaire and attachments (e.g., itinerary, training certificate), should be:
Emailed to OIA to obtain OIA's approval for foreign travel (unless OIA approval has already been
obtained or unless travel is for civil purposes only)
Emailed to EOUSA (using the USAEO-Foreign Travel Mailbox)
Included as an attachment to the foreign travel authorization in E2 Solutions.
If you have any questions about foreign travel, please contact the EOUSA RMP Travel Unit by emailing USAEO-
Foreign Travel or by calling (202) 252-5600.
EFTA00010283


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=== Page 1 ===
From:
"The Invisible Man" <abx17@dial.pipex.com>
To:
"Ghislaine Maxwell (E-mail)" <gmax1@mindspring.com>
Subject:
Summer Camp
Sent:
Thu, 16 Aug 2001 11:09:45 +0100
I am up here at Balmoral Summer Camp for the Royal Family. Activities take
place all day and I am totally exhausted at the end of each day. The Girls
are completely shattered and I will have to give them an early night today
as it is getting tiring splitting them up all the time!
How's LA? Have you found me some new inappropriate friends? Let me know
when you are coming over as I am free from 25th August until 2nd Sept and
want to go somewhere hot and sunny with some fun people before having to put
my nose firmly to the grindstone for the Fall.
Any ideas gratefully received!
See ya A XXX
EFTA00011437


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=== Page 1 ===
From:
To: "Hutner, Florence (OCME)"
Subject: RE: Epstein FOIA Release
Date: Mon, 23 Aug 2021 13:48:10 +0000
Thank you!
From: Hutner, Florence (OCME)
Sent: Monday, August 23, 2021 9:44 AM
To:
Cc:
Subject: RE: Epstein FOIA Release
Thanks, and CONGRATULATIONS!!
Best of luck with everything.
Florence Hutner
General Counsel
Office of Chief Medical Examiner
Tel:
Mobile:
The information contained in this e-mail communication may be confidential and/or legally privileged and is for the use of the intended
recipient only. If you are not the intended recipient, or an authorized employee or an agent responsible for delivering it to the intended
recipient, the dissemination, distribution or reproduction of this communication or its contents (including any attachments) is prohibited.
If you have received this communication in error, please notify us immediately by telephone or reply e-mail and permanently delete it and
any copies from your system files.
From:
Sent: Monday, August 23, 2021 9:41 AM
To: Hutner, Florence (OCME)
Cc:
Subject: [EXTERNAL] RE: Epstein FOIA Release
THIS MESSAGE IS FROM AN EXTERNAL SENDER
Use caution when clicking on links or attachments and never provide your username or password. Not sure? Report
this email to phish@cyber.nyc.gov.
Hi Florence,
Yes as to (a). We produced the autopsy report to (b) but they have not published it yet.
I'm also copying the prosecutor on the
case,
who should be able to be a contact for you in
anything related to Epstein for the near term, as I'm planning to be out
Thank you,
EFTA00010616

=== Page 2 ===
From: Hutner, Florence (OCME)
Sent: Monday, August 23, 2021 9:17 AM
To:
Subject: RE: Epstein FOIA Release
Hi
I hope all is well, and that you're staying both dry and safe these days.
We received a request for Epstein's toxicology report from someone who appears to be a member of the public. Before
we respond, I want to confirm (a) that the federal investigation into Epstein's death has concluded, at least insofar as we
would need to withhold documents on the basis of any ongoing investigation, and (b) whether you know if the NYT has
published any of the redacted autopsy report that your office provided to them.
Thanks in advance for your help.
Best,
Florence Hutner
General Counsel
Office of Chief Medical Examiner
Tel:
Mobile:
The information contained in this e-mail communication may be confidential and/or legally privileged and is for the use of the intended
recipient only. If you are not the intended recipient, or an authorized employee or an agent responsible for delivering it to the intended
recipient, the dissemination, distribution or reproduction of this communication or its contents (including any attachments) is prohibited.
If you have received this communication in error, please notify us immediately by telephone or reply e-mail and permanently delete it and
any copies from your system files.
From:
Sent: Friday, July 2, 2021 3:18 PM
To: Hutner, Florence (OCME)
Subject: RE: Epstein FOIA Release
Florence,
The redacted autopsy reported, as produced to the Times, is attached. I provided notice to Mark Epstein's attorney this
morning.
Have a good holiday weekend.
From: Hutner, Florence (OCME)
Sent: Thursday, July 1, 2021 11:39 AM
To:
Subject: RE: Epstein FOIA Release
Thanks very much on both counts.
Florence Hutner
General Counsel
Office of Chief Medical Examiner
EFTA00010617

=== Page 3 ===
Tel:
Mobile:
The information contained in this e-mail communication may be confidential and/or legally privileged and is for the use of the intended
recipient only. If you are not the intended recipient, or an authorized employee or an agent responsible for delivering it to the intended
recipient, the dissemination, distribution or reproduction of this communication or its contents (including any attachments) is prohibited.
If you have received this communication in error, please notify us immediately by telephone or reply e-mail and permanently delete it and
any copies from your system files.
From:
Sent: Thursday, July 1, 2021 11:38 AM
To: Hutner, Florence (OCME)
Subject: Epstein FOIA Release
Hi Florence,
Following up on our call yesterday, we will send you a copy of the redacted autopsy report tomorrow, after it's produced.
We also intend to call Mark Epstein's lawyer tomorrow morning to give her a courtesy head's up about the release.
Thanks,
U.S. Attorney's Office
Southern District of New York
Desk
Cell
EFTA00010618


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=== Page 1 ===
From:
To:
Subject: Epstein
Date: Tue, 13 Nov 2007 13:12:41 +0000
Importance: Normal
Hi
I am working on the response to Jay's letter. Do you know whether Judge Davis has selected a lawyer?
If so, can you let me know the person's name? I would like to include that in the response.
Thank you.
Assistant U.S. Attorney
Fax
EFTA00013703


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=== Page 1 ===
From:
To:
Cc:
Subject: DRAFT 302
Date: Fri, 30 Aug 2019 16:57:41 +0000
Attachments: Interview_of
- DRAFT.pdf
DRAFT 302 of
Special Agent
FBI New York Field Office
Violent Crimes Task Force
EFTA00009957


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=== Page 1 ===
Exhibit B
EFTA00009986

=== Page 2 ===
Subpoena Compliance Group
FedEx
Litigation Department
3620 Hacks Cross Road
Building B, 2nd Floor
Express
Memphis, TN 38125
Certification of Business Records
I,
the undersigned, declare that I am employed by FedEx Express in the Legal
Department as a Senior Paralegal Specialist and Custodian of Records and by reason of my
position am authorized and qualified to make this declaration.
I further declare that the documents are original records or true copies of records that were:
1.
made at or near the time of the occurrence of the matters described in the
documents, by (or from information transmitted by) a person with knowledge of
those matters;
2.
kept in the course of regularly conducted business activity; and
3.
made by the said business activity as a regular practice.
I declare, certify, verify, and state under penalty of perjury that the foregoing is true and correct.
Date of Execution:
Sgt 13,2021
Place of Execution:
FedEx Express
Legal Department
3620 Hacks Cross Road
Building B - Third Floor
Memphis, TN 38125
Senior Paralegal
and Custodian of Records
SWORN TO AND SUBSCRIBED before me on this Sept 13,2021
Notary Public in and for
The State of Tennessee
My Commission Expires: 04/22/2025
STATE OF
TENNESSEE
NOTARY
PUBLIC
32
SHELBY
BY
COUNTY
2025
A.D.
EXPIRES
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=== Page 1 ===
From:
To:
Subject: RTC and verdict sheet
Date: Mon, 20 Sep 2021 20:29:51 +0000
Attachments: GM_jury_exercise_RTC.docx; GM_jury_exercise_verdict_form.docx
Hi team,
Attached are drafts of the RTC and verdict sheet for the mock jury exercise.
Thanks,
Assistant United States Attorney
Southern District of New York
New York, New York 10007
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=== Page 1 ===
From:
"
)"
To:
"
Cc:
)"
(USANYS)"
"Echenberg, Janis (USANYS)"
,
(USANYS)"
(USANYS)
[Contractor]"
Subject: RE: Names for tomorrow
Date: Sat, 25 Sep 2021 15:04:59 +0000
Attachments: Uncalled_witness.docx
Hi
This is the additional instruction we'd like to give the jury today.
Thanks!
From:
Sent: Friday, September 24, 2021 6:20 PM
To:
Cc:
is
E.
>; Janis M. .Echenberg
(
is
(USANYS)
>;
(USANYS) [Contractor]
Subject: Names for tomorrow
Hi
Below are the names we'd like to run by the prospective jurors in the morning:
Ghislaine Maxwell
Jeffrey Epstein
Cora Friedland
Emily Barnes
Rachel Greene
Christina Hake
Kimberly Savino
Jane Heinerth
Thanks, and see you in the morning,
Assistant United States Attorney
Southern District of New York
1 Saint Andrews Plaza
New York, New York 10007
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=== Page 1 ===
From: Chris Dilorio
To:
Subject: Fw: Apollo/ Epstein/Kushner connection
Date: Thu, 11 Jul 2019 14:07:56 +0000
Attachments: IMG_7021.jpg
Inline-Images: image.png
Mr Berman,
Thanks for the shout out, but I'm not a journalist
lololol
Just a very long list of credible information I have provided to the grossly corrupt SEC et al scumbags
Janey, update my various TCR's and derivatives. Separate but related Janey. Separate but related.
Hey, is Jay still working on his NITE/VIRT/Sull Crom disclosures?
https://www.nytimes.com/2019/07/10/business/jeffrey-epstein-net-worth.html
EFTA00011051

=== Page 2 ===
Jeffrey Epstein's 'Infinite Means' May Be a Mirage
Mr. Epstein, facing sex-trafficking charges, has long been hailed as a financial
wizard. He got rich with the help of two wealthy connections, but there is little
evidence he's a billionaire.
www.nytimes.com
Cheers!
Christopher Dilorio
From: Chris Dilorio
Sent: Monday, July 8, 2019 6:25 AM
To
Subject: Fw: Apollo/ Epstein/Kushner connection
Greetings Grossly corrupt SEC scumbags et al
IMDS: S Florida $$$ laundering shell facilitated by the SEC
Highlighted in my 2013 TCR filed with prestigious Berger Montague
More AML flags than be counted
MASSIVE naked short position
MY claims
SEC cover up. Now, re started so it can be unleashed on the investing public yet again.
Martin Schlaff/Balmore/Alpha Cap
https://www.haaretz.com/israel-news/busines/martin-schlaff-is-behind-5-million-investment-in-colplant-
1.5457018
Martin Schlaff: Bag Man
But it gets MUCH better
Graftech
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=== Page 3 ===
SEC reporting
pronounced "Graft etc"
https://www.sec.gov/Archives/edgar/data/931148/000119312516427770/0001193125-16-427770-index.htm
EDGAR Filing Documents for 0001193125-16-427770
GrafTech Global Enterprises Inc. (Filer) CIK: 0000940404 (see all company filings) IRS No.: 061415602 I State
of Incorp.:DE | Fiscal Year End: 1231 Type: 15-15D I Act
www.sec.gov
https://www.haaretz.com/israel-news/elections/premium-the-netanyahu-milikowsky-ties-could-be-on-the-
way-to-an-fbi-investigation-1.7090960
The FBI may be about to probe Netanyahu's
ties to cousin Milikowsky
***
www.haaretz.com
Wall Street / CNBC Wiz Karen Finerman
"Save Graft etc"
https://www.sec.gov/Archives/edgar/data/931148/000119312515018174/d857124dex991.htm
EX-99.1 - sec.gov
Exhibit 1 "SAVE GRAFTECH" GROUP NOMINATES FULL SLATE OF SEVEN DIRECTORS TO GRAFTECH BOARD
NEW YORK, January 23, 2015 - Save GrafTech, an investor group led by Nathan Milikowsky, a holder of
over 15 million shares, or over 11.2%, of the common stock of GrafTech International Ltd. (NYSE: GTI), today
sent a letter to the GrafTech Board of Directors disclosing that it has submitted a
www.sec.gov
pg 57 of this SEC reviewed public offering
https://www.sec.gov/Archives/edgar/data/931148/000104746919000874/a2237872zs-1.htm
www.sec.gov
(1) Includes 2,625,000 shares of common stock that the underwriters have the option to purchase from the
selling stockholder. (2) Estimated solely for the purpose of calculating the amount of registration fee in
accordance with Rule 457(c) under the Securities Act of 1933, as amended, based upon the average of the
high and low sales prices of the registrant's common stock as reported by the
EFTA00011053

=== Page 4 ===
www.sec.gov
2018 revenue up 244% vs 2017 due to sharp increase in graphite electrode pricing
BUT, graphite electrode prices rose significantly in 2017
and
FELL in 2018
https://agmetalminer.com/tag/graphite-electrodes/
graphite electrodes Archives - Steel, Aluminum, Copper, Stainless, Rare
Earth, Metal Prices, Forecasting | MetalMiner
Needle coke, a crude oil derivative, accounts for 40-44% (depending on the year) of the cost to produce
one metric ton of electrodes. Graftech, one of the leaders in graphite electrode production
agmetalminer.com
the Graftech/Graft etc balance sheet is complete fraud as well
insolvent
JP Morgan strikes again
Grossly corrupt SEC "protecting Main Street as usual"
Fraud certainly not limited to the OTCM
Mr Teotia,
congrats on taking Wes Bricker's job
no doubt you're working hard on those KCG 2Q 2017 financials not "published" by Mr Transparency Dougie
Cifu.
Where would a $4 billion+ write down of naked short fails put the NITE/VIRT fraud on the list of egregious
SEC accounting fraud failures?
Top 5?
Let me know if I can help
In furtherance of the conspiracy
Cheers!
Christopher Dilorio
From: Chris Dilorio
Sent: Wednesday, June 26, 2019 6:07 AM
To
Subject: Fw: Apollo/ Epstein/Kushner connection
From: Chris Dilorio
Sent: Tuesday, June 25, 2019 2:31 PM
To:
Subject: Fw: Apollo/ Epstein/Kushner connection
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=== Page 5 ===
From: Chris Dilorio
Sent: Friday, May 24, 2019 7:27 AM
To:
Subject: Fw: Apollo/ Epstein/Kushner connection
From: Chris Dilorio
Sent: Friday, May 24, 2019 7:23 AM
To:
Subject: Fw: Apollo/ Epstein/Kushner connection
Getting warmer Ms Strauss
https://www.justice.gov/usao-sdny/pr/bank-ceo-stephen-m-calk-charged-corruptly-soliciting-presidential-
administration
Bank CEO Stephen M. Calk Charged With Corruptly
Soliciting A Presidential Administration Position In
Exchange For Approving $16 Million In Loans | USAO-
SDNY | Department of Justice
Audrey Strauss, the Attorney for the United States, Acting Under Authority
Conferred by 28 U.S.C. § 515, William F. Sweeney Jr., the Assistant Director-in-
Charge of the New York Field Office of the Federal Bureau of Investigation
("FBI"), and Patricia Tarasca, the Special Agent-in-Charge of the New York
Region for the Federal Deposit Insurance Corporation Office of Inspector
www.justice.gov
But, this is the beginning of the story
not the end
Calk/Lorber/Elliman: Trump
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Lorber: New Valley Corp
https://www.sec.gov/Archives/edgar/data/106374/000095014405003084/g93826e10vk.htm
Apollo Moscow/Kremlin development
AND
Ladenburg Thalman
I asked in previous correspondence:
Does ANYONE believe Frost risked BILLIONS to "MAKE" a few million?
Frost was laundering a few millions.
https://www.barrons.com/articles/sec-charges-phillip-frost-1536608366
SEC Charges Against Phillip Frost Might Just
Be the Tip of the Iceberg
The U.S. Securities and Exchange Commission filed stock fraud
charges late last week against billionaire drug entrepreneur Phillip
Frost and a group of associates, accusing them of making $27
million in pump-and-dump stock schemes
www.barrons.com
Alpha Capital Anstalt Liechtenstein
in my 2013 TCR: Money laundering/Miami based Imaging Diagnostics (see my IMDS e mails)
Bag Men
Also: "Greek Shipping company" FreeSeas (See my FreeSeas TCR)
Despite overwhelming evidence of money laundering, you will find no reference to it in SEC complaints.
https://www.sec.gov/news/press-release/2018-182
SEC.gov | SEC Charges Microcap Fraudsters for Roles in Lucrative Market
Manipulation Schemes
The Securities and Exchange Commission today charged a group of 10 individuals and 10 associated
entities for their participation in long-running fraudulent schemes that generated over $27 million from
unlawful stock sales and caused significant harm to retail investors who were left holding virtually worthless
stock.
www.sec.gov
No mention of AML despite glaring red flags
No mention of executing Broker Dealers: Penny stock trading fairies
The SEC has kept Alpha Capital Anstalt up and running so the activity detailed in my complaints can continue.
And it does
EFTA00011056

=== Page 7 ===
https://whalewisdom.com/filer/alpha-capital-anstalt
ALPHA CAPITAL ANSTALT Top Holdings - WhaleWisdom
Alpha Capital Anstalt is based out of Vaduz Liechtenstein. Whalewisdom has at least 6 13D filings, 158 13G
filings, and 5 Form 4 filings The firm has no submitted 13F filings and does not appear to be an investment
advisor.
whalewisdom.com
Now: Lorber/Calk/Elliman: New Valley: shell
Ladenburg/Frost/Alpha Cap Anstalt $$$ laundering shells
Apollo/Lorber: Moscow/Kremlin "development"
"Tip of the Iceberg" indeed
In furtherance of the conspiracy.
Cheers!
Christopher Dilorio
Whistleblower
From: Chris Dilorio
Sent: Thursday, May 23, 2019 5:59 AM
To:
Subject: Fw: Apollo/ Epstein/Kushner connection
So:
Leon Black/Apollo/Schwarzman: Trump Kushner
Black/Apollo/Schwarzman: Epstein
Black/Apollo/Schwarzman: Putin/RU
https://www.reuters.com/article/russia-putin-fund-idUSL5E7KG0SI20110916
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=== Page 8 ===
UPDATE 2-Putin gets SWF, PE backing for
Russia fund
* Apollo's Black shares platform with Putin
www.reuters.com
https://www.swfinstitute.org/news/33645/u-s-treasury-sanctions-russian-direct-investment-fund/amp
Black/Apollo/Schwarzman: money laundering shells
https://www.businessinsider.com/blackstone-dodged-a-bullet-with-knight-capital-2012-8
Blackstone Dodged A Bullet With Knight
Capital - Business Insider
A trader consulted by Business Insider said that Blackstone envied
Knight Capital's market-making team, which executed an average
of more than $20 billion trades last year and is designated market
www.businessinsider.com
https://www.sec.gov/Archives/edgar/data/1082278/000092242313000183/0000922423-13-000183-index.htm
Knight/Trimark/Optimark born out of "worthless paper"/ Russian/US Mafia/ money laundering shell: Ashton
Technologies
https://www.sec.gov/cgi-bin/browse-edgar?
action=getcompany&CIK=0001003740&owner=exclude&count=40&hidefilings=0
https://ag.ny.gov/press-release/us-attorney-lynch-and-nys-attorney-general-spitzer-announce-20-defendants-
indicted-50
U.s. Attorney Lynch And N.y.s. Attorney General Spitzer Announce 20
Defendants Indicted In $50 Million Boiler Room Stock Fraud Scheme | New
York State Attorney General
LORETTA E. LYNCH, United States Attorney for the Eastern District of New York, ELIOT SPITZER, New York
State Attorney General, BARRY W. MAWN, Assistant Director-in-Charge of the Federal Bureau of
Investigation in New York, and RICHARD H. WALKER, Director of the Division of Enforcement of the
Securities and Exchange Commission, today announced the unsealing of an indictment charging 20
ag.ny.gov
Spitzer taken down by RUSSIAN hooker
https://nypost.com/2016/02/16/spizter-accuser-a-young-jobless-ex-hooker-who-lives-a-life-of-luxury/
EFTA00011058

=== Page 9 ===
Spitzer accuser was a $5K-a-night hooker
who lives life of luxury - New York Post
The Russian vixen who accused Eliot Spitzer of choking her at The
Plaza hotel is a divorced, globe-trotting beauty who once bared
all the dirty details of her life as a $5,000-a-night hooker, The
nypost.com
Any questions?
Cheers traitorous scumbags!
Christopher Dilorio
From: Chris Dilorio
Sent: Sunday, May 19, 2019 8:03 AM
To:
Subject: Fw: Apollo/ Epstein/Kushner connection
I reiterate:
The SEC is a grossly corrupt criminal organization bought and paid for by criminals who threaten the integrity of
our markets to the clear and very egregious detriment of the investing public it is sworn to protect.
http://www.marketrap.com/article/view_article/9152/bernard-madoff-the-mafia-and-the-friends-of-michael-
milken
Bernard Madoff, the Mafia, and the Friends of Michael Milken - Market Rap
- The Investor Empowerment Community
In 2005, Patrick Byrne, the CEO of Overstock.com and future Deep Capture investigative reporter, began a
public crusade against illegal naked short selling (hedge funds and brokers creating phantom stock to
EFTA00011059

=== Page 10 ===
manipulate stock prices down). said, over and over, that the crime was destroying public companies and
had the notential to trigger a systemic meltdown of our financial markets
www.marketrap.com
Cheers!
Christopher Dilorio
From: Chris Dilorio
Sent: Friday, May 17, 2019 6:22 AM
To:
Subject: Fw: Apollo/ Epstein/Kushner connection
From: Chris Dilorio
Sent: Wednesday, May 15, 2019 11:27 AM
To:
Subject: Fw: Apollo/ Epstein/Kushner connection
Today (5/15/19) the grossly corrupt scumbags at the SEC approved ANOTHER massive fraud on the investing
public:
https://www.sec.gov/Archives/edgar/data/1665300/999999999519001111/xsIEFFECTX01/primary_doc.xml
The "genius f'n quant" AQR/Greek shipping
/Economou/DRYS/ORIG/Astra/Nautilus/Navios/Gerber/AIPAC/Nordlicht/Glass/1MDB/Knitowski/Caneum/Trym
etris/Liquid etc etc etc money laundering shell.
Well done!
BTW, HOW is the George Economou/ Georgios EKONOMOU SEC "investigation" coming along anyway?
https://en.wikipedia.org/wiki/George_Economou_(shipbuilder)
George Economou (shipbuilder) - Wikipedia
George Economou or Georgios Ekonomou (Гешруюс Oikovójiou, born 1953) is a Greek billionaire
shipowner, CEO of DryShips Inc. and Ocean Rig, and the owner of Cardiff Marine.Economou owns oil
EFTA00011060

=== Page 11 ===
tankers as well as dry bulk ships and manages them through Cardiff Marine. He was on the Forbes
Magazines list of the world's billionaires on place 707.
en.wikipedia.org
What a coincidence:
https://www.vanityfair.com/news/2018/03/andrew-ekonomou-donald-trump-legal-team/amp
Trump's Last Line of Defense Against Mueller
Is an Obscure Medieval Historian
Andrew Ekonomou had a "mid-life crisis" and became an expert
on Byzantium. Now he's helping lead the president's legal team in
the Russia investigation.
www.vanityfair.com
Dude is DEFINITELY not getting the attention he deserves
Then again,
WHO actually believes Marc Bistricer of Toronto Canada was INVESTING in the $$$ laundering Ekonomou
shell known as DryShips?
https://seekingalpha.com/article/4096781-strong-court-case-dryships-kalani
Very Strong Court Case Against DryShips And
Kalani - DryShips Inc. (NASDAQ:DRYS)
|
Seeking Alpha - Stock Market Insights
|
Seeking Alpha
Source: rgrdlaw.com (court document) In 2012, DRYS generated
$1.23 billion in total revenue, yet posted a $246 million loss. In
fact, the company has been posting losses every year for the last
seekingalpha.com
"Charity not the motive"
https://www.tradewindsnews.com/legal/1738610/kalani-claims-charity-not-a-motive-for-dryships-aid
Kalani claims charity not a motive for DryShips
aid | TradeWinds
Kalani claims charity not a motive for DryShips aid Marc Bistricer-
led investment house says it had risk and profit in mind lending
EFTA00011061

=== Page 12 ===
to George Economou's struggling public company, not attempt to
www.tradewindsnews.com
The Toronto connection runs MUCH deeper though
The overlap with AQR blank check shells and Polar Asset Mgmt Toronto
The Toronto based Bistricer and EKONOMOU
Bistricers in New Jersey TOO!
AND
DAVID Bistricer happens to be a real estate developer
https://www.sec.gov/cgi-bin/browse-edgar?
action=getcompany&CIK=0001649096&owner=exclude&count=40&hidefilings=0
1 Bistricer/Clipper "investor"
Toronto based C I Investments
https://www.sec.gov/Archives/edgar/data/1649096/000116364819000009/0001163648-19-000009-index.htm
Check out this Reg D offering Bistricer/ Clipper did in Jan 2016
https://www.sec.gov/Archives/edgar/data/1649096/000161577416004014/xslFormDX01/primary_doc.xml
$130,000 Reg D offering for this Bistricer/Clipper publicly traded "real estate" company was done with an
Atlanta based firm called H&L Equities
Atlanta is home of the obscure Trump Russia Counsel Andrew EKONOMOU
Nothing to see here.
Of Course, then there's the Hail Mary pass Kushner threw on his Toronto based Brookfield deal for 666 5th
Avenue
https://www.thestar.com/news/world/2019/03/12/toronto-based-brookfield-faces-scrutiny-from-democrats-
over-deal-with-kushner-company.html
Toronto-based Brookfield faces scrutiny from
Democrats over deal with Kushner company
I
The Star
The real estate giant says politics were not at all involved in its
decision to acquire a New York office tower from the family of
Jared Kushner, President Donald Trump's son-in-law and senior
aide.
www.thestar.com
which was brokered by Apollo/Epstein Degenerate Black/Harris/Rowan
https://therealdeal.com/2018/11/15/brookfield-turns-to-apollo-for-666-fifth-financing/
EFTA00011062

=== Page 13 ===
666 Fifth | Brookfield I Apollo Global
Management
Private equity company Apollo Global Management is funding
Brookfield Property Partners' redevelopment of 666 Fifth Avenue
with a $300 million-plus mezzanine loan, sources told The Real
Deal
therealdeal.com
Apollo and other Kushner financing pal Blackstone just happen to be BOTH granted free reign on the US
insurance/annuity industry.
Crazy shit huh?
Greek shipping Bag man Georgios Ekonomou meets Jared Kushner
But it gets better still:
Stephen Feinberg: Cerberus
https://www.bloomberg.com/news/articles/2018-05-11/trump-chooses-cerberus-s-feinberg-to-lead-spy-
advisory-panel
Trump Chooses Cerberus's Stephen Feinberg
to Lead Spy Advisory Panel - Bloomberg
President Donald Trump has chosen billionaire investor Stephen
Feinberg to lead his intelligence advisory board, the White House
said Friday. Trump intends to appoint Feinberg, the co-founder
and
www.bloomberg.com
Bawag/Refco
Virtu first bid for Knight post "glitch"
and now: Money Laundering Bank HSH
Stephen Feinberg: Scum of the Earth meet Georgio EKONOMOU
https://www.sec.gov/cgi-bin/browse-edgar?
action=getcompany&CIK=0001369241&owner=exclude&count=40&hidefilings=0
Janey, IG update my various pending TCR's and complaints
Yours VERY TRULY
And INFINITELY smarter than anyone on this e mail list
Christopher J Dilorio
Whistleblower
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=== Page 14 ===
From: Chris Dilorio
Sent: Monday, May 13, 2019 5:41 AM
To:
Subject: Fw: Apollo/ Epstein/Kushner connection
From: Chris Dilorio
Sent: Saturday, May 11, 2019 8:00 AM
To:
Subject: Fw: Apollo/ Epstein/Kushner connection
From: Chris Dilorio
Sent: Monday, May 6, 2019 6:38 AM
Subject: Fw: Apollo/ Epstein/Kushner connection
Greetings grossly corrupt SEC et al scumbags
As with ALL of my allegations: beyond a shadow of a doubt, 100% accurate
https://www.sec.gov/litigation/complaints/comp17673.htm
Complaint: SEC V.
COMPLAINT. Plaintiff United States Securities and Exchange Commission ("Commission") alleges as
follows: SUMMARY. 1. This case involves a $15 million "pump and dump" scheme involving the securities
EFTA00011064

=== Page 15 ===
of Environmental Solutions Worldwide, Inc. ("Environmental"), a public company whose common stock is
registered with the Commission under the Securities Exchange Act of 1934 ("Exchange Act"), and is
www.sec.gov
ESWW was a money laundering shell.
The SEC knows it. The degenerate Epstein knows it. The Degenerate Leon Black/Kushner BFF/ Milken
proteges/Marc Rowan/Apollo knows it.
The DOJ/IRS knows it.
IG, I have repeatedly offered to come to SEC DC HQ to have the brightest minds at the SEC totally humiliate me
by refuting my allegations 1 by 1. The grossly corrupt SEC scumbags have never taken me up on my generous
offer. For the very simple reason that ALL of my allegations are accurate and true.
So, I again put the offer out there:
refute my claims OR go to jail for the criminal obstruction ACTIVELY being facilitated by your office and the SEC.
So, let's give these scumbags the insurance/annuities market.
This will NOT end well for tens of thousands of Americans.
Who "green lighted" this take over of the insurance industry by PE/Hedge funds?
https://www.forbes.com/sites/antoinegara/2018/02/01/apollo-and-blackstone-pick-insurance-as-their-next-
bet-to-disrupt-wall-street/#5d647dbe7689
Apollo And Blackstone Pick Insurance As Their
Next Bet To Disrupt Wall Street - Forbes
For decades, Wall Street's gambit in insurance was to write
policies and use the float as a source of capital for new
investments. It's a staple of Berkshire Hathaway and copycats like
Markel and
www.forbes.com
Cheers!
Christopher Dilorio
Whistleblower
From: Chris Dilorio
Sent: Thursday, May 2, 2019 3:35 PM
To: oig@sec.gov;
;
; chairmanoffice@sec.gov;
;
john.lausch@usdoj.gov;
John.Kucera@usdoj.gov;
shannen.beckman@usdoj.gov; woo.lee@usdoj.gov; Deborah.connor@usdoj.gov; mary.butler@usdoj.gov;
jonathan.baum@usdoj.gov; steven.welk@usdoj.gov; lawrence.middleton@usdoj.gov;
wadhwas@sec.gov;
;
theresa.watson3@usdoj.gov;
welshhansc@sec.gov; jessie.liu@usdoj.gov; yvonne.huber@finra.org; hodgmanm@sec.gov; brickerw@sec.gov;
hinmanw@sec.gov; goodmank@sec.gov; paleym@sec.gov; craig.carpenito@usdoj.gov; mooneyj@sec.gov;
christopher.delzotto@ic.fbi.gov; michael.braconi@ic.fbi.gov; kathy.enstrom@ci.irs.gov;
;
m.kendall.day@usdoj.gov; gottschallk@sec.gov; redfearnb@sec.gov;
; fortinop@sec.gov; enrightj@sec.gov; ferrantec@sec.gov; brucculerid@sec.gov; pollocks@sec.gov;
EFTA00011065

=== Page 16 ===
market.intelligencedesk@nasdaq.com; ayoolaf@sec.gov; bairde@sec.gov; fredricksond@sec.gov; sansonej@sec.gov;
wardlawl@sec.gov; windsorc@sec.gov; brombergk@sec.gov; nolanj@sec.gov; wadleyd@sec.gov; bestr@sec.gov;
polisej@sec.gov; driscollp@sec.gov; parratts@sec.gov; sollazzor@sec.gov; John Crudele; joseph.borg@asc.alabama.gov;
market.abuse@fca.org.uk; fishmanj@sullcrom.com;
smckessy@phillipsandcohen.com;
rrepetto@sandleroneill.com; alex.kramm@ubs.com; bustilloe@sec.gov; bustoe@sec.gov; serranod@sec.gov;
zainab.ahmad@usdoj.gov; nestorc@sec.gov; wooj@sec.gov; chiona@sec.gov; kahld@sec.gov;
levensonp@sec.gov; duganj@sec.gov; kelcoursek@sec.gov; rebecca.ballhaus@wsj.com; vaughnk@sec.gov;
volleym@sec.gov; bennettj@sec.gov; toddg@sec.gov; frenchc@sec.gov; percivalh@sec.gov; peikins@sec.gov;
d_dayen@yahoo.com; william.alpert@barrons.com; amarques@miamiherald.com; rhirsch@miamiherald.com;
cfrank@miamiherald.com; kristin.broughton@wsj.com
Subject: Fw: Apollo/ Epstein/Kushner connection
IG,
This was a blatant attempt to intimidate a whistleblower. "HE" (I think a male although very effeminate voice)
was an anonymous, coward, scumbag who threatened me. AND then called me another 11/12 times after that.
This is a VERY serious matter. Felony. I intend to see "him" prosecuted to the fullest extent of the law. Within
weeks of filing a complaint against the SEC and you.
I obviously have hit a nerve.
https://www.nbcnews.com/politics/white-house/white-house-tells-official-who-gave-kushner-security-
clearance-don-n997476
White House whistleblower speaks out on
security clearance controversy
Carl Kline was supposed to appear before House committee staff
Tuesday to face questions related to his handling of White House
security clearances.
www.nbcnews.com
Cheers!
Christopher Diiorio (no L's scumbag)
From: Chris Dilorio
Sent: Thursday, April 25, 2019 6:27 AM
To:
EFTA00011066

=== Page 17 ===
Subject: Fw: Apollo/ Epstein/Kushner connection
ESWW: A money laundering NASDAQ/OTCM shell
Milken degenerate Leon Black/Joshua Harris: Apollo
AND
Jeffrey Epstein
The SEC has known for years that Epstein is running a extortion/Ponzi/Slush Fund
My Claims AGAIN
https://seekingalpha.com/article/3715526-environmental-solutions-worldwide-revisiting-holding-gone-dark-
can-sleep-better-night?mod=mw_quote_news
Environmental Solutions Worldwide: Revisiting
A Holding That's Gone Dark, So I Can Sleep
Better At Night - Environmental Solutions
Worldwide, Inc. (OTCMKTS:ESWW) | Seeking
Alpha - Stock Market Insights | Seeking Alpha
New CEO and recent trading activity warranted a review of a
holding that no longer files. Based on the environment, difficult
y/y comparisons and results from competitors, 2015 is likely a
down year.
seekingalpha.com
"Not credible"???
How about the SEC's OWN words?
https://www.bloomberg.com/news/articles/2018-10-01/sec-spots-a-way-to-starve-the-most-suspicious-penny-
stocks
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=== Page 18 ===
SEC Spots a Way to Starve the Most
Suspicious Penny Stocks - Bloomberg
"If a company is a dark company and listed in the OTC market
and hasn't put out financials for six months, maybe it shouldn't
be quoted or offered to retail investors," Redfearn said
www.bloomberg.com
See my comment letters on this subject.
The SEC INTENTIONALLY puts the investing public at risk of frauds like this and thousands others like it.
The core biz at NITE/VIRT,CDEL etc and the reason WHY the OTCM exists: Abusive naked shorting publicly
traded shells to facilitate money laundering.
Shells go dark only AFTER a massive fraud has been perpetrated on the investing public: Main Street
ANOTHER "genius" degenerate: Apollo
the grossly corrupt SEC: Bought and paid for by common criminals and degenerates
IG, I have time for that REQUIRED 3rd party cc today
Call me
Cheers!
Christopher Dilorio
From: Chris Dilorio
Sent: Sunday, April 14, 2019 1:04 PM
To:
Subject: Fw: Apollo/ Epstein/Kushner connection
A little Steffie Avakian//Heiss/O'Melveny/Wilmer Hale/ Apollo/Kushner Home Cooking!
https://www.omm.com/professionals/howard-e-heiss/
EFTA00011068

=== Page 19 ===
Howard E. Heiss - O'Melveny & Myers
Howard Heiss has an extensive litigation practice focused on
government regulatory investigations and enforcement actions,
grand-jury investigations, and the defense of clients in criminal
cases, with a particular emphasis on securities matters.
www.omm.com
https://www.sec.gov/Archives/edgar/data/1411494/000119312508077312/ds1.htm
Form S-1 - SEC.gov
Table of Contents. The information in this prospectus is not complete and may be changed. The securities
may not be sold until the registration statement filed with the Securities and Exchange Commission is
effective.
www.sec.gov
https://www.wilmerhale.com/en/people/jamie-gorelick
Jamie Gorelick | WilmerHale
Jamie Gorelick's career has spanned the legal, policy and corporate landscapes. As one of Washington's
best-known litigators, Ms. Gorelick has represented corporations and individuals in a wide array of matters,
particularly in the regulatory and enforcement arenas, involving issues as diverse as antitrust,
environmental regulation, securities enforcement, national security regulation, etc.
www.wilmerhale.com
https://www.wilmerhale.com/en/insights/news/former-director-of-the-fbi-robert-mueller-i-joins-wilmerhale
Former Director of the FBI Robert Mueller III
Joins WilmerHale
WilmerHale is pleased to announce that Robert S. Mueller III is
joining the firm as a partner after serving as the sixth Director of
the Federal Bureau of Investigation (FBI), a position he took one
week prior to the September 11 attacks and held for 12 years
under two presidents.
www.wilmerhale.com
https://www.sec.gov/biography/avakian-stephanie
EFTA00011069

=== Page 20 ===
SEC.gov
|
Stephanie Avakian
Stephanie Avakian was named Co-Director of the U.S. Securities and Exchange Commission's Division of
Enforcement in June 2017, after serving as Acting Director since December 2016.
www.sec.gov
SEC drops Apollo investigation after Kush Jr met with Harris at the WH
and Apollo gives Kush's some $$$$
And, Apollo gets $60 bil+ in inflows in 2018
Did I miss something?
Cheers!
You corrupt fucking scumbags
Christopher Dilorio
From: Chris Dilorio
Sent: Saturday, April 13, 2019 11:30 AM
To:
Subject: Apollo/ Epstein/Kushner connection
Find a shell
Find a fraud
Enviromental Solutions Worldwide Inc
https://www.sec.gov/cgi-bin/browse-edgar?
action=getcompany&CIK=0001082278&owner=exclude&count=40&hidefilings=0.
Florida?
Pennsylvania?
or
Canada?
EFTA00011070

=== Page 21 ===
Welcomed on Cromwell/Wimpfheimer OTCM
De registered in 2015 and Frozen in time
Literally
http://eswgroup.com/esw-group-corporate/our-board/
Our Board - ESW Group®
MARK YUNG Mr. Yung is Co-Founder and Managing Principal of
OCV Management, LLC ("OCV"), an investor, owner and operator
of technology and life science companies based in Los Angeles.
Previously, Mr. Yung was a Managing Director at Orchard Capital
Corp., a firm he joined in 2006. Through his affiliation with [...]
eswgroup.com
Dozens of filings by former Milken (ahem) right hand man Leon Black, Apollo, his family Trust, et al
Then,
There's this:
Has anyone (anyone) ever seen Pedophile Jeffrey Epstein on the other side of a trade?
The ONLY SEC filing of Epsteins' Financial Trust Company Inc is in
wait for it
Leon Black/Apollo Environmental Solutions Worldwide
https://www.sec.gov/Archives/edgar/data/1082278/000090901211000390/0000909012-11-000390-index.htm
Enter the Amicus blocking release of Epstein docs
Krieger, Kim and Lewin
https://www.kkllp.com/
Krieger Kim & Lewin LLP
We are committed to providing the highest level of partner-driven representation in order to efficiently
achieve client objectives. Over the last decade, we have conducted and supervised dozens of federal
criminal trials involving some of the highest profile and most sensitive matters prosecuted by the United
States Government.
www.kklllp.com
Financial fraud appears to be a specialty of this recently formed/SDNY Alum firm
Now,
it gets VERY interesting
https://www.cnbc.com/2018/02/28/apollo-citigroup-loaned-kushner-companies-millions-new-york-times.htm)
EFTA00011071

=== Page 22 ===
Trump: Kushner's security clearance is up to
Kelly
Kushner even discussed the possibility of a White House job for
the founder of private equity firm Apollo, the New York Times
reported on Tuesday.
www.cnbc.com
Where another Milken protégé/Apollo founding partner Josh Harris was considered for a White House job
"Coindences"
https://nypost.com/2018/03/02/sec-dropped-probe-month-after-firm-aided-kushner-company/
SEC dropped probe month after firm aided
Kushner company
The feds last year dropped an investigation into a financial
company a month after the firm gave Jared Kushner's family real
estate business a $180 million loan, a new report said Friday.
There
---
nypost.com
Oh, baby
$60 billion+ inflows in 2018 for Apollo
https://www.businesswire.com/news/home/20180802005343/en/Apollo-Global-Management-LLC-Reports
Quarter-2018
Apollo Global Management, LLC Reports
Second Quarter 2018 Results I Business Wire
NEW YORK--(BUSINESS WIRE)--Apollo Global Management, LLC
(NYSE:APO) (together with its consolidated subsidiaries, "Apollo")
today reported results for the second quarter ended June 30,
2018.
www.businesswire.com
Mr's Krieger,Kim,Boltz et al:
Discovery will be a hoot!
EFTA00011072

=== Page 23 ===
Fucking A
I am good
Cheers!
Christopher Dilorio
EFTA00011073


