# docs_fts_content

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c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00024526.pdf
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=== Page 1 ===
From:
)"
To:
Subject: Re: Official passport
Date: Fri, 10 Jan 2020 14:43:13 +0000
Got it, thanks very much.
> On Jan 10, 2020, at 9:42 AM,
wrote:
V
> Hi
,
>
> Please contact
at ext.
or
at
for an official passport. As for
passport photos, see
or
in Litigation Support on 2.
>
> Thanks,
V
V
>
Original Message
> From:
)
> Sent: Friday, January 10, 2020 9:34 AM
> To:
> Subject: Official passport
>
> Hi
>
> I have some international trips upcoming for witness interviews in the Epstein investigation, and I'm told I
need to have an official passport for those trips. Can you help me with that process, please? Or point me to the
right person to ask for help?
>
> Thanks very much,
>
EFTA00024526


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=== Page 1 ===
From: "Berman, Geoffrey (USANYS)"
To:
(USANYS) [Contractor]"
Subject: RE: epstein pros memo
Date: Thu, 09 Jan 2020 21:46:50 +0000
no
From:
(USANYS) [Contractor]
Sent: Thursday, January 9, 2020 4:23 PM
To: Berman, Geoffrey (USANYS)
Subject: epstein pros memo
In preparing a memo in advance of the human trafficking summit in Washington next week,
asked if I could send
her the recent Epstein pros memo. Is it ok for me to send to her?
EFTA00024250


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=== Page 1 ===
From:
To: Joe Nascimento
Subject: RE:
Date: Wed, 24 Nov 2021 14:32:12 +0000
Inline-Images: image001.jpg
Hi Joe,
Thanks very much for letting me know. Hope you and your family have a happy Thanksgiving.
From: Joe Nascimento
Sent: Tuesday, November 23, 2021 11:38 PM
To:
)
Subject: [EXTERNAL]
Hi
I wanted to alert you to a recent development.
was recently served with a subpoena for a deposition in
V.
(
).
ex-husband
is being sued by a
former employee on several grounds including sex discrimination, battery and IIED.
is getting dragged in because
they want to connect
to
actions while working for Epstein.
The depo was set for November 30. The Defendants filed a motion to quash (attached), which the court granted and
stayed the depo. The Plaintiff has filed a motion to reconsider (attached), and the Court has ordered the Defendant to
respond. The Plaintiffs have included a copy of the NPA,
depo and have made numerous factual allegations
related to Epstein in their motion.
l'll keep you updated as I learn more.
Have a Happy Thanksgiving,
Joe
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza | 4th Floor
AMSEL RABEN
NASCIMENTO
EFTA00024985


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=== Page 1 ===
From:
)"
To:
(USANYS)"
Cc:
)"
)"
Subject: Re: Subject: Epstein/Brunel and US/French international justice (journalist question)
Date: Fri, 07 Feb 2020 02:55:17 +0000
Thanks,
Sent from my iPhone
On Feb 6, 2020, at 12:52 PM,
(USANYS)
wrote:
FYI. Thx.
From:
(USANYS)
Sent: Thursday, February 6, 2020 12:52 PM
To:
Cc:
(USANYS) [Contractor]
Subject: Subject: Epstein/Brunel and US/French international justice (journalist question)
Phillipe:
forwarded your query. As you might anticipate, we cannot discuss matters that aren't in the public record,
and in any event, as a matter of office policy, prosecutors in our office are not available for interviews, on the record, on
background, or off-the-record.
Please note that any future inquiries about this or any other case brought by the Office should be directed toward me or
my colleague,
copied here.
Best regards,
Public Information Officer
United States Department of Justice
U.S. Attorney's Office I Southern District of New York
I Mobile:
I
Press Office:
EFTA00026977


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=== Page 1 ===
From:
(USANYS)"
To: "Berman, Geoffrey (USANYS)"
(USANYS)"
Cc: "
(USANYS)"
Subject: PA
Date: Mon, 08 Jun 2020 16:24:51 +0000
Embedded: Fwd:_Sensitive_correspondence.msg; FW:_DOJ_ongoing_Investigation.msg
The most recent chain with his attorneys, as well as the chain from February, attached.
EFTA00025071


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=== Page 1 ===
From:
To:
Cc:
Subject: Re: Maxwell Follow Up
Date: Mon, 22 Feb 2021 21:44:50 +0000
Hey
Fedex only retains records for 1 to 5 years depending on which method they use (ground freight etc.).
We are still waiting on an answer from Victoria Secret. Will let you know as soon as I know.
Detective
NYPD / FBI
Child Exploitation Human Trafficking Task Force
From:
Sent: Wednesday, February 17, 2021 11:34 AM
To:
Cc:
Subject: Maxwell Follow Up
Hi
I hope you both are well. We wanted to follow up on a few additional items:
Contact Victoria Secret and FedEx regarding retention of documents/how far back they keep materials
Review of images for photos of
Follow up with ALAT regarding UK travel records for Maxwell and Epstein
Happy to discuss if you have any questions.
Thanks very much,
Assistant United States Attorney
United States Attorney's Office
Southern District of New York
New York, New York 10007
Tel:
EFTA00027083


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=== Page 1 ===
From:
(USANYS)"
To:
(USANYS)"
Subject: Maxwell letter
Date: Wed, 07 Oct 2020 16:56:29 +0000
Attachments: 2020-10-07_Letter_to_GM_counsel_re_discovery_MDC_conditions.rd.docx
Will call you to discuss in a minute.
Deputy Chief, Public Corruption Unit
U.S. Attorney's Office
Southern District of New York
Desk
Cell
EFTA00026828


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=== Page 1 ===
From:
"
(USANYS)"
To:
)"
:
Cc:
)"
)"
Subject: RE: Ghislaine Maxwell Pics
Date: Thu, 23 Jul 2020 19:27:37 +0000
Just freed up
From:
)
Sent: Thursday, July 23, 2020 3:14 PM
To:
(USANYS)
Cc:
is
Subject: Re: Ghislaine Maxwell Pics
No problem, just let us know when you free up.
On Jul 23, 2020, at 3:09 PM,
(USANYS)
wrote:
I may be a couple mins late, I'm in the exec conf now
From:
Sent: Thursday, July 23, 2020 2:58 PM
To:
(USANYS)
is
is
Subject: RE: Ghislaine Maxwell Pics
Thanks, we'll call you at 3:30.
From:
(USANYS)
Sent: Thursday, July 23, 2020 2:36 PM
To:
)
is
)
is
Subject: RE: Ghislaine Maxwell Pics
Some time this afternoon 3:30 or later? I'm off tomorrow
From:
Sent: Thursday, July 23, 2020 2:31 PM
To:
(USANYS)
is
is
Subject: RE: Ghislaine Maxwell Pics
Thanks
Can we schedule a call to discuss, please?
From:
(USANYS)
Sent: Thursday, July 23, 2020 11:24 AM
EFTA00023765

=== Page 2 ===
To:
is
is
Subject: Ghislaine Maxwell Pics
Let me know when you've pulled them, and then we can discuss
Associate U.S. Attorney
United States Attorney's Office
Southern District of New York
One St. Andrew's Plaza
New York, NY 10007
(desk)
(mobile)
EFTA00023766


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=== Page 1 ===
PROTECTED MATERIALS
ATTORNEY'S EYES ONLY
Name
Anonymous Identifier
Attorney
Cooperator
Employee 1
Sam Gregory
Employee 2
Employee 3
Howard Schwartz
Employee 4
Matthew Meyers
Employee 5
Employee 6
Employee 7
Employee 9
Employee 10
Employee 11
Don DuBoulay
Employee 12
Employee 13
Employee 14
Employee 15
Employee 16
Bernard Udell
Employee 17
Employee 18
Employee 19
Employee 20
Employee 21
Employee 22
Edward Hayes
Employee 23
Employee 24
Employee 25
Employee 26
Employee 27
Natali Todd
Employee 28
Employee 29
Timothy Parlatore
Employee 30
Employee 31
Employee 32
Arroyo, Angel
Inmate 1
Rob Georges
Yes
Contreras, Johnny
Inmate 2
Andy Patel
Fernandez, Leonardo
Inmate 3
Telesforo Del Valle
Jimenez, Edward
Inmate 4
Barry Goldberg
Jones, Rayshaun
Inmate 5
Xavier Donaldson
Yes
Latimer, Corey
Inmate 6
Matthew Kluger
Mojica, Jason
Inmate 7
Chris Flood
Perez, Christian
Inmate 8
Christine Delince
Yes
Rancier-Medrano, Federico
Inmate 9
Ernest Hammer
Yes
Reyes, Efrain
Inmate 10
Marlon Kirton
Yes
Santos-Felix, Christopher
Inmate 11
Javier Solano
DeLeon, Omar
Inmate 12
James Neuman
Sanchez-Galan, Carlos
Inmate 13
Margaret Shalley
Caraballo, Freddy
Inmate 14
SDNY_00018025
EFTA00024018


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=== Page 1 ===
U.S. Department of Justice
United States Attorney
Southern District of New York
The Silvio J. Mollo Building
One Saint Andrew's Plaza
New York, New York 10007
December 31, 2019
BY FEDEX
Montell Figgins, Esq.
Law Offices of Montell Figgins
17 Academy Street, Suite 305
Newark, NJ 07102
Re:
United States V. Michael Thomas, No. 19 Cr. 830
Dear Counsel:
This letter provides discovery pursuant to Rule 16(a) of the Federal Rules of Criminal
Procedure, and seeks reciprocal discovery. This letter and the materials identified herein are
subject to the protective order entered in this case on December 16, 2019, and have been designated
as "Protected Materials" as defined in the order where noted below. Accordingly, the materials
and information identified herein shall not be disclosed to any third party except as set forth in the
protective order.
I.
Disclosure by the Government
Based on your request for discovery in this case, and pursuant to the Government's
obligations under Rule 16(a), enclosed are copies of the following materials, which are being
produced to all defendants and are stamped with the following control numbers:
Description
Bates Numbers
Classification Pursuant to
Protective Order
MCC surveillance footage
SDNY_00000001
Protected Materials
from 7/5/2019 to 8/12/2019²
1
In addition to information provided herein, please note that this Office periodically posts content
on social media platforms including Twitter, Facebook and YouTube. Members of the public may
post comments in response to the Office's postings. We do not control these user-generated
comments, nor do we monitor or regularly review such comments. You may directly access these
social media platforms in the event you believe someone may have posted information relevant to
this case.
2 The Government is producing video surveillance footage of the common area of the Special
Housing Unit for the above-referenced dates. On or about August 10, 2019, the Government seized
06.20.2018
EFTA00025239

=== Page 2 ===
Page 2
Commissary records for
SDNY_00000002-
Protected Materials
inmates at MCC
SDNY_00000020
Computer analysis for
SDNY_00000021-
Protected Materials
computers used by Noel and
SDNY_00000075
Thomas from 8/9/2019 to
8/10/2019
Count slips for 7/23/2019 to
SDNY_00000076-
Protected Materials
8/14/2019
SDNY_00000795
Death reports and photos
SDNY_00000796-
Protected Materials
SDNY_00000857
Photographs of Jeffrey's
SDNY_00000858-
Protected Materials
Epstein's cell
SDNY_00000898
Epstein general BOP records
SDNY_00000899-
Protected Materials
SDNY_00000922
Evidence custody documents
SDNY_00000923-
Protected Materials
SDNY_00000937
Health records for Jeffrey
SDNY_00000938-
Protected Materials
Epstein
SDNY_00001041
Internal MCC phone records
SDNY_00001042-
Protected Materials
SDNY_00002124
MCC logs for 7/23/2019 to
SDNY_00002125-
Protected Materials
8/19/2019
SDNY_00005010
MCC regulations and training
SDNY_00005011-
Protected Materials
SDNY_00005796
MCC staff roster
SDNY_00005797-
Protected Materials
SDNY_00005979
Office of Chief Medical
SDNY_00005980-
Protected Materials
Examiner report
SDNY_00006091
Personnel records for Noel
SDNY_00006092-
Protected Materials
and Thomas
SDNY_00006273
Prior work schedule for Noel
SDNY_00006274-
Protected Materials
and Thomas
SDNY_00006277
Psych records for Jeffrey
-84790000 ANCS
Protected Materials
Epstein
SDNY_00006471
the contents of the MCC's video surveillance system. Certain cameras were not functioning, have
not been processed, or are not available. The Government is producing the available surveillance
footage that falls within Rule 16(a). However, to the extent you believe that certain additional
footage would be relevant, please contact us promptly to request that footage.
06.20.2018
EFTA00025240

=== Page 3 ===
Page 3
Reports regarding the July 23
SDNY 00006472-
Protected Materials
incident
SDNY 00006594
Special Housing Unit maps
SDNY 00006595-
Protected Materials
SDNY 00006596
Special Housing Unit roster
SDNY 00006597-
Protected Materials
SDNY 00006977
Materials returned from
SDNY 00006978-
Protected Materials
4Chan
SDNY 00006979
Apple, Inc. subscriber
SDNY 00006980-
Protected Materials
records³
SDNY 00006984
AT&T telephone records
SDNY 00006985-
Protected Materials
SDNY 00007079
Comcast telephone records
SDNY 00007080-
Protected Materials
SDNY 00007084
Sprint telephone records
SDNY 00007085-
Protected Materials
SDNY 00007103
Verizon telephone records
SDNY_00007104-
Protected Materials
SDNY 00007108
Thirty Minute Round reports
SDNY 00007109-
Protected Materials
for 7/1/2019 to 8/10/2019
SDNY 00007548
Email regarding cellmate
SDNY_00008119-
Protected Materials
SDNY_00008122
Additionally, the Government is producing the following materials only to your client:
Description
Bates Numbers
Classification Pursuant to
Protective Order
Materials produced by
SDNY_MT_00000001-
Equifax
SDNY_MT_00000015
Materials produced by
SDNY_MT_00000016-
Experian
SDNY_MT_00000034
BOP Emails for Michael
SDNY_MT_00000035
Thomas
Pre-trial services information
SDNY_MT_00000036-
for Michael Thomas
SDNY_MT_00000037
3 Apple produces subscriber records in a read-only format. To review the records, open the file
and when prompted for a password, click on "read only."
06.20.2018
EFTA00025241

=== Page 4 ===
Page 4
8x10
SDNY_MT_00000038
photo
Paystubs
SDNY_MT_00000039-
SDNY_MT_00000064
Arrest photo for Michael
SDNY_MT_00000065
Thomas
CLEAR record
SDNY_MT_00000066-
SDNY_MT_00000171
Phone report for Michael
SDNY_MT_00000172-
Thomas
SDNY_MT_00000176
Without conceding that these materials constitute discoverable materials pursuant to Rule
16(a) or Jencks Act materials, the Government is producing the following materials out of an
abundance of caution in order to assist with your trial preparation.
Description
Bates Numbers
Classification Pursuant to
Protective Order
302s and notes for witnesses
SDNY_00007549-
Protected Materials
SDNY_00007660 &
SDNY_00007666-
SDNY_00008118
Anonymized Index (Produced
SDNY_00008123
Attorney's Eyes' Only
Under Separate Cover)
The Government recognizes its obligations under Brady V. Maryland, 373 U.S. 83 (1963),
and its progeny. The Government wishes to bring your attention to the following statements,
which could constitute Brady material:
Inmate-4 stated that on the night of August 9, 2019, the corrections officers
performed "a few rounds that night" but Inmate-4 could not recall what time.
Inmate-5 stated that Noel came by "around 10 to do the count" on the evening of
August 9, 2019.
Inmate-7 stated that on the evening of August 9, 2019, the corrections officers "did
[a] count around 10ish but not after that." Inmate-7 further stated that Inmate-7
was not really awake for the 3:00 a.m. count on August 10, 2019, "but hear[d] [the]
gate open."
4 This range excludes SDNY_00007661-SDNY_00007665, which the court has directed the
Government to wtihhold.
06.20.2018
EFTA00025242

=== Page 5 ===
Page 5
Inmate-11 stated that on the evening of August 9, 2019 into the morning of August
10, 2019, the "last check was made sometime between 12:30Am - 1:00AM. The
male black stayed by the door and the female black walked through the tier but did
not walk all the way in."
In addition, materials from Inmate-2 include a statement which could constitute Brady, however,
the Court has directed the Government to withhold these materials from production due to pending
ex parte litigation. The Government will produce these materials if and when the Court orders
their production. Beyond the above materials, to date, the Government is unaware of any other
Brady material regarding your client, but will provide timely disclosure if any such material comes
to light. The Government will provide material under Giglio V. United States, 405 U.S. 150, 154
(1972), and its progeny, to the extent it has not already been produced, in a timely manner prior to
trial.
II.
Materials Not Disclosed
In addition to the materials identified above, the Government is in possession of additional
records that are not discovery materials under Rule 16(a). Nonetheless, in an abundance of caution,
the Government is providing the following inventory of those materials that have not been
produced:
Financial records produced by Bank of America for accounts in the names of
Financial records produced by Citibank for accounts in the names of
and
Credit report records produced by Equifax in the names of
Financial records produced by JPMorgan Chase Bank for accounts in the names of
Financial records produced by Municipal Credit Union for accounts in the names of
Financial records produced by Navy Federal Credit Union for accounts in the names of
Financial records produced by TD Bank for accounts in the names of J
Financial records produced by Wells Fargo Bank for an account in the name of
06.20.2018
EFTA00025243

=== Page 6 ===
Page 6
If at any time you believe that any of the foregoing materials should be produced as Rule
16(a) materials, please promptly notify the Government.
III.
Disclosure by the Defendant
In light of your request for the foregoing discovery, the Government hereby requests
reciprocal discovery under Fed. R. Crim. P. 16(b). Specifically, we request that you allow
inspection and copying of: (1) any books, or copies or portions thereof, which are in the
defendant's possession, custody or control, and which the defendant intends to introduce as
evidence or otherwise rely on at trial; and (2) any results or reports of physical or mental
examinations and of scientific tests or experiments made in connection with this case, or copies
thereof, which are in the defendant's possession or control, and which the defendant intends to
introduce as evidence or otherwise rely on at trial or which were prepared by a witness whom the
defendant intends to call at trial.
The Government also requests that the defendant disclose prior statements of witnesses he
will call to testify. See Fed. R. Crim. P. 26.2; United States V. Nobles, 422 U.S. 225 (1975). We
request that such material be provided on the same basis upon which we agree to supply the
defendant with 3500 material relating to Government witnesses.
We also wish to remind you that Fed. R. Crim. P. 12.3(a) requires you to provide the
Government with written notice if the defendant intends to claim a defense of actual or believed
exercise of public authority on behalf of a law enforcement or Federal intelligence agency at the
time of the alleged crime.
The Government requests a response to our Rule 12.3 demand within the time period
allowed by the Court for the filing of motions.
IV.
Sentence Reduction for Acceptance of Responsibility
Please contact us at your earliest convenience concerning the possible disposition of this
matter or any further discovery which you may request. This Office will oppose the additional
one-point reduction under the Sentencing Guidelines available for defendants who plead prior to
the Government's initiation of trial preparations pursuant to U.S.S.G. $ 3E1.1(b), in the event your
client has not entered a plea of guilty four weeks prior to trial. We will follow this policy whether
or not suppression or other pretrial motions remain outstanding after this date and even if the trial
date has not been announced by the Court four weeks in advance of the trial.
06.20.2018
EFTA00025244

=== Page 7 ===
Page 7
Please be advised, however, that pursuant to the policy of the Office concerning plea offers,
no plea offer is effective unless and until made in writing and signed by authorized representatives
of the Office. In particular, discussions regarding the pretrial disposition of a matter that are not
reduced to writing and signed by authorized representatives of the Office cannot and do not
constitute a "formal offer" or a "plea offer," as those terms are used in Lafler V. Cooper, 132 S.Ct.
1376 (2012); Missouri V. Frye, 132 S.Ct. 1399 (2012).
Very truly yours,
GEOFFREY S. BERMAN
United States Attorney for the
Southern District of New York
By:
/s/
Assistant United States Attorneys
06.20.2018
EFTA00025245


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=== Page 1 ===
From:
To:
Subject: RE: brief
Date: Sun, 12 Jul 2020 17:57:36 +0000
Attachments: 2020-07-12_GM_detention_reply_brief_(MC_+_AR).docx
This looks great. Overall very strong, and great new paragraph addition by
too. I made a bunch of small
formatting changes, and shortened one cite, and otherwise no comments at all. Onward.
From:
Sent: Sunday, July 12, 2020 13:45
To:
Cc:
Subject: Re: brief
Thanks for flipping this so quickly, and really appreciate the team effort on this.
any comments?
Sent from my iPhone
On Jul 12, 2020, at 1:41 PM,
wrote:
Attached with my proposed edits (mostly nits and the addition of the paragraph I emailed about earlier). Thanks so
much for all your incredible work on this,
From:
Sent: Sunday, July 12, 2020 1:22 PM
To:
Cc:
Subject: Re: brief
Will do, and on my list this afternoon to do some other stuff like that that you asked earlier. I'm gonna log on in ten and
read first and then the other stuff and then circle up.
Sent from my iPhone
On Jul 12, 2020, at 13:17,
wrote:
could you please save the slip-and-fall deposition here:
Thanks.
From:
Sent: Sunday, July 12, 2020 1:09 PM
To:
Cc:
Subject: Re: brief
EFTA00024479

=== Page 2 ===
l'll call
now and then take a look right after.
Sent from my iPhone
On Jul 12, 2020, at 13:02,
wrote:
Attached.
From:
Sent: Sunday, July 12, 2020 12:39 PM
To:
Cc:
Subject: Re: brief
yup
Sent from my iPhone
On Jul 12, 2020, at 12:38,
wrote:
Hi team - I'm going to send you the draft incorporating
changes in about half an hour. Are you able to give it a
quick read to make sure you're comfortable with some of the alterations/additions? Thanks.
Assistant United States Attorney
Southern District of New York
New York, NY 10007
<2020-07-12 GM detention reply brief.docx>
<2020-07-12 GM detention reply brief (MC).docx>
EFTA00024480


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=== Page 1 ===
From: "etravelservices@cwtsatotravel.com" <etravelservices@cwtsatotravel.com>
To:
Subject: Final Voucher 10893150(1) prepared by a travel arranger is pending your review
Date: Fri, 20 Dec 2019 16:47:46 +0000
Importance: Normal
Dear
Final voucher 10893150(1) has been prepared by your travel arranger and is ready for your review. Please log
into E2 Solutions to review the document.
Trip ID: 10893150
Voucher ID: 1
Voucher type: Final
Traveler name:
Purpose: R20NYS13257 - U.S. V. Epstein - Witness Interviews
Destination: Santa Monica, CA, United States
Dates: 2019-12-15 - 2019-12-17
Current status: Pending Voucher Approval
Voucher total expenses: 1400.38
Estimated trip cost: 1907.95
E2 Single Sign On Login (within DOJ Network Only):
https://dojnet.doj.gov/jmd/fs/e2-redirect.html
E2 Manual Login (User ID and Password):
https://e2.gov.cwtsatotravel.com
Thank you for using E2Solutions. Help and support is available online by selecting the 'Online Help' link.
Please note: Replies to this mailbox are not monitored.
Some E2 email notifications are optional. To manage your email notifications, go to E2 Solutions to change your
email settings. Click 'Profile' on the task bar and then click the 'Edit Email Notifications' link to manage the
emails that you receive from us.
Reference ID# V0012
This e-mail and any attachments may contain confidential and/or proprietary information. If you received this e-
mail in error, please notify the sender immediately by reply e-mail and delete the e-mail and any attachments;
any further use of such e-mail or attachments is strictly prohibited.
EFTA00026615


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=== Page 1 ===
From:
"
)"
To:
)"
Subject: Tentative: Maxwell - Discuss Images from Epstein Devices
Date: Fri, 16 Oct 2020 13:05:23 +0000
Importance: Normal
Attachments: unnamed
EFTA00027055


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=== Page 1 ===
From:
Subject: 20cr330, US V. Maxwell
Date: Mon, 22 Nov 2021 23:20:48 +0000
Attachments: 20cr330 Bottomline_Order
11.22.21.pdf;
20cr330
emp_Seal._Mem._Op._&_Order_11.22.21.pdf;
20cr330
Temp_Seal_Mem_Op._&_Order_11.22.21.pdf
Counsel:
Attached please find an Order and two temporarily sealed Memorandum Opinions & Orders issued by Judge
Nathan. The Order will be docketed tomorrow morning.
Please confirm receipt.
Sincerely,
Chambers of the Hon. Alison J. Nathan
EFTA00024982


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=== Page 1 ===
From: "Berman, Geoffrey (USANYS)"
To:
Subject:
Date: Wed, 08 Jan 2020 20:55:15 +0000
One of Epstein's victims,
said that Maxwell and
coached her on how to pleasure him. "It was
Ghislaine and
that showed me how to please Jeffrey,"
said.
EFTA00024257


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=== Page 1 ===
FedEx.
Invoice No:
5-541-59418
Invoice Date:
Aug 14, 2000
Account Number:
Page 1 of 12
FedEx Tax ID: 71-0427007
EPSTEIN & CO INC
Billing Account Shipping Address:
J EPSTEIN & CO INC
MRS SHERMAN
US
Questions?
Phone:
M-F 7-6 (CST)
Fax:
Invoice Summary Aug 14, 2000
Internet: www.fedex.com
Domestic Services
Net Transportation Charges
365.66
Special Handling Charges
34.66
Total Charges
USD.$
400.32
To ensure proper credit, please return this portion with your payment to FedEx.
Please do not staple or fold.
Invoice
Account
Remittance Advice
Amount Due
Number
Number
Your Payment is due by Aug 29, 2000
5-541-59418
USD $ 400.32
1144208155415941898004003256
SP 01 000001 97702 A 1 ASNGLP
LEPSTEIN & CO INC
FedEx
P.O. Box 1140
Memphis TN 38101-1140
For change of address, check here and complete form on reverse side.
EFTA00024636

=== Page 2 ===
FedEx.
Invoice No:
5-541-59418
Invoice Date:
Aug 14, 2000
Account Number:
Page 2 of 12
FedEx
Federal Express
Please indicate any change in mailing address:
Account Number: 1144-2081-6
Name:
Address:
Apt./Suite #
City:
State:
Zip:
Home Phone (
)
Business Phone (
)
EFTA00024637

=== Page 3 ===
FedEx.
Invoice No:
5-541-59418
Invoice Date:
Aug 14, 2000
Account Number:
Page 3 of 12
Payment Type Summary
Original
Shipper
Number of Airbills
19
Transportation Charges
303.62
Special Handling Charges
32.18
Total
USD $
335.80
Number of Airbills
19
Total Charges
USD $
335.80
Recipient
Number of Airbills
1
Transportation Charges
13.44
Special Handling Charges
0.54
Total
USD $
13.98
Number of Airbills
1
Total Charges
USD $
13.98
Third Party
Number of Airbills
1
Transportation Charges
48.60
Special Handling Charges
1.94
Total
USD $
50.54
Number of Airbills
1
Total Charges
USD $
50.54
TOTAL AIRBILLS
21
TOTAL CHARGES
USD $
400.32
EFTA00024638

=== Page 4 ===
FedEx.
Invoice No:
5-541-59418
Invoice Date:
Aug 14, 2000
Account Number:
Page 4 of 12
Payment Type Detail (Original)
Picked up: Jul 31, 2000
Payor: Shipper
Reference: NO REFERENCE INFORMATION
Fuel Surcharge - FedEx must apply a temporary fuel surcharge to reflect current market conditions as they relate to fuel costs.
1st attempt Aug 02. 2000 at 12:10 PM.
INCORRECT RECIPIENT ADDRESS
Original address - 1315 ALBERS STREET/VAN NUYS,CA 91401
Distance Based Pricing, Region 8
FedEx has audited this airbill for correct pieces, weight, and service. Any changes made are reflected in the invoice amount.
Airbill
821569343453
Sender
Recipient
Service Type FedEx 2Day
ANTOINETTE
Package Type Customer Packaging
J EPSTEIN & CO INC
Region
8
Pieces
1
Weight
3.0 lbs, 1.4 kgs
Delivered
Aug 03, 2000 15:12
Transportation Charge
11.02
Service
Fuel Surcharge
0.44
Area Code
2R
Address Correction
10.00
Signed By
0803015525
Bundle ID
000
Total Transportation Charges
USD $
21.46
FedEx Internal Use: 2163327800012002/_/03
EFTA00024639

=== Page 5 ===
FedEx.
Invoice No:
5-541-59418
Invoice Date:
Aug 14, 2000
Account Number:
Page 5 of 12
Payment Type Detail (Original)
EFTA00024640

=== Page 6 ===
FedEx.
Invoice No:
5-541-59418
Invoice Date:
Aug 14, 2000
Account Number:
Page 6 of 12
Payment Type Detail (Original)
EFTA00024641

=== Page 7 ===
FedEx.
Invoice No:
5-541-59418
Invoice Date:
Aug 14, 2000
Account Number:
Page 7 of 12
Payment Type Detail (Original)
EFTA00024642

=== Page 8 ===
FedEx.
Invoice No:
5-541-59418
Invoice Date:
Aug 14, 2000
Account Number:
Page 8 of 12
Payment Type Detail (Original)
EFTA00024643

=== Page 9 ===
FedEx.
Invoice No:
5-541-59418
Invoice Date:
Aug 14, 2000
Account Number:
Page 9 of 12
Payment Type Detail (Original)
Picked up: Aug 08, 2000
Payor: Shipper
Reference: NO REFERENCE INFORMATION
Fuel Surcharge - FedEx must apply a temporary fuel surcharge to reflect current market conditions as they relate to fuel costs.
Distance Based Pricing. Region 8
Airbill
818455010171
Sender
Recipient
Service Type FedEx Standard Overnight
JEFFREY EPSTEIN
Package Type FedEx Envelope
J EPSTEIN & CO INC
HUMAN Bundle ID
Region
8
Pieces
1
Weight
N/A lbs
Delivered
Aug 09. 2000 12:49
Transportation Charge
11.76
Service
Fuel Surcharge
0.47
Area Code
AA
Signed By
Total Transportation Charges
USD $
12.23
000
FedEx Internal Use: 224151490/0001234/
EFTA00024644

=== Page 10 ===
FedEx.
Invoice No:
5-541-59418
Invoice Date:
Aug 14, 2000
Account Number:
Page 10 of 12
Payment Type Detail (Original)
EFTA00024645

=== Page 11 ===
FedEx.
Invoice No:
5-541-59418
Invoice Date:
Aug 14, 2000
Account Number:
Page 11 of 12
Payment Type Detail (Original)
EFTA00024646

=== Page 12 ===
FedEx.
Invoice No:
5-541-59418
Invoice Date:
Aug 14, 2000
Account Number:
Page 12 of 12
Payment Type Detail (Original)
EFTA00024647


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=== Page 1 ===
From:
(USANYS)"
To:
)"
Cc:
)"
Subject: FW: Travel Records
Date: Wed, 07 Apr 2021 00:22:46 +0000
Attachments:
pdf;
pdf
- I'm nowhere near as familiar with the discovery, so not sure if this has been produced. If not, let me know and
I can forward to
to produce. l'll also save in her 3500.
From:
(NY) (FBI)
Sent: Tuesday, April 06, 2021 11:46 AM
To:
(USANYS)
i
Cc:
is
Subject: RE: Travel Records
We sent the FDR to the UK and are waiting for results. Yes there are records for
Attached are the records for
from 1/1/1990-4/5/2021. There are two sets due to her last name being both
and
on the travel records.
Feel free to give me a call if you have questions.
Special Agent
FBI New York Field Office
Child Exploitation/Human Trafficking
Desk:
From:
(USANYS)
Sent: Monday, April 5, 2021 10:51 AM
To:
(NY) (FBI)
>; Byrne,
(NYPD)
Cc:
is
)
Subject: [EXTERNAL EMAIL] - Travel Records
and
I wanted to check in to see whether there is any update from the ALAT about travel records on the UK side for Maxwell,
Epstein, and
Also, when we got the CBP records for Epstein and Maxwell for the 1990s, did we also request
those records for
?
Please feel free to give me a call on this.
Thanks!
Assistant United States Attorney
United States Attorney's Office
EFTA00027084

=== Page 2 ===
Southern District of New York
One St. Andrew's Plaza
New York, New York 10007
Tel:
EFTA00027085


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=== Page 1 ===
Debevoise
CONFIDENTIAL
&
Plimpton
USAO - SDNY Matters In Which Debevoise & Plimpton LLP Has Appeared
Case Caption/Matter Description
www.debevoise.com
EFTA00025533

=== Page 2 ===
CONFIDENTIAL
Case Caption/Matter Description
EFTA00025534

=== Page 3 ===
CONFIDENTIAL
Case Caption/Matter Description
Russell cleared
Wexner: Epstein investigation
to participate
3
EFTA00025535


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=== Page 1 ===
From:
)"
To:
)"
Subject: 2020-04-28 Maxwell draft indictment.
2.docx
Date: Wed, 29 Apr 2020 19:52:47 +0000
Attachments: 2020-04-28_Maxwell_draft_indictment.
2.docx
l'll call you in a sec
EFTA00025294


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=== Page 1 ===
From: Mariann Wang
To:
)"
Cc: Gloria Allred
Subject: Re: Another survivor
Date: Thu, 18 Mar 2021 02:54:12 +0000
Sure, how about April 2d at 12.30pm?
> On Mar 17, 2021, at 4:02 PM,
)
wrote:
>
> Hi Mariann,
V
> Hope you're well too, thanks. April 1 is pretty full on my end now. Would April 2 work for an interview with
this survivor, please?
V
> Thanks,
>
>
>
Original Message
> From: Mariann Wang
> Sent: Wednesday, March 17, 2021 8:48 AM
> To:
> Cc: Gloria Allred
> Subject: Another survivor
V
V
,
>
> I hope you're well. We have another survivor who would like to share her information/what happened to her. If
you're willing/open, perhaps we could just add her to April 1st, or let us know what you prefer. She is someone
who was abused by Epstein on one occasion in 2004.
>
> Thank you,
> Mariann
EFTA00024712


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=== Page 1 ===
From:
Cc:
Subject: Re: Submission on behalf of
Date: Tue, 17 Mar 2020 19:44:19 +0000
I am working on the new draft of this submission but it is going slower than I expected.
has been in an
emotionally and psychologically fragile state, and because of the Coronavirus, we cannot get her the proper
therapy which she needs. We have suggested she go back to Florida, so at least she can be in her home and not
shut up in a stranger's apartment here in NYC. Additionally, we attorneys have all shut our offices and are
working at home, leading to a great loss in productivity.
So, realistically I am hoping to get you the new draft tomorrow afternoon.
Sent from my iPhone
On Mar 12, 2020, at 8:49 PM,
wrote:
Confirming receipt, thanks.
From:
@gmail.com>
Sent: Thursday, March 12, 2020 20:40
To:
Cc:
Subject: Submission on behalf of
@gmail.com has shared a link to the following document:
Submission on behalf of
Unk
nown
profile
Attached is a draft of the factual statement, just so that you can better understand the facts that we are
presenting.
We feel that given
abuse, and given the fact that we see her basically as a cog in Epstein's wheel,
acting entirely at his direction and doing what she did at a time that she herself was a very vulnerable victim, a
non-pros would be the appropriate disposition. But we want to discuss this with you before we finalize this and
make a submission.
EFTA00025183

=== Page 2 ===
Thanks
Open in Docs
Logo for
Google Docs: Create and edit documents online.
Google Docs
Google LLC, 1600 Amphitheatre Parkway, Mountain View, CA 94043, USA
You have received this email because someone shared a document with you from Google Docs.
EFTA00025184


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=== Page 1 ===

=== Page 2 ===
Return Information
WARNING
Schedule E. Unrecaptured section 1250 gains are entered on the
Partnership Passthrough worksheet, Activity section,
Unrecaptured section 1250 but no entry was made for section 1231
gain (loss). The unrecaptured section 1250 gain entry should
be included in the section 1231 gain (loss) entry on this
activity. If the unrecaptured section 1231 gain is included in
net long-term capital gain (loss), reduce the long-term capital
gain (loss) by the amount of the unrecaptured section 1250 gain.
(10228)
CAUTION
Form 3800. An entry has not been made on Business, Farm,
Fiduciary Passthrough, Partnership Passthrough, or S-Corporation
Passthrough worksheet, Form 6765 - Research Credit section,
Itemized deductions field for the portion of itemized deductions
that apply to the entity. Itemized deductions have not been
taken into account when calculating the entity's income for
limiting the credit from Form 6765. (29889)
Form 114 Electronic Filing. No PIN number is required for Form
114, FBAR, filed through ProSystem fx Tax, as indicated on the
PIN line on page 1 of Form 114. (24070)
Form 114 Electronic Filing. The Filer Signature Date has been
populated automatically for the electronic file. A different
date may be entered on 114 and 8938 - Foreign Assets worksheet,
Form 114 Filer Information section, Date Signed by
Filer-Override field. Future dates are not allowed by FinCEN.
(24421)
Massachusetts. For the 2017 tax year taxpayers must file and
make extension payments electronically if making a payment of
$5,000 or more. As a substitute for an electronically filed
extension, payment may be telefiled or filed on Massachusetts
TaxConnect web site: mass.gov/masstaxconnect. Form M-4868 is no
longer allowed if there is no amount due. (20712)
Massachusetts. The return due date and/or date filed are after
April 17, 2018 and the return has a balance due and/or Schedule
HC penalty amount due. No late payment interest or penalties
have been requested. Taxpayers with a Schedule HC penalty may
receive a notice of underpayment of tax due if late payment
interest and penalties are not calculated on any Schedule HC
penalty amount due if paid after April 17, 2018. Check your
input and recalculate the return, if necessary. (20942)
INFORMATIONAL
EFTA00025625

=== Page 3 ===
Return Information
Schedule A. The state and local income tax deduction is greater
than the general sales tax deduction calculation of $1,788. To
force the general sales tax deduction, enter "Force sales tax
deduction" on the Itemized Deductions worksheet, State and Local
Sales Tax Information section, State and local taxes or sales
taxes option field. (32549)
Schedule A. Total available income used in the sales tax
deduction calculation is as follows:
Form 1040, line 38 (adjusted gross income)
$ 484,192
Tax-exempt interest
$ 1,941
Nontaxable combat pay
$ 0
Nontaxable part of social security
and railroad retirement benefits
$ 0
Nontaxable part of IRA,
pension, or annuity distributions
$ 0
Additional nontaxable income
$ 0
2017 total available income used
in the sales tax deduction calculation
$ 486,133
(32563)
Schedule A. The IRS has not provided guidance on 2017 state
overpayments as it relates to the Tax Cuts and Jobs Act's
language on prepayments of tax. Schedule A, line 5 has not been
limited to actual 2017 state income tax liability. To make
adjustments or override this calculation, make entries on the
Itemized Deductions worksheet, Taxes Paid section or Other Taxes
Paid section with a Tax Code of "1". If the current
interpretation is desired, this diagnostic should be ignored.
(33663)
Form 1040. An overpayment is present in the return and all or
part will be credited to next year's tax. Please review the
return to make sure this is correct. (37513)
Electronic Filing. Electronic filing has been requested for
this return. The IRS requires all negative numbers to print
with minus signs when filing electronically. In this return, a
request was made to print with parenthesis either on the
Processing Options section of the Return Options worksheet or in
Office Manager. This option was not used in this return.
(30853)
Form 1040. The Refund Attributable to Estimate Tax Paid in
Following Year on the Other Income worksheet, Refunds of State
and Local Income Taxes - Detail/IRS 1099-G section shows $3,021.
There is a math discrepancy regarding this amount. Please
review your entries on the Other Income worksheet, Refunds of
State and Local Income Taxes - Detail/IRS 1099-G section and
recalculate the return if necessary. (32267)
EFTA00025626

=== Page 4 ===
Return Information
Form 1040. The Refund Attributable to Estimate Tax Paid in
Following Year on the Other Income worksheet, Refunds of State
and Local Income Taxes - Detail/IRS 1099-G section shows
$12,773. There is a math discrepancy regarding this amount.
Please review your entries on the Other Income worksheet,
Refunds of State and Local Income Taxes - Detail/IRS 1099-G
section and recalculate the return if necessary. (32267)
Form 1040. The full-year coverage box for health care has been
checked on this return. If this is not the case, entries must
be made on the Basic Data worksheet, General section, No health
insurance for the entire year and claiming no exemptions field
or the Health Coverage worksheet or the Employer Provided Health
Insurance Offer and Coverage worksheet to calculate a shared
responsibility payment or claim an exemption. Please make any
necessary entries and recalculate the return. (38548)
Form 1040. The filing status of married filing joint produced a
tax liability that was lower than the estimated tax liability
under the alternative filing status of married filing separate
by $ 14,313. (31606)
Electronic Filing. The following form has been prepared but is
not available for electronic filing: Partnership Basis
Limitation Worksheet. Please review the form's printed
instructions for proper filing. (37054)
Schedule A. Nondeductible miscellaneous deduction is $9,684.
(31731)
Schedule C. Input for the questions regarding filing Form(s)
1099 were left blank. The default answer "No" has been checked
for question I and question J has been left blank. To change
these answers, make an entry on the Business worksheet, General
section, Payments made during the tax year that would require
you to file Form(s) 1099 and/or Filed, or will file required
Form(s) 1099 fields. (37706)
Form 8582. A nonpassive activity with a prior year suspended
passive loss has been entered. This loss has been applied
against the activity's current net income, if any. Any unused
carryover was then applied against other passive activities.
(36505)
Schedule SE. Schedule SE has not been prepared for the spouse
because self-employment income is less than $400.00. If
Schedule SE is desired, select Mandatory Printing on the Return
Options worksheet, Form Printing Options section, Schedule SE
(self-employment tax) field. (31108)
EFTA00025627

=== Page 5 ===
Return Information
Form 1116. Passive income and taxes have been included with the
General Limitation category because the foreign taxes paid on
the income (after allocation of expenses) exceeds the highest
U.S. tax that can be imposed on the income. To prevent this
high tax kickout treatment enter an "X" on the Foreign Tax
Credit worksheet, Processing Options section, Prevent high tax
kickout treatment field. (31558)
Form 2210. The filing date hasn't been entered on the Penalties
worksheet, Federal Late Payment Penalty and Interest section
and the processing date of the return is after 04/17/18. The
amount of 2210 penalty calculated may be understated. Please
review return and recalculate if necessary. (37240)
Form 8582. One of the exceptions to filing Form 8582 has been
met. Form 8582 has only been printed in the accountant's and
taxpayer's copies of the return. (31220)
Form 8582-CR. 100 percent disposition of a passive activity has
occurred and the disallowed passive credit from that activity
is $ 16. (31777)
Filing Status Comparison. The Form 2210 penalty has not been
included in the calculation of the tax underpayment on the
Filing Status Comparison Worksheet. (36333)
Letters and Filing Instructions. Axcess Tax sequencing numbers
will be considered as "(Y) include in letter." See
Correspondence help for paragraph positioning. (34782)
Depreciation. The option to prepare state-if-different
depreciation report (s) has been selected by the entry on the
Depreciation and Depletion Options and Overrides worksheet,
Depreciation Options section, State-if-different depreciation
report field. There are no state-if-different assets in this
return and therefore the report (s) are not produced since they
are identical to the federal depreciation report(s). (30940)
Schedule E. A nonpassive partnership activity has been entered
with no entry for self-employment income (loss). Please review
and enter self-employment income (loss) on the Partnership
Passthrough worksheet, General - Activity section, Net earnings
from self-emp field, if applicable. (31410)
Schedule E. A nonpassive partnership activity has been entered
with no entry for self-employment income (loss). Please review
and enter self-employment income (loss) on the Partnership
Passthrough worksheet, General - Activity section, Net earnings
from self-emp field, if applicable. (31410)
EFTA00025628

=== Page 6 ===
Return Information
Schedule E. A nonpassive partnership activity has been entered
with no entry for self-employment income (loss). Please review
and enter self-employment income (loss) on the Partnership
Passthrough worksheet, General - Activity section, Net earnings
from self-emp field, if applicable. (31410)
Form 1116 AMT. Passive income and taxes have been included with
the General Limitation category because the foreign taxes paid
on the income (after allocation of expenses) exceeds the highest
U.S. tax that can be imposed on the income. To prevent this
high tax kickout treatment enter an "X" on the Foreign Tax
Credit worksheet, Processing Options section, Prevent high tax
kickout treatment - Form 1116AMT field. (31564)
Electronic Filing. This return has qualified for electronic
filing and the Practitioner PIN program has been elected to
allow for paperless filing. Please review the return with the
taxpayer, secure required signatures on Form 8879, and authorize
the return to be released for transmission to the IRS. The
Electronic Return Originator (ERO) should retain Form 8879. Do
not submit unless requested to do so by the Internal Revenue
Service. (31404)
Direct Deposit. Bank information has been entered but is not
being used on Forms 1040, 1040A, 1040EZ or 1040NR. (33628)
Form 114 Electronic Filing. This FBAR return has qualified for
electronic filing. If a printed copy of the FBAR is generated
and electronic processing is completed, do not mail the printed
copy of the return to the FinCEN. Form 114A should be signed
and retained by the electronic return originator. (33981)
Massachusetts. Form M-4868 has been locked with the passing of
the due date. The amount paid with the extension has been
included on Form 1 or Form 1-NR/PY. (30472)
Massachusetts. Due to Massachusetts' multiple tax rates for
capital gain income, there may be some benefit to using the
overrides on the Taxes > Net Investment Income Tax (Form 8960)
worksheet, Adjustments / Overrides section for federal Form
8960, Line 9b and state Form 8960 Lines 9 - 11. (33214)
Massachusetts Electronic Filing. The Massachusetts return has
been selected for electronic filing. The state return will be
included in the electronic file and transmitted to the MDOR.
Form M-8453 must be signed by the taxpayer prior to transmitting
the return. Do not mail Form M-8453 to the MDOR. Original Forms
M-8453 are to be retained by the ERO for a period of three
years from the date the return is filed. (31613)
EFTA00025629

=== Page 7 ===
Return Information
Massachusetts Electronic Filing. The following electronic funds
withdrawal information has been selected for this return on the
Basic Data worksheet > Direct Deposit/Electronic Funds
Withdrawal section:
Routing Number:
211070175
Account Number:
Account Type:
Checking
Payment Date:
10/12/18
Payment Amount:
$2429
(31921)
EFTA00025630

=== Page 8 ===
Federal Tax Comparison for Married Filing Joint and Separate
Taxpayer
Spouse
Married Filing Separate
Married Filing Joint
Total Income
266,796.
314,241.
581,037.
581,037.
Less: Adjustments
96,845.
96,845.
96,845.
Adjusted Gross Income
169,951.
314,241.
484,192.
484,192.
Standard/Itemized Deductions
125,755.
175,366.
301,121.
301,121.
Exemptions
6,318.
6,318.
Taxable Income
37,878.
138,875.
176,753.
183,071.
Total Tax (regular & AMT)
40,143.
43,012.
83,155.
69,311.
Less: Credits
Add: Other Taxes
24,005.
7,191.
31,196.
30,727.
Less: Earned Income Credit
Less: Additional child tax credit
Less: Payments (excludes ext.)
40,929.
40,928.
81,857.
81,857.
Tax Underpayment/(Overpayment)
23,219.
9,275.
32,494.
18,181.
MARRIED FILING JOINT PRODUCED AN ESTIMATED SAVINGS OF
14,313.
712601
04-01-17
EFTA00025631

=== Page 9 ===
Tax Return Carryovers to 2018
NAME: SCOTT G. BORGERSON & GHISLAINE MAXWELL
ID Number:
Disallowing
Originating
Entity/
St/
Form
Description
Form
City
Amount
Activity
GENERAL LIMITATION INC OVERALL
1116
FOREIGN SOURCE LOSS
1116
3,225.
1116
GENERAL LIMITATION INC C/O FROM 2015
1116
1.
1116
GENERAL LIMITATION INC C/O FROM 2017
1116
1,397.
1116AMT
GENERAL LIMITATION INC C/O FROM 2017
1116 AMT
856.
GENL BUS CR C/O OFFSET AMT FROM 2017
3800
- INCR RESEARCH ACT (POST-2015 SB)
397.
GENERAL BUSINESS CREDIT C/O FROM 2017
3800
- INCREASED RESEARCH ACTS
3800
13.
INCOME LIMITATION - CARGOMETRICS
6765
TECHNOLOGIES LLC
SCH E P2
2
4,937.
8582CR
OTHER PASSIVE ACTIVITY CREDIT
8582CR
16.
8801
MINIMUM TAX CREDIT
8801
4.
712541 04-01-17
EFTA00025632

=== Page 10 ===
Extension Information Report
NAME:
ID Number:
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Extension form
Balance due
Amount paid
Due
Unit
shown
Unlocked
name
with extension
Date
on extension
FED
FORM 4868
60,000.
60,000.
04/17/18
MA
M 4868
15,000.
15,000.
04/17/18
717051 04-01-17
EFTA00025633

=== Page 11 ===
Direct Deposit/Debit Report
Name: SCOTT G. BORGERSON & GHISLAINE MAXWELL
ID Number:
Debit/Deposit
Unit
Form
Name of Financial Institution
Account Type
Routing Number
Account Number
Date
Amount
DEBIT
MA 1
CITIZENS BANK
CHECKING
211070175
10/12/18
2,429.
703481 05-23-17
EFTA00025634

=== Page 12 ===
MAX4883.0
Input Override Report
10/12/2018
Worksheet: Extensions (Forms 4868 and 2350)
Section: Automatic Extension (Form 4868)
State tax liability - O/R
37,294
Fed inc tax liab - O/R
141,857
12,600
Worksheet: Payments
Section: Federal Extension Payments
4868 extension payment - O/R
60,000
Section: State Extension Payments
Amount paid with extension
15,000
EFTA00025635

=== Page 13 ===
REVIEW 17I:DGC17I (TEMPLATE)
Global Note
000921 04-01-17
EFTA00025636

=== Page 14 ===
LANNELLO 10/10/17 10:21AM INTERVIEW FORM C-2
PAYROLL SS
430.00
PAYROLL MEDICARE
100.00
530.00
WHERLIHY - 04/06/18 18:13 PM WORKSHEET PROFIT OR LOSS FROM BUS
CONSULTING
7,530.00
0.00
7,530.00
0.00
XSANTILLAN 10/05/16 11:18AM WORKSHEET ITEMIZED DEDUCTIONS
0.00
7,330.00
0.00
10.00
0.00
7,340.00
LANNELLO 04/10/17 02:26PM INTERVIEW FORM A-2
FROM HUD
0.00
17,524.00
TIDEWOOD
7,132.00
15,468.00
MANCHESTER
12,631.00
0.00
ANGARA TRUST
7,133.00
0.00
26,896.00
32,992.00
LANNELLO - 04/10/17 01:34PM INTERVIEW FORM M-3
0.00
9,138.00
0.00
483.00
0.00
9,621.00
LANNELLO 04/10/17 01:45PM INTERVIEW FORM M-2
$5,500 X 12
0.00
66,000.00
0.00
66,000.00
LANNELLO 09/05/18 11:15 AM WORKSHEET PARTNERSHIP PASSTHROUGH
LINE 5
673.00
0.00
LINE 11F
5,059.00
0.00
5,732.00
0.00
List
000901 04-01-17
EFTA00025637

=== Page 15 ===
LANNELLO - 04/13/18 15:44 PM WORKSHEET STATE ESTIMATED TAX PAY
GM
12,773.00
0.00
SB
3,021.00
0.00
15,794.00
0.00
WHERLIHY - 10/04/18 14:33 PM WORKSHEET PARTNERSHIP PASSTHROUGH
48,770.00
0.00
INT EXP TO US OBS
-7,622.00
0.00
41,148.00
0.00
List
000901 04-01-17
EFTA00025638

=== Page 16 ===
2017 Return Summary
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FEDERAL MASSACHUSETTS
ADJUSTED GROSS INCOME
484,192.
656,774.
ITEMIZED OR STANDARD DEDUCTION
-301,121.
0.
EXEMPTIONS
0.
-9,800.
TAXABLE INCOME
183,071.
646,974.
TAX
16,076.
39,583.
ALTERNATIVE MINIMUM TAX
53,235.
SELF-EMPLOYMENT TAX
22,914.
NET INVESTMENT INCOME TAX
7,813.
INCOME TAX WITHHELD
0.
0.
ESTIMATED TAX PAID
-81,857.
-22,294.
EXTENSION PAYMENT (S)
-60,000.
-15,000.
UNDERPAYMENT PENALTY
81.
140.
AMOUNT OVERPAID
41,819.
AMOUNT DUE <REFUND>
0.
2,429.
AMOUNT OF REFUND CREDITED TO NEXT YEAR
41,738.
0.
ADDITIONAL INFORMATION:
FEDERAL TAX BRACKET
AVERAGE TAX RATE - 8.78%
MARGINAL RATE OF ORDINARY INCOME - 10%
MARGINAL RATE OF LT CAPITAL GAIN - 15%
726310 04-01-17
EFTA00025639

=== Page 17 ===
2017 Return Summary
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FEDERAL
MASSACHUSETTS
RESIDENCY
FULL YEAR
FULL YEAR
FILING STATUS
MARRIED-JOINT
JOINT
NUMBER OF DEPENDENTS
1
1
E-FILE REQUESTED
YES
YES
DUE DATE
04/17/2018
04/17/2018
EXTENDED DUE DATE
10/15/2018
10/15/2018
DIRECT DEPOSIT
N/A
NO
ELECTRONIC WITHDRAWAL
N/A
YES
DATE CALCULATED
10/12/2018
10/12/2018
TIME CALCULATED
10:42:28
10:42:28
RELEASE VERSION
2017.04030
2017.04030
EXPORT VERSION
2017.04030
2017.04030
DATE EXPORTED
10/12/2018
10/12/2018
TIME EXPORTED
10:43:46
10:43:46
DATE EXTENSION EXPORTED
04/16/2018
04/16/2018
TIME EXTENSION EXPORTED
17:32:46
17:32:46
726310 04-01-17
EFTA00025640

=== Page 18 ===
ELECTRONIC FILING STATUS REPORT
TAXING AUTHORITY
RETURN STATUS
ELECTRONIC FILING STATUS
DATE EXPORTED
FEDERAL
QUALIFIED
READY TO RELEASE BY CUSTOMER
10/12/2018
FEDERAL 4868
PREV EXPORTED
ACCEPTED
04/16/2018
FORM 114 GHISLAI20170001
QUALIFIED
10/12/2018
MASSACHUSETTS
QUALIFIED
READY TO RELEASE BY CUSTOMER
10/12/2018
MASSACHUSETTS EXTENSION
PREV EXPORTED
ACCEPTED
04/16/2018
728131 04-01-17
EFTA00025641

=== Page 19 ===
DGC
ACCOUNTING TAX ADVISORY
SCOTT G. BORGERSON & GHISLAINE MAXWELL
C/O DGC, 150 PRESIDENTIAL WAY APT. NO. 510
WOBURN, MA 01801
DEAR SCOTT & GHISLAINE:
ENCLOSED ARE YOUR 2017 INCOME TAX RETURNS, AS FOLLOWS...
2017 U.S. INDIVIDUAL INCOME TAX RETURN
2017 FEDERAL REPORT OF FOREIGN BANK AND FINANCIAL ACCOUNTS
2017 MASSACHUSETTS INDIVIDUAL INCOME TAX RETURN
FORM(S) 114, REPORT OF FOREIGN BANK AND FINANCIAL ACCOUNTS, WILL BE
ELECTRONICALLY FILED WITH THE FINCEN.
WE PREPARED THE RETURNS FROM INFORMATION YOU FURNISHED US WITHOUT
VERIFICATION. UPON EXAMINATION OF THE RETURNS BY TAXING AUTHORITIES, REQUESTS
MAY BE MADE FOR UNDERLYING DATA. WE THEREFORE RECOMMEND THAT YOU PRESERVE
ALL RECORDS WHICH YOU MAY BE CALLED UPON TO PRODUCE IN CONNECTION WITH SUCH
POSSIBLE EXAMINATIONS.
VERY TRULY YOURS,
LAURA K. BAROOSHIAN
DICICCO, GULMAN & COMPANY LLP
150 Presidential Way, Suite 510, Woburn, MA 01801 781.937.5300 dgccpa.com
EFTA00025642

=== Page 20 ===
2017 TAX RETURN FILING INSTRUCTIONS
U.S. INDIVIDUAL INCOME TAX RETURN
FOR THE YEAR ENDING
DECEMBER 31, 2017
PREPARED FOR:
SCOTT G. BORGERSON & GHISLAINE MAXWELL
C/O DGC, 150 PRESIDENTIAL WAY APT. NO. 510
WOBURN, MA 01801
PREPARED BY:
DICICCO, GULMAN & COMPANY, LLP
150 PRESIDENTIAL WAY, SUITE 510
WOBURN, MA 01801
AMOUNT OF TAX:
TOTAL TAX
$
100,038
LESS: PAYMENTS AND CREDITS
$
141,857
PLUS: INTEREST AND PENALTIES
$
81
OVERPAYMENT
$
41,738
OVERPAYMENT:
CREDITED TO YOUR ESTIMATED TAX
$
41,738
REFUNDED TO YOU
$
0
MAKE CHECK PAYABLE TO:
NOT APPLICABLE
MAIL TAX RETURN AND CHECK (IF APPLICABLE) TO:
THIS RETURN HAS BEEN PREPARED FOR ELECTRONIC FILING AND THE
PRACTITIONER PIN PROGRAM HAS BEEN ELECTED. PLEASE SIGN AND RETURN
FORM 8879 TO OUR OFFICE. WE WILL THEN TRANSMIT YOUR RETURN
ELECTRONICALLY TO THE IRS.
RETURN MUST BE MAILED ON OR BEFORE:
RETURN FEDERAL FORM 8879 TO US BY OCTOBER 15, 2018.
SPECIAL INSTRUCTIONS:
IN ORDER FOR US TO ELECTRONICALLY FILE THE ABOVE RETURNS WE MUST
HAVE WRITTEN AUTHORIZATION FROM YOU. WE ARE ENCLOSING A U.S. FORM
8879 AND MA FORM M-8453, WHICH YOU MUST SIGN TO AUTHORIZE THE E-
FILING OF YOUR TAX RETURNS. EACH AUTHORIZATION FORM SHOULD BE
SIGNED AND RETURNED TO OUR OFFICE AS SOON AS POSSIBLE BY POSTAL
SERVICE, E-MAIL, OR FAX.
THE STATUS OF YOUR 2018 INDIVIDUAL ESTIMATED TAXES FOR THE FOURTH
QUARTER WILL BE DETERMINED AT A LATER DATE.
EFTA00025643

=== Page 21 ===
2017 TAX RETURN FILING INSTRUCTIONS
REPORT OF FOREIGN BANK AND FINANCIAL ACCOUNTS
PREPARED FOR:
SCOTT G. BORGERSON & GHISLAINE MAXWELL
C/O DGC, 150 PRESIDENTIAL WAY APT. NO. 510
WOBURN, MA 01801
PREPARED BY:
DICICCO, GULMAN & COMPANY, LLP
150 PRESIDENTIAL WAY, SUITE 510
WOBURN, MA 01801
FORM MUST BE FILED ON OR BEFORE:
RETURN FORM(S) 114A TO US ON OR BEFORE OCTOBER 15, 2018.
SPECIAL INSTRUCTIONS:
THE SPOUSE'S FORM 114 HAS BEEN PREPARED FOR ELECTRONIC FILING.
PLEASE SIGN, DATE, AND RETURN FORM 114A TO OUR OFFICE. WE WILL THEN
TRANSMIT THE SPOUSE'S FORM TO THE FINCEN.
EFTA00025644

=== Page 22 ===
Tentative Credit for Prior Year Minimum Tax
Name(s)
Social security number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part I
Net Minimum Tax on Exclusion Items
1 Combine lines 1, 6 and 10 of your 2017 Form 6251
1
177,959.
2 Enter adjustments and preferences treated as exclusion items
2
283,769.
3 Minimum tax credit net operating loss deduction
3
(
)
4 Combine lines 1, 2, and 3. If more than zero OR you filed Form 2555 for 2017, go to line 5. If zero or less
AND you did not file Form 2555 for 2017, enter -0- here and on line 15 and go to Part II.
4
461,728.
5 Enter: $84,500 if married filing jointly or qualifying widow(er) for 2017; $54,300 if single or head of household for
2017; or $42,250 if married filing separately for 2017
5
84,500.
6 Enter: $160,900 if married filing jointly or qualifying widow(er) for 2017; $120,700 if single or head of household
for 2017; or $80,450 if married filing separately for 2017
6
160,900.
7 Subtract line 6 from line 4. If zero or less, enter -0- here and on line 8 and go to line 9
7
300,828.
8 Multiply line 7 by 25% (.25)
8
75,207.
9 Subtract line 8 from line 5. If zero or less, enter -0-
9
9,293.
10 Subtract line 9 from line 4. If zero or less, enter -0- here and on line 15 and go to Part Il
10
452,435.
11
If you filed Form 2555 for 2017, enter the amount from line 6 of the Foreign Earned Income Tax Worksheet.
If for 2017 you reported capital gain distributions directly on Form 1040, line 13; you reported qualified
dividends on Form 1040, line 9b; or had a gain on both lines 15 and 16 of Schedule D (Form 1040), complete
Part III and enter the amount from line 55 here.
All others: If line 10 is $187,800 or less ($93,900 or less if married filing separately for 2017), multiply line 10
by 26% (.26). Otherwise, multiply line 10 by 28% (.28) and subtract $3,756 ($1,878 if married filing separately
for 2017) from the result
11
69,852.
12 Minimum tax foreign tax credit on exclusion items
12
541.
13 Tentative minimum tax on exclusion items. Subtract line 12 from line 11
13
69,311.
14 Enter the amount from your 2017 Form 6251, line 34
14
16,076.
15 Net minimum tax on exclusion items. Subtract line 14 from line 13. If zero or less, enter -0-
15
53,235.
Part II
Tentative Minimum Tax Credit
16 Enter the amount from your 2017 Form 6251, line 35
16
53,235.
17 Enter the amount from line 15 above
17
53,235.
18 Subtract line 17 from line 16. If less than zero, enter as a negative amount
18
0.
19 2017 minimum tax credit carryforward. Enter the amount from your 2017 Form 8801, line 26
19
4.
20 Enter the 2017 unallowed qualified electric vehicle credit
20
21 Tentative minimum tax credit for 2018. Combine lines 18, 19, and 20
21
4.
Lines 22 through 26 do not apply.
719941 10-30-17
EFTA00025645

=== Page 23 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 2
Part III
Tax Computation Using Maximum Capital Gains Rates
27 Enter the amount from line 10. If you filed Form 2555 or 2555-EZ for 2017, enter
the amount from line 3 of the worksheet in the instructions
27
452,435.
28 Enter the amount from line 6 of your 2017 Qualified Dividends and Capital
Gain Tax Worksheet, or the amount from line 13 of your 2017 Schedule D Tax
Worksheet
28
330,869.
If you figured your 2017 tax using the 2017 Qualified Dividends and
Capital Gain Tax Worksheet, skip line 29 and enter the amount from
line 28 on line 30. Otherwise, go to line 29.
29 Enter the amount from line 19 of your 2017 Schedule D (Form 1040)
29
30 Add lines 28 and 29, and enter the smaller of that result or the amount
from line 10 of your 2017 Schedule D Tax Worksheet
30
330,869.
31 Enter the smaller of line 27 or line 30
31
330,869.
32 Subtract line 31 from line 27
32
121,566.
33 If line 32 is $187,800 or less ($93,900 or less if married filing separately for 2017), multiply line
32 by 26% (.26). Otherwise, multiply line 32 by 28% (.28) and subtract $3,756 ($1,878 if married
filing separately for 2017) from the result.
33
31,607.
34 Enter:
$75,900 if married filing jointly or qualifying widow(er) for 2017,
$37,950 if single or married filing separately for 2017, or
$50,800 if head of household for 2017.
34
75,900.
35 Enter the amount from line 7 of your 2017 Qualified Dividends and Capital
Gain Tax Worksheet, or the amount from line 14 of your 2017 Schedule D Tax
Worksheet, whichever applies. If you did not complete either worksheet, enter
the amount from 2017 Form 1040, line 43; but not less than -0-
35
36 Subtract line 35 from line 34. If zero or less, enter -0-
36
75,900.
37 Enter the smaller of line 27 or line 28
37
330,869.
38 Enter the smaller of line 36 or line 37
38
75,900.
39 Subtract line 38 from line 37
39
254,969.
40 Enter:
$418,400 if single
$235,350 if married filing separately
$470,700 if married filing jointly or qualifying widow(er)
$444,550 if head of household
40
470,700.
41 Enter the amount from line 36
41
75,900.
42 Enter the amount from line 7 of your 2017 Qualified Dividends and Capital
Gain Tax Worksheet or the amount from line 19 of the Schedule D Tax
Worksheet, whichever applies (as figured for the regular tax). If you did not
complete either worksheet for the regular tax, enter the amount from 2017
Form 1040, line 43; but not less than -0-.
42
43 Add lines 41 and 42
43
75,900.
44 Subtract line 43 from line 40, but not less than -0-
44
394,800.
45 Enter the smaller of line 39 or line 44
45
254,969.
46 Multiply line 45 by 15% (.15)
46
38,245.
47 Add lines 38 and 45
47
330,869.
If lines 47 and 28 are the same, skip lines 48 through 52 and go to line 53. Otherwise, go to line 48.
48 Subtract line 47 from line 37
48
49 Multiply line 48 by 20% (.20)
49
If line 29 is zero or blank, skip lines 50 through 52 and go to line 53. Otherwise, go to line 50.
50 Add lines 32, 47, and 48
50
51 Subtract line 50 from line 27
51
52 Multiply line 51 by 25% (.25)
52
53 Add lines 33, 46, 49, and 52
53
69,852.
54 If line 27 is $187,800 or less ($93,900 or less if married filing separately for 2017), multiply line 27 by 26% (.26).
Otherwise, multiply line 27 by 28% (.28) and subtract $3,756 ($1,878 if married filing separately for 2017)
from the result.
54
122,926.
55 Enter the smaller of line 53 or line 54 here and on line 11. If you filed Form 2555 or 2555-EZ for 2017, do not
enter this amount on line 11. Instead, enter it on line 4 of the worksheet.
55
69,852.
719942 11-02-17
EFTA00025646

=== Page 24 ===
Worksheet for Adjusting the Basis of a Partner's Interest in the Partnership
(Keep for your records.)
Name
of Entity: CARGOMETRICS TECHNOLOGIES LLC
EIN: 90-0907396
1. Your adjusted basis at the end of the prior year. Do not enter less than zero.
Enter -0- if this is your first tax year
1.
42,075.
Increases:
2. Money and your adjusted basis in property contributed to the partnership less
the associated liabilities (but not less than zero)
2.
3. Your increased share of or assumption of partnership liabilities (Subtract your share of
liabilities shown in Item K of your 2016 Schedule K-1 from your share of liabilities
shown in Item K of your 2017 Schedule K-1 and add the amount of any partnership
liabilities you assumed during the tax year) (but not less than zero)
3.
4. Your share of the partnership's income or gain (including tax-exempt income) reduced by
any amount included in interest income with respect to the credit to holders of clean renewable
energy bonds
4.
9.
5. Any gain recognized this year on contributions of property. Do not include gain from
transfer of liabilities
5.
6. Your share of the excess of the deductions for depletion (other than oil and gas
depletion) over the basis of the property subject to depletion
6.
Decreases:
7. Withdrawals and distributions of money and the adjusted basis of property distributed
to you from the partnership. Do not include the amount of property distributions
included in the partner's income (taxable income)
7.
Caution: A distribution may be taxable if the amount exceeds your adjusted basis of
your partnership interest immediately before the distribution.
8. Your decreased share of partnership liabilities and any decrease in your individual liabilities
because they were assumed by the partnership. (Subtract your share of liabilities shown in
item K of your 2017 Schedule K-1 from your share of liabilities shown in item K of your 2016
Schedule K-1 and add the amount of your individual liabilities that the partnership assumed
during the tax year (but not less than zero))
8.
9. Your share of the partnership's nondeductible expenses that are not capital
expenditures
9.
12.
10. Your share of the partnership's losses and deductions (including capital losses).
However, include your share of the partnership's section 179 expense deduction for
this year even if you cannot deduct all of it because of limitations
10.
21,896.
11. The amount of your deduction for depletion of any partnership oil and gas property,
not to exceed your allocable share of the adjusted basis of that property
11.
12. Your adjusted basis in the partnership at end of this tax year. (Add lines 1 through 6
and subtract lines 7 through 11 from the total. If zero or less, enter -0-.)
12.
20,176.
Caution: The deduction for your share of the partnership's losses and deductions is
limited to your adjusted basis in your partnership interest. If you entered zero on line 12
and the amount figured for line 12 was less than zero, a portion of your share of the
partnership losses and deductions may not be deductible.
719051 04-01-17
EFTA00025647

=== Page 25 ===
Worksheet for Adjusting the Basis of a Partner's Interest in the Partnership
(Keep for your records.)
Name of Entity: ALPHAKEYS MILLENNIUM FUND, L.L.C.
EIN: 27-5238213
1. Your adjusted basis at the end of the prior year. Do not enter less than zero.
Enter -0- if this is your first tax year
1.
670,206.
Increases:
2. Money and your adjusted basis in property contributed to the partnership less
the associated liabilities (but not less than zero)
2.
3. Your increased share of or assumption of partnership liabilities (Subtract your share of
liabilities shown in Item K of your 2016 Schedule K-1 from your share of liabilities
shown in Item K of your 2017 Schedule K-1 and add the amount of any partnership
liabilities you assumed during the tax year) (but not less than zero)
3.
4. Your share of the partnership's income or gain (including tax-exempt income) reduced by
any amount included in interest income with respect to the credit to holders of clean renewable
energy bonds
4.
135,947.
5. Any gain recognized this year on contributions of property. Do not include gain from
transfer of liabilities
5.
6. Your share of the excess of the deductions for depletion (other than oil and gas
depletion) over the basis of the property subject to depletion
6.
Decreases:
7. Withdrawals and distributions of money and the adjusted basis of property distributed
to you from the partnership. Do not include the amount of property distributions
included in the partner's income (taxable income)
7.
Caution: A distribution may be taxable if the amount exceeds your adjusted basis of
your partnership interest immediately before the distribution.
8. Your decreased share of partnership liabilities and any decrease in your individual liabilities
because they were assumed by the partnership. (Subtract your share of liabilities shown in
item K of your 2017 Schedule K-1 from your share of liabilities shown in item K of your 2016
Schedule K-1 and add the amount of your individual liabilities that the partnership assumed
during the tax year (but not less than zero))
8.
9. Your share of the partnership's nondeductible expenses that are not capital
expenditures
9.
25.
10. Your share of the partnership's losses and deductions (including capital losses).
However, include your share of the partnership's section 179 expense deduction for
this year even if you cannot deduct all of it because of limitations
SEE STATEMENT 1
10.
92,880.
11. The amount of your deduction for depletion of any partnership oil and gas property,
not to exceed your allocable share of the adjusted basis of that property
11.
12. Your adjusted basis in the partnership at end of this tax year. (Add lines 1 through 6
and subtract lines 7 through 11 from the total. If zero or less, enter -0-)
12.
713,248.
Caution: The deduction for your share of the partnership's losses and deductions is
limited to your adjusted basis in your partnership interest. If you entered zero on line 12
and the amount figured for line 12 was less than zero, a portion of your share of the
partnership losses and deductions may not be deductible.
719051 04-01-17
EFTA00025648

=== Page 26 ===
Worksheet for Adjusting the Basis of a Partner's Interest in the Partnership
(Keep for your records.)
Name of Entity: CARGOMETRICS COMPASS FUND LP
EIN: 37-1791864
1. Your adjusted basis at the end of the prior year. Do not enter less than zero.
Enter -0- if this is your first tax year
1.
1,006,719.
Increases:
2. Money and your adjusted basis in property contributed to the partnership less
the associated liabilities (but not less than zero)
2.
3. Your increased share of or assumption of partnership liabilities (Subtract your share of
liabilities shown in Item K of your 2016 Schedule K-1 from your share of liabilities
shown in Item K of your 2017 Schedule K-1 and add the amount of any partnership
liabilities you assumed during the tax year) (but not less than zero)
3.
4. Your share of the partnership's income or gain (including tax-exempt income) reduced by
any amount included in interest income with respect to the credit to holders of clean renewable
energy bonds
4.
11,113.
5. Any gain recognized this year on contributions of property. Do not include gain from
transfer of liabilities
5.
6. Your share of the excess of the deductions for depletion (other than oil and gas
depletion) over the basis of the property subject to depletion
6.
Decreases:
7. Withdrawals and distributions of money and the adjusted basis of property distributed
to you from the partnership. Do not include the amount of property distributions
included in the partner's income (taxable income)
7.
Caution: A distribution may be taxable if the amount exceeds your adjusted basis of
your partnership interest immediately before the distribution.
8. Your decreased share of partnership liabilities and any decrease in your individual liabilities
because they were assumed by the partnership. (Subtract your share of liabilities shown in
item K of your 2017 Schedule K-1 from your share of liabilities shown in item K of your 2016
Schedule K-1 and add the amount of your individual liabilities that the partnership assumed
during the tax year (but not less than zero))
8.
9. Your share of the partnership's nondeductible expenses that are not capital
expenditures
9.
10. Your share of the partnership's losses and deductions (including capital losses).
However, include your share of the partnership's section 179 expense deduction for
this year even if you cannot deduct all of it because of limitations
10.
22,442.
11. The amount of your deduction for depletion of any partnership oil and gas property,
not to exceed your allocable share of the adjusted basis of that property
11.
12. Your adjusted basis in the partnership at end of this tax year. (Add lines 1 through 6
and subtract lines 7 through 11 from the total. If zero or less, enter -0-.)
12.
995,390.
Caution: The deduction for your share of the partnership's losses and deductions is
limited to your adjusted basis in your partnership interest. If you entered zero on line 12
and the amount figured for line 12 was less than zero, a portion of your share of the
partnership losses and deductions may not be deductible.
719051 04-01-17
EFTA00025649

=== Page 27 ===
ALTERNATIVE MINIMUM TAX
Worksheet for Adjusting the Basis of a Partner's Interest in the Partnership
(Keep for your records.)
Name of Entity: CARGOMETRICS TECHNOLOGIES LLC
EIN: 90-0907396
1. Your adjusted basis at the end of the prior year. Do not enter less than zero.
Enter -0- if this is your first tax year
1.
42,075.
Increases:
2. Money and your adjusted basis in property contributed to the partnership less
the associated liabilities (but not less than zero)
2.
0.
3. Your increased share of or assumption of partnership liabilities (Subtract your share of
liabilities shown in Item K of your 2016 Schedule K-1 from your share of liabilities
shown in Item K of your 2017 Schedule K-1 and add the amount of any partnership
liabilities you assumed during the tax year) (but not less than zero)
3.
4. Your share of the partnership's income or gain (including tax-exempt income) reduced by
any amount included in interest income with respect to the credit to holders of clean renewable
energy bonds
4.
9.
5. Any gain recognized this year on contributions of property. Do not include gain from
transfer of liabilities
5.
0.
6. Your share of the excess of the deductions for depletion (other than oil and gas
depletion) over the basis of the property subject to depletion
6.
Decreases:
7. Withdrawals and distributions of money and the adjusted basis of property distributed
to you from the partnership. Do not include the amount of property distributions
included in the partner's income (taxable income)
7.
Caution: A distribution may be taxable if the amount exceeds your adjusted basis of
your partnership interest immediately before the distribution.
8. Your decreased share of partnership liabilities and any decrease in your individual liabilities
because they were assumed by the partnership. (Subtract your share of liabilities shown in
item K of your 2017 Schedule K-1 from your share of liabilities shown in item K of your 2016
Schedule K-1 and add the amount of your individual liabilities that the partnership assumed
during the tax year (but not less than zero))
8.
9. Your share of the partnership's nondeductible expenses that are not capital
expenditures
9.
12.
10. Your share of the partnership's losses and deductions (including capital losses).
However, include your share of the partnership's section 179 expense deduction for
this year even if you cannot deduct all of it because of limitations
10.
21,896.
11. The amount of your deduction for depletion of any partnership oil and gas property,
not to exceed your allocable share of the adjusted basis of that property
11.
12. Your adjusted basis in the partnership at end of this tax year. (Add lines 1 through 6
and subtract lines 7 through 11 from the total. If zero or less, enter -0-)
12.
20,176.
Caution: The deduction for your share of the partnership's losses and deductions is
limited to your adjusted basis in your partnership interest. If you entered zero on line 12
and the amount figured for line 12 was less than zero, a portion of your share of the
partnership losses and deductions may not be deductible.
719051 04-01-17
EFTA00025650

=== Page 28 ===
ALTERNATIVE MINIMUM TAX
Worksheet for Adjusting the Basis of a Partner's Interest in the Partnership
(Keep for your records.)
Name of Entity: ALPHAKEYS MILLENNIUM FUND, L.L.C.
EIN: 27-5238213
1. Your adjusted basis at the end of the prior year. Do not enter less than zero.
Enter -0- if this is your first tax year
1.
670,208.
Increases:
2. Money and your adjusted basis in property contributed to the partnership less
the associated liabilities (but not less than zero)
2.
0.
3. Your increased share of or assumption of partnership liabilities (Subtract your share of
liabilities shown in Item K of your 2016 Schedule K-1 from your share of liabilities
shown in Item K of your 2017 Schedule K-1 and add the amount of any partnership
liabilities you assumed during the tax year) (but not less than zero)
3.
4. Your share of the partnership's income or gain (including tax-exempt income) reduced by
any amount included in interest income with respect to the credit to holders of clean renewable
energy bonds
4.
135,947.
5. Any gain recognized this year on contributions of property. Do not include gain from
transfer of liabilities
5.
0.
6. Your share of the excess of the deductions for depletion (other than oil and gas
depletion) over the basis of the property subject to depletion
6.
Decreases:
7. Withdrawals and distributions of money and the adjusted basis of property distributed
to you from the partnership. Do not include the amount of property distributions
included in the partner's income (taxable income)
7.
Caution: A distribution may be taxable if the amount exceeds your adjusted basis of
your partnership interest immediately before the distribution.
8. Your decreased share of partnership liabilities and any decrease in your individual liabilities
because they were assumed by the partnership. (Subtract your share of liabilities shown in
item K of your 2017 Schedule K-1 from your share of liabilities shown in item K of your 2016
Schedule K-1 and add the amount of your individual liabilities that the partnership assumed
during the tax year (but not less than zero))
8.
9. Your share of the partnership's nondeductible expenses that are not capital
expenditures
9.
25.
10. Your share of the partnership's losses and deductions (including capital losses).
However, include your share of the partnership's section 179 expense deduction for
this year even if you cannot deduct all of it because of limitations
SEE STATEMENT 2
10.
92,881.
11. The amount of your deduction for depletion of any partnership oil and gas property,
not to exceed your allocable share of the adjusted basis of that property
11.
12. Your adjusted basis in the partnership at end of this tax year. (Add lines 1 through 6
and subtract lines 7 through 11 from the total. If zero or less, enter -0-)
12.
713,249.
Caution: The deduction for your share of the partnership's losses and deductions is
limited to your adjusted basis in your partnership interest. If you entered zero on line 12
and the amount figured for line 12 was less than zero, a portion of your share of the
partnership losses and deductions may not be deductible.
719051 04-01-17
EFTA00025651

=== Page 29 ===
ALTERNATIVE MINIMUM TAX
Worksheet for Adjusting the Basis of a Partner's Interest in the Partnership
(Keep for your records.)
Name of Entity: CARGOMETRICS COMPASS FUND LP
EIN: 37-1791864
1. Your adjusted basis at the end of the prior year. Do not enter less than zero.
Enter -0- if this is your first tax year
1.
1,006,719.
Increases:
2. Money and your adjusted basis in property contributed to the partnership less
the associated liabilities (but not less than zero)
2.
0.
3. Your increased share of or assumption of partnership liabilities (Subtract your share of
liabilities shown in Item K of your 2016 Schedule K-1 from your share of liabilities
shown in Item K of your 2017 Schedule K-1 and add the amount of any partnership
liabilities you assumed during the tax year) (but not less than zero)
3.
4. Your share of the partnership's income or gain (including tax-exempt income) reduced by
any amount included in interest income with respect to the credit to holders of clean renewable
energy bonds
4.
11,113.
5. Any gain recognized this year on contributions of property. Do not include gain from
transfer of liabilities
5.
0.
6. Your share of the excess of the deductions for depletion (other than oil and gas
depletion) over the basis of the property subject to depletion
6.
Decreases:
7. Withdrawals and distributions of money and the adjusted basis of property distributed
to you from the partnership. Do not include the amount of property distributions
included in the partner's income (taxable income)
7.
Caution: A distribution may be taxable if the amount exceeds your adjusted basis of
your partnership interest immediately before the distribution.
8. Your decreased share of partnership liabilities and any decrease in your individual liabilities
because they were assumed by the partnership. (Subtract your share of liabilities shown in
item K of your 2017 Schedule K-1 from your share of liabilities shown in item K of your 2016
Schedule K-1 and add the amount of your individual liabilities that the partnership assumed
during the tax year (but not less than zero))
8.
9. Your share of the partnership's nondeductible expenses that are not capital
expenditures
9.
10. Your share of the partnership's losses and deductions (including capital losses).
However, include your share of the partnership's section 179 expense deduction for
this year even if you cannot deduct all of it because of limitations
10.
22,442.
11. The amount of your deduction for depletion of any partnership oil and gas property,
not to exceed your allocable share of the adjusted basis of that property
11.
12. Your adjusted basis in the partnership at end of this tax year. (Add lines 1 through 6
and subtract lines 7 through 11 from the total. If zero or less, enter -0-)
12.
995,390.
Caution: The deduction for your share of the partnership's losses and deductions is
limited to your adjusted basis in your partnership interest. If you entered zero on line 12
and the amount figured for line 12 was less than zero, a portion of your share of the
partnership losses and deductions may not be deductible.
719051 04-01-17
EFTA00025652

=== Page 30 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
PARTNERSHIP BASIS WKST
DECREASES IN BASIS
STATEMENT 1
ALPHAKEYS MILLENNIUM FUND, L.L.C.
DESCRIPTION
AMOUNT
FTC
673.
INCLUDED IN BASIS WORKSHEET, LINE 10
673.
AMT PARTNERSHIP
DECREASES IN BASIS
STATEMENT 2
BASIS WORKSHEET
ALPHAKEYS MILLENNIUM FUND, L.L.C.
DESCRIPTION
AMOUNT
FTC
673.
INCLUDED IN BASIS WORKSHEET, LINE 10
673.
STATEMENT(S) 1, 2
EFTA00025653

=== Page 31 ===
FINANCIAL CRIMES
ENFORCEMENT NETWORK
BSA E-Filing - Report of
Foreign Bank and Financial
Accounts (FBAR)
FinCEN Form 114
GHISLAI20170001
Filing Name GHISLAINE MAXWELL
Submission Type NEW
PIN NOT REQUIRED
Check here
X
if this report is submitted by an authorized third party, and complete the 3rd party preparer section on page one of the
report. The E-file system will auto complete item 46.
NOTE: The FBAR must be received by the Department of the Treasury on or before April 17, 2018. An automatic extension to October 15, 2018
is available.
This report filed late for the following reason (Check only one):
a.
Forgot to file
b.
Did not know that I had to file
c.
Thought account balance was below reporting threshold
d.
Did not know that my account qualified as foreign
e.
Account statement not received in time
f.
Account statement lost (Replacement requested)
g.
Late receiving missing required account information
h.
Unable to obtain joint spouse signature in time
i.
Unable to access BSA E-filing system
z.
Other (please provide explanation below)
723151 08-21-17
EFTA00025654

=== Page 32 ===
REPORT OF FOREIGN BANK
FinCEN Form 114
AND FINANCIAL ACCOUNTS
1 This report is for calendar
year ended 12/31
Do NOT file with your Federal Tax Return
2017
Amended
Part I
Filer information
GHISLAI20170001
2 Type of filer
a
X
Individual b
Partnership C
Corporation di
Consolidated e
Fiduciary or other - Enter type
3 U.S. Taxpayer Identification Number
3a TIN type
4 Foreign identification (Complete only if item 3 is not applicable)
5 Individual's date of birth
MM/DD/YYYY
X
SSN/ITIN
a Type:
Passport
Foreign TIN
Other
If filer has no U.S. Identification
EIN
number complete item 4
b Number
C Country of Issue
6 Last name or organization name
7 First name
8 Middle initial
8a Suffix
MAXWELL
GHISLAINE
9 Mailing address (number, street, and apt. or suite no.)
C/O DGC, 150 PRESIDENTIAL WAY APT. NO. 510
10 City
11 State
12 ZIP/Postal Code
13 Country
WOBURN
MA
01801
USA
14 a) Does the filer have a financial interest in 25 or more financial accounts?
Yes
Enter number of accounts
Do not complete Part Il or Part III, but maintain records of the information.
No
X
b) Does the filer have signature authority over but no financial interest in 25 or more financial accounts?
Yes
Enter number of accounts
Comp. Part IV, items 34 through 43 for each person on whose behalf the filer has sign. authority.
No
X
Part II
Information on financial account(s) owned separately
15 Maximum value of account during calendar year
15a Amount
16 Type of account a
X
Bank b
Securities C
Other - Enter type below
unknown
282,451.
17 Name of financial institution in which account is held
BARCLAYS
18 Account number or other designation
19 Mailing address (number, street, apt. or suite no.) of financial institution in which account is held
137 BROMPTION ROAD KNIGHTSBRIDGE
20 City
21 State, if known
22 Foreign postal code, if known
23 Country
LONDON
SW3 1QF
UNITED KINGDOM
Signature
44a Check here
X
if this report is completed by a third party preparer and complete the third party preparer section.
44 Filer signature
45 Filer title, if not reporting a personal account
46 Date (MM/DD/YYYY)
The report will be electronically
This date will auto-fill when the
signed when filed
FBAR is electronically signed
47 Preparer's last name
48 First name
49 MI
50 Check
if
51 TIN
51a TIN type
X
PTIN
BAROOSHIAN
LAURA
K
self-employed
SSN/ITIN
Foreign
Third Party
52 Contact phone no.
52a Ext.
53 Firm's name
54 Firm's TIN
54a TIN type
EIN
Preparer
DICICCO, GULMAN & COMPA
04-3296226
Use Only
Foreign
55 Mailing address (number, street, apt. or suite no.)
56 City
57 State
58 ZIP/Postal Code
59 Country
150 PRESIDENTIAL WAY, SUITE
WOBURN
MA
01801
US
723141 04-01-17
EFTA00025655

=== Page 33 ===
Part II
Continued - Information on Financial Account(s) Owned Separately
FORM 114
Complete a Separate Block for Each Account Owned Separately
1 Filing for calendar
3-4 Check appropriate Identification Number
6 Last Name or Organization Name
year
X
Taxpayer Identification Number
2017
Foreign Identification Number
Enter identification number here:
MAXWELL
15 Maximum value of account during calendar year
15a Amount Unknown
16 Type of account
a
X
Bank b
Securities c
Other - Enter type below
0.
17 Name of Financial Institution in which account is held
CATER ALLEN PRIVATE BANK
18 Account number or other designation
19 Mailing Address (Number, Street, Suite Number) of financial institution in which account is held
9 NELSON STREET
20 City
21 State, if known
22 ZIP/Postal Code, if known
23 Country
BRADFORD
BD1 5AN
UNITED KINGDOM
15 Maximum value of account during calendar year
15a Amount Unknown
16 Type of account a
X
Bank b
Securities c
Other - Enter type below
2,671,835.
17 Name of Financial Institution in which account is held
BARCLAYS
18 Account number or other designation
19 Mailing Address (Number, Street, Suite Number) of financial institution in which account is held
137 BROMPTION ROAD KNIGHTSBRIDGE
20 City
21 State, if known
22 ZIP/Postal Code, if known
23 Country
LONDON
SW3 1QF
UNITED KINGDOM
15 Maximum value of account during calendar year
15a Amount Unknown
16 Type of account a
Bank b
Securities c
X
Other - Enter type below
50,778.
PENSION
17 Name of Financial Institution in which account is held
WEALTH AT WORK LIMITED
18 Account number or other designation
19 Mailing Address (Number, Street, Suite Number) of financial institution in which account is held
5 TEMPLE SQUARE, TEMPLE STREET
20 City
21 State, if known
22 ZIP/Postal Code, if known
23 Country
LIVERPOOL
L2 5RH
UNITED KINGDOM
15 Maximum value of account during calendar year
15a Amount Unknown
16 Type of account
a
X
Bank b
Securities c
Other - Enter type below
675,676.
17 Name of Financial Institution in which account is held
BARCLAYS
18 Account number or other designation
19 Mailing Address (Number, Street, Suite Number) of financial institution in which account is held
137 BROMPTION ROAD KNIGHTSBRIDGE
20 City
21 State, if known
22 ZIP/Postal Code, if known
23 Country
LONDON
SW3 1QF
UNITED KINGDOM
15 Maximum value of account during calendar year
15a Amount Unknown
16 Type of account a
Bank b
Securities c
Other - Enter type below
17 Name of Financial Institution in which account is held
18 Account number or other designation
19 Mailing Address (Number, Street, Suite Number) of financial institution in which account is held
20 City
21 State, if known
22 ZIP/Postal Code, if known
23 Country
15 Maximum value of account during calendar year
15a Amount Unknown
16 Type of account a
Bank b
Securities c
Other - Enter type below
17 Name of Financial Institution in which account is held
18 Account number or other designation
19 Mailing Address (Number, Street, Suite Number) of financial institution in which account is held
20 City
21 State, if known
22 ZIP/Postal Code, if known
23 Country
720015 04-01-17
EFTA00025656

=== Page 34 ===
8879
IRS e-file Signature Authorization
OMB No. 1545-0074
Form
Department of the Treasury
Return completed Form 8879 to your ERO. (Do not send to IRS.)
2017
Internal Revenue Service
Go to www.irs.gov/Form8879 for the latest information.
Submission Identification Number (SID)
Taxpayer's name
Social security number
SCOTT G. BORGERSON
Spouse's name
Spouse's social security number
GHISLAINE MAXWELL
Part I
Tax Return Information - Tax Year Ending December 31, 2017 (Whole dollars only)
1 Adjusted gross income (Form 1040, line 38; Form 1040A, line 22; Form 1040EZ, line 4; Form 1040NR, line 37)
1
484,192.
2 Total tax (Form 1040, line 63; Form 1040A, line 39; Form 1040EZ, line 12; Form 1040NR, line 61)
2
100,038.
3 Federal income tax withheld from Forms W-2 and 1099 (Form 1040, line 64; Form 1040A, line 40;
Form 1040EZ, line 7; Form 1040NR, line 62a)
3
4 Refund (Form 1040, line 76a; Form 1040A, line 48a; Form 1040EZ, line 13a; Form 1040-SS, Part I, line 13a;
Form 1040NR, line 73a)
4
0.
5 Amount you owe (Form 1040, line 78; Form 1040A, line 50; Form 1040EZ, line 14; Form 1040NR, line 75)
5
Part II
Taxpayer Declaration and Signature Authorization (Be sure you get and keep a copy of your return)
Under penalties of perjury, I declare that I have examined a copy of my electronic individual income tax return and accompanying schedules and statements for the tax
year ending December 31, 2017, and to the best of my knowledge and belief, it is true, correct, and accurately lists all amounts and sources of income I received during
the tax year. I further declare that the amounts in Part I above are the amounts from my electronic income tax return. I consent to allow my intermediate service provider,
transmitter, or electronic return originator (ERO) to send my return to the IRS and to receive from the IRS (a) an acknowledgement of receipt or reason for rejection of the
transmission, (b) the reason for any delay in processing the return or refund, and (c) the date of any refund. If applicable, I authorize the U.S. Treasury and its designated
Financial Agent to initiate an ACH electronic funds withdrawal (direct debit) entry to the financial institution account indicated in the tax preparation software for payment of
my federal taxes owed on this return and/or a payment of estimated tax, and the financial institution to debit the entry to this account. This authorization is to remain in full
force and effect until I notify the U.S. Treasury Financial Agent to terminate the authorization. To revoke (cancel) a payment, I must contact the U.S. Treasury Financial Agent
at 1-888-353-4537 Payment cancellation requests must be received no later than 2 business days prior to the payment (settlement) date. I also authorize the financial
institutions involved in the processing of the electronic payment of taxes to receive confidential information necessary to answer inquiries and resolve issues related to the
payment. I further acknowledge that the personal identification number (PIN) below is my signature for my electronic income tax return and, if applicable, my Electronic
Funds Withdrawal Consent.
Taxpayer's PIN: check one box only
X
I authorize DICICCO, GULMAN & COMPANY LLP
to enter or generate my PIN
ERO firm name
Enter five digits, but
as my signature on my tax year 2017 electronically filed income tax return.
don't enter all zeros
I will enter my PIN as my signature on my tax year 2017 electronically filed income tax return. Check this box only if you are entering your own
PIN and your return is filed using the Practitioner PIN method. The ERO must complete Part III below.
Your signature
Date
10/12/2018
Spouse's PIN: check one box only
X
I authorize DICICCO, GULMAN & COMPANY LLP
to enter or generate my PIN
ERO firm name
Enter five digits, but
as my signature on my tax year 2017 electronically filed income tax return.
don't enter all zeros
I will enter my PIN as my signature on my tax year 2017 electronically filed income tax return. Check this box only if you are entering your own
PIN and your return is filed using the Practitioner PIN method. The ERO must complete Part III below.
Spouse's signature
Date
10/12/2018
Practitioner PIN Method Returns Only - continue below
Part III
Certification and Authentication - Practitioner PIN Method Only
ERO's EFIN/PIN. Enter your six-digit EFIN followed by your five-digit self-selected PIN.
044549
Don't enter all zeros
I certify that the above numeric entry is my PIN, which is my signature for the tax year 2017 electronically filed income tax return for the taxpayer(s)
indicated above. I confirm that I am submitting this return in accordance with the requirements of the Practitioner PIN method and Pub. 1345,
Handbook for Authorized IRS e-file Providers of Individual Income Tax Returns.
ERO's signature
Date
10/12/2018
719995 11-10-17
ERO Must Retain This Form - See Instructions
Don't Submit This Form to the IRS Unless Requested To Do So
LHA For Paperwork Reduction Act Notice, see your tax return instructions.
Form 8879 (2017)
EFTA00025657

=== Page 35 ===
Tax Year 2017 e-file Jurat/Disclosure
for Form 1040, 1040A, 1040EZ, or 1040NR
using Practitioner PIN method
(with or without Electronic Funds Withdrawal)
ERO Declaration
I declare that the information contained in this electronic tax return is the information furnished to me by the taxpayer. If the
taxpayer furnished me a completed tax return, I declare that the information contained in this electronic tax return is identical
to that contained in the return provided by the taxpayer. If the furnished return was signed by a paid preparer, I declare I have
entered the paid preparer's identifying information in the appropriate portion of this electronic return. If I am the paid preparer,
under the penalties of perjury I declare that I have examined this electronic return, and to the best of my knowledge and belief,
it is true, correct, and complete. This declaration is based on all information of which I have any knowledge.
ERO Signature
I am signing this Tax Return by entering my PIN below.
ERO's PIN
044549
(enter EFIN plus 5 self-selected numerics)
Taxpayer Declarations
Perjury Statement
Under penalties of perjury, I declare that I have examined this return and accompanying schedules and statements,
and to the best of my knowledge and belief, they are true, correct and accurately list all amounts and sources of income I
received during the tax year. Declaration of preparer (other than the taxpayer) is based on all information of which the
preparer has any knowledge.
Consent to Disclosure
I consent to allow my Intermediate Service Provider, transmitter, or Electronic Return Originator (ERO) to send my return/form
to IRS and to receive the following information from IRS: a) an acknowledgment of receipt or reason for rejection of transmission;
b) the reason for any delay in processing or refund; and, c) the date of any refund.
I am signing this Tax Return and Electronic Funds Withdrawal Consent, if applicable, by entering my Self-Select
PIN below.
Taxpayer's PIN:
Date
10122018
Spouse's PIN:
719986 04-01-17
EFTA00025658

=== Page 36 ===
Form 114a
Record of Authorization to
Department of the Treasury
Financial Crimes Enforcement
Electronically File FBARs
Network (FinCEN)
(See instructions below for completion)
May 2015
Do not send to FinCEN. Retain this form for your records.
The form 114a may be digitally signed
GHISLAI20170001
Part I
Persons who have an obligation to file a Report of Foreign Bank and Financial Account(s)
1. Owner last name or entity's legal name
2. Owner first name
3. Owner M.I.
MAXWELL
GHISLAINE
4. Spouse last name (if jointly filing FBAR see instructions below)
5. Spouse first name
6. Spouse M.I.
I/we declare that I/we have provided information concerning
5 (enter number of accounts) foreign bank and financial account(s) for the
filing year ending December 31, 2017 to the preparer listed in Part II; that this information is to the best of my/our knowledge true, correct,
and complete; that I/we authorize the preparer listed in Part Il to complete and submit to the Financial Crimes Enforcement Network (FinCEN) a
Report of Foreign Bank and Financial Accounts (FBAR) based on the information that I/we have provided; and that I/we authorize the preparer
listed in Part Il to receive information from FinCEN, answer inquiries and resolve issues relating to this submission. I/we acknowledge that,
notwithstanding this declaration, it is my/our legal responsibility, not that of the preparer listed in Part II, to timely file an FBAR if required by law
to do so.
7. Owner signature (Authorized representative if entity)
8. Date
9. Owner or entity TIN
10. TIN a
EIN
type b
X
SSN/ITIN
MM DD YYYY
C
Foreign
11. Spouse signature
12. Date
13. Spouse TIN
14. TIN
a
EIN
type b
SSN/ITIN
MM DD YYYY
C
Foreign
Part II
Individual or Entity Authorized to File FBAR on behalf of Persons who have an obligation to file.
15. Preparer last name
16. Preparer first name
17. Preparer M.I.
18. Preparer PTIN
BAROOSHIAN
LAURA
K
19. Address
20. City
21. State
22. ZIP/postal code
150 PRESIDENTIAL WAY, SUITE 510 WOBURN
MA
01801
23. Country
24. Preparer's (item 15) employer's (Entity) name
25. Employer EIN
26. Preparer's signature
code
US
DICICCO, GULMAN & COMPANY, L
04-3296226
Instructions for completing the FBAR Signature Authorization Record
This record may be completed by the individual or entity granting such authorization (Part I) OR the individual/entity authorized to perform such
services. The completed record must be signed by the individual(s)/entity granting the authorization (Part I) and the individual/entity that will file the
FBAR. The Preparer/filing entity must be registered with FinCEN BSA E-File system. (See http://bsaefiling.fincen.treas.gov/main.html for registration).
Read and complete the account owner statement in Part I.
To authorize a third party to file the Foreign Bank and Financial Accounts Report (FBAR), the account owner should complete Part I, items 1 through
3 (as required), sign and date the document in Part I, items 7/8 and complete items 9 and 10. Item 7 may be digitally signed.
Accounts Jointly Owned by Spouses (see exceptions in the FBAR instructions)
If the account owner is filing an FBAR jointly with his/her spouse, the spouse must also complete Part I, items 4 through 6. The spouse must also
sign and date the report in items 11/12, (item 11 may be digitally signed) and complete items 13 and 14. A third party preparer may be one of the
spouses of the jointly owned foreign account. In this case, both spouses must complete Part I of form 114a in its entirety. The third party preparer
(spouse) that will file the FBAR on behalf of both spouses will complete Part II in its entirety (do not use such terms as see above, or same as item
number x).
Complete Part II, items 15 through 18 with the preparer's information. The address, items 19 through 23, is that of the preparer or the preparer's
employer if the preparer is an employee. Record the employer's information (if any) in items 24 and 25. If the preparer does not have a PTIN, leave
item 18 blank. The third party preparer must sign in item 26 (digital signature acceptable) of Part Il indicating that the FBAR will be filed as directed
by the authorizing authority.
The person(s) listed in Part I, and the person listed in Part Il as authorized to file on behalf of the person(s) listed in Part I, should retain copies
of this record of authorization and the filing itself, both for a period of 5 years. See 31 CFR 1010. 430(d).
DO NOT SEND THIS RECORD TO FinCEN UNLESS REQUESTED TO DO SO.
720011 04-01-17
Rev. 10.7 May 21, 2015
EFTA00025659

=== Page 37 ===
718711 06-15-17
DETACH HERE
Application for Automatic Extension of Time
1019
Form
4868
To File U.S. Individual Income Tax Return
Department of the Treasury
2017
Internal Revenue Service (99)
For calendar year 2017, or other tax year beginning
2017, ending
Part I
Identification
Part II
Individual Income Tax
1 Your name(s)
4 Estimate of total tax liability for 2017
$
141,857.
SCOTT G. BORGERSON
5 Total 2017 payments
81,857.
GHISLAINE MAXWELL
6 Balance due. Subtract line 5
C/O DGC, 150 PRESIDENTIAL WAY APT.
from line 4
60,000.
WOBURN, MA 01801
7 Amount you are paying
60,000.
8 Check here if you are "out of the country" and a U.S.
2 Your social security number
3 Spouse's social security number
citizen or resident
9 Check here if you file Form 1040NR or 1040NR-EZ and did not receive
wages as an employee subject to U.S. income tax withholding
487920610 NP BORG 30 0 201712 670
EFTA00025660

=== Page 38 ===
Form
1040
(99)
U.S. Individual Income Tax Return
2017
OMB No. 1545-0074
IRS Use Only - Do not write or staple in this space.
For the year Jan. 1-Dec. 31, 2017, or other tax year beginning
2017, ending
20
See separate instructions.
Your first name and initial
Last name
Your social security number
SCOTT G.
BORGERSON
If a joint return, spouse's first name and initial
Last name
Spouse's social security number
GHISLAINE
MAXWELL
Home address (number and street). If you have a P.O. box, see instructions.
Apt. no.
Make sure the SSN(s) above
C/O DGC, 150 PRESIDENTIAL WAY
510
and on line 6c are correct.
City, town or post office, state, and ZIP code. If you have a foreign address, also complete spaces below.
Presidential Election Campaign
Check here if you, or your spouse
WOBURN, MA 01801
if filling jointly, want $3 to go to
this fund. Checking a box below
Foreign country name
Foreign province/state/county
Foreign postal code
will not change your tax or refund
You
Spouse
1
Filing Status
Single
4
Head of household (with qualifying person). If the qualifying
2
X
Married filing jointly (even if only one had income)
person is a child but not your dependent, enter this child's
Check only
3
Married filing separately. Enter spouse's SSN above
name here.
one box.
and full name here.
5
Qualifying widow(er) (see instructions)
6a
X
Yourself. If someone can claim you as a dependent, do not check box 6a
Boxes checked
Exemptions
on 6a and 6b
2
b
X
Spouse
No. of children
(3) Dependent's
(4)v if child
on 6c who:
C Dependents:
(2) Dependent's social
relationship to
under age 17
lived with you
(1) First name
Last name
security number
qualifying for child
you
tax credit
did not live with
you due to divorce
SON
X
or separation
(see instructions)
1
If more than four
dependents, see
Dependents on 6c
instructions and
not entered above
check here
Add numbers
on lines
d Total number of exemptions claimed
above
3
Income
7 Wages, salaries, tips, etc. Attach Form(s) W-2
7
8a Taxable interest. Attach Schedule B if required
8a
91,404.
b Tax-exempt interest. Do not include on line 8a
8b
1,941.
Attach Form(s)
W-2 here. Also
9a Ordinary dividends. Attach Schedule B if required
9a
176,082.
attach Forms
b Qualified dividends
9b
30,647.
W-2G and
10 Taxable refunds, credits, or offsets of state and local income taxes
STMT
3
STMT
5
10
0.
1099-R if tax
was withheld.
11 Alimony received
11
12 Business income or (loss). Attach Schedule C or C-EZ
12
-99,490.
13 Capital gain or (loss). Attach Schedule D if required. If not required, check here
13
300,222.
If you did not
get a W-2,
14 Other gains or (losses). Attach Form 4797
14
119,602.
see instructions.
15a IRA distributions
15a
b Taxable amount
15b
16a Pensions and annuities
16a
b Taxable amount
16b
17 Rental real estate, royalties, partnerships, S corporations, trusts, etc. Attach Schedule E
17
-6,783.
18 Farm income or (loss). Attach Schedule F
18
19 Unemployment compensation
19
20a Social security benefits
20a
b Taxable amount
20b
21 Other income. List type and amount
21
22 Combine the amounts in the far right column for lines 7 through 21. This is your total income
22
581,037.
23 Educator expenses
23
Adjusted
Certain business expenses of reservists performing artists, and fee-basis government
24 officials Attach Form 2106 or 2106-EZ
24
Gross
25 Health savings account deduction. Attach Form 8889
25
Income
26 Moving expenses. Attach Form 3903
26
27 Deductible part of self-employment tax. Attach Schedule SE
27
11,457.
28 Self-employed SEP, SIMPLE, and qualified plans
28
29 Self-employed health insurance deduction
29
19,388.
30 Penalty on early withdrawal of savings
30
31a Alimony paid b Recipient's SSN
31a
66,000.
32 IRA deduction
32
33 Student loan interest deduction
33
34 Tuition and fees. Attach Form 8917
34
35 Domestic production activities deduction. Attach Form 8903
35
36 Add lines 23 through 35
36
96,845.
710001 02-22-18
37 Subtract line 36 from line 22. This is your adjusted gross income
37
484,192.
LHA For Disclosure, Privacy Act, and Paperwork Reduction Act Notice, see separate instructions.
Form 1040 (2017)
EFTA00025661

=== Page 39 ===
Form 1040 (2017) SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 2
Tax and
38 Amount from line 37 (adjusted gross income)
38
484,192.
Credits
39a Check
{
You were born before January 2, 1953,
Blind.
Total boxes
Standard
Deduction for
if:
Spouse was born before January 2, 1953,
Blind.
checked
39a
People who
b If your spouse itemizes on a separate return or you were a dual-status alien, check here
39b
check any box
on line 39a or
40 Itemized deductions (from Schedule A) or your standard deduction (see left margin)
40
301,121.
39b or who can
be claimed as a
41 Subtract line 40 from line 38
41
183,071.
dependent, see
instructions.
42 Exemptions. If line 38 is $156,900 or less, multiply $4,050 by the number on line 6d. Otherwise, see inst.
42
0.
43 Taxable income. Subtract line 42 from line 41. If line 42 is more than line 41, enter -0-
43
183,071.
44 Tax. Check if any from:
a
Form(s) 8814 b
Form 4972 C
44
16,076.
45 Alternative minimum tax. Attach Form 6251
45
53,235.
All others:
46 Excess advance premium tax credit repayment. Attach Form 8962
46
Single or
Married filing
47 Add lines 44, 45, and 46
47
69,311.
separately,
$6,350
48 Foreign tax credit. Attach Form 1116 if required
48
Married filing
49 Credit for child and dependent care expenses. Attach Form 2441
49
jointly or
Qualifying
50 Education credits from Form 8863, line 19
50
widow(er),
$12,700
51 Retirement savings contributions credit. Attach Form 8880
51
Head of
52 Child tax credit. Attach Schedule 8812, if required
52
household,
$9,350
53 Residential energy credits. Attach Form 5695
53
54 Other credits from Form: a
X
3800 b
8801 C
54
55 Add lines 48 through 54. These are your total credits
55
56 Subtract line 55 from line 47. If line 55 is more than line 47, enter -0-
56
69,311.
57 Self-employment tax. Attach Schedule SE
57
22,914.
Other
58 Unreported social security and Medicare tax from Form: a
4137 b
8919
58
Taxes
59 Additional tax on IRAs, other qualified retirement plans, etc. Attach Form 5329 if required
59
60a Household employment taxes from Schedule H
60a
b First-time homebuyer credit repayment. Attach Form 5405 if required
60b
61 Health care: Individual responsibility (see instructions)
Full-year coverage
61
62 Taxes from: a
Form 8959 b
X
Form 8960 C
Inst.; enter code(s)
62
7,813.
63 Add lines 56 through 62. This is your total tax
63
100,038.
Payments 64 Federal income tax withheld from Forms W-2 and 1099
64
65 2017 estimated tax payments and amount applied from 2016 return
65
81,857.
STATEMENT 9
If you have a
qualifying
66a Earned income credit (EIC)
66a
child, attach
b Nontaxable combat pay election
66b
Schedule EIC.
67 Additional child tax credit. Attach Schedule 8812
67
68 American opportunity credit from Form 8863, line 8
68
69 Net premium tax credit. Attach Form 8962
69
70 Amount paid with request for extension to file
70
60,000.
71 Excess social security and tier 1 RRTA tax withheld
71
72 Credit for federal tax on fuels. Attach Form 4136
72
73 Credits from Form: a
2439 b
ReservedC
8885 d
73
74 Add lines 64, 65, 66a, and 67 through 73. These are your total payments
74
141,857.
Refund
75 If line 74 is more than line 63, subtract line 63 from line 74. This is the amount you overpaid
75
41,819.
76a Amount of line 75 you want refunded to you. If Form 8888 is attached, check here
76a
Direct deposit?
Routing
Account
See
b number
c Type:
Checking
Savings
d number
instructions.
77 Amount of line 75 you want applied to your 2018 estimated tax
77
41,738.
Amount
78 Amount you owe. Subtract line 74 from line 63. For details on how to pay, see instructions
78
You Owe
79 Estimated tax penalty (see instructions)
79
81.
Third Party
Do you want to allow another person to discuss this return with the IRS (see instructions)?
Yes. Complete below.
No
Designee
Designee's
LINDSAY J. ANNELLO
Phone
Personal identification
name
no.
number (PIN)
Sign
Under penalties of perjury, I declare that I have examined this return and accompanying schedules and statements, and to the best of my knowledge and belief, they are true correct, and
accurately list all amounts and sources of income I received during the tax year. Declaration of preparer (other than taxpayer) is based on all infor mation of which preparer has any knowledge.
Here
Your signature
Date
Your occupation
Daytime phone number
Joint return?
See instructions.
TECHNOLOGY
Keep a copy
Spouse's signature. If a joint return, both must sign.
Date
Spouse's occupation
If the IRS sent you an Identity
for your
Protection PIN,
records.
CONSULTANT
enter it here
Print/Type preparer's name
Preparer's signature
Date
Check
if
PTIN
Paid
self-employed
Preparer
LAURA K. BAROOSHIAN
10/12/18
Use Only
Firm's name
DICICCO, GULMAN & COMPANY, LLP
Firm's EIN
04
3296226
150 PRESIDENTIAL WAY, SUITE 510
Phone no.
710002 02-22-18 Firm's address
WOBURN, MA 01801
EFTA00025662

=== Page 40 ===
Underpayment of Estimated Tax by
OMB No. 1545-0074
Form
2210
Individuals, Estates, and Trusts
Go to www.irs.gov/Form2210 for instructions and the latest information.
2017
Department of the Treasury
Attachment
Internal Revenue Service
Attach to Form 1040, 1040A, 1040NR, 1040NR-EZ, or 1041.
Sequence No.
06
Name(s) shown on tax return
Identifying number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Do You Have To File Form 2210?
Complete lines 1 through 7 below. Is line 7 less than $1,000?
Yes
Don't file Form 2210. You don't owe a penalty.
No
Complete lines 8 and 9 below. Is line 6 equal to or more than
Yes
You don't owe a penalty. Don't file Form 2210
line 9?
(but if box E in Part II applies, you must file page 1 of
Form 2210).
No
You may owe a penalty. Does any box in Part Il below apply?
Yes
You must file Form 2210. Does box B, C, or D in Part Il apply?
No
Yes
No
You must figure your penalty.
Don't file Form 2210. You aren't required to figure your
You aren't required to figure your penalty because the IRS will
penalty because the IRS will figure it and send you a bill for any
figure it and send you a bill for any unpaid amount. If you want to
unpaid amount. If you want to figure it, you may use Part III or
figure it, you may use Part III or Part IV as a worksheet and enter
Part IV as a worksheet and enter your penalty amount on your tax
your penalty amount on your tax return, but file only page 1 of
return, but don't file Form 2210.
Form 2210.
Part I
Required Annual Payment
1 Enter your 2017 tax after credits from Form 1040, line 56 (see instructions if not filing Form 1040)
1
69,311.
2 Other taxes, including self-employment tax and, if applicable, Additional Medicare Tax and/or Net Investment
Income Tax (see instructions)
2
30,727.
3 Refundable credits, including the premium tax credit (see instructions)
3
(
)
4 Current year tax. Combine lines 1, 2, and 3. If less than $1,000, stop; you don't owe a penalty. Don't file Form 2210
4
100,038.
5 Multiply line 4 by 90% (0.90)
5
90,034.
6 Withholding taxes. Don't include estimated tax payments (see instructions)
6
7 Subtract line 6 from line 4. If less than $1,000, stop; you don't owe a penalty. Don't file Form 2210
7
100,038.
8 Maximum required annual payment based on prior year's tax (see instructions)
8
328,919.
9 Required annual payment. Enter the smaller of line 5 or line 8
9
90,034.
Next: Is line 9 more than line 6?
No. You don't owe a penalty. Don't file Form 2210 unless box E below applies.
X
Yes. You may owe a penalty, but don't file Form 2210 unless one or more boxes in Part II below applies.
If box B, C, or D applies, you must figure your penalty and file Form 2210.
If box A or E applies (but not B, C, or D) file only page 1 of Form 2210. You aren't required to figure your penalty; the IRS will figure it and send you
a bill for any unpaid amount. If you want to figure your penalty, you may use Part III or IV as a worksheet and enter your penalty on your tax return, but file
only page 1 of Form 2210.
Part II
Reasons for Filing. Check applicable boxes. If none apply, don't file Form 2210.
A
You request a waiver (see instructions) of your entire penalty. You must check this box and file page 1 of Form 2210, but you aren't required
to figure your penalty.
B
You request a waiver (see instructions) of part of your penalty. You must figure your penalty and waiver amount and file Form 2210.
C
Your income varied during the year and your penalty is reduced or eliminated when figured using the annualized income installment method. You must
figure the penalty using Schedule Al and file Form 2210.
D
Your penalty is lower when figured by treating the federal income tax withheld from your income as paid on the dates it was actually withheld, instead of in
equal amounts on the payment due dates. You must figure your penalty and file Form 2210.
E
You filed or are filing a joint return for either 2016 or 2017, but not for both years, and line 8 above is smaller than line 5 above. You must file page 1 of
Form 2210, but you aren't required to figure your penalty (unless box B, C, or D applies).
LHA For Paperwork Reduction Act Notice, see separate instructions.
Form 2210 (2017)
712501 01-05-18
EFTA00025663

=== Page 41 ===
Form 2210 (2017) SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 3
Part IV
Regular Method (See the instructions if you are filing Form 1040NR or 1040NR-EZ.)
Payment Due Dates
Section A - Figure Your Underpayment
(a)
(b)
(c)
(d)
4/15/17
6/15/17
9/15/17
1/15/18
18 Required installments. If box C in Part Il applies, enter
the amounts from Schedule AI, line 25. Otherwise, enter
25% (0.25) of line 9, Form 2210, in each column
18
22,509.
22,509.
22,509.
22,507.
19 Estimated tax paid and tax withheld For column (a) only, also enter
the amount from line 19 on line 23. If line 19 is equal to or more than
line 18 for all payment periods, stop here; you don't owe a penalty.
Don't file Form 2210 unless you checked a box in Part II
19
42,857.
24,000.
15,000.
Complete lines 20 through 26 of one column
before going to line 20 of the next column.
20 Enter the amount, if any, from line 26 in the previous
column
20
20,348.
21,839.
14,330.
21 Add lines 19 and 20
21
44,348.
36,839.
14,330.
22 Add the amounts on lines 24 and 25 in the previous column
22
23 Subtract line 22 from line 21. If zero or less, enter -0-.
For column (a) only, enter the amount from line 19
23
42,857.
44,348.
36,839.
14,330.
24 If line 23 is zero, subtract line 21 from line 22.
Otherwise, enter -0-
24
0.
0.
25 Underpayment. If line 18 is equal to or more than line
23, subtract line 23 from line 18. Then go to line 20 of
the next column. Otherwise, go to line 26
25
8,177.
26 Overpayment. If line 23 is more than line 18, subtract line
18 from line 23. Then go to line 20 of the next column
26
20,348.
21,839.
14,330.
Section B - Figure the Penalty (Use the Worksheet for Form 2210, Part IV, Section B Figure the Penalty in the instructions.)
27 Penalty. Enter the total penalty from line 14 of the Worksheet for Form 2210, Part IV, Section B - Figure the Penalty. Also include
this amount on Form 1040, line 79; Form 1040A, line 51; Form 1040NR, line 76; Form 1040NR-EZ, line 26; or Form 1041, line
26. Don't file Form 2210 unless you checked a box in Part II
27
81.
Form 2210 (2017)
SEE ATTACHED WORKSHEET
712491 01-05-18
EFTA00025664

=== Page 42 ===
UNDERPAYMENT OF ESTIMATED TAX WORKSHEET
Name(s)
Identifying Number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
(A)
(B)
(C)
(D)
(E)
(F)
Adjusted
Number Days
Daily
*Date
Amount
Balance Due
Balance Due
Penalty Rate
Penalty
-0-
04/15/17
22,509.
22,509.
04/15/17
-42,857.
-20,348.
06/15/17
22,509.
2,161.
06/15/17
-24,000.
-21,839.
09/15/17
22,509.
670.
09/15/17
-15,000.
-14,330.
01/15/18
22,507.
8,177.
90
.000109589
81.
Penalty Due (Sum of Column F).
81.
* Date of estimated tax payment, withholding
credit date or installment due date.
712511
04-01-17
EFTA00025665

=== Page 43 ===
SCHEDULE A
Itemized Deductions
OMB No. 1545-0074
(Form 1040)
Go to www.irs.gov/ScheduleA for instructions and the latest information.
2017
Department of the Treasury
Attach to Form 1040.
Attachment
Internal Revenue Service
(99)
Caution: If you are claiming a net qualified disaster loss on Form 4684, see the instructions for line 28.
Sequence No.
07
Name(s) shown on Form 1040
Your social security number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Medical
Caution: Do not include expenses reimbursed or paid by others.
and
1 Medical and dental expenses (see instructions)
1
Dental
2 Enter amount from Form 1040, line 38
2
Expenses
3 Multiply line 2 by 7.5% (0.075)
3
4 Subtract line 3 from line 1. If line 3 is more than line 1, enter -0-
4
Taxes You
5 State and local (check only one box):
Paid
a
X
Income taxes, or
SEE STATEMENT 11
5
133,562.
b
General sales taxes
6 Real estate taxes (see instructions)
6
26,896.
7 Personal property taxes
7
8 Other taxes. List type and amount
8
9 Add lines 5 through 8
9
160,458.
Interest
10 Home mortgage interest and points reported to you on Form 1098
10
You Paid
11 Home mortgage interest not reported to you on Form 1098. If paid to the person
from whom you bought the home, see instructions and show that person's name,
identifying no., and address
Note:
11
Your mortgage
interest
12 Points not reported to you on Form 1098. See instructions for special rules
12
deduction may
13 Mortgage insurance premiums (see instructions)
13
be limited (see
14 Investment interest. Attach Form 4952 if required. See instructions
STMT 12
14
22,464.
instructions).
15 Add lines 10 through 14
15
22,464.
Gifts to
16 Gifts by cash or check. If you made any gift of $250 or more, see instructions
16
Charity
17 Other than by cash or check. If any gift of $250 or more, see instructions.
If you made a
You must attach Form 8283 if over $500
17
gift and got a
benefit for it,
18 Carryover from prior year
18
see instructions. 19 Add lines 16 through 18
19
Casualty and
20 Casualty or theft loss(es) other than net qualified disaster losses. Attach Form 4684 and
Theft Losses
enter the amount from line 18 of that form. See instructions
20
Job Expenses 21 Unreimbursed employee expenses job travel, union dues, job education, etc.
and Certain
Attach Form 2106 or 2106-EZ if required. See instructions.
Miscellaneous
Deductions
21
22 Tax preparation fees
22
23 Other expenses investment, safe deposit box, etc. List type and amount
SEE STATEMENT 10
23
132,995.
24 Add lines 21 through 23
24
132,995.
25 Enter amount from Form 1040, line 38
25
484,192.
26 Multiply line 25 by 2% (0.02)
26
9,684.
27 Subtract line 26 from line 24. If line 26 is more than line 24, enter -0-
27
123,311.
Other
28 Other - from list in instructions. List type and amount
Miscellaneous
Deductions
28
29 Is Form 1040, line 38, over $156,900?
No. Your deduction is not limited. Add the amounts in the far right column
Total
for lines 4 through 28. Also, enter this amount on Form 1040, line 40.
Yes. Your deduction may be limited. See the Itemized Deductions
}
STMT 13
29
301,121.
Itemized
X
Deductions
Worksheet in the instructions to figure the amount to enter.
30 If you elect to itemize deductions even though they are less than your standard deduction,
check here
LHA 719501 02-22-18 For Paperwork Reduction Act Notice, see the Instructions for Form 1040.
Schedule A (Form 1040) 2017
EFTA00025666

=== Page 44 ===
SCHEDULE B
OMB No. 1545-0074
(Form 1040A or 1040)
Interest and Ordinary Dividends
Attach to Form 1040A or 1040.
2017
Department of the Treasury
Attachment
Internal Revenue Service
(99)
Go to www.irs.gov/ScheduleB for instructions and the latest information.
Sequence No.
08
Name(s) shown on return
Your social security number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part I
1 List name of payer. If any interest is from a seller-financed mortgage and the buyer used the
Amount
Interest
property as a personal residence, see the instructions and list this interest first. Also, show that
buyer's social security number and address
SEE STATEMENT 14
91,411.
1
Note: If you
received a Form
1099-INT.
Form 1099-OID,
or substitute
statement from
a brokerage firm,
list the firm's
name as the
SUBTOTAL FOR LINE 1
91,411.
payer and enter
the total interest
TAX-EXEMPT INTEREST
SEE STATEMENT 15
-7.
shown on that
2 Add the amounts on line 1
2
91,404.
form.
3 Excludable interest on series EE and I U.S. savings bonds issued after 1989.
Attach Form 8815
3
4 Subtract line 3 from line 2. Enter the result here and on Form 1040A, or Form 1040, line 8a
4
91,404.
Note: If line 4 is over $1,500, you must complete Part III.
Amount
Part II
5 List name of payer
UBS - 3572
Ordinary
1,455.
Dividends
UBS - 3575
6,656.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C.
17,988.
FROM K-1 - CARGOMETRICS COMPASS FUND LP
4,883.
FROM K-1 - ATLAS ENHANCED FUND LP
8,075.
FROM K-1 - ANGARA TRUST
129,621.
FROM K-1 - ANGARA TRUST - U.S. BOND INT - DIV
7,404.
5
Note: If you
received a Form
1099-DIV or
substitute
statement from
a brokerage firm,
list the firm's
name as the
payer and enter
the ordinary
dividends shown
on that form.
6 Add the amounts on line 5. Enter the total here and on Form 1040A, or Form 1040, line 9a
6
176,082.
Note: If line 6 is over $1,500, you must complete Part III.
Part III
You must complete this part if you (a) had over $1,500 of taxable interest or ordinary dividends; (b) had a foreign
Yes
No
account; or (c) received a distribution from, or were a grantor of, or a transferor to, a foreign trust.
Foreign
7a At any time during 2017, did you have a financial interest in or signature authority over a financial account (such
Accounts
as a bank account, securities account, or brokerage account) located in a foreign country? See instructions
and
If "Yes," are you required to file FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR),
Trusts
to report that financial interest or signature authority? See FinCEN Form 114 and its instructions for filing
requirements and exceptions to those requirements
b If you are required to file FinCEN Form 114, enter the name of the foreign country where the financial account
is located
UNITED KINGDOM
8 During 2017, did you receive a distribution from, or were you the grantor of, or transferor to, a foreign trust?
727501 10-25-17
If "Yes," you may have to file Form 3520. See instructions
X
LHA For Paperwork Reduction Act Notice, see your tax return instructions.
Schedule B (Form 1040A or 1040) 2017
EFTA00025667

=== Page 45 ===
SCHEDULE C
Profit or Loss From Business
OMB No. 1545-0074
(Form 1040)
(Sole Proprietorship)
Department of the Treasury
Go to www.irs.gov/ScheduleC for instructions and the latest information.
2017
Attachment
Internal Revenue Service (99)
Attach to Form 1040, 1040NR, or 1041; partnerships generally must file Form 1065.
Sequence No.
09
Name of proprietor
Social security number (SSN)
GHISLAINE MAXWELL
A Principal business or profession, including product or service (see instructions)
B Enter code from instructions
CONSULTING
812990
C Business name. If no separate business name, leave blank.
D Employer ID number (EIN) (see instr.)
ELLMAX, LLC
27-4313665
E Business address (including suite or room no.)
116 EAST 65TH STREET
City, town or post office, state, and ZIP code
NEW YORK, NY 11021
F Accounting method:
(1)
X
Cash
(2)
Accrual (3)
Other (specify)
G Did you "materially participate" in the operation of this business during 2017? If "No," see instructions for limit on losses
X
Yes
No
H If you started or acquired this business during 2017, check here
I Did you make any payments in 2017 that would require you to file Form(s) 1099? (see instructions)
Yes
X
No
J If "Yes," did you or will you file required Forms 1099?
Yes
No
Part I
Income
1 Gross receipts or sales. See instructions for line 1 and check the box if this income was reported to you on Form W-2
and the "Statutory employee' box on that form was checked
1
2 Returns and allowances
2
3 Subtract line 2 from line 1
3
4 Cost of goods sold (from line 42)
4
5 Gross profit. Subtract line 4 from line 3
5
6 Other income, including federal and state gasoline or fuel tax credit or refund (see instructions)
6
7 Gross income. Add lines 5 and 6
7
Part II
Expenses. Enter expenses for business use of your home only on line 30.
8 Advertising
8
18 Office expense
18
9 Car and truck expenses
19 Pension and profit-sharing plans
19
(see instructions)
9
20 Rent or lease (see instructions):
10 Commissions and fees
10
a Vehicles, machinery, and equipment
20a
11 Contract labor (see instructions)
11
36,500.
b Other business property
20b
12 Depletion
12
21 Repairs and maintenance
21
13 Depreciation and section 179
22 Supplies (not included in Part III)
22
expense deduction (not included in
23 Taxes and licenses
23
15,232.
Part III) (see instructions)
13
24 Travel, meals, and entertainment:
14 Employee benefit programs (other
a Travel
24a
than on line 19)
14
b Deductible meals and
15 Insurance (other than health)
15
entertainment (see instructions)
24b
16 Interest:
25 Utilities
25
a Mortgage (paid to banks, etc.)
16a
26 Wages (less employment credits)
26
38,242.
b Other
16b
27 a Other expenses (from line 48)
27a
1,986.
17 Legal and professional services
17
7,530.
b Reserved for future use
27b
28 Total expenses before expenses for business use of home. Add lines 8 through 27a
28
99,490.
29 Tentative profit or (loss). Subtract line 28 from line 7
29
-99,490.
30 Expenses for business use of your home. Do not report these expenses elsewhere. Attach Form 8829
unless using the simplified method (see instructions).
Simplified method filers only: enter the total square footage of: (a) your home:
and (b) the part of your home used for business:
Use the Simplified Method Worksheet in the instructions to figure the amount to enter on line 30
30
31 Net profit or (loss). Subtract line 30 from line 29.
If a profit, enter on both Form 1040, line 12 (or Form 1040NR, line 13) and on Schedule SE, line 2.
(If you checked the box on line 1, see instructions). Estates and trusts, enter on Form 1041, line 3.
31
-99,490.
If a loss, you must go to line 32.
32 If you have a loss, check the box that describes your investment in this activity (see instructions).
32a
X
All investment
If you checked 32a, enter the loss on both Form 1040, line 12, (or Form 1040NR, line 13) and on Schedule SE, line 2.
is at risk.
(If you checked the box on line 1, see the line 31 instructions). Estates and trusts, enter on Form 1041, line 3.
32b
Some investment
is not at risk.
If you checked 32b, you must attach Form 6198. Your loss may be limited.
LHA For Paperwork Reduction Act Notice, see the separate instructions.
Schedule C (Form 1040) 2017
720001 10-21-17
EFTA00025668

=== Page 46 ===
Schedule C (Form 1040) 2017
GHISLAINE MAXWELL
Page 2
Part III
Cost of Goods Sold (see instructions)
33
Method(s) used to
value closing inventory:
a
Cost
b
Lower of cost or market
C
Other (attach explanation)
34 Was there any change in determining quantities, costs, or valuations between opening and closing inventory?
If "Yes," attach explanation
Yes
No
35 Inventory at beginning of year. If different from last year's closing inventory, attach explanation
35
36 Purchases less cost of items withdrawn for personal use
36
37 Cost of labor. Do not include any amounts paid to yourself
37
38 Materials and supplies
38
39
Other costs
39
40 Add lines 35 through 39
40
41
Inventory at end of year
41
42 Cost of goods sold. Subtract line 41 from line 40. Enter the result here and on line 4
42
Part IV
Information on Your Vehicle. Complete this part only if you are claiming car or truck expenses on line 9 and
are not required to file Form 4562 for this business. See the instructions for line 13 to find out if you must file
Form 4562.
43 When did you place your vehicle in service for business purposes? (month, day, year)
/
/
44 Of the total number of miles you drove your vehicle during 2017, enter the number of miles you used your vehicle for:
a Business
b Commuting
C Other
45 Was your vehicle available for personal use during off-duty hours?
Yes
No
46 Do you (or your spouse) have another vehicle available for personal use?
Yes
No
47 a Do you have evidence to support your deduction?
Yes
No
b If "Yes," is the evidence written?
Yes
No
Part V
Other Expenses. List below business expenses not included on lines 8-26 or line 30.
PAYROLL PROCESSING FEES
1,836.
BANK FEES
150.
48 Total other expenses. Enter here and on line 27a
48
1,986.
720002 10-21-17
Schedule C (Form 1040) 2017
EFTA00025669

=== Page 47 ===
SCHEDULE D
Capital Gains and Losses
OMB No. 1545-0074
(Form 1040)
Attach to Form 1040 or Form 1040NR.
2017
Department of the Treasury
Go to www.irs.gov/ScheduleD for instructions and the latest information.
Internal Revenue Service (99)
Attachment
Use Form 8949 to list your transactions for lines 1b, 2, 3, 8b, 9, and 10.
Sequence No.
12
Name(s) shown on return
Your social security number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part I
Short-Term Capital Gains and Losses - Assets Held One Year or Less
See instructions for how to figure the amounts to
(g)
(h) Gain or (loss)
enter on the lines below.
(d)
(e)
Adjustments
Subtract column (e)
Proceeds
Cost
to gain or loss from
from column (d) and
This form may be easier to complete if you round off
(sales price)
(or other basis)
Form(s) 8949, Part I,
combine the result
cents to whole dollars.
line 2, column (g)
with column (g)
1a Totals for all short-term transactions reported on Form 1099-B
for which basis was reported to the IRS and for which you have
no adjustments (see instructions). However, if you choose to
report all these transactions on Form 8949, leave this line blank
and go to line 1b
1b Totals for all transactions reported on Form(s)
8949 with Box A checked
2 Totals for all transactions reported on Form(s)
8949 with Box B checked
3 Totals for all transactions reported on Form(s)
8949 with Box C checked
4 Short-term gain from Form 6252 and short-term gain or (loss) from Forms 4684, 6781, and 8824
STMT
16
4
1,301.
5 Net short-term gain or (loss) from partnerships, S corporations, estates, and trusts
from Schedule(s) K-1
SEE STATEMENT 18
5
<15,638.>
6 Short-term capital loss carryover. Enter the amount, if any, from line 8 of your Capital Loss
Carryover Worksheet in the instructions
6
(
)
7 Net short-term capital gain or (loss). Combine lines 1a through 6 in column (h). If you have any long-term
capital gains or losses, go to Part Il below. Otherwise, go to Part III on page 2
7
<14,337.>
Part II
Long-Term Capital Gains and Losses - Assets Held More Than One Year
See instructions for how to figure the amounts to
(g)
(h) Gain or (loss)
enter on the lines below.
(d)
(e)
Adjustments
Subtract column (e)
Proceeds
Cost
to gain or loss from
from column (d) and
This form may be easier to complete if you round off
(sales price)
(or other basis)
Form(s) 8949, Part II,
combine the result
cents to whole dollars.
line 2, column (g)
with column (g)
8a Totals for all long-term transactions reported on Form 1099-B
for which basis was reported to the IRS and for which you have
no adjustments (see instructions). However, if you choose to
report all these transactions on Form 8949, leave this line blank
and go to line 8b
8b Totals for all transactions reported on Form(s)
8949 with Box D checked
9 Totals for all transactions reported on Form(s)
8949 with Box E checked
10 Totals for all transactions reported on Form(s)
8949 with Box F checked
945,279.
945,271.
8.
11 Gain from Form 4797, Part I; long-term gain from Forms 2439 and 6252; and long-term gain or (loss)
from Forms 4684, 6781, and 8824
SEE STATEMENT 17
11
1,977.
SEE STATEMENT 19
12 Net long-term gain or (loss) from partnerships, S corporations, estates, and trusts from Schedule(s) K-1
12
312,187.
13 Capital gain distributions
SEE STATEMENT 20
13
387.
14 Long-term capital loss carryover. Enter the amount, if any, from line 13 of your Capital Loss Carryover
Worksheet in the instructions
14
(
)
15 Net long-term capital gain or (loss). Combine lines 8a through 14 in column (h). Then go to
Part III on page 2
15
314,559.
LHA For Paperwork Reduction Act Notice, see your tax return instructions.
Schedule D (Form 1040) 2017
720511 11-02-17
EFTA00025670

=== Page 48 ===
Schedule D (Form 1040) 2017
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page
2
Part III
Summary
16 Combine lines 7 and 15 and enter the result
16
300,222.
If line 16 is a gain, enter the amount from line 16 on Form 1040, line 13, or Form 1040NR, line 14.
Then go to line 17 below.
If line 16 is a loss, skip lines 17 through 20 below. Then go to line 21. Also be sure to complete
line 22.
If line 16 is zero, skip lines 17 through 21 below and enter -0- on Form 1040, line 13, or Form
1040NR, line 14. Then go to line 22.
17 Are lines 15 and 16 both gains?
Yes. Go to line 18.
No. Skip lines 18 through 21, and go to line 22.
18 If you are required to complete the 28% Rate Gain Worksheet (see instructions), enter the
amount, if any, from line 7 of that worksheet
18
19 If you are required to complete the Unrecaptured Section 1250 Gain Worksheet (see
instructions), enter the amount, if any, from line 18 of that worksheet SEE STATEMENT 21
19
20 Are lines 18 and 19 both zero or blank?
Yes. Complete the Qualified Dividends and Capital Gain Tax Worksheet in the instructions
for Form 1040, line 44 (or in the instructions for Form 1040NR, line 42). Don't complete lines
21 and 22 below.
No. Complete the Schedule D Tax Worksheet in the instructions. Don't complete lines 21
and 22 below.
21 If line 16 is a loss, enter here and on Form 1040, line 13, or Form 1040NR, line 14, the smaller of:
The loss on line 16 or
21
(
($3,000), or if married filing separately, ($1,500)
Note: When figuring which amount is smaller, treat both amounts as positive numbers.
22 Do you have qualified dividends on Form 1040, line 9b, or Form 1040NR, line 10b?
Yes. Complete the Qualified Dividends and Capital Gain Tax Worksheet in the instructions
for Form 1040, line 44 (or in the instructions for Form 1040NR, line 42).
No. Complete the rest of Form 1040 or Form 1040NR.
Schedule D (Form 1040) 2017
720512 11-02-17
EFTA00025671

=== Page 49 ===
Form 8949 (2017)
Attachment Sequence No. 12A
Page 2
Name(s) shown on return. Name and SSN or taxpayer identification no. not required if shown on page 1
Social security number or
taxpayer identification no.
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Before you check Box D, E, or F below, see whether you received any Form(s) 1099-B or substitute statement(s) from your broker. A substitute
statement will have the same information as Form 1099-B. Either will show whether your basis (usually your cost) was reported to the IRS by your
broker and may even tell you which box to check
Part II
Long-Term. Transactions involving capital assets you held more than 1 year are long term. For short-term transactions, see page 1.
Note: You may aggregate all long-term transactions reported on Form(s) 1099-B showing basis was reported to the IRS and for which no adjustments or
codes are required. Enter the totals directly on Schedule D, line 8a; you aren't required to report these transactions on Form 8949 (see instructions).
You must check Box D, E, or F below. Check only one box. If more than one box applies for your long-term transactions, complete a separate Form 8949, page 2, for each applicable box.
If you have more long-term transactions than will fit on this page for one or more of the boxes, complete as many forms with the same box checked as you need.
(D) Long-term transactions reported on Form(s) 1099-B showing basis was reported to the IRS (see Note above)
(E) Long-term transactions reported on Form(s) 1099-B showing basis wasn't reported to the IRS
(F) Long-term transactions not reported to you on Form 1099-B
1
(a)
(b)
(c)
(d)
(e)
Adjustment, if any, to gain or
(h)
Description of property
Date acquired
Date sold or
Proceeds
Cost or other
loss. If you enter an amount
(sales price)
in column (g), enter a code in
Gain or (loss).
(Example: 100 sh. XYZ Co.)
(Mo., day, yr.)
disposed of
basis. See the
column (f). See instructions.
Subtract column (e)
Note below and
(Mo., day, yr.)
from column (d) &
see Column (e) in
(f)
(g)
combine the result
Code(s)
Amount of
the instructions
adjustment
with column (g)
DISPOSITION OF
ATLAS ENHANCED
FUND LP
VARIOUS
945,279.
945,271.
8.
2 Totals. Add the amounts in columns (d), (e), (g) and (h) (subtract
negative amounts). Enter each total here and include on your
Schedule D, line 8b (if Box D above is checked), line 9 (if Box E
above is checked), or line 10 (if Box F above is checked)
945,279.
945,271.
8.
Note: If you checked Box D above but the basis reported to the IRS was incorrect, enter in column (e) the basis as reported to the IRS, and enter an
adjustment in column (g) to correct the basis. See Column (g) in the separate instructions for how to figure the amount of the adjustment.
723012 11-02-17
Form 8949 (2017)
EFTA00025672

=== Page 50 ===
Qualified Dividends and Capital Gain Tax Worksheet - Line 44
Keep for Your Records
Name(s) shown on return
Your SSN
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Before you begin:
See the instructions for line 44 to see if you can use this worksheet to figure your tax.
Before completing this worksheet, complete Form 1040 through line 43.
If you don't have to file Schedule D and you received capital gain distributions, be sure you
checked the box on line 13 of Form 1040.
1. Enter the amount from Form 1040, line 43. However, if you are filing Form
2555 or 2555-EZ (relating to foreign earned income), enter the amount from
line 3 of the Foreign Earned Income Tax Worksheet
1.
183,071.
2. Enter the amount from Form 1040, line 9b*
2.
30,647.
3. Are you filing Schedule D?*
X
Yes. Enter the smaller of line 15 or 16 of
Schedule D. If either line 15 or 16 is
blank or a loss, enter -0-,
No. Enter the amount from Form 1040, line 13.
}
3.
300,222.
4. Add lines 2 and 3
4.
330,869.
5. If filing Form 4952 (used to figure investment
interest expense deduction), enter any amount
from line 4g of that form. Otherwise, enter -0-
5.
0.
6. Subtract line 5 from line 4. If zero or less, enter -0-
6.
330,869.
7. Subtract line 6 from line 1. If zero or less, enter -0-
7.
0.
8. Enter:
$37,950 if single or married filing separately,
$75,900 if married filing jointly or qualifying widow(er),
$50,800 if head of household.
}
8.
75,900.
9. Enter the smaller of line 1 or line 8
9.
75,900.
10. Enter the smaller of line 7 or line 9
10.
0.
11. Subtract line 10 from line 9. This amount is taxed at 0%
11.
75,900.
12. Enter the smaller of line 1 or line 6
12.
183,071.
13. Enter the amount from line 11
13.
75,900.
14. Subtract line 13 from line 12
14.
107,171.
15. Enter:
$ 418,400 if single,
$235,350 if married filing separately,
$ 470,700 if married filing jointly or qualifying widow(er),
$ 444,550 if head of household.
}
15.
470,700.
16. Enter the smaller of line 1 or line 15
16.
183,071.
17. Add lines 7 and 11
17.
75,900.
18. Subtract line 17 from line 16. If zero or less, enter -0-
18.
107,171.
19. Enter the smaller of line 14 or line 18
19.
107,171.
20. Multiply line 19 by 15% (0.15)
20.
16,076.
21. Add lines 11 and 19
21.
183,071.
22. Subtract line 21 from line 12
22.
0.
23. Multiply line 22 by 20% (0.20)
23.
0.
24. Figure the tax on the amount on line 7. If the amount on line 7 is less than $100,000, use the Tax Table to
figure the tax. If the amount on line 7 is $100,000 or more, use the Tax Computation Worksheet
24.
0.
25. Add lines 20, 23, and 24
25.
16,076.
26. Figure the tax on the amount on line 1. If the amount on line 1 is less than $100,000, use the Tax Table to
figure the tax. If the amount on line 1 is $100,000 or more, use the Tax Computation Worksheet
26.
38,144.
27. Tax on all taxable income. Enter the smaller of line 25 or 26. Also include this amount on Form
1040, line 44. If you are filing Form 2555 or 2555-EZ, don't enter this amount on Form 1040, line 44.
Instead, enter it on line 4 of the Foreign Earned Income Tax Worksheet
27.
16,076.
*If you are filing Form 2555 or 2555-EZ, see the footnote in the Foreign Earned Income Tax Worksheet before completing this line.
710451 01-17-18
EFTA00025673

=== Page 51 ===
Schedule E (Form 1040) 2017
Attachment Sequence No. 13
Page 2
Name(s) shown on return Do not enter name and social security number if shown on page 1.
Your social security number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Caution: The IRS compares amounts reported on your tax return with amounts shown on Schedule(s) K-1.
Part II
Income or Loss From Partnerships and S Corporations Note: If you report a loss from an at-risk activity for which
any amount is not at risk, you must check column (e) on line 28 and attach Form 6198. See instructions.
27 Are you reporting any loss not allowed in a prior year due to the at-risk, excess farm loss, or basis limitations, a prior year unallowed loss from a
passive activity (if that loss was not reported on Form 8582), or unreimbursed partnership expenses?
Yes
No
If you answered "Yes," see instructions before completing this section.
(b) Enter P for
(c) Check
(d) Employer
(e) Check if
28
(a) Name
partnership S
if foreign
for S corporation
identification number
any amount is
partnership
not at risk
A
SEE STATEMENT 22
B
C
D
Passive Income and Loss
Nonpassive Income and Loss
(f) Passive loss allowed
(g) Passive income
(h) Nonpassive loss
(i) Section 179 expense
(j) Nonpassive income
(attach Form 8582 if required)
from Schedule K-1
from Schedule K-1
deduction from Form 4562
from Schedule K-1
A
B
C
D
29a Totals
266,637.
b Totals
269,498.
30 Add columns (g) and (j) of line 29a
30
266,637.
31 Add columns (f), (h), and (i) of line 29b
31
( 269,498. )
32 Total partnership and S corporation income or (loss). Combine lines 30 and 31. Enter the
result here and include in the total on line 41 below
32
-2,861.
Part III
Income or Loss From Estates and Trusts
33
(a) Name
(b) Employer
identification number
A
ANGARA TRUST
81-6797506
B
INVESTMENT INTEREST EXPENSE
81-6797506
Passive Income and Loss
Nonpassive Income and Loss
(c) Passive deduction or loss allowed
(d) Passive income
(e) Deduction or loss
(f) Other income from
(attach Form 8582 if required)
from Schedule K-1
from Schedule K-1
Schedule K-1
A
61.
3,978.
B
5.
34a Totals
61.
b Totals
3,983.
35 Add columns (d) and (f) of line 34a
35
61.
36 Add columns (c) and (e) of line 34b
36
(
3,983.
)
37 Total estate and trust income or (loss). Combine lines 35 and 36. Enter the result here and include in the total on line 41 below
37
-3,922.
Part IV
Income or Loss From Real Estate Mortgage Investment Conduits (REMICs) Residual Holder
(b) Employer
(c) Excess inclusion from
(d) Taxable income (net
(e) Income from
38
(a) Name
identification number
Schedules Q, line 2c
loss) from Schedules Q,
(see instructions)
line 1b
Schedules Q, line 3b
39 Combine columns (d) and (e) only. Enter the result here and include in the total on line 41 below
39
Part V
Summary * ENTIRE DISPOSITION OF NONPASSIVE ACTIVITY
40 Net farm rental income or (loss) from Form 4835. Also, complete line 42 below
40
41 Total income or (loss). Combine lines 26, 32, 37. 39, and 40. Enter the result here and on Form 1040, line 17, or Form 1040NR, line 18
41
-6,783.
42 Reconciliation of farming and fishing income. Enter your gross farming and fishing income
reported on Form 4835, line 7; Schedule K-1 (Form 1065), box 14, code B; Schedule K-1
(Form 1120S), box 17, code V; and Schedule K-1 (Form 1041), box 14, code F (see instructions)
42
43 Reconciliation for real estate professionals. If you were a real estate professional (see instructions),
enter the net income or (loss) you reported anywhere on Form 1040 or Form 1040NR from all rental real estate
activities in which you materially participated under the passive activity loss rules
43
Schedule E (Form 1040) 2017
721501 10-20-17
EFTA00025674

=== Page 52 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 1
2017
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough CARGOMETRICS TECHNOLOGIES LLC
ID
90-0907396
SPOUSE
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
NONPASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
SCHEDULE E, PAGE 2
Ordinary business income (loss)
-21,895.
Rental real estate income (loss)
Other net rental income (loss)
Intangible drilling costs/dry hole costs
Self-charged passive interest expense
Guaranteed payments
Section 179 and carryover
Disallowed section 179 expense
Excess farm loss
Net income (loss)
-21,895.
122,614.
-144,509.
First passive other
Second passive other
Cost depletion
Percentage depletion
Depletion carryover
Disallowed due to 65% limitation
Unreimbursed expenses (nonpassive)
Nonpassive other
Total Schedule E (page 2)
-21,895.
122,614.
-144,509.
FORM 4797
Section 1231 gain (loss)
Section 179 recapture on disposition
SCHEDULE D
Net short-term cap. gain (loss)
Net long-term cap. gain (loss)
Section 1256 contracts & straddles
-1.
-1.
FORM 4952
Investment interest expense - Sch. A
Other net investment income
ITEMIZED DEDUCTIONS
Charitable contributions
Deductions related to portfolio income
Other
721551 04-01-17
EFTA00025675

=== Page 53 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 2
2017
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough CARGOMETRICS TECHNOLOGIES LLC
ID
90-0907396
SPOUSE
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
NONPASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
INTEREST AND DIVIDENDS
Interest income
9.
9.
Interest from U.S. bonds
Ordinary dividends
Qualified dividends
Tax-exempt interest income
FORM 6251
Depreciation adjustment after 12/31/86
Adjusted gain or loss
Beneficiary's AMT adjustment
Depletion (other than oil)
Other
MISCELLANEOUS
Self-employment earnings (loss)/Wages
-21,895.
-21,895.
Gross farming & fishing inc
Royalties
Royalty expenses/depletion
Undistributed capital gains credit
Backup withholding
Credit for estimated tax
Cancellation of debt
Medical insurance 1040
Dependent care benefits
Retirement plans
Qualified production activities income
Passthrough adjustment to Form 1040
Penalty on early withdrawal of savings
NOL
Other taxes/recapture of credits
Credits
397.
397.
Casualty and theft loss
721552 04-01-17
EFTA00025676

=== Page 54 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 1
2017
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough ALPHAKEYS MILLENNIUM FUND, L.L.C.
ID
27-5238213
SPOUSE
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
NONPASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
SCHEDULE E, PAGE 2
Ordinary business income (loss)
-35,373.
Rental real estate income (loss)
Other net rental income (loss)
Intangible drilling costs/dry hole costs
Self-charged passive interest expense
Guaranteed payments
Section 179 and carryover
Disallowed section 179 expense
Excess farm loss
Net income (loss)
-35,373.
-35,373.
First passive other
Second passive other
Cost depletion
Percentage depletion
Depletion carryover
Disallowed due to 65% limitation
Unreimbursed expenses (nonpassive)
Nonpassive other
-48,770.
-48,770.
Total Schedule E (page 2)
-84,143.
-84,143.
FORM 4797
Section 1231 gain (loss)
Section 179 recapture on disposition
SCHEDULE D
Net short-term cap. gain (loss)
Net long-term cap. gain (loss)
Section 1256 contracts & straddles
835.
835.
FORM 4952
Investment interest expense Sch. A
Other net investment income
ITEMIZED DEDUCTIONS
Charitable contributions
Deductions related to portfolio income
8,064.
8,064.
Other
721551 04-01-17
EFTA00025677

=== Page 55 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 2
2017
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough ALPHAKEYS MILLENNIUM FUND, L.L.C.
ID
27-5238213
SPOUSE
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
NONPASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
INTEREST AND DIVIDENDS
Interest income
5,732.
5,732.
Interest from U.S. bonds
17,900.
17,900.
Ordinary dividends
17,988.
17,988.
Qualified dividends
6,874.
6,874.
Tax-exempt interest income
7.
7.
FORM 6251
Depreciation adjustment after 12/31/86
-1.
-1.
Adjusted gain or loss
Beneficiary's AMT adjustment
Depletion (other than oil)
Other
MISCELLANEOUS
Self-employment earnings (loss)/Wages
Gross farming & fishing inc
Royalties
Royalty expenses/depletion
Undistributed capital gains credit
Backup withholding
Credit for estimated tax
Cancellation of debt
Medical insurance 1040
Dependent care benefits
Retirement plans
Qualified production activities income
Passthrough adjustment to Form 1040
Penalty on early withdrawal of savings
NOL
Other taxes/recapture of credits
Credits
Casualty and theft loss
721552 04-01-17
EFTA00025678

=== Page 56 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 1
2017
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough CARGOMETRICS COMPASS FUND LP
ID
37-1791864
SPOUSE
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
NONPASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
SCHEDULE E, PAGE 2
Ordinary business income (loss)
-22,442.
Rental real estate income (loss)
Other net rental income (loss)
Intangible drilling costs/dry hole costs
Self-charged passive interest expense
Guaranteed payments
Section 179 and carryover
Disallowed section 179 expense
Excess farm loss
Net income (loss)
-22,442.
-22,442.
First passive other
Second passive other
Cost depletion
Percentage depletion
Depletion carryover
Disallowed due to 65% limitation
Unreimbursed expenses (nonpassive)
Nonpassive other
168.
168.
Total Schedule E (page 2)
-22,274.
-22,274.
FORM 4797
Section 1231 gain (loss)
Section 179 recapture on disposition
SCHEDULE D
Net short-term cap. gain (loss)
1,382.
1,382.
Net long-term cap. gain (loss)
Section 1256 contracts & straddles
1,950.
1,950.
FORM 4952
Investment interest expense - Sch. A
Other net investment income
168.
168.
ITEMIZED DEDUCTIONS
Charitable contributions
Deductions related to portfolio income
Other
721551 04-01-17
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=== Page 57 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 2
2017
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough CARGOMETRICS COMPASS FUND LP
ID
37-1791864
SPOUSE
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
NONPASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
INTEREST AND DIVIDENDS
Interest income
Interest from U.S. bonds
2,730.
2,730.
Ordinary dividends
4,883.
4,883.
Qualified dividends
Tax-exempt interest income
FORM 6251
Depreciation adjustment after 12/31/86
Adjusted gain or loss
Beneficiary's AMT adjustment
Depletion (other than oil)
Other
MISCELLANEOUS
Self-employment earnings (loss)/Wages
Gross farming & fishing inc
Royalties
Royalty expenses/depletion
Undistributed capital gains credit
Backup withholding
Credit for estimated tax
Cancellation of debt
Medical insurance 1040
Dependent care benefits
Retirement plans
Qualified production activities income
Passthrough adjustment to Form 1040
Penalty on early withdrawal of savings
NOL
Other taxes/recapture of credits
Credits
Casualty and theft loss
721552 04-01-17
EFTA00025680

=== Page 58 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 1
2017
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough ATLAS ENHANCED FUND LP
ID
26-0349715
SPOUSE
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
NONPASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
SCHEDULE E, PAGE 2
Ordinary business income (loss)
Rental real estate income (loss)
Other net rental income (loss)
Intangible drilling costs/dry hole costs
Self-charged passive interest expense
Guaranteed payments
Section 179 and carryover
Disallowed section 179 expense
Excess farm loss
Net income (loss)
First passive other
Second passive other
Cost depletion
Percentage depletion
Depletion carryover
Disallowed due to 65% limitation
Unreimbursed expenses (nonpassive)
Nonpassive other
-18,572.
-18,572.
Total Schedule E (page 2)
-18,572.
-18,572.
FORM 4797
Section 1231 gain (loss)
Section 179 recapture on disposition
SCHEDULE D
Net short-term cap. gain (loss)
-41.
-41.
Net long-term cap. gain (loss)
Section 1256 contracts & straddles
468.
468.
FORM 4952
Investment interest expense - Sch. A
22,463.
22,463.
Other net investment income
-18,572.
-18,572.
ITEMIZED DEDUCTIONS
Charitable contributions
Deductions related to portfolio income
3.
3.
Other
721551 04-01-17
EFTA00025681

=== Page 59 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 2
2017
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough ATLAS ENHANCED FUND LP
ID
26-0349715
SPOUSE
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
NONPASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
INTEREST AND DIVIDENDS
Interest income
14,581.
14,581.
Interest from U.S. bonds
2,588.
2,588.
Ordinary dividends
8,075.
8,075.
Qualified dividends
2,214.
2,214.
Tax-exempt interest income
FORM 6251
Depreciation adjustment after 12/31/86
Adjusted gain or loss
Beneficiary's AMT adjustment
Depletion (other than oil)
Other
MISCELLANEOUS
Self-employment earnings (loss)/Wages
Gross farming & fishing inc
Royalties
Royalty expenses/depletion
Undistributed capital gains credit
Backup withholding
Credit for estimated tax
Cancellation of debt
Medical insurance 1040
Dependent care benefits
Retirement plans
Qualified production activities income
Passthrough adjustment to Form 1040
Penalty on early withdrawal of savings
NOL
Other taxes/recapture of credits
Credits
Casualty and theft loss
721552 04-01-17
EFTA00025682

=== Page 60 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 1
2017
SCHEDULE E
Name SCOTT G. BORGERSON
SSN/EIN
Passthrough CARGOMETRICS TECHNOLOGIES LLC
ID
90-0907396
TAXPAYER
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
NONPASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
SCHEDULE E, PAGE 2
Ordinary business income (loss)
Rental real estate income (loss)
Other net rental income (loss)
Intangible drilling costs/dry hole costs
Self-charged passive interest expense
Guaranteed payments
266,637.
Section 179 and carryover
Disallowed section 179 expense
Excess farm loss
Net income (loss)
266,637.
266,637.
First passive other
Second passive other
Cost depletion
Percentage depletion
Depletion carryover
Disallowed due to 65% limitation
Unreimbursed expenses (nonpassive)
Nonpassive other
Total Schedule E (page 2)
266,637.
266,637.
FORM 4797
Section 1231 gain (loss)
Section 179 recapture on disposition
SCHEDULE D
Net short-term cap. gain (loss)
Net long-term cap. gain (loss)
Section 1256 contracts & straddles
FORM 4952
Investment interest expense - Sch. A
Other net investment income
ITEMIZED DEDUCTIONS
Charitable contributions
Deductions related to portfolio income
Other
721551 04-01-17
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=== Page 61 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 2
2017
SCHEDULE E
Name SCOTT G. BORGERSON
SSN/EIN
Passthrough CARGOMETRICS TECHNOLOGIES LLC
ID
90-0907396
TAXPAYER
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
NONPASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
INTEREST AND DIVIDENDS
Interest income
Interest from U.S. bonds
Ordinary dividends
Qualified dividends
Tax-exempt interest income
FORM 6251
Depreciation adjustment after 12/31/86
Adjusted gain or loss
Beneficiary's AMT adjustment
Depletion (other than oil)
Other
MISCELLANEOUS
Self-employment earnings (loss)/Wages
266,637.
266,637.
Gross farming & fishing inc
Royalties
Royalty expenses/depletion
Undistributed capital gains credit
Backup withholding
Credit for estimated tax
Cancellation of debt
Medical insurance 1040
19,388.
19,388.
Dependent care benefits
Retirement plans
Qualified production activities income
Passthrough adjustment to Form 1040
Penalty on early withdrawal of savings
NOL
Other taxes/recapture of credits
Credits
Casualty and theft loss
721552 04-01-17
EFTA00025684

=== Page 62 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 1
2017
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough ANGARA TRUST
ID
81-6797506
SPOUSE
ESTATE OR TRUST
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
OTHER PASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
SCHEDULE E, PAGE 2
Ordinary business income (loss)
61.
Rental real estate income (loss)
Other net rental income (loss)
Intangible drilling costs/dry hole costs
Self-charged passive interest expense
Guaranteed payments
Section 179 and carryover
Disallowed section 179 expense
Excess farm loss
Net income (loss)
61.
61.
First passive other
Second passive other
Cost depletion
Percentage depletion
Depletion carryover
Disallowed due to 65% limitation
Unreimbursed expenses (nonpassive)
Nonpassive other
-3,983.
-3,983.
Total Schedule E (page 2)
-3,922.
-3,922.
FORM 4797
Section 1231 gain (loss)
26.
26.
Section 179 recapture on disposition
SCHEDULE D
Net short-term cap. gain (loss)
-16,979.
-16,979.
Net long-term cap. gain (loss)
312,187.
312,187.
Section 1256 contracts & straddles
FORM 4952
Investment interest expense - Sch. A
1.
1.
Other net investment income
-4,507.
-4,507.
ITEMIZED DEDUCTIONS
Charitable contributions
Deductions related to portfolio income
66,867.
66,867.
Other
721551 04-01-17
EFTA00025685

=== Page 63 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 2
2017
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough ANGARA TRUST
ID
81-6797506
SPOUSE
ESTATE OR TRUST
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
OTHER PASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
INTEREST AND DIVIDENDS
Interest income
26,461.
26,461.
Interest from U.S. bonds
7,953.
7,953.
Ordinary dividends
129,621.
129,621.
Qualified dividends
20,104.
20,104.
Tax-exempt interest income
1,934.
1,934.
FORM 6251
Depreciation adjustment after 12/31/86
Adjusted gain or loss
Beneficiary's AMT adjustment
Depletion (other than oil)
Other
MISCELLANEOUS
Self-employment earnings (loss)/Wages
Gross farming & fishing inc
Royalties
Royalty expenses/depletion
Undistributed capital gains credit
Backup withholding
Credit for estimated tax
Cancellation of debt
Medical insurance 1040
Dependent care benefits
Retirement plans
Qualified production activities income
Passthrough adjustment to Form 1040
Penalty on early withdrawal of savings
NOL
Other taxes/recapture of credits
Credits
Casualty and theft loss
721552 04-01-17
EFTA00025686

=== Page 64 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 1
2017
SCHEDULE E
Name SCOTT G. BORGERSON
SSN/EIN
Passthrough TIDEWOOD LLC
ID
81-3078863
TAXPAYER
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
OTHER PASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
SCHEDULE E, PAGE 2
Ordinary business income (loss)
Rental real estate income (loss)
Other net rental income (loss)
Intangible drilling costs/dry hole costs
Self-charged passive interest expense
Guaranteed payments
Section 179 and carryover
Disallowed section 179 expense
Excess farm loss
Net income (loss)
First passive other
Second passive other
Cost depletion
Percentage depletion
Depletion carryover
Disallowed due to 65% limitation
Unreimbursed expenses (nonpassive)
Nonpassive other
Total Schedule E (page 2)
FORM 4797
Section 1231 gain (loss)
Section 179 recapture on disposition
SCHEDULE D
Net short-term cap. gain (loss)
Net long-term cap. gain (loss)
Section 1256 contracts & straddles
FORM 4952
Investment interest expense - Sch. A
Other net investment income
ITEMIZED DEDUCTIONS
Charitable contributions
Deductions related to portfolio income
57,889.
57,889.
Other
721551 04-01-17
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=== Page 65 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 2
2017
SCHEDULE E
Name SCOTT G. BORGERSON
SSN/EIN
Passthrough TIDEWOOD LLC
ID
81-3078863
TAXPAYER
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
OTHER PASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
INTEREST AND DIVIDENDS
Interest income
Interest from U.S. bonds
Ordinary dividends
Qualified dividends
Tax-exempt interest income
FORM 6251
Depreciation adjustment after 12/31/86
Adjusted gain or loss
Beneficiary's AMT adjustment
Depletion (other than oil)
Other
MISCELLANEOUS
Self-employment earnings (loss)/Wages
Gross farming & fishing inc
Royalties
Royalty expenses/depletion
Undistributed capital gains credit
Backup withholding
Credit for estimated tax
Cancellation of debt
Medical insurance 1040
Dependent care benefits
Retirement plans
Qualified production activities income
Passthrough adjustment to Form 1040
Penalty on early withdrawal of savings
NOL
Other taxes/recapture of credits
Credits
Casualty and theft loss
721552 04-01-17
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=== Page 66 ===
SCHEDULE SE
OMB No. 1545-0074
(Form 1040)
Self-Employment Tax
2017
Department of the Treasury
Go to www.irs.gov/ScheduleSE for instructions and the latest information.
Attachment
Internal Revenue Service
(99)
Attach to Form 1040 or Form 1040NR.
Sequence No.
17
Name of person with self-employment income (as shown on Form 1040 or Form 1040NR)
Social security number of
person with self-employment
SCOTT G. BORGERSON
income
Before you begin: To determine if you must file Schedule SE, see the instructions.
May I Use Short Schedule SE or Must I Use Long Schedule SE?
Note: Use this flowchart only if you must file Schedule SE. If unsure, see Who Must File Schedule SE in the instructions.
Did you receive wages or tips in 2017?
No
Yes
Are you a minister, member of a religious order, or Christia
Was the total of your wages tips subject to social security
Yes
Science practitioner who received IRS approval not to be taxed
Yes
or railroad retirement (tier 1) tax plus your net earnings from
on earnings from these sources, but you owe self-employment
self-employment more than $127,200?
tax on other earnings?
No
No
Are you using one of the optional
thods to figure your net
Yes
Did you receive tips subject social security or Medicare
Yes
earnings (see instructions)?
tax that you didn't report to your employer?
No
No
Did you receive church employee bme (see instructions)
Yes
No
Did you report any wages on Form 8919, Uncollected Social
Yes
reported on Form W-2 of $108.28 or more?
Security and Medicare Tax on Wages?
No
You may use Short Schedule SE below
You must use Long Schedule SE on page 2
Section A-Short Schedule SE. Caution: Read above to see if you can use Short Schedule SE.
1a Net farm profit or (loss) from Schedule F, line 34, and farm partnerships, Schedule K-1
(Form 1065), box 14, code A
1a
b If you received social security retirement or disability benefits, enter the amount of Conservation Reserve
Program payments included on Schedule F, line 4b, or listed on Schedule K-1 (Form 1065), box 20, code Z
1b
2 Net profit or (loss) from Schedule C, line 31; Schedule C-EZ, line 3; Schedule K-1 (Form 1065), box 14, code A
(other than farming); and Schedule K-1 (Form 1065-B), box 9, code J1. Ministers and members of religious orders,
see instructions for types of income to report on this line. See instructions for other income to report STMT 23
2
266,637.
3 Combine lines 1a, 1b, and 2
3
266,637.
4 Multiply line 3 by 92.35% (0.9235). If less than $400, you don't owe self-employment tax; don't file this
schedule unless you have an amount on line 1b
4
246,239.
Note: If line 4 is less than $400 due to Conservation Reserve Program payments on line 1b, see instructions.
5 Self-employment tax. If the amount on line 4 is:
$127,200 or less, multiply line 4 by 15.3% (0.153). Enter the result here and on
Form 1040, line 57, or Form 1040NR, line 55
More than $127,200, multiply line 4 by 2.9% (0.029). Then, add $15,772.80 to the result.
Enter the total here and on Form 1040, line 57, or Form 1040NR, line 55
5
22,914.
6 Deduction for one-half of self-employment tax.
Multiply line 5 by 50% (0.50). Enter the result here and on
Form 1040, line 27, or Form 1040NR, line 27
6
11,457.
LHA For Paperwork Reduction Act Notice, see your tax return instructions.
Schedule SE (Form 1040) 2017
724501 10-20-17
EFTA00025689

=== Page 67 ===
Foreign Tax Credit
OMB No. 1545-0121
Form
1116
(Individual, Estate, or Trust)
2017
Attach to Form 1040, 1040NR, 1041, or 990-T.
Department of the Treasury
Attachment
Internal Revenue Service (99)
Go to www.irs.gov/Form1116 for instructions and the latest information.
Sequence No.
19
Name
Identifying number as shown on page 1 of your tax return
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Use a separate Form 1116 for each category of income listed below. See Categories of Income in the instructions. Check only one box on each Form 1116. Report all
amounts in U.S. dollars except where specified in Part Il below.
a
X
Passive category income
C
Section 901(j) income
e
Lump-sum distributions
b
General category income
d
Certain income re-sourced by treaty
f Resident of (name of country)
UNITED STATES
Note: If you paid taxes to only one foreign country or U.S. possession, use column A in Part I and line A in Part II. If you paid taxes to
more than one foreign country or U.S. possession, use a separate column and line for each country or possession.
Part I
Taxable Income or Loss From Sources Outside the United States (for Category Checked Above)
Foreign Country or U.S. Possession
Total
A
B
C
(Add cols. A, B, and C.)
g Enter the name of the foreign country or U.S.
OTHER
UNITED
possession
COUNTRIES
KINGDOM
HTKO
1a Gross income from sources within country shown above
and of the type checked above:
20,594.
542.
-21,136.
1a
b Check if line 1a is compensation for personal services as
an employee, your total compensation from all sources is
$250,000 or more, and you used an alternative basis to
determine its source (see instructions)
Deductions and losses (Caution: See instructions.):
2 Expenses definitely related to the income on line 1a
(attach statement) SEE STATEMENT 24
16,848.
3 Pro rata share of other deductions not definitely related:
a Certain itemized deductions or standard deduction
278,657.
278,657.
b Other deductions (attach statement)
STMT 25
66,000.
66,000.
C Add lines 3a and 3b
344,657.
344,657.
d Gross foreign source income
20,594.
542.
e Gross income from all sources
969,585.
969,585.
f Divide line 3d by line 3e
.02124
.00056
g Multiply line 3c by line 3f
7,321.
192.
4 Pro rata share of interest expense:
a Home mortgage interest (use the Worksheet for
Home Mortgage Interest in the instructions)
b Other interest expense
5 Losses from foreign sources
6 Add lines 2, 3g, 4a, 4b, and 5
24,169.
192.
-24,361.
6
7 Subtract line 6 from line 1a. Enter the result here and on line 15, page 2
7
Part II
Foreign Taxes Paid or Accrued
Credit is claimed
Foreign taxes paid or accrued
for taxes
(you must
In foreign currency
In U.S. dollars
check one)
Country
(n) Other
(r) Other
(s) Total foreign
(h)
X
Paid
Taxes withheld at source on:
foreign
Taxes withheld at source on:
foreign
taxes paid or
(i)
Accrued
taxes paid or
taxes paid or
accrued (add cols.
(j) Date paid
or accrued
(k) Dividends
(I) Rents royalties and
(m) Interest
accrued
(p) Rents royalties and
accrued
(0) Dividends
(q) Interest
(o) through (r))
A
1,397.
1,397.
B
C
8 Add lines A through C, column (s). Enter the total here and on line 9, page 2
8
1,397.
LHA For Paperwork Reduction Act Notice, see instructions.
Form 1116 (2017)
711501 12-21-17
EFTA00025690

=== Page 68 ===
Form 1116 (2017) SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 2
Part III
Figuring the Credit
9 Enter the amount from line 8. These are your total foreign taxes paid or accrued
for the category of income checked above Part I
9
1,397.
10 Carryback or carryover (attach detailed computation)
10
11 Add lines 9 and 10
11
1,397.
12 Reduction in foreign taxes
12
13 Taxes reclassified under high tax kickout
13
-1,397.
14 Combine lines 11, 12, and 13. This is the total amount of foreign taxes available for credit
14
0.
15 Enter the amount from line 7. This is your taxable income or (loss) from sources outside the
United States (before adjustments) for the category of income checked above Part I
15
16 Adjustments to line 15
16
17 Combine the amounts on lines 15 and 16. This is your net foreign source taxable income.
(If the result is zero or less, you have no foreign tax credit for the category of income
you checked above Part I. Skip lines 18 through 22. However, if you are filing more than
one Form 1116, you must complete line 20.)
17
18 Individuals: Enter the amount from Form 1040, line 41; or Form 1040NR, line 39.
Estates and trusts: Enter your taxable income without the deduction for your
exemption
18
Caution: If you figured your tax using the lower rates on qualified dividends or capital gains, see instructions.
19 Divide line 17 by line 18. If line 17 is more than line 18, enter "1"
19
20 Individuals: Enter the total of Form 1040, lines 44 and 46. If you are a nonresident alien, enter the total of Form 1040NR, lines
42 and 44. Estates and trusts: Enter the amount from Form 1041, Schedule G, line 1a; or the total of Form 990-T, lines 36, 37,
and 39. Foreign estates and trusts should enter the amount from Form 1040NR, line 42
20
Caution: If you are completing line 20 for separate category e (lump-sum distributions), see instructions.
21 Multiply line 20 by line 19 (maximum amount of credit)
21
22 Enter the smaller of line 14 or line 21. If this is the only Form 1116 you are filing, skip lines 23 through 27 and enter this
amount on line 28. Otherwise, complete the appropriate line in Part IV
22
0.
Part IV
Summary of Credits From Separate Parts III
23 Credit for taxes on passive category income
23
24 Credit for taxes on general category income
24
25 Credit for taxes on certain income re-sourced by treaty
25
26 Credit for taxes on lump-sum distributions
26
27 Add lines 23 through 26
27
0.
28 Enter the smaller of line 20 or line 27
28
0.
29 Reduction of credit for international boycott operations
29
30 Subtract line 29 from line 28. This is your foreign tax credit. Enter here and on Form 1040, line 48;
Form 1040NR, line 46; Form 1041, Schedule G, line 2a; or Form 990-T, line 41a
30
0.
Form 1116 (2017)
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EFTA00025691

=== Page 69 ===
Foreign Tax Credit
OMB No. 1545-0121
Form
1116
(Individual, Estate, or Trust)
2017
Attach to Form 1040, 1040NR, 1041, or 990-T.
Department of the Treasury
Attachment
Internal Revenue Service (99)
Go to www.irs.gov/Form1116 for instructions and the latest information.
Sequence No.
19
Name
Identifying number as shown on page 1 of your tax return
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Use a separate Form 1116 for each category of income listed below. See Categories of Income in the instructions. Check only one box on each Form 1116. Report all
amounts in U.S. dollars except where specified in Part Il below.
a
Passive category income
C
Section 901(j) income
e
Lump-sum distributions
b
X
General category income
d
Certain income re-sourced by treaty
f Resident of (name of country)
UNITED STATES
Note: If you paid taxes to only one foreign country or U.S. possession, use column A in Part I and line A in Part II. If you paid taxes to
more than one foreign country or U.S. possession, use a separate column and line for each country or possession.
Part I
Taxable Income or Loss From Sources Outside the United States (for Category Checked Above)
Foreign Country or U.S. Possession
Total
A
B
C
(Add cols. A, B, and C.)
g Enter the name of the foreign country or U.S.
OTHER
possession
COUNTRIES
HTKO
1a Gross income from sources within country shown above
and of the type checked above:
21,136.
1a
21,136.
b Check if line 1a is compensation for personal services as
an employee, your total compensation from all sources is
$250,000 or more, and you used an alternative basis to
determine its source (see instructions)
Deductions and losses (Caution: See instructions.):
2 Expenses definitely related to the income on line 1a
(attach statement)
3 Pro rata share of other deductions not definitely related:
a Certain itemized deductions or standard deduction
278,657.
b Other deductions (attach statement)
66,000.
C Add lines 3a and 3b
344,657.
d Gross foreign source income
e Gross income from all sources
969,585.
f Divide line 3d by line 3e
.00000
g Multiply line 3c by line 3f
4 Pro rata share of interest expense:
a Home mortgage interest (use the Worksheet for
Home Mortgage Interest in the instructions)
b Other interest expense
5 Losses from foreign sources
6 Add lines 2, 3g, 4a, 4b, and 5
24,361.
6
24,361.
7 Subtract line 6 from line 1a. Enter the result here and on line 15, page 2
7
-3,225.
Part II
Foreign Taxes Paid or Accrued
Credit is claimed
Foreign taxes paid or accrued
for taxes
(you must
In foreign currency
In U.S. dollars
check one)
Country
(n) Other
(r) Other
(s) Total foreign
(h)
X
Paid
Taxes withheld at source on:
foreign
Taxes withheld at source on:
foreign
taxes paid or
(i)
Accrued
taxes paid or
taxes paid or
accrued (add cols.
(j) Date paid
or accrued
(k) Dividends
(I) Rents royalties and
(m) Interest
accrued
(p) Rents royalties and
accrued
(0) Dividends
(q) Interest
(o) through (r))
A
B
C
8 Add lines A through C, column (s). Enter the total here and on line 9, page 2
8
LHA For Paperwork Reduction Act Notice, see instructions.
Form 1116 (2017)
711501 12-21-17
EFTA00025692

=== Page 70 ===
Form 1116 (2017) SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 2
Part III
Figuring the Credit
9 Enter the amount from line 8. These are your total foreign taxes paid or accrued
for the category of income checked above Part I
9
10 Carryback or carryover (attach detailed computation)
SEE STATEMENT 26
10
1.
11 Add lines 9 and 10
11
1.
12 Reduction in foreign taxes
12
13 Taxes reclassified under high tax kickout
13
1,397.
14 Combine lines 11, 12, and 13. This is the total amount of foreign taxes available for credit
14
1,398.
15 Enter the amount from line 7. This is your taxable income or (loss) from sources outside the
United States (before adjustments) for the category of income checked above Part I
15
-3,225.
16 Adjustments to line 15
16
3,225.
17 Combine the amounts on lines 15 and 16. This is your net foreign source taxable income.
(If the result is zero or less, you have no foreign tax credit for the category of income
you checked above Part I. Skip lines 18 through 22. However, if you are filing more than
one Form 1116, you must complete line 20.)
17
18 Individuals: Enter the amount from Form 1040, line 41; or Form 1040NR, line 39.
Estates and trusts: Enter your taxable income without the deduction for your
exemption
18
Caution: If you figured your tax using the lower rates on qualified dividends or capital gains, see instructions.
19 Divide line 17 by line 18. If line 17 is more than line 18, enter "1"
19
20 Individuals: Enter the total of Form 1040, lines 44 and 46. If you are a nonresident alien, enter the total of Form 1040NR, lines
42 and 44. Estates and trusts: Enter the amount from Form 1041, Schedule G, line 1a; or the total of Form 990-T, lines 36, 37,
and 39. Foreign estates and trusts should enter the amount from Form 1040NR, line 42
20
Caution: If you are completing line 20 for separate category e (lump-sum distributions), see instructions.
21 Multiply line 20 by line 19 (maximum amount of credit)
21
22 Enter the smaller of line 14 or line 21. If this is the only Form 1116 you are filing, skip lines 23 through 27 and enter this
amount on line 28. Otherwise, complete the appropriate line in Part IV
22
0.
Part IV
Summary of Credits From Separate Parts III
23 Credit for taxes on passive category income
23
24 Credit for taxes on general category income
24
25 Credit for taxes on certain income re-sourced by treaty
25
26 Credit for taxes on lump-sum distributions
26
27 Add lines 23 through 26
27
28 Enter the smaller of line 20 or line 27
28
29 Reduction of credit for international boycott operations
29
30 Subtract line 29 from line 28. This is your foreign tax credit. Enter here and on Form 1040, line 48;
Form 1040NR, line 46; Form 1041, Schedule G, line 2a; or Form 990-T, line 41a
30
Form 1116 (2017)
711511 12-21-17
EFTA00025693

=== Page 71 ===
General Business Credit
OMB No. 1545-0895
Form
3800
Go to www.irs.gov/Form3800 for instructions and the latest information.
2017
Department of the Treasury
Attachment
Internal Revenue Service (99)
You must attach all pages of Form 3800, pages 1, 2, and 3, to your tax return.
Sequence No.
22
Name(s) shown on return
Identifying number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part I
Current Year Credit for Credits Not Allowed Against Tentative Minimum Tax (TMT)
(See instructions and complete Part(s) III before Parts I and II)
1 General business credit from line 2 of all Parts III with box A checked
1
2 Passive activity credits from line 2 of all Parts III with box B checked
2
3 Enter the applicable passive activity credits allowed for 2017. See instructions
3
13.
4 Carryforward of general business credit to 2017. Enter the amount from line 2 of Part III with
box C checked. See instructions for statement to attach
4
5 Carryback of general business credit from 2018. Enter the amount from line 2 of Part III with
box D checked
5
6 Add lines 1, 3, 4, and 5
6
13.
Part II
Allowable Credit
7 Regular tax before credits:
Individuals. Enter the sum of the amounts from Form 1040, lines 44 and 46, or
the sum of the amounts from Form 1040NR, lines 42 and 44
Corporations. Enter the amount from Form 1120, Schedule J, Part I, line 2; or the
7
16,076.
applicable line of your return
Estates and trusts. Enter the sum of the amounts from Form 1041, Schedule G,
lines 1a and 1b; or the amount from the applicable line of your return
8 Alternative minimum tax:
Individuals. Enter the amount from Form 6251, line 35
Corporations. Enter the amount from Form 4626, line 14
8
53,235.
Estates and trusts. Enter the amount from Schedule I (Form 1041), line 56
9 Add lines 7 and 8
9
69,311.
10a Foreign tax credit
10a
b Certain allowable credits (see instructions)
10b
C Add lines 10a and 10b
10c
11 Net income tax. Subtract line 10c from line 9. If zero, skip lines 12 through 15 and enter -0- on line 16
11
69,311.
12 Net regular tax. Subtract line 10c from line 7. If zero or less, enter -0-
12
16,076.
13 Enter 25% (0.25) of the excess, if any, of line 12 over $25,000 (see instructions)
13
14 Tentative minimum tax:
Individuals. Enter the amount from Form 6251, line 33
Corporations. Enter the amount from Form 4626, line 12
Estates and trusts. Enter the amount from Schedule I
(Form 1041), line 54
}
14
69,311.
15 Enter the greater of line 13 or line 14
15
69,311.
16 Subtract line 15 from line 11. If zero or less, enter -0-
16
0.
17 Enter the smaller of line 6 or line 16
17
0.
C corporations: See the line 17 instructions if there has been an ownership change, acquisition,
or reorganization.
LHA For Paperwork Reduction Act Notice, see separate instructions.
Form 3800 (2017)
714401 01-18-18
EFTA00025694

=== Page 72 ===
Form 3800 (2017)
Page 2
Part II
Allowable Credit
(Continued)
Note: If you are not required to report any amounts on lines 22 or 24 below, skip lines 18 through 25 and enter -0- on line 26.
18 Multiply line 14 by 75% (0.75). See instructions
18
19 Enter the greater of line 13 or line 18
19
20 Subtract line 19 from line 11. If zero or less, enter -0-
20
21 Subtract line 17 from line 20. If zero or less, enter -0-
21
22 Combine the amounts from line 3 of all Parts III with box A, C, or D checked
22
23 Passive activity credit from line 3 of all Parts III with box B checked
23
24 Enter the applicable passive activity credit allowed for 2017. See instructions
24
25 Add lines 22 and 24
25
26 Empowerment zone and renewal community employment credit allowed. Enter the
smaller of line 21 or line 25
26
0.
27 Subtract line 13 from line 11. If zero or less, enter -0-
27
69,311.
28 Add lines 17 and 26
28
29 Subtract line 28 from line 27. If zero or less, enter -0-
29
69,311.
30 Enter the general business credit from line 5 of all Parts III with box A checked
30
31 Reserved
31
32 Passive activity credits from line 5 of all Parts III with box B checked
32
33 Enter the applicable passive activity credits allowed for 2017. See instructions
33
34 Carryforward of business credit to 2017. Enter the amount from line 5 of Part III with box C checked
and line 6 of Part III with box G checked. See instructions for statement to attach
34
35 Carryback of business credit from 2018. Enter the amount from line 5 of Part III with box D checked.
See instructions
35
36 Add lines 30, 33, 34, and 35
36
37 Enter the smaller of line 29 or line 36
37
38 Credit allowed for the current year. Add lines 28 and 37.
Report the amount from line 38 (if smaller than the sum of Part I, line 6, and Part II, lines 25 and 36,
see instructions) as indicated below or on the applicable line of your return.
Individuals. Form 1040, line 54, or Form 1040NR, line 51
Corporations. Form 1120, Schedule J, Part I, line 5c
Estates and trusts. Form 1041, Schedule G, line 2b
38
Form 3800 (2017)
714402 01-18-18
EFTA00025695

=== Page 73 ===
Form 3800 (2017)
Page 3
Name(s) shown on return
Identifying number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part III
General Business Credits or Eligible Small Business Credits (see instructions)
Complete a separate Part III for each box checked below (see instructions).
A
General Business Credit From a Non-Passive Activity
E
Reserved
B
General Business Credit From a Passive Activity
F
Reserved
C
General Business Credit Carryforwards
G
Eligible Small Business Credit Carryforwards
D
General Business Credit Carrybacks
H
Reserved
I If you are filing more than one Part III with box A or B checked, complete and attach first an additional Part III combining amounts from all
Parts III with box A or B checked. Check here if this is the consolidated Part III
(a) Description of credit
(b)
(c)
Note: On any line where the credit is from more than one source, a separate Part III is needed
If claiming the credit from a
for each pass-through entity.
pass-through entity, enter the EIN
Enter the appropriate amount
1a Investment (Form 3468, Part Il only) (attach Form 3468)
1a
b Reserved
1b
C Increasing research activities (Form 6765)
1c
d Low-income housing (Form 8586, Part I only)
1d
e Disabled access (Form 8826) (see instructions for limitation)
1e
f Renewable electricity, refined coal, and Indian coal production (Form 8835)
1f
g Indian employment (Form 8845)
1g
h Orphan drug (Form 8820)
1h
I New markets (Form 8874)
1i
I Small employer pension plan startup costs (Form 8881) (see instructions for limitation)
1j
k Employer-provided child care facilities and services (Form 8882) (see instructions
for limitation)
1k
I Biodiesel and renewable diesel fuels (attach Form 8864)
1l
m Low sulfur diesel fuel production (Form 8896)
1m
n Distilled spirits (Form 8906)
1n
0 Nonconventional source fuel (carryforward only)
10
p Energy efficient home (Form 8908)
1p
q Energy efficient appliance (carryforward only)
1q
r Alternative motor vehicle (Form 8910)
1r
S Alternative fuel vehicle refueling property (Form 8911)
1s
t Enhanced oil recovery credit (Form 8830)
1t
u Mine rescue team training (Form 8923)
1u
V Agricultural chemicals security (carryforward only)
1v
W Employer differential wage payments (Form 8932)
1w
X Carbon dioxide sequestration (Form 8933)
1x
y Qualified plug-in electric drive motor vehicle (Form 8936)
1y
Z Qualified plug-in electric vehicle (carryforward only)
1z
aa Employee retention (Form 5884-A)
1aa
bb General credits from an electing large partnership (Schedule K-1 (Form 1065-B))
1bb
zz Other. Oil and gas production from marginal wells (Form 8904) and certain
other credits (see instructions)
1zz
2 Add lines 1a through 1zz and enter here and on the applicable line of Part I
2
0.
3 Enter the amount from Form 8844 here and on the applicable line of Part Il
3
4a Investment (Form 3468, Part III) (attach Form 3468)
4a
b Work opportunity (Form 5884)
4b
C Biofuel producer (Form 6478)
4c
d Low-income housing (Form 8586, Part II)
4d
e Renewable electricity, refined coal, and Indian coal production (Form 8835)
4e
f Employer social security and Medicare taxes paid on certain employee
tips (Form 8846)
4f
g Qualified railroad track maintenance (Form 8900)
4g
h Small employer health insurance premiums (Form 8941)
4h
i Increasing research activities (Form 6765)
STMT 27
4i
j Reserved
4j
Z Other
4z
5 Add lines 4a through 4z and enter here and on the applicable line of Part II
5
6 Add lines 2, 3, and 5 and enter here and on the applicable line of Part Il
6
714403 01-18-18
Form 3800 (2017)
EFTA00025696

=== Page 74 ===
Sales of Business Property
OMB No. 1545-0184
4797
(Also Involuntary Conversions and Recapture Amounts
Form
Under Sections 179 and 280F(b)(2))
2017
Attach to your tax return.
Department of the Treasury
Attachment
Internal Revenue Service
Go to www.irs.gov/Form4797 for instructions and the latest information.
Sequence No.
27
Name(s) shown on return
Identifying number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
1 Enter the gross proceeds from sales or exchanges reported to you for 2017 on Form(s) 1099-B or 1099-S
(or substitute statement) that you are including on line 2, 10, or 20
1
Part I
Sales or Exchanges of Property Used in a Trade or Business and Involuntary Conversions From
Other Than Casualty or Theft-Most Property Held More Than 1 Year (see instructions)
(e) Depreciation
(f) Cost or other
2
(a) Description
(b) Date acquired
(c) Date sold
(d) Gross sales
allowed or
basis, plus
(g) Gain or (loss)
of property
(mo., day, yr.)
(mo., day, yr.)
price
allowable since
improvements and
Subtract (f) from the
acquisition
expense of sale
sum of (d) and (e)
ANGARA TRUST
26.
3 Gain, if any, from Form 4684, line 39
3
4 Section 1231 gain from installment sales from Form 6252, line 26 or 37
4
5 Section 1231 gain or (loss) from like-kind exchanges from Form 8824
5
6 Gain, if any, from line 32, from other than casualty or theft
6
7 Combine lines 2 through 6. Enter the gain or (loss) here and on the appropriate line as follows:
7
26.
Partnerships (except electing large partnerships) and S corporations. Report the gain or (loss) following the
instructions for Form 1065, Schedule K, line 10, or Form 1120S, Schedule K, line 9. Skip lines 8, 9, 11, and 12
below.
Individuals, partners, S corporation shareholders, and all others. If line 7 is zero or a loss, enter the amount
from line 7 on line 11 below and skip lines 8 and 9. If line 7 is a gain and you didn't have any prior year section
1231 losses, or they were recaptured in an earlier year, enter the gain from line 7 as a long-term capital gain on
the Schedule D filed with your return and skip lines 8, 9, 11, and 12 below.
8 Nonrecaptured net section 1231 losses from prior years. See instructions
8
9 Subtract line 8 from line 7. If zero or less, enter -0% If line 9 is zero, enter the gain from line 7 on line 12 below. If
line 9 is more than zero, enter the amount from line 8 on line 12 below and enter the gain from line 9 as a long-term
capital gain on the Schedule D filed with your return. See instructions
9
Part II
Ordinary Gains and Losses (see instructions)
10 Ordinary gains and losses not included on lines 11 through 16 (include property held 1 year or less):
ALPHAKEYS MILLENNIUM
FUND, L.L.C.
93,485.
ATLAS ENHANCED FUND
LP
26,117.
11 Loss, if any, from line 7
11
(
)
12 Gain, if any, from line 7 or amount from line 8, if applicable
12
13 Gain, if any, from line 31
13
14 Net gain or (loss) from Form 4684, lines 31 and 38a
14
15 Ordinary gain from installment sales from Form 6252, line 25 or 36
15
16 Ordinary gain or (loss) from like-kind exchanges from Form 8824
16
17 Combine lines 10 through 16
17
119,602.
18 For all except individual returns, enter the amount from line 17 on the appropriate line of your return and skip lines
a and b below. For individual returns, complete lines a and b below:
a If the loss on line 11 includes a loss from Form 4684, line 35, column (b)(ii), enter that part of the loss here. Enter
the part of the loss from income-producing property on Schedule A (Form 1040), line 28, and the part of the loss
from property used as an employee on Schedule A (Form 1040), line 23. Identify as from "Form 4797, line 18a."
See instructions
18a
b Redetermine the gain or (loss) on line 17 excluding the loss, if any, on line 18a. Enter here and on
Form 1040, line 14
18b
119,602.
LHA For Paperwork Reduction Act Notice, see separate instructions.
Form 4797 (2017)
718011 01-12-18
EFTA00025697

=== Page 75 ===
Form 4797 (2017) SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 2
Part III
Gain From Disposition of Property Under Sections 1245, 1250, 1252, 1254, and 1255 (see instructions)
(b) Date acquired
(c) Date sold
19 (a) Description of section 1245, 1250, 1252, 1254, or 1255 property:
(mo., day, yr.)
(mo., day, yr.)
A
B
C
D
These columns relate to the properties on
lines 19A through 19D.
Property A
Property B
Property C
Property D
20 Gross sales price (Note: See line 1 before completing.)
20
21 Cost or other basis plus expense of sale
21
22 Depreciation (or depletion) allowed or allowable
22
23 Adjusted basis. Subtract line 22 from line 21
23
24 Total gain. Subtract line 23 from line 20
24
25 If section 1245 property:
a Depreciation allowed or allowable from line 22
25a
b Enter the smaller of line 24 or 25a
25b
26 If section 1250 property: If straight line depreciation
was used, enter -0- on line 26g, except for a corporation
subject to section 291.
a Additional depreciation after 1975. See instructions
26a
b Applicable percentage multiplied by the smaller
of line 24 or line 26a. See instructions
26b
C Subtract line 26a from line 24. If residential rental
property or line 24 isn't more than line 26a, skip
lines 26d and 26e
26c
d Additional depreciation after 1969 and before 1976
26d
e Enter the smaller of line 26c or 26d
26e
f Section 291 amount (corporations only)
26f
g Add lines 26b, 26e, and 26f
26g
27 If section 1252 property: Skip this section if you didn't
dispose of farmland or if this form is being completed for
a partnership (other than an electing large partnership).
a Soil, water, and land clearing expenses
27a
b Line 27a multiplied by applicable percentage
27b
C Enter the smaller of line 24 or 27b
27c
28 If section 1254 property:
a Intangible drilling and development costs, expenditures
for development of mines and other natural deposits,
mining exploration costs, and depletion. See instructions
28a
b Enter the smaller of line 24 or 28a
28b
29 If section 1255 property:
a Applicable percentage of payments excluded
from income under section 126. See instructions
29a
b Enter the smaller of line 24 or 29a. See instructions
29b
Summary of Part III Gains. Complete property columns A through D through line 29b before going to line 30.
30 Total gains for all properties. Add property columns A through D, line 24
30
31 Add property columns A through D. lines 25b, 26g, 27c. 28b, and 29b. Enter here and on line 13
31
32 Subtract line 31 from line 30. Enter the portion from casualty or theft on Form 4684, line 33. Enter the portion
from other than casualty or theft on Form 4797. line 6
32
Part IV
Recapture Amounts Under Sections 179 and 280F(b)(2) When Business Use Drops to 50% or Less
(see instructions)
(a) Section
(b) Section
179
280F(b)(2)
33 Section 179 expense deduction or depreciation allowable in prior years
33
34 Recomputed depreciation. See instructions
34
35 Recapture amount. Subtract line 34 from line 33. See the instructions for where to report
35
718012 01-12-18
Form
4797
(2017)
EFTA00025698

=== Page 76 ===
OMB No. 1545-0074
6251
Alternative Minimum Tax - Individuals
Form
2017
Department of the Treasury
Go to www.irs.gov/Form6251 for instructions and the latest information.
Attachment
Internal Revenue Service (99)
Attach to Form 1040 or Form 1040NR.
Sequence No.
32
Name(s) shown on Form 1040 or Form 1040NR
Your social security number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part I
Alternative Minimum Taxable Income
1 If filing Schedule A (Form 1040), enter the amount from Form 1040, line 41, and go to line 2. Otherwise, enter the
amount from Form 1040, line 38, and go to line 7. (If less than zero, enter as a negative amount.)
1
183,071.
2 Reserved for future use
2
3 Taxes from Schedule A (Form 1040), line 9
3
160,458.
4 Enter the home mortgage interest adjustment, if any, from line 6 of the worksheet in the instructions for this line
4
5 Miscellaneous deductions from Schedule A (Form 1040), line 27
5
123,311.
6 If Form 1040, line 38, is $156,900 or less, enter -0-. Otherwise, see instructions
6
-5,112.
7 Tax refund from Form 1040, line 10 or line 21
7
8 Investment interest expense (difference between regular tax and AMT)
8
9 Depletion (difference between regular tax and AMT)
9
10 Net operating loss deduction from Form 1040, line 21. Enter as a positive amount
10
11 Alternative tax net operating loss deduction
11
12 Interest from specified private activity bonds exempt from the regular tax
12
13 Qualified small business stock, see instructions
13
14 Exercise of incentive stock options (excess of AMT income over regular tax income)
14
15 Estates and trusts (amount from Schedule K-1 (Form 1041), box 12, code A)
15
16 Electing large partnerships (amount from Schedule K-1 (Form 1065-B), box 6)
16
17 Disposition of property (difference between AMT and regular tax gain or loss)
17
18 Depreciation on assets placed in service after 1986 (difference between regular tax and AMT)
STMT 30
18
19 Passive activities (difference between AMT and regular tax income or loss)
SEE STATEMENT 28
19
0.
20 Loss limitations (difference between AMT and regular tax income or loss)
20
21 Circulation costs (difference between regular tax and AMT)
21
22 Long-term contracts (difference between AMT and regular tax income)
22
23 Mining costs (difference between regular tax and AMT)
23
24 Research and experimental costs (difference between regular tax and AMT)
24
25 Income from certain installment sales before January 1, 1987
25
26 Intangible drilling costs preference
26
27 Other adjustments, including income-based related adjustments
27
28 Alternative minimum taxable income. Combine lines 1 through 27. (If married filing separately and line 28 is
more than $249,450, see instructions.)
28
461,728.
Part II
Alternative Minimum Tax (AMT)
29 Exemption. (If you were under age 24 at the end of 2017, see instructions.)
IF your filing status is...
AND line 28 is not over..
THEN enter on line 29...
Single or head of household
$120,700
$54,300
Married filing jointly or qualifying widow(er)
160,900
84,500
Married filing separately
80,450
42,250 STMT 29
29
9,293.
If line 28 is over the amount shown above for your filing status, see instructions.
30 Subtract line 29 from line 28. If more than zero, go to line 31. If zero or less, enter -0- here and on lines 31, 33, and 35, and go to line 34
30
452,435.
31
If you are filing Form 2555 or 2555-EZ, see instructions for the amount to enter.
If you reported capital gain distributions directly on Form 1040, line 13; you reported qualified dividends
on Form 1040, line 9b; or you had a gain on both lines 15 and 16 of Schedule D (Form 1040) (as refigured
for the AMT. if necessary), complete Part III on page 2 and enter the amount from line 64 here.
All others: If line 30 is $187,800 or less ($93,900 or less if married filing separately), multiply line 30 by
26% (0.26). Otherwise, multiply line 30 by 28% (0.28) and subtract $3,756 ($1,878 if married filing
}
31
69,852.
separately) from the result.
32 Alternative minimum tax foreign tax credit (see instructions)
32
541.
33 Tentative minimum tax. Subtract line 32 from line 31
33
69,311.
34 Add Form 1040, line 44 (minus any tax from Form 4972), and Form 1040, line 46. Subtract from the result any
foreign tax credit from Form 1040, line 48. If you used Sch J to figure your tax on Form 1040, line 44, refigure
that tax without using Schedule J before completing this line (see instructions)
34
16,076.
35 AMT. Subtract line 34 from line 33. If zero or less, enter -0-. Enter here and on Form 1040, line 45
35
53,235.
719481 01-11-18 LHA For Paperwork Reduction Act Notice, see your tax return instructions.
Form 6251 (2017)
EFTA00025699

=== Page 77 ===
Form 6251 (2017)
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 2
Part III
Tax Computation Using Maximum Capital Gains Rates
Complete Part III only if you are required to do so by line 31 or by the Foreign Earned Income Tax Worksheet in the instructions.
36 Enter the amount from Form 6251, line 30. If you are filing Form 2555 or 2555-EZ, enter the amount from
line 3 of the worksheet in the instructions for line 31
36
452,435.
37 Enter the amount from line 6 of the Qualified Dividends and Capital Gain Tax Worksheet in the instructions
for Form 1040, line 44, or the amount from line 13 of the Schedule D Tax Worksheet in the instructions for
Schedule D (Form 1040), whichever applies (as refigured for the AMT, if necessary) (see instructions). If
you are filing Form 2555 or 2555-EZ, see instructions for the amount to enter
37
330,869.
38 Enter the amount from Schedule D (Form 1040), line 19 (as refigured for the AMT, if necessary) (see
instructions). If you are filing Form 2555 or 2555-EZ, see instructions for the amount to enter
38
39 If you did not complete a Schedule D Tax Worksheet for the regular tax or the AMT, enter the amount
from line 37. Otherwise, add lines 37 and 38, and enter the smaller of that result or the amount from line
10 of the Schedule D Tax Worksheet (as refigured for the AMT, if necessary). If you are filing Form 2555 or
2555-EZ, see instructions for the amount to enter
39
330,869.
40 Enter the smaller of line 36 or line 39
40
330,869.
41 Subtract line 40 from line 36
41
121,566.
42 If line 41 is $187,800 or less ($93,900 or less if married filing separately), multiply line 41 by 26% (0.26). Otherwise,
multiply line 41 by 28% (0.28) and subtract $3,756 ($1,878 if married filing separately) from the result
42
31,607.
43 Enter:
$75,900 if married filing jointly or qualifying widow(er),
$37,950 if single or married filing separately, or
43
75,900.
$50,800 if head of household.
44 Enter the amount from line 7 of the Qualified Dividends and Capital Gain Tax Worksheet in the instructions
for Form 1040, line 44, or the amount from line 14 of the Schedule D Tax Worksheet in the instructions for
Schedule D (Form 1040), whichever applies (as figured for the regular tax). If you did not complete either
worksheet for the regular tax, enter the amount from Form 1040, line 43; if zero or less, enter -0-. If you
are filing Form 2555 or 2555-EZ, see instructions for the amount to enter
44
0.
45 Subtract line 44 from line 43. If zero or less, enter -0-
45
75,900.
46 Enter the smaller of line 36 or line 37
46
330,869.
47 Enter the smaller of line 45 or line 46. This amount is taxed at 0%
47
75,900.
48 Subtract line 47 from line 46
48
254,969.
49 Enter:
$418,400 if single
$235,350 if married filing separately
49
470,700.
$470,700 if married filing jointly or qualifying widow(er)
$444,550 if head of household
50 Enter the amount from line 45
50
75,900.
51 Enter the amount from line 7 of the Qualified Dividends and Capital Gain Tax Worksheet in the instructions
for Form 1040, line 44, or the amount from line 19 of the Schedule D Tax Worksheet, whichever applies
(as figured for the regular tax). If you did not complete either worksheet for the regular tax, enter the
amount from Form 1040, line 43; if zero or less, enter -0-. If you are filing Form 2555 or Form 2555-EZ,
see instructions for the amount to enter
51
52 Add line 50 and line 51
52
75,900.
53 Subtract line 52 from line 49. If zero or less, enter -0-
53
394,800.
54 Enter the smaller of line 48 or line 53
54
254,969.
55 Multiply line 54 by 15% (0.15)
55
38,245.
56 Add lines 47 and 54
56
330,869.
If lines 56 and 36 are the same, skip lines 57 through 61 and go to line 62. Otherwise, go to line 57.
57 Subtract line 56 from line 46
57
0.
58 Multiply line 57 by 20% (0.20)
58
If line 38 is zero or blank, skip lines 59 through 61 and go to line 62. Otherwise, go to line 59.
59 Add lines 41, 56, and 57
59
60 Subtract line 59 from line 36
60
61 Multiply line 60 by 25% (0.25)
61
62 Add lines 42, 55, 58, and 61
62
69,852.
63 If line 36 is $187,800 or less ($93,900 or less if married filing separately), multiply line 36 by 26% (0.26).
Otherwise, multiply line 36 by 28% (0.28) and subtract $3,756 ($1,878 if married filing separately) from the result
63
122,926.
64 Enter the smaller of line 62 or line 63 here and on line 31. If you are filing Form 2555 or 2555-EZ, do not enter
this amount on line 31. Instead, enter it on line 4 of the worksheet in the instructions for line 31
64
69,852.
719591 01-11-18
Form 6251 (2017)
EFTA00025700

=== Page 78 ===
ALTERNATIVE MINIMUM TAX RECONCILIATION REPORT
Name(s)
Social Security Number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Adjustment
Form
Name
Description
Income
Form 6251, Line 17
Form 6251, Line 18
Form 6251, Line 19
Form 6251, Line 20
Form 6251
Other Adjustment
K1-
ALPHAKEYS MILLENNIUM F
UND, L.L.C.
*
REGULAR INCOME
-84,143.
DEPR ADJ
-1.
-1.
*
AMT NET INCOME
-84,144.
-1.
4797
ANGARA TRUST
*
REGULAR INCOME
26.
*
AMT NET INCOME
26.
K1-
ANGARA TRUST
*
REGULAR INCOME
61.
*
AMT NET INCOME
61.
** TOTAL ADJ & PREF **
-1.
719911
04-01-17
EFTA00025701

=== Page 79 ===
ALTERNATIVE MINIMUM TAX
Foreign Tax Credit
OMB No. 1545-0121
Form
1116
(Individual, Estate, or Trust)
2017
Attach to Form 1040, 1040NR, 1041, or 990-T.
Department of the Treasury
Attachment
Internal Revenue Service (99)
Go to www.irs.gov/Form1116 for instructions and the latest information.
Sequence No.
19
Name
Identifying number as shown on page 1 of your tax return
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Use a separate Form 1116 for each category of income listed below. See Categories of Income in the instructions. Check only one box on each Form 1116. Report all
amounts in U.S. dollars except where specified in Part Il below.
a
X
Passive category income
C
Section 901(j) income
e
Lump-sum distributions
b
General category income
d
Certain income re-sourced by treaty
f Resident of (name of country)
UNITED STATES
Note: If you paid taxes to only one foreign country or U.S. possession, use column A in Part I and line A in Part II. If you paid taxes to
more than one foreign country or U.S. possession, use a separate column and line for each country or possession.
Part I
Taxable Income or Loss From Sources Outside the United States (for Category Checked Above)
Foreign Country or U.S. Possession
Total
A
B
C
(Add cols. A, B, and C.)
g Enter the name of the foreign country or U.S.
OTHER
UNITED
possession
COUNTRIES
KINGDOM
HTKO
1a Gross income from sources within country shown above
and of the type checked above:
21,376.
542.
-21,918.
1a
b Check if line 1a is compensation for personal services as
an employee, your total compensation from all sources is
$250,000 or more, and you used an alternative basis to
determine its source (see instructions)
Deductions and losses (Caution: See instructions.):
2 Expenses definitely related to the income on line 1a
(attach statement)
16,848.
3 Pro rata share of other deductions not definitely related:
a Certain itemized deductions or standard deduction
b Other deductions (attach statement)
STMT 31
66,000.
66,000.
c Add lines 3a and 3b
66,000.
66,000.
d Gross foreign source income
21,376.
542.
e Gross income from all sources
969,585.
969,585.
f Divide line 3d by line 3e
.02205
.00056
g Multiply line 3c by line 3f
1,455.
37.
4 Pro rata share of interest expense:
a Home mortgage interest (use the Worksheet for
Home Mortgage Interest in the instructions)
b Other interest expense
5 Losses from foreign sources
6 Add lines 2, 3g, 4a, 4b, and 5
18,303.
37.
-18,340.
6
7 Subtract line 6 from line 1a. Enter the result here and on line 15, page 2
7
Part II
Foreign Taxes Paid or Accrued
Credit is claimed
Foreign taxes paid or accrued
for taxes
(you must
In foreign currency
In U.S. dollars
check one)
Country
(n) Other
(r) Other
(s) Total foreign
(h)
X
Paid
Taxes withheld at source on:
foreign
Taxes withheld at source on:
foreign
taxes paid or
(i)
Accrued
taxes paid or
taxes paid or
accrued (add cols.
(j) Date paid
or accrued
(k) Dividends
(I) Rents royalties and
(m) Interest
accrued
(p) Rents royalties and
accrued
(0) Dividends
(q) Interest
(o) through (r))
A
1,397.
1,397.
B
C
8 Add lines A through C, column (s). Enter the total here and on line 9, page 2
8
1,397.
LHA For Paperwork Reduction Act Notice, see instructions.
Form 1116 (2017)
711501 12-21-17
EFTA00025702

=== Page 80 ===
ALTERNATIVE MINIMUM TAX
Form 1116 (2017) SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 2
Part III
Figuring the Credit
9 Enter the amount from line 8. These are your total foreign taxes paid or accrued
for the category of income checked above Part I
9
1,397.
10 Carryback or carryover (attach detailed computation)
10
11 Add lines 9 and 10
11
1,397.
12 Reduction in foreign taxes
12
13 Taxes reclassified under high tax kickout
13
-1,397.
14 Combine lines 11, 12, and 13. This is the total amount of foreign taxes available for credit
14
0.
15 Enter the amount from line 7. This is your taxable income or (loss) from sources outside the
United States (before adjustments) for the category of income checked above Part I
15
16 Adjustments to line 15
16
17 Combine the amounts on lines 15 and 16. This is your net foreign source taxable income.
(If the result is zero or less, you have no foreign tax credit for the category of income
you checked above Part I. Skip lines 18 through 22. However, if you are filing more than
one Form 1116, you must complete line 20.)
17
18 Individuals: Enter the amount from Form 1040, line 41; or Form 1040NR, line 39.
Estates and trusts: Enter your taxable income without the deduction for your
exemption
18
Caution: If you figured your tax using the lower rates on qualified dividends or capital gains, see instructions.
19 Divide line 17 by line 18. If line 17 is more than line 18, enter "1"
19
20 Individuals: Enter the total of Form 1040, lines 44 and 46. If you are a nonresident alien, enter the total of Form 1040NR, lines
42 and 44. Estates and trusts: Enter the amount from Form 1041, Schedule G, line 1a; or the total of Form 990-T, lines 36, 37,
and 39. Foreign estates and trusts should enter the amount from Form 1040NR, line 42
20
69,852.
Caution: If you are completing line 20 for separate category e (lump-sum distributions), see instructions.
21 Multiply line 20 by line 19 (maximum amount of credit)
21
22 Enter the smaller of line 14 or line 21. If this is the only Form 1116 you are filing, skip lines 23 through 27 and enter this
amount on line 28. Otherwise, complete the appropriate line in Part IV
22
0.
Part IV
Summary of Credits From Separate Parts III
23 Credit for taxes on passive category income
23
24 Credit for taxes on general category income
24
541.
25 Credit for taxes on certain income re-sourced by treaty
25
26 Credit for taxes on lump-sum distributions
26
27 Add lines 23 through 26
27
541.
28 Enter the smaller of line 20 or line 27
28
541.
29 Reduction of credit for international boycott operations
29
30 Subtract line 29 from line 28. This is your foreign tax credit. Enter here and on Form 1040, line 48;
Form 1040NR, line 46; Form 1041, Schedule G, line 2a; or Form 990-T, line 41a
30
541.
Form 1116 (2017)
711511 12-21-17
EFTA00025703

=== Page 81 ===
ALTERNATIVE MINIMUM TAX
Foreign Tax Credit
OMB No. 1545-0121
Form
1116
(Individual, Estate, or Trust)
2017
Attach to Form 1040, 1040NR, 1041, or 990-T.
Department of the Treasury
Attachment
Internal Revenue Service (99)
Go to www.irs.gov/Form1116 for instructions and the latest information.
Sequence No.
19
Name
Identifying number as shown on page 1 of your tax return
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Use a separate Form 1116 for each category of income listed below. See Categories of Income in the instructions. Check only one box on each Form 1116. Report all
amounts in U.S. dollars except where specified in Part Il below.
a
Passive category income
C
Section 901(j) income
e
Lump-sum distributions
b
X
General category income
d
Certain income re-sourced by treaty
f Resident of (name of country)
UNITED STATES
Note: If you paid taxes to only one foreign country or U.S. possession, use column A in Part I and line A in Part II. If you paid taxes to
more than one foreign country or U.S. possession, use a separate column and line for each country or possession.
Part I
Taxable Income or Loss From Sources Outside the United States (for Category Checked Above)
Foreign Country or U.S. Possession
Total
A
B
C
(Add cols. A, B, and C.)
g Enter the name of the foreign country or U.S.
OTHER
possession
COUNTRIES
HTKO
1a Gross income from sources within country shown above
and of the type checked above:
21,918.
1a
21,918.
b Check if line 1a is compensation for personal services as
an employee, your total compensation from all sources is
$250,000 or more, and you used an alternative basis to
determine its source (see instructions)
Deductions and losses (Caution: See instructions.):
2 Expenses definitely related to the income on line 1a
(attach statement)
3 Pro rata share of other deductions not definitely related:
a Certain itemized deductions or standard deduction
b Other deductions (attach statement)
66,000.
c Add lines 3a and 3b
66,000.
d Gross foreign source income
e Gross income from all sources
969,585.
f Divide line 3d by line 3e
.00000
g Multiply line 3c by line 3f
4 Pro rata share of interest expense:
a Home mortgage interest (use the Worksheet for
Home Mortgage Interest in the instructions)
b Other interest expense
5 Losses from foreign sources
6 Add lines 2, 3g, 4a, 4b, and 5
18,340.
6
18,340.
7 Subtract line 6 from line 1a. Enter the result here and on line 15, page 2
7
3,578.
Part II
Foreign Taxes Paid or Accrued
Credit is claimed
Foreign taxes paid or accrued
for taxes
(you must
In foreign currency
In U.S. dollars
check one)
Country
(n) Other
(r) Other
(s) Total foreign
(h)
X
Paid
Taxes withheld at source on:
foreign
Taxes withheld at source on:
foreign
taxes paid or
(i)
Accrued
taxes paid or
taxes paid or
accrued (add cols.
(j) Date paid
or accrued
(k) Dividends
(I) Rents royalties and
(m) Interest
accrued
(p) Rents royalties and
accrued
(0) Dividends
(q) Interest
(o) through (r))
A
B
C
8 Add lines A through C, column (s). Enter the total here and on line 9, page 2
8
LHA For Paperwork Reduction Act Notice, see instructions.
Form 1116 (2017)
711501 12-21-17
EFTA00025704

=== Page 82 ===
ALTERNATIVE MINIMUM TAX
Form 1116 (2017) SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 2
Part III
Figuring the Credit
9 Enter the amount from line 8. These are your total foreign taxes paid or accrued
for the category of income checked above Part I
9
10 Carryback or carryover (attach detailed computation)
SEE STATEMENT 32
10
11 Add lines 9 and 10
11
12 Reduction in foreign taxes
12
13 Taxes reclassified under high tax kickout
13
1,397.
14 Combine lines 11, 12, and 13. This is the total amount of foreign taxes available for credit
14
1,397.
15 Enter the amount from line 7. This is your taxable income or (loss) from sources outside the
United States (before adjustments) for the category of income checked above Part I
15
3,578.
16 Adjustments to line 15
16
17 Combine the amounts on lines 15 and 16. This is your net foreign source taxable income.
(If the result is zero or less, you have no foreign tax credit for the category of income
you checked above Part I. Skip lines 18 through 22. However, if you are filing more than
one Form 1116, you must complete line 20.)
17
3,578.
18 Individuals: Enter the amount from Form 1040, line 41; or Form 1040NR, line 39.
Estates and trusts: Enter your taxable income without the deduction for your
exemption
18
461,728.
Caution: If you figured your tax using the lower rates on qualified dividends or capital gains, see instructions.
19 Divide line 17 by line 18. If line 17 is more than line 18, enter "1"
19
.00775
20 Individuals: Enter the total of Form 1040, lines 44 and 46. If you are a nonresident alien, enter the total of Form 1040NR, lines
42 and 44. Estates and trusts: Enter the amount from Form 1041, Schedule G, line 1a; or the total of Form 990-T, lines 36, 37,
and 39. Foreign estates and trusts should enter the amount from Form 1040NR, line 42
20
69,852.
Caution: If you are completing line 20 for separate category e (lump-sum distributions), see instructions.
21 Multiply line 20 by line 19 (maximum amount of credit)
21
541.
22 Enter the smaller of line 14 or line 21. If this is the only Form 1116 you are filing, skip lines 23 through 27 and enter this
amount on line 28. Otherwise, complete the appropriate line in Part IV
22
541.
Part IV
Summary of Credits From Separate Parts III
23 Credit for taxes on passive category income
23
24 Credit for taxes on general category income
24
25 Credit for taxes on certain income re-sourced by treaty
25
26 Credit for taxes on lump-sum distributions
26
27 Add lines 23 through 26
27
28 Enter the smaller of line 20 or line 27
28
29 Reduction of credit for international boycott operations
29
30 Subtract line 29 from line 28. This is your foreign tax credit. Enter here and on Form 1040, line 48;
Form 1040NR, line 46; Form 1041, Schedule G, line 2a; or Form 990-T, line 41a
30
Form 1116 (2017)
711511 12-21-17
EFTA00025705

=== Page 83 ===
OMB No. 1545-0191
Form
4952
Investment Interest Expense Deduction
Go to www.irs.gov/Form4952 for the latest information.
2017
Department of the Treasury
Attach to your tax return.
Attachment
Internal Revenue Service
(99)
Sequence No.
51
Name(s) shown on return
Identifying number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part I
Total Investment Interest Expense
1 Investment interest expense paid or accrued in 2017 (see instructions)
SEE STATEMENT 33
1
71,239.
2 Disallowed investment interest expense from 2016 Form 4952, line 7
2
3 Total investment interest expense. Add lines 1 and 2
3
71,239.
Part II
Net Investment Income
4a Gross income from property held for investment (excluding any net
gain from the disposition of property held for investment)
STMT 34
4a
244,575.
b Qualified dividends included on line 4a
4b
30,647.
c Subtract line 4b from line 4a
4c
213,928.
d Net gain from the disposition of property held for investment
STMT 35
4d
300,196.
e Enter the smaller of line 4d or your net capital gain from the disposition
of property held for investment (see instructions)
STMT 36
4e
300,196.
f Subtract line 4e from line 4d
4f
0.
g Enter the amount from lines 4b and 4e that you elect to include in investment income
(see instructions)
4g
h Investment income. Add lines 4c, 4f, and 4g
4h
213,928.
5 Investment expenses (see instructions)
SEE STATEMENT 37
5
123,311.
6
Net investment income. Subtract line 5 from line 4h. If zero or less, enter -0-
6
90,617.
Part III
Investment Interest Expense Deduction
7 Disallowed investment interest expense to be carried forward to 2018. Subtract line 6 from line 3.
If zero or less, enter -0-
7
0.
8 Investment interest expense deduction. Enter the smaller of line 3 or 6. See instructions
STMT 38
8
71,239.
LHA For Paperwork Reduction Act Notice, see separate instructions.
Form
4952
(2017)
718901 09-27-17
EFTA00025706

=== Page 84 ===
ALTERNATIVE MINIMUM TAX
OMB No. 1545-0191
Form
4952
Investment Interest Expense Deduction
Go to www.irs.gov/Form4952 for the latest information.
2017
Department of the Treasury
Internal Revenue Service
(99)
Attach to your tax return.
Attachment
Sequence No.
51
Name(s) shown on return
Identifying number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part I
Total Investment Interest Expense
1 Investment interest expense paid or accrued in 2017 (see instructions)
SEE STATEMENT 39
1
71,239.
2 Disallowed investment interest expense from 2016 Form 4952, line 7
2
3 Total investment interest expense. Add lines 1 and 2
3
71,239.
Part II
Net Investment Income
4a Gross income from property held for investment (excluding any net
gain from the disposition of property held for investment)
4a
244,575.
b Qualified dividends included on line 4a
4b
30,647.
c Subtract line 4b from line 4a
4c
213,928.
d Net gain from the disposition of property held for investment
4d
300,196.
e Enter the smaller of line 4d or your net capital gain from the disposition
of property held for investment (see instructions)
4e
300,196.
f Subtract line 4e from line 4d
4f
0.
g Enter the amount from lines 4b and 4e that you elect to include in investment income
(see instructions)
4g
h Investment income. Add lines 4c, 4f, and 4g
4h
213,928.
5 Investment expenses (see instructions)
5
6 Net investment income. Subtract line 5 from line 4h. If zero or less, enter -0-
6
213,928.
Part III
Investment Interest Expense Deduction
7 Disallowed investment interest expense to be carried forward to 2018. Subtract line 6 from line 3.
If zero or less, enter -0-
7
0.
8 Investment interest expense deduction. Enter the smaller of line 3 or 6. See instructions
8
71,239.
LHA For Paperwork Reduction Act Notice, see separate instructions.
Form 4952 (2017)
REGULAR FORM 4952, LINE 8
71,239.
LESS RECOMPUTED FORM 4952, LINE 8
71,239.
INTEREST ADJUSTMENT - FORM 6251, LINE 8
718901 09-27-17
EFTA00025707

=== Page 85 ===
Net Investment Income Tax - -
OMB No. 1545-2227
Form
8960
Individuals, Estates, and Trusts
2017
Attach to your tax return.
Department of the Treasury
Attachment
Internal Revenue Service (99)
Go to www.irs.gov/Form8960 for instructions and the latest information.
Sequence No. 72
Name(s) shown on your tax return
Your social security number or EIN
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part I
Investment Income
Section 6013(g) election (see instructions)
Section 6013(h) election (see instructions)
Regulations section 1.1411-10(g) election (see instructions)
1 Taxable interest (see instructions)
1
91,404.
2 Ordinary dividends (see instructions)
2
176,082.
3 Annuities (see instructions)
3
4a Rental real estate, royalties, partnerships, S corporations, trusts,
etc. (see instructions)
4a
-6,783.
b Adjustment for net income or loss derived in the ordinary course of
a non-section 1411 trade or business (see instructions) STATEMENT 40
4b
-186,927.
c Combine lines 4a and 4b
4c
-193,710.
5a Net gain or loss from disposition of property (see instructions)
5a
419,824.
b Net gain or loss from disposition of property that is not subject to
net investment income tax (see instructions)
5b
-119,602.
C Adjustment from disposition of partnership interest or S corporation
stock (see instructions)
5c
d Combine lines 5a through 5c
5d
300,222.
6 Adjustments to investment income for certain CFCs and PFICs (see instructions)
6
7 Other modifications to investment income (see instructions)
7
8 Total investment income. Combine lines 1, 2, 3, 4c, 5d, 6, and 7
8
373,998.
Part II Investment Expenses Allocable to Investment Income and Modifications
9a Investment interest expenses (see instructions)
9a
22,464.
b State, local, and foreign income tax (see instructions)
9b
22,616.
C Miscellaneous investment expenses (see instructions)
9c
123,311.
d Add lines 9a, 9b, and 9c
9d
168,391.
10 Additional modifications (see instructions)
10
11 Total deductions and modifications. Add lines 9d and 10
11
168,391.
Part III Tax Computation
12 Net investment income. Subtract Part II, line 11 from Part I, line 8. Individuals complete lines 13-
17. Estates and trusts complete lines 18a-21. If zero or less, enter -0-
12
205,607.
Individuals:
13 Modified adjusted gross income (see instructions)
13
484,192.
14 Threshold based on filing status (see instructions)
14
250,000.
15 Subtract line 14 from line 13. If zero or less, enter -0-
15
234,192.
16 Enter the smaller of line 12 or line 15
16
205,607.
17 Net investment income tax for individuals. Multiply line 16 by 3.8% (.038). Enter here and
include on your tax return (see instructions)
17
7,813.
Estates and Trusts:
18a Net investment income (line 12 above)
18a
b Deductions for distributions of net investment income and
deductions under section 642(c) (see instructions)
18b
c Undistributed net investment income. Subtract line 18b from 18a (see
instructions). If zero or less, enter -0-
18c
19a Adjusted gross income (see instructions)
19a
b Highest tax bracket for estates and trusts for the year (see
instructions)
19b
C Subtract line 19b from line 19a. If zero or less, enter -0-
19c
20 Enter the smaller of line 18c or line 19c
20
21 Net investment income tax for estates and trusts. Multiply line 20 by 3.8% (.038). Enter here
and include on your tax return (see instructions)
21
LHA For Paperwork Reduction Act Notice, see your tax return instructions.
Form 8960 (2017)
723121 12-22-17
EFTA00025708

=== Page 86 ===
Lines 5a-5d - Net Gains and Losses Worksheet
Keep for Your Records
(A)
(B)
Total of columns (A) + (B)
Capital gains/(losses)
Ordinary gains/(losses)
Form 1040, Line 13, or
Form 1040, Line 14, or
Form 1041, Line 4
Form 1041, Line 7
Enter this amount on line 5a
1.
Beginning Net Gains and Losses
300,222.
119,602.
419,824.
2.
Gains and Losses excluded from Net Investment Income, use current year amounts for lines 2a-2g and 2i.
(a) Enter net gains from the disposition of property used in a
non-section 1411 trade or business (enter as negative
amounts):
Name of Trade or Business
Amount
SEE STATEMENT 41
(
)
(
)
(
119,602.)
(
)
(b) Enter net losses from the disposition of property used in a
non-section 1411 trade or business (enter as positive
amounts):
Name of Trade or Business
Amount
(c) Enter net losses from a former passive activity (FPA) allowed
by reason of section 469(f)(1)(A)
(d) Gains recognized in the current year for payments received
on an installment sale obligation or private annuity for the
disposition of property used in a non-section 1411 trade or
business
(
)
(e) Enter the net gain attributable to the net unrealized
appreciation (NUA) in employer securities
(
)
(f) In the case of a QEF (other than a QEF held in a section 1411
trade or business) with respect to which a section
1.1411-10(g) election is not in effect, enter the amount
treated as long-term capital gain for regular income tax
purposes under section 1293(a)(1)(B)
(
)
(g) Enter any other gains and losses included in net investment
income that are not otherwise reported on Form 8960 and
any other gains and losses excluded from net investment
income reported on line 5a (enter excluded gains as a
negative number and excluded losses as a positive number)
(h) Enter the amount reported on line 2(i) of this worksheet from
your prior tax year return calculations. Enter as a positive no.
(i) If you do not have a capital loss carryover to next year, then
skip this line and go to line 2(j). Otherwise, enter the lesser of
(i)(1) or (i)(2) as a negative number
(
)
(i)(1) If the sum of the amounts reported on lines 2(a)-2(h)
and line 3(d), column (A), is greater than zero, enter that
amount here. Otherwise, enter -0- on line 2(i) and go to
line 2(j)
OR
(i)(2) The amount of capital loss carried over to next
year (Schedule D (Form 1040), line 16, less the amount
allowed as a current deduction on Schedule D (Form 1040),
line 21) entered as a positive number
Enter this amount on line 5b
(j) Sum of lines 2(a)-2(i)
-119,602.
-119,602.
Enter this amount on line 5c
3.
Adjustment for Gains and Losses attributable to the
disposition of interests in partnerships and S corporations
Enter this amount on line 5d
Add lines 1, 2(j) and 3
300,222.
0.
300,222.
723261 04-01-17
EFTA00025709

=== Page 87 ===
Lines 9 and 10 - Application of Itemized Deduction Limitations on
Deductions Properly Allocable to Investment Income Worksheet
Keep for Your Records
Part I - Application of Section 67 to Deductions Properly Allocable to Investment Income
1. Enter the amount of Miscellaneous Itemized Deductions properly
allocable to investment income before any itemized deduction limitations
(Description and Form 8960 line number where they'll be reported):
Description
Line
Amount
(a)
SEE STATEMENT 42
(b)
2. Enter the total of all items listed in line 1
2.
132,995.
3. Enter the amount of all Miscellaneous Itemized Deductions after the
application of the section 67 limitation (Schedule A (Form 1040),
line 27)
3.
123,311.
4. Enter the lesser of the total reported on line 2 or line 3
4.
123,311.
Part II - Application of Section 67 Limitation to Specific Deductions
(B)
IF line 3 is less than
line 2, THEN divide
line 3 by line 2 AND
enter the amount in
column (B).
(C)
IF amounts reported
Multiply the
on Part I, lines 2 and
individual amounts
4 are equal, THEN
in column (A) by the
(A)
enter 1.00 in column
amount in column
Reenter the amounts and descriptions from Part I, line 1.
(B).
(B).
Description
Line
Amount
(a)
SEE STATEMENT 43
X
=
(b)
X
=
Individuals - Use the amounts in column (C) on Part III, line 1, to determine the amount of these deductions that are
TIP
allowable after the application of the section 68 limitation.
Estates or trusts - Enter the amounts in column (C) in the appropriate location on lines 9 and 10. Don't complete Parts
III or IV of this worksheet.
723251 01-10-18
EFTA00025710

=== Page 88 ===
Lines 9 and 10 - Application of Itemized Deduction Limitations on
Deductions Properly Allocable to Investment Income Worksheet
continued
Keep for Your Records
Part III Application of Section 68 to deductions properly allocable to investment income (Individuals Only)
1. Enter the amount of Miscellaneous Itemized Deductions properly allocable to
investment income from column (C) of Part II:
Description
Line
Amount
(a)
SEE STATEMENT 44
(b)
2. Enter the amount of state, local, and foreign income taxes that are properly
allocable to investment income
2.
22,616.
3. Enter the amounts of other Itemized Deductions subject to the section 68 limitation
and properly allocable to investment income before any itemized deduction
limitations (Description and Form 8960 line number where they'll be reported):
Description
Line
Amount
(a)
(b)
4. Enter the total deductions properly allocable to investment income subject to the section 68 limitation. Enter
the sum of lines 1 through 3
4.
145,927.
5. Enter the amount of total itemized deductions reported on Form 1040
5.
301,121.
6. Enter all other itemized deductions allowed but not subject to the section 68
deduction limitation:
(a) Investment Interest Expense
22,464.
(b) Casualty Losses (other than losses described in
section 165(c)(1))
(c) Medical Expenses
(d) Gambling Losses
(e) Total of lines 6(a) through 6(d)
6e.
22,464.
7. Subtract line 6e from line 5
7.
278,657.
8. Enter the lesser of line 7 or line 4
8.
145,927.
TIP
This is the amount of itemized deductions that are properly allocable to investment income after the application of the sections 67
and 68 deduction limitations. Use Part IV of this worksheet to reconcile this amount to the individual deduction amounts reported
on Form 8960, lines 9 and 10.
Part IV - Reconciliation of Schedule A Deductions to Form 8960, lines 9 and 10 (Individuals Only)
(B)
IF Part III, line 8 is less
than Part III, line 4,
THEN divide line 8 by
(C)
line 4 AND enter the
Multiply the individual
amount in column (B).
amounts in column
IF the amounts
(A) by the amount in
reported on Part III,
column (B). Enter
lines 4 and 8 are
these amounts in the
(A)
equal, THEN enter
appropriate location
Reenter the amounts and descriptions from Part III, lines 1-3.
1.00 in column (B)
on lines 9 and 10.
Miscellaneous Itemized Deductions properly allocable to
investment income:
Description
Line
Amount
1.
(a)
SEE STATEMENT 45
X
=
(b)
X
=
2. State, local, and foreign income taxes
22,616.
X
1.0000
=
22,616.
Itemized Deductions Subject to Section 68 included on Line
3 of Part III:
3. (a)
X
=
(b)
X
=
723252 01-10-18
EFTA00025711

=== Page 89 ===
Net Investment Income Tax -
Form
8960
Individuals, Estates, and Trusts
2017
MASSACHUSETTS
Name(s)
Your social security number or EIN
SCOTT G BORGERSON & GHISLAINE MAXWELL
Part I Investment Income
Section 6013(g) election
Regulations section 1.1411-10(g) election
1 Taxable interest (Form 1040, line 8a; or Form 1041, line 1)
1
61,882.
2 Ordinary dividends (Form 1040, line 9a; or Form 1041, line 2a)
2
176,082.
3 Annuities from nonqualified plans
3
4a Rental real estate, royalties, partnerships, S corporations, trusts,
etc. (Form 1040, line 17; or Form 1041, line 5)
4a
839.
b Adjustment for net income or loss derived in the ordinary course of
a non-section 1411 trade or business
4b
-64,842.
C Combine lines 4a and 4b
4c
-64,003.
5a Net gain or loss from disposition of property from Form 1040,
combine lines 13 and 14; or from Form 1041, combine lines 4 and 7
5a
410,024.
b Net gain or loss from disposition of property that is not subject to
net investment income tax
5b
-119,602.
C Adjustment from disposition of partnership interest or S corporation
stock
5c
d Combine lines 5a through 5c
5d
290,422.
6 Changes in investment income for certain CFCs and PFICs
6
7 Other modifications to investment income
7
8 Total investment income. Combine lines 1, 2, 3, 4c, 5d, 6, and 7
8
464,383.
Part II State Income Tax Pro-ration for 2017 Income Tax Payments
9 State total income
9
559,137.
10 State income tax payments for 2017
SEE STATEMENT 46
10
22,294.
11 2017 state income tax payments attributable to investment income, line 8 divided by line 9 times line 10
11
18,516.
Part III State Income Tax Pro-ration for 2016 Estimate Payments Made in 2017
12 State estimate payments for 2016
12
0.
13 Percent of state income taxes attributable to investment income for 2016
13
14 2016 state estimate payments attributable to investment income. Line 12 times line 13
14
0.
Part IV State Income Tax Pro-ration for Balance of Prior Years Tax Plus Extension Payments Paid in 2017
15 Balance of prior years tax plus extension payments paid in 2017
15
20,000.
16 Percent of state income taxes attributable to investment income for 2016
16
.974856
17 Balance of prior years tax and extension payments attributable to investment income. Line 15 times line 16
17
19,497.
Part V Reduction of State Tax Deduction
18 Reduction of state tax deduction
18
(
15,794.)
19 Percent of state income taxes attributable to investment income for 2016
19
.974856
20 Reduction of state tax deduction attributable to investment income. Line 18 times line 19
20
(
15,397.)
Part VI Total State Income Tax Payments Attributable to Investment Income
21 Combine lines 11, 14, 17 and 20. Carry to Form 8960, Line 9 Worksheet, Part III, line 2
21
22,616.
Form 8960 (2017)
723161 04-01-17
EFTA00025712

=== Page 90 ===
Form
8801
Credit for Prior Year Minimum Tax -
OMB No. 1545-1073
Individuals, Estates, and Trusts
2017
Department of the Treasury
Go to www.irs.gov/Form8801 for instructions and the latest information.
Attachment
Internal Revenue Service (99)
Attach to Form 1040, 1040NR, or 1041.
Sequence No.
74
Name(s) shown on return
Identifying number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part I
Net Minimum Tax on Exclusion Items
1 Combine lines 1, 6, and 10 of your 2016 Form 6251. Estates and trusts, see instructions
1
1,243,732.
2 Enter adjustments and preferences treated as exclusion items (see instructions)
2
87,272.
3 Minimum tax credit net operating loss deduction (see instructions)
3
(
)
4 Combine lines 1, 2, and 3. If zero or less, enter -0- here and on line 15 and go to Part II. If more
than $247,450 and you were married filing separately for 2016, see instructions
4
1,331,004.
5 Enter: $83,800 if married filing jointly or qualifying widow(er) for 2016; $53,900 if single or head of household for
2016; or $41,900 if married filing separately for 2016. Estates and trusts, enter $23,900
5
83,800.
6 Enter: $159,700 if married filing jointly or qualifying widow(er) for 2016; $119,700 if single or head of household
for 2016; or $79,850 if married filing separately for 2016. Estates and trusts, enter $79,850
6
159,700.
7 Subtract line 6 from line 4. If zero or less, enter -0- here and on line 8 and go to line 9
7
1,171,304.
8 Multiply line 7 by 25% (0.25)
8
292,826.
9 Subtract line 8 from line 5. If zero or less, enter -0-. If under age 24 at the end of 2016, see instructions
9
0.
10 Subtract line 9 from line 4. If zero or less, enter -0- here and on line 15 and go to Part II. Form
1040NR filers, see instructions
10
1,331,004.
11
If for 2016 you filed Form 2555 or 2555-EZ, see instructions for the amount to enter.
If for 2016 you reported capital gain distributions directly on Form 1040, line 13; you reported qualified
dividends on Form 1040, line 9b (Form 1041, line 2b(2)); or you had a gain on both lines 15 and 16 of
Schedule D (Form 1040) (lines 18a and 19, column (2), of Schedule D (Form 1041)), complete Part III of
11
259,463.
Form 8801 and enter the amount from line 55 here. Form 1040NR filers, see instructions.
All others: If line 10 is $186,300 or less ($93,150 or less if married filing separately for 2016), multiply
line 10 by 26% (0.26). Otherwise, multiply line 10 by 28% (0.28) and subtract $3,726 ($1,863 if married
filing separately for 2016) from the result. Form 1040NR filers, see instructions.
12 Minimum tax foreign tax credit on exclusion items (see instructions)
12
3,689.
13 Tentative minimum tax on exclusion items. Subtract line 12 from line 11
13
255,774.
14 Enter the amount from your 2016 Form 6251, line 34, or 2016 Form 1041, Schedule I, line 55
14
229,384.
15 Net minimum tax on exclusion items. Subtract line 14 from line 13. If zero or less, enter -0-
15
26,390.
LHA For Paperwork Reduction Act Notice, see instructions.
Form 8801 (2017)
719881 11-15-17
EFTA00025713

=== Page 91 ===
Form 8801 (2017)
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 2
Part II
Minimum Tax Credit and Carryforward to 2018
16 Enter the amount from your 2016 Form 6251, line 35, or 2016 Form 1041, Schedule I, line 56
16
26,390.
17 Enter the amount from line 15
17
26,390.
18 Subtract line 17 from line 16. If less than zero, enter as a negative amount
18
0.
19 2016 credit carryforward. Enter the amount from your 2016 Form 8801, line 26
19
4.
20 Enter your 2016 unallowed qualified electric vehicle credit (see instructions)
20
21 Combine lines 18 through 20. If zero or less, stop here and see the instructions
21
4.
22 Enter your 2017 regular income tax liability minus allowable credits (see instructions)
22
16,076.
23 Enter the amount from your 2017 Form 6251, line 33, or 2017 Form 1041, Schedule I, line 54
23
69,311.
24 Subtract line 23 from line 22. If zero or less, enter -0-
24
0.
25 Minimum tax credit. Enter the smaller of line 21 or line 24. Also enter this amount on your 2017
Form 1040, line 54 (check box b): Form 1040NR, line 51 (check box b): or Form 1041, Schedule G,
line 2c
25
0.
26 Credit carryforward to 2018. Subtract line 25 from line 21. Keep a record of this amount because
you may use it in future years
26
4.
Form 8801 (2017)
719882 11-15-17
EFTA00025714

=== Page 92 ===
Form 8801 (2017)
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 3
Part III
Tax Computation Using Maximum Capital Gains Rates
Complete Part III only if you are required to do so by line 11 or by the Foreign Earned Income Tax Worksheet in the instructions.
Caution: If you didn't complete the 2016 Qualified Dividends and Capital Gain Tax Worksheet,
the 2016 Schedule D Tax Worksheet, or Part V of the 2016 Schedule D (Form 1041), see the
instructions before completing this part.*
27 Enter the amount from Form 8801, line 10. If you filed Form 2555 or 2555-EZ for 2016, enter the
amount from line 3 of the Foreign Earned Income Tax Worksheet in the instructions
27
1,331,004.
Caution: If for 2016 you filed Form 1040NR, 1041, 2555, or 2555-EZ, see the instructions before
completing lines 28, 29, and 30.
28 Enter the amount from line 6 of your 2016 Qualified Dividends and Capital Gain Tax Worksheet,
the amount from line 13 of your 2016 Schedule D Tax Worksheet, or the amount from line 26 of
the 2016 Schedule D (Form 1041), whichever applies*
28
1,155,017.
If you figured your 2016 tax using the 2016 Qualified Dividends and Capital Gain Tax
Worksheet, skip line 29 and enter the amount from line 28 on line 30. Otherwise, go to line
29.
29 Enter the amount from line 19 of your 2016 Schedule D (Form 1040), or line 18b, column (2), of the
2016 Schedule D (Form 1041)
29
30 Add lines 28 and 29, and enter the smaller of that result or the amount from line 10 of your 2016
Schedule D Tax Worksheet
30
1,155,017.
31 Enter the smaller of line 27 or line 30
31
1,155,017.
32 Subtract line 31 from line 27
32
175,987.
33 If line 32 is $186,300 or less ($93,150 or less if married filing separately for 2016), multiply line 32
by 26% (0.26). Otherwise, multiply line 32 by 28% (0.28) and subtract $3,726 ($1,863 if married filing
separately for 2016) from the result. Form 1040NR filers, see instructions
33
45,757.
34 Enter:
$75,300 if married filing jointly or qualifying widow(er) for 2016,
$37,650 if single or married filing separately for 2016,
$50,400 if head of household for 2016, or
}
34
75,300.
$2,550 for an estate or trust.
Form 1040NR filers, see instructions.
35 Enter the amount from line 7 of your 2016 Qualified Dividends and Capital Gain Tax Worksheet, the
amount from line 14 of your 2016 Schedule D Tax Worksheet, or the amount from line 27 of the 2016
Schedule D (Form 1041), whichever applies. If you didn't complete either worksheet or Part V of the
2016 Schedule D (Form 1041), enter the amount from your 2016 Form 1040, line 43, or 2016 Form
1041, line 22, whichever applies; if zero or less, enter -0-. Form 1040NR filers, see instructions
35
121,015.
36 Subtract line 35 from line 34. If zero or less, enter -0-
36
0.
37 Enter the smaller of line 27 or line 28
37
1,155,017.
38 Enter the smaller of line 36 or line 37
38
39 Subtract line 38 from line 37
39
1,155,017.
40 Enter:
$415,050 if single for 2016,
$233,475 if married filing separately for 2016,
$466,950 if married filing jointly or qualifying widow(er) for 2016,
$441,000 if head of household for 2016, or
$12,400 for an estate or trust.
-
40
466,950.
Form 1040NR filers, see instructions.
41 Enter the amount from line 36
41
42 Form 1040 filers, enter the amount from line 7 of your 2016 Qualified Dividends and Capital Gain Tax
Worksheet or the amount from line 19 of your 2016 Schedule D Tax Worksheet, whichever applies. If you
didn't complete either worksheet, see instructions. Form 1041 filers, enter the amount from line 27 of your
2016 Schedule D (Form 1041) or line 18 of your 2016 Schedule D Tax Worksheet, whichever applies. If
you didn't complete either the worksheet or Part V of the 2016 Schedule D (Form 1041), enter the amount
from your 2016 Form 1041, line 22; if zero or less, enter -0-. Form 1040NR filers, see instructions
42
121,015.
The 2016 Qualified Dividends and Capital Gain Tax Worksheet is in the 2016 Instructions for Form 1040. The 2016 Schedule D Tax Worksheet is in the 2016 Instructions
for Schedule D (Form 1040) (or the 2016 Instructions for Schedule D (Form 1041)).
Form 8801 (2017)
719883 11-15-17
EFTA00025715

=== Page 93 ===
Form 8801 (2017)
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 4
Part III
Tax Computation Using Maximum Capital Gains Rates (continued)
43 Add lines 41 and 42
43
121,015.
44 Subtract line 43 from line 40. If zero or less, enter -0-
44
345,935.
45 Enter the smaller of line 39 or line 44
45
345,935.
46 Multiply line 45 by 15% (0.15)
46
51,890.
47 Add lines 38 and 45
47
345,935.
If lines 47 and 27 are the same, skip lines 48 through 52 and go to line 53. Otherwise, go to
line 48.
48 Subtract line 47 from line 37
48
809,082.
49 Multiply line 48 by 20% (0.20)
49
161,816.
If line 29 is zero or blank, skip lines 50 through 52 and go to line 53. Otherwise, go to line 50.
50 Add lines 32, 47 and 48
50
51 Subtract line 50 from line 27
51
52 Multiply line 51 by 25% (0.25)
52
53 Add lines 33, 46, 49, and 52
53
259,463.
54 If line 27 is $186,300 or less ($93,150 or less if married filing separately for 2016), multiply line 27
by 26% (0.26). Otherwise, multiply line 27 by 28% (0.28) and subtract $3,726 ($1,863 if married filing
separately for 2016) from the result. Form 1040NR filers, see instructions
54
368,955.
55 Enter the smaller of line 53 or line 54 here and on line 11. If you filed Form 2555 or 2555-EZ for
2016, don't enter this amount on line 11. Instead, enter it on line 4 of the Foreign Earned Income
Tax Worksheet in the instructions for line 11
55
259,463.
Form 8801 (2017)
719884 11-15-17
EFTA00025716

=== Page 94 ===
FORM 8801
Foreign Tax Credit
OMB No. 1545-0121
Form
1116
(Individual, Estate, or Trust)
2016
MTFTCE
Attach to Form 1040, 1040NR, 1041, or 990-T.
Department of the Treasury
Attachment
Internal Revenue Service (99)
Information about Form 1116 and its separate instructions is at www.irs.gov/form1116.
Sequence No.
19
Name
Identifying number as shown on page 1 of your tax return
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Use a separate Form 1116 for each category of income listed below. See Categories of Income in the instructions. Check only one box on each Form 1116. Report all
amounts in U.S. dollars except where specified in Part Il below.
a
X
Passive category income
C
Section 901(j) income
e
Lump-sum distributions
b
General category income
d
Certain income re-sourced by treaty
f Resident of (name of country)
UNITED STATES
Note: If you paid taxes to only one foreign country or U.S. possession, use column A in Part I and line A in Part II. If you paid taxes to
more than one foreign country or U.S. possession, use a separate column and line for each country or possession.
Part I
Taxable Income or Loss From Sources Outside the United States (for Category Checked Above)
Foreign Country or U.S. Possession
Total
A
B
C
(Add cols. A, B, and C.)
g Enter the name of the foreign country or U.S.
OTHER
UNITED
possession
COUNTRIES
KINGDOM
1a Gross income from sources within country shown above
and of the type checked above:
53,746.
1,328.
1a
55,074.
b Check if line 1a is compensation for personal services as
an employee, your total compensation from all sources is
$250,000 or more, and you used an alternative basis to
determine its source (see instructions)
Deductions and losses (Caution: See instructions.):
2 Expenses definitely related to the income on line 1a
(attach statement)
948.
3 Pro rata share of other deductions not definitely related:
a Certain itemized deductions or standard deduction
b Other deductions (attach statement)
66,000.
66,000.
C Add lines 3a and 3b
66,000.
66,000.
d Gross foreign source income
53,746.
1,328.
e Gross income from all sources
8,022,924.
8,022,924.
f Divide line 3d by line 3e
.006699
.000166
g Multiply line 3c by line 3f
442.
11.
4 Pro rata share of interest expense:
a Home mortgage interest (use the Worksheet for
Home Mortgage Interest in the instructions)
b Other interest expense
5 Losses from foreign sources
6 Add lines 2, 3g, 4a, 4b, and 5
1,390.
11.
6
1,401.
7 Subtract line 6 from line 1a. Enter the result here and on line 15, page 2
7
53,673.
Part II
Foreign Taxes Paid or Accrued
Credit is claimed
Foreign taxes paid or accrued
for taxes
(you must
In foreign currency
In U.S. dollars
check one)
Country
(n) Other
(r) Other
(s) Total foreign
(h)
Paid
Taxes withheld at source on:
foreign
Taxes withheld at source on:
foreign
taxes paid or
(i)
Accrued
taxes paid or
taxes paid or
accrued (add cols.
(j) Date paid
or accrued
(k) Dividends
(I) Rents royalties and
accrued
(0) Dividends
(p) Rents royalties and
accrued
(m) Interest
(q) Interest
(o) through (r))
A
B
C
8 Add lines A through C, column (s). Enter the total here and on line 9, page 2
8
LHA For Paperwork Reduction Act Notice, see instructions.
Form 1116 (2016)
711481 04-01-17
EFTA00025717

=== Page 95 ===
MTFTCE
FORM 8801
Form 1116 (2016) SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 2
Part III
Figuring the Credit
9 Enter the amount from line 8. These are your total foreign taxes paid or accrued
for the category of income checked above Part I
9
3,689.
10 Carryback or carryover (attach detailed computation)
10
11 Add lines 9 and 10
11
3,689.
12 Reduction in foreign taxes
12
13 Taxes reclassified under high tax kickout
13
14 Combine lines 11, 12, and 13. This is the total amount of foreign taxes available for credit
14
3,689.
15 Enter the amount from line 7. This is your taxable income or (loss) from sources outside the
United States (before adjustments) for the category of income checked above Part I
15
53,673.
16 Adjustments to line 15
16
17 Combine the amounts on lines 15 and 16. This is your net foreign source taxable income.
(If the result is zero or less, you have no foreign tax credit for the category of income
you checked above Part I. Skip lines 18 through 22. However, if you are filing more than
one Form 1116, you must complete line 20.)
17
53,673.
18 Individuals: Enter the amount from Form 1040, line 41; or Form 1040NR, line 39.
Estates and trusts: Enter your taxable income without the deduction for your
exemption
18
939,231.
Caution: If you figured your tax using the lower rates on qualified dividends or capital gains, see instructions.
19 Divide line 17 by line 18. If line 17 is more than line 18, enter "1"
19
.05715
20 Individuals: Enter the amounts from Form 1040, lines 44 and 46. If you are a nonresident alien, enter the amounts from
Form 1040NR, lines 42 and 44. Estates and trusts: Enter the amount from Form 1041, Schedule G, line 1a; or the total
of Form 990-T, lines 36, 37, and 39
20
259,463.
Caution: If you are completing line 20 for separate category e (lump-sum distributions), see instructions.
21 Multiply line 20 by line 19 (maximum amount of credit)
21
14,828.
22 Enter the smaller of line 14 or line 21. If this is the only Form 1116 you are filing, skip lines 23 through 27 and enter this
amount on line 28. Otherwise, complete the appropriate line in Part IV
22
3,689.
Part IV
Summary of Credits From Separate Parts III
23 Credit for taxes on passive category income
23
3,689.
24 Credit for taxes on general category income
24
25 Credit for taxes on certain income re-sourced by treaty
25
26 Credit for taxes on lump-sum distributions
26
27 Add lines 23 through 26
27
3,689.
28 Enter the smaller of line 20 or line 27
28
3,689.
29 Reduction of credit for international boycott operations
29
30 Subtract line 29 from line 28. This is your foreign tax credit. Enter here and on Form 1040, line 48;
Form 1040NR, line 46; Form 1041, Schedule G, line 2a; or Form 990-T, line 41a
30
3,689.
Form 1116 (2016)
711491 04-01-17
EFTA00025718

=== Page 96 ===
FORM 8801
Foreign Tax Credit
OMB No. 1545-0121
Form
1116
(Individual, Estate, or Trust)
2016
MTFTCE
Attach to Form 1040, 1040NR, 1041, or 990-T.
Department of the Treasury
Attachment
Internal Revenue Service (99)
Information about Form 1116 and its separate instructions is at www.irs.gov/form116.
Sequence No.
19
Name
Identifying number as shown on page 1 of your tax return
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Use a separate Form 1116 for each category of income listed below. See Categories of Income in the instructions. Check only one box on each Form 1116. Report all
amounts in U.S. dollars except where specified in Part Il below.
a
Passive category income
C
Section 901(j) income
e
Lump-sum distributions
b
General category income
d
Certain income re-sourced by treaty
f Resident of (name of country)
UNITED STATES
Note: If you paid taxes to only one foreign country or U.S. possession, use column A in Part I and line A in Part II. If you paid taxes to
more than one foreign country or U.S. possession, use a separate column and line for each country or possession.
Part I
Taxable Income or Loss From Sources Outside the United States (for Category Checked Above)
Foreign Country or U.S. Possession
Total
A
B
C
(Add cols. A, B, and C.)
g Enter the name of the foreign country or U.S.
OTHER
possession
COUNTRIES
1a Gross income from sources within country shown above
and of the type checked above:
1a
b Check if line 1a is compensation for personal services as
an employee, your total compensation from all sources is
$250,000 or more, and you used an alternative basis to
determine its source (see instructions)
Deductions and losses (Caution: See instructions.):
2 Expenses definitely related to the income on line 1a
(attach statement)
3 Pro rata share of other deductions not definitely related:
a Certain itemized deductions or standard deduction
b Other deductions (attach statement)
66,000.
c Add lines 3a and 3b
66,000.
d Gross foreign source income
e Gross income from all sources
8,022,924.
f Divide line 3d by line 3e
g Multiply line 3c by line 3f
4 Pro rata share of interest expense:
a Home mortgage interest (use the Worksheet for
Home Mortgage Interest in the instructions)
b Other interest expense
5 Losses from foreign sources
6 Add lines 2, 3g, 4a, 4b, and 5
6
7 Subtract line 6 from line 1a. Enter the result here and on line 15, page 2
7
Part II
Foreign Taxes Paid or Accrued
Credit is claimed
Foreign taxes paid or accrued
for taxes
(you must
In foreign currency
In U.S. dollars
check one)
Country
(n) Other
(r) Other
(s) Total foreign
(h)
Paid
Taxes withheld at source on:
foreign
Taxes withheld at source on:
foreign
taxes paid or
(i)
Accrued
taxes paid or
taxes paid or
accrued (add cols.
(j) Date paid
or accrued
(k) Dividends
(I) Rents royalties and
accrued
(p) Rents royalties and
accrued
(m) Interest
(0) Dividends
(q) Interest
(o) through (r))
A
B
C
8 Add lines A through C, column (s). Enter the total here and on line 9, page 2
8
LHA For Paperwork Reduction Act Notice, see instructions.
Form
1116
(2016)
711481 04-01-17
EFTA00025719

=== Page 97 ===
MTFTCE
FORM 8801
Form 1116 (2016) SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 2
Part III
Figuring the Credit
9 Enter the amount from line 8. These are your total foreign taxes paid or accrued
for the category of income checked above Part I
9
10 Carryback or carryover (attach detailed computation)
10
11 Add lines 9 and 10
11
12 Reduction in foreign taxes
12
13 Taxes reclassified under high tax kickout
13
14 Combine lines 11, 12, and 13. This is the total amount of foreign taxes available for credit
14
15 Enter the amount from line 7. This is your taxable income or (loss) from sources outside the
United States (before adjustments) for the category of income checked above Part I
15
16 Adjustments to line 15
16
17 Combine the amounts on lines 15 and 16. This is your net foreign source taxable income.
(If the result is zero or less, you have no foreign tax credit for the category of income
you checked above Part I. Skip lines 18 through 22. However, if you are filing more than
one Form 1116, you must complete line 20.)
17
18 Individuals: Enter the amount from Form 1040, line 41; or Form 1040NR, line 39.
Estates and trusts: Enter your taxable income without the deduction for your
exemption
18
939,231.
Caution: If you figured your tax using the lower rates on qualified dividends or capital gains, see instructions.
19 Divide line 17 by line 18. If line 17 is more than line 18, enter "1"
19
20 Individuals: Enter the amounts from Form 1040, lines 44 and 46. If you are a nonresident alien, enter the amounts from
Form 1040NR, lines 42 and 44. Estates and trusts: Enter the amount from Form 1041, Schedule G, line 1a; or the total
of Form 990-T, lines 36, 37, and 39
20
Caution: If you are completing line 20 for separate category e (lump-sum distributions), see instructions.
21 Multiply line 20 by line 19 (maximum amount of credit)
21
22 Enter the smaller of line 14 or line 21. If this is the only Form 1116 you are filing, skip lines 23 through 27 and enter this
amount on line 28. Otherwise, complete the appropriate line in Part IV
22
Part IV
Summary of Credits From Separate Parts III
23 Credit for taxes on passive category income
23
24 Credit for taxes on general category income
24
25 Credit for taxes on certain income re-sourced by treaty
25
26 Credit for taxes on lump-sum distributions
26
27 Add lines 23 through 26
27
28 Enter the smaller of line 20 or line 27
28
29 Reduction of credit for international boycott operations
29
30 Subtract line 29 from line 28. This is your foreign tax credit. Enter here and on Form 1040, line 48;
Form 1040NR, line 46; Form 1041, Schedule G, line 2a; or Form 990-T, line 41a
30
Form 1116 (2016)
711491 04-01-17
EFTA00025720

=== Page 98 ===
Form
Minimum Tax Foreign Tax Credit
on Exclusion Items
1116AMT 8801
2016 Schedule D Tax Worksheet Recalculated
Name
SCOTT G. BORGERSON & GHISLAINE MAXWELL
1. Enter your taxable income from Form 8801, line 10
1,331,004.
2. Enter your qualified dividends from Form 1040, line 9b
2.
N/A
3. Enter the amount from
Form 4952, line 4g 3.
N/A
4. Enter the amount from
Form 4952, line 4e* 4.
N/A
5. Subtract line 4 from line 3. If zero or less, enter -0- 5.
N/A
6. Subtract line 5 from line 2. If zero or less, enter -0-
6.
N/A
7. Enter the smaller of line 15 or line 16 of Sch. D
7.
N/A
8. Enter the smaller of line 3 or line 4
8.
N/A
9. Subtract line 8 from line 7. If zero or less, enter -0-
9.
N/A
10. Add lines 6 and 9
10. 1,155,017.
11. Add lines 18 and 19 of Schedule D
11.
12. Enter the smaller of line 9 or line 11
12.
13. Subtract line 12 from line 10
13. 1,155,017.
14. Subtract line 13 from line 1. If zero or less, enter -0-
14. 175,987.
15. Enter:
$37,650 if single or married filing separately;
$75,300 if married filing jointly or qualifying widow(er); or
15.
75,300.
$50,400 if head of household
16. Enter the smaller of line 1 or line 15
16.
75,300.
17. Enter the smaller of line 14 or line 16
17.
75,300.
18. Subtract line 10 from line 1. If zero or less, enter -0-
18.
175,987.
19. Enter the larger of line 17 or line 18
19. 175,987.
20. Subtract line 17 from line 16. This amount is taxed at 0%
20.
If lines 1 and 16 are the same, skip lines 21 through 41 and go to line 42. Otherwise, go to line 21.
21. Enter the smaller of line 1 or line 13
21. 1,155,017.
22. Enter the amount from line 20 (if line 20 is blank, enter .0)
22.
0.
23. Subtract line 22 from line 21. If zero or less, enter -0-
23. 1,155,017.
24. Enter:
$415,050 if single;
$233,475 if married filing separately;
$466,950 if married filing jointly or qualifying widow(er); or
}
24. 466,950.
$441,000 if head of household
25. Enter the smaller of line 1 or line 24
25. 466,950.
26. Add lines 19 and 20
26. 175,987.
27. Subtract line 26 from line 25, if zero or less, enter -0-
27. 290,963.
28. Enter the smaller of line 23 or line 27
28. 290,963.
29. Multiply line 28 by 15% (.15)
29.
N/A
30. Add lines 22 and 28
30. 290,963.
If lines 1 and 30 are the same, skip lines 31 through 41 and go to line 42. Otherwise, go to line 31.
31. Subtract line 30 from line 21
31.
864,054.
32. Multiply line 31 by 20% (.20)
32.
N/A
If Schedule D, line 19, is zero or blank, skip lines 33 through 38 and go to line 39. Otherwise, go to line 33.
33. Enter the smaller of line 9 above or Schedule D, line 19
33.
34. Add lines 10 and 19
34.
35. Enter the amount from line 1 above
35.
36. Subtract line 35 from line 34. If zero or less, enter -0-
36.
37. Subtract line 36 from line 33. If zero or less, enter -0-
37.
38. Multiply line 37 by 25% (.25)
38.
N/A
If Schedule D, line 18, is zero or blank, skip lines 39 through 41 and go to line 42. Otherwise, go to line 39.
711525 10-30-17
EFTA00025721

=== Page 99 ===
Minimum Tax Foreign Tax Credit on Exclusion Items 2016 Schedule D Tax Worksheet Recalculated - Continued
39. Add lines 19, 20, 28, 31, and 37
39.
40. Subtract line 39 from line 1
40.
41. Multiply line 40 by 28% (.28)
41.
N/A
42. Figure the tax on the amount on line 19. If the amount on line 19 is less than $100,000, use the Tax Table to figure
the tax. If the amount on line 19 is $100,000 or more, use the Tax Computation Worksheet
42.
N/A
43. Add lines 29, 32, 38, 41, and 42
43.
N/A
44. Figure the tax on the amount on line 1. If the amount on line 1 is less than $100,000, use the Tax Table to figure the
tax. If the amount on line 1 is $100,000 or more, use the Tax Computation Worksheet
44.
N/A
45. Tax on all taxable income (including capital gains and qualified dividends). Enter the smaller of line 43 or
line 44
45.
N/A
711526 04-01-17
EFTA00025722

=== Page 100 ===
Minimum Tax Foreign Tax Credit
Form
on Exclusion Items
1116AMT - 8801
Worksheet for Line 18
Name
SCOTT G. BORGERSON & GHISLAINE MAXWELL
1 Enter the amount from Form 8801, line 4
1,331,004.
2 Enter 2016 worldwide 28% gains
N/A
3 Multiply line 2 by 0.2000
N/A
4 Enter 2016 worldwide 25% gains
5 Multiply line 4 by 0.1071
6 Enter prior year worldwide 20% gains and qualified dividends
809,082.
7 Multiply line 6 by 0.2857
231,155.
8 Enter 2016 worldwide 15% gains and qualified dividends
345,935.
9 Multiply line 8 by 0.4643
160,618.
10 Enter 2016 worldwide 0% gains and qualified dividends
11 Add lines 5, 7. 9 and 10
391,773.
12 Subtract line 11 from line 1. Enter the result here and on MTFTCE Form 1116, line 18
939,231.
711571 04-01-17
EFTA00025723

=== Page 101 ===
Gains and Losses From Section 1256
OMB No. 1545-0644
Form
6781
Contracts and Straddles
2017
Department of the Treasury
Go to www.irs.gov/Form6781 for the latest information.
Attachment
Internal Revenue Service
Attach to your tax return.
Sequence No.
82
Name(s) shown on tax return
Identifying number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Check all applicable boxes A
Mixed straddle election
C
Mixed straddle account election
(see instructions).
B
Straddle-by-straddle identification election
D
Net section 1256 contracts loss election
Part I
Section 1256 Contracts Marked to Market
(a) Identification of account
(b) (Loss)
(c) Gain
1 SEE STATEMENT 47
2 Add the amounts on line 1 in columns (b) and (c)
2
(
1.)
3,253.
3 Net gain or (loss). Combine line 2, columns (b) and (c)
3
3,252.
4 Form 1099-B adjustments. See instructions and attach statement
4
5 Combine lines 3 and 4
5
3,252.
Note: If line 5 shows a net gain, skip line 6 and enter the gain on line 7. Partnerships and S corporations, see
instructions.
6 If you have a net section 1256 contracts loss and checked box D above, enter the amount of loss to be
carried back. Enter the loss as a positive number. If you didn't check box D, enter -0-
6
7 Combine lines 5 and 6
7
3,252.
8 Short-term capital gain or (loss). Multiply line 7 by 40% (0.40). Enter here and include on line 4 of Schedule D
or on Form 8949 (see instructions)
8
1,301.
9 Long-term capital gain or (loss). Multiply line 7 by 60% (0.60). Enter here and include on line 11 of Schedule
D or on Form 8949 (see instructions)
9
1,951.
Part II
Gains and Losses From Straddles. Attach a separate statement listing each straddle and its components.
Section A- Losses From Straddles
(b) Date
entered into or
(f) Loss.
(h) Recognized loss.
acquired
(e) Cost or
If column (e) is
(d) Gross
(g) Unrecognized
If column (f)
(a) Description of property
(c) Date
other basis
more than (d), enter
closed out or
gain on offsetting
is more than (g).
sales price
plus expense
difference.
sold
positions
enter difference
of sale
Otherwise,
Otherwise, enter -0-
Mo.
Day
Yr.
enter -0-
10
11 a Enter the short-term portion of losses from line 10, column (h), here and include on line 4 of Schedule D or on
Form 8949 (see instructions)
11a
(
)
b Enter the long-term portion of losses from line 10, column (h), here and include on line 11 of Schedule D or on
Form 8949 (see instructions)
11b
(
)
Section B - Gains From Straddles
(b) Date entered
into or acquired
(f) Gain If column (d)
(d) Gross sales price
(e) Cost or other basis
is more than (e),
(a) Description of property
(c) Date closed
out or sold
plus expense of sale
enter difference
Otherwise, enter -0-
Mo.
Day
Yr.
12
13 a Enter the short-term portion of gains from line 12, column (f), here and include on line 4 of Schedule D or on
Form 8949 (see instructions)
13a
b Enter the long-term portion of gains from line 12, column (f), here and include on line 11 of Schedule D or on
Form 8949 (see instructions)
13b
Part III
Unrecognized Gains From Positions Held on Last Day of Tax Year. Memo Entry Only (see instructions)
(b) Date acquired
(c) Fair market value
(e) Unrecognized gain. If column
(a) Description of property
on last business day of
(d) Cost or other basis
Mo.
Day
as adjusted
(c) is more than (d), enter
Yr.
tax year
difference Otherwise enter -0-
14
719701 11-02-17 LHA For Paperwork Reduction Act Notice, see instructions.
Form 6781 (2017)
EFTA00025724

=== Page 102 ===
8582
Passive Activity Loss Limitations
OMB No. 1545-1008
Form
See separate instructions.
Department of the Treasury
Attach to Form 1040 or Form 1041.
2017
Attachment
Internal Revenue Service (99)
Go to www.irs.gov/Form8582 for instructions and the latest information.
Sequence No.
88
Name(s) shown on return
Identifying number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part I
2017 Passive Activity Loss Caution: Complete Worksheets 1, 2, and 3 before completing Part I.
Rental Real Estate Activities With Active Participation (For the definition of active participation, see
Special Allowance for Rental Real Estate Activities in the instructions.)
1a Activities with net income (enter the amount from Worksheet 1,
column (a))
1a
b Activities with net loss (enter the amount from Worksheet 1,
column (b))
1b
(
)
C Prior years' unallowed losses (enter the amount from Worksheet
1, column (c))
1c
(
)
d Combine lines 1a, 1b, and 1c
1d
Commercial Revitalization Deductions From Rental Real Estate Activities
2a Commercial revitalization deductions from Worksheet 2, column (a)
2a
(
)
b Prior year unallowed commercial revitalization deductions from
Worksheet 2, column (b)
2b
(
)
C Add lines 2a and 2b
2c
(
)
All Other Passive Activities
3a Activities with net income (enter the amount from Worksheet 3,
column (a))
3a
87.
b Activities with net loss (enter the amount from Worksheet 3,
column (b))
3b
(
)
c Prior years' unallowed losses (enter the amount from Worksheet 3,
column (c))
3c
(
)
d Combine lines 3a, 3b, and 3c
3d
87.
4 Combine lines 1d, 2c, and 3d. If this line is zero or more, stop here and include this form with your return; all
losses are allowed, including any prior year unallowed losses entered on line 1c, 2b, or 3c. Report the losses on
the forms and schedules normally used
4
87.
If line 4 is a loss and:
Line 1d is a loss, go to Part II.
Line 2c is a loss (and line 1d is zero or more), skip Part Il and go to Part III.
Line 3d is a loss (and lines 1d and 2c are zero or more), skip Parts II and III and go to line 15.
Caution: If your filing status is married filing separately and you lived with your spouse at any time during the year, do not complete
Part Il or Part III. Instead, go to line 15.
Part II
Special Allowance for Rental Real Estate Activities With Active Participation
Note: Enter all numbers in Part II as positive amounts. See instructions for an example.
5 Enter the smaller of the loss on line 1d or the loss on line 4
5
6 Enter $150,000. If married filing separately, see instructions
6
7 Enter modified adjusted gross income, but not less than zero (see instructions)
7
Note: If line 7 is greater than or equal to line 6, skip lines 8 and
9, enter -0- on line 10. Otherwise, go to line 8.
8 Subtract line 7 from line 6
8
9 Multiply line 8 by 50% (0.50). Do not enter more than $25,000. If married filing separately, see instructions
9
10 Enter the smaller of line 5 or line 9
10
If line 2c is a loss, go to Part III. Otherwise, go to line 15.
Part III
Special Allowance for Commercial Revitalization Deductions From Rental Real Estate Activities
Note: Enter all numbers in Part III as positive amounts. See the example for Part Il in the instructions.
11 Enter $25,000 reduced by the amount, if any, on line 10. If married filing separately, see instructions
11
12 Enter the loss from line 4
12
13 Reduce line 12 by the amount on line 10
13
14 Enter the smallest of line 2c (treated as a positive amount), line 11, or line 13
14
Part IV
Total Losses Allowed
15 Add the income, if any, on lines 1a and 3a and enter the total
15
16 Total losses allowed from all passive activities for 2017. Add lines 10, 14, and 15. See instructions
to find out how to report the losses on your tax return
16
LHA 719761 10-13-17 For Paperwork Reduction Act Notice, see instructions.
Form 8582 (2017)
EFTA00025725

=== Page 103 ===
Form 8582 (2017) SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 2
Caution: The worksheets must be filed with your tax return. Keep a copy for your records.
Worksheet 1 - For Form 8582, Lines 1a, 1b, and 1c (See instructions.)
Current year
Prior years
Overall gain or loss
Name of activity
(a) Net income
(b) Net loss
(c) Unallowed
(d) Gain
(e) Loss
(line 1a)
(line 1b)
loss (line 1c)
Total. Enter on Form 8582, lines 1a,
1b, and 1c
Worksheet 2 - For Form 8582, Lines 2a and 2b (See instructions.)
Name of activity
(a) Current year
(b) Prior year
(c) Overall loss
deductions (line 2a)
unallowed deductions (line 2b)
Total. Enter on Form 8582, lines 2a
and 2b
Worksheet 3 - For Form 8582, Lines 3a, 3b, and 3c (See instructions.)
Current year
Prior years
Overall gain or loss
Name of activity
(a) Net income
(b) Net loss
(c) Unallowed
(d) Gain
(e) Loss
(line 3a)
(line 3b)
loss (line 3c)
SEE ATTACHED STATEMENT FOR WORKSHEET 3
Total. Enter on Form 8582, lines 3a,
3b, and 3c
87.
Worksheet 4 - Use this worksheet if an amount is shown on Form 8582, line 10 or 14 (See instructions.)
Form or schedule
and line number
(d) Subtract
Name of activity
to be reported on
(a) Loss
(b) Ratio
(c) Special
column (c)
allowance
(see instructions)
from column (a)
Total
Worksheet 5 - Allocation of Unallowed Losses (See instructions.)
Form or schedule
and line number
Name of activity
to be reported on
(a) Loss
(b) Ratio
(c) Unallowed loss
(see instructions)
Total
719762 10-13-17
Form 8582 (2017)
EFTA00025726

=== Page 104 ===
Form
8582-CR
Passive Activity Credit Limitations
OMB No. 1545-1034
(Rev. January 2012)
See separate instructions.
Department of the Treasury
Attach to Form 1040 or 1041.
Attachment
Internal Revenue Service
Sequence No. 89
Name(s) shown on return
Identifying number
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part I
Passive Activity Credits
Caution: If you have credits from a publicly traded partnership, see Publicly Traded Partnerships (PTPs) in the instructions.
Credits From Rental Real Estate Activities With Active Participation (Other Than Rehabilitation Credits and
Low-Income Housing Credits) (See Lines 1a through 1c in the instructions.)
1a Credits from Worksheet 1, column (a)
1a
b Prior year unallowed credits from Worksheet 1, column (b)
1b
C Add lines 1a and 1b
1c
Rehabilitation Credits From Rental Real Estate Activities and Low-Income Housing Credits for Property Placed in Service
Before 1990 (or From Pass-Through Interests Acquired Before 1990) (See Lines 2a through 2c in the instructions.)
2a Credits from Worksheet 2, column (a)
2a
b Prior year unallowed credits from Worksheet 2, column (b)
2b
c Add lines 2a and 2b
2c
Low-Income Housing Credits for Property Placed in Service After 1989 (See Lines 3a through 3c in the instructions.)
3a Credits from Worksheet 3, column (a)
3a
b Prior year unallowed credits from Worksheet 3, column (b)
3b
c Add lines 3a and 3b
3c
All Other Passive Activity Credits (See Lines 4a through 4c in the instructions.)
4a Credits from Worksheet 4, column (a)
4a
b Prior year unallowed credits from Worksheet 4, column (b)
4b
29.
C Add lines 4a and 4b
4c
29.
5 Add lines 1c, 2c, 3c, and 4c
5
29.
6 Enter the tax attributable to net passive income (see instructions)
6
13.
7 Subtract line 6 from line 5. If line 6 is more than or equal to line 5, enter -0- and see instructions
7
16.
Note: If your filing status is married filing separately and you lived with your spouse at any time during the year,
do not complete Part II, III, or IV. Instead, go to line 37.
Part II
Special Allowance for Rental Real Estate Activities With Active Participation
Note: Complete this part only if you have an amount on line 1c. Otherwise, go to Part III.
8 Enter the smaller of line 1c or line 7
8
9 Enter $150,000. If married filing separately, see instructions
9
10 Enter modified adjusted gross income, but not less than zero (see instructions).
If line 10 is equal to or more than line 9, skip lines 11
through 15 and enter -0- on line 16
10
11 Subtract line 10 from line 9
11
12 Multiply line 11 by 50% (.50). Do not enter more than $25,000. If married
filing separately, see instructions
12
13a Enter the amount, if any, from line 10 of
Form 8582
13a
b Enter the amount, if any, from line 14 of
Form 8582
13b
c Add lines 13a and 13b
13c
14 Subtract line 13c from line 12
14
15 Enter the tax attributable to the amount on line 14 (see instructions)
15
16 Enter the smaller of line 8 or line 15
16
LHA For Paperwork Reduction Act Notice, see instructions.
Form 8582-CR (Rev. 01-2012)
719771 04-01-17
EFTA00025727

=== Page 105 ===
Form 8582-CR (Rev. 01-2012) SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 2
Part III
Special Allowance for Rehabilitation Credits From Rental Real Estate Activities and Low-Income
Housing Credits for Property Placed in Service Before 1990 (or From Pass-Through Interests
Acquired Before 1990)
Note: Complete this part only if you have an amount on line 2c. Otherwise, go to Part IV.
17 Enter the amount from line 7
17
18 Enter the amount from line 16
18
19 Subtract line 18 from line 17. If zero, enter -0- here and on lines 30 and 36, and then go to Part V
19
20 Enter the smaller of line 2c or line 19
20
21 Enter $250,000. If married filing separately, see instructions to find
out if you can skip lines 21 through 26
21
22 Enter modified adjusted gross income, but not less than zero. (See instructions for line 10.) If line
22 is equal to or more than line 21, skip lines 23 through 29 and enter -0- on line 30
22
23 Subtract line 22 from line 21
23
24 Multiply line 23 by 50% (.50). Do not enter more than $25,000. If married
filing separately, see instructions
24
25a Enter the amount, if any, from line 10 of
Form 8582
25a
b Enter the amount, if any, from line 14 of
Form 8582
25b
C Add lines 25a and 25b
25c
26 Subtract line 25c from line 24
26
27 Enter the tax attributable to the amount on line 26 (see instructions)
27
28 Enter the amount, if any, from line 18
28
29 Subtract line 28 from line 27
29
30 Enter the smaller of line 20 or line 29
30
Part IV
Special Allowance for Low-Income Housing Credits for Property Placed in Service After 1989
Note: Complete this part only if you have an amount on line 3c. Otherwise, go to Part V.
31 If you completed Part III, enter the amount from line 19. Otherwise, subtract line 16 from line 7
31
32 Enter the amount from line 30
32
33 Subtract line 32 from line 31. If zero, enter -0- here and on line 36
33
34 Enter the smaller of line 3c or line 33
34
35 Tax attributable to the remaining special allowance (see instructions)
35
36 Enter the smaller of line 34 or line 35
36
Part V
Passive Activity Credit Allowed
37 Passive Activity Credit Allowed. Add lines 6, 16, 30, and 36. See instructions to find out how to report the allowed credit on
your tax return and how to allocate allowed and unallowed credits if you have more than one credit or credits from more than one
activity. If you have any credits from a publicly traded partnership, see Publicly Traded Partnerships (PTPs) in the instructions.
37
13.
Part VI
Election To Increase Basis of Credit Property
38 If you disposed of your entire interest in a passive activity or former passive activity in a fully taxable transaction, and you
elect to increase your basis in credit property used in that activity by the unallowed credit that reduced your basis in the
property, check this box. See instructions
39 Name of passive activity disposed of
40 Description of the credit property for which the election is being made
41 Amount of unallowed credit that reduced your basis in the property
$
Form
8582-CR
(Rev. 01-2012)
719772
04-01-17
EFTA00025728

=== Page 106 ===
Form
8938
Statement of Specified Foreign Financial Assets
OMB No. 1545-2195
Go to www.irs.gov/Form8938 for instructions and the latest information.
2017
Attach to your tax return.
Department of the Treasury
Attachment
Internal Revenue Service
For calendar year 2017 or tax year beginning
and ending
Sequence No. 175
If you have attached continuation statements, check here
X
Number of continuation statements
3
1 Name(s) shown on return
2 TIN
SCOTT G. BORGERSON & GHISLAINE MAXWELL
3 Type of filer
a
X
Specified individual
b
Partnership
C
Corporation
d
Trust
4 If you checked box 3a, skip this line 4. If you checked box 3b or 3c, enter the name and TIN of the specified individual who closely holds the
partnership or corporation. If you checked box 3d, enter the name and TIN of the specified person who is a current beneficiary of the trust.
(See instructions for definitions and what to do if you have more than one specified individual or specified person to list.)
a Name
b TIN
Part I Foreign Deposit and Custodial Accounts Summary
1 Number of Deposit Accounts (reported in Part V)
5
2 Maximum Value of All Deposit Accounts
$
3,680,740.
3 Number of Custodial Accounts (reported in Part V)
4 Maximum Value of All Custodial Accounts
$
5 Were any foreign deposit or custodial accounts closed during the tax year?
X
Yes
No
Part II Other Foreign Assets Summary
1 Number of Foreign Assets (reported in Part VI)
2
2 Maximum Value of All Assets (reported in Part VI)
$
3 Were any foreign assets acquired or sold during the tax year?
Yes
X
No
Part III Summary of Tax Items Attributable to Specified Foreign Financial Assets (see instructions)
(c) Amount reported on
Where reported
(a) Asset Category
(b) Tax item
form or schedule
(d) Form and line
(e) Schedule and line
1 Foreign Deposit and
1a Interest
$
542.
SCH B, LN 1
Custodial Accounts
1b Dividends
$
1c Royalties
$
1d Other income
$
1e Gains (losses)
$
1f Deductions
$
1g Credits
$
2 Other Foreign Assets
2a Interest
$
2b Dividends
$
2c Royalties
$
2d Other income
$
2e Gains (losses)
$
2f Deductions
$
2g Credits
$
Part IV Excepted Specified Foreign Financial Assets (see instructions)
If you reported specified foreign financial assets on one or more of the following forms, enter the number of such forms filed. You do not need to
include these assets on Form 8938 for the tax year.
1. Number of Forms 3520
2. Number of Forms 3520-A
3. Number of Forms 5471
4. Number of Forms 8621
5. Number of Forms 8865
Part V Detailed Information for Each Foreign Deposit and Custodial Account Included in the Part I Summary
(see instructions)
If you have more than one account to report in Part V, attach a continuation statement for each additional account (see instructions).
1 Type of account
X
Deposit
Custodial
2 Account number or other designation
3 Check all that apply a
Account opened during tax year
b
Account closed during tax year
C
Account jointly owned with spouse
d
X
No tax item reported in Part III with respect to this asset
4 Maximum value of account during tax year
$
282,451.
5 Did you use a foreign currency exchange rate to convert the value of the account into U.S. dollars?
X
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(a) Foreign currency in which account
(b) Foreign currency exchange rate used to
(c) Source of exchange rate used if not from U.S.
is maintained
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
UNITED KINGDOM, POUND
LHA For Paperwork Reduction Act Notice, see the separate instructions.
723021 11-18-17
Form 8938 (2017)
EFTA00025729

=== Page 107 ===
Form 8938 (2017)
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Page 2
Part V Detailed Information for Each Foreign Deposit and Custodial Account Included in the Part I Summary
(see instructions) (continued)
7a Name of financial institution in which account is maintained
b Global Intermediary Identification Number (GIIN) (Optional)
BARCLAYS
8 Mailing address of financial institution in which account is maintained. Number, street, and room or suite no.
137 BROMPTION ROAD KNIGHTSBRIDGE
9 City or town, state or province, and country (including postal code)
LONDON SW3 1QF UNITED KINGDOM
Part VI Detailed Information for Each "Other Foreign Asset" Included in the Part II Summary (see instructions)
If you have more than one asset to report in Part VI, attach a continuation statement for each additional asset (see instructions).
1 Description of asset
2 Identifying number or other designation
WEALTH AT WORK LIMITED - PENSION FUND
3 Complete all that apply. See instructions for reporting of multiple acquisition or disposition dates.
a Date asset acquired during tax year, if applicable
b Date asset disposed of during tax year, if applicable
C
Check if asset jointly owned with spouse
d
X
Check if no tax item reported in Part III with respect to this asset
4 Maximum value of asset during tax year (check box that applies)
a
$0 $50,000
b
$50,001 $100,000
C
$100,001 $150,000
d
$150,001 $200,000
e If more than $200,000, list value
$
5 Did you use a foreign currency exchange rate to convert the value of the asset into U.S. dollars?
X
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(a) Foreign currency in which asset is
(b) Foreign currency exchange rate used to
(c) Source of exchange rate used if not from U.S.
denominated
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
UNITED KINGDOM, POUND
7 If asset reported on line 1 is stock of a foreign entity or an interest in a foreign entity, enter the following information for the asset.
a Name of foreign entity
b GIIN (Optional)
C Type of foreign entity
(1)
Partnership
(2)
Corporation
(3)
Trust
(4)
Estate
d Mailing address of foreign entity. Number, street, and room or suite no.
e City or town, state or province, and country (including postal code)
8 If asset reported on line 1 is not stock of a foreign entity or an interest in a foreign entity, enter the following information for the asset.
Note. If this asset has more than one issuer or counterparty, attach a continuation statement with the same information for each additional issuer
or counterparty (see instructions).
a Name of issuer or counterparty WEALTH AT WORK LIMITED
Check if information is for
X
Issuer
Counterparty
b Type of issuer or counterparty
(1)
Individual
(2)
X
Partnership
(3)
Corporation
(4)
Trust
(5)
Estate
C Check if issuer or counterparty is a
U.S. person
X
Foreign person
d Mailing address of issuer or counterparty. Number, street, and room or suite no.
5 TEMPLE SQUARE, TEMPLE STREET
e City or town, state or province, and country (including postal code)
LIVERPOOL L2 5RH UNITED KINGDOM
Form 8938 (2017)
723022 11-18-17
EFTA00025730

=== Page 108 ===
Last Name or Organization Name
Identification Number
Form 8938
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part V Foreign Deposit and Custodial Accounts (see instructions)
1 Type of account
X
Deposit
Custodial
2 Account number or other designation
3 Check all that apply a
Account opened during tax year
b
X
Account closed during tax year
C
Account jointly owned with spouse
d
X
No tax item reported in Part III with respect to this asset
4 Maximum value of account during tax year
$
0.
5 Did you use a foreign currency exchange rate to convert the value of the account into U.S. dollars?
X
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(1) Foreign currency in which account
(2) Foreign currency exchange rate used to
(3) Source of exchange rate used if not from U.S.
is maintained
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
UNITED KINGDOM, POUND
7a Name of financial institution in which account is maintained
b Global Intermediary Identification Number (GIIN) (Optional)
CATER ALLEN PRIVATE BANK
8 Mailing address of financial institution in which account is maintained. Number, street, and room or suite no.
9 NELSON STREET
9 City or town, province or state, and country (including postal code)
BRADFORD BD1 5AN UNITED KINGDOM
1 Type of account
X
Deposit
Custodial
2 Account number or other designation
3 Check all that apply a
Account opened during tax year
b
Account closed during tax year
C
Account jointly owned with spouse d
No tax item reported in Part III with respect to this asset
4 Maximum value of account during tax year
$
2,671,835.
5 Did you use a foreign currency exchange rate to convert the value of the account into U.S. dollars?
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(1) Foreign currency in which account
(2) Foreign currency exchange rate used to
(3) Source of exchange rate used if not from U.S.
is maintained
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
UNITED KINGDOM, POUND
7a Name of financial institution in which account is maintained
b Global Intermediary Identification Number (GIIN) (Optional)
BARCLAYS
8 Mailing address of financial institution in which account is maintained. Number, street, and room or suite no.
137 BROMPTION ROAD KNIGHTSBRIDGE
9 City or town, province or state, and country (including postal code)
LONDON SW3 1QF UNITED KINGDOM
1 Type of account
X
Deposit
Custodial
2 Account number or other designation
3 Check all that apply a
Account opened during tax year
b
Account closed during tax year
C
Account jointly owned with spouse
d
X
No tax item reported in Part III with respect to this asset
4 Maximum value of account during tax year
$
50,778.
5 Did you use a foreign currency exchange rate to convert the value of the account into U.S. dollars?
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(1) Foreign currency in which account
(2) Foreign currency exchange rate used to
(3) Source of exchange rate used if not from U.S.
is maintained
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
UNITED KINGDOM, POUND
7a Name of financial institution in which account is maintained
b Global Intermediary Identification Number (GIIN) (Optional)
WEALTH AT WORK LIMITED
8 Mailing address of financial institution in which account is maintained. Number, street, and room or suite no.
5 TEMPLE SQUARE, TEMPLE STREET
9 City or town, province or state, and country (including postal code)
LIVERPOOL L2 5RH UNITED KINGDOM
723031 04-01-17
EFTA00025731

=== Page 109 ===
Last Name or Organization Name
Identification Number
Form 8938
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part V Foreign Deposit and Custodial Accounts (see instructions)
1 Type of account
X
Deposit
Custodial
2 Account number or other designation
3 Check all that apply
a
X
Account opened during tax year
b
Account closed during tax year
C
Account jointly owned with spouse
d
X
No tax item reported in Part III with respect to this asset
4 Maximum value of account during tax year
$
675,676.
5 Did you use a foreign currency exchange rate to convert the value of the account into U.S. dollars?
X
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(1) Foreign currency in which account
(2) Foreign currency exchange rate used to
(3) Source of exchange rate used if not from U.S.
is maintained
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
UNITED KINGDOM, POUND
7a Name of financial institution in which account is maintained
b Global Intermediary Identification Number (GIIN) (Optional)
BARCLAYS
8 Mailing address of financial institution in which account is maintained. Number, street, and room or suite no.
137 BROMPTION ROAD KNIGHTSBRIDGE
9 City or town, province or state, and country (including postal code)
LONDON SW3 1QF UNITED KINGDOM
1 Type of account
Deposit
Custodial
2 Account number or other designation
3 Check all that apply a
Account opened during tax year
b
Account closed during tax year
C
Account jointly owned with spouse d
No tax item reported in Part III with respect to this asset
4 Maximum value of account during tax year
$
5 Did you use a foreign currency exchange rate to convert the value of the account into U.S. dollars?
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(1) Foreign currency in which account
(2) Foreign currency exchange rate used to
(3) Source of exchange rate used if not from U.S.
is maintained
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
7a Name of financial institution in which account is maintained
b Global Intermediary Identification Number (GIIN) (Optional)
8 Mailing address of financial institution in which account is maintained. Number, street, and room or suite no.
9 City or town, province or state, and country (including postal code)
1 Type of account
Deposit
Custodial
2 Account number or other designation
3 Check all that apply a
Account opened during tax year
b
Account closed during tax year
C
Account jointly owned with spouse d
No tax item reported in Part III with respect to this asset
4 Maximum value of account during tax year
$
5 Did you use a foreign currency exchange rate to convert the value of the account into U.S. dollars?
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(1) Foreign currency in which account
(2) Foreign currency exchange rate used to
(3) Source of exchange rate used if not from U.S.
is maintained
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
7a Name of financial institution in which account is maintained
b Global Intermediary Identification Number (GIIN) (Optional)
8 Mailing address of financial institution in which account is maintained. Number, street, and room or suite no.
9 City or town, province or state, and country (including postal code)
723031 04-01-17
EFTA00025732

=== Page 110 ===
Last Name or Organization Name
Identification Number
Form 8938
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Part VI Other Foreign Assets
1 Description of asset
2 Identifying number or other designation
INVESTMENT IN GNAT & COMPANY LTD
3 Complete all that apply
a Date asset acquired during tax year, if applicable
b Date asset disposed of during tax year, if applicable
C
Check if asset jointly owned with spouse
d
X
Check if no tax item reported in Part III with respect to this asset
4 Maximum value of asset during tax year (check box that applies)
a
$0. $50,000 b
$50,001 $100,000
C
$100,001 $150,000
d
$150,001 $200,000
e If more than $200,000, list value
$
5 Did you use a foreign currency exchange rate to convert the value of the asset into U.S. dollars?
X
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(1) Foreign currency in which asset is
(2) Foreign currency exchange rate used to
(3) Source of exchange rate used if not from U.S.
denominated
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
UNITED KINGDOM, POUND
7 If asset reported on line 1 is stock of a foreign entity or an interest in a foreign entity, enter the following information for the asset.
a Name of foreign entity
b GIIN (Optional)
C Type of foreign entity
(1)
Partnership
(2)
Corporation
(3)
Trust
(4)
Estate
di Mailing address of foreign entity. Number, street, and room or suite no.
e City or town, state or province, and country (including postal code)
8 If asset reported on line 1 is not stock of a foreign entity or an interest in a foreign entity, enter the following information for the asset.
Note. If this asset has more than one issuer or counterparty, attach a continuation sheet with the same information for each additional issuer or
counterparty (see instructions).
a Name of issuer or counterparty GNAT & COMPANY LTD
Check if information is for
X
Issuer
Counterparty
b Type of issuer or counterparty
(1)
Individual
(2)
Partnership
(3)
X
Corporation
(4)
Trust
(5)
Estate
C Check if issuer or counterparty is a
U.S. person
X
Foreign person
di Mailing address of issuer or counterparty. Number, street, and room or suite no.
e City or town, province or state, and country (including postal code)
723032 04-01-17
EFTA00025733

=== Page 111 ===
Form 1116
U.S. and Foreign Source Income Summary
NAME
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FOREIGN
INCOME TYPE
TOTAL
U.S.
GENERAL
Compensation
Dividends/Distributions
176,082.
176,082.
Interest
SEE STATEMENT 53
91,404.
90,862.
542.
Capital Gains
315,860.
315,860.
Business/Profession
Rent/Royalty
State/Local Refunds
Partnership/S Corporation
266,637.
266,637.
Trust/Estate
Other Income
119,602.
99,008.
20,594.
Gross Income
969,585.
948,449.
21,136.
Less:
Section 911 Exclusion
Capital Losses
15,638.
15,638.
Capital Gains Tax Adjustment
Total Income - Form 1116
953,947.
932,811.
21,136.
Deductions:
Business/Profession Expenses
99,490.
99,490.
Rent/Royalty Expenses
Partnership/S Corporation Losses
269,498.
269,498.
Trust/Estate Losses
3,922.
3,922.
Capital Losses
Non-capital Losses
Individual Retirement Account
Moving Expenses
Self-employment Tax Deduction
11,457.
11,457.
Self-employment Health Insurance
19,388.
19,388.
Keogh Contributions
Alimony
66,000.
64,561.
1,439.
Forfeited Interest
Foreign Housing Deduction
Other Adjustments
-16,848.
16,848.
Capital Gains Tax Adjustment
Total Deductions
469,755.
451,468.
18,287.
Adjusted Gross Income
484,192.
481,343.
2,849.
Less Itemized Deductions:
Specifically Allocated
Home Mortgage Interest
Other Interest
22,464.
22,464.
Ratably Allocated
278,657.
272,583.
6,074.
Total Adjustments to Adjusted Gross Income
301,121.
295,047.
6,074.
Taxable Income Before Exemptions
183,071.
186,296.
-3,225.
727931
04-01-17
EFTA00025734

=== Page 112 ===
Form 1116
Allocation of Itemized Deductions
NAME
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Total
Itemized Deductions
Form 1116
Itemized
After Sec. 68
Deductions
Reduction
Specifically U.S.
Specifically Foreign
Ratable
Taxes
160,458.
157,567.
157,567.
Interest - Not Including Investment
Interest
Contributions
Miscellaneous Deductions
Subject to 2%
123,311.
121,090.
121,090.
Other Miscellaneous Deductions -
Not Including Gambling Losses
Foreign Adjustment
Total Itemized Deductions
Subject to Sec. 68
283,769.
278,657.
Add Itemized Deductions
Not Subject to Sec. 68:
Medical/Dental
Investment Interest
22,464.
22,464.
22,464.
Casualty Losses
Gambling Losses
Qualified contributions
Foreign Adjustment
Total Itemized Deductions
306,233.
Total Allowed on Schedule A
301,121.
22,464.
278,657.
727871 01-31-18
EFTA00025735

=== Page 113 ===
Form 1116
Foreign Tax Credit Carryover Statement (Page 1 of 2)
NAME
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Foreign Income Category
GENERAL LIMITATION INCOME
Regular
2012
2013
2014
2015
2016
2017
1. Foreign tax paid/accrued
1,397.
2. FTC carryback to 2017
for amended returns
3. Reduction in foreign
taxes
4. Foreign tax available
1,397.
5. Maximum credit allowable
0.
6. Unused foreign tax (+)
or excess of limit (-)
1.
1,397.
7. Foreign tax carryback
8. Foreign tax carryforward
9. Foreign tax or excess
limit remaining
1.
1,397.
Total foreign taxes from all available years to be carried to next year
1,398.
2007
2008
2009
2010
2011
1. Foreign tax paid/accrued
2. FTC carryback to 2017
for amended returns
3. Reduction in foreign
taxes
4. Foreign tax available
5. Maximum credit allowable
6. Unused foreign tax (+)
or excess of limit (-)
7. Foreign tax carryback
8. Foreign tax carryforward
9. Foreign tax or excess
limit remaining
727915 04-01-17
EFTA00025736

=== Page 114 ===
Form 1116
Foreign Tax Credit Carryover Statement (Page 2 of 2)
NAME
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Foreign Income Category
GENERAL LIMITATION INCOME
AMT
2012
2013
2014
2015
2016
2017
1. Foreign tax paid/accrued
1,397.
2. FTC carryback to 2017
for amended returns
3. Reduction in foreign
taxes
4. Foreign tax available
1,397.
5. Maximum credit allowable
541.
6. Unused foreign tax (+)
or excess of limit (-)
856.
7. Foreign tax carryback
8. Foreign tax carryforward
9. Foreign tax or excess
limit remaining
856.
Total foreign taxes from all available years to be carried to next year
856.
2007
2008
2009
2010
2011
1. Foreign tax paid/accrued
2. FTC carryback to 2017
for amended returns
3. Reduction in foreign
taxes
4. Foreign tax available
5. Maximum credit allowable
6. Unused foreign tax (+)
or excess of limit (-)
7. Foreign tax carryback
8. Foreign tax carryforward
9. Foreign tax or excess
limit remaining
727916 04-01-17
EFTA00025737

=== Page 115 ===
Form 1116
Foreign Tax Preference Items
NAME
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Alternative minimum tax deductions allocation:
Itemized deductions
0.
Other deductions not directly allocated
66,000.
Total alternative minimum tax adjustments
66,000.
Total foreign source income
21,918.
Total gross income
969,585.
Ratio of foreign source income to gross income
.022606
Total foreign source deductions
1,492.
Total deductions allocated to foreign income class:
General limitation income
Passive income
1,492.
Section 901(j) income
Income re-sourced by treaty
727941
04-01-17
EFTA00025738

=== Page 116 ===
Form 3800
Detail General Business Credit Carryforward Worksheet
2017
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Year
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Carried
Amount Available
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Form and Type
From
for Carryover
2017
6765 INCREASED RESEARCH ACTS
2017
13.
Totals
13.
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Net
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Carryover
13.
Totals
13.
714411 04-01-17
EFTA00025739

=== Page 117 ===
Form 3800
Detail General Business Credit Carryforward Worksheet
Credit Allowed to Offset Alternative Minimum Tax
2017
SCOTT G. BORGERSON & GHISLAINE MAXWELL
Year
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Carried
Amount Available
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Form and Type
From
for Carryover
2017
6765 INCR RESEARCH ACT (POST-2015 SB)
2017
397.
Totals
397.
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Amount
Net
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Used in
Carryover
397.
Totals
397.
714431 04-01-17
EFTA00025740

=== Page 118 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 1040
STATE AND LOCAL INCOME TAX REFUNDS
STATEMENT 3
2016
2015
2014
MASSACHUSETTS
GROSS STATE/LOCAL INC TAX REFUNDS
3,021.
LESS: TAX PAID IN FOLLOWING YEAR
3,021.
NET TAX REFUNDS MASSACHUSETTS
0.
MASSACHUSETTS
GROSS STATE/LOCAL INC TAX REFUNDS
12,773.
LESS: TAX PAID IN FOLLOWING YEAR
12,773.
NET TAX REFUNDS MASSACHUSETTS
0.
TOTAL NET TAX REFUNDS
0.
FORM 1040
PERSONAL EXEMPTION WORKSHEET
STATEMENT 4
1. IS THE AMOUNT ON FORM 1040, LINE 38, MORE THAN THE AMOUNT SHOWN ON LINE 4
BELOW FOR YOUR FILING STATUS?
NO. STOP. MULTIPLY $4,050 BY THE TOTAL NUMBER OF EXEMPTIONS CLAIMED
ON FORM 1040, LINE 6D, AND ENTER THE RESULT ON LINE 42.
YES. CONTINUE
2. MULTIPLY $4,050 BY THE TOTAL NUMBER OF EXEMPTIONS CLAIMED
ON FORM 1040, LINE 6D
12,150.
3. ENTER THE AMOUNT FROM FORM 1040, LINE 38
484,192.
4. ENTER THE AMOUNT FOR YOUR FILING STATUS
313,800.
SINGLE
$261,500
MARRIED FILING JOINTLY OR WIDOW (ER) $313,800
MARRIED FILING SEPARATELY
$156,900
HEAD OF HOUSEHOLD
$287,650
5. SUBTRACT LINE 4 FROM LINE 3. IF THE RESULT IS
MORE THAN $122,500 ($61,250 IF MARRIED FILING
SEPARATELY), STOP. ENTER -0- ON LINE 42
170,392.
6. DIVIDE LINE 5 BY $2,500 ($1,250 IF MARRIED
FILING SEPARATELY). IF THE RESULT IS NOT A
WHOLE NUMBER, INCREASE IT TO THE NEXT HIGHER
WHOLE NUMBER (FOR EXAMPLE, INCREASE 0.0004
TO 1)
7. MULTIPLY LINE 6 BY 2% (.02) AND ENTER THE RESULT
AS A DECIMAL
8. MULTIPLY LINE 2 BY LINE 7
9. SUBTRACT LINE 8 FROM LINE 2. TOTAL TO FORM 1040, LINE 42.
STATEMENT(S) 3, 4
EFTA00025741

=== Page 119 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 1040
TAXABLE STATE AND LOCAL INCOME TAX REFUNDS
STATEMENT 5
2016
2015
2014
NET TAX REFUNDS FROM STATE AND
LOCAL INCOME TAX REFUNDS STMT.
LESS:REFUNDS-NO BENEFIT DUE TO AMT
-SALES TAX BENEFIT REDUCTION
1
NET REFUNDS FOR RECALCULATION
2
TOTAL ITEMIZED DEDUCTIONS
BEFORE PHASEOUT
144,238.
3 DEDUCTION NOT SUBJ TO PHASEOUT
53,714.
4 NET REFUNDS FROM LINE 1
5 LINE 2 MINUS LINES 3 AND 4
90,524.
6 MULT LN 5 BY APPL SEC. 68 PCT
72,419.
7 PRIOR YEAR AGI
1,387,970.
8 ITEM. DED. PHASEOUT THRESHOLD
311,300.
9
SUBTRACT LINE 8 FROM LINE 7
1,076,670.
(IF ZERO OR LESS, SKIP LINES
10 THROUGH 15, AND ENTER
AMOUNT FROM LINE 1 ON LINE 16)
10 MULT LN 9 BY APPL SEC. 68 PCT
32,300.
11 ALLOWABLE ITEMIZED DEDUCTIONS
58,224.
(LINE 5 LESS THE LESSER OF
LINE 6 OR LINE 10)
12 ITEM DED. NOT SUBJ TO PHASEOUT
53,714.
13A TOTAL ADJ. ITEMIZED DEDUCTIONS
111,938.
13B PRIOR YR. STD. DED. AVAILABLE
12,600.
14 PRIOR YR. ALLOWABLE ITEM. DED.
111,938.
15 SUBTRACT THE GREATER OF LINE
13A OR LINE 13B FROM LINE 14
16 TAXABLE REFUNDS
(LESSER OF LINE 15 OR LINE 1)
17 ALLOWABLE PRIOR YR. ITEM. DED.
111,938.
18 PRIOR YEAR STD. DED. AVAILABLE
12,600.
19 SUBTRACT LINE 18 FROM LINE 17
99,338.
20 LESSER OF LINE 16 OR LINE 19
21 PRIOR YEAR TAXABLE INCOME
1,276,032.
22 AMOUNT TO INCLUDE ON FORM 1040, LINE 10
* IF LINE 21 IS -0- OR MORE, USE AMOUNT FROM LINE 20
* IF LINE 21 IS A NEGATIVE AMOUNT, NET LINES 20 AND 21
0.
STATE AND LOCAL INCOME TAX REFUNDS PRIOR TO 2014
TOTAL TO FORM 1040, LINE 10
0.
STATEMENT (S) 5
EFTA00025742

=== Page 120 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 1040
TAX-EXEMPT INTEREST
STATEMENT 6
NAME OF PAYER
AMOUNT
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C. - TAX-EXEMPT INTER
7.
FROM K-1 - ANGARA TRUST - TAX-EXEMPT INTEREST
1,934.
TOTAL TO FORM 1040, LINE 8B
1,941.
STATEMENT(S) 6
EFTA00025743

=== Page 121 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 1040
QUALIFIED DIVIDENDS
STATEMENT 7
ORDINARY
QUALIFIED
NAME OF PAYER
DIVIDENDS
DIVIDENDS
UBS - 3572
1,455.
1,455.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND,
L.L.C.
17,988.
6,874.
FROM K-1 - ATLAS ENHANCED FUND LP
8,075.
2,214.
FROM K-1 - ANGARA TRUST
129,621.
20,104.
TOTAL INCLUDED IN FORM 1040, LINE 9B
30,647.
STATEMENT(S) 7
EFTA00025744

=== Page 122 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 1040 SELF-EMPLOYED HEALTH INSURANCE DEDUCTION WORKSHEET STATEMENT 8
SCOTT G. BORGERSON
CARGOMETRICS TECHNOLOGIES LLC
1 NONSPECIFIED HEALTH INSURANCE PAYMENTS
19,388.
2 NET PROFIT FROM TRADE OR BUSINESS UNDER WHICH INSURANCE
PLAN IS ESTABLISHED
266,637.
3 TOTAL OF ALL NET PROFITS AND EARNED INCOME.
S CORPORATIONS SKIP TO LINE 9
266,637.
4 DIVIDE LINE 2 BY LINE 3
1.0000
5 DEDUCTIBLE PORTION OF SELF-EMPLOYMENT TAX
11,457.
6 LINE 4 TIMES LINE 5
11,457.
7 LINE 2 MINUS LINE 6
255,180.
8 SELF-EMPLOYED SEP, SIMPLE, AND QUALIFIED PLANS ATTRIBUTABLE
TO TRADE OR BUSINESS NAMED ABOVE
0.
9 LINE 7 MINUS LINE 8. S CORPORATIONS ENTER WAGES RECEIVED
255,180.
10 FORM 2555, LINE 45 ATTRIBUTABLE TO THE TRADE OR BUSINESS
NAMED ABOVE
11 LINE 9 MINUS LINE 10
255,180.
12 SELF-EMPLOYED HEALTH INSURANCE DEDUCTION. LESSER OF
LINE 1 OR LINE 11
19,388.
FORM 1040
CURRENT YEAR ESTIMATES AND
STATEMENT 9
AMOUNT APPLIED FROM PREVIOUS YEAR
DESCRIPTION
AMOUNT
2ND QTR ESTIMATE PAYMENT - JOINT
24,000.
3RD QTR ESTIMATE PAYMENT - JOINT
15,000.
PRIOR YEAR OVERPAYMENT APPLIED JOINT
42,857.
TOTAL TO FORM 1040, LINE 65
81,857.
STATEMENT(S) 8, 9
EFTA00025745

=== Page 123 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
SCHEDULE A
MISCELLANEOUS DEDUCTIONS SUBJECT TO FLOOR
STATEMENT 10
DESCRIPTION
AMOUNT
UBS INVESTMENT FEES
172.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C.
8,064.
FROM K-1 - ATLAS ENHANCED FUND LP
3.
FROM K-1 - ANGARA TRUST
66,867.
FROM K-1 - TIDEWOOD LLC
57,889.
TOTAL TO SCHEDULE A, LINE 23
132,995.
SCHEDULE A
STATE AND LOCAL INCOME TAXES
STATEMENT 11
DESCRIPTION
AMOUNT
NY STATE TAX PAYMENTS
107,062.
MASSACHUSETTS 2ND QTR ESTIMATE PAYMENTS
6,500.
MASSACHUSETTS PRIOR YEAR OVERPAYMENT APPLIED
15,794.
MASSACHUSETTS PRIOR YEAR BALANCE DUE AND EXTENSION PAYMENTS
20,000.
REDUCTION OF STATE TAX DEDUCTION - STATE REFUNDS
-15,794.
TOTAL TO SCHEDULE A, LINE 5
133,562.
SCHEDULE A
INVESTMENT INTEREST
STATEMENT 12
DESCRIPTION
AMOUNT
FROM K-1 - ATLAS ENHANCED FUND LP
22,463.
FROM K-1 - ANGARA TRUST
1.
TOTAL TO SCHEDULE A, LINE 14
22,464.
STATEMENT(S) 10, 11, 12
EFTA00025746

=== Page 124 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
SCHEDULE A
ITEMIZED DEDUCTIONS WORKSHEET
STATEMENT 13
1. ENTER THE TOTAL OF THE AMOUNTS FROM SCHEDULE A, LINES 4,
9, 15, 19, 20, 27, AND 28.
306,233.
2. ENTER THE TOTAL OF THE AMOUNTS FROM SCHEDULE A, LINES 4,
14, AND 20, PLUS ANY GAMBLING AND CASUALTY OR THEFT
LOSSES INCLUDED ON LINE 28 AND ANY QUALIFIED CONTRIBUTIONS
INCLUDED ON LINE 16.
22,464.
3. IS THE AMOUNT ON LINE 2 LESS THAN THE AMOUNT ON LINE 1?
IF NO, YOUR DEDUCTION IS NOT LIMITED. ENTER THE AMOUNT
FROM LINE 1 ABOVE ON SCHEDULE A, LINE 29.
IF YES, SUBTRACT LINE 2 FROM LINE 1.
283,769.
4. MULTIPLY LINE 3 BY 80% (.80).
227,015.
5. ENTER THE AMOUNT FROM FORM 1040, LINE 38.
484,192.
6. ENTER $313,800 IF MARRIED FILING JOINTLY OR
QUALIFYING WIDOW (ER); $287,650 IF HEAD OF
HOUSEHOLD; $261,500 IF SINGLE; OR $156,900
IF MARRIED FILING SEPARATELY.
313,800.
7. IS THE AMOUNT ON LINE 6 LESS THAN THE AMOUNT
ON LINE 5?
IF NO, YOUR DEDUCTION IS NOT LIMITED. ENTER
THE AMOUNT FROM LINE 1 ABOVE ON SCHEDULE A,
LINE 29.
IF YES, SUBTRACT LINE 6 FROM LINE 5.
170,392.
8. MULTIPLY LINE 7 BY 3% (.03).
5,112.
9. ENTER THE SMALLER OF LINE 4 OR LINE 8.
5,112.
10. TOTAL ITEMIZED DEDUCTIONS. SUBTRACT LINE 9 FROM LINE 1.
ENTER THE RESULT HERE AND ON SCHEDULE A, LINE 29.
301,121.
STATEMENT (S) 13
EFTA00025747

=== Page 125 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
SCHEDULE B
INTEREST INCOME
STATEMENT 14
NAME OF PAYER
AMOUNT
BARCLAYS
542.
CITIZENS BANK
19.
IMPUTED INTEREST - LOAN FROM TERRAMAR PROJECT
18,889.
UBS - 3575
1.
UBS - 3576
36.
IRS
136.
UBS - 3680
17.
FROM GRANTOR LETTER - ANGARA TRUST
1,214.
FROM K-1 CARGOMETRICS TECHNOLOGIES LLC - SAVINGS/LOANS BANK
9.
FROM K-1 ALPHAKEYS MILLENNIUM FUND, L.L.C. - TAX-EXEMPT
INTEREST
7.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C. - SAVINGS/LOANS
BANK
5,732.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C. - U.S. BONDS &
OBLIG
17,900.
FROM K-1 - CARGOMETRICS COMPASS FUND LP - U.S. BONDS & OBLIG
2,730.
FROM K-1 - ATLAS ENHANCED FUND LP - SAVINGS/LOANS BANK
14,581.
FROM K-1 - ATLAS ENHANCED FUND LP
2,588.
FROM K-1 - ANGARA TRUST - SAVINGS/LOANS BANK
26,461.
FROM K-1 - ANGARA TRUST - U.S. BONDS & OBLIG
549.
TOTAL TO SCHEDULE B, LINE 1
91,411.
SCHEDULE B
TAX-EXEMPT INTEREST
STATEMENT 15
NAME OF PAYER
AMOUNT
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C. - TAX-EXEMPT
INTEREST
7.
TOTAL TAX-EXEMPT INTEREST TO SCHEDULE B, LINE 1
7.
SCHEDULE D
NET SHORT-TERM GAIN OR LOSS FROM
STATEMENT 16
FORMS 6252, 4684, 6781 AND 8824
DESCRIPTION OF PROPERTY
GAIN OR LOSS
FORM 6781, PART I
1,301.
TOTAL TO SCHEDULE D, PART I, LINE 4
1,301.
STATEMENT (S) 14, 15, 16
EFTA00025748

=== Page 126 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
SCHEDULE D
NET LONG-TERM GAIN OR LOSS FROM FORMS
STATEMENT 17
4797, 2439, 6252, 4684, 6781 AND 8824
DESCRIPTION OF PROPERTY
GAIN OR LOSS
28% GAIN
FORM 6781, PART I
1,951.
FORM 4797
26.
TOTAL TO SCHEDULE D, PART II, LINE 11
1,977.
SCHEDULE D
NET SHORT-TERM GAIN OR LOSS FROM
STATEMENT 18
PARTNERSHIPS, S CORPORATIONS, AND FIDUCIARIES
DESCRIPTION OF ACTIVITY
GAIN OR LOSS
CARGOMETRICS COMPASS FUND LP
1,382.
ATLAS ENHANCED FUND LP
-41.
ANGARA TRUST
-16,979.
TOTAL TO SCHEDULE D, PART I, LINE 5
-15,638.
SCHEDULE D
NET LONG-TERM GAIN OR LOSS FROM
STATEMENT 19
PARTNERSHIPS, S CORPORATIONS, AND FIDUCIARIES
DESCRIPTION OF ACTIVITY
GAIN OR LOSS
28% GAIN
ANGARA TRUST
312,187.
TOTAL TO SCHEDULE D, PART II, LINE 12
312,187.
SCHEDULE D
CAPITAL GAIN DISTRIBUTIONS
STATEMENT 20
TOTAL
NAME OF PAYER
CAPITAL GAIN 28% GAIN
FROM K-1 - ANGARA TRUST - CAP GAIN DIV 0/15
387.
TOTALS TO SCHEDULE D, LINE 13
387.
STATEMENT 17, 18, 19, 20
EFTA00025749

=== Page 127 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
SCHEDULE D
UNRECAPTURED SECTION 1250 GAIN
STATEMENT 21
1. IF YOU HAVE A SECTION 1250 PROPERTY IN PART III OF FORM
4797 FOR WHICH YOU MADE AN ENTRY IN PART I OF FORM 4797,
ENTER THE SMALLER OF LINE 22 OR LINE 24 OF FORM 4797 FOR
THAT PROPERTY. IF YOU DID NOT HAVE ANY SUCH PROPERTY, GO
TO LINE 4
2. ENTER THE AMOUNT FROM FORM 4797, LINE 26G, FOR THE
PROPERTY FOR WHICH YOU MADE AN ENTRY ON LINE 1
3. SUBTRACT LINE 2 FROM LINE 1
4. ENTER THE TOTAL UNRECAPTURED SECTION 1250 GAIN INCLUDED
ON LINE 26 OR LINE 37 OF FORM (S) 6252 FROM INSTALLMENT
SALES OF TRADE OR BUSINESS PROPERTY HELD MORE THAN 1 YEAR
5. ENTER THE TOTAL OF ANY AMOUNTS REPORTED TO YOU ON A
SCHEDULE K-1 FROM A PARTNERSHIP OR AN S CORPORATION AS
"UNRECAPTURED SECTION 1250 GAIN"
6. ADD LINES 3 THROUGH 5
7. ENTER THE SMALLER OF LINE 6 OR THE GAIN
FROM FORM 4797, LINE 7
8. ENTER THE AMOUNT, IF ANY, FROM FORM 4797,
LINE 8
9. SUBTRACT LINE 8 FROM LINE 7. IF ZERO OR LESS, ENTER -0-
10. ENTER THE AMOUNT OF ANY GAIN FROM THE SALE OR EXCHANGE OF
AN INTEREST IN A PARTNERSHIP ATTRIBUTABLE TO UNRECAPTURED
SECTION 1250 GAIN
11. ENTER THE TOTAL OF ANY AMOUNTS REPORTED TO YOU ON A
SCHEDULE K-1, FORMS 1099-DIV, OR FORM 2439 AS "UNRECAPTURED
SECTION 1250 GAIN" FROM AN ESTATE, TRUST, REAL ESTATE
INVESTMENT TRUST, OR MUTUAL FUND (OR OTHER REGULATED
INVESTMENT COMPANY)
1.
12. ENTER THE TOTAL OF ANY UNRECAPTURED SECTION 1250 GAIN FROM SALES
(INCLUDING INSTALLMENT SALES) OR OTHER DISPOSITIONS OF SECTION
1250 PROPERTY HELD MORE THAN 1 YEAR FOR WHICH YOU DID NOT
MAKE AN ENTRY IN PART I OF FORM 4797 FOR THE YEAR OF SALE
13. ADD LINES 9 THROUGH 12
1.
14. IF YOU HAD ANY SECTION 1202 GAIN OR COLLECTIBLE
GAIN OR (LOSS), ENTER THE TOTAL OF LINES 1 THROUGH
4 OF THE 28% RATE GAIN WORKSHEET
15. ENTER THE (LOSS), IF ANY, FROM SCH D, LINE 7.
IF SCH D, LINE 7, IS ZERO OR A GAIN ENTER -0-
-14,337.
16. ENTER YOUR LONG-TERM CAPITAL LOSS CARRYOVERS FROM
SCHEDULE D, LINE 14, AND SCHEDULE K-1 (FORM 1041),
BOX 11, CODE C
17. COMBINE LINES 14 THROUGH 16. IF THE RESULT IS A (LOSS), ENTER
IT AS A POSITIVE AMOUNT. IF THE RESULT IS ZERO OR A GAIN,
ENTER -0-
14,337.
18. SUBTRACT LINE 17 FROM LINE 13. IF ZERO OR LESS, ENTER -0-.
IF MORE THAN ZERO, ENTER THE RESULT HERE AND ON SCHEDULE D,
LINE 19
0.
STATEMENT(S) 21
EFTA00025750

=== Page 128 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
SCHEDULE E
INCOME OR (LOSS) FROM PARTNERSHIPS AND S CORPS
STATEMENT 22
NAME
ANY
NOT X
EMPLOYER AT IF
PASSIVE
PASSIVE
NONPASSIVE
SEC. 179
NONPASSIVE
ID NO.
RISK FRN CODE
LOSS
INCOME
LOSS
DEDUCTION
INCOME
CARGOMETRICS TECHNOLOGIES LLC
90-0907396
P *
21,895.
PRIOR YEAR PAL
90-0907396
P *
122,614.
ALPHAKEYS MILLENNIUM FUND, L.L.C.
27-5238213
P
35,373.
INVESTMENT INTEREST EXPENSE
27-5238213
P
48,770.
CARGOMETRICS COMPASS FUND LP
37-1791864
P *
22,274.
ATLAS ENHANCED FUND LP
26-0349715
P *
18,572.
CARGOMETRICS TECHNOLOGIES LLC
90-0907396
P
266,637.
TIDEWOOD LLC
81-3078863
P
0.
TOTALS TO SCH. E, LN. 29
0.
269,498.
266,637.
* ENTIRE DISPOSITION OF NONPASSIVE ACTIVITY
SCHEDULE SE
NON-FARM INCOME
STATEMENT 23
DESCRIPTION
AMOUNT
CARGOMETRICS TECHNOLOGIES LLC
266,637.
TOTAL TO SCHEDULE SE, LINE 2
266,637.
FORM 1116
EXPENSES DIRECTLY ALLOCABLE TO FOREIGN INCOME
STATEMENT 24
DESCRIPTION
COUNTRY
AMOUNT
OTHER EXPENSES DIRECTLY ALLOCATED
OTHER COUNTRIES
16,848.
TOTAL TO FORM 1116, PART I, LINE 2
16,848.
STATEMENT (S) 22, 23, 24
EFTA00025751

=== Page 129 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 1116
OTHER DEDUCTIONS NOT DEFINITELY RELATED
STATEMENT 25
DESCRIPTION
AMOUNT
ALIMONY
66,000.
TOTAL TO FORM 1116, LINE 3B
66,000.
FORM 1116
FOREIGN TAX CREDIT CARRYOVER / CARRYBACK
STATEMENT 26
GENERAL LIMITATION INCOME
TOTAL FOREIGN
FOREIGN TAX
BALANCE
YEAR OF CREDIT
TAXES PAID
CR CLAIMED
AVAILABLE
2016 FOREIGN TAX CREDIT
0.
0.
0.
2015 FOREIGN TAX CREDIT
2.
1.
1.
2014 FOREIGN TAX CREDIT
0.
0.
0.
2013 FOREIGN TAX CREDIT
0.
0.
0.
2012 FOREIGN TAX CREDIT
0.
0.
0.
2011 FOREIGN TAX CREDIT
0.
0.
0.
2010 FOREIGN TAX CREDIT
0.
0.
0.
2009 FOREIGN TAX CREDIT
0.
0.
0.
2008 FOREIGN TAX CREDIT
0.
0.
0.
2007 FOREIGN TAX CREDIT
0.
0.
0.
FOREIGN TAX CR CARRYBACK TO 2017
0.
TOTAL TO FORM 1116, PART III, LINE 10
1.
STATEMENT(S) 25, 26
EFTA00025752

=== Page 130 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 3800
RESEARCH CREDIT LIMITATION
STATEMENT 27
CARGOMETRICS TECHNOLOGIES LLC
1 TAXABLE INCOME ATTRIBUTABLE TO THIS ACTIVITY
0.
2 TAXABLE INCOME FROM FORM 1040, LINE 43
183,071.
3 DIVIDE LINE 1 BY LINE 2
.000000000
4 NET INCOME TAX FROM FORM 3800, LINE 11
69,311.
5 TAX LIABILITY LIMITATION (LINE 3 X LINE 4)
0.
A CURRENT YEAR CREDIT
REPORTED ON LINE 1C
REPORTED ON LINE 4I
397.
B CREDIT CARRIED FORWARD FROM PRIOR YEAR (S)
REPORTED ON LINE 1C
4,540.
REPORTED ON LINE 4I
C TOTAL CREDITS
4,937.
CURRENT YEAR CREDIT (LESSER OF 5A OR 5 - 5B)
0.
PRIOR YEAR CREDIT (LESSER OF 5 OR 5B)
0.
FORM 6251
PASSIVE ACTIVITIES
STATEMENT 28
NET INCOME (LOSS)
NAME OF ACTIVITY
FORM
AMT
REGULAR
ADJUSTMENT
ANGARA TRUST
FORM 4797
26.
26.
ANGARA TRUST
SCH E
61.
61.
TOTAL TO FORM 6251, LINE 19
STATEMENT(S) 27, 28
EFTA00025753

=== Page 131 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 6251
EXEMPTION WORKSHEET
STATEMENT 29
1 ENTER: $54,300 IF SINGLE OR HEAD OF HOUSEHOLD; $84,500 IF
MARRIED FILING JOINTLY OR QUALIFYING WIDOW(ER) ; $42,250
IF MARRIED FILING SEPARATELY
84,500.
2 ENTER YOUR ALTERNATIVE MINIMUM TAXABLE INCOME
(AMTI) FORM 6251, LINE 28
461,728.
3 ENTER: $120,700 IF SINGLE OR HEAD OF HOUSEHOLD;
$160,900 IF MARRIED FILING JOINTLY OR
QUALIFYING WIDOW (ER) ; $80,450 IF MARRIED
FILING SEPARATELY
160,900.
4 SUBTRACT LINE 3 FROM LINE 2. IF ZERO OR LESS
ENTER -0-
300,828.
5 MULTIPLY LINE 4 BY 25% (.25)
75,207.
6 SUBTRACT LINE 5 FROM LINE 1. IF ZERO OR LESS, ENTER -0-. IF
ANY OF THE THREE CONDITIONS UNDER CERTAIN CHILDREN UNDER
AGE 24 APPLY TO YOU, COMPLETE LINES 7 THROUGH 10.
OTHERWISE, STOP HERE AND ENTER THIS AMOUNT ON FORM 6251,
LINE 29, AND GO TO FORM 6251, LINE 30
9,293.
7 MINIMUM EXEMPTION AMOUNT FOR CERTAIN CHILDREN UNDER AGE 24
8 ENTER YOUR EARNED INCOME, IF ANY
9 ADD LINES 7 AND 8
10 ENTER THE SMALLER OF LINE 6 OR LINE 9 HERE AND ON FORM 6251,
LINE 29, AND GO TO FORM 6251, LINE 30
FORM 6251 DEPRECIATION ON ASSETS PLACED IN SERVICE AFTER 1986 STATEMENT 30
DESCRIPTION
AMOUNT
POST 1986 DEPRECIATION
1.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C.
-1.
TOTAL TO FORM 6251, LINE 18
0.
FORM 1116AMT
OTHER DEDUCTIONS NOT DEFINITELY RELATED
STATEMENT 31
DESCRIPTION
AMOUNT
ALIMONY
66,000.
TOTAL TO FORM 1116AMT, LINE 3B
66,000.
STATEMENT (S) 29, 30, 31
EFTA00025754

=== Page 132 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 1116
ALTERNATIVE MINIMUM TAX FOREIGN TAX CREDIT
STATEMENT 32
CARRYOVER/CARRYBACK
GENERAL LIMITATION INCOME
TOTAL FOREIGN
FOREIGN TAX
BALANCE
YEAR OF CREDIT
TAXES PAID
CR CLAIMED
AVAILABLE
2016 ALT. MIN. TAX CREDIT
0.
0.
0.
2015 ALT. MIN. TAX CREDIT
2.
2.
0.
2014 ALT. MIN. TAX CREDIT
0.
0.
0.
2013 ALT. MIN. TAX CREDIT
0.
0.
0.
2012 ALT. MIN. TAX CREDIT
0.
0.
0.
2011 ALT. MIN. TAX CREDIT
0.
0.
0.
2010 ALT. MIN. TAX CREDIT
0.
0.
0.
2009 ALT. MIN. TAX CREDIT
0.
0.
0.
2008 ALT. MIN. TAX CREDIT
0.
0.
0.
2007 ALT. MIN. TAX CREDIT
0.
0.
0.
FOREIGN TAX CR CARRYBACK TO 2017
0.
TOTAL TO FORM 1116 (AMT), PART III, LINE 10
FORM 4952
INVESTMENT INTEREST EXPENSE
STATEMENT 33
DESCRIPTION
CURRENT
CARRYOVER
FROM K-1 - ATLAS ENHANCED FUND LP
22,463.
FROM K-1 - ANGARA TRUST
1.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C.
48,770.
FROM K-1 - ANGARA TRUST
5.
TOTALS TO FORM 4952, LINES 1 AND 2
71,239.
FORM 4952
INCOME FROM PROPERTY HELD FOR INVESTMENT
STATEMENT 34
DESCRIPTION
AMOUNT
INTEREST INCOME
91,404.
DIVIDEND INCOME
176,082.
CARGOMETRICS COMPASS FUND LP
168.
ATLAS ENHANCED FUND LP
-18,572.
ANGARA TRUST
-4,507.
TOTAL TO FORM 4952, LINE 4A
244,575.
STATEMENT (S) 32, 33, 34
EFTA00025755

=== Page 133 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 4952
NET GAIN FROM THE DISPOSITION OF
STATEMENT 35
PROPERTY HELD FOR INVESTMENT
DESCRIPTION
AMOUNT
SCH D, LINE 16 NET CAPITAL GAINS(LOSSES)
300,222.
LESS: FORM 4797 GAIN (LOSS)
-26.
TOTAL TO FORM 4952, LINE 4D
300,196.
FORM 4952
NET CAPITAL GAIN FROM THE DISPOSITION OF
STATEMENT 36
PROPERTY HELD FOR INVESTMENT
DESCRIPTION
AMOUNT
DISPOSITION OF ATLAS ENHANCED FUND LP
8.
FORM 6781, PART I
1,951.
CAPITAL GAIN DISTRIBUTIONS
387.
GAIN OR LOSS FROM PARTNERSHIPS, S CORPS, TRUSTS, ETC.
312,187.
LESS SHORT-TERM CAPITAL LOSS
-14,337.
TOTAL TO FORM 4952, LINE 4E
300,196.
FORM 4952
INVESTMENT EXPENSES
STATEMENT 37
DESCRIPTION
AMOUNT
SCHEDULE A DEDUCTIONS
123,311.
TOTAL TO FORM 4952, LINE 5
123,311.
STATEMENT (S) 35, 36, 37
EFTA00025756

=== Page 134 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 4952
INVESTMENT INTEREST EXPENSE DEDUCTION SUMMARY
STATEMENT 38
DISALLOWED
ALLOWED
INVESTMENT INVESTMENT
INVESTMENT
INVESTMENT
FORM OR
INTEREST
INTEREST
INTEREST
INTEREST
NAME
SCHEDULE
EXPENSE
EXPENSE C/O
EXPENSE
EXPENSE
FROM K-1 ATLAS ENHAN SCH A
22,463.
0.
0.
22,463.
FROM K-1 - ANGARA TRUS SCH A
1.
0.
0.
1.
FROM K-1 ALPHAKEYS M SCH E
48,770.
0.
0.
48,770.
FROM K-1 ANGARA TRUS SCH E
5.
0.
0.
5.
TOTALS
71,239.
0.
0.
71,239.
FORM 4952AMT
INVESTMENT INTEREST EXPENSE
STATEMENT 39
DESCRIPTION
CURRENT
CARRYOVER
FROM K-1 ATLAS ENHANCED FUND LP
22,463.
FROM K-1 ANGARA TRUST
1.
FROM K-1 ALPHAKEYS MILLENNIUM FUND, L.L.C.
48,770.
FROM K-1 ANGARA TRUST
5.
TOTALS TO FORM 4952AMT, LINES 1 AND 2
71,239.
FORM 8960
TRADE OR BUSINESS INCOME
STATEMENT 40
CARGOMETRICS TECHNOLOGIES LLC
21,895.
ALPHAKEYS MILLENNIUM FUND, L.L.C.
35,373.
CARGOMETRICS COMPASS FUND LP
22,442.
CARGOMETRICS TECHNOLOGIES LLC
-266,637.
AMOUNT TO FORM 8960, LINE 4B
-186,927.
STATEMENT (S) 38, 39, 40
EFTA00025757

=== Page 135 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 8960
NET GAINS FROM DISPOSITION OF PROPERTY USED
STATEMENT 41
IN A NON-SECTION 1411 TRADE OR BUSINESS
NAME OF TRADE OR BUSINESS
AMOUNT
ALPHAKEYS MILLENNIUM FUND, L.L.C.
93,485.
ATLAS ENHANCED FUND LP
26,117.
TOTAL TO NET GAINS AND LOSSES WORKSHEET, LINE 2A
119,602.
FORM 8960
MISCELLANEOUS ITEMIZED DEDUCTIONS PROPERLY
STATEMENT 42
ALLOCABLE TO INVESTMENT INCOME BEFORE LIMITATIONS
DESCRIPTION
LINE
AMOUNT
UBS INVESTMENT FEES
9C
172.
FROM K-1 ALPHAKEYS MILLENNIUM FUND, L.L.C.
9C
8,064.
FROM K-1 ATLAS ENHANCED FUND LP
9C
3.
FROM K-1 ANGARA TRUST
9C
66,867.
FROM K-1 TIDEWOOD LLC
9C
57,889.
TOTAL TO LINES 9 AND 10 WORKSHEET, PART I, LINE 1
132,995.
FORM 8960
MISCELLANEOUS ITEMIZED DEDUCTIONS PROPERLY
STATEMENT 43
ALLOCABLE TO INVESTMENT INCOME AFTER LIMITATION
DESCRIPTION
LINE COLUMN A AMNT RATIO COLUMN C AMNT
UBS INVESTMENT FEES
9C
172.
.9272
159.
FROM K-1 ALPHAKEYS MILLENNIUM FUN 9C
8,064.
.9272
7,477.
FROM K-1 ATLAS ENHANCED FUND LP
9C
3.
.9272
3.
FROM K-1 ANGARA TRUST
9C
66,867.
.9272
61,998.
FROM K-1 TIDEWOOD LLC
9C
57,889.
.9272
53,674.
TOTAL TO LINES 9 & 10 WKST, PART II
132,995.
123,311.
STATEMENT (S) 41, 42, 43
EFTA00025758

=== Page 136 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 8960
MISCELLANEOUS ITEMIZED DEDUCTIONS PROPERLY
STATEMENT 44
ALLOCABLE TO INVESTMENT INCOME AFTER LIMITATION
DESCRIPTION
LINE
AMOUNT
UBS INVESTMENT FEES
9C
159.
FROM K-1 ALPHAKEYS MILLENNIUM FUND, L.L.C.
9C
7,477.
FROM K-1 - ATLAS ENHANCED FUND LP
9C
3.
FROM K-1 - ANGARA TRUST
9C
61,998.
FROM K-1 - TIDEWOOD LLC
9C
53,674.
TOTAL TO LINES 9 AND 10 WORKSHEET, PART III, LINE 1
123,311.
FORM 8960
MISCELLANEOUS ITEMIZED DEDUCTIONS PROPERLY
STATEMENT 45
ALLOCABLE TO INVESTMENT INCOME
DESCRIPTION
LINE COLUMN A AMNT RATIO COLUMN C AMNT
UBS INVESTMENT FEES
9C
159.
1.0000
159.
FROM K-1 - ALPHAKEYS MILLENNIUM FUN 9C
7,477.
1.0000
7,477.
FROM K-1 - ATLAS ENHANCED FUND LP
9C
3.
1.0000
3.
FROM K-1 - ANGARA TRUST
9C
61,998.
1.0000
61,998.
FROM K-1 - TIDEWOOD LLC
9C
53,674.
1.0000
53,674.
TOTAL TO LINES 9 & 10 WORKSHEET,
123,311.
123,311.
PART IV, LINE 1
FORM 8960
STATE INCOME TAX PAYMENTS
STATEMENT 46
MASSACHUSETTS
DESCRIPTION
AMOUNT
PRIOR YEAR OVERPAYMENT APPLIED
15,794.
2017 2ND QTR ESTIMATE PAYMENT
6,500.
TOTAL TO STATE FORM 8960, LINE 10
22,294.
STATEMENT (S) 44, 45, 46
EFTA00025759

=== Page 137 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 6781
PART I - SECTION 1256 CONTRACTS MARKED TO MARKET STATEMENT 47
(A) IDENTIFICATION OF ACCOUNT
(B) (LOSS)
(C) GAIN
FROM K-1 - CARGOMETRICS TECHNOLOGIES LLC
1.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C.
835.
FROM K-1 - CARGOMETRICS COMPASS FUND LP
1,950.
FROM K-1 - ATLAS ENHANCED FUND LP
468.
TOTAL TO FORM 6781, LINE 1, COLUMNS B AND C
1.
3,253.
FORM 8582
OTHER PASSIVE ACTIVITIES - WORKSHEET 3
STATEMENT 48
CURRENT YEAR
PRIOR YEAR
OVERALL GAIN OR LOSS
UNALLOWED
NAME OF ACTIVITY
NET INCOME NET LOSS
LOSS
GAIN
LOSS
ANGARA TRUST
87.
0.
87.
TOTALS
87.
0.
87.
FORM 8582
SUMMARY OF PASSIVE ACTIVITIES
STATEMENT 49
R
R
FORM
E
OR
PRIOR
NET
UNALLOWED
ALLOWED
A NAME
SCHEDULE GAIN/LOSS YEAR C/O
GAIN/LOSS
LOSS
LOSS
ANGARA TRUST
FORM 4797
26.
26.
ANGARA TRUST
SCH E
61.
61.
TOTALS
87.
87.
PRIOR YEAR CARRYOVERS ALLOWED DUE TO CURRENT YEAR NET ACTIVITY INCOME
TOTAL
STATEMENT(S) 47, 48, 49
EFTA00025760

=== Page 138 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 8582-CR
OTHER PASSIVE ACTIVITY CREDITS
STATEMENT 50
WORKSHEET 4
PRIOR YEAR
FROM
CURRENT
UNALLOWED
TOTAL
NAME OF ACTIVITY
FORM
YEAR CREDITS
CREDITS
CREDITS
CARGOMETRICS TECHNOLOGIESCARRYOVER
LLC
29.
29.
TOTALS
29.
29.
FORM 8582-CR
ALLOCATION OF UNALLOWED CREDITS - WORKSHEET 8
STATEMENT 51
FORM
REPORTED
UNALLOWED
NAME OF ACTIVITY
ON
CREDITS
RATIO
CREDITS
CARGOMETRICS TECHNOLOGIES LLC
FORM 3800,
LINE 3
29. 1.000000000
16.
TOTALS
29. 1.000000000
16.
FORM 8582-CR
ALLOWED CREDITS - WORKSHEET 9
STATEMENT 52
FORM
REPORTED
UNALLOWED
ALLOWED
NAME OF ACTIVITY
ON
CREDITS
CREDITS
CREDITS
CARGOMETRICS TECHNOLOGIES LLC
FORM 3800,
LINE 3
29.
16.
13.
TOTALS
29.
16.
13.
FORM 1116
U.S. AND FOREIGN SOURCE INCOME SUMMARY
STATEMENT 53
FOREIGN INTEREST INCOME
DESCRIPTION
AMOUNT
BARCLAYS
542.
TOTAL FOREIGN INTEREST INCOME
542.
STATEMENT (S) 50, 51, 52, 53
EFTA00025761

=== Page 139 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
FORM 1116
U.S. AND FOREIGN SOURCE INCOME SUMMARY
STATEMENT 54
TOTAL PARTNERSHIP/S-CORPORATION INCOME/LOSS
DESCRIPTION
INCOME
LOSS
CARGOMETRICS TECHNOLOGIES LLC
-144,509.
ALPHAKEYS MILLENNIUM FUND, L.L.C.
-84,143.
CARGOMETRICS COMPASS FUND LP
-22,274.
ATLAS ENHANCED FUND LP
-18,572.
CARGOMETRICS TECHNOLOGIES LLC
266,637.
TOTAL PARTNERSHIP/S-CORPORATION INCOME/LOSS
266,637.
-269,498.
STATEMENT(S) 54
EFTA00025762

=== Page 140 ===
2017 TAX RETURN FILING INSTRUCTIONS
MASSACHUSETTS INCOME TAX RETURN
FOR THE YEAR ENDING
DECEMBER 31, 2017
PREPARED FOR:
SCOTT G. BORGERSON & GHISLAINE MAXWELL
C/O DGC, 150 PRESIDENTIAL WAY APT. NO. 510
WOBURN, MA 01801
PREPARED BY:
DICICCO, GULMAN & COMPANY, LLP
150 PRESIDENTIAL WAY, SUITE 510
WOBURN, MA 01801
AMOUNT OF TAX:
TOTAL TAX
$
39,583
LESS: PAYMENTS AND CREDITS
$
37,294
PLUS: INTEREST AND PENALTIES
$
140
BALANCE DUE
$
2,429
OVERPAYMENT:
NOT APPLICABLE
MAKE CHECK PAYABLE TO:
NOT APPLICABLE
MAIL TAX RETURN AND CHECK (IF APPLICABLE) TO:
THIS RETURN HAS BEEN PREPARED FOR ELECTRONIC FILING. PLEASE SIGN,
DATE, AND RETURN FORM M-8453 TO OUR OFFICE. WE WILL SUBMIT YOUR
ELECTRONIC RETURN TO THE MDOR.
RETURN MUST BE MAILED ON OR BEFORE:
RETURN FORM M-8453 TO US BY OCTOBER 15, 2018.
SPECIAL INSTRUCTIONS:
YOUR BALANCE OF $2,429 WILL BE AUTOMATICALLY WITHDRAWN FROM YOUR
ACCOUNT ENDING IN 7121 ON OR AFTER OCTOBER 12, 2018. REFER TO FORM 1
ON THE DIRECT DEPOSIT/DEBIT REPORT FOR COMPLETE ACCOUNT
INFORMATION.
EFTA00025763

=== Page 141 ===
87-12-00014
Form M-8453
2017
Individual Income Tax Declaration
Massachusetts
for Electronic Filing
Department of
Revenue
Please print or type. Privacy Act Notice available upon request. For the year January 1-December 31, 2017.
Your first name and initial
Last name
Your Social Security number
SCOTT G
BORGERSON
If a joint return, spouse's first name and initial
Last name
Spouse's Social Security number
GHISLAINE
MAXWELL
Present street address (and apartment number)
C/O DGC, 150 PRESIDE 510
City/Town/Post Office
State ZIP
Filing status:
Single
Married filing jointly
WOBURN
MA 01801
Married filing separately
Head of household
Part 1. Tax Return Information for Electronic Filing
1 Total 5.1% income (from Form 1, line 10, or Form 1-NR/PY, line 12)
1
-97637
2 Income tax after credits (from Form 1, line 32, or Form 1-NR/PY, line 36)
2
39583
3 Massachusetts use tax (from Form 1, line 34, or Form 1-NR/PY, line 38)
3
4 Massachusetts income tax withheld (from Form 1, line 37, or Form 1-NR/PY, line 41)
4
5 Refund amount (from Form 1, line 48, or Form 1-NR/PY, line 52)
5
6 Tax due (from Form 1, line 49, or Form 1-NR/PY, line 53)
6
2429
Part 2. Declaration and Signature of Taxpayer
Under pains and penalties of perjury, I declare that I have reviewed the information on my return with the information I have provided to my Electronic Return Originator
and that the amounts above agree with the amounts shown on my 2017 Massachusetts return. To the best of my knowledge and belief this information is true, correct and
complete. I consent that my return, including this declaration and accompanying schedules, forms and statements be sent to the Massachusetts Department of Revenue
by my Electronic Return Originator. I authorize DOR to inform my Electronic Return Originator and/or the transmitter when my electronic return has been accepted. In
the event that it is rejected, I authorize DOR to identify the reasons for rejection so that the return can be corrected and re-transmitted. If I have filed a balance due return,
I understand that if DOR does not receive full and timely payment of my tax liability, I will remain liable for the tax liability and all applicable penalties and interest.
Your signature
Date
Spouse's signature (if joint return, both must sign)
Date
Part 3. Declaration and Signature of Electronic Return Originator (ERO)
I declare that I have reviewed the above taxpayer's return and that the entries on this M-8453 are complete and correct to the best of my knowledge. (Collectors are not
responsible for reviewing the taxpayer's return; however, they must ensure that the M-8453 accurately reflects the data on the return.) I have obtained the taxpayer's
signature before submitting this return to the Massachusetts Department of Revenue. I have provided the taxpayer with a copy of all forms and information filed with
the Massachusetts Department of Revenue. If I am also the paid preparer, under pains and penalties of perjury I declare that I have examined the above taxpayer's
return and accompanying schedules and statements and to the best of my knowledge and belief, they are true, correct and complete. I declare that I have verified the
taxpayer's proof of account and it agrees with the name(s) shown on this form. This declaration of paid preparer (other than taxpayer) is based on all information of which
the preparer has any knowledge. Original Forms M-8453 should not be sent to DOR, but must instead be retained by the ERO on the ERO's business premises for a period
of three years from the date the return to which the M-8453 relates was filed.
ERO's signature and SSN or PTIN
Date
EIN
Check if
10 12 18 04 3296226
self-employed
Firm name (or yours, if self-employed) and address
City/Town
State
ZIP
Check if also
DICICCO, GULMAN & COMPANY LLP
paid preparer
150 PRESIDENTIAL WAY, SUITE 510 WOBURN, MA 01801
Part 4. Declaration and Signature of Paid Preparer (if other than ERO)
Under pains and penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and
belief it is true, correct and complete. This declaration of paid preparer (other than taxpayer) is based on all information of which the preparer has any knowledge.
Paid preparer's signature and SSN or PTIN
Date
EIN
Check if
10 12 18 04 3296226
self-employed
Firm name (or yours, if self-employed) and address
City/Town
State
ZIP
DICICCO, GULMAN & COMPANY, LLP
150 PRESIDENTIAL WAY, SUITE 510 WOBURN, MA 01801
757261 01-16-18
EFTA00025764

=== Page 142 ===
***** THIS IS NOT A FILEABLE COPY *****
757281 01-16-18
DETACH HERE
2017 Form M-4868
Massachusetts Extension Payment Voucher
Payment for period end date (mm/dd/yyyy)
Tax type
Voucher type
ID type
Vendor code
12 31 17
053
18
005
1019
Name of taxpayer
Social security number
SCOTT G BORGERSON
** THIS IS NOT A FILEABLE COPY **
Name of taxpayer's spouse
Social Security number of taxpayer's spouse Type of form you plan to file
GHISLAINE MAXWELL
X
Form 1
Form 1-NR/PY
Mailing address
C/O DGC, 150 PRESIDE 510
City/Town
State
ZIP
Amount enclosed
WOBURN
MA
01801
$
15000.00
Pay online at mass.gov/masstaxconnect. Or, return this voucher with check or money order payable to: Commonwealth of Massachusetts.
Mail to: Massachusetts Department of Revenue, PO Box 7062, Boston, MA 02204.
00100487920610 123117 0000000000 053 180051019 00015000002
EFTA00025765

=== Page 143 ===
2017 Form 1
MA17001011019
Massachusetts Resident Income Tax Return
FOR FULL YEAR RESIDENTS ONLY
For the year January 1-December 31, 2017 or other taxable
Year beginning
Ending
SCOTT
G BORGERSON
GHISLAINE
MAXWELL
C/O DGC, 150 PRESIDENTIA WOBURN
MA 01801
Fill in if:
X Original return
Amended return
Amended return due to federal change
Apt. no.
510
State Election Campaign Fund:
$1 You
$1 Spouse TOTAL
Fill in if veteran of U.S. armed forces who served in Operation Enduring Freedom, Iraqi Freedom or Noble Eagle
You
Spouse
Taxpayer deceased
You
Spouse
Fill in if under age 18
You
Spouse
a. Total federal income
581037
Name/address changed since 2016
b. Federal adjusted gross income
484192
Fill in if noncustodial parent
1. Filing status (select one only):
Single
Fill in if filing Schedule TDS
X Married filing jointly
Married filing separate return
Head of household
You are a custodial parent who has released claim to exemption for child(ren)
2. Exemptions
a. Personal exemptions
2a
8800
b. Number of dependents. (Do not include yourself or your spouse.) Enter number
1
X $1,000 = 2b
1000
C. Age 65 or over before 2018
You +
Spouse =
X $700 = 2c
d. Blindness
You +
Spouse =
X$2,200 = 2d
e. Medical/dental
2e
f. Adoption
2f
g. Total exemptions. Add lines 2a through 2f. Enter here and on line 18
2g
9800
SIGN HERE. Under penalties of perjury, I declare that to the best of my knowledge and belief this return and enclosures are true, correct and complete.
Your signature
Date
Spouse's signature
Date
PRIVACY ACT NOTICE AVAILABLE UPON REQUEST
757001 11-30-17
OCTOBER 12, 2018
10:42:28
EFTA00025766

=== Page 144 ===
2017 Form 1, pg. 2
MA17001021019
Massachusetts Resident Income Tax Return
3. Wages, salaries, tips
3
4. Taxable pensions and annuities
4
5. Mass. bank interest: a.
1214 - b. exemption 200
STATEMENT 1 = 5
1014
6. Business/profession income/loss a.
-99490 +b. Farming income/loss
= 6
-99490
7. Rental, royalty and REMIC, partnership, S corp., trust income/loss
7
839
8a. Unemployment
8a
8b. Mass. lottery winnings
8b
9. Other income from Schedule X, line 5
9
10. TOTAL 5.1% INCOME
10
-97637
11a. Amount paid to Soc. Sec., Medicare, R.R., U.S. or Mass. Retirement
11a
2000
11b. Amount your spouse paid to Soc. Sec., Medicare, R.R., U.S. or Mass. Retirement
11b
12. Child under age 13, or disabled dependent/spouse care expenses
12
13. Number of dependent member(s) of household under age 12, or dependents age 65 or over (not you or your spouse) as of
12/31/17, or disabled dependent(s)
Not more than two. a.
X $3,600 = 13
14. Rental deduction. a.
4 2 = 14
15. Other deductions from Schedule Y, line 19
15
85388
16. Total deductions. Add lines 11 through 15
16
87388
17. 5.1% INCOME AFTER DEDUCTIONS. Subtract line 16 from line 10. Not less than "0"
17
0
18. Exemption amount
18
9800
19. 5.1% INCOME AFTER EXEMPTIONS. Subtract line 18 from line 17. Not less than "0"
19
0
20. INTEREST AND DIVIDEND INCOME
20
236950
21. TOTAL TAXABLE 5. 1% INCOME. Add lines 19 and 20
21
236950
BE SURE TO INCLUDE THIS PAGE WITH FORM 1, PAGE 1
757011 11-30-17
OCTOBER 12, 2018
10:42:28
EFTA00025767

=== Page 145 ===
2017 Form 1, pg. 3
MA17001031019
Massachusetts Resident Income Tax Return
22. TAX ON 5. 1% INCOME. Note: If choosing the optional 5.85% tax rate, fill in and multiply line 21 and the
amount in Schedule D, line 21 by .0585
22
12084
23. 12% INCOME. Not less than "0."
a.
95465
X .12 = 23
11456
24. TAX ON LONG-TERM CAPITAL GAINS. Not less than "0." Fill in if filing Schedule D-IS
24
16043
Fill in if any excess exemptions were used in calculating lines 20, 23 or 24
25. Credit recapture amount (from Credit Recapture Schedule)
25
26. Additional tax on installment sale
26
27. If you qualify for No Tax Status, fill in and enter "0" on line 28
28. TOTAL INCOME TAX. Add lines 22 through 26
28
39583
29. Limited Income Credit
29
30. Income tax due to another state or jurisdiction
30
31. Other credits from Credit Manager Schedule
31
32. INCOME TAX AFTER CREDITS. Subtract the total of lines 29 through 31 from line 28. Not less than "0"
32
39583
33. Voluntary Contributions
a. Endangered Wildlife Conservation
33a
b. Organ Transplant Fund
33b
C. Massachusetts AIDS Fund
33c
d. Massachusetts U.S. Olympic Fund
33d
e. Massachusetts Military Family Relief Fund
33e
f. Homeless Animal Prevention and Care
33f
Total. Add lines 33a through 33f
33
34. Use tax due on Internet, mail order and other out-of-state purchases
34
35. Health care penalty a. You
+b. Spouse
- C. Fed. health care penalty
35
36. INCOME TAX AFTER CREDITS PLUS CONTRIBUTIONS AND USE TAX. Add lines 32 through 35
36
39583
757012 11-30-17
OCTOBER 12, 2018
10:42:28
EFTA00025768

=== Page 146 ===
2017 Form 1, pg. 4
MA17001041019
Massachusetts Resident Income Tax Return
37. Massachusetts income tax withheld
37
0
38. 2016 overpayment applied to your 2017 estimated tax
38
15794
39. 2017 Massachusetts estimated tax payments
39
6500
40. Payments made with extension
40
15000
41. Payments made with original return
41
42. Earned Income Credit. a. Number of qualifying children
Amount from U.S. return
X .23 = 42
Note: You cannot claim the Earned Income Credit if your filing status is married filing separately unless you qualify
for an exception (see instructions). Fill in if you qualify for this exception
43. Senior Circuit Breaker Credit
43
44. Other Refundable Credits
44
45. TOTAL. Add lines 37 through 44
45
37294
46. Overpayment. Subtract line 36 from line 45
46
47. Amount of overpayment you want applied to your 2018 estimated tax
47
48. Refund. Subtract line 47 from line 46. Mail to: Massachusetts DOR, PO Box 7001, Boston, MA 02204
48
Direct deposit of refund. Type of account
checking
savings
RTN #
account #
49. Tax due. Pay online at www.mass.gov/dor/payonline. Mail to: Mass. DOR, PO Box 7002, Boston, MA 02204
49
2289
Interest
Penalty
M-2210 amt.
140
EX enclose
Form M-2210
May the Department of Revenue discuss this return with the preparer shown here?
X Yes
I do not want preparer to file my return electronically
(this may delay your refund)
Paid preparer's
Print paid preparer's name
Date
Check if self-employed
SSN/PTIN
LAURA
K BAROOSHIAN
10 12 18
Paid preparer's signature
Paid preparer's phone
Paid preparer's EIN
04 3296226
BE SURE TO INCLUDE THIS PAGE WITH FORM 1, PAGE 1
TOTAL DUE INCLUDING UNDERPAYMENT PENALTY $2429
757013 11-30-17
OCTOBER 12, 2018
EFTA00025769

=== Page 147 ===
2017 Schedule X & Y
MA17SXY011019
SCOTT
G BORGERSON
Schedule X.
Other Income
1. Alimony received
1
2. Taxable IRA/Keogh and Roth IRA conversion distributions
2
3. Other gambling winnings. Not less than "0." Certain gambling losses are deductible under Massachusetts law
3
4. Fees and other 5.1% income. Not less than "0"
4
5. Total other 5.1% income. Add lines 1 through 4. Not less than "0"
5
Schedule Y. Other Deductions
1. Allowable employee business expenses
1
2. Penalty on early savings withdrawal
2
3. Alimony paid
SEE STATEMENT 2
3
66000
4. Amounts excludable under MGL Ch. 41, sec. 111F or U.S. tax treaty incl. in Form 1, line 3 or Form 1-NR/PY, line 5
4
Income received by a firefighter or police officer incapacitated in the line of duty, per MGL Ch. 41, sec. 111F
Income exempt under U.S. tax treaty
5. Moving expenses
5
6. Medical savings account deduction
6
7. Self-employed health insurance deduction
7
19388
8. Health care accounts deduction
8
9.
Certain qualified deductions from U.S. Form 1040
Certain business expenses from U.S. Form 1040
9
10. Student loan interest
10
11. College Tuition Deduction (full-year residents only)
11
12. Undergraduate student loan interest deduction
12
13. Deductible amount of qualified contributory pension income from another state or political subdivision included
in Form 1, line 4 or Form 1-NR/PY, line 6
13
14. Claim of right deduction
14
15. Commuter deduction
15
16. Human organ donation deduction (full-year residents only)
16
17. Certain gambling losses
17
18. Prepaid tuition or college savings program deduction
18
19. Total other deductions. Add lines 1 through 18
19
85388
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=== Page 148 ===
2017 Schedule DI
MA17SDI011019
SCOTT
G BORGERSON
Schedule DI.
Dependent Information
SON
Is dependent a qualifying child for earned income credit?
Is dependent a qualifying child for earned income credit?
Is dependent a qualifying child for earned income credit?
Is dependent a qualifying child for earned income credit?
Is dependent a qualifying child for earned income credit?
Is dependent a qualifying child for earned income credit?
Is dependent a qualifying child for earned income credit?
Is dependent a qualifying child for earned income credit?
Is dependent a qualifying child for earned income credit?
Is dependent a qualifying child for earned income credit?
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=== Page 149 ===
2017 Schedule B
MA17010011019
SCOTT
G BORGERSON
Part 1. Interest and Dividend Income
1. Total interest income
1
93345
2. Total ordinary dividends
2
176082
3. Other interest and dividends not included above
3
4. Total interest and dividends
4
269427
5. Total interest from Massachusetts banks
5
1214
6. Other interest and dividends to be excluded
SEE STATEMENT 3
6
31263
7. Subtotal
7
236950
8. Allowable deductions from your trade or business
8
9. Subtotal
9
236950
Part 2. Short-Term Capital Gains/Losses and Long-Term Gains on Collectibles
10. Short-term capital gains
10
2683
11. Long-term capital gains on collectibles and pre-1996 installment sales
11
12. Gain on the sale, exchange or involuntary conversion of property used in a trade or business and held for one year
or less
12
119602
13. Add lines 10 through 12
13
122285
14. Allowable deductions from your trade or business
14
15. Subtotal
15
122285
16. Short-term capital losses
16
-17020
17. Loss on the sale, exchange or involuntary conversion of property used in a trade or business and held for one year
or less
17
18. Prior short-term unused losses for years beginning after 1981
18
19. Combine lines 15 through 18
19
105265
20. Short-term losses applied against interest and dividends
20
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=== Page 150 ===
2017 Schedule B, pg. 2
MA17010021019
21. Available short-term losses
21
22. Short-term losses applied against long-term gains
22
23. Short-term losses available for carryover in 2018
23
24. Short-term gains and long-term gains on collectibles
24
105265
25. Long-term losses applied against short-term gain
25
26. Subtotal
26
105265
27. Long-term gains deduction
27
28. Short-term gains after long-term gains deduction
28
105265
Part 3. Adjusted Gross Interest, Dividends, Short-Term Capital Gains and Long-Term Gains on Collectibles
29. Enter the amount from line 9
29
236950
30. Short-term losses applied against interest and dividends
30
31. Subtotal interest and dividends
31
236950
32. Long-term losses applied against interest and dividends
32
33. Adjusted interest and dividends
33
236950
34. Enter the amount from line 28
34
105265
Part
4. Taxable Interest, Dividends and Certain Capital Gains
35. Adjusted gross interest, dividends and certain capital gains
35
342215
36. Excess exemptions
36
9800
37. Subtract line 36 from line 35
37
332415
38. Interest and dividends taxable at 5.1%
38
236950
39. Taxable 12% capital gains
39
95465
40. Available short-term losses for carryover in 2018
40
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=== Page 151 ===
2017 Schedule D
MA17012011019
Long-Term Capital Gains and Losses
Excluding Collectibles
SCOTT
G BORGERSON
Part 1. Long-Term Capital Gains and Losses, Excluding Collectibles
1. Enter amounts included in U.S. Schedule D, lines 8a and 8b, col. h
1
2. Enter amounts included in U.S. Schedule D, line 9, col. h
2
3. Enter amounts included in U.S. Schedule D, line 10, col. h
STMT 5
3
8
4. Enter amounts included in U.S. Schedule D, line 11, col. h
STMT 4
4
1977
5. Enter amounts included in U.S. Schedule D, line 12, col. h
STMT 6
5
312187
6. Enter amounts included in U.S. Schedule D, line 13, col. h
STMT 7
6
387
7. Massachusetts long-term capital gains and losses included in U.S. Form 4797, Part II
7
8. Carryover losses from prior years
8
9. Combine lines 1 through 8
9
314559
10. Differences, if any
10
11. Adjusted capital gains and losses
11
314559
12. Long-term gains on collectibles and pre-1996 installment sales
12
13. Subtotal
13
314559
14. Capital losses applied against capital gains
14
15. Subtotal
15
314559
16. Long-term capital losses applied against interest and dividends
16
17. Subtotal
17
314559
18. Allowable deductions from your trade or business
18
19. Subtotal
19
314559
20. Excess exemptions
20
21. Taxable long-term capital gains
21
314559
22. Tax on long-term capital gains
22
16043
23. Available losses for carryover
23
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=== Page 152 ===
2017 Schedule E
MA17013041019
SCOTT
G BORGERSON
Income or Loss from Real Estate and Royalties:
Income
1. Rents received
1
2. Royalties received
2
Expenses
3. Advertising
3
4. Auto and travel
4
5. Cleaning and maintenance
5
6. Commissions
6
7. Insurance
7
8. Legal and other professional fees
8
9. Management fees
9
10. Mortgage interest paid to banks, etc.
10
11. Other interest
11
12. Repairs
12
13. Supplies
13
14. Taxes
14
15. Utilities
15
16. Other expenses
16
17. Add lines 3 through 16
17
18. Depreciation expense or depletion
18
19. Total expenses. Add lines 17 and 18
19
20. Income or loss from rental real estate or royalty properties
20
21. Deductible rental real estate loss
21
22. Income. Enter positive amounts shown on line 20
22
23. Losses. Add royalty losses from line 20 and real estate losses from line 21
23
24. Rental real estate and royalty income or loss
24
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=== Page 153 ===
2017 Schedule E, pg. 2
MA17013051019
Income or Loss from Partnerships and S Corporations
25. Passive loss allowed
25
26. Passive income
26
27. Non-passive loss
27
269498
28. Section 179 expense deduction
28
29. Non-passive income
29
266637
30. Combine lines 26 and 29
30
266637
31. Combine lines 25, 27 and 28
31
-269498
32. Partnership and S corporation income or loss. Combine lines 30 and 31
32
-2861
33. Interest (other than MA banks) and dividends if included in line 32
33
34. Interest from Massachusetts banks if included in line 32
34
35. Total income or loss from partnerships and S corporations
35
-2861
36. Check if you are reporting any loss not allowed in a prior year due to the at-risk, or basis limitations; a prior year
disallowed loss from a passive activity (was not reported on U.S. Form 8582) or un-reimbursed partnership expenses
X
Income or Loss from Estates and Trusts
37. Passive deduction or loss allowed
37
38. Passive income
38
61
39. Non-passive deduction or loss
39
3983
40. Non-passive other income
40
41. Add lines 38 and 40
41
61
42. Add lines 37 and 39
42
- -3983
43. Estate and trust income or loss. Combine lines 41 and 42
43
3922
44. Estate or non-grantor-type trust income
44
45. Grantor-type trust and non-Massachusetts estate and trust income
45
-3922
46. Interest and dividends if included in line 45
46
47. Adjustments to 5.1% income
47
48. Subtotal. Combine lines 46 and 47
48
49. Income or loss from grantor-type and non-Mass estates and trusts
49
-3922
Income or Loss from REMICs
50. Excess inclusion
50
51. Taxable income or loss
51
52. Income
52
53. Combine lines 51 and 52
53
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=== Page 154 ===
2017 Schedule E, pg. 3
MA17013061019
Farm Income
54. Net farm rental income or loss
54
Summary
55. Income or loss. Combine lines 24, 35, 49, 53 and 54
55
-6783
56. Massachusetts differences. Enclose statement
SEE STATEMENT 8
56
7622
57. Abandoned building renovation deduction
57
58. Total income or loss. Combine lines 55, 56 and 57
58
839
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=== Page 155 ===
2017 Schedule E-2
MA17013021019
GHISLAINE
MAXWELL
CARGOMETRICS TECHNOLOGIES LLC
90 0907396
Check one:
S corp.
X partnership
Income or Loss from Partnerships and S Corporations
1. Passive loss allowed
1
2. Passive income
2
3. Non-passive loss
3
144509
4. Section 179 expense deduction
4
5. Non-passive income
5
6. Combine lines 2 and 5
6
7. Combine lines 1, 3 and 4
7
-144509
8. Partnership and S corporation income or loss. Combine lines 6 and 7
8
-144509
9. Interest (other than MA banks) and dividends if included in line 8
9
10. Interest from Massachusetts banks if included in line 8
10
11. Total income or loss from partnerships and S corporations
11
-144509
12. Check if you are reporting any loss not allowed in a prior year due to the at-risk, or basis limitations; a prior year
disallowed loss from a passive activity (was not reported on U.S. Form 8582) or un-reimbursed partnership expenses
X
13. Check if any amount of this investment not at risk
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=== Page 156 ===
2017 Schedule E-2
MA17013021019
GHISLAINE
MAXWELL
ALPHAKEYS MILLENNIUM FUND, LLC
27 5238213
Check one:
S corp.
X partnership
Income or Loss from Partnerships and S Corporations
1. Passive loss allowed
1
2. Passive income
2
3. Non-passive loss
3
84143
4. Section 179 expense deduction
4
5. Non-passive income
5
6. Combine lines 2 and 5
6
7. Combine lines 1, 3 and 4
7
-84143
8. Partnership and S corporation income or loss. Combine lines 6 and 7
8
-84143
9. Interest (other than MA banks) and dividends if included in line 8
9
10. Interest from Massachusetts banks if included in line 8
10
11. Total income or loss from partnerships and S corporations
11
-84143
12. Check if you are reporting any loss not allowed in a prior year due to the at-risk, or basis limitations; a prior year
disallowed loss from a passive activity (was not reported on U.S. Form 8582) or un-reimbursed partnership expenses
X
13. Check if any amount of this investment not at risk
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=== Page 157 ===
2017 Schedule E-2
MA17013021019
GHISLAINE
MAXWELL
CARGOMETRICS COMPASS FUND LP
37 1791864
Check one:
S corp.
X partnership
Income or Loss from Partnerships and S Corporations
1. Passive loss allowed
1
2. Passive income
2
3. Non-passive loss
3
22274
4. Section 179 expense deduction
4
5. Non-passive income
5
6. Combine lines 2 and 5
6
7. Combine lines 1, 3 and 4
7
-22274
8. Partnership and S corporation income or loss. Combine lines 6 and 7
8
-22274
9. Interest (other than MA banks) and dividends if included in line 8
9
10. Interest from Massachusetts banks if included in line 8
10
11. Total income or loss from partnerships and S corporations
11
-22274
12. Check if you are reporting any loss not allowed in a prior year due to the at-risk, or basis limitations; a prior year
disallowed loss from a passive activity (was not reported on U.S. Form 8582) or un-reimbursed partnership expenses
X
13. Check if any amount of this investment not at risk
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=== Page 158 ===
2017 Schedule E-2
MA17013021019
GHISLAINE
MAXWELL
ATLAS ENHANCED FUND LP
26 0349715
Check one:
S corp.
X partnership
Income or Loss from Partnerships and S Corporations
1. Passive loss allowed
1
2. Passive income
2
3. Non-passive loss
3
18572
4. Section 179 expense deduction
4
5. Non-passive income
5
6. Combine lines 2 and 5
6
7. Combine lines 1, 3 and 4
7
-18572
8. Partnership and S corporation income or loss. Combine lines 6 and 7
8
-18572
9. Interest (other than MA banks) and dividends if included in line 8
9
10. Interest from Massachusetts banks if included in line 8
10
11. Total income or loss from partnerships and S corporations
11
-18572
12. Check if you are reporting any loss not allowed in a prior year due to the at-risk, or basis limitations; a prior year
disallowed loss from a passive activity (was not reported on U.S. Form 8582) or un-reimbursed partnership expenses
X
13. Check if any amount of this investment not at risk
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=== Page 159 ===
2017 Schedule E-2
MA17013021019
SCOTT
G BORGERSON
CARGOMETRICS TECHNOLOGIES LLC
90 0907396
Check one:
S corp.
X partnership
Income or Loss from Partnerships and S Corporations
1. Passive loss allowed
1
2. Passive income
2
3. Non-passive loss
3
4. Section 179 expense deduction
4
5. Non-passive income
5
266637
6. Combine lines 2 and 5
6
266637
7. Combine lines 1, 3 and 4
7
8. Partnership and S corporation income or loss. Combine lines 6 and 7
8
266637
9. Interest (other than MA banks) and dividends if included in line 8
9
10. Interest from Massachusetts banks if included in line 8
10
11. Total income or loss from partnerships and S corporations
11
266637
12. Check if you are reporting any loss not allowed in a prior year due to the at-risk, or basis limitations; a prior year
disallowed loss from a passive activity (was not reported on U.S. Form 8582) or un-reimbursed partnership expenses
X
13. Check if any amount of this investment not at risk
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=== Page 160 ===
2017 Schedule E-2
MA17013021019
SCOTT
G BORGERSON
TIDEWOOD LLC
81 3078863
Check one:
S corp.
X partnership
Income or Loss from Partnerships and S Corporations
1. Passive loss allowed
1
2. Passive income
2
3. Non-passive loss
3
4. Section 179 expense deduction
4
5. Non-passive income
5
6. Combine lines 2 and 5
6
7. Combine lines 1, 3 and 4
7
8. Partnership and S corporation income or loss. Combine lines 6 and 7
8
9. Interest (other than MA banks) and dividends if included in line 8
9
10. Interest from Massachusetts banks if included in line 8
10
11. Total income or loss from partnerships and S corporations
11
12. Check if you are reporting any loss not allowed in a prior year due to the at-risk, or basis limitations; a prior year
disallowed loss from a passive activity (was not reported on U.S. Form 8582) or un-reimbursed partnership expenses
X
13. Check if any amount of this investment not at risk
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=== Page 161 ===
2017 Schedule E-3
MA17013031019
GHISLAINE
MAXWELL
ANGARA TRUST
81 6797506
Check one: X Estate/trust
REMIC
Farm
Income or Loss from Estates and Trusts
1. Passive deduction or loss allowed
1
2. Passive income
2
61
3. Non-passive deduction or loss
3
3983
4. Non-passive other income
4
5. Add lines 2 and 4
5
61
6. Add lines 1 and 3
6
- 3983
7. Estate and trust income or loss. Combine lines 5 and 6
7
- -3922
8. Estate or non-grantor-type trust income
8
9. Grantor-type trust and non-Massachusetts estate and trust income
9
- 3922
10. Interest and dividends if included in line 9
10
11. Adjustments to 5.1% income
11
12. Subtotal. Combine lines 10 and 11
12
13. Income or loss from grantor type and non-Mass estates and trusts
13
-3922
Income or Loss from REMICs
14. Excess inclusion
14
15. Taxable income or loss
15
16. Income
16
17. Combine lines 15 and 16
17
Farm Income
18. Net farm rental income or loss
18
778063 11-30-17
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=== Page 162 ===
2017 Schedule C
MA17011011019
Massachusetts Profit or Loss From Business
GHISLAINE
MAXWELL
ELLMAX LLC
27 4313665
CONSULTING
812990
116 EAST 65TH STREET
NEW YORK
NY 11021
Accounting method: X Cash
Accrual
Other (specify)
No. of employees
Did you materially participate in the operation of this business during 2017?
Yes X No
Did you claim the small business exemption from the sales tax on purchase of taxable energy or heating fuel during 2017?
Yes
No X
Exclude interest (other than from Massachusetts banks) and dividends from lines 1 and 4 and enter the result in line 32 and in Schedule B, line 3
Caution: If this income was reported to you on Form W-2 and the "statutory employee" box on that form was checked, fill in here:
1. a. Gross receipts or sales
b. Returns and allowances
a- b = 1
2. Cost of goods sold and/or operations
2
3. Gross profit. Subtract line 2 from line 1
3
4. Other income
4
5. Total income. Add line 3 and line 4
5
6. Advertising
6
7. Bad debts from sales or services
7
8. Car and truck expenses
8
9. Commissions and fees
9
10. Depletion
10
11. Depreciation and Section 179 deduction
11
12. Employee benefit programs
12
13. Insurance
13
14. Interest
a. mortgage interest paid to financial institutions
b. other interest
a+b=14
15. Legal and professional services
15
7530
16. Office expense
16
17. Pension and profit-sharing
17
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=== Page 163 ===
2017 Schedule C, pg. 2
MA17011021019
18. Rent or lease a. vehicles, machinery and equipment
b. other business property
a+b=18 =
19. Repairs and maintenance
19
20. Supplies
20
21. Taxes and licenses
21
15232
22. Travel
22
23. a. Total meals and entertainment
b. Enter 50% of 23a subject to limitations
a-b= 23
24. Utilities
24
25. Wages
25
38242
26. Other expenses
SEE STATEMENT 9
26
38486
27. Total expenses. Add lines 6 through 26
27
99490
28. Tentative profit or loss. Subtract line 27 from line 5
28
-99490
29. Expenses for business use of your home
29
30. Abandoned Building Renovation Deduction
30
31. Net profit or loss. Subtract total of line 29 and line 30 from line 28
31
-99490
32. Is interest (other than from Massachusetts banks) or dividend income reported on U.S. Schedule C, lines 1 and/or 6 or Schedule C-EZ, line 1?
Yes X No. If "yes," see instructions
32
33. If you have a loss, you must check the statement that describes your investment in this activity.
X 33a. All investment at risk
33b. Some investment is not at risk
Schedule C-1. Cost of Goods Sold and/or Operations
Method(s) used to value closing inventory:
Cost
Lower of cost or market
Other
Was there any change in determining quantities, costs or valuations between opening & closing inventory? If "yes," encl. explanation
Yes
No
1. Inventory at beginning of year
1
2. a. Purchases
b. Items withdrawn for personal use
a-b=2 =
3. Cost of labor
3
4. Materials and supplies
4
5. Other costs
5
6. Add lines 1 through 5
6
7. Inventory at end of year
7
8. Cost of goods sold and/or operations. Subtract line 7 from line 6
8
757022 11-30-17
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=== Page 164 ===
2017 Schedule HC
MA17029011019
Schedule HC, Health Care Information, must be completed by all
full-year residents and certain part-year residents (see instructions).
Note: Schedule HC must be enclosed with your Form 1 or Form
1-NR/PY. Failure to do so will delay the processing of your return.
SCOTT
G BORGERSON
1a. Date of birth
1b. Spouse's date of birth
1c. Family size
3
2. Federal adjusted gross income
2
484192
3. Indicate the time period that you were enrolled in a Minimum Creditable Coverage (MCC) health insurance plan(s). The Form MA 1099-HC from
your insurer will indicate whether your insurance met MCC requirements. Note: MassHealth, Medicare, and health coverage for U.S. Military,
including Veterans Administration and Tri-Care, meet the MCC requirements. If you did not receive a Form MA 1099-HC from your insurer, or
you had insurance that did not meet MCC requirements, see the special section on MCC requirements in the instructions.
See instructions if, during 2017, you turned 18, you
3a You:
X
Full-year MCC
Part-year MCC
No MCC/None
were a part-year resident or a taxpayer was deceased.
3b Spouse:
X
Full-year MCC
Part-year MCC
No MCC/None
If you filled in the full-year or part-year MCC choice, go to line 4. If you filled in No MCC/None, go to line 6.
4. Indicate the health insurance plan(s) that met the Minimum Creditable Coverage (MCC) requirements in which you were enrolled in 2017,
as shown on Form MA 1099-HC (check all that apply). If you did not receive this form, fill in line(s) 4f and/or 4g and see instructions. Fill
in if you were enrolled in private insurance and MassHealth or Commonwealth Care and enter your private insurance information in
line(s) 4f and/or 4g and go to line 5.
4a. Private insurance, including ConnectorCare (complete line(s) 4f and/or 4g below)
X
You
X
Spouse
4b. MassHealth. Fill in and go to line 5
You
Spouse
4c. Medicare (including a replacement or supplemental plan). Fill in and go to line 5
You
Spouse
4d. U.S. Military (including Veterans Administration and Tri-Care). Fill in and go to line 5
You
Spouse
4e. Other government program (enter the program name(s) only in lines 4f and/or 4g below). Note: Health
You
Spouse
Safety Net is not considered insurance or minimum creditable coverage.
4f. Your Health Insurance. Complete if you answered line(s) 4a or 4e and go to line 5.
Fill in if you were not issued Form MA 1099-HC.
TUFTS ASSOCIATED HEALTH MAINTENA
4g. Spouse's Health Insurance. Complete if you answered line(s) 4a or 4e and go to line 5.
X
Fill in if you were not issued Form MA 1099-HC.
GOLDEN RULE - UNITED HEALTHCARE
5. If you had health insurance that met MCC requirements for the full-year, including private insurance, MassHealth, Commonwealth Care or ConnectorCare,
you are not subject to a penalty. Skip the remainder of this schedule and continue completing your tax return. Otherwise, go to line 6.
If you had Medicare (including a replacement or supplemental plan), U.S. Military (including Veterans Administration and Tri-Care), or other
government insurance at any point during 2017, you are not subject to a penalty. Skip the remainder of this schedule and continue
completing your tax return. Otherwise, go to line 6.
OCTOBER 12, 2018
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=== Page 165 ===
2017 Schedule HC, pg. 2
Uninsured for All or Part of 2017
6. Was your income in 2017 at or below 150% of the federal poverty level?
6
Yes
No
If you answer Yes, you are not subject to a penalty in 2017. Skip the remainder of this schedule and complete your tax return. If you answer No and
you were enrolled in a health insurance plan that met the MCC requirements for part, but not all, of 2017, go to line 7. If you answer No and you had
no insurance or you were enrolled in a plan that did not meet the MCC requirements during the period that the mandate applied, go to line 8a.
7. Complete this section only if you, and/or your spouse if married filing jointly, were enrolled in a health insurance plan(s) that met the Minimum
Creditable Coverage (MCC) requirements for part, but not all of 2017. Fill in below the months that met the MCC requirements, as shown on
Form MA 1099-HC. If you did not receive this form, fill in the months you were covered by a plan that met the MCC requirements at least
15 days or more. If, during 2017, you turned 18. you were a part-year resident or a taxpayer was deceased, check below for the month(s)
that met the MCC requirements during the period that the mandate applied. See instructions.
You may only fill in the month(s) you had health insurance that met MCC requirements. If you had health insurance, but it did not meet MCC
requirements, you must skip this section and go to line 8a.
Months Covered By Health Insurance
You
Jan.
Feb.
March
April
May
June
July
Aug.
Sept.
Oct.
Nov.
Dec.
Spouse
Jan.
Feb.
March
April
May
June
July
Aug.
Sept.
Oct.
Nov.
Dec.
If you had four or more consecutive months either with no insurance or insurance that did not meet the MCC requirements (four or more blank
months in a row), go to line 8a. Otherwise, a penalty does not apply to you in 2017. Skip the remainder of this schedule and complete your tax return.
Religious Exemption and Certificate of Exemption
8a. Religious exemption: Are you claiming an exemption from the requirement to purchase health insurance based
8a You
Yes
No
on your sincerely held religious beliefs that cause you to object to substantially all forms of treatment covered by
health insurance?
Spouse
Yes
No
If you answer Yes, go to line 8b. If you answer No, go to line 9.
8b. If you are claiming a religious exemption in line 8a, did you receive medical health care during the 2017 tax year?
8b You
Yes
No
Spouse
Yes
No
If you answer No to line 8b, skip the remainder of this schedule and continue completing your tax return. If you answer Yes to line 8b, go to line 9.
9. Certificate of exemption: Have you obtained a Certificate of Exemption issued by the Massachusetts Health
9 You
Yes
No
Connector for the 2017 tax year?
Spouse
Yes
No
If you answer Yes, enter the certificate number, skip the remainder of this schedule and continue
completing your tax return. If you answer No to line 9, go to line 10.
OCTOBER 12, 2018
10:42:28
757026 11-30-17
EFTA00025788

=== Page 166 ===
2017 Schedule HC, pg. 3
SCOTT
G BORGERSON
Affordability as Determined By State Guidelines
Note: This section will require the use of worksheets and tables found in the instructions. You must complete the worksheet(s) to determine if
health insurance was affordable to you during the 2017 tax year.
10. Did your employer offer affordable health insurance that met minimum creditable coverage requirements
10 You
Yes
No
as determined by completing the Schedule HC Worksheet for Line 10 in the instructions?
Spouse
Yes
No
Fill in No if your employer did not offer health insurance that met minimum creditable coverage requirements, you were not eligible for health insurance
offered by your employer, you were self-employed or you were unemployed.
11. Were you eligible for government-subsidized health insurance as determined by completing the Schedule
11 You
Yes
No
HC Worksheet for Line 11 in the instructions?
Spouse
Yes
No
If you answer No, go to line 12. If you answer Yes, go to the Health Care Penalty Worksheet in the instructions to calculate your penalty amount.
12. Were you able to purchase affordable private health insurance that met minimum creditable coverage
12 You
Yes
No
requirements as determined by completing the Schedule HC Worksheet for Line 12 in the instructions?
Spouse
Yes
No
If you answer No, you are not subject to a penalty. Continue completing your tax return. If you answer Yes, go to the Health Care Penalty Worksheet
in the instructions to calculate your penalty amount.
Complete Only If You Are Filing An Appeal
You must complete the Health Care Penalty Worksheet to determine your penalty amount before completing this section.
You may have grounds to appeal if you were unable to obtain affordable insurance that meets the minimum creditable coverage requirements in 2017 due to a
hardship or other circumstances. The grounds for appeal are explained in more detail in the instructions. If you believe you have grounds for appealing the penalty,
fill in the field(s) below. The appeal will be heard by the Massachusetts Health Connector. By filling in the field below, you (or your spouse if married filing jointly) are
authorizing DOR to share information from your tax return, including this schedule, with the Massachusetts Health Connector for purposes of deciding your appeal.
You will receive a follow-up letter asking you to state your grounds for appeal in writing, and submit supporting documentation. Failure to respond to that
letter within the time specified in the letter will lead to dismissal of your appeal and will result in a future assessment of a penalty. Once your documentation
is received, it will be reviewed by the Massachusetts Health Connector and you may be required to attend a hearing on your case. You will be required to file your
claims under the pains and penalties of perjury.
Note: If you are filing an appeal, make sure you have calculated the penalty amount that you are appealing, but do not assess yourself or enter a
penalty amount on your Form 1 or Form 1-NR/PY. Also, do not include any hardship documentation with your original return. You will be required
to submit substantiating hardship documentation at a later date during the appeal process.
You
I wish to appeal the penalty. I authorize DOR to share this tax return including this schedule with the Massachusetts Health
Connector for purposes of deciding this appeal.
Spouse
I wish to appeal the penalty. I authorize DOR to share this tax return including this schedule with the Massachusetts Health
Connector for purposes of deciding this appeal.
OCTOBER 12, 2018
10:42:28
757027 11-30-17
EFTA00025789

=== Page 167 ===
2017 Form M-2210
MA17653011019
Underpayment of Massachusetts Estimated
Income Tax
SCOTT G BORGERSON & GHISLAINE MAXWELL
Type of return filed (fill in one only):
X Form 1
Form 1-NR/PY
You are a qualified farmer or fisherman filing and paying your full amount due on or before March 1, 2018.
You were a resident of Massachusetts for 12 months and not liable for taxes during 2016.
Your estimated payments and withholding equal or exceed your 2016 tax (where taxable year was 12 months and a return was filed).
Part 1. Required annual payment
1. 2017 tax
1
39583
2. Total credits
2
3. Balance
3
39583
4. Enter 80% of line 3 or 66.667% of line 3 if you are a qualified farmer or fisherman
4
31666
5. Enter 2016 tax liability after credits
5
330711
6. Enter the smaller of line 4 or line 5
6
31666
Part 2. Figuring your underpayment
Installment due dates
7. Divide the amount in line 6 by the number of installments required
a. April 18, 2017
b. June 15, 2017
c. Sept. 15, 2017
d. Jan. 16, 2018
for the year. Enter the result in the appropriate columns
7
7917
7917
7917
7915
8. Estimated taxes paid and taxes withheld for each installment
8
15794
6500
9. Overpayment of previous installments
9
7877
6460
10. Total
10
15794
14377
6460
11. Overpayment
11
7877
6460
12. Underpayment
12
1457
7915
OCTOBER 12, 2018
10:42:28
757141 01-22-18
EFTA00025790

=== Page 168 ===
2017 Form M-2210, pg. 2
MA17653021019
Underpayment of Massachusetts Estimated
Income Tax
SCOTT G BORGERSON & GHISLAINE MAXWELL
Part 3. Figuring your underpayment penalty
13. Enter the date you paid the amount in line 12 or the 15th
day of the 4th month after the close of the taxable year,
whichever is earlier
13
04 15 18 04 15 18
14. Number of days from the due date of installment to
the date shown in line 13
14
212
90
15. Number of days in line 14 after 4/18/17 and before 7/1/17
15
16. Number of days in line 14 after 6/30/17 and before 10/1/17
16
15
17. Number of days in line 14 after 9/30/17 and before 1/1/18
17
92
18. Number of days in line 14 after 12/31/17 and before 4/15/18
18
105
90
19. Underpayment in line 12 X (number of days in line 15 +
365) X 5%
19
20. Underpayment in line 12 X (number of days in line 16 +
365) X 5%
20
3
21. Underpayment in line 12 X (number of days in line 17 +
365) X 5%
21
18
22. Underpayment in line 12 X (number of days in line 18 +
365) X 5%
22
21
98
23. Penalty. Add all amounts shown in lines 19 through 22. Enter this amount on Form 1, line 49; Form 1-NR/PY, line 53; or Form 3M 23
140
OCTOBER 12, 2018
10:42:28
757142 01-22-18
EFTA00025791

=== Page 169 ===
MA
Form
8582
Passive Activity Loss Limitations
OMB No. 1545-1008
See separate instructions.
Department of the Treasury
Attach to Form 1040 or Form 1041.
2017
Attachment
Internal Revenue Service (99)
Go to www.irs.gov/Form8582 for instructions and the latest information.
Sequence No.
88
Name(s) shown on return
Identifying number
SCOTT G BORGERSON & GHISLAINE MAXWELL
Part I
2017 Passive Activity Loss Caution: Complete Worksheets 1, 2, and 3 before completing Part I.
Rental Real Estate Activities With Active Participation (For the definition of active participation, see
Special Allowance for Rental Real Estate Activities in the instructions.)
1a Activities with net income (enter the amount from Worksheet 1,
column (a))
1a
b Activities with net loss (enter the amount from Worksheet 1,
column (b))
1b
(
)
c Prior years' unallowed losses (enter the amount from Worksheet
1, column (c))
1c
(
)
d Combine lines 1a, 1b, and 1c
1d
Commercial Revitalization Deductions From Rental Real Estate Activities
2a Commercial revitalization deductions from Worksheet 2, column (a)
2a
(
)
b Prior year unallowed commercial revitalization deductions from
Worksheet 2, column (b)
2b
(
)
C Add lines 2a and 2b
2c
(
)
All Other Passive Activities
3a Activities with net income (enter the amount from Worksheet 3,
column (a))
3a
87.
b Activities with net loss (enter the amount from Worksheet 3,
column (b))
3b
(
)
C Prior years' unallowed losses (enter the amount from Worksheet 3,
column (c))
3c
(
)
d Combine lines 3a, 3b, and 3c
3d
87.
4 Combine lines 1d, 2c, and 3d. If this line is zero or more, stop here and include this form with your return; all
losses are allowed, including any prior year unallowed losses entered on line 1c, 2b, or 3c. Report the losses on
the forms and schedules normally used
4
87.
If line 4 is a loss and:
Line 1d is a loss, go to Part II.
Line 2c is a loss (and line 1d is zero or more), skip Part Il and go to Part III.
Line 3d is a loss (and lines 1d and 2c are zero or more), skip Parts II and III and go to line 15.
Caution: If your filing status is married filing separately and you lived with your spouse at any time during the year, do not complete
Part Il or Part III. Instead, go to line 15.
Part II
Special Allowance for Rental Real Estate Activities With Active Participation
Note: Enter all numbers in Part II as positive amounts. See instructions for an example.
5 Enter the smaller of the loss on line 1d or the loss on line 4
5
6 Enter $150,000. If married filing separately, see instructions
6
7 Enter modified adjusted gross income, but not less than zero (see instructions)
7
Note: If line 7 is greater than or equal to line 6, skip lines 8 and
9, enter -0- on line 10. Otherwise, go to line 8.
8 Subtract line 7 from line 6
8
9 Multiply line 8 by 50% (0.50). Do not enter more than $25,000. If married filing separately, see instructions
9
10 Enter the smaller of line 5 or line 9
10
If line 2c is a loss, go to Part III. Otherwise, go to line 15.
Part III
Special Allowance for Commercial Revitalization Deductions From Rental Real Estate Activities
Note: Enter all numbers in Part III as positive amounts. See the example for Part Il in the instructions.
11 Enter $25,000 reduced by the amount, if any, on line 10. If married filing separately, see instructions
11
12 Enter the loss from line 4
12
13 Reduce line 12 by the amount on line 10
13
14 Enter the smallest of line 2c (treated as a positive amount), line 11, or line 13
14
Part IV
Total Losses Allowed
15 Add the income, if any, on lines 1a and 3a and enter the total
15
16 Total losses allowed from all passive activities for 2017. Add lines 10, 14, and 15. See instructions
to find out how to report the losses on your tax return
16
LHA 719761 10-13-17 For Paperwork Reduction Act Notice, see instructions.
Form 8582 (2017)
EFTA00025792

=== Page 170 ===
MA
Worksheet for Adjusting the Basis of a Partner's Interest in the Partnership
(Keep for your records.)
Name of Entity: ALPHAKEYS MILLENNIUM FUND, L.L.C.
EIN: 27-5238213
1. Your adjusted basis at the end of the prior year. Do not enter less than zero.
Enter -0- if this is your first tax year
1.
674,580.
Increases:
2. Money and your adjusted basis in property contributed to the partnership less
the associated liabilities (but not less than zero)
2.
3. Your increased share of or assumption of partnership liabilities (Subtract your share of
liabilities shown in Item K of your 2016 Schedule K-1 from your share of liabilities
shown in Item K of your 2017 Schedule K-1 and add the amount of any partnership
liabilities you assumed during the tax year) (but not less than zero)
3.
4. Your share of the partnership's income or gain (including tax-exempt income) reduced by
any amount included in interest income with respect to the credit to holders of clean renewable
energy bonds
4.
135,947.
5. Any gain recognized this year on contributions of property. Do not include gain from
transfer of liabilities
5.
6. Your share of the excess of the deductions for depletion (other than oil and gas
depletion) over the basis of the property subject to depletion
6.
Decreases:
7. Withdrawals and distributions of money and the adjusted basis of property distributed
to you from the partnership. Do not include the amount of property distributions
included in the partner's income (taxable income)
7.
Caution: A distribution may be taxable if the amount exceeds your adjusted basis of
your partnership interest immediately before the distribution.
8. Your decreased share of partnership liabilities and any decrease in your individual liabilities
because they were assumed by the partnership. (Subtract your share of liabilities shown in
item K of your 2017 Schedule K-1 from your share of liabilities shown in item K of your 2016
Schedule K-1 and add the amount of your individual liabilities that the partnership assumed
during the tax year (but not less than zero))
8.
9. Your share of the partnership's nondeductible expenses that are not capital
expenditures
9.
25.
10. Your share of the partnership's losses and deductions (including capital losses).
However, include your share of the partnership's section 179 expense deduction for
this year even if you cannot deduct all of it because of limitations
SEE STATEMENT 12 10.
85,258.
11. The amount of your deduction for depletion of any partnership oil and gas property,
not to exceed your allocable share of the adjusted basis of that property
11.
12. Your adjusted basis in the partnership at end of this tax year. (Add lines 1 through 6
and subtract lines 7 through 11 from the total. If zero or less, enter -0-)
12.
725,244.
Caution: The deduction for your share of the partnership's losses and deductions is
limited to your adjusted basis in your partnership interest. If you entered zero on line 12
and the amount figured for line 12 was less than zero, a portion of your share of the
partnership losses and deductions may not be deductible.
719051 04-01-17
EFTA00025793

=== Page 171 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
MA 1/1-NR/PY
INTEREST INCOME FROM MASSACHUSETTS BANKS
STATEMENT 1
DESCRIPTION
AMOUNT
FROM GRANTOR LETTER - ANGARA TRUST
1,214.
TOTAL TO FORM 1, LINE 5 OR FORM 1-NR/PY, LINE 7
1,214.
MA X/Y
ALIMONY PAID
STATEMENT 2
RECIPIENT'S NAME
SOCIAL SECURITY NUMBER
AMOUNT
REBECCA A. BORGERSON
66,000.
TOTAL TO SCHEDULE Y, LINE 3
66,000.
MA B
OTHER DIVIDEND AND INTEREST INCOME TO BE EXCLUDED
STATEMENT 3
DESCRIPTION
AMOUNT
U.S. INTEREST
31,263.
TOTAL TO SCHEDULE B, LINE 6
31,263.
MA D
U.S. SCHEDULE D, LINE 11, COL. H
STATEMENT 4
EXPLANATION
AMOUNT
ANGARA TRUST
26.00
FROM K-1 - CARGOMETRICS TECHNOLOGIES LLC
-1.00
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C.
501.00
FROM K-1 - CARGOMETRICS COMPASS FUND LP
1,170.00
FROM K-1 - ATLAS ENHANCED FUND LP
281.00
TOTAL TO SCHEDULE D, LINE 4
1,977.00
STATEMENT(S) 1, 2, 3, 4
EFTA00025794

=== Page 172 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
MA D
U.S. SCHEDULE D, LINE 10, COL. H
STATEMENT 5
EXPLANATION
AMOUNT
DISPOSITION OF ATLAS ENHANCED FUND LP
8.00
TOTAL TO SCHEDULE D, LINE 3
8.00
MA D
U.S. SCHEDULE D, LINE 12, COL. H
STATEMENT 6
EXPLANATION
AMOUNT
ANGARA TRUST
312,187.00
TOTAL TO SCHEDULE D, LINE 5
312,187.00
MA D
U.S. SCHEDULE D, LINE 13, COL. H
STATEMENT 7
EXPLANATION
AMOUNT
FROM K-1 - ANGARA TRUST - CAP GAIN DIV 0/15
387.00
TOTAL TO SCHEDULE D, LINE 6
387.00
MA E
SCHEDULE E - MASSACHUSETTS DIFFERENCES
STATEMENT 8
DESCRIPTION
AMOUNT
ALPHAKEYS MILLENNIUM FUND, L.L.C.
7,622.
TOTAL TO SCHEDULE E, LINE 56
7,622.
STATEMENT (S) 5, 6, 7, 8
EFTA00025795

=== Page 173 ===
SCOTT G. BORGERSON & GHISLAINE MAXWELL
MA C
SCHEDULE C - OTHER BUSINESS EXPENSES
STATEMENT 9
DESCRIPTION
AMOUNT
CONTRACT LABOR
36,500.
PAYROLL PROCESSING FEES
1,836.
BANK FEES
150.
TOTAL TO SCHEDULE C, LINE 26
38,486.
FORM 8582
OTHER PASSIVE ACTIVITIES - WORKSHEET 3
STATEMENT 10
CURRENT YEAR
PRIOR YEAR
OVERALL GAIN OR LOSS
UNALLOWED
NAME OF ACTIVITY
NET INCOME NET LOSS
LOSS
GAIN
LOSS
ANGARA TRUST
87.
0.
87.
TOTALS
87.
0.
87.
FORM 8582
SUMMARY OF PASSIVE ACTIVITIES
STATEMENT 11
R
R
FORM
E
OR
PRIOR
NET
UNALLOWED
ALLOWED
A NAME
SCHEDULE GAIN/LOSS YEAR C/O
GAIN/LOSS
LOSS
LOSS
-
ANGARA TRUST
FORM 4797
26.
26.
ANGARA TRUST
SCH E
61.
61.
TOTALS
87.
87.
PARTNERSHIP BASIS WKST
DECREASES IN BASIS
STATEMENT 12
ALPHAKEYS MILLENNIUM FUND, L.L.C.
DESCRIPTION
AMOUNT
FTC
673.
INCLUDED IN BASIS WORKSHEET, LINE 10
673.
STATEMENT(S) 9, 10, 11, 12
EFTA00025796


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=== Page 1 ===
10:33
LTE
Trev Trey
Man fuck u u don't message back
a fan wtf
10:30 PM
Your wife is a fucking scumbag
she's gunna get endited and go
down following the testimony of
the lil girls who are grown up now
and remember everyone involved
in this shit. U better kick her to
the curb u fucking nutsack
chinned toothless redneck
inspired street monkey. I like to
race but I hate pedos and I hate
enablers and she better buy a gun
and put it to her head or end up in
federal prison for the crimes she
will be picked up soon you
fucknut. I'm gunna come kick her
in the cunt she can run but she
can't hide and ur pussy ass knows
that, as why you won't defend her.
And if you block me ill make more
accounts soon I will come see that
bitch and stick a rusty exhaust
pipe in ur dumb wifes dried out
cunt and ill tape her to a Buick
and put it in drive and jump out
and coast her ass into a canyon
+
$
Aa
EFTA00024405


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=== Page 1 ===
From: Bruce Barket
To:
Cc:
"tonyricco(
)"
Aida Leisenring
i
Subject: Re: conditions in SHU
Date: Fri, 05 Jul 2019 21:34:14 +0000
Thank you for the update. Enjoy the weekend.
Bruce Barket
Barket, Epstein, Kearon, Aldea & LoTurco
666 Old Country road
Garden City, NY 11530
- O
- M
Barket Epstein.com
On Jul 5, 2019, at 5:32 PM,
wrote:
Hi Bruce,
I spoke with the Facilities Manager and relayed your message about the toilet. He told me one of his staff
members would check it out.
With respect to the books and legal work, your client's property was packed the same day he went to SHU. The
property was taken to the Lieutenant and then up to SHU. On Wednesday, staff gave your client some legal
paperwork from his property at his request. However, he told staff there were documents missing that had been
on his bed. Staff relayed that message to me, so that afternoon, I went to your client's cell on 5 North to see
what, if anything, had been left behind. There was nothing on his bed or anywhere near his bed. There were
about fifty paperback books piled on his locker and his cellmate's locker. There was also
some paperwork laying on the books. I went through the paperwork (not reading it, but scanning it quickly to
determine if the paperwork belonged to your client or his cellmate). Most of the paperwork had case captions
so it was easily discernible. I found a few papers that belonged to your client, and I gave those to him. Based
on my inspection, I don't believe there was any other paperwork in the cell that belonged to your client.
Shortly after I left, one of the Lieutenants gathered all of the books and put them with the rest of your client's
property.
We'll follow up next week to get your client the personal property items to which he is entitled in SHU.
or I will keep you updated once we get more information on Monday.
Thank you,
I didn't have a chance to follow-up about getting
Staff Attorney
CLC New York
EFTA00026669

=== Page 2 ===
Metropolitan Correctional Center
150 Park Row
New York, NY 10007
p:
f:
Bruce Barket
7/5/2019 1:02 PM
Good afternoon,
As I think you all know Nick has been placed in SHU based on an allegation that he was in possession of a cell phone. If
true, I understand that some appropriate and proportional sanction may be in order.
Leaving that aside I want to address the conditions in his cell. The toilet is leaking and the floor is wet. As of
Wednesday, he hasn't received his personal property, including his books. He has been sitting in the cell with literally
nothing to read, listen to or watch. Can we please make an effort to get him reading material, his radio and the
accompanying batteries.
Most troubling is that he tells me that the legal work he had out when he was removed from the cell has not been
returned to him. This included documents prepared for him by my office which contained substantial and sensitive work
product that falls squarely within the attorney client privilege. Nick made notes on some of these documents to prepare
for our next meeting. When I saw him Wednesday, he had some of his legal paperwork but not the documents he was
working with when he was taken from the cell. I am very concerned that these documents have been seized by the
staff at MCC. Can you please take steps to see to that all of this material be returned to him immediately.
Lastly, I am hoping we can find time early next week to discuss the conditions of Nick's confinement going forward.
Bruce A. Barket, Esq.
Barket Epstein Kearon Aldea & LoTurco, LLP
666 Old Country Road, Ste. 700
Garden City, NY 11530
[P]
[F]
www.barketepstein.com
This transmittal may be a confidential attorney client communication or may otherwise be privileged or confidential. If it is not clear
that you are the intended recipient, you are hereby notified that you have received this transmittal in error; any review,
dissemination, distribution or copying of this transmittal is strictly prohibited. If you suspect that you have received this
communication in error, please notify us immediately by telephone or email and immediately delete this message and all its
attachments
EFTA00026670


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=== Page 1 ===
Disc
#281849/clw
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF FLORIDA
CASE NO.: 08-CV-80811-CIV-
Plaintiff(s),
VS.
JEFFREY EPSTEIN and
Defendant(s).
/
NOTICE OF SERVING
ANSWERS TO INTERROGATORIES
COMES NOW the Plaintiff,
, by and through undersigned counsel, and hereby
files this Notice with the Court that Answers to Interrogatories propounded by the Defendant,
JEFFREY EPSTEIN, on January 16, 2009, have been furnished to the attorney for the
Defendant.
I HEREBY CERTIFY that a true copy of the foregoing has been furnished by mail this
18th day of February, 2009, to: See attached list of counsel.
JACK SCAROLA
Florida Bar No.: 169440
JACK P. HILL
Florida Bar No.: 0547808
Searcy Denney Scarola Barnhart & Shipley, P.A.
Phone:
Fax:
Attorney for Plaintiff(s)
A π EXHIBIT 2
Deponent
Date 12/4/09 Rptr crt
DEPOBOOK
ac
EFTA00023641

=== Page 2 ===
VS. Epstein, et al.
Case No.: 08-CV-80811-CIV-
Plaintiff's Answers to Defendant's First Interrogatories
ANSWERS TO INTERROGATORIES
1.
What is the name and address of all persons answering or assisting in answering
these interrogatories, and, if applicable, the person's official position or
relationship with the party to whom the interrogatories are directed?
ANSWER
c/o her attorneys:
Jack Scarola, Esq. and Jack P. Hill, Esq.
Searcy Denney Scarola Barnhart & Shipley, P.A.
With the assistance of her counsel, Searcy Denney Scarola Barnhart &
Shipley, P.A. and Richard Willits, P.A.
2.
List the names, business addresses, telephone and cell phone numbers, dates of
employment, immediate supervisor (name and address) and rates of pay
regarding all employers, including self-employment, for whom you have worked
in the past 10 years; this includes listing all sources of income you have received.
Answer this question by year, i.e. 1998-2009.
ANSWER
Objection. Irrelevant, immaterial and not reasonably calculated to lead to
discovery of admissible evidence.
3.
List all former names and when you were known by those names. State all
addresses where you have lived for the past 10 years, the dates you lived at
each address, your Social Security number, your date of birth, and, if you are or
have ever been married, the name of your spouse or spouses. List any children
by name, date of birth and the father's name and address. List the names and
address of your parents and any brother or sister.
ANSWER
Nickname-
2
EFTA00023642

=== Page 3 ===
VS. Epstein, et al.
Case No.: 08-CV-80811-CIV-)
Plaintiff's Answers to Defendant's First Interrogatories
Dates: July, 2007-Present
Dates: February, 2004- July, 2007
Rome, Georgia
Dates: August, 2003-February, 2004
Dates: About 2 ½ years ago
Tallahassee Drive
Dates: Approximately 1 year
I have never been married.
Children:
Father:
Address:
Father:
Address:
Parents:
(Father)
Address Unknown
(Mother)
Siblings:
(Brother)
(Brother)
3
EFTA00023643

=== Page 4 ===
VS. Epstein, et al.
Case No.: 08-CV-80811-CIV-N
Plaintiff's Answers to Defendant's First Interrogatories
4.
Have you ever been convicted of a crime, other than any juvenile adjudication,
which under the law under which you were convicted was punishable by death or
imprisonment in excess of 1 year, or that involved dishonesty or a false
statement regardless of the punishment? If so, state as to each conviction the
specific crime and the date and place of conviction.
ANSWER
No
5.
Please provide the name, address, telephone number, place of employment and
job title of any person who has, claims to have or whom you believe may have
knowledge or information pertaining to any fact alleged in the pleadings (as
defined in Federal Rule of Civil Procedure 7(a) filed in this action, or any fact
underlying the subject matter of this action).
ANSWER
1.
c/o her attorneys:
Jack Scarola, Esq. and Jack P. Hill, Esq.
Searcy Denney Scarola Barnhart & Shipley, P.A.
Tel:
Richard Willits, Esq.
Richard H. Willits. P.A.
Tel:
Subject matter: Plaintiff.
2.
Jeffrey Epstein
c/o his attorneys:
Robert Critton, Esquire
Burman Critton Luttier & Coleman LLP
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=== Page 5 ===
vs. Epstein, et al.
Case No.: 08-CV-80811-CIV-MARRA/JOHNSON
Plaintiff's Answers to Defendant's First Interrogatories
Tel:
Jack A. Goldberger, Esquire
Atterbury, Goldberger & Weiss, P.A.
Tel:
Bruce E. Reinhart, Esquire
Bruce E. Reinhart, P.A.
Tel:
Subject matter: Defendant
3.
's mother,
and her brother,
c/o
's attorneys:
Jack Scarola, Esq. and Jack P. Hill, Esq.
Searcy Denney Scarola Barnhart & Shipley, P.A.
Tel:
Richard Willits, Esq.
Richard H. Willits, P.A.
Tel:
Subject matter:
's involvement with Epstein.
4.
(Address unknown)
Subject matter: Defendant.
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=== Page 6 ===
VS. Epstein, et al.
Case No.: 08-CV-80811-CIV-MARRA/JOHNSON
Plaintiff's Answers to Defendant's First Interrogatories
5.
Jane Doe (Case No.: 1:93-cv-01109-KAM)
c/o her attorney:
Theodore Leopold, Esquire
Leopold, Kuvin, P.A.
Tel:
Subject matter: Victim of Epstein.
6.
Jane Doe (Case No.: 502008CA020614)
c/o her attorney:
Isidro M. Garcia, Esquire
The Law Office of Brad Edwards & Associates, LLC
Tel:
Subject matter:
Victim of Epstein.
7.
Jane Doe #2 (Case No.: 9:08-cv-80119-KAM)
c/o her attorney:
Jeffrey M. Herman, Esquire
Herman & Mermelstein, P.A.
Tel:
Subject matter:
Victim of Epstein.
8.
Jane Doe #3 (Case No.: 9:08-cv-80232-KAM)
c/o her attorney:
Jeffrey M. Herman, Esquire
Herman & Mermelstein, P.A.
Tel:
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=== Page 7 ===
vs. Epstein, et al.
Case No.: 08-CV-80811-CIV-
Plaintiff's Answers to Defendant's First Interrogatories
Subject matter: Victim of Epstein.
9.
Jane Doe #5 (Case No.: 9:08-cv-80381-KAM)
c/o her attorney:
Jeffrey M. Herman, Esquire
Herman & Mermelstein, P.A.
Tel:
Subject matter:
Victim of Epstein.
10.
Jane Doe #4 (Case No.: 9:08-cv-80380-KAM)
c/o her attorney:
Jeffrey M. Herman, Esquire
Herman & Mermelstein, P.A.
Tel:
Subject matter: Victim of Epstein.
11.
Jane Doe (Case No.: 9:08-cv-80804-KAM)
c/o her attorney:
Theodore Leopold, Esquire
Leopold, Kuvin, P.A.
Tel:
Subject matter: Victim of Epstein.
12.
Jane Doe #7 (Case No.: 9:08-cv-80993-KAM)
c/o her attorney:
Jeffrey M. Herman, Esquire
Herman & Mermelstein, P.A.
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=== Page 8 ===
vs. Epstein, et al.
Case No.: 08-CV-80811-CIV-
Plaintiff's Answers to Defendant's First Interrogatories
Tel:
Subject matter: Victim of Epstein.
13.
(Case No.: 502008CA025129XXXXMB Al
c/o her attorneys:
Jack Scarola, Esquire
Jack P. Hill, Esquire
Searcy Denney Scarola Barnhart & Shipley, P.A.
Tel:
Subject matter: Victim of Epstein.
14.
(Address unknown at this time)
Subject matter:
15.
Janusa Banasiack
Palm Beach Police Department
Tel:
Subject matter: Investigator.
16.
Lanaa Belohavek
Palm Beach County Prosecutors Office
401 North Dixie Highway
Tel:
Subject matter: Prosecutor.
17.
Detective
,
lead investigator
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=== Page 9 ===
VS. Epstein, et al.
Case No.: 08-CV-80811-CIV-MARRA/JOHNSON
Plaintiff's Answers to Defendant's First Interrogatories
Palm Beach Police Department
Tel:
Subject matter:
Investigator.
18.
Subject matter:
Former boyfriend of a victim of Epstein.
19.
Sgt.
Palm Beach Police Department
Tel:
Subject matter:
Investigator.
20.
Subject matter:
Plaintiff's former boyfriend.
21.
, supervisor
Sanitation Bureau of the Town of Palm Beach
Subject matter:
The incident which is the subject matter
of this lawsuit. Discovery is ongoing.
22. Major
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=== Page 10 ===
VS. Epstein, et al.
Case No.: 08-CV-80811-CIV-
Plaintiff's Answers to Defendant's First Interrogatories
Subject matter:
Investigator.
23.
friend of
(Address will be provided upon receipt)
Subject matter:
Victim and friend of
24.
Ghislane Maxwell c/o Ghislane Corp.
Subject matter:
Associate of Epstein.
25.
Parent Child Center
Subject matter:
Counselor at Parent Child Center.
26.
Detective
Palm Beach Police Department
Tel:
Subject matter:
Investigator.
27.
Chief
Palm Beach Police Department
Tel:
Subject matter:
Investigator.
28.
(Address unknown at this time)
Subject matter:
Associate of Epstein who facilitated introductions
with various victims.
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=== Page 11 ===
vs. Epstein, et al.
Case No.: 08-CV-80811-CIV
Plaintiff's Answers to Defendant's First Interrogatories
29.
(Address unknown at this time)
Subject matter:
Employee of Epstein.
30.
Detective
Palm Beach Police Department
Tel:
Subject matter:
Investigator
31.
Tel:
Subject matter:
Federal prosecutor.
32.
Subject matter:
Investigator.
33.
Address will be provided upon receipt
West Palm Beach
Subject matter:
's physician.
34.
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=== Page 12 ===
VS. Epstein, et al.
Case No.: 08-CV-80811-CIV-1
Plaintiff's Answers to Defendant's First Interrogatories
Tel:
Subject matter:
Federal prosecutor.
35
friend of
mother
(Address will be provided upon receipt)
Subject matter:
Friend of
mother.
36.
friend of
's mother
(Address will be provided upon receipt)
Subject matter:
Friend of
's mother
37.
friend of
(Address will be provided upon receipt)
Subject matter:
Potential victim and friend of
38.
(Address unknown at this time)
Subject matter:
Associate of Epstein who may have been involved
in encounters between Epstein and
6.
Please state the specific nature and substance of the knowledge that you believe
the person(s) identified in your response to interrogatory no. 5 may have.
ANSWER
Please see answer to Interrogatory #5
7.
Were you suffering from physical infirmity, disability, disease, sickness, or
psychiatric/psychological condition at the time of the incident(s) described in the
complaint? If so, what was the nature of the infirmity, disability, or sickness?
ANSWER
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=== Page 13 ===
VS. Epstein, et al.
Case No.: 08-CV-80811-CIV-)
Plaintiff's Answers to Defendant's First Interrogatories
School behavioral problems, received counseling prior to the incident.
8.
Did you consume any alcoholic beverages or take any drugs or medications
within 12 hours before the time of each incident(s) described in the complaint? If
so, state the type and amount of alcoholic beverages, drugs, or medication which
were consumed, and when (dates) and where you consumed them.
ANSWER
1. On one occasion I had taken "Morning Glory" and "Angel Trumpets". I
do not recall the date.
2. On another occasion I used cocaine powder. I do not recall the date.
9.
Describe each injury (physical, emotional, mental) for which you are claiming
damages in this case, specifying the part of your body that was injured, the
nature of the injury and as to any injuries you contend are permanent, the effects
on you that you claim are permanent.
ANSWER
10.
Please state each item of damage that you claim, and include in your answer: the
count to which the item of damages relates; the factual basis for each item of
damages; and an explanation of how you computed each item of damages,
including any mathematical formula used.
ANSWER
I am claiming compensation for mental anguish, mental pain, psychic
trauma, and loss of enjoyment of life. These damages will be evaluated by
a jury who will provide their own methods of computation in an amount of
at least the statutory minimum established by 18 U.S.C.A. § 2255.
Discovery is ongoing.
11.
List the names and business addresses of each physician (including psychiatrist,
psychologist, chiropractor or medical provider) who has treated or examined you,
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=== Page 14 ===
VS. Epstein, et al.
Case No.: 08-CV-80811-CIV-MARRA/JOHNSON
Plaintiff's Answers to Defendant's First Interrogatories
and each medical facility where you have received any treatment or examination
for the injuries for which you seek damages in this case; and state as to each the
date of treatment or examination and the injury or condition for which you were
examined or treated.
ANSWER
Date: I do not recall the date. I would defer
to the Doctor's records.
(Counselor/Therapist) Date: Since high school. Ongoing.
Parent Child Center
12.
List the names and business addresses of all other physicians, medical facilities,
rehab facilities (drug, alcohol or psychiatric) or other health care providers
including psychiatrist, psychologist, mental health counselor and chiropractors by
whom or at which you have been examined or treated in the past 10 years; and
state as to each the dates of examination or treatment and the condition or injury
for which you were examined or treated.
ANSWER
Ob/Gyn
, DDS
Dentist
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=== Page 15 ===
vs. Epstein, et al.
Case No.: 08-CV-80811-CIV-MARRA/JOHNSON
Plaintiff's Answers to Defendant's First Interrogatories
Palm Beach County Healthcare Department
Flu Shots
FAU Wellness Center
13.
State the name and address of every person known to you, your agents, or your
attorneys, who has knowledge about, or possession, custody, or control of, any
model, plat, map, drawing, motion picture, video tape, or photograph pertaining
to any fact or issue involved in this controversy; and describe as to each, what
item such person has, the name and address of the person who took or prepared
it, and the date it was taken or prepared.
ANSWER
The FBI has photos taken of me at Jeffrey Epstein's home by
Jeffrey Epstein had a photo taken of me at his home by
14.
Please state if you (or parents or guardian on your behalf) have ever been a
party, either plaintiff or defendant, in a lawsuit other than the present matter, and,
if so, state whether you were plaintiff or defendant, the nature of the action, and
the date and court in which such suit was filed.
ANSWER
No
15.
List all dates you allege you were at Mr. Epstein's home in Florida, include date,
time arrived and left, the name(s) of anyone who went with you to the home
when you were there, the time spent with Mr. Epstein and the name(s) and
address of any individuals who were present in the home with Mr. Epstein and
you.
ANSWER
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=== Page 16 ===
VS. Epstein, et al.
Case No.: 08-CV-80811-CIV-MARRA/JOHNSON
Plaintiff's Answers to Defendant's First Interrogatories
From May or June of 2002 to August of 2003 I went to Mr. Epstein's home
on average 2 times a week. There were weeks when I would go 4 times a
week. All my visit dates were maintained by Jeffrey Epstein and his staff in
a phone message book kept on a table by the phone in the kitchen.
Discovery is ongoing.
16. State in detail how you came to be at Mr. Epstein's home on each occasion, i.e.
did someone bring you or ask you if you would or wanted to go; if so, state the
name and address of that individual and what he/she told you and the purpose of
your visit.
ANSWER
I was introduced to Jeffrey Epstein by my friend
in 2002. I was to
give Jeffrey Epstein a massage. I continued to provide massages up until
August of 2003. I was transported to Jeffrey Epstein's house by Yellow
Cab, provided by Jeffrey Epstein,
, my ex- boyfriend
,
my mother
and my brother
(Address will be provided upon receipt)
17.
State the amount of monies (or anything else of value, including gifts) you claim
were given or paid to you by Mr. Epstein (or someone paid/gave you on his
behalf and that person's name, address and phone number) by year from 2000-
2006.
ANSWER
$200-$300 for a massage session at an average of 2 sessions a week from
May or June of 2002 to August 2003.
$500 for a photo taken by
at Jeffrey Epstein's house
Paid for taxi cabs
Concert tickets-Incubus, delivered by two girls at the concert
Clothes and lingerie sent by FedEx
Book-Massage for Dummies
CD
Flowers
Express gift card
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=== Page 17 ===
VS. Epstein, et al.
Case No.: 08-CV-80811-CIV-MARRA/JOHNSON
Plaintiff's Answers to Defendant's First Interrogatories
18. List separately the names, addresses and phone numbers of all males, excluding
Mr. Epstein, with whom you have had sexual activity since age 10 (by year) up
through your current age. Describe the nature of sexual activity, the date(s) and
whether you received money or other consideration from the person.
ANSWER
Objection. Relevance and overbroad.
19. List separately the names, addresses and phone numbers of all males, excluding
your claims against Mr. Epstein, whom you have claimed (formally or informally)
committed sexual assault or battery on you since age 10 (by year) up through
your current age. Describe the nature of sexual assault or battery, the date(s)
and whether you received money or other consideration from the person.
ANSWER
None.
20.
State the names, addresses and phone numbers of all males, excluding your
claims against Mr. Epstein, whom you have claimed (formally or informally)
committed lewd or lascivious conduct to you since age 10 (by year) up through
your current age. Describe the lewd or lascivious conduct, the date and whether
you received money or other consideration from the person.
ANSWER
None
21. State the names, addresses and phone numbers of all males, excluding your
claims against Mr. Epstein, whom you have claimed (formally or informally)
committed lewd or lascivious exhibition to you since age 10 (by year) up through
your current age. Describe the lewd or lascivious exhibition, the date and
whether you received money or other consideration from the person
ANSWER
None
22. List in detail all discussions/interviews which you had with any representative
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=== Page 18 ===
VS. Epstein, et al.
Case No.: 08-CV-80811-CIV-
Plaintiff's Answers to Defendant's First Interrogatories
from FBI, U.S. Attorneys' Office, State Attorneys' Office (Palm Beach County),
Palm Beach Sheriff's Office and Palm Beach Police Department regarding your
meetings with Mr. Epstein. Include dates, who was present, the details of what
was discussed, whether a court reporter was present and whether a taped
statement was taken or whether you provided a written statement.
ANSWER
I was interviewed by the FBI and a State Attorney, they have my statement.
23.
State the names, addresses, ages, phone numbers and dates of all females
whom you claim were brought by you to Mr. Epstein's home to give him a
massage or for any other reason. As to each female, state the amount of money
you claim you were paid to bring each female.
ANSWER
Age: 22
West Palm Beach, FL.
I was paid $100.00
24.
Please list each time you were interviewed by any state or federal law
enforcement agent or prosecutor, who was present, whether notes were taken,
and what you recall saying to them.
ANSWER
I do not recall who interviewed me. This information would be available in
the FBI and Prosecutors office. They took notes and I was not provided
with a copy of those notes.
25.
Please describe any statements made to you by any federal or state law
enforcement agent or prosecutor regarding the availability of civil remedies
against Mr. Epstein and regarding whether there would be any benefit from your
voluntary cooperation with law enforcement.
ANSWER
None
18
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=== Page 19 ===
vs. Epstein, et al.
Case No.: 08-CV-80811-CIV-
Plaintiff's Answers to Defendant's First Interrogatories
Signature of Answering Party
STATE OF Florida
)
COUNTY OF Palm Beach )
The foregoing instrument was acknowledged before me this 17 day of February, 2009
by
who is personally known to me or who has produced
(type of identification) as identification and who did/did
not take an oath.
R
Notary Public
State of Florida at Large
My Commission expires:
Commission No:
19
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=== Page 20 ===
vs. Epstein, et al.
Case No.: 08-CV-80811-CIV
Plaintiff's Answers to Defendant's First Interrogatories
COUNSEL LIST
Jack A. Goldberger
Atterbury, Goldberger & Weiss, P.A.
Phone:
Attorneys for Jeffrey Epstein
Bruce E. Reinhart, Esquire
Bruce E. Reinhart, P.A.
Phone:
Fax:
Attorneys for
a
Robert Critton
Burman Critton Luttier & Coleman LLP
33414
Phone:
Fax:
Attorneys for Jeffrey Epstein
Richard H. Willits, Esquire
Richard H. Willits, P.A.
Phone:
Fax:
Attorneys for Party
20
EFTA00023660


