# docs_fts_content

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=== Page 1 ===
CG
800 Third Avenue
COHEN & GRESSER LLP
New York, NY 10022
+1 212 957 7600 phone
www.cohengresser.com
Christian R. Everdell
+1 (212) 957-7600
ceverdell@cohengresser.com
October 14, 2021
BY CERTIFIED MAIL AND EMAIL
Mr. Scott Falk
Office of Chief Counsel
U.S. Customs and Border Protection
1300 Pennsylvania Avenue, Suite 4.4-B
Washington, D.C. 20229
CBP-Service-Intake@cbp.dhs.gov.
Re: United States V. Ghislaine Maxwell, S2 20 Cr. 330 (AJN)
Dear Mr. Falk:
We represent the defendant, Ghislaine Maxwell, in the above-referenced matter. This
letter constitutes a request made pursuant to United States ex. rel. Touhy V. Regan, 340 U.S. 462
(1951) and 6 C.F.R. $ 5.43(a)(1) for the production of documents in the possession of the U.S.
Customs and Border Protection at the trial in this case on November 29, 2019 at 9:00 A.M.,
before the Honorable Alison J. Nathan, United States District Judge. The requested documents
are set forth in the attached subpoena.
In accordance with 6 C.F.R. $ 5.45(a), we make the following statement setting forth "the
nature and relevance" of the information we seek:
On March 29, 2021, Ghislaine Maxwell was charged in a superseding indictment
with the following offenses: (1) Count One: conspiracy to entice minors to travel
to engage in illegal sex acts, (2) Count Two: enticement of a minor to travel to
engage in illegal sex acts, (3) Count Three: conspiracy to transport minors with
intent to engage in criminal sexual activity, (4) Count Four: transportation of a
minor with intent to engage in criminal sexual activity, (5) Count Five: sex
trafficking conspiracy, and (6) Count Six: sex trafficking of a minor. The charges
relate to an alleged scheme between Ms. Maxwell and Jeffrey Epstein to sexually
abuse underaged girls from in or about 1994 to in or about 2004.
The three individuals listed in the attached subpoena are identified in the
superseding indictment as "Minor Victim 1," "Minor Victim 2," and "Minor
Victim 3." All three individuals are expected to testify for the government at trial.
All three of the witnesses traveled internationally during the time period covered
by the attached subpoena, and some have alleged that they traveled at the request
EFTA00023215

=== Page 2 ===
U.S. Customs and Border Protection
October 14, 2021
Page 2
of, or with the assistance of, Jeffrey Epstein. Because the crimes alleged require
interstate or foreign travel, the border crossing records for these individuals will
be directly relevant at trial.
If you have any questions or would like to discuss further, please do not hesitate to
contact me.
Sincerely,
/s/ Christian R. Everdell
Christian R. Everdell
COHEN & GRESSER LLP
800 Third Avenue, 21st Floor
New York, New York 10022
(212) 957-7600
EFTA00023216


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=== Page 1 ===
BOBBI C. STERNHEIM, ESQ.
Law Offices of Bobbi C. Sternheim
**Covid-19 Notice: The West 19th Street office is currently closed but we continue to work remotely.
Please use email or fax, instead of regular mail, for all correspondence during this time.
We continue to work regular business hours throughout this situation.
Thank you for your consideration. Our best wishes for your good health and well being.
This message and any attached documents contain information from the Law Offices of Bobbi C. Sternheim
that may be confidential and/or privileged.
If you are not the intended recipient, you may not read, copy, distribute, or use this information.
If you have received this transmission in error, please notify the sender immediately by reply e-mail and
then delete this message. Thank you.
EFTA00022455


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=== Page 1 ===
From:
(USANYS)"
To:
(NY) (FBI)"
Cc:
)"
)"
)"
Subject: RE: Travel Records
Date: Wed, 28 Apr 2021 17:27:35 +0000
Hi
Just wanted to check in on whether there are any updates about travel records on the UK side? Also wanted to check in
on whether you have had a chance to connect with
mother about setting up a time to speak. Feel free to give
me a call to discuss if easier.
Thanks,
From:
(NY) (FBI)
Sent: Tuesday, April 6, 2021 11:46 AM
To:
(USANYS)
is
Cc:
in
Subject: RE: Travel Records
We sent the FDR to the UK and are waiting for results. Yes there are records for
Attached are the records for
from 1/1/1990-4/5/2021. There are two sets due to her last name being both
and
on the travel records.
Feel free to give me a call if you have questions.
Special Agent
FBI New York Field Office
Child Exploitation/Human Trafficking
Desk:
From:
(USANYS)
Sent: Monday, April 5, 2021 10:51 AM
To:
(NY) (FBI)
>; Byrne,
(NYPD)
Cc:
is
Subject: [EXTERNAL EMAIL] - Travel Records
and
I wanted to check in to see whether there is any update from the ALAT about travel records on the UK side for Maxwell,
Epstein, and
Also, when we got the CBP records for Epstein and Maxwell for the 1990s, did we also request
those records for
?
Please feel free to give me a call on this.
Thanks!
EFTA00022484

=== Page 2 ===
Assistant United States Attorney
United States Attorney's Office
Southern District of New York
One St. Andrew's Plaza
New York, New York 10007
Tel:
EFTA00022485


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=== Page 1 ===
From:
To:
)"
Subject: Re: https://www.nydailynews.com/new-york/ny-bar-questioned-epstein-celmate-20210104-
uyez4izqabg2bowemxpsp3hlom-story.html
Date: Tue, 05 Jan 2021 02:09:12 +0000
Apologies, I totally spaced on that!
Sent from my iPhone
> On Jan 4, 2021, at 8:52 PM,
)
wrote:
>
>
We were not part of the investigation into Epstein's death, so we wouldn't know. I'm Cc'ing the Noel team,
who conducted the investigation.
>
On Jan 4, 2021, at 7:57 PM
wrote:
We won't comment, but is this accurate?
Thanks.
Sent from my iPad
EFTA00022323


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=== Page 1 ===
OFFICIAL RECORD
Intake (Rev. 5-23-17)
UNCLASSIFIED
FEDERAL BUREAU OF INVESTIGATION
Intake
Date: 08/06/2020
Case ID #: 50D-NY-3027571
(U) EPSTEIN, JEFFREY; CHILD SEX
TRAFFICKING
Drafted By:
Date/Time Received: 08/06/2020 02:27 PM EDT
Supplements 50D-NY-3027571 Serial 489
Details:
On 08/06/2020, at 02:27 PM,
Cell Telephone
Called the FBI National Threat Operations Center (NTOC) to provide
additional information related to Jeffrey Epstein and Ghislane Maxwell.
provided the last name for
as being
stated
was a jewelry designer and socialite in New York City.
mentioned she personally saw
procure young, underage
girls for Maxwell about 5 times a week for a period of 2 years between
2002 and 2004.
seemed to target a lot of Eastern European
girls new to New York, telling them Epstein could help them.
UNCLASSIFIED
EFTA00020476


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=== Page 1 ===
From:
To:
Subject: Epstein call
Date: Wed, 29 Apr 2020 15:27:39 +0000
Importance: Normal
Attachments: unnamed
EFTA00023102


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=== Page 1 ===
Event: Conference: Jeffrey Epstein
Start Date: 2019-07-18 15:30:00 +0000
End Date: 2019-07-18 17:30:00 +0000
Organizer:
Location: Courtroom 17B, 500 Pearl
Class: X-PERSONAL
Date Created: 2019-07-17 19:14:50 +0000
Date Modified: 2019-07-17 19:14:50 +0000
Priority: 5
DTSTAMP: 2019-07-17 17:58:11 +0000
Attendee:
Alarm: Display the following message 15m before start
Reminder
EFTA00021418


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=== Page 1 ===
From:
)"
To: Kimberly Mehlman-Orozco
Cc:
)"
(USANYS)"
Subject: RE: Expert Witness
Date: Thu, 29 Oct 2020 18:52:17 +0000
Thanks very much for the additional information. I don't think it makes sense to speak this afternoon, but thanks for
offering. We'll review and circle back if it would be useful to discuss further. Thanks again for your time.
From: Kimberly Mehlman-Orozco
Sent: Thursday, October 29, 2020 10:52 AM
To:
Cc:
is
(USANYS)
Subject: Re: Expert Witness
No worries,
I'm actually very surprised. If you still wanted to chat and share what exactly you're looking
for, I'd be happy to recommend someone who might be a better fit.
With that being said, I just testified earlier this week in a Daubert Hearing for Federal Prosecutor
:
- I'm sure that you might find the hearing transcript of interest at a minimum, and it
sheds light in the content of my testimony. Similarly, the trial transcript for this case, where I testified for the
prosecution: https://www.eastbaytimes.com/2017/06/10/infamous-danville-sex-trafficking-case-comes-to-trial-
defendant-spyder-featured-on-americas-most-wanted/
Best,
Kim
Sent from my iPhone
On Oct 29, 2020, at 10:26 AM,
)
wrote:
Thanks very much for sending these materials. After reviewing them, unfortunately I think we are seeking an expert with
different areas of expertise, so I think it makes sense to cancel our call. Thanks very much for your time-
From: Kimberly Mehlman-Orozco
Sent: Wednesday, October 28, 2020 8:48 PM
To:
Cc:
is
(USANYS)
Subject: Re: Expert Witness
Sure, that works. CV and fee schedule attached.
I look forward to chatting tomorrow.
EFTA00020878

=== Page 2 ===
Best,
Kim
On Wed, Oct 28, 2020 at 6:48 PM
)
wrote:
Thanks very much -- 3:30 p.m. tomorrow would be great, if that works for you, and if you're able to send
those materials that would be helpful. We can use the following conference line:
passcode
Thanks,
From: Kimberly Mehlman-Orozco
Sent: Wednesday, October 28, 2020 6:23 PM
To: Kimberly Mehlman-Orozco
Cc:
(USANYS)
Subject: Re: Expert Witness
Also, I have some availability tomorrow before noon or after 3:00pm, if that works better.
Please let me know what works for you and if you'd like a CV and fee schedule in the interim.
Best,
Kim
Sent from my iPhone
On Oct 28, 2020, at 1:17 PM, Kimberly Mehlman-Orozco
wrote:
Hi
,
Yes, I have some time to chat this week. I have availability today or Friday before noon or after 3:00pm.
I can be reached on my cell
or feel free to circulate a call-in number.
Best,
Kim
Sent from my iPhone
On Oct 28, 2020, at 1:10 PM,
)
wrote:
Dr. Mehlman-Orozco,
My colleagues,
and
and I are the prosecutors in the case of United
States V. Ghislaine Maxwell, which is scheduled to go to trial on July 12, 2020 in the Southern District of
EFTA00020879

=== Page 3 ===
New York. We would be interested in speaking with you about your availability to testify at trial. Are
you available for a call this week to discuss?
Thanks very much,
Assistant United States Attorney
Southern District of New York
Dr. Kimberly Mehlman-Orozco
www.mehlmanorozco.com
<image001
jpg>
Available for Purchase Barnes and Noble & Amazon
EFTA00020880


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=== Page 1 ===
From:
)"
To:
)"
Subject: FW: overdue subpoena compliance: Amazon Ref. No. CRIM1031692 2019 DS
Date: Mon, 05 Aug 2019 21:57:14 +0000
Embedded: RE:_Amazon_contact??.msg
FYI
From:
)
Sent: Monday, August 05, 2019 17:57
To:
(USANYS)
Subject: RE: overdue subpoena compliance: Amazon Ref. No. CRIM1031692 2019 DS
Just following up on this, we still haven't heard back from them despite multiple emails and phone messages (they never
direct us to a person) so we're considering applying for a motion to compel next week.
From:
)
Sent: Thursday, August 01, 2019 18:27
To:
(USANYS)
Subject: Fwd: overdue subpoena compliance: Amazon Ref. No. CRIM1031692 2019 DS
Hey I had forgotten about this but this is the subpoena I sent to you a while ago looking for an Amazon contact. FYI.
Sent from my iPhone
Begin forwarded message:
From:
)"
Date: August 1, 2019 at 17:05:59 EDT
To: "subpoena-criminal@amazon.com" <subpoena-criminal@amazon.com>
Cc:
(NY) (FBI)"
i
)"
)"
i
(NY) (FBI)"
Subject: overdue subpoena compliance: Amazon Ref. No. CRIM1031692 2019 DS
Good afternoon,
Amazon's response to the attached grand jury subpoena is overdue by several weeks. The FBI has emailed and left
messages with your legal department several times over the past weeks without a response.
Please respond promptly to resolve Amazon's non-compliance. Otherwise we will initiate contempt proceedings
regarding your failure to comply with valid legal process.
Sincerely,
Assistant United States Attorney
Southern District of New York
One Saint Andrew's Plaza
EFTA00020920

=== Page 2 ===
New York, NY 10007
EFTA00020921


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=== Page 1 ===
From:
To:
Subject: RE: Next steps
Date: Mon, 30 Sep 2019 17:02:49 +0000
3:30 work this afternoon?
From:
Sent: Monday, September 30, 2019 1:02 PM
To:
is
Subject: FW: Next steps
Do you guys have a couple minutes this afternoon to talk about the victims thing?
mentioned it to me informally so
I'm not sure if that was further discussed last week.
From:
Sent: Monday, September 30, 2019 12:57
To:
is
Cc:
is
Subject: Re: Next steps
If you have some time today we can chat about these steps at more length but in short
1) Sure we can make a photo array but also we have a photo book which we could just add
to instead of
the 6 pack.
2)
will be on vacation the first week of November but what about the week of October 14? FBI victim
services is hosting the victim conference for Epstein victims in Miami on October 15 which we plan on
attending. Are you guys coming to this? That might be the best week for us to knock out a few additional
victim interviews, as well as meet with
3) We have not come across any
photos from the Manhattan house yet but we will certainly keep an eye
out as we continue our analysis.
Detective
NYPD / FBI
Child Exploitation Human Trafficking Task Force
From:
Sent: Saturday, September 28, 2019 4:43 PM
To:
is
EFTA00021312

=== Page 2 ===
Cc:
is
Subject: Next steps
and
,
A few things on next steps:
1) Could you please put together a photo array that includes
? I think we may need it for interviews with
and
2) When I reach out to
lawyer, I'd like to discuss dates for an interview.
is in Florida, so we could sync
this up with interviews of
and
, all in one trip. Would the first week of November work for you
guys?
3) I'm aware of the
photos from the Florida house, but if you could please let us know if you seized any from the
Manhattan house, that would be great, thanks. Likewise, if her name is on any of the discs seized from Florida or NY
please let us know.
Thanks!
Sent from my iPhone
EFTA00021313


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=== Page 1 ===
From:
)"
To: Christian Everdell
)"
(USANYS)"
Cc: "Mark S. Cohen"
Bobbi Sternheim
>, Jeff Pagliuca
"Laura Menninger"
Subject: RE: Discovery Requests
Date: Mon, 18 Jan 2021 03:04:48 +0000
Inline-Images: image001.jpg; image002.jpg
Chris,
Below please find our responses.
1. As we have recently discussed, Ms. Maxwell now has access to the 4TB drive containing a full set of the discovery
produced to date. It took a significant amount of time to create this copy due to the volume of discovery and
delays on the part of our vendor, who assisted in creating the copy.
2. As we have recently discussed, Ms. Maxwell now has a drive containing the contents of the CD produced on
November 18, 2020.
3. As I conveyed to you over the phone and in a recent email, the materials produced from the Subject Devices all
contain metadata indicating the "NYC" CART Evidence Number of the device from which each document was
extracted. In our November 18, 2020 discovery letter, we provided you with a chart setting forth which "NYC"
CART Evidence Number corresponds with which Subject Device in our warrants. If you still need a detailed index
of all 1.2 million documents with the specific Subject Device indicated, please let me know, and I will ask one of
our paralegals to compile one.
4. We produced the FBI report bearing Bates number SDNY_GM_02050812-14 in the form in which it was
recovered from one of Epstein's devices. In other words, we did not apply any redactions to that document;
rather, the redactions existed on the document at the time the document was found during the FBI's search of
Epstein's devices. We are not aware of any legal basis for your request for a log of redactions. If you have any
legal authority on that point, we would be happy to consider it. As a courtesy, I will note that our office did not
apply redactions to any material that was identified responsive during the searches of Epstein's devices.
5. We are aware of our discovery obligations, have complied with them, and will continue to comply with them. We
are not aware of any legal basis for your request that we inform you of what, if any, documents have been
withheld or the basis for their withholding. If you have any legal authority on that point, we would be happy to
consider it. As a courtesy, I will note that we have provided you with all records we received from AT&T and all
records we received from David Rodgers. As to your inquiry about the Bates ranges on the Rodgers documents
beginning with Bates number "28", I note that the folder containing the Rodgers subpoena returns in our August
5, 2020 production included two documents. The first (SDNY_GM_00005532-5649) is the document you
referenced in your email inquiry. The second (SDNY_GM_00005650-5676) is 27 pages long, accounting for the
first 27 pages of the production from Rodgers. We produced those two documents in the form in which we
received them.
6. Our paralegals are working on the issues you identified with Bates ranges and metadata load files. I will reach
back out to you once I have an update on the status of those issues.
7. We do not have a more detailed index of the November 9 and November 18 productions beyond what we have
provided to you.
EFTA00023026

=== Page 2 ===
8. We are not aware of any legal basis for your request for copies of grand jury subpoenas. Nor are we aware of any
legal basis for your request that we identify the date range of documents we requested in each subpoena. If you
have any legal authority for those requests, we would be happy to consider it.
9. The court filings that appear to be referenced in the Daily Beast article you sent are an application for a search
warrant and a search warrant filed in the District of New Hampshire. We produced both documents to you in
discovery on August 5, 2020. The DNH judge issued a sealing order in connection with the warrant and
application. As you can see at Bates No. SDNY_GM_00000621, the sealing order automatically expired on
December 30, 2020. Our understanding is that the District of New Hampshire unsealed the filing of its own
accord in conformity with the clear language of that sealing order. Our office took no affirmative steps to unseal
or otherwise release these filings.
Best,
Assistant United States Attorney
Southern District of New York
From: Christian Everdell
Sent: Thursday, January 7, 2021 4:13 PM
To:
is
is
(USANYS)
Cc: Mark S. Cohen
>; Bobbi Sternheim
>; Jeff Pagliuca
>; 'Laura Menninger'
>
Subject: Discovery Requests
-
We write to raise a number of discovery issues. Please let us know your position on these issues at your earliest
convenience.
1. In our email correspondence on 11/18/2020, you agreed to create a new hard drive containing the entire discovery
production. We provided you with a 4TB hard drive for that purpose on 11/20/2020. It is very important for Ms.
Maxwell to have this drive as soon as possible to prepare her defense. Do you have an update on when the drive
will be ready?
2. We also informed you that the CD produced on November 18, 2020 did not work on the prison computer at the
MDC (as you know, the laptop provided to Ms. Maxwell does not have a CD drive). Accordingly, we asked you to
include the material on the CD in the new 4TB hard drive. We followed-up with you about this issue on December
30, 2020. Given that the new hard drive is still not ready, we ask that you download the material on the CD onto
a separate thumb drive or hard drive and provide it as quickly as possible to Ms. Maxwell at the MDC so that she
can review the materials this weekend. Alternatively, you can provide an external CD drive to Ms. Maxwell at
the MDC so that she can read the files on the MDC computer. We will provide whatever media device you
require to facilitate this production.
EFTA00023027

=== Page 3 ===
3. Unlike the November 9, 2020 discovery cover letter, the November 18, 2020 discovery cover letter (attached) does
not correlate the Bates numbers to the particular "Subject Device" from which the documents were recovered.
Instead, the cover letter indicates that the documents came from "SDNY_PROD015" or "SDNY_PROD016." We do
not know what those terms refer to. We request that the government produce a list that correlates the Bates
numbers for all of the documents in SDNY_PROD015 and SDNY_PROD016 to the particular devices from which the
documents were recovered.
4. We request that the government provide an unredacted version of the FBI report, dated December 6, 2006,
bearing Bates number SDNY_GM_02050812-14 (attached). We also request that the government produce a log
identifying all of the redacted documents in the discovery and the bases for each of the redactions.
5. There are a few documents that seem to be missing from the discovery. For example, the AT&T documents
(SDNY_GM_00001015-3637) do not seem to include subscriber information for the various phone numbers. Also,
the flight logs produced by David Rodgers begin at Bates number "Rodgers000028," suggesting that
Rodgers000001-000027 were not produced to us. Please produce these documents to us or provide an
explanation why you are not producing them to us. Please confirm whether there are other documents that were
removed from the grand jury subpoena productions that we have not yet identified and the basis for their removal.
6. There are a few Bates number/metadata issues with some of the documents:
a. There is an overlap between the fourth and fifth document productions. The fourth production ends at
SDNY_GM_00328863, the fifth production begins at SDNY_GM_00328070. We propose renumbering the
range from the fifth production (i.e., renumber SDNY_GM_00328070-328863).
b. The metadata load files (*.DAT) for PROD011 had a number of gaps which are detailed in the attached Excel
file. We propose that you send us a new DAT file covering only the missing documents.
C. The metadata load files (*.DAT) for PROD015 had a gap from SDNY_GM_00723971 to SDNY_GM_00723981.
We propose that you send us a new DAT file covering only the missing documents.
7. To the extent that the government has created an index of the documents produced on November 9 and
November 18 that is more detailed than the production cover letters, we request that you provide a copy to the
defense.
8. We request that the government provide copies of the grand jury subpoenas for documents issued by the
government in this case. Also, please identify the date range of documents you requested in each subpoena.
There is one other issue we'd like to raise. An article in the Daily Beast on Monday referenced the search warrant affidavit
for the cell-site simulator used to track Ms. Maxwell's cellphone before her arrest (https://www.thedailybeast.com/how-
the-fbi-tracked-down-ghislaine-maxwell-alleged-madam-of-jeffrey-epstein). The article stated that the affidavit appeared
in a "newly unsealed court filing." I don't recall this affidavit being unsealed or referenced in anything that was filed on
the court docket. Please confirm whether or not the government unsealed this affidavit or any other materials from the
criminal discovery, and whether any discovery materials were released pursuant to FOIA requests.
Regards,
Chris
Christian R Everdell
COHEN & GRESSER LLP
EFTA00023028

=== Page 4 ===
view bio
www.cohengresser.com
New York
Paris
Washington DC
London
GG
CONFIDENTIALITY NOTICE: The information contained in this e-mail may be confidential and/or privileged. This e-mail is intended to be reviewed initially by only
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PRIVACY: A complete copy of our privacy policy can be viewed at: https://www.cohengresser.com/privacy-policy.
EFTA00023029


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=== Page 1 ===
From: Bruce Marshall
To: Callie Meier
)"
Cc:
(USANYS)"
>, , Suzanne Pruitt
Subject: [EXTERNAL] RE: Subpoena to AIC Title Part 1
Date: Mon, 11 Oct 2021 17:49:48 +0000
Attachments: 2021.09.30_Court_Subpoena - AIC_Title_Service.pdf; N722JE - _Order_5685.pdf;
N722JE - -_Order_44814_Part1.pdf
Inline-Images: image001.jpg
I am sending the response in multiple files due to size.
Best Regards,
Bruce Marshall
EVP & General Counsel
AIC
TITLE SERVICE
AIC Title Service
Tel:
or
Fax:
f
in
www.aictitle.com
From: Callie Meier
Sent: Friday, October 8, 2021 2:15 PM
To:
)
Cc:
is
(USANYS)
V.
Subject: RE: Subpoena to AIC Title
Hi
I have completed the requested subpoena for N722JE and sent it to our general counsel for review. I should hear back
from him next week and will forward directly to you. Thank you and please contact me with any questions. Have a great
weekend.
The FAA and AIC will be closed Monday, 11 September in honor of Indigenous Peoples' Day.
AIC
Callie Meier
TITLE SERVICE
Document Specialist
f
in
AIC Title Service
Tel:
or
Fax:
www.aictitle.com
EFTA00022666

=== Page 2 ===
Ask me about Title Insurance for your aircraft!
From:
Sent: Thursday, September 30, 2021 2:13 PM
To:
Cc:
is
(USANYS)
Subject: Subpoena to AIC Title
Hi Callie,
Thank you again for the call this afternoon. Attached is the subpoena we discussed. Please feel free to give me a call if
you have any questions.
Thanks,
Assistant United States Attorney
Southern District of New York
1 Saint Andrews Plaza
New York, New York 10007
EFTA00022667


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=== Page 1 ===
From:
To:
Subject: Fwd: GHISLAINE MAXWELL CHARGED IN MANHATTAN FEDERAL COURT FOR
CONSPIRING WITH JEFFREY EPSTEIN TO SEXUALLY ABUSE MINORS
Date: Thu, 02 Jul 2020 19:01:00 +0000
Congratulations!
Begin forwarded message:
From:
Date: July 2, 2020 at 1:22:27 PM EDT
Subject: GHISLAINE MAXWELL CHARGED IN MANHATTAN FEDERAL COURT FOR
CONSPIRING WITH JEFFREY EPSTEIN TO SEXUALLY ABUSE MINORS
[cid:image001.png@01D53E43.CA2BB290]
GHISLAINE MAXWELL CHARGED IN MANHATTAN FEDERAL COURT FOR CONSPIRING WITH
JEFFREY EPSTEIN TO SEXUALLY ABUSE MINORS<https://edit.justice.gov/usao-sdny/pr/ghislaine-
maxwell-charged-manhattan-federal-court-conspiring-jeffrey-epstein-sexually>
Maxwell is Alleged to Have Facilitated, Participated in Acts of Abuse
Additionally Charged With Perjury in Connection With 2016 Depositions
Audrey Strauss, the Acting United States Attorney for the Southern District of New York, William F. Sweeney
Jr., the Assistant Director-in-Charge of the New York Field Office of the Federal Bureau of Investigation
("FBI"), and Dermot Shea, Commissioner of the New York City Police Department ("NYPD"), announced that
GHISLANE MAXWELL was arrested this morning and charged with enticing a minor to travel to engage in
criminal sexual activity, transporting a minor with the intent to engage in criminal sexual activity, conspiracy to
commit both of those offenses, and perjury in connection with a sworn deposition. The Indictment unsealed
today alleges that between at least in or about 1994 through 1997, MAXWELL and co-conspirator Jeffrey
Epstein exploited girls as young as 14, including by enticing them to travel and transporting them for the
purpose of engaging in illegal sex acts. As alleged, knowing that Epstein had a preference for young girls,
MAXWELL played a critical role in the grooming and abuse of minor victims that took place in locations
including New York, Florida, and New Mexico. In addition, as alleged, MAXWELL made several false
statements in sworn depositions in 2016. MAXWELL is expected to be presented this afternoon in the in
federal court in New Hampshire. This case is assigned to U.S. District Judge Alison J. Nathan.
Acting U.S. Attorney Audrey Strauss said: "As alleged, Ghislaine Maxwell facilitated, aided, and participated
in acts of sexual abuse of minors. Maxwell enticed minor girls, got them to trust her, and then delivered them
into the trap that she and Jeffrey Epstein had set. She pretended to be a woman they could trust. All the while,
she was setting them up to be abused sexually by Epstein and, in some cases, Maxwell herself. Today, after
many years, Ghislaine Maxwell finally stands charged for her role in these crimes."
EFTA00021773

=== Page 2 ===
FBI Assistant Director William F. Sweeney Jr. said: "Preserving the innocence of children is among the most
important responsibilities we carry as adults. Like Epstein, Ms. Maxwell chose to blatantly disregard the law
and her responsibility as an adult, using whatever means she had at her disposal to lure vulnerable youth into
behavior they should never have been exposed to, creating the potential for lasting harm. We know the quest
for justice has been met with great disappointment for the victims, and that reliving these events is traumatic.
The example set by the women involved has been a powerful one. They persevered against the rich and
connected, and they did so without a badge, a gun, or a subpoena - and they stood together. I have no doubt the
bravery exhibited by the women involved here has empowered others to speak up about the crimes of which
they've been subjected."
NYPD Commissioner Dermot Shea said: "The heinous crimes these charges allege are, and always will be
abhorrent for the lasting trauma they inflict on victims. I commend our investigators, and law enforcement
partners, for their continuing commitment to bringing justice to the survivors of sexual assault, everywhere."
If you believe you are a victim of the sexual abuse perpetrated by Jeffrey Epstein, please contact the FBI at 1-
800-CALL FBI, and reference this case.
According to the Indictment[ unsealed today in Manhattan federal court:
From at least 1994 through at least 1997, GHISLAINE MAXWELL assisted, facilitated, and participated in
Jeffrey Epstein's abuse of minor girls by, among other things, helping Jeffrey Epstein to recruit, groom, and
ultimately abuse victims known to MAXWELL and Epstein to be under the age of 18. The victims were as
young as 14 years old when they were groomed and abused by MAXWELL and Epstein, both of whom knew
that their victims were in fact minors. As a part and in furtherance of their scheme to abuse minor victims,
MAXWELL and Epstein enticed and caused minor victims to travel to Epstein's residences in different states,
which MAXWELL knew and intended would result in their grooming for and subjection to sexual abuse.
As alleged, MAXWELL enticed and groomed minor girls to be abused in multiple ways. For example,
MAXWELL attempted to befriend certain victims by asking them about their lives, taking them to the movies
or taking them on shopping trips, and encouraging their interactions with Epstein. MAXWELL also acclimated
victims to Epstein's conduct simply by being present for victim interactions with Epstein, which put victims at
ease by providing the assurance and comfort of an adult woman who seemingly approved of Epstein's
behavior. Additionally, to make victims feel indebted to Epstein, MAXWELL would encourage victims to
accept offers of financial assistance from Epstein, including offers to pay for travel or educational expenses.
MAXWELL also normalized and facilitated sexual abuse by discussing sexual topics with victims,
encouraging them to massage Epstein, and undressing in front of a victim.
As MAXWELL and Epstein intended, these grooming behaviors left minor victims vulnerable and susceptible
to sexual abuse by Epstein. MAXWELL was then present for certain sexual encounters between minor victims
and Epstein, such as interactions where a minor victim was undressed, and ultimately MAXWELL was present
for sex acts perpetrated by Epstein on minor victims. That abuse included sexualized massages during which a
minor victim was fully or partially nude, as well as group sexualized massages of Epstein involving a minor
victim where MAXWELL was present.
As alleged, minor victims were subjected to sexual abuse that included, among other things, the touching of a
victim's breasts or genitals, placing a sex toy such a vibrator on a victim's genitals, directing a victim to touch
Epstein while he masturbated, and directing a victim to touch Epstein's genitals. MAXWELL and Epstein's
victims were groomed or abused at Epstein's residences in New York, Florida, and New Mexico, as well as
MAXWELL's residence in London, England.
Additionally, in 2016, while testifying under oath in a civil proceeding, MAXWELL repeatedly made false
statements, including about certain specific acts and events alleged in the Indictment.
GHISLAINE MAXWELL, 58, is charged with one count of enticing a minor to travel to engage in illegal sex
acts, which carries a maximum sentence of five years in prison, one count of conspiracy to entice a minor to
travel to engage in illegal sex acts, which carries a maximum sentence of five years in prison, one count of
transporting a minor with the intent to engage in criminal sexual activity, which carries a maximum sentence of
10 years in prison, one count of conspiracy to transport a minor with the intent to engage in criminal sexual
activity, which carries a maximum sentence of five years in prison, and two counts of perjury, each of which
carries a maximum sentence of five years in prison.
The statutory maximum penalties are prescribed by Congress and are provided here for informational
EFTA00021774

=== Page 3 ===
purposes only, as any sentencing of the defendant would be determined by the judge.
Ms. Strauss praised the outstanding investigative work of the FBI and the NYPD.
This case is being handled by the Office's Public Corruption Unit. Assistant U.S. Attorneys
, and
are in charge of the prosecution.
The charges contained in the Indictment are merely accusations. The defendant is presumed innocent unless
and until proven guilty.
20-138
###
DO NOT REPLY TO THIS MESSAGE. IF YOU HAVE QUESTIONS, PLEASE CALL THE PRESS OFFICE
AT (212) 637-2600.
Follow us on Facebook<https://www.facebook.com/usaosdny/> Follow us on
Twitter<https://twitter.com/SDNYnews> |SDNY website<http://www.justice.gov/usao-sdny>
|YouTube<https://www.youtube.com/user/USAOSDNY>
[1] As the introductory phrase signifies, the entirety of the text of the Indictment, and the description of the
Indictment set forth herein, constitute only allegations, and every fact described therein should be treated as an
allegation. The defendant is presumed innocent unless and until proven guilty.
<image001.png>
<U.S. V. Ghislaine Maxwell Indictment.pdf>
<Ghislaine Maxwell Indictment PR.pdf>
EFTA00021775


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=== Page 1 ===
UNITEL
TATES GOVERNMENT
DIPARTMENT
OF
Memorandum
FEDERAL BUREAU OF PRISONS
FEDERAL BUREAU OF PRESENT
Metropolitan Correctional Center
New York. New York 10007
July 23, 2019
MEMORANDUM FOR ALL CONCERNED
FROM:
Operations Lieutenant
SUBJECT:
Possible Suicide Attempt
On July 23, 2019 at approx. 1:27 a.m., a call for assistance on the Special Housing Unit
was announced by the Control Center. Upon my arrival I was informed that an inmate
had attempted suicide and proceeded to cell, Z05-124LAD. I observed inmate
Epstein, Jeffrey #76318-054 lying in the fetal position on the floor of his cell wearing a
t-shirt and boxers. He was breathing heavily and was snoring. I called out to inmate
Epstein and observed him flicker his eyes and continue snoring. His neck was red
with no abrasions. I observed no further injuries to his person. An attempt was made
to get the inmate to stand on his own with negative results. The inmate was placed in
hand restraints and staff was directed to retrieve the stretcher. As inmate Epstein was
being placed on the stretcher by responding staff, he would open his eyes and observe
staff. When staff made eye contact with him, he would hurriedly shut his eyes. The
inmate was taken to HA-Unit, dressed in the suicide smock and placed on suicide
watch. While awaiting the arrival of an inmate companion, inmate Epstein sat on the
edge of the bed and began moving forward as if he was attempting to fall over head
first. When I looked away, he straightened up. As I turned to look at him again, he
attempted the same act. I laid him down on the bed and directed him to cease his
action or he would be placed in restraints for his safety. At that moment, he stated,
"Okay, I won't do it again," and gave the thumbs up. Because of his unpredictable
behavior, the decision was made to have a staff member observe inmate Epstein. I
left HA-Unit in order to make staff notifications. Moments later, I spoke with Officer
who stated that inmate Epstein was alert and had indicated that his cellmate,
Tartaglione, Nicholas #78514-054 had attempted to kill him and had been harassing
him. He stated that the inmate had indicated that he'd informed his attorney of this
matter.
I photographed and spoke with inmate Tartaglione, Nicholas #78514-054 who stated
that he was asleep with his headphones on when he felt something hit his legs and
said, "Jeff, what you're doing?" He didn't answer, so he got up, turned on the light and
saw him with a string around his neck. He stated that he then called the guards and
ASensitive Limited Official Use Only
EFTA00020645

=== Page 2 ===
EFTA00020646

=== Page 3 ===
they ran down. Upon further questioning, inmate Tartaglione Stated that he sleeps on
the bottom bunk, but gave it to inmate Epstein because he's old. He stated that he
sleeps on the floor on a mattress. He stated that when he got up, he couldn't
remember if he sat up or stood up to check on Epstein. He stated that Epstein was
sitting on the floor leaning to the side with his eyes opened, but wasn't responding. He
stated that the last time he saw him he was snoring really loud.
Inmate Epstein stated that he came in from a legal visit at approx. 8:00PM and staff
handed him a copy of the Daily News. "Nick" was on the floor reading the Daily News.
He stated that he had given it to him. He stated that Tartaglione mentioned that he'd
been in court all day in Westchester and was carrying on. At that point, inmate
Tartaglione paused as if he was making the story up as he went along, and stated that
Tartaglione stated, "These fucking niggers. This place is inhumane, I wish I could
report it.
(Officer), that nigger hobbit mother fucker." He then turned to a page in
the Daily News that had his picture on it and stated that Epstein was worth seventy
seven million dollars. Epstein stated that he took his picture, balled it up and threw it in
the garbage. I asked inmate Epstein what happened prior to staff's arrival. He stated
that at approx. 1:00 AM, he'd gotten up to get a drink of water, as he gets up every
thirty minutes. He remember walking back to his bunk and waking up with staff there
in his cell. I asked if he'd waken up and seen staff, why didn't he respond when we
were calling out to him? He stated that he only remembered hearing himself making a
noise like snoring. When asked about the allegations against his cellmate, he stated
that he was told, if he hurt him, staff wouldn't care.
Duty medical, Dr.
was notified and briefed. It was determined no further
medical attention was needed. A medical assessment was not conducted at the time
of this incident, due to the fact, there was no medical staff available after 10:00 PM.
Upon the arrival of medical staff, inmate Epstein was examined and treated by, MLP
for a circular line of erythema at the base of the neck, one section on the front
with marks of friction and a small erythema on his left knee.
COPY
7-23-14
ASensitive Limited Official Use Only
EFTA00020647

=== Page 4 ===
COBA

=== Page 5 ===
JUSTICE
UNITED STATES GOVERNMENT
TELENAL BUREAU OF FINGONS
MEMORANDUM
Metropolitan Correctional Center, New York, New York
DATE: 07-23-2019
TO: Ops LT.
FROM: S/O/S
SUBJECT: Suicide Attempt Inmate Epstein#76318-054
On the above date at approx. 1:27am While working in the Special Housing Unit Myself and S/O
heard noise coming from the M tier Cell 124. Upon arrival inmate Epstein's cell mate (I/m
Tartaglione #78514-054) was at the door stating I/M Epstein #76318-054 had attempted to hang himself.
I kept a visual while Officer
grabbed door keys and called for assistance. After securing I/M
Tartaglione and removing him from the cell, I entered then placed I/M Epstein on his side and removed
an orange homemade rope from his neck. I/M was breathing at this time, But unresponsive. As I began
chest compressions addition staff and Ops Lt
arrived, I/M was then removed from the Special
Housing Unit without further incident.
EFTA00020649

=== Page 6 ===
СОЫЛ

=== Page 7 ===
BUREAU O OF JUSTICE
UNITED STATES GOVERNMENT
MEMORANDUM
Metropolitan Correctional Center, New York, New York
DATE: July 23, 2019
TO:
Operations Lieutenant, LT
FROM:
Senior Officer
SUBJECT: Inmate Epstein reg# 76318-054
On July 23, 2019 at approximately 1:27 AM while assigned to the Special Housing Unit, myself and Senior Officer
Specialist
heard some noises coming from M Tier. Upon checking cell Z05-124 I observed inmate Epstein
reg# 76318-054 laying down near his bunk with what appeared to be a piece of handmade orange cloth around his
neck. I immediately called Control Center for staff assistance. Officer
kept a visual of inmate Epstein while I
proceeded to retrieve the door keys and the cutter from the main cabinet located in the MPA. Officer
applied
restraints to his cell mate inmate Tartaglione reg# 78514-054. I secured inmate Tartaglione inside the bathroom while
Officer
provided assistance to inmate Epstein. When additional staff arrived inmate Epstein was removed from
his cell without further incident.
Copy
123-19
bl
EFTA00020651

=== Page 8 ===
EFTA00020652

=== Page 9 ===
UNITED STATES GOVERNMENT
MEMORANDUM
Metropolitan Correctional Center, New York, New York
July 23, 2019
TO: LT
FROM: S/O/S
SUBJECT: Incident on 9 south
On July 23, 2019 at approximately 1:27, I, S.O.S
responded to a body alarm on the
Special Housing Unit. While the 9-South officer was conducted rounds inmate Epstein, Jeffrey
#76318-054 was found in his cell with a noose around his neck and appeared to be unresponsive.
I assisted with taking inmate Epstein #76318-054 from his cell and putting him on a stretcher.
The inmate was taken to the second floor and placed on suicide watch, where he was monitored by
staff. Moments afterwards, inmate Epstein became responsive. While observing inmate Epstein
he sat up on the bed and began telling me that he think his Bunkie, Tartaglione, Nicholas
#78514-054 tried to kill him. Inmate Epstein also stated that his Bunkie also tried to extort
money from him and stated that if he didn't pay him that he would beat him up. He stated that
this has been going on for a week. I asked inmate Epstein if he told staff about this and he told
me no, that he'd only told his lawyer. He went on to say that his Bunkie told him that if he beat
him up, because of his charges, the officers would not report it and because of this he was not
comfortable telling the officers about the prolong threats and alleged attempts to extort him. I
immediately reported this to the lieutenant.
EFTA00020653

=== Page 10 ===
EFTA00020654

=== Page 11 ===
DISARTMENT OF JUSTICE
UNITED STATES GOVERNMENT
BUREAU OF
MEMORANDUM
Metropolitan Correctional Center, New York, New York
DATE:
July 23, 2019
TO:
Operations Lieutenant
FROM:
Senior Officer
SUBJECT:
Epstein, Jeffrey IM# 76318-054
At approximately 1:27AM, I responded to a radio transmission asking for staff assistance
on 9 South (Special Housing Unit). Once I was granted access to said unit I made my way to the
location (M Tier) in which the disturbance stemmed from. I was told by Officer
that
Epstein, Jeffrey I/M# 76318-054 has attempted to hang himself. Upon arrival to cell number 124
in which he was housed, I noticed J. Epstein I/M# 76318-054 on the floor and Officer
placing restraints on him. Officer
, Lt.
and I entered said cell attempting to
assist in said process.
Now that I am inside of the cell I notice that J. Epstein I/M# 76318-054 was snoring on the
floor of his cell, he appeared to be asleep. We made several verbal commands for him to wake up
and attempted to get him to his feet but they were all unsuccessful. After said attempts Lt.
asked for a stretcher to be retrieve to safely remove him out of his cell. Once the
stretcher arrived, Officer
, Officer
and I lifted J. Epstein I/M# 76318-054 off
the floor and placed him on the stretcher. Once we secured him safely on the stretcher, Officer
and I lifted J. Epstein I/M# 76318-054 who is now on the stretcher safely out of 9 South
(Special Housing Unit) and into the awaiting elevator.
COPY
EFTA00020655

=== Page 12 ===
CODA
EFTA00020656

=== Page 13 ===
UNITEL TATES GOVERNMENT
FEDERAL REPARTMENT OF JUSTICE PROVIDER
Memorandum
FEDERAL BUREAU OF PRISONS
Metropolitan Correctional Center
BUREAU
OF
New York, New York 10007
July 23, 2019
MEMORANDUM FOR ALL CONCERNED
FROM:
.
Material Handler Supervisor
H.
SUBJECT:
Possible Suicide Attempt
On July 23, 2019 at approx. 1:27 a.m., the Control Center announced a call for
assistance on the Special Housing Unit. Upon my arrival to 9-South, I/M Epstein,
Jeffrey #76318-054 was lying on the floor of his cell handcuffed. I assisted with
carrying inmate Epstein to HA-Unit on a stretcher, where he was dressed in a suicide
smock and placed on Suicide Watch observation with staff.
72319
COPY
ASensitive Limited Official Use Only
EFTA00020657

=== Page 14 ===
СОЬЛ
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=== Page 1 ===
From: "etravelservices@cwtsatotravel.com" <etravelservices@cwtsatotravel.com
To:
Subject: Travel Authorization 10894369 approved by
now awaiting further
approval
Date: Fri, 13 Dec 2019 22:45:03 +0000
Importance: Normal
Dear
Travel authorization 10894369 has been approved by
now awaiting further approval.
Trip ID: 10894369
Traveler name:
Purpose: R20NYS13261 - U.S. V. Epstein - Witness Interviews
Destination: Santa Monica (City), CA, United States
Dates: 2019-12-15 - 2019-12-17
Current status: Pending Authorization Approval
E2 Single Sign On Login (within DOJ Network Only):
https://dojnet.doj.gov/jmd/fs/e2-redirect.html
E2 Manual Login (User ID and Password):
https://e2.gov.cwtsatotravel.com
Thank you for using E2Solutions. Help and support is available online by selecting the 'Online Help' link.
Please note: Replies to this mailbox are not monitored.
Some E2 email notifications are optional. To manage your email notifications, go to E2 Solutions to change your
email settings. Click 'Profile' on the task bar and then click the 'Edit Email Notifications' link to manage the
emails that you receive from us.
Reference ID# T0007
This e-mail and any attachments may contain confidential and/or proprietary information. If you received this e-
mail in error, please notify the sender immediately by reply e-mail and delete the e-mail and any attachments;
any further use of such e-mail or attachments is strictly prohibited.
EFTA00021005


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=== Page 1 ===
From
To
Subject: FW: GHISLAINE MAXWELL CHARGED IN MANHATTAN FEDERAL COURT FOR
CONSPIRING WITH JEFFREY EPSTEIN TO SEXUALLY ABUSE MINORS
Date: Thu, 02 Jul 2020 17:42:50 +0000
Inline-Images: image001.png
Congrats! Onwards!
From
Sent: Thursday, July 2, 2020 1:22 PM
Subject: GHISLAINE MAXWELL CHARGED IN MANHATTAN FEDERAL COURT FOR CONSPIRING WITH JEFFREY EPSTEIN TO
SEXUALLY ABUSE MINORS
OF JUSTICE QUI PRO UNITED MILLINGS
UNITED STATES ATTORNEY'S OFFICE
Southern District of New York
STATES
GHISLAINE MAXWELL CHARGED IN MANHATTAN FEDERAL COURT FOR
CONSPIRING WITH JEFFREY EPSTEIN TO SEXUALLY ABUSE MINORS
Maxwell is Alleged to Have Facilitated, Participated in Acts of Abuse
Additionally Charged With Perjury in Connection With 2016 Depositions
-
Audrey Strauss, the Acting United States Attorney for the Southern District of New York, William F.
Sweeney Jr., the Assistant Director-in-Charge of the New York Field Office of the Federal Bureau of
Investigation ("FBI"), and Dermot Shea, Commissioner of the New York City Police Department ("NYPD"),
announced that GHISLANE MAXWELL was arrested this morning and charged with enticing a minor to travel
to engage in criminal sexual activity, transporting a minor with the intent to engage in criminal sexual activity,
conspiracy to commit both of those offenses, and perjury in connection with a sworn deposition. The Indictment
unsealed today alleges that between at least in or about 1994 through 1997, MAXWELL and co-conspirator
Jeffrey Epstein exploited girls as young as 14, including by enticing them to travel and transporting them for the
purpose of engaging in illegal sex acts. As alleged, knowing that Epstein had a preference for young girls,
MAXWELL played a critical role in the grooming and abuse of minor victims that took place in locations
including New York, Florida, and New Mexico. In addition, as alleged, MAXWELL made several false
statements in sworn depositions in 2016. MAXWELL is expected to be presented this afternoon in the in federal
court in New Hampshire. This case is assigned to U.S. District Judge Alison J. Nathan.
Acting U.S. Attorney Audrey Strauss said: "As alleged, Ghislaine Maxwell facilitated, aided, and
participated in acts of sexual abuse of minors. Maxwell enticed minor girls, got them to trust her, and then
EFTA00021816

=== Page 2 ===
delivered them into the trap that she and Jeffrey Epstein had set. She pretended to be a woman they could trust.
All the while, she was setting them up to be abused sexually by Epstein and, in some cases, Maxwell herself.
Today, after many years, Ghislaine Maxwell finally stands charged for her role in these crimes."
FBI Assistant Director William F. Sweeney Jr. said: "Preserving the innocence of children is among the
most important responsibilities we carry as adults. Like Epstein, Ms. Maxwell chose to blatantly disregard the
law and her responsibility as an adult, using whatever means she had at her disposal to lure vulnerable youth into
behavior they should never have been exposed to, creating the potential for lasting harm. We know the quest for
justice has been met with great disappointment for the victims, and that reliving these events is traumatic. The
example set by the women involved has been a powerful one. They persevered against the rich and connected,
and they did so without a badge, a gun, or a subpoena - and they stood together. I have no doubt the bravery
exhibited by the women involved here has empowered others to speak up about the crimes of which they've been
subjected."
NYPD Commissioner Dermot Shea said: "The heinous crimes these charges allege are, and always will
be abhorrent for the lasting trauma they inflict on victims. I commend our investigators, and law enforcement
partners, for their continuing commitment to bringing justice to the survivors of sexual assault, everywhere."
If you believe you are a victim of the sexual abuse perpetrated by Jeffrey Epstein, please contact
the FBI at 1-800-CALL FBI, and reference this case.
According to the Indictment [1] unsealed today in Manhattan federal court:
From at least 1994 through at least 1997, GHISLAINE MAXWELL assisted, facilitated, and participated
in Jeffrey Epstein's abuse of minor girls by, among other things, helping Jeffrey Epstein to recruit, groom, and
ultimately abuse victims known to MAXWELL and Epstein to be under the age of 18. The victims were as
young as 14 years old when they were groomed and abused by MAXWELL and Epstein, both of whom knew
that their victims were in fact minors. As a part and in furtherance of their scheme to abuse minor victims,
MAXWELL and Epstein enticed and caused minor victims to travel to Epstein's residences in different states,
which MAXWELL knew and intended would result in their grooming for and subjection to sexual abuse.
As alleged, MAXWELL enticed and groomed minor girls to be abused in multiple ways. For example,
MAXWELL attempted to befriend certain victims by asking them about their lives, taking them to the movies or
taking them on shopping trips, and encouraging their interactions with Epstein. MAXWELL also acclimated
victims to Epstein's conduct simply by being present for victim interactions with Epstein, which put victims at
ease by providing the assurance and comfort of an adult woman who seemingly approved of Epstein's behavior.
Additionally, to make victims feel indebted to Epstein, MAXWELL would encourage victims to accept offers of
financial assistance from Epstein, including offers to pay for travel or educational expenses. MAXWELL also
normalized and facilitated sexual abuse by discussing sexual topics with victims, encouraging them to massage
Epstein, and undressing in front of a victim.
As MAXWELL and Epstein intended, these grooming behaviors left minor victims vulnerable and
susceptible to sexual abuse by Epstein. MAXWELL was then present for certain sexual encounters between
minor victims and Epstein, such as interactions where a minor victim was undressed, and ultimately MAXWELL
was present for sex acts perpetrated by Epstein on minor victims. That abuse included sexualized massages
during which a minor victim was fully or partially nude, as well as group sexualized massages of Epstein
involving a minor victim where MAXWELL was present.
As alleged, minor victims were subjected to sexual abuse that included, among other things, the touching
of a victim's breasts or genitals, placing a sex toy such a vibrator on a victim's genitals, directing a victim to
touch Epstein while he masturbated, and directing a victim to touch Epstein's genitals. MAXWELL and
Epstein's victims were groomed or abused at Epstein's residences in New York, Florida, and New Mexico, as
well as MAXWELL's residence in London, England.
EFTA00021817

=== Page 3 ===
Additionally, in 2016, while testifying under oath in a civil proceeding, MAXWELL repeatedly made
false statements, including about certain specific acts and events alleged in the Indictment.
*
GHISLAINE MAXWELL, 58, is charged with one count of enticing a minor to travel to engage in illegal
sex acts, which carries a maximum sentence of five years in prison, one count of conspiracy to entice a minor to
travel to engage in illegal sex acts, which carries a maximum sentence of five years in prison, one count of
transporting a minor with the intent to engage in criminal sexual activity, which carries a maximum sentence of
10 years in prison, one count of conspiracy to transport a minor with the intent to engage in criminal sexual
activity, which carries a maximum sentence of five years in prison, and two counts of perjury, each of which
carries a maximum sentence of five years in prison.
The statutory maximum penalties are prescribed by Congress and are provided here for informational
purposes only, as any sentencing of the defendant would be determined by the judge.
Ms. Strauss praised the outstanding investigative work of the FBI and the NYPD.
This case is being handled by the Office's Public Corruption Unit. Assistant U.S. Attorneys
, and
are in charge of the prosecution.
The charges contained in the Indictment are merely accusations. The defendant is presumed innocent
unless and until proven guilty.
20-138
###
DO NOT REPLY TO THIS MESSAGE. IF YOU HAVE QUESTIONS, PLEASE CALL THE PRESS OFFICE
AT (212) 637-2600.
Follow us on Facebook Follow us on Twitter SDNY website YouTube
[1]
As the introductory phrase signifies, the entirety of the text of the Indictment, and the description of the Indictment set forth herein,
constitute only allegations, and every fact described therein should be treated as an allegation. The defendant is presumed innocent
unless and until proven guilty.
EFTA00021818


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=== Page 1 ===
From
To
Co
Subject: RE: SDNY investigation
Date: Fri, 05 Jun 2020 19:40:39 +0000
Understood, thanks.
From:
Sent: Friday, June 05, 2020 15:35
To:
Cc:
Subject: Re: SDNY investigation
Appreciate the courtesy. Please do not pass on our contact info. That said, feel free to contact us if anything comes up in
your investigation.
Thank you. Hope you guys are all hanging in okay.
Brendan F. Quigley
M
On Jun 5, 2020, at 3:19 PM,
vrote:
[EXTERNAL EMAIL]
Brendan,
An attorney for an individual who has an active civil case in connection with Epstein has reached out to us to ask if we
know the current counsel for M
I assume that the attorney is seeking to serve a request or subpoena for
documents and/or testimony, though we haven't asked specifically.
I don't think we ordinarily engage on that type of question, but given that we have been in touch with you in connection
with our interview of Mr.
if you'd like we can pass along your contact info, so that the attorney goes to you
rather than attempting to contact or serve Mr
directly. And if not, of course no problem, and we'll just let him
know that we're not able to comment one way or the other on the status of any counsel. Whatever you prefer.
Thanks, and hope you're well these days.
From:
Sent: Friday, February 07, 2020 18:36
EFTA00022358

=== Page 2 ===
To:
Cc:
Subject: RE: SDNY investigation
Thank
From:
Sent: Friday, February 7, 2020 6:13 PM
To: Ouigley Brendan
Cc:
Subject: RE: SDNY investigation
[EXTERNAL EMAIL]
Brendan,
As promised, attached please find a copy of the proffer agreement signed today.
thanks,
Confidentiality Notice:
The information contained in this email and any attachments is intended only for the recipient[s] listed above and may be privileged
and confidential. Any dissemination, copying, or use of or reliance upon such information by or to anyone other than the recipient[s]
listed above is prohibited. If you have received this message in error, please notify the sender immediately at the email address
above and destroy any and all copies of this message.
EFTA00022359


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=== Page 1 ===
From:
To:
Subject: FW: RE:
Date: Fri, 30 Nov 2018 18:40:32 +0000
Importance: Normal
I unfortunately am in another meeting at 3:30 today, but feel free to go ahead without me.
Not sure if you had talked to
about this, but after the news reports,
and I were trying to do some
additional digging to see if there was a way that we could reopen this investigation given that some of the conduct seems
to have touched on New York.
Thanks,
From:
Sent: Friday, November 30, 2018 1:39 PM
To:
Cc:
is
is
is
Subject: Re: RE:
Either of those times work for me.
and I have a meeting at 2 so 3:30 would be better if possible.
Sent from my iPhone
On Nov 30, 2018, at 1:35 PM,
wrote:
All,
We've been able to gather some information on the Jeff Epstein matter and I'd suggest we have a call to determine the
way forward. Does 3:00 or 3:30 today work?
From:
Sent: Thursday, November 29, 2018 4:40 PM
To:
Subject: FW:
From:
) [mailto:
Sent: Thursday, November 29, 2018 1:36 PM
To:
Cc: Kim,
(USANYS) 4
Subject:
EFTA00023179

=== Page 2 ===
Have you seen this article?
https://www.miamiherald.com/news/local/article220097825.html
Have any insight? From the article is sounds like he cooperated in a financial fraud case and was non-prosd.
and I can chat whenever.
Thanks,
Assistant United States Attorney
Human Trafficking Co-Coordinator
Violent & Organized Crime
Southern District of New York
5
EFTA00023180


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=== Page 1 ===
New York City Police Department
Omniform System - Complaints
Report Cmd:
Jurisdiction:
Record Status:
Complaint #:
No Other Legacy Blue
No Other Complaint
006
N.Y. POLICE DEPT
No Status
1996-006-007241
Versions
Revisions
Occurrence 114 GREENE
NYC Parks Dept. Property
Precinct: 006
Location: STREET
Did this offense occur on NYC Parks Dept.
Sector: H
Name Of Premise:
Property?
Beat: 11
COMMERCIAL
Command:
Post: 32
Premises Type:
BUILDING
NYC Parks Dept. Property Name:
Location Within
OFFICE AREA.
Premise:
Visible By Patrol?: NO
Occurrence From: 1996-07-11 12:00:00 THURSDAY
Aided #
Occurrence thru: 1996-07-17 00:00:00
Accident #
O.C.C.B.#
Reported: 1996-08-29 18:20:09
Complaint Received: WALK-IN
Classification: AGG HARRASSMENT 2M
Case Status: CLOSED
Attempted/Completed: COMPLETED
Unit Referred To: PATROL
Most Serious Offense Is: N/A
Clearance Code:
PD Code: 639 AGGRAVATED HARASSMENT 2
Log/Case #: 0
PL Section: 24030
Clearance Arrest Id:
Keycode: 361 OFF. AGNST PUB ORD SENSBLTY &
Clearance AO Cmd:
File #:
Prints Requested? NO
Is This Related To Stop And Frisk Report
SQF Number:
Was The Victim's Personal Information Taken Or Possessed?
Was The Victim's Personal Information Used To
NO
0000-000-00000
Commit A Crime?
Gang Related?
OCCB FOD Log #:
Name Of Gang:
Child Abuse Suspected?
DIR Required?
Child in Common?
Intimate Relationship?
Officer Body Worn Camera:
If Burglary:
Alarm:
If Arson:
Taxi Robbery:
Forced Entry?
Bypassed?
Structure:
Partition Present:
Structure:
Comp Responded?:
Occupied?:
Amber Stress Light Activated:
Entry Method:
Company
Damage by:
Method of Conveyance:
Entry Location:
Name/Phone:
Location of Pickup:
Crime Prevention
Survey NO
Requested?:
Complaint/Reporter
Present?:
Supervisor On Scene - Rank / Name /
Canvas Conducted:
Translator(if used):
Command
NARRATIVE:
WITNESS STATES @ T/P/O THE ABOVE MENTIONED PERSON DID CALL HER AND STATED HE WAS GOING TO BURN VICTIM'S PAINTING AND SEND HER POLOROIDS OF THE BURNT PAINTINGS. THE ABOVE
MENTIONED PERSON HAS KEYS TO VICTIM'S APARTMENT.
No NYC TRANSIT Data for Complaint # 1996-006-007241
Total Victims:
Total Witnesses:
Total Reporters:
Total Wanted:
1
1
0
1
Name:
VICTIM: # 1 of 1
Complaint#:
1996-006-007241
Nick/AKA/Maiden:
Gang/Crew Affiliation:
UMOS:
Name:
Sex/Type: FEMALE
Identifiers:
Race: WHITE
Will View Photo: NO
Age: 26
Will Prosecute: NO
Date Of Birth:
Notified Of Crime
Disabled? NO
NO
Victim Comp. Law:
Is this person not Proficient in English?:
If Yes, Indicate Language:
N.Y.C.H.A Resident?
Is Victim fearful for their safety / life?
Escalating violence / abuse by suspect?
Were prior DIR's prepared for C/V?
LOCATION
ADDRESS
CITY STATE/COUNTRY ZIP
APT/ROOM
HOME-PERMANENT
NEW YORK
Phone #: HOME: 212-243-6033
Action against Victim:
Actions Of Victim Prior To Incident:
Victim Of Similar Incident:
If Yes, When And Where
WITNESS # 1 of 1
Name:
Complaint #:
1996-006-007241
Nick/AKA/Maiden:
Gang/Crew Affiliation: NO
Sex/Type: FEMALE
Name:
Race: WHITE
Identifiers:
Age: 025
Date Of Birth:
Relationship To Victim:
Is this person not Proficient in English?: NO
If Yes, Indicate Language:
Location
Address
City State/Country Zip
Apt/Room
HOME-PERMANENT
EFTA00021315

=== Page 2 ===
Phone #: HOME: 212-924-9046 BUSINESS:212-274-0100
Name:
WANTED: # 1 of 1
Complaint#:
Arrested:
EPSTEIN, JEFFERY
1996-006-007241
Nick/AKA/Maiden:
Height: 6FT OIN
Order Of Protection:
Sex: MALE
Weight: 200
Issuing Court:
Race: WHITE
Eye Color: BLUE
Docket #:
Age: 45
Hair Color: GRAY
Expiration Date:
Date Of Birth:
Hair Length: SHORT
Order of Protection Violated?
U.S. Citizen:
Hair Style:
Does Suspect abuse Drugs / Alcohol?
Place Of Birth:
Skin Tone:
Suspect threatened /attempted suicide?
Is this person not Proficient in English?:
Complexion:
Is the suspect Parole I Probation?
If Yes, Indicate Language:
Relation to Victim:
Accent:
S.S.#:
Living together:
Can be Identified:
Gang/Crew Affiliation:
Name:
Identifiers:
LOCATION
ADDRESS
CITY STATE/COUNTRY ZIP APT/ROOM HOW LONG? RES. PCT
HOME-PERMANENT 9 EAST 71 STREET NYC NEW YORK
0
0
Phone #:
N.Y.C.H.A. Resident: N.Y.C. Housing Employee: On Duty:
Development: N.Y.C. Transit Employee:
Physical Force:
Used Transit System:
Station Entered:
Time Entered:
Metro Card Type:
Metro Card Used/Poses:
Card #:
CRIME DATA DETAILS
CLOTHING ACCESSORIES -UNKNOWN COLOR
CLOTHING FOOTWEAR UNKNOWN COLOR
CLOTHING HEADGEAR UNKNOWN COLOR
CLOTHING OUTERWEAR UNKNOWN COLOR
EVIDENCE:
Complaint # 1996-006-007241
Crime Scene Number:
Evidence Collected?:
Evidence Collection Team/Crime Scene Requested?:
ECT Responded?:
ECT Run#:
Crime Scene Responded?:
Evidence Invoice #
No IMEI Data for Complaint # 1996-006-007241
Reporting/Investigating M.O.S. Name:
Tax #:
Command:
Rep.Agency:
903605
006 PCT
NYPD
be:
Tax #:
Command:
Rep.Agency:
877156
006 PCT
NYPD
By:
Tax #:
Command:
Rep.Agency:
329587
006 PCT
NYPD
Signoff Supervisor Name:
Tax #:
Command:
Rep.Agency:
000000
END OF COMPLAINT REPORT
# 1996-006-007241
Print this Report
EFTA00021316


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=== Page 1 ===
Event: Accepted: Conference: Jeffrey Epstein
Start Date: 2019-07-18 13:30:00 +0000
End Date: 2019-07-18 15:30:00 +0000
Organizer:
Location: Courtroom 17B, 500 Pearl
Class: X-PERSONAL
Comment:
Date Created: 2019-07-15 18:43:12 +0000
Date Modified: 2019-07-15 18:43:12 +0000
Priority: 5
DTSTAMP: 2019-07-15 18:29:05 +0000
EFTA00020927


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=== Page 1 ===
Event: Mark Epstein Meeting
Start Date: 2019-10-28 19:00:00 +0000
End Date: 2019-10-28 20:00:00 +0000
Organizer:
Location: 645
Class: X-PERSONAL
Date Created: 2019-10-24 15:14:04 +0000
Date Modified: 2019-10-24 15:14:04 +0000
Priority: 5
DTSTAMP: 2019-10-24 14:56:48 +0000
Attendee:
Alarm: Display the following message 15m before start
I
Reminder
EFTA00023021


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=== Page 1 ===
June 01, 2007- -
Ghislaine Maxwell
June 29, 2007
JPMorgan
Primary Account Number:
Private Bank
Total enclosures: 12
Page 1 of 8
6001000000415
JPMorgan Chase Bank, N.A.
967 000 PB
GHISLAINE MAXWELL
Your JPMorgan Private Bank Team:
C/O NEW YORK STRATEGY GROUP
FRANCISCO VILLACIS
MELISSA DALTON
NEW YORK NY 10022
Private Bank ServiceLine
For assistance after business hours,
7 days a week.
(800) 243-6727
Morgan Premier Banking Summary
Deposit Accounts
Opening
Ending
Description
Number
Balance
Total Credits
Total Debits
Balance
Premier Checking
$149,704.20
$7,634,946 28
$7,663,408 95
$121,241 53
Total
$121,241.53
GOVERNMENT
EXHIBIT
502
$2 20 Cr. 330 (AJN)
Confidential Treatment Requested by
JPM-SDNY-00052158
JPMorgan Chase
EFTA00020584

=== Page 2 ===
June 01, 2007-
Ghislaine Maxwell
June 29, 2007
JPMorgan
Primary Account Number
Private Bank
Page 2 of 8
Premier Checking
Account Number
Ghislaine Maxwell
Summary
Opening Balance
$149,704.20
Average Balance
$937,555.13
Deposits and Credits
$7,634,946.28
Interest Paid this Period
$1,774.31
Checks, Withdrawals and Debits
$7,663,408.95
Interest Paid Year to Date
$2,721.51
Ending Balance
$121,241.53
Annual Percentage Yield
2.33%
Activity
Date
Description
Debit
Credits
Balance
Opening Balance
$149,704.20
Jun 06
Deposit
$9,025.00
$158,729.20
Jun 06
Check Paid # 10
$620.00
$158,109.20
Jun 06
Check Paid # 1062
$400.00
$157,709.20
Jun 07
Electronic Funds Transfer
$6,599.20
$164,308.40
NES LLC Re: PAYROLL
Ref: 250010103529TPW
Jun 07
Electronic Funds Trans
$105,000.00
$269,308.40
CWB TRANSFER Re
Ref: 44842831
Jun 08
Check Paid # 1061
$7.00
$269,301.40
Jun 12
Check Paid # 1065
$190.00
$269,111.40
Jun 12
Check Paid # 1066
$4,947.00
$264,164.40
Jun 12
Check Paid # 1067
$1,133.00
$263,031.40
Jun 12
Check Paid # 1068
$1,396.00
$261,635.40
Jun 14
Check Paid # 1069
$1,842.00
$259,793.40
Jun 15
Fedwire Credit
$7,400,000.00
$7,659,793.40
VIA: MELLON BANK N.A.-DUE FROM BK M
/043000261
B/O JEFFREY EPSTEIN
ST THOMAS VI 00802-1348
REF CHASE NYC/CTR/BNF=GHISLAINE MA
XWELL NEW YORK NY 10022-/AC-0000000
07391 RFB=O/B MELLON BANK BBI=/TIME
/15:32
IMAD 0615D3QCI20C005971
Jun 18
Internal Funds Transfer
$7,400,000.00
$259,793.40
FUNDS TRANSFER
DDA AC# 7391
16312 TO DDA AC#
As reque
sted
Jun 20
Check Paid # 1064
$10,000.00
$249,793.40
Jun 21
Electronic Funds Transfer
$6,599.20
$256,392.60
NES LLC Re: PAYROLL
Ref: 576006255108
Jun 22
Deposit
$948.57
$257,341.17
Confidential Treatment Requested by
JPM-SDNY-00052159
JPMorgan Chase
EFTA00020585

=== Page 3 ===
June 01, 2007-
Ghislaine Maxwell
June 29, 2007
JPMorgan
Primary Account Number
Private Bank
Page 3 of 8
Premier Checking
Account Number
(cont.)
Ghislaine Maxwell
Activity
Date
Description
Debit
Credits
Balance
Jun 22
Internal Funds Transfer
$100,000.00
$157,341.17
FUNDS TRANSFER
DDA AC# 7391
16312 TO DDA AC#
As reque
sted
Jun 22
Check Paid # 1063
$40,000.00
$117,341.17
Jun 22
Check Paid # 1070
$27,409.53
$89,931.64
Jun 26
Electronic Funds Trans
$105,000.00
$194,931.64
CWB TRANSFER Re
Ref: 47062367
Jun 27
Check Paid # 1071
$464.42
$194,467.22
Jun 28
Internal Funds Transfer
$75,000.00
$119,467.22
FUNDS TRANSFER
DDA AC# 7391
16312 TO DDA AC#
Letter f
rom client
Jun 29
Interest Paid
$1,774.31
$121,241.53
$7,663,408.95
$7,634,946.28
Ending Balance
$121,241.53
Checks Paid
Check
Date
Amount
Check
Date
Amount
Check
Date
Amount
1060
Jun 06
$620.00
1064
Jun 20
$10,000.00
1068
Jun 12
$1,396.00
1061
Jun 08
$7.00
1065
Jun 12
$190.00
1069
Jun 14
$1,842.00
1062
Jun 06
$400.00
1066
Jun 12
$4,947.00
1070
Jun 22
$27,409.53
1063
Jun 22
$40,000.00
1067
Jun 12
$1,133.00
1071
Jun 27
$464.42
Total Checks
$88,408.95
Enclosed Checks 12
About Your Relationship
We value your relationship with JPMorgan Private Bank. You were not charged for
services this statement period. Thank You.
Confidential Treatment Requested by
JPM-SDNY-00052160
JPMorgan Chase
EFTA00020586

=== Page 4 ===
June
01, 2007
Ghislaine Maxwell
June
29, 2007
JPMorgan
Primary Account Number:
Private Bank
Page 4 of 8
Important Information about Your Statement
Accounts are subject to the General Terms For Accounts and Services and applicable appendices and account agreements Your accounts, unless
otherwise indicated on the statement, are held by JPMorgan Chase Bank. N.A. (the "Bank").
Deposit accounts held at the Bank, including checking, savings, CD, and money market accounts, are FDIC insured
In Case of Errors or Questions About Your Electronic Funds Transfers (personal accounts only)
Telephone or write to the Bank if you think your statement or receipt is wrong, or if you need more information about an electronic transaction on
a statement or receipt. The phone number for inquiries is printed on the front of this statement The address for inquiries appears below. We
must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared.
Tell us your name and account number.
Please direct all inquiries to your Morgan Account
fficer at
Describe the error or the transfer you are unsure about,
JPMorgan Private Bank Client Service
and explain as clearly as you can why you believe it is an
500 Stanton Christiana Road, 1/OPS3
error or why you need more information
Newark, DE 19713-2107
Tell us the dollar amount of the suspected error
We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 business days for
transactions outside the U.S and point-of-sale transactions), we will recredit your account for the amount you think is in error so that you will
have use of the money during the time it takes us to complete our investigation.
In Case of Errors or Questions About Non Electronic Transfers
Please examine your account at once. If you feel an error has taken place or have questions concerning a non-electronic transaction, telephone or
write us within 30 days. The phone number is printed on the front of this statement The address appears above If no report is received within
this period, your account will be considered correct
Mutual Funds/Securities
Securities (including Mutual Funds) and annuities are not bank deposits and are not FDIC insured nor are they obligations
of or guaranteed by JPMorgan Chase Bank, N.A. or its affiliates or any federal or state government or government agency or
government sponsored agency. Securities (including mutual funds) and annuities involve investment risks, including the
possible loss of the principal amount invested.
The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of JPMorgan Chase Bank, N.A. JPMorgan
Chase Bank, N.A., and its affiliates receive compensation from JPMorgan Funds for providing services. Read the JPMorgan Funds prospectuses
carefully for details, including fees and expenses, before investing or sending money.
JPMorgan Select Shares of the Connecticut Daily Tax Free Income Fund, Inc. and JPMorgan Select Shares of the New Jersey Daily Municipal
Income Fund, Inc. are not part of, or affiliated with, the JPMorgan Family of Mutual Funds Reich & Tang Distributors Inc. and Reich & Tang
Asset Management L.P., which are unaffiliated with JPMorgan, are the funds' distributors and investment advisor. respectively. Reich & Tang
Distributors Inc. is a member NASD.
IRA Accounts
Accounts where the Bank serves as trustee or as discretionary investment manager for an ERISA plan or an IRA that hold Fiduciary Shares (as
described below) do not bear any portion of investment, administrative, custodian or other charges paid to the Bank or its affiliates for services to
the applicable JPMorgan Funds since these charges are subject to rebate as defined below. For accounts where the Bank serves as trustee, or
discretionary investment manager for an ERISA plan or an IRA, which hold shares in the JPMorgan Funds other than Fiduciary Shares, the Bank
receives fees for services from the JPMorgan Funds but waives account fees with respect to the funds so held Fiduciary Shares are shares in the
Select Shares class of JPMorgan Tax Aware Large Cap Value Fund, JPMorgan US Equity Fund, JPMorgan Tax Aware US Equity Fund,
JPMorgan Tax Aware Large Cap Growth Fund, JPMorgan Mid Cap Equity Fund, JPMorgan Trust Small Cap Equity Fund, JPMorgan Fleming
International Equity Fund, JPMorgan Short Term Bond Fund II, JPMorgan Bond Fund II, JPMorgan Tax Aware Enhanced Income Fund,
JPMorgan Tax Aware hortIntermediate Income Fund, JPMorgan Intermediate Tax-Free Income Fund, JPMorgan Tax-Free Income Fund,
JPMorgan California Bond Fund, JPMorgan NY Intermediate Tax Free Income Fund and JPMorgan NJ Tax Free Income Fund held in the Bank's
trust accounts or in the Bank's investment management accounts for ERISA plans or IRAs. "Rebate" means an amount returned by the Bank to
the account which holds the Fiduciary Shares. The rebate amount represents the portion of servicing fees paid to the Bank by the mutual fund
with respect to Fiduciary Shares
Confidential Treatment Requested by
JPM-SDNY-00052161
JPMorgan Chase
EFTA00020587

=== Page 5 ===
June 01,2007-
Ghislaine Maxwell
June 29,2007
JPMorgan Private Bank
Page 5 of 8
Primary Account Number:
Premier Checking
CHECK NO. 1070
$27,409.53 PAID 06/22
1070
#
GHISLAINE MAXWELL
APMORGAN CHASE BANK
NEW FORK, MY 10000
1-8410
6/20/1977
PAY TOTHE
ORDER OF
American Express
$
N
Twen) fine Thousand Four Hundred and 15/10P
DOLLARS
American Exprise
PO Dos
Nrw York 10116-2635
MEMO
⑇0002740953⑇
Confidential Treatment Requested by
JPM-SDNY-00052162
JPMorgan Chase
EFTA00020588

=== Page 6 ===
June 01,2007-
Ghislaine Maxwell
June 29, 2007
JPMorgan Private Bank
Page 6 of 8
Primary Account Number:
Premier Checking
CHECK NO. 1060
$620.00 PAID 06/06
*122101706*
06/04/2007
03250742916
NL
1080
-
I
DOB
4823037063 03250742916
081000021
921518 200
-
I
-
1000/
0170040635
078006894347
/000006 2000/
CHECK NO. 1061
$7.00
PAID 06/08
1061
GHISLAINE MAXWELL
BLACK
NEW FORK, NY 12536
10010
1/18/2007
THE
Magrani
1900
Sends
DOLLARS
MEMO
Havey Keen
⑇0000000 700/
CHECK NO. 1062
$400.00 PAID 06/06
1062
GHISLAINE MAXWELL
- CHASE BANK
NEW YORK NY 100.00
1028
1/18/2000
540177151 06952807 " USA #
5401 79181 02 080507 096379675
02:000009
0612
necess
096
ITIBANK
NA
#255
540179161
060507
2012422627
DROD' OF
Four
DOLLARS
Cela
MD
MI
-
********
MEMO
Accept
8470443101
⑇0000040000⑇
CHECK NO. 1063
$40,000.00
PAID 06/22
1063
GHISI AINE MAXWELL
- CHARE BANK
NEW YORK NV 18806
1.3.710
6/5/2007
PAY TOTHE
5070062913
ORDER OF
United These
Party
Thousand
DOLLARS
011000138
CREDIT
TO
THE
TREASURY
United Seases Terms
172
ACCII
133784833
new
30
200712
0620
06212007 0320752651 CASS032
R0628
MEMO
1007
Form
rays
02
9070272429
133-78-4883
⑇0004000000⑇
CHECK NO. 1064
$10,000.00 PAID 06/20
1064
GHISL AINE MAXWELL
BANK
NEW MM -
Mrs
4/5/2007
PAY THE
ORDER OF
NYS
Income
Tax
BGM
LBX
JPIC
BE
NOD PRICE
Thousand
fb
To
DOLLARS
20000-13 0192 09 061907 061907
NYS
Tax
MEMO
IT.US
BELIMMES
0599114686
8670222850
/000 1000000⑇
Confidential Treatment Requested by
JPM-SDNY-00052163
JPMorgan Chase
EFTA00020589

=== Page 7 ===
June 01,2007-
Ghislaine Maxwell
June 29, 2007
JPMorgan Private Bank
Page 7 of 8
Primary Account Number:
Premier Checking
CHECK NO. 1065
$190.00 PAID 06/12
1065
GHISL
PROPLAM CRASS BANK
NEW YORK MY
1424
6/5/3007
650155875
BSN
5501 55029 02 061107 098379796
MD
06/05/1984
0505
061107
2012422627
DOLLARS
MEMO
Her
in
06132957
133784883
7870425043
/00000 9000⑇
CHECK NO. 1066
$4,947.00
PAID 06/12
1066
CHISLAINE MAXWELL
JPHORGAN CHASE BANK
NEW YORK BY ***
1020
006
MY THE
Insurance Central Ohio
*4,947.00
DRDER OF
Tear
DOLLARS
&
0086. 76109
ACCOUNT
0000658812
Hyke ⑇0000494700⑇
2525416697
6660433824
CHECK NO. 1067
$1,133.00 PAID 06/12
1067
GHISL AINE MAXWELL
WHOMGAN CHARL BANK
NEW NY -
1-2419
06/12/2007 006
PAY
Insurance
Obio
**1,133.00
081000001
2680556440
DOLLARS
#05
Hyper ⑇0000 300⑇
76110 0046.
MHMO
060410070
CHECK NO. 1068
$1,396.00 PAID 06/12
1068
GHISL AINE MAXWELL
BANK
NEW -
1220
6/6/2007
006
PAY
(@100002)
Ohio
5
DOLLARS
MENO
Hyper
76111 00651
FOR DEPORT ONLY
Policy lovelse 9006
0600404235
CENTRALOHK
/0000 139600⑇
CHECK NO. 1069
$1,842.00 PAID 06/14
1069
GHISL AINE MAXWELL
I
- YORK NY 10000
1.2.210
PAY THE
Named
**1,843.00
ORDER or
NJ
One
Tight
DOLLARS
-
WITH
use
MEMO
/0000 184 200/
Confidential Treatment Requested by
JPM-SDNY-00052164
JPMorgan Chase
EFTA00020590

=== Page 8 ===
June 01,2007-
Ghislaine Maxwell
June 29, 2007
JPMorgan Private Bank
Page 8 of 8
Primary Account Number:
Premier Checking
CHECK NO. 1071
$464.42 PAID 06/27
1071
1
GHISL AINE MAXWELL
- BANK
NEW YORK NY 10008
12219
6/30/2017
.
PAY THE
ORDER or
Maslets
$
e
Pow I his Few and 42/100
DOLLARS
Capir Water
101 745323
57
REMO
Account 06954558-001-42
9176373251
⑇000004644 "
Confidential Treatment Requested by
JPM-SDNY-00052165
JPMorgan Chase
EFTA00020591


c1: EFTA00020766
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0004/EFTA00020766.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From: "Martin G. Weinberg"
To:
)"
Cc: Reid Weingarten
, 'Martin Weinberg'
Subject: RE: U.S. V. Epstein, 19 Cr. 490 (RMB), Government bail memorandum
Date: Sat, 13 Jul 2019 21:34:39 +0000
Hi
would a more targeted request for 1 month of the 5 years of records the month of the two wires - result in
Reid/myself reviewing these records prior to Monday's hearing?
And if you could give us the names of the recipients of the two wires that too would help
Thanks
Marty
Martin G. Weinberg, Esq.
This Electronic Message contains information from the Law Office
of Martin G. Weinberg, P.C., and may be privileged. The information is intended for the use of the addressee
only. If you are not the addressee, please note that any disclosure, copying, distribution, or use of the contents
of this message is prohibited.
From:
)
[mailto:
Sent: Saturday, July 13, 2019 2:36 PM
To: Martin G. Weinberg
Cc: Reid Weingarten
Subject: RE: U.S. V. Epstein, 19 Cr. 490 (RMB), Government bail memorandum
Hi Marty,
We do expect to produce them as part of Rule 16 discovery. I expect we may reference financial information in
connection with filings as necessary appropriate, as we did in Friday's submission, but we'll of course provide the full
materials to you as discovery.
thanks,
From: Martin G. Weinberg
Sent: Friday, July 12, 2019 18:28
To:
Cc: 'Martin Weinberg'
>; ; Reid Weingarten
Subject: RE: U.S. V. Epstein, 19 Cr. 490 (RMB), Government bail memorandum
we request a copy of the records obtained from Institution 1. We would request that they be provided as discovery
and not as part of a public filing. Let me know if you consent to that production.
Otherwise enjoy your weekend
Marty
Martin G. Weinberg, Esq.
EFTA00020766

=== Page 2 ===
This Electronic Message contains information from the Law Office
of Martin G. Weinberg, P.C., and may be privileged. The information is intended for the use of the addressee
only. If you are not the addressee, please note that any disclosure, copying, distribution, or use of the contents
of this message is prohibited.
From:
)
[mailto:
Sent: Friday, July 12, 2019 5:40 PM
To:
Cc:
'Martin Weinberg'
>; 'rweingarten@steptoe.com
V.
>;
Subject: RE: U.S. V. Epstein, 19 Cr. 490 (RMB), Government bail memorandum
To the Chambers of Judge Berman:
With apologies for the delay, attached please find a courtesy copy of the Government's reply in support of its detention
memo and in opposition to the defendant's motion for bail, including exhibits, filed this afternoon in the above-captioned
case. Defense counsel is copied.
I hope everyone has a good weekend.
Thank you,
Assistant U.S. Attorney
Southern District of New York
EFTA00020767


c1: EFTA00021935
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0004/EFTA00021935.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
To:
Cc:
Subject: Re: New BOP Docs
Date: Fri, 24 Jul 2020 02:15:38 +0000
Ok got it. Will get you the draft tomorrow.
Co-Chief, Narcotics Unit
O:
C:
On Jul 23, 2020, at 22:14,
wrote:
Great. Thanks for the quick turnaround on this.
Also, I think I flagged this on the call but just to be clear,
would like to take a look at the current versions of the
declarations tomorrow. He knows about the new docs and that there may be changes based on them, but I think just
wants a sense of what the declarations will be. So if you can send me wherever the draft is tomorrow so I can pass along
to him that'd be great-but no need to incorporate changes based on the new docs if that's not possible by tomorrow.
Thanks.
From:
Sent: Thursday, July 23, 2020 10:11 PM
To:
Cc:
Subject: New BOP Docs
- In the new materials from BOP, documents that should be withheld because they may impact Tartaglione are:
From the "All Docs"
272 - 286, 517-539, 543-562, 637-641, 657-661, 666-688, 772-778, 827-849, 861-871, 902-918 (reports related to July
23 incident/Epstein mental health)
898 (Tartaglione disciplinary history, with reference to July 23 incident as well)
From the "Assoc Warden"
62-64, 66-68, 166-168, 171-172, 174-176, 278-279, 303, 306, 347, 405 (reports related to July 23 incident/Epstein
mental health)
401-402 (Tartaglione disciplinary history, with reference to July 23 incident as well)
Let me know if you have any questions.
Co-Chief, Narcotics Unit
United States Attorney's Office
Southern District of New York
EFTA00021935

=== Page 2 ===
New York, New York 10007
EFTA00021936


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c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0004/EFTA00021547.pdf
c6: pdf
c7: images
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=== Page 1 ===
From:
)"
To:
Cc:
,
)"
Subject: Ex Parte Submission: United States V. Jeffrey Epstein, 19 Cr. 490 (RMB)
Date: Fri, 02 Aug 2019 22:16:46 +0000
Attachments: 2019-08-02,_JE_ex-parte_discovery_letter.pdf
To the Chambers of Judge Berman:
The Government respectfully submits the attached ex parte letter. The letter is respectfully requested to be filed under
seal, because it discusses victim witnesses.
Sincerely,
Assistant United States Attorney
Southern District of New York
One Saint Andrew's Plaza
New York, NY 10007
EFTA00021547


c1: EFTA00022324
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c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0004/EFTA00022324.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
To:
Subject: Re:
Date: Mon, 05 Aug 2019 20:58:01 +0000
Just walked out
Sent from my iPhone
On Aug 5, 2019, at 4:55 PM
wrote:
Epstein team is here if you're still here.
Co-Chief, Public Corruption Unit
U.S. Attorney's Office for the
Southern District of
el.
EFTA00022324


c1: EFTA00022483
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0004/EFTA00022483.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
To: "
"
Subject: FW: photo project
Date: Thu, 30 Sep 2021 20:41:28 +0000
Importance: Normal
Attachments: Photos_for_Trial_Prep_with_Location_Info.xlsx
From:
Sent: Thursday, September 30, 2021 4:31 PM
To:
Cc:
Subject: RE: photo project
Hi
The photo sourcing project is completed and attached.
I added 3 columns: Evidence Item #, Name of CD and Location of Item.
Thanks,
From:
Sent: Monday, September 27, 2021 6:26 PM
To:
Cc:
Subject: [EXTERNAL EMAIL] - photo project
Hi
Just checking in on the photo sourcing project. Do you think you'll be able to send us that spreadsheet in the next few
days?
Thanks so much for helping with this.
Assistant United States Attorney
Southern District of New York
One Saint Andrew's Plaza
New York, NY 10007
EFTA00022483


c1: EFTA00020803
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0004/EFTA00020803.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
)"
To:
Cc:
)"
)"
Subject: RE: Epstein search materials for upload and privilege review
Date: Sun, 23 Feb 2020 00:22:29 +0000
Totally understand it's voluminous, but we do to need to move it because otherwise our searching process will be all
messed up - we won't be able to run terms through all search warrant returns (instead, we'd have to duplicate literally
every search across two different huge folders). And it doesn't work to just search all materials in the entire file because
the FBI case file is also huge.
If going forward there is any question at all on where things should go in the folder structure, we're more than happy to
provide guidance on that.
From:
Sent: Friday, February 21, 2020 17:04
To:
Cc:
is
is
Subject: Re: Epstein search materials for upload and privilege review
Moving may be an issue, PAE had trouble releasing the data because they were so voluminous.
On Feb 21, 2020, at 4:55 PM,
wrote:
Ah, possibly it's the "2020-01-23" folder under Subpoena Returns? If so,
can we please (1) move that to under the
Search Warrant Returns folder, and (2) if at all possible, combine the 37 different subfolders into one? There doesn't
appear to be any distinction between all of those folders so I don't think there's any utility in having so many subgroups.
But let us know if (2) is a problem and happy to discuss.
From:
Sent: Friday, February 21, 2020 16:53
To:
Cc:
is
is
Subject: RE: Epstein search materials for upload and privilege review
I think they are in the Subpoena Returns folder, which I thought was strange. I'm heading to
now but will log in
after that to find them.
EFTA00020803

=== Page 2 ===
From:
Sent: Friday, February 21, 2020 4:32 PM
To:
Cc:
is
is
Subject: RE: Epstein search materials for upload and privilege review
just tried calling but didn't catch you - I don't see where these are located in Relativity? I think they should be
under "Search Warrant Returns" but I don't see them there (or anywhere else under the Epstein overall folder). Let me
know if I've just missed them, which is entirely possible, or if they're not accessible to us yet? Thank you!
From:
Sent: Thursday, February 20, 2020 21:12
To:
is
Cc:
is
)
Subject: Re: Epstein search materials for upload and privilege review
The NP folder has been released.
On Feb 20, 2020, at 2:28 PM,
wrote:
Here's the STR and the data should be released soon, it's just taking a while because the load is so large.
From:
Sent: Thursday, February 20, 2020 11:42 AM
To:
)
is
Cc:
is
Subject: RE: Epstein search materials for upload and privilege review
New data is loaded and we've segregated the PP hits; you should have access to the new data today. Will keep you
posted.
Thanks,
From:
Sent: Wednesday, February 12, 2020 1:04 PM
To:
Cc:
is
)
is
Subject: RE: Epstein search materials for upload and privilege review
wanted to follow up on this - is the data fully uploaded, or did it get delayed? Thanks.
EFTA00020804

=== Page 3 ===
From:
Sent: Friday, February 07, 2020 11:25
To:
Cc:
is
is
Subject: RE: Epstein search materials for upload and privilege review
Great, thank you!
From:
Sent: Friday, February 07, 2020 09:34
To:
Cc:
)
is
Subject: RE: Epstein search materials for upload and privilege review
The data should be ready by Monday morning.
From:
Sent: Tuesday, February 4, 2020 6:58 PM
To:
Cc:
is
Subject: RE: Epstein search materials for upload and privilege review
Wanted to quickly check the status of the below - it's only been a couple weeks, so totally understand it may not be
complete, but hopefully we're getting close? If you could please check with the vendor and let us know, we'd be
grateful - and we'll plan to get it to
asap once we have access.
thanks,
From:
Sent: Tuesday, January 21, 2020 18:50
To:
Cc:
is
is
Subject: RE: Epstein search materials for upload and privilege review
We've received a hard drive from FBI CART, which they've processed from devices seized and searched in connection
with the Epstein case. Can we please get those materials uploaded to Relativity, for privilege review by
(copied
here)? I've left the hard drive with the materials on your chair. (And if we could please get that hard drive back once
the materials are uploaded, the FBI has another batch they want to transmit to us for the same process, so that will
also be coming shortly.)
And then
these will be subject to just the exact same privilege review you previously ran in connection with
Epstein search warrant returns.
EFTA00020805

=== Page 4 ===
Please let us know if any questions or issues at all? And thanks very much as always.
<STR_Epstein_Privilege Terms_02.14.2020.pdf>
EFTA00020806


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c3: VOL00008
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c6: pdf
c7: images
c0:
=== Page 1 ===
From:
To: "Martin G. Weinberg"
Cc:
"Miller, Michael"
>, , Reid
Weingarten
Subject: Protective Order
Date: Tue, 23 Jul 2019 23:02:28 +0000
Attachments: 2019-07-23,_JE,_protective_order_for_discovery_(RMB).pdf
Marty,
Following up on our conversation this morning, I'm attaching the proposed protective order we discussed. If you have any
questions, or think it would be productive to schedule a call to discuss, please let us know.
Thanks,
Assistant United States Attorney
Southern District of New York
One Saint Andrew's Plaza
New York, NY 10007
EFTA00021650


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c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0004/EFTA00021154.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
To:
Subject: FW: Epstein memo
Date: Mon, 13 May 2019 19:43:53 +0000
Importance: Normal
Attachments: 2019-05-10_JE_status_memo_for_ODAG.finaldocx.docx1 2019-05-
10_JE_status_memo_for_ODAG.finaldocx.pdf
From:
(USANYS)
Sent: Monday, May 13, 2019 2:58 PM
To
Cc:
(USANYS)
Subject: Epstein memo
- here it is with your couple of revisions.
Chief, Public Corruption Unit
United States Attorney's Office for the
Southern District of New York
1 St. Andrew's Plaza
EFTA00021154


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c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0004/EFTA00022041.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From: White Collar Law360
To:
Subject: Theranos Founder Elizabeth Holmes Can't Shake New Charges
Date: Wed, 14 Oct 2020 07:35:44 +0000
Law360 White
Collar
WHITE COLLAR
How does your salary stack up to your peers?
Take our survey.
Wednesday, October 14, 2020
Follow Law360
TOP NEWS
Law360 Rising Stars
Ghislaine Maxwell's Bid To Seal Depo Resonates In 2nd Circ.
A Second Circuit panel offered measured support Tuesday for Ghislaine
Maxwell, the former girlfriend of Jeffrey Epstein charged with helping the
deceased financier abuse underage girls, in Maxwell's challenge to an order
calling for the release of a deposition at the heart of her case.
Read full article
EFTA00022041

=== Page 2 ===
EFTA00022042

=== Page 3 ===
EFTA00022043

=== Page 4 ===

=== Page 5 ===
EFTA00022045

=== Page 6 ===
EFTA00022046


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c3: VOL00008
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c6: pdf
c7: images
c0:
=== Page 1 ===
From:
"
(NY) (FBI)"
To:
(USANYS)"
)"
Subject: RE:
Date: Thu, 31 Oct 2019 18:45:06 +0000
Sounds good.
On Oct 31, 2019 9:41 AM,
"
)"
wrote:
Sure, that works for us. We can give you a call then.
From:
(NY) (FBI)
Sent: Thursday, October 31, 2019 8:31 AM
To:
(USANYS)
is
Subject: RE:
Want to do a call at 3?
On Oct 30, 2019 6:29 PM,
)"
wrote:
We met with our team this afternoon. You have time to catch up tomorrow or Friday afternoon?
From:
(NY) (FBI)
Sent: Wednesday, October 30, 2019 3:44 PM
To:
is
(USANYS)
Subject:
Thoughts on Epstein status meeting?
EFTA00021292


c1: EFTA00022356
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0004/EFTA00022356.pdf
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c7: images
c0:
=== Page 1 ===
Fron
T
C
Subject: Re: SDNY investigation
Date: Fri, 05 Jun 2020 19:34:49 +0000
Appreciate the courtesy. Please do not pass on our contact info. That said, feel free to contact us if anything
comes up in your investigation.
Thank you. Hope you guys are all hanging in okay.
Brendan E Ouiglev
On Jun 5, 2020, at 3:19 PM,
wrote:
[EXTERNAL EMAIL]
Brendan,
An attorney for an individual who has an active civil case in connection with Epstein has reached out to us to ask if we
know the current counsel for
I assume that the attorney is seeking to serve a request or subpoena for
documents and/or testimony, though we haven't asked specifically.
I don't think we ordinarily engage on that type of question, but given that we have been in touch with you in connection
with our interview of Mr.
if you'd like we can pass along your contact info, so that the attorney goes to you
rather than attempting to contact or serve Mr.
directly. And if not, of course no problem, and we'll just let him
know that we're not able to comment one way or the other on the status of any counsel. Whatever you prefer.
Thanks, and hope you're well these days.
From:
Sent: Friday, February 07, 2020 18:36
To:
Cc:
Subject: RE: SDNY investigation
)
Thanks
Fron
Sent: Friday, February 7, 2020 6:13 PM
To: Quigley, Brendan
EFTA00022356

=== Page 2 ===
Subject: RE: SDNY investigation
[EXTERNAL EMAIL]
Brendan,
As promised, attached please find a copy of the proffer agreement signed today.
thanks.
Confidentiality Notice:
The information contained in this email and any attachments is intended only for the recipient[s] listed above and may be privileged
and confidential. Any dissemination, copying, or use of or reliance upon such information by or to anyone other than the recipient[s]
listed above is prohibited. If you have received this message in error, please notify the sender immediately at the email address
above and destroy any and all copies of this message.
EFTA00022357


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c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0004/EFTA00023177.pdf
c6: pdf
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c0:
=== Page 1 ===
From:
To:
Cc:
Subject: RE: Maxwell Investigation - Friendly Subpoena to Real Estate Attorney
Date: Wed, 08 Jul 2020 13:09:01 +0000
Thanks very much.
From:
Sent: Wednesday, July 8, 2020 9:05 AM
To:
is
is
is
Cc:
Subject: RE: Maxwell Investigation - Friendly Subpoena to Real Estate Attorney
has approved this "friendly subpoena" to
Thanks,
From:
Sent: Tuesday, July 7, 2020 5:04 PM
To:
Cc:
is
>;
Subject: Maxwell Investigation - Friendly Subpoena to Real Estate Attorney
The Maxwell team would like to send a "friendly subpoena" to real estate attorney
who handled the
purchase of Maxwell's New Hampshire property in 2019.
reached out to the FBI following Maxwell's arrest and
offered her assistance. She requested via email the formality of a subpoena before providing us non-privileged
documents from her file. As such, we do not need PSEU's approval, but we do need
approval to issue the
subpoena. The proposed subpoena is attached to this email. In short, we are seeking any non-privileged documents and
records regarding the purchase of Maxwell's New Hampshire property. These records are relevant to our ongoing
investigation into Maxwell's finances, including any financial ties to Epstein and any efforts Epstein may have made to buy
Maxwell's silence.
Please let us know if you have any questions or would like to discuss.
Thanks,
EFTA00023177


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c3: VOL00008
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c7: images
c0:
=== Page 1 ===
From:
To:
Subject: FW: Opinion on Maxwell Motions
Date: Mon, 26 Apr 2021 13:54:07 +0000
Attachments: Maxwell_Opinion_MTD.pdf
Here's the Order in Maxwell.
From:
Sent: Friday, April 16, 2021 6:10 PM
To:
Subject: Opinion on Maxwell Motions
Judge Nathan's opinion on the majority of Maxwell's pretrial motions is attached. She granted Maxwell's motion to sever
the perjury counts but denied the remaining motions, except for the suppression motions with respect to the Boies
Schiller materials, which she did not address (they will be decided "in due course").
EFTA00022090


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c7: images
c0:
=== Page 1 ===
U.S. DEPARTMENT OF
U.S. Customs and Border Protection
U.S. Department of Homeland Security
HOMELAND ARCURITY
Person Encounter Detail
09/21/2021 11:33 EDT
Generated By:
Page 1 of 1
Encounter Person Detail
Last Name
First Name
Middle Initial
Gender
Date of Birth
MAXWELL
GHISLAINE
1
Document Number
Document Type
Document Country
Class of Admission
Admit Until Date
U.S. ALIEN REGISTRATION
UNITED STATES
CARD
Encounter Person Detail
Encounter Line Type
Encounter Date
Encounter Time (Eastern)
Terminal Lane
Site/Encounter Location
AIRLINE (NOT API)
01/21/2000
23:35
RM06
A523 - CBP-PALM BEACH,
INTERNATIONAL
Inbound/Outbound
Inspector
Processing Result
Primary Query Result
Referred To Agency
INBOUND
N
NOT REFERRED
Manifest Data
Manifest Indicator
Passenger Status
Updated Passenger Status
Flight/Vessel Number
Departure Location
N
505LS
Transmitted By
Carrier Code
Arrival Location
00
For Official Use Only / Law Enforcement Sensitive
EFTA00021185


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=== Page 1 ===
SEARCH NUMBER: 19-J-9358
Dear Client:
THIS COMPANY certifies that it has conducted a search of
the records in the office of the Clerk and Register of
the County of NEW YORK, City of NEW YORK for Record Owner (s),
Open Mortgages, Judgments, Federal Tax Liens, Lis Pendens,
Mechanic Liens and Warrants. Search also includes, Covenants,
Restrictions, Easements, if any, and Tax Search against the
subject premises set forth below.
SUBJECT PREMISES: 9 East 71st Street,
New York, New York
The following returns were found of the record:
DEED:
Birch Wathen School, Inc.
Dated
09-06-89
-TO-
Recorded 09-11-89
Nine East 71st Street Corporation
Reel 1617 Page 2412
N.Y.S.T.T. Paid $52,800.00
DEED:
Nine East 71st Street Corporation
Dated
12-23-11
(by Jeffrey E. Epstein, President)
Recorded 01-10-12
-TO-
CRFN: 2012000008342
Maple, Inc.
(Last Deed of Record)
No Consideration
(Continued)
EFTA00020929

=== Page 2 ===
2
OBJECTIONS TO TITLE:
SEARCH #: 19-J-9358
1. Subject to any state of facts an accurate Survey may show.
2. Subject to any Tax Assessments, Water and Sewer charges,
if any.
3. Subject to the Rights of Tenants or Persons in Possession,
if any.
4. Unpaid Vault Charges, if any.
5. Subject to all Covenants and Restrictions, Reservations &
Easements of record, if any.
6. Lis Pendens filed 07-11-19, Index # 19CR490.
(Image Not Available)
7. No Open Mortgages found of record.
8. No Open Judgments found of record.
9. Possible Unpaid N.Y.S. Franchise Taxes -VS-
Maple, Inc.
10. Possible Unpaid N.Y.C. Corporate Taxes -VS-
Maple, Inc.
11. Possible Unpaid N.Y.S. Franchise Taxes -VS-
Nine East 71st Street Corporation
12. Possible Unpaid N.Y.C. Corporate Taxes -VS-
Nine East 71st Street Corproation
13. Tax Search (See Herein)
(Continued)
EFTA00020930

=== Page 3 ===
3
No other returns were found of record.
Said subject premises are also known and designated on the
NEW YORK County Tax Map as:
Block: 1386
Lot: 10
This Company's maximum liability hereunder is limited to the
total fee paid for this search. No liability is assumed for
items not indexed or miss indexed. This report is based upon
information supplied by the applicant as to the location and
identification of the premises, and no liability is assumed for
any discrepancies resulting therefrom. This report is offered
for information only and does not represent either a commitment
to insure Title or an opinion as to the marketability of Title
to the subject premises.
SEARCH CERTIFICATION DATE: AS OF 8AM 06-10-19
JADE DATA RESEARCH, INC.
EFTA00020931


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=== Page 1 ===
From: "etravelservices@cwtsatotravel.com" <etravelservices@cwtsatotravel.com>
To:
Subject: Final Voucher
prepared by a travel arranger is pending your review
Date: Tue, 03 Mar 2020 17:26:28 +0000
Importance: Normal
Dear
Final voucher
has been prepared by your travel arranger and is ready for your review. Please log
into E2 Solutions to review the document.
Trip ID: 11063602-1
Voucher ID: 1
Voucher type: Final
Traveler name:
Purpose: R20NYS13404 - Epstein Investigation Witness interview
Destination: Beverly Hills, CA, United States
Dates: 2020-02-25 - 2020-02-29
Current status: Pending Voucher Approval
Voucher total expenses: 1981.97
Estimated trip cost: 2004.11
E2 Single Sign On Login (within DOJ Network Only):
https://dojnet.doj.gov/jmd/fs/e2-redirect.html.
E2 Manual Login (User ID and Password):
https://e2.gov.cwtsatotravel.com
Thank you for using E2Solutions. Help and support is available online by selecting the 'Online Help' link.
Please note: Replies to this mailbox are not monitored.
Some E2 email notifications are optional. To manage your email notifications, go to E2 Solutions to change your
email settings. Click 'Profile' on the task bar and then click the 'Edit Email Notifications' link to manage the
emails that you receive from us.
Reference ID# V0012
This e-mail and any attachments may contain confidential and/or proprietary information. If you received this e-
mail in error, please notify the sender immediately by reply e-mail and delete the e-mail and any attachments;
any further use of such e-mail or attachments is strictly prohibited.
EFTA00023338


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=== Page 1 ===
From:
)"
To:
(USANYS)"
Subject: RE: epstein
Date: Sun, 14 Jul 2019 02:07:43 +0000
Importance: Normal
This is belated (just now finally working through emails from yesterday) but thank you - I really do appreciate it. It's been
a crazy process but we're off to a good start. Thanks again for emailing - and congrats again on your trial win, and
welcome back to regular life - and let's catch up one of these days, been too long.
From:
(USANYS)
Sent: Friday, July 12, 2019 08:28
To:
Subject: epstein
Dude, congratulations on the Epstein case. I can't imagine a worthier one and I'm sure it was exhausting and difficult to
put together. You really did an unbelievable job.
EFTA00020768


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=== Page 1 ===
From:
To:
(USANYS)"
)"
Cc:
Subject: RE: motions under seal?
Date: Fri, 02 Aug 2019 16:06:34 +0000
We will take care of that error and apologize for it.
I know that the statements are not marked as sensitive by the Government but for obvious reasons we don't want to file
those publically. Thus our request. If the government won't consent then, we will serve you via email and hold off filing it
until we can get the court to rule.
Garden City, NY 11530
This transmittal may be a confidential attorney client communication or may otherwise be privileged or confidential. If it is not clear
that you are the intended recipient, you are hereby notified that you have received this transmittal in error; any review, dissemination,
distribution or copying of this transmittal is strictly prohibited. If you suspect that you have received this communication in error,
please notify us immediately by telephone or email and immediately delete this message and all its attachments
From:
(USANYS) [mailto:
Sent: Friday, August 02, 2019 11:50 AM
To:
Cc:
Subject: RE: motions under seal?
As you know, the protective order distinguishes between all discovery and that marked "sensitive," and it is the sensitive
discovery that cannot be publicly filed.
statements to law enforcement do not fall into the sensitive
category, so they should be publicly filed. We'd ask that, consistent with the protective order, any sensitive discovery and
references to cooperators be redacted in your public filings. Along the same lines, we noticed that you publicly filed four
documents that were marked sensitive (Exhibits A through D to your cell site motion) in violation of the protective order.
We will be asking the Court to remove them from the docket and you will need to refile.
Assistant United States Attorney
From:
Sent: Friday, August 2, 2019 11:33 AM
To:
(USANYS)
i
)
Cc:
EFTA00021549

=== Page 2 ===
Subject: RE: motions under seal?
I don't think that will satisfy our concern about revealing the statements and certainly not something we can do today or
easily. Nor do I want the extra work.
Garden City, NY 11530
This transmittal may be a confidential attorney client communication or may otherwise be privileged or confidential. If it is not clear
that you are the intended recipient, you are hereby notified that you have received this transmittal in error; any review, dissemination,
distribution or copying of this transmittal is strictly prohibited. If you suspect that you have received this communication in error,
please notify us immediately by telephone or email and immediately delete this message and all its attachments
From:
(USANYS) [mailto:
Sent: Friday, August 02, 2019 11:26 AM
To:
)
Cc:
Subject: RE: motions under seal?
It is a little difficult to know what needs to be sealed/redacted in the abstract. Out of an abundance of caution, can you
file the documents with any reference to evidence/discovery and cooperators redacted? We can then review the
unredacted version and discuss what, if anything, can be unredacted for the public version.
Assistant United States Attorney
From:
Sent: Friday, August 2, 2019 11:03 AM
To:
is
(USANYS)
Cc:
Subject: motions under seal?
Our motions will be ready to go out in a few hours., One is straight forward legal argument about the cell tower data,
which we don't have a problem filing. The other motion deals with the statements to the police and by necessity we
discuss the statements in detail. We also discuss some of the discovery and the cooperating witnesses. What is the
Government position about filing that motion under seal?
Also,
affidavit hasn't been signed because the only regular access to a notary are members of his legal team and we
don't want to witness his signature. We will have him sign it through whatever the process is at MCC or in open court at
our next appearance.
EFTA00021550

=== Page 3 ===
Garden City, NY 11530
This transmittal may be a confidential attorney client communication or may otherwise be privileged or confidential. If it is not clear
that you are the intended recipient, you are hereby notified that you have received this transmittal in error; any review, dissemination,
distribution or copying of this transmittal is strictly prohibited. If you suspect that you have received this communication in error,
please notify us immediately by telephone or email and immediately delete this message and all its attachments
EFTA00021551


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=== Page 1 ===
From:
"
(USANYS)"
To:
)"
Cc:
(USANYS)"
(USANYS)"
Subject: RE: Mark Epstein
Date: Tue, 26 May 2020 22:00:30 +0000
Oops, sorry, forwarded you the wrong email. Disregard the email that I forwarded.
EFTA00023395


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=== Page 1 ===
U.S. Department of Justice
United States Attorney
Southern District of New York
The Silvio J. Mollo Building
One Saint Andrew's Plaza
New York, New York 10007
November 18, 2020
BY ELECTRONIC MAIL
Christian Everdell, Esq.
Mark Cohen, Esq.
Cohen & Gresser LLP
800 Third Avenue
New York, NY 10022
Laura Menninger, Esq.
Jeffrey Pagliuca, Esq.
Haddon, Morgan and Foreman, P.C.
150 East Tenth Avenue
Denver, CO 80203
Bobbi Sternheim, Esq.
Law Offices of Bobbi C. Sternheim
33 West 19th Street-4th Fl.
New York, NY 10007
Re:
United States V. Ghislaine Maxwell, 20 Cr. 330 (AJN)
Dear Counsel:
In recognition of the Government's ongoing discovery obligations, today we are producing
one hard drive and one CD, which contain copies of the materials listed in the below index. These
discovery materials are stamped with control numbers SDNY_GM_00536837 through
SDNY_GM_02742043. The password for the drive is "WO-6291_20201104" and the password
for the CD is "USAOsdny1!". The drive and CD are both available for pickup at the U.S.
Attorney's Office in Manhattan.
Please note that both this letter and the enclosed materials are governed by the July 31,
2020 Protective Order in this case.¹ This letter is itself designated as "confidential," because it
includes information regarding records designated as "confidential" under the Protective
Order. An index of the materials contained in this production is below:
1
Files in PDF format designated as "confidential" under the protective order have been stamped
"confidential." However, certain files cannot be individually labeled as confidential on the
documents themselves due to their file format.
06.20.2018
EFTA00020527

=== Page 2 ===
Page 2
Bates Start
Bates End
Summary Description
Confidential
Designation
SDNY PROD015 PART 01 (Search
SDNY GM 00536837
SDNY GM 00869725
Warrant Returns)
Confidential
SDNY_PROD015 PART 02 (Search
SDNY GM 00869726
SDNY GM 01216165
Warrant Returns)
Confidential
SDNY_PROD015 PART 03 (Search
SDNY GM 01216166
SDNY GM 01546512
Warrant Returns)
Confidential
SDNY_PROD015 - PART 04 (Search
SDNY GM 01546513
SDNY GM 01964992
Warrant Returns)
Confidential
SDNY_PROD015 - PART 05 (Search
SDNY_GM 01964993
SDNY_GM 02292245
Warrant Returns)
Confidential
SDNY_PROD015 - PART 06 (Search
SDNY GM 02292246
SDNY GM 02678243
Warrant Returns)
Confidential
SDNY_PROD015 PART 07 (Search
SDNY GM 02678244
SDNY GM 02735320
Warrant Returns)
Confidential
SDNY GM 02735321
SDNY GM 02742042
SDNY PROD016 (Search Warrant Returns)
Confidential
SDNY GM 02742043
SDNY GM 02742043
NYC024318 1B71 (iPhone, images pt. 2)
Confidential
Please note that the item identified with bates number SDNY_GM_02742043 consists of
the final portion of images identified responsive from Subject Device-2, which is an iPhone that
law enforcement seized from Jeffrey Epstein at the time of his arrest in 2019. The remainder of
the responsive materials from that same device were previously produced to you on November 9,
2020. Due to technical difficulties, we were unable to complete the responsiveness review of
images from this device until November 17, 2020.
Additionally, as a courtesy, attached to this letter please find a chart of the Subject Devices
searched pursuant to warrants in this case. The chart includes the FBI identifiers associated with
each device and the date(s) on which the Government produced responsive material from each
device to the defense. As noted in the chart, in some instances, the Government determined that
there was no responsive material from certain devices and accordingly did not produce any data
from those particular devices.
06.20.2018
EFTA00020528

=== Page 3 ===
Page 3
The Government recognizes that its discovery obligations are ongoing and will promptly
produce any additional discoverable material of which it becomes aware. Please do not hesitate
to reach out if you have any difficulty accessing these materials or if you wish to arrange a time to
review physical items in the FBI's custody.
Very truly yours,
AUDREY STRAUSS
Acting United States Attorney
by:
Assistant United States Attorneys
Enclosure
06.20.2018
EFTA00020529

=== Page 4 ===
Device Number
1B Number
FBI Barcode
CART Evidence Number(s)
Responsive Material Produced
Subject Device-01
1B72
E6516107
NYC024319
Produced 11/09/2020
Subject Device-02
1B71
E6516106
NYC024318
Produced 11/09/2020, 11/18/2020
Subject Device-03
1B73
E6516108
NYC024354
Produced 11/09/2020, 11/18/2020
Subject Device-03
1B74
E6516109
NYC024355
Produced 11/09/2020, 11/18/2020
Subject Device-04
1B70
E6515034
NYC024332
Produced 11/09/2020, 11/18/2020
Subject Device-05
1B69
E6515033
NYC024359
Produced 11/09/2020
Subject Device-06
1B68
E6515032
NYC024358
Produced 11/09/2020
Subject Device-07
1B67
E6515031
NYC024357
Produced 11/09/2020
Subject Device-08
1B62
E6515026
NYC024335, NYC024336, NYC024337
Produced 11/09/2020, 11/18/2020
Subject Device-09
1B61
E6515025
NYC024320, NYC024321
Produced 11/09/2020, 11/18/2020
Subject Device-10
1B60
E6515024
NYC024342
None
Subject Device-11
1B59
E6515023
NYC024333, NYC024334
Produced 11/18/2020
Subject Device-12
1B58
E6515022
NYC024351
Produced 11/09/2020
Subject Device-13
1B57
E6515021
NYC024328, NYC024329
Produced 11/09/2020, 11/18/2020
Subject Device-14
1B56
E6515020
NYC024338
None
Subject Device-15
1B55
E6515019
N/A (FBI unable to access)
None
Subject Device-16
1B54
E6515018
NYC024353
Produced 11/09/2020, 11/18/2020
Subject Device-17
1B53
E6515017
NYC024329
Produced 11/09/2020, 11/18/2020
Subject Device-18
1B52
E6515016
NYC024340
Produced 11/09/2020
Subject Device-19
1B51
E6515015
NYC024345
None
Subject Device-20
1B50
E6515014
NYC024346
None
Subject Device-21
1B49
E6515013
NYC024347
None
Subject Device-22
1B48
E6515012
NYC024344
None
Subject Device-23
1B47
E6515011
NYC024343
Produced 11/09/2020, 11/18/2020
Subject Device-24
1B46
E6515010
NYC024341
Produced 11/09/2020, 11/18/2020
Subject Device-25
1B44
E6515008
NYC024339
None
Subject Device-26
1B43
E6515007
NYC024323, NYC024324
Produced 11/09/2020, 11/18/2020
Subject Device-27
1B42
E6515006
NYC024330, NYC024331
None
Subject Device-28
1B41
E6515005
NYC024325, NYC024326, NYC027913
Produced 11/09/2020, 11/18/2020
Subject Device-29
1B40
E6515004
NYC027913
Produced 11/18/2020
Subject Device-30
1B39
E6515003
NYC027911
None
Subject Device-31
1B38
E6515002
NYC027912
None
EFTA00020530

=== Page 5 ===
Corrected Subject Device-32
1B30
E6433822
NYC024348
Produced 11/09/2020, 11/18/2020
Corrected Subject Device-33
1B32
E6433824
NYC024350
Produced 11/09/2020, 11/18/2020
Corrected Subject Device-34
1B29
E6433821
NYC024349
Produced 11/09/2020, 11/18/2020
Subject Device-35
1B28
E6433828
NYC024327
Produced 11/09/2020, 11/18/2020
Subject Device-36
1B80
E6516259
NYC024362
Produced 11/09/2020, 11/18/2020
Subject Device-37
1B81
E6516260
NYC024363
Produced 11/09/2020, 11/18/2020
Subject Device-38
1B82
E6516261
NYC024364
Produced 11/09/2020, 11/18/2020
Subject Device-39
1B83
E6516262
NYC027905
Produced 11/09/2020
Subject Device-40
1B84
E6516263
NYC027904
Produced 11/09/2020
Subject Device-41
1B85
E6516264
NYC024365
Produced 11/09/2020, 11/18/2020
Subject Device-42
1B87
E6516266
NYC024366
Produced 11/09/2020, 11/18/2020
Subject Device-43
1B96
E6516275
NYC024367, NYC027908
Produced 11/18/2020
Subject Device-44
1B97
E6516276
NYC024368
Produced 11/09/2020, 11/18/2020
Subject Device-45
1B98
E6516277
NYC024369
Produced 11/09/2020, 11/18/2020
Subject Device-46
1B102
E6516281
NYC024371
Produced 11/09/2020, 11/18/2020
Subject Device-47
1B106
E6516285
NYC027909, NYC027910
Produced 11/09/2020, 11/18/2020
Subject Device-48
1B107
E6516286
NYC024372
Produced 11/09/2020, 11/18/2020
Subject Device-49
1B111
E6516290
NYC0247903
None
Subject Device-50
1B112
E6516291
NYC024373
None
NYC024376, NYC024377, NYC024378,
Subject Device-51
1B115
E6516294
NYC024379, NYC024380
None
Subject Device-52
1B116
E6516306
NYC024381
None
Subject Device-53
1B117
E6516296
NYC024395
None
Subject Device-54
1B118
E6516297
NYC024383
Produced 11/09/2020, 11/18/2020
Subject Device-55
1B119
E6516298
NYC024385, NYC024386
Produced 11/09/2020, 11/18/2020
Subject Device-56
1B120
E6516299
NYC024387, NYC024388
Produced 11/09/2020, 11/18/2020
Subject Device-57
1B121
E6516300
NYC024384
Produced 11/09/2020, 11/18/2020
Subject Device-58
1B122
E6516301
NYC024389, NYC024390
Produced 11/09/2020, 11/18/2020
Subject Device-59
1B123
E6516302
NYC024391, NYC024392
Produced 11/09/2020, 11/18/2020
Subject Device-60
1B124
E6516303
NYC024393, NYC024394
Produced 11/18/2020
Subject Device-61
1B109
E6516288
NYC027906
None
Subject Device-62
1B99
E6516278
NYC024370
Produced 11/09/2020
EFTA00020531


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=== Page 1 ===
From:
)"
To:
)"
)"
Subject: RE: financial documents (Epstein)
Date: Tue, 23 Jul 2019 14:53:13 +0000
I think you had said you wanted to talk about the scope of the financial investigation, but I don't have a view on this.
Happy to schedule it as a call.
From:
Sent: Tuesday, July 23, 2019 10:45 AM
To:
is
Subject: RE: financial documents (Epstein)
Is there an agenda for this? If so, I have no problem meeting in person, but if we just expect it to be like 10 minutes of
introducing ourselves then I'd personally vote phone call.
From:
Sent: Tuesday, July 23, 2019 10:45
To:
is
Subject: RE: financial documents (Epstein)
Same here, thanks. Would you guys prefer in person or by phone? I have no preference.
From:
Sent: Tuesday, July 23, 2019 10:41 AM
To:
is
Subject: RE: financial documents (Epstein)
That works for me
From:
Sent: Tuesday, July 23, 2019 10:40
To:
is
Subject: RE: financial documents (Epstein)
1:30?
From:
Sent: Tuesday, July 23, 2019 10:31 AM
To:
is
Subject: FW: financial documents (Epstein)
just called me to check in. Is there a time this afternoon that works for everyone? He's around.
From:
M. (NY) (FBI)
Sent: Thursday, July 18, 2019 7:33 PM
To:
is
is
EFTA00021367

=== Page 2 ===
(NY) (FBI)
Cc:
Subject: RE: financial documents (Epstein)
Looking forward to working with you as well. My Tuesday is open. Set a time that works for you.
Best
From:
)
[mailto:
Sent: Thursday, July 18, 2019 6:58 PM
To:
>;
(NY) (FBI)
>;
M. (NY) (FBI)
Cc:
Subject: RE: financial documents (Epstein)
Hi
looking forward to working with you again! Aside from a court conference at 11 on Tuesday, I can make any
time work. Thanks.
From:
Sent: Thursday, July 18, 2019 6:56 PM
To:
is
(NY) (FBI)
i
(NY) (FBI)
Cc:
>;
Subject: RE: financial documents (Epstein)
great to have you onboard, welcome - and as of now I don't have anything scheduled for Tuesday.
From:
Sent: Thursday, July 18, 2019 16:49
To:
) [Contractor]
Cc:
(NY) (FBI)
>;
is
i
M. (NY) (FBI)
^
Subject: Re: financial documents (Epstein)
I've CC'd the forensic accountant
in our squad who will be assisting in this investigation. Let's try and plan a
day next week to meet briefly and discuss a game plan. Are you guys around Tuesday to chat?
On Jul 18, 2019, at 11:17
)
[Contractor]
wrote:
I have the discs, where should I bring them?
From:
Sent: Wednesday, July 17, 2019 8:47 PM
To: Hamilton,
)
[Contractor]
Cc:
(NY) (FBI)
is
i
)
is
Subject: RE: financial documents (Epstein)
EFTA00021368

=== Page 3 ===
Andy,
Tomorrow morning could you please burn the following folders to a disc:
\\Usa.doj.gov\cloud\NYS\StAndrews\Shared\USvEpstein-2018R01618\Investigation\# 2018 SDNY
investigation\,Subpoena_Returns\American Express
\\Usa.doj.gov\cloud\NYS\StAndrews\Shared\USvEpstein-2018R01618\Investigation\# 2018 SDNY
investigation\Subpoena Returns\Deutsche Bank
and put the disc in an envelope addressed to:
Special Agent
Detective
If it's possible to get the disc by 11:30, we'll give the disc to
at the conference, or if not, if you could put
the envelope with security and reply all that it's ready, they can pick up when convenient.
thanks,
Assistant U.S. Attorney
Southern District of New York
EFTA00021369


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=== Page 1 ===
Exhibit E
EFTA00023053

=== Page 2 ===
DOCUMENTS RELATED TO DEFENSE MOTIONS
1. All written and oral communications concerning the negotiations relating to the Non-
Prosecution Agreement ("NPA") signed by Jeffrey Epstein on September 24, 2007.
Such communications include:
a. All communications between the government - including, but not limited to,
attorneys and staff at the U.S. Attorney's Office for the Southern District of
Florida, the United States Attorney's Office for Southern District of New
York, the Department of Justice, state prosecutor's offices, the FBI, and any
other federal and state investigative agencies - and Mr. Epstein's attorneys.
b. All communications between and among any government employees
including, but not limited to, attorneys and staff at the U.S. Attorney's Office
for the Southern District of Florida, the United States Attorney's Office for
Southern District of New York, the Department of Justice, state prosecutor's
offices, the FBI, and any other federal and state investigative agencies.
c. Unredacted copies of all emails and other correspondence between the
government and Mr. Epstein's attorneys concerning the negotiation of the
NPA, previously produced by the government on August 13, 2020. See, e.g.,
SDNY_GM_00134069 et seq.
2. All written and oral communications and other documents concerning any meetings
between the attorneys for the accusing witnesses-including, but not limited to,
Bradley Edwards, David Boies, Sigrid McCawley, Peter Skinner, Stanley Pottinger,
Paul Cassell, Spencer Kuvin, and Jack Scarola (the "Attorneys")-and prosecutors
and staff from the United States Attorney's Office for the Southern District of New
York ("SDNY") concerning Jeffrey Epstein and/or Ghislaine Maxwell.
a. This request includes all communications and documents related to any
meetings that took place in or about 2016 in which certain of the Attorneys
met with SDNY prosecutors to ask SDNY to initiate a criminal investigation
into Mr. Epstein and Ms. Maxwell. See New York Daily News, "Manhattan
Federal Prosecutors Declined to Pursue Jeffrey Epstein and Ghislaine
Maxwell Case in 2016: Sources" (Oct. 13, 2020),
https://www.nydailynews.com/new-york/ny-jeffrey-epstein-maxwel-case-
20201013-jmzhl7zdrzdgrbbs7yc6bfnszu-story.html ; see also Bradley J.
Edwards, Relentless Pursuit: My Fight for the Victims of Jeffrey Epstein, at
281.
b. This request also includes all communications and documents related to any
meetings between any of the Attorneys and SDNY prosecutors and staff
concerning or relating to Mr. Epstein and/or Ms. Maxwell that took place in or
about 2018, when the government asserts that it began the SDNY
investigation into this case (see Dkt. 63), or at any time thereafter.
1948992.1
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=== Page 1 ===
From:
(NY) (FBI)"
To: "
Subject:
Date: Wed, 04 Sep 2019 18:43:36 +0000
Importance: Normal
,
below is the request for information I received on the Jeffrey Epstein investigation, along with my response.
Supervisory Special Agent
FBI New York
Violent Crimes Task Force
Roger that. Understood
Richard M Frankel, Esq.
T&M Protection Resources
New York, NY 10169
Original message
From:
(NY) (FBI)"
Date: 8/14/19 10:39 (GMT-05:00)
To: Richard Frankel <r
Subject: RE: Epstein
Rich,
I'm sorry but I cant comment on that at this time.
V/r,
Supervisory Special Agent
FBI New York
Violent Crimes Task Force
From: Richard Frankel [mailto:
Sent: Wednesday, August 14, 2019 10:16 AM
EFTA00022165

=== Page 2 ===
To:
(NY) (FBI)
Subject: RE: Epstein
We are trying to find out if the cameras in the jail were working on the date of the death. We know they are there but
have not heard if they were working or they have the videos stored. Do you know the answer to that.
EFTA00022166


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=== Page 1 ===
From:
To:
Cc:
Subject: FW: Last-Ohio state donation and report showing a foundation called Enhanced EducAtion
Date: Tue, 16 Jul 2019 18:50:32 +0000
Importance: Normal
Perhaps this is the last of it, but FYI, just received
From: Susan Harriman
Sent: Tuesday, July 16, 2019 14:47
To:
>;
is
is
Subject: Last-Ohio state donation and report showing a foundation called Enhanced EducAtion
You can send this stuff to whoever the FBI agent is since it's a waste of time to call the intake or tipline
there. I've done my civic duty. And wish y'all the best of luck and hope you get him prosecuted to the fullest
extent of the law.
Here's my last tidbit:
Ohio state news out today-My my, see who is largest donation is to in the 2009 report for her another of his
foundations since 2008 is not online/-it's an entity called " Enhanced Education" which is registered to his same
VI address at
(listed in the form 990 for Jeff.
Enhanced Education, what an appropriately disgusting name
https://radio.wosu.org/post/ohio-state-received-millions-donations-jeffrey-epstein#stream/0
http://90finder.foundationcenter.org/990results.aspx?990_type=&fn=Couq&st=&zp=&ei=&fy=&action=Search
Rest of COUQs reports but nothing for 2007 and 2008, maybe u can find them
http://990finder.foundationcenter.org/990results.aspx2990_type=&fn=Couq&st=&zp=&ei=&fy=&action=Searclh
Sent from my iPhone
EFTA00021411


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=== Page 1 ===
From:
To:
Subject: RE: Final Voucher 10810414(1) prepared by a travel arranger is pending your review
Date: Wed, 20 Nov 2019 00:00:03 +0000
I understand it's the default, and that's why I specified in my email that it was not paid for by the business card, but rather
by my personal credit card.
From
Sent: Tuesday, November 19, 2019 18:59
To:
Subject: Re: Final Voucher 10810414(1) prepared by a travel arranger is pending your review
The Govt. card is the default payment method for business travel.
You can make any amendments by clicking amend modify instead of approve.
Sent from my iPhone
On Nov 19, 2019, at 6:55 PM,
)
wrote:
Sorry but I don't believe this voucher is accurate, similar to the prior one. First, it appears to allocate one night of the
hotel to the travel card, which is incorrect-the entirety of the hotel was paid on my personal card (please see attached
email and I'm again sending the hotel invoice). Additionally, it doesn't appear to include the hotel tax of $ 70.12, which I
also paid on my personal credit card.
Please let me know when it's corrected and l'll review again. Thanks.
From:
Sent: Tuesday, November 19, 2019 18:46
To:
is
Subject: Final Voucher 10810414(1) prepared by a travel arranger is pending your review
Dear
Final voucher 10810414(1) has been prepared by your travel arranger and is ready for your review. Please log
into E2 Solutions to review the document.
Trip ID: 10810414
Voucher ID: 1
Voucher type: Final
Traveler name:
Purpose: R20NYS13179 - U.S. V. Epstein - Witness Interview
Destination: Santa Monica, CA, United States
Dates: 2019-11-13 - 2019-11-15
Current status: Pending Voucher Approval
EFTA00020984

=== Page 2 ===
Voucher total expenses: 1517.64
Estimated trip cost: 1583.95
E2 Single Sign On Login (within DOJ Network Only):
https://dojnet.doj.gov/jmd/fs/e2-redirect.html
E2 Manual Login (User ID and Password):
https://e2.gov.cwtsatotravel.com
Thank you for using E2Solutions. Help and support is available online by selecting the 'Online Help' link.
Please note: Replies to this mailbox are not monitored.
Some E2 email notifications are optional. To manage your email notifications, go to E2 Solutions to change
your email settings. Click 'Profile' on the task bar and then click the 'Edit Email Notifications' link to manage
the emails that you receive from us.
Reference ID# V0012
This e-mail and any attachments may contain confidential and/or proprietary information. If you received this
e-mail in error, please notify the sender immediately by reply e-mail and delete the e-mail and any attachments;
any further use of such e-mail or attachments is strictly prohibited.
<mime-attachment>
<FOLIODETE_20191115122139.pdf>
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=== Page 1 ===
From:
To:
Subject: okay with you?
Date: Wed, 05 Aug 2020 16:10:46 +0000
Attachments: 2020.08.05_Maxwell_Discovery_Letter.docx
Here's the letter.
Assistant United States Attorney
EFTA00023344


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=== Page 1 ===
From:
)"
To:
(USANYS)"
)"
Subject: RE: US V. Maxwell, 20 Cr. 330 (AJN) - meet and confer
Date: Thu, 29 Apr 2021 14:46:38 +0000
Attachments: 2021-04-30_Govt_Letter_to_Manley.v2.docx
From:
(USANYS)
Sent: Thursday, April 29, 2021 10:39 AM
To:
is
)
Subject: RE: US V. Maxwell, 20 Cr. 330 (AJN) - meet and confer
- just tried you. Do you want to start the phone tree when you are ready?
From:
Sent: Thursday, April 29, 2021 10:35 AM
To:
(USANYS)
is
)
Subject: RE: US V. Maxwell, 20 Cr. 330 (AJN) - meet and confer
Thanks-I'm at my desk phone
From:
(USANYS)
Sent: Thursday, April 29, 2021 10:30 AM
To:
Cc:
Subject: Re: US V. Maxwell, 20 Cr. 330 (AJN) - meet and confer
l'll be free in about 10. I'll start the phone tree
On Apr 29, 2021, at 10:22 AM,
)
wrote:
I'm free til 11
From:
Sent: Thursday, April 29, 2021 10:01 AM
To:
(USANYS)
Cc:
Subject: RE: US V. Maxwell, 20 Cr. 330 (AJN) - meet and confer
See attached (you can search for the word
to see the relevant portions). Are you both free for a call this morning?
I'm free now until 11. Thanks.
From:
(USANYS)
Sent: Thursday, April 29, 2021 8:22 AM
To:
EFTA00022504

=== Page 2 ===
Cc:
Subject: Re: US V. Maxwell, 20 Cr. 330 (AJN) - meet and confer
Thanks,
That makes sense. I included the question since I didn't write anything in response to that but agree with
you. We could write something at the end along the lines that the Government is available to answer questions or try to
address any concerns they have.
On Apr 28, 2021, at 10:00 PM,
wrote:
Yup, this has been on my list today, I just haven't had the chance to review other trial witness 302s to determine
whether she's coming up at trial in a meaningful way. On the letter, thanks for taking a first pass. On the last
highlighted piece, I'm inclined not to respond directly - it feels odd giving legal procedure advice to a UK lawyer
representing a non-party in a letter copying the presiding judge. But let me know if you think there's anything we
should say about that.
On conferral, I'd suggest we just send them the letter tomorrow and ask them to let us know if there's anything we
need to discuss. If you want to let them know now that's what we're planning to do, that works.
From:
Sent: Wednesday, April 28, 2021 9:45 PM
To:
(USANYS)
Cc:
Subject: Re: US V. Maxwell, 20 Cr. 330 (AJN) - meet and confer
Thanks
I never really dealt with
would you please take the lead on this?
On Apr 28, 2021, at 8:35 PM,
(USANYS)
wrote:
MC - I can join you for a call on Manley's letter. I put together the start of a letter (attached) based on your notes in
the calendar invite and some other additions, but of course I imagine this may change based on our convo with
counsel.
From: Laura Menninger
Sent: Wednesday, April 28, 2021 6:13 PM
To:
)
is
>; Bobbi Sternheim
>; ; 'BOBBI C STERNHEIM'
>; Jeff Pagliuca
>; Mark S. Cohen
Cc:
is
(USANYS)
i
Subject: RE: US V. Maxwell, 20 Cr. 330 (AJN) - meet and confer
Thanks for reaching out. We probably are best served by sending you our position on defense disclosures by email.
We should be able to send that by Friday and can schedule a time to talk thereafter if you wish, with an eye towards
the joint filing on Monday.
We will confer with the team on the Speedy Trial issue and also get back to you on that.
EFTA00022505

=== Page 3 ===
Lastly, do you want to discuss anything regarding Mr. Manley's application to the Court? I believe we are to discuss
and then you are to write the Court by Friday. I am free tomorrow afternoon to discuss if you wish.
Thanks,
Laura
Laura A. Menninger I Partner
Haddon, Morgan & Foreman, P.C.
From:
Sent: Tuesday, April 27, 2021 10:22 PM
To:
>; ; Bobbi Sternheim
is
'BOBBI C STERNHEIM'
>; Laura Menninger
>; Jeff Pagliuca
>; Mark S. Cohen
Cc:
is
(USANYS)
>;
Subject: US V. Maxwell, 20 Cr. 330 (AJN) - meet and confer
Counsel,
Per Judge Nathan's Order (docket number 250), is there a time this week when you would be available for a call to
meet and confer regarding a proposed schedule for defense disclosure of witness statements pursuant to Rule 26.2?
Or if you would prefer to confer by email, would you please let us know your position?
Additionally, we intend to submit a letter to Judge Nathan requesting that time under the Speedy Trial Act be
excluded through the date the Court intends to set for trial of Counts One through Six of the S2 Indictment.
Although Judge Nathan previously excluded time through July 12, 2021, she has not reissued such an order since the
return of the S2 Indictment, and, of course, the date of trial may change. We therefore intend to seek a clarifying
order excluding time, both in light of the still-pending suppression motion, which automatically excludes time, and in
the interests of justice to allow for trial preparation. Would you please let us know whether you consent to the
exclusion?
Thank you,
Assistant United States Attorney
Southern District of New York
<2021-04-30 Gov't Letter to Manley.docx>
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From:
To:
Cc:
Subject: US V. Maxwell, 20 CR. 330 (AJN) - discovery production
Date: Sat, 27 Feb 2021 02:54:59 +0000
Attachments: 2021.02.26_Maxwell_Discovery_Letter.pdf; 2021.02.26_Tenth_Production.zip
Counsel,
Attached please a discovery production in the above-referenced case and an accompanying cover letter. The password for
today's production is:
Best,
Assistant United States Attorney
United States Attorney's Office
Southern District of New York
One St. Andrew's Plaza
New York, New York 10007
EFTA00021688


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=== Page 1 ===
From:
"
(USANYS)"
To:
Subject: Hecepted. Epstem
Date: Thu, 21 May 2020 13:36:50 +0000
Importance: Normal
Attachments: unnamed
EFTA00023392


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=== Page 1 ===
JUSTICE
STATE
U.S. Department of Justice
Federal Bureau of Prisons
Central Office
320 First St., NW
Washington, DC 20534
December 16, 2019
Danielle Ivory
The New York Times
620 Eighth Avenuse
New York, NY 10018
Dear Ms. Ivory:
The Federal Bureau of Prisons (BOP) received your Freedom of Information Act/Privacy Act (FOIA/PA)
request in which you request expedited processing of your request. Your request has been assigned a
number and forwarded to the processing office noted below. Please make a note of the request number
and processing office as you will need to include it in any correspondence or inquiry regarding your
request. A copy of the first page of your request is attached to help you more easily keep track of your
request.
FOIA/PA Request Number:
2020-01336
Processing Office:
CO
The Department of Justice requires all requests for records be processed on a first-in, first-out basis. The
four exceptions to this requirement are: "(i) Circumstances in which the lack of expedited processing
could reasonably be expected to pose an imminent threat to the life or physical safety of an individual; (ii)
An urgency to inform the public about an actual or alleged Federal Government activity, if made by a
person who is primarily engaged in disseminating information; (iii) The loss of substantial due process
rights; or (iv) A matter of widespread and exceptional media interest in which there exist possible
questions about the government's integrity that affect public confidence." 28 C.F.R. $ 16.5(e). The
Federal Bureau of Prisons makes the determination regarding the first three exceptions, and the
Department of Justice's Director of Public Affairs makes the determination when the fourth category is
relied upon as the basis for requesting expedited treatment.
You requested expedited processing because there is an extreme public interest in records concerning
the prison stay and death of Jeffrey Epstein, who was accused of sexually abusing scores of women and
underage girls. Not only has a person died in federal custody,
but the death has generated multiple theories implicating government works at the highest levels and
taxpayer money. Disclosure of the records request is in the public interest because disclosure is likely to
contribute significantly to the understanding of the operations or activities of the government. In addition,
as one of the largest circulation newspapers in the United States, The New York Times plays an
important role in sharing information with the public and helping the public understand how the federal
government works. Disclosure of the records is not primarily in the commercial interest of myself or The
New York Times but is intended to
facilitate reporting on the operations of government.
You provided insufficient information to support your claim regarding an urgency to inform the public. This
Office cannot identify a particular urgency to inform the public about an actual or alleged federal
government activity beyond the public's right to know about government activities generally.
You provided insufficient information to support your claim you are primarily engaged in disseminating
information that would warrant placing your request before all other requests.
Therefore, your request will be processed in the order in which it was received.
EFTA00023435

=== Page 2 ===
The time needed to complete our processing of your request depends on the complexity of our records
search and the volume and complexity of any records located. Each request is assigned to one of three
tracks: simple, complex, or expedited. Due to the large number of FOIA/PA requests received by BOP
and the limited resources available to process such requests, BOP handles each request on a first-in,
first-out basis in relation to other requests in the same track. Your request was assigned to the complex
track and placed in chronological order based on the date of receipt.
We determined unusual circumstances exist as the documents responsive to your request must be
searched for and collected from a field office, and/or the documents responsive to your request are
expected to be voluminous and will require significant time to review. Because of these unusual
circumstances, we are extending the time limit to respond to your request for the ten additional days
provided by the statute. Processing complex requests may take up to nine months. Pursuant to 28 C.F.R.
$ 16.5(b) and (c), you may narrow or modify your request in an effort to reduce the processing time.
Pursuant to 28 C.F.R. § 16.10, in certain circumstances we are required to charge fees for time spent
searching for or duplicating responsive documents. If we anticipate your fees will be in excess of $25.00
or the amount you have indicated you are willing to pay, we will notify you of the estimated amount. At
that time, you will have the option to reformulate your request to reduce the fees. If you requested a fee
waiver, we will make a decision whether to grant your request after we determine whether fees will be
assessed for this request.
If you have questions regarding the status of your request or anything discussed in this letter, including
reformulating or narrowing your request, you may contact the CO at
or the BOP FOIA
Public Liaison,
at
320 First Street NW, Suite 936, Washington DC
20534, or
You can also check the status of your request on line at
http://www.bop.gov/PublicInfo/execute/foia.
Additionally, you may contact the Office of Government Information Services (OGIS) at the National
Archives and Records Administration to inquire about the FOIA mediation services they offer. The contact
information for OGIS is as follows: Office of Government Information, Services, National Archives and
Records Administration, Room 2510, 8601 Adelphi Road, College Park, Maryland 20740-6001; e-mail at
telephone at
; toll free at
; or facsimile at
If you are not satisfied with my response to this request, you may administratively appeal by writing to the
Director, Office of Information Policy (OIP), United States Department of Justice, Sixth Floor, 441 G St.,
NW, Washington, DC 20001, or you may submit an appeal through OIP's FOIAonline portal by creating
an account at: https://www.foiaonline.gov/foiaonline/action/public/home. Your appeal must be postmarked
or electronically transmitted within 90 days of the date of my response to your request. If you submit your
appeal by mail, both the letter and the envelope should be clearly marked "Freedom of Information Act
Appeal."
Sincerely,
Supervisory Attorney
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=== Page 1 ===
From:
)"
To: Robert Lewis
Cc:
)"
Subject: RE: Epstein --
Date: Fri, 26 Jul 2019 01:02:41 +0000
Inline-Images: ~WRD164.jpg; image002.jpg
Bob,
Thanks very much for being in touch, and we appreciate Mr.
continued willingness to speak with us if and when
that would be useful. At the moment, we don't immediately need to speak with him, and we certainly will contact you
anytime that changes. We're currently working our way through a number of interviews and investigative steps on the
charged case, but I do expect we'll want to speak with Mr.
in the coming weeks or months. Meanwhile, if anything
else arises, please don't hesitate to reach out to us, and we'll do the same.
thanks again,
From: Robert Lewis
Sent: Thursday, July 25, 2019 14:11
To:
is
)
Subject: Epstein --
Dear
and
:
I represent
,
a potential witness in your Epstein case. As you will recall, we spoke about Mr.
back in March, when you reached out to see if Mr.
would speak to you and we agreed that you could.
Although you have not contacted Mr.
,
I thought you should know about some recent developments.
For the last week or so the New York Times (Mike McIntire) has been aggressively reaching out to Mr.
,
Jesse Rose (his employment lawyer) and me (who represented him in the Maxwell case) by email and phone, as
well coming to Mr.
home twice. He is seeking our comments and information concerning the
and Mr.
testimony in the Maxwell case.
According to McIntire, the Times is planning to run story on the
and their ties to Epstein. It also appears
that the Times has a copy of all or a portion of the deposition Mr.
gave in the Maxwell case, which is
troubling because it was subject to confidentiality in that case and, although the Second Circuit has ordered the
unsealing of the summary judgment papers (which likely include references to Mr.
deposition
testimony), no mandate has issued or documents been unsealed.
In addition, the Times tells us that a "representative" of the
has told it that Mr.
"lied" in his
deposition. If a representative did that, it is both defamatory and breaches a non-disparagement provision in the
settlement agreement with Mr.
The Times also informs that flight documents purportedly do not
corroborate certain portions of Mr.
deposition. We do not have access to those flight documents, but we
understand that Epstein's flight documentation is incomplete, if not materially inaccurate. Also pursuant to his
settlement of his employment dispute with the
, Mr.
destroyed all of the documents he possessed
pertaining to the
,
which might corroborate some of his testimony,
We have rebuffed the Times' entreaties because of confidentiality obligations
has pursuant to a settlement
agreement in the employment case and the confidentiality order in the Maxwell case, as well as his desire to
EFTA00020952

=== Page 2 ===
avoid doing anything that would undermine your criminal prosecution.
Should you need or want a copy of Mr.
deposition transcript in the Maxwell case, we would provide it to
you pursuant to subpoena.
If you wish to discuss these matters, please do not hesitate to call.
Best regards,
Bob Lewis
ROBERT Y. LEWIS
Cell:
Direct Tel:
Fax:
www.freemanlewis.com
CONFIDENTIALITY NOTICE: The information contained in this message and any attachment is confidential and may be
subject to the attorney-client privilege, or otherwise protected from disclosure by applicable law. Any disclosure, distribution,
copying, or use of the information contained in this message or any attachment by anyone other than the intended recipient,
regardless of address or routing, is strictly prohibited. If you are not the intended recipient, please telephone or email the sender
and delete this message and any attachment from your system.
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=== Page 1 ===
OFFICIAL RECORD
Intake (Rev. 5-23-17)
UNCLASSIFIED
FEDERAL BUREAU OF INVESTIGATION
Intake
Date: 11/02/2020
Case ID #: 50D-NY-3027571
(U) EPSTEIN, JEFFREY; CHILD SEX
TRAFFICKING
Drafted By:
Date/Time Received: 11/02/2020 05:58 AM EST
Details:
On 11/02/2020 at 5:58 AM Eastern Time,
(
1, date of
birth 03/05/1988, email address
,
international cellular telephone number +
/
residential address
Stavanger, Norway 04010, internet protrocol (IP) address
,
which resolves to Stavanger, Rogaland, Norway, submitted
an online tip at tips.fbi.gov regarding Human Trafficking involving
Jeffrey Epstein.
Date Submitted: 11/02/2020 05:58:41 AM ET
Transaction Number: F1F04018-40CB-45CE-A08A-CC97021E3E10
Threat To Life: False
Submitted Text:
I have suffered massive humantrafficking. It started as a young child. I
was sold to russia. I have been molested by lawyers, judges, royalties,
politicians and presidents, policemen and others. I was sold to Jeffrey
Epstein several times. My family and relatives recieved money for me. I
have been molested and raped several years. They made porn of me. They
made me a sexslave in every nation. They tried to kill my brain. The
royalties in Norway, Gunnhild Stordalen, Petter Stordalen, Kjell Inge
Røkke,
,
Jens Stoltenberg, Jonas Gahr Støre, Stian and
others tried to put me into coma and they wanted to make me disabled. I
was a billionaire and people stole this fortune and tried to disqualify
me. There is no help to get, I need help. I have been involved with Joe
Biden and Hillary Clinton.
UNCLASSIFIED
EFTA00020520

=== Page 2 ===
UNCLASSIFIED
Re: 50D-NY-3027571, 11/02/2020
Violation: Human Trafficking
Violation Questions
Please provide details about the specific location where the victim is
being held.: no specific location
How do you know the victim?: I am the victim.
Who has control of the victim's identification and travel documents?:
victim
Complainant Information
First Name:
Middle Name:
Last Name:
Age:
DOB:
Additional Info:
Type: Cell
Phone: +
Extension: +
Account:
Type: Residential
Address:
City: Stavanger
Zip: 04010
Country: Norway
Trafficker Information
First Name:
Middle Name:
Last Name:
Age:
DOB:
Additional Info: They sterilised me.
I once gave birth to a child and I wake up from coma because of the
birth.
How is Contact Known: some of the traffickers are relatives and family
UNCLASSIFIED
2
EFTA00020521

=== Page 3 ===
UNCLASSIFIED
Re: 50D-NY-3027571, 11/02/2020
members, Odd Gunnar bjørstad. Jorunn Jaunsen.
Einar Ossletten, Ove Arnt Breen. Arnt Ossletten. Bjørn Ossletten. Roger
Ossletten.
Rose Ossletten. Sigurd ossletten. Aud Ossletten.
Type: Other
Address:
City:
Zip:
Remote IP:
Remote Host: api.fbi.gov
Http Referrer: https://www.fbi.gov/tips
User Browser:
Latitude:
Longitude:
Country: NO
Region: Rogaland
City: Stavanger
Postal Code:
Timezone: 01:00
UNCLASSIFIED
3
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=== Page 1 ===
From:
To:
Subject: flight records
Date: Thu, 26 Sep 2019 21:29:53 +0000
As a heads up (re
), I think the flight records we have only go back to December 1997 (when
is 17). We don't
have any flight records before that date. I'm going to call the lawyer who represents Larry Visoski (the pilot) to ask if
records from the 90s exist anywhere, but we may be out of luck.
The flight records do reflect a 5/3/98 flight from PBI to good old Teterboro, and
Maxwell, and Epstein are on the
manifest.
was 17 at the time of the flight.
Assistant United States Attorney
Southern District of New York
One Saint Andrew's Plaza
New York, NY 10007
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From:
To:
Subject: Draft RTC
Date: Fri, 06 Aug 2021 23:27:39 +0000
Attachments: Maxwell_RTC_v7.docx
Hi all,
Attached is a draft RTC for your review. I've left in some comment bubbles to flag some of the judgment calls, and I'm
going to clean up the cites/do a citecheck.
Looking forward to your comments.
Thanks,
Assistant United States Attorney
Southern District of New York
New York, New York 10007
EFTA00023085


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From:
To:
Subject: Read: US V. Epstein
Date: Tue, 12 Nov 2019 16:58:16 +0000
EFTA00020983


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From:
)"
To: "Martin G. Weinberg"
"Weingarten, Reid"
Cc:
)"
)"
Subject: RE: RE: bail topics
Date: Tue, 16 Jul 2019 18:09:51 +0000
Importance: Normal
Marty, Reid,
Just bumping this briefly-obviously no obligation to respond to these, but to give you an opportunity to before we file
this afternoon, if you'd like, wondering if:
-
There is any additional information you're able to provide about the passport; and
-
Whether you're willing to tell us if Mr. Epstein is, or has been in the past, a citizen or legal permanent
resident of a country other than the United States.
thank you,
From:
Sent: Monday, July 15, 2019 14:38
To: 'Martin G. Weinberg'
>; 'Weingarten, Reid'
Cc:
is
Subject: RE: bail topics
Marty, Reid,
Briefly following up on this morning, if you could please let us know what if any information you're able to provide about
the passport we discussed, with the copies we provided to you, we can address any new info as appropriate for a possible
submission tomorrow.
Related, something I'm not sure we've specifically asked, and I'm not sure whether pretrial asked-can you please advise
whether Mr. Epstein currently is, or has been in the past, a citizen or legal permanent resident of a country other than the
United States?
thanks,
Assistant U.S. Attorney
Southern District of New York
EFTA00021416


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From:
)"
To:
(USANYS)"
(USANYS)"
Cc:
)"
(USANYS)"
)"
Subject: RE:
Date: Thu, 29 Apr 2021 15:00:34 +0000
Attachments: 2021-04-30_Gov't_Letter_to_Manley.v2.docx.
In case it's useful while we're troubleshooting this issue today, I'm attaching the working draft. We'll let you know if we
find additional authorities on this or obtain different guidance
From:
Sent: Thursday, April 29, 2021 10:32 AM
To:
(USANYS)
is
(USANYS)
>;
(USANYS)
Cc:
is
(USANYS)
>;
Subject:
We're working on drafting a letter in response to the attached, and wanted to give you a heads up. We hope to have a
draft for you this afternoon, in the hopes of sending the draft to defense counsel tonight as part of the meet-and-confer
directed by Judge Nathan. I think that leaves sufficient time for filing tomorrow.
Although we're mindful of third party privacy interests, for non-parties who are neither witnesses nor victims in the case, I
do have concerns about entertaining redaction/intervention requests, given the high volume of people who may ask to be
heard or assert a right to review and redact documents if this were entertained.
Thanks,
Assistant United States Attorney
Southern District of New York
One Saint Andrew's Plaza
New York, NY 10007
EFTA00022503


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From:
)"
To: Sigrid McCawley
Subject: RE: GM vs. Estate
Date: Wed, 18 Mar 2020 21:47:02 +0000
Got it - thanks very much. And hope you and yours are staying healthy in these unusual times.
best,
From: Sigrid McCawley
Sent: Wednesday, March 18, 2020 11:32
To:
Subject: FW: GM VS. Estate
Hello
- I just received this from a reporter. It is an indemnification action filed in USVI by Maxwell. It contains
statements that are directly contradictory to Maxwell's previous sworn depositions including that Epstein was not
assisting in any of her legal bills and she didn't receive anything of value from him etc. and it also references
correspondence that she never produced in that case and lists companies that she was apparently employed by.
I am still reviewing but I wanted to get it to you quickly. Looks like ABC is doing a story on it.
Sigrid McCawley
Partner
BOIES SCHILLER FLEXNER LLP
Fort Lauderdale, FL, 33301
(t)
(m)
www.bsfllp.com
From: Hill, James E. [mailto:
Sent: Wednesday, March 18, 2020 11:12 AM
To: Sigrid McCawley
Subject: GM vs. Estate
CAUTION: External email. Please do not respond to or click on links/attachments unless you recognize the sender.
The information contained in this electronic message is confidential information intended only for the use of the named recipient(s) and may contain information that,
among other protections, is the subject of attorney-client privilege, attorney work product or exempt from disclosure under applicable law. If the reader of this
electronic message is not the named recipient, or the employee or agent responsible to deliver it to the named recipient, you are hereby notified that any
dissemination, distribution, copying or other use of this communication is strictly prohibited and no privilege is waived. If you have received this communication in
error, please immediately notify the sender by replying to this electronic message and then deleting this electronic message from your computer. [v.1 08201831BSF
EFTA00023343


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=== Page 1 ===
STATE
U.S. Department of Justice
United States Attorney
Southern District of New York
The Silvio J. Mollo Building
One Saint Andrew's Plaza
New York, New York 10007
August 28, 2019
Florence Hutner, Esq.
General Counsel
Office of the Chief Medical Examiner
421 East 26th Street
New York, New York
Re: Autopsy Report and File for Jeffrey Epstein
Dear Ms. Hutner:
As you are aware, the United States Attorney's Office for the Southern District of New
York ("USAO") and the Federal Bureau of Investigation ("FBI") are conducting an ongoing
criminal investigation into the events related to Mr. Epstein's August 10, 2019 suicide at the
Metropolitan Correctional Center ("MCC") (the "Criminal Investigation"). As you are also aware,
between August 10, 2019, and August 16, 2019, at OCME's request and in order to assist OCME
in determining the cause and manner of Mr. Epstein's death, the USAO and FBI gave OCME
access to certain materials and information gathering during the Criminal Investigation.
As discussed by phone, while the OCME autopsy is now complete, the Criminal
Investigation remains ongoing. As such, and in order to avoid compromising the Criminal
Investigation, we request that OCME withhold from disclosure to any third party any documents,
evidence or information made available to OCME by the USAO or FBI-including documents,
records, or materials from the MCC-or created by OCME or within the OCME case file that
include, reflect, or contain information made available to OCME by the USAO or FBI. We also
request that you withhold from any disclosure the names and identifying information of any federal
law enforcement agents or employees who were interviewed by the OCME, along with the
substance of any statements or interviews made by those agents or employees.
EFTA00021295

=== Page 2 ===
Page 2
We appreciate your willingness to comply with this request. Should you decide at any
future point, notwithstanding this request, to produce any of the above-referenced material to any
third party, we request that you notify us before you do so, so that we may seek additional process.
Please contact us with any further questions.
Very truly yours,
GEOFFREY S. BERMAN
United States Attorney
by:
/s/
EFTA00021296


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From:
(USANYS)"
To:
)"
Cc:
Subject: RE: motions under seal?
Date: Fri, 02 Aug 2019 15:49:38 +0000
As you know, the protective order distinguishes between all discovery and that marked "sensitive," and it is the sensitive
discovery that cannot be publicly filed.
statements to law enforcement do not fall into the sensitive
category, so they should be publicly filed. We'd ask that, consistent with the protective order, any sensitive discovery and
references to cooperators be redacted in your public filings. Along the same lines, we noticed that you publicly filed four
documents that were marked sensitive (Exhibits A through D to your cell site motion) in violation of the protective order.
We will be asking the Court to remove them from the docket and you will need to refile.
Assistant United States Attorney
From:
Sent: Friday, August 2, 2019 11:33 AM
To:
(USANYS)
is
Cc:
is
>; Michael
Bachrach (michael@mbachlaw.com) <michael@mbachlaw.com>; bkoffsky@snet.net
Subject: RE: motions under seal?
I don't think that will satisfy our concern about revealing the statements and certainly not something we can do today or
easily. Nor do I want the extra work.
Garden City, NY 11530
This transmittal may be a confidential attorney client communication or may otherwise be privileged or confidential. If it is not clear
that you are the intended recipient, you are hereby notified that you have received this transmittal in error; any review, dissemination,
distribution or copying of this transmittal is strictly prohibited. If you suspect that you have received this communication in error,
please notify us immediately by telephone or email and immediately delete this message and all its attachments
From:
,
(USANYS) [mailto:
Sent: Friday, August 02, 2019 11:26 AM
To:
)
Cc:
(
); Michael Bachrach (michael@mbachlaw.com); bkoffsky@snet.net
Subject: RE: motions under seal?
EFTA00021532

=== Page 2 ===
It is a little difficult to know what needs to be sealed/redacted in the abstract. Out of an abundance of caution, can you
file the documents with any reference to evidence/discovery and cooperators redacted? We can then review the
unredacted version and discuss what, if anything, can be unredacted for the public version.
Assistant United States Attorney
From:
Sent: Friday, August 2, 2019 11:03 AM
To:
is
(USANYS)
Cc:
is
Subject: motions under seal?
Our motions will be ready to go out in a few hours., One is straight forward legal argument about the cell tower data,
which we don't have a problem filing. The other motion deals with the statements to the police and by necessity we
discuss the statements in detail. We also discuss some of the discovery and the cooperating witnesses. What is the
Government position about filing that motion under seal?
Also,
affidavit hasn't been signed because the only regular access to a notary are members of his legal team and we
don't want to witness his signature. We will have him sign it through whatever the process is at MCC or in open court at
our next appearance.
Garden City, NY 11530
This transmittal may be a confidential attorney client communication or may otherwise be privileged or confidential. If it is not clear
that you are the intended recipient, you are hereby notified that you have received this transmittal in error; any review, dissemination,
distribution or copying of this transmittal is strictly prohibited. If you suspect that you have received this communication in error,
please notify us immediately by telephone or email and immediately delete this message and all its attachments
EFTA00021533


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From:
To:
Cc:
Subject: Updated CC letter
Date: Thu, 04 Nov 2021 23:31:08 +0000
Attachments: 2021.11.04_GM_Letter_to_Def_re_CC_categories_v3.docx
Hey
Here's an updated CC letter for your review. You'll see something in Yellow for you, and also I have something to chat with
you about on the phone.
Thanks,
Assistant United States Attorney
Southern District of New York
1 Saint Andrews Plaza
New York, New York 10007
EFTA00021940


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probate laws or by applicable federal, state, territorial and local laws of the United States of America
and its territories and possessions.
IN WITNESS WHEREOF, the parties to this Aircraft Purchase Agreement have
caused it to be executed by their duly authorized representatives.
SELLER:
HYPERION AIR, LLC
By:
Name: Darren K. Indyke
Title: Authorized Representative
PURCHASER:
INDUSTRIAL INTEGRITY SOLUTIONS,
LLC By: rl
Name: Rich Munkvold
Title: CFO
11
EFTA00022855

=== Page 2 ===
CONSENT AND JOINDER:
The undersigned, AIC Title Service, LLC, ("Escrow Agent") does hereby consent to and join in the foregoing Agreement
hereby agreeing to act as Escrow Agent in accordance with the provisions of the Agreement applicable to Escrow Agent
in exchange for an escrow fee of One thousand eight U.S. Dollars (US $ 1,800.00
).
hundred
Escrow Agent confirms that the Deposit is being held and at all times shall continue to be held in escrow exclusively with
respect to the sale of the Aircraft by Seller to Purchaser as contemplated by this Agreement and for no other transaction,
person, entity, or purpose, including, without limitation, any planned or subsequent sale of the Aircraft by Purchaser.
Escrow Agent further confirms that any funds constituting the Deposit or the Purchase Price have been or will be deposited
with Escrow Agent from Purchaser's account or, if such funds originate from an account other than in the name of
Purchaser, such funds have been or will be unconditionally and irrevocably assigned by the depositor for use as the
Deposit or the Purchase Price, as applicable, solely in connection with this Agreement.
Escrow Agent's agreement to serve as the "Escrow Agent" is conditioned on the following limitation. Notwithstanding
the provisions contained in Section 12(j) this Agreement or any provision contained in any other agreement between
Purchaser and Seller, the competent courts of the State of Oklahoma or the United States District Court for the Western
District of Oklahoma shall have exclusive jurisdiction to hear all disputes against Escrow Agent and no other courts shall
have any jurisdiction whatsoever in respect of such disputes against Escrow Agent. Should a dispute arise between
Purchaser and Seller relating to any funds or other items which are in the possession of Escrow Agent, Escrow Agent
shall be entitled to interplead any funds or other items in its possession with the competent courts of the State of Oklahoma
or the United States District Court for the Western District of Oklahoma. The foregoing shall not affect the governing
law and jurisdiction provisions contained in Section 12(j) to the extent that any dispute is between only Purchaser and
Seller and does not involve Escrow Agent in any manner.
Escrow Agent:
AIC Title Service, LLC
Milimberth
By:
Name: Melissa Koboldt
Title:
Escrow agent
12
EFTA00022856

=== Page 3 ===
EXHIBIT A
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
SPECIFICATIONS
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
(See Attached)
13
EFTA00022857

=== Page 4 ===
EXHIBIT A AIRCRAFT SPECIFICATIONS
Total Time: 2,586.2 Landings: 5,357
Engines: (2) Turbomeca Arriel 2s2 Engines
Engine Times: 2,586.2 / 2,586.2 Engine Cycles: 3,755 / 3,782
Stunning New Custom Refurbishment By Eric Roth's INTERNATIONAL JET INTERIORS - 2019
ADSB-Out Compliant
Iridium Phone System
XM Satellite Radio
Emergency Flotation System
Enhanced Cabin Soundproofing
LED Wash Lighting
Keith Electric Air-Conditioning System
Enrolled On Sikorsky Power Assurance Program
Interior - New 2019 Vip Interior - Executive Eight Passenger Interior Features Dual Four Person
Divans. A Fold-Down Center Armrest In The Aft Divan Features A Slide-Out Drawer With XM
Radio Remote. Bose Headset Jacks In Each Seat Location Allows For Intercom, As Well As XM
Radio Entertainment, For All Passengers.
Led Wash Lighting Illuminated Cabin Entry Steps Iridium Phone Handset
(4) 110v Ac Outlets
Overhead Led Reading Lights And Gasper Vents Cabin Controllers In Headliner
Elegant Wood Veneer Side Ledges
(4) 12v De Outlets (Cigarette Outlets) Exterior - Stunning Custom Phantom Grey
Avionics: Honeywell Primus II Avionics Suite
Air Data Computer: Dual Air Data Computers
Attitude Heading Reference System: Dual Litef LCR-92s AHRS
Automatic Direction Finder: Single Collins ADF-462 ADF Receiver
Cockpit Voice Recorder: Universal CVR--120
Communications: Dual Collins VHF-22a VHF Radios
Distance Measuring Equipment: Dual Collins Dme-42 DME Transceivers
Electronic Flight Instrumentation System: Honeywell Ed-800 EFIS System
Emergency Locator Transmitter: Artex C406-N ELT With Nav Interface
Flight Control System / Autopilot: Dual Honeywell FZ-706 Flight Control Computers Flight
Management System: Universal Uns-1fw
Global Positioning System: Universal Uns-Ifw WAAS/LPV
Multi-Function Display: Garmin Gmx-200 Moving Map And Graphical Weather Display
Navigation: Dual Collins Vir-32 Vhf Navigation System
Radio Altimeter: Single Collins Alt-55a Radio Altimeter System
Radio Management Unit: Dual Collins Rtu-4200 Radio Control Heads
Traffic Collision Avoidance System: Bendix King Tpu-66a TCAS 1 Processor Transponder: Dual
Collins Tdr-94d Transponders With Ads-B Out Version 2
Terrain Awareness And Warning System: Honeywell Mark XXII EGPWS
Standby Indicator: Aerosonic Standby Airspeed And Altitude Indicators
Stormscope: Honeywell Lp-850 Lightning Detection System
14
EFTA00022858

=== Page 5 ===
Weather Radar: Honeywell Primus Wu-880 Weather Radar
XM Graphical Weather: Garmin Gdl-69 XM Weather Receiver
Communications - Iridium Phone System Passenger Addressing System
Entertainment - XM Satellite Radio
Additional Features
Dual Retractable Steps Pulse Light System
Halogen Search Light
Led Recognition Lights
Emergency Flotation System
Dual Crew Flashlights
Manual Rotor Brake System
Maintenance
& Inspections
Sikorsky Power Assurance Program
Phone Handset In
Cabin
Bose Headset Jacks For Each Seat Location Nose Landing
Gear Doors
Led Landing Lights
Upper / Lower Led Anti-Collision Lights
Keith Electric Air-Conditioned
Cockpit And Cabin First Aid Kit
Heated Windshields / Windshield Wiper
System Tinted Cabin Windows
Maintenance Tracking By Sikorsky HeloTrac
Inspection Status 36 Month C/W June 2019, Fresh Annual Jan 2021
15
EFTA00022859

=== Page 6 ===
EXHIBIT A-1
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
Purchaser will purchase the Aircraft in its as-is, where-is condition and subject to the
following matters, for which Seller shall have no responsibility and which Purchaser agrees
do not cause the Aircraft to violate the Delivery Condition provided for in Section 2 (a) of the
Aircraft Purchase Agreement:
1 - Paint tailboom, remove old tail number, and install Decal N Number
This also includes cleaning minor corrosion by lower antennas.
2 - CoPilots EFIS tube needs to be exchanged.
3 - re/wire passenger headsets to communicate with Pilots.
(Previous owner: Aetna Insurance did not want Pilots to hear
Passenger conversation for some reason).
4 - clean up current minor inspections and 60 day future Maintenance.
16
EFTA00022860

=== Page 7 ===
EXHIBIT B
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
SCOPE OF PRE-PURCHASE INSPECTION
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
(See Attached)
17
EFTA00022861

=== Page 8 ===
EXHIBIT C
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
CERTIFICATE OF TECHNICAL ACCEPTANCE
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
(See Attached)
18
EFTA00022862

=== Page 9 ===
EXHIBIT C
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
Certificate of Technical Acceptance
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
Reference is made to the provisions of Sections 3(f) and (h) of the Aircraft Purchase
Agreement dated April , 2021 (the "Agreement") by and between HYPERION AIR, LLC, a U.S.
Virgin Islands limited liability company ("Seller"), and INDUSTRIAL INTEGRITY SOLUTIONS,
LLC, a New Mexico limited liability company, a
("Purchaser"), relating to the purchase
and sale of one used 2008 Keystone (Sikorsky) model S-76C++ helicopter, bearing manufacturer's
serial number 760750, and currently registered with the United States Federal Aviation Administration
(the "FAA") as N722JE, together with said aircraft's two (2) Turbomeca S.A. model Arriel 2S2 engines
bearing Manufacturer's Serial Nos. 42285TE and 42286TEC, and with all avionics, equipment systems,
furnishings and accessories installed on, contained in or attached to said aircraft and engines, all as is
more particularly described on Exhibit A, and also including all airframe, engine and accessory
logbooks, flight and operation manuals, maintenance and overhaul records, and all other records and
paperwork relating to the above-described aircraft and engines in Seller's possession (collectively, the
"Aircraft"). Capitalized terms used but not otherwise defined in this Certificate shall have the meanings
ascribed to such terms in the Agreement. This is to Certify as follows:
Unconditional Acceptance:
Purchaser hereby certifies that Purchaser has completed its Pre-Purchase Inspection of the
Aircraft in accordance with the provisions of the Agreement on the date written below, and Purchaser
has Technically Accepted the Aircraft in its "as is", "where-is" and "with all faults" condition. The
Deposit has become non-refundable and may be disbursed only as and when provided in the
Agreement. This confirmation constitutes Purchaser's Unconditional Acceptance as provided in
Sections 3(f) and (h) of the Agreement;
Dated:
INDUSTRIAL INTEGRITY SOLUTIONS, LLC
By:
Name:
Title:
EXHIBIT D
19
EFTA00022863

=== Page 10 ===
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
TERMINATION NOTICE
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
Reference is made to the provisions of Sections 3(f) and (g) of the Aircraft Purchase
Agreement dated April , 2021 (the "Agreement") by and between HYPERION AIR, LLC, a U.S.
Virgin Islands limited liability company ("Seller"), and INDUSTRIAL INTEGRITY SOLUTIONS,
LLC, a New Mexico limited liability company ("Purchaser"), relating to the purchase and sale of one
used 2008 Keystone (Sikorsky) model S-76C++ helicopter, bearing manufacturer's serial number
760750, and currently registered with the United States Federal Aviation Administration (the "FAA")
as N722JE, together with said aircraft's two (2) Turbomeca S.A. model Arriel 2S2 engines bearing
Manufacturer's Serial Nos. 42285TE and 42286TEC, and with all avionics, equipment systems,
furnishings and accessories installed on, contained in or attached to said aircraft and engines, all as is
more particularly described on Exhibit A, and also including all airframe, engine and accessory
logbooks, flight and operation manuals, maintenance and overhaul records, and all other records and
paperwork relating to the above-described aircraft and engines in Seller's possession (collectively, the
"Aircraft"). Capitalized terms used but not otherwise defined in this Certificate shall have the meanings
ascribed to such terms in the Agreement.
Purchaser hereby confirms that Purchaser has completed its Pre-Purchase Inspection of the Aircraft
in accordance with the provisions of the Agreement on the date written below, and Purchaser has
rejected the Aircraft. This shall constitute Purchaser's Termination Notice in accordance with
Sections 3(f) and (g) of the Agreement. The Escrow Agent is directed to return the Deposit to
Purchaser, whereupon all further obligations of Seller and Purchaser pursuant to the Agreement shall
cease, except those relating to expenses and confidentiality as provided in Sections 12(n) and (o) of
the Agreement.
Dated:
[NAME OF PURCHASER]
By:
Name:
Title:
EXHIBIT E
TO
20
EFTA00022864

=== Page 11 ===
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
WARRANTY BILL OF SALE
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
(See Attached)
21
EFTA00022865

=== Page 12 ===
WARRANTY BILL OF SALE
Pursuant to that certain Aircraft Purchase Agreement, dated April , 2021 (the
"Agreement"), by and between HYPERION AIR, LLC, a U.S. Virgin Islands limited liability
company ("Seller"), and INDUSTRIAL INTEGRITY SOLUTIONS, LLC, a New Mexico limited
liability company ("Purchaser"), for and in consideration of the sum of Ten Dollars ($10.00) and other
good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged by
Seller, and being the owner of the full legal and beneficial title in and to that certain used 2008
Keystone (Sikorsky) model S-76C++ helicopter, bearing manufacturer's serial number 760750, and
currently registered with the United States Federal Aviation Administration (the "FAA") as N722JE,
together with said aircraft's two (2) Turbomeca S.A. model Arriel 2S2 engines bearing Manufacturer's
Serial Nos. 42285TE and 42286TEC, and with all avionics, equipment systems, furnishings and
accessories installed on, contained in or attached to said aircraft and engines, all as is more particularly
described on Exhibit A, and also including all airframe, engine and accessory logbooks, flight and
operation manuals, maintenance and overhaul records, and all other records and paperwork relating to
the above-described aircraft and engines in Seller's possession (collectively, the "Aircraft"),
Seller does hereby grant, bargain, sell, convey, transfer and deliver unto Purchaser, its
successors and assigns, all of Seller's right, title and interest in and to the Aircraft.
Seller hereby warrants to Purchaser, its successors and assigns, that Seller is the lawful
full legal, record and beneficial owner of 100% of the Aircraft and that there is hereby conveyed to
Purchaser good and marketable title to the Aircraft, free and clear of any and all leases, liens, claims,
encumbrances and rights of third parties whatsoever, and Seller will warrant and defend such title
forever, at the sole expense of Seller, against all claims and demands whatsoever.
EXCEPT FOR THE WARRANTIES SET FORTH IN THE IMMEDIATELY
PRECEDING PARAGRAPH (THE "EXPRESS WARRANTIES"), THE AIRCRAFT AND EACH
PART THEREOF IS BEING SOLD TO PURCHASER HEREUNDER IN ITS "AS IS, WHERE IS"
CONDITION AND "WITH ALL FAULTS" EFFECTIVE AT THE CLOSING. EXCEPT FOR THE
EXPRESS WARRANTIES, NEITHER SELLER NOR ITS AGENTS, REPRESENTATIVES OR
EMPLOYEES MAKE ANY WARRANTIES, EXPRESS OR IMPLIED, OF ANY KIND OR
NATURE WHATSOEVER TO PURCHASER. WITHOUT LIMITING THE GENERALITY OF
THE FOREGOING DISCLAIMER OF REPRESENTATIONS AND WARRANTIES, THERE IS
(I) NO WARRANTY BY SELLER, ITS AGENTS, REPRESENTATIVES OR EMPLOYEES AS
TO THE AIRWORTHINESS OR PHYSICAL CONDITION OF THE AIRCRAFT, (II) NO
IMPLIED WARRANTY BY SELLER, ITS AGENTS, REPRESENTATIVES OR EMPLOYEES
OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OF THE AIRCRAFT,
(III) NO IMPLIED WARRANTY BY SELLER, ITS AGENTS, REPRESENTATIVES OR
EMPLOYEES ARISING FROM COURSE OF PERFORMANCE, COURSE OF DEALING OR
USAGE OF TRADE, AND (IV) NO WARRANTY BY SELLER, ITS AGENTS,
REPRESENTATIVES OR EMPLOYEES AGAINST PATENT INFRINGEMENT OR THE LIKE.
[Signature on following page]
22
EFTA00022866

=== Page 13 ===
IN WITNESS WHEREOF, Seller has caused this Warranty Bill of Sale to be executed
by its duly authorized representative, this
day of April, 2021.
HYPERION AIR, LLC
By:
Name:
Title:
Date:
23
EFTA00022867

=== Page 14 ===
EXHIBIT F
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
DELIVERY RECEIPT
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
(See Attached)
24
EFTA00022868

=== Page 15 ===
DELIVERY RECEIPT
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
Pursuant to provisions of that certain Aircraft Purchase Agreement dated April , 2021 (the
"Agreement") by and between HYPERION AIR, LLC, a U.S. Virgin Islands limited liability
company ("Seller"), and INDUSTRIAL INTEGRITY SOLUTIONS, LLC, a New Mexico limited
liability company ("Purchaser"), Purchaser hereby acknowledges the delivery and acceptance of one
used 2008 Keystone (Sikorsky) model S-76C++ helicopter, bearing manufacturer's serial number
760750, and currently registered with the United States Federal Aviation Administration (the "FAA")
as N722JE, together with said aircraft's two (2) Turbomeca S.A. model Arriel 2S2 engines bearing
Manufacturer's Serial Nos. 42285TE and 42286TEC, and with all avionics, equipment systems,
furnishings and accessories installed on, contained in or attached to said aircraft and engines, all as is
more particularly described on Exhibit A, and also including all airframe, engine and accessory
logbooks, flight and operation manuals, maintenance and overhaul records, and all other records and
paperwork relating to the above-described aircraft and engines in Seller's possession (collectively, the
"Aircraft").
Purchaser accepts the Aircraft at
p.m., on
, 2021 in an "As
Is, Where Is" condition and "With all Faults" at
, Florida and
subject to the waivers and disclaimers set forth in the Agreement.
TOTAL TIME ON AIRFRAME AT DELIVERY:
hours
TOTAL TIME ON ENGINES AT DELIVERY:
Engine No. 1 (MSN 42285TEC):
hours/cycles
Engine No. 2 (MSN 42286TEC):
hours/cycles
TOTAL LANDINGS AT DELIVERY:
INDUSTRIAL INTEGRITY SOLUTIONS, LLC
By:
Name:
Title:
Date:
25
EFTA00022869

=== Page 16 ===
STATE OF
)
) SS:
COUNTY OF
)
The foregoing instrument was acknowledged before me this
day of
, 2021
by
, as the
of
, a
, on behalf of said
.
NOTARY PUBLIC, STATE OF
26
EFTA00022870

=== Page 17 ===
probate laws or by applicable federal, state, territorial and local laws of the United States of America
and its territories and possessions.
IN WITNESS WHEREOF, the parties to this Aircraft Purchase Agreement have
caused it to be executed by their duly authorized representatives.
SELLER:
HYPERION AIR, LLC
Name: By: Davenk Darren K. Indyke ludyhe
Title: Authorized Representative
PURCHASER:
INDUSTRIAL INTEGRITY SOLUTIONS,
By: LLC I
Name: Rich Munkvold
Title: CFO
11
EFTA00022871

=== Page 18 ===
AIRCRAFT PURCHASE AGREEMENT
THIS AIRCRAFT PURCHASE AGREEMENT (this "Agreement") is entered into as
of
April 16. 2021, by and between HYPERION AIR, LLC, a U.S. Virgin Islands limited liability
company, whose address is 9053 Estate Thomas, Suite 101, St. Thomas, U.S. Virgin Islands
("Seller"), and Industrial Integrity Solutions. LLC, a New Mexico limited liability company, whose
address is
("Purchaser").
RECITATIONS:
Subject to the terms and conditions set forth in this Agreement, Seller desires to sell,
transfer, and deliver to Purchaser, and Purchaser desires to purchase from Seller, one used 2008
Keystone (Sikorsky) model S-76C++ helicopter, bearing manufacturer's serial number 760750, and
currently registered with the United States Federal Aviation Administration (the "FAA") as N722JE,
together with said aircraft's two (2) Turbomeca S.A. model Arriel 2S2 engines bearing
Manufacturer's Serial Nos. 42285TE and 42286TEC, and with all avionics, equipment systems,
furnishings and accessories installed on, contained in or attached to said aircraft and engines, all as is
more particularly described on Exhibit A, and also including all airframe, engine and accessory
logbooks, flight and operation manuals, maintenance and overhaul records, and all other records and
paperwork relating to the above-described aircraft and engines in Seller's possession (collectively, the
"Aircraft").
NOW, THEREFORE, in consideration of the mutual promises and covenants herein
contained, and other good and valuable consideration, the parties hereto agree as follows:
1.
Purchase Price: Payment. Seller agrees to sell, and Purchaser agrees to
purchase, the Aircraft for a total purchase price of One Million Eight Hundred Thousand U.S. Dollars
(US $1,800,000) (the "Purchase Price"), which shall be paid by Purchaser to Seller as follows:
(a) Purchaser shall wire transfer a deposit in the amount of One Hundred
Thousand U.S. Dollars (US $100,000.00) (the "Deposit") to AIC Title Service, LLC, Oklahoma
City, Oklahoma, as escrow agent (the "Escrow Agent"), which Deposit shall be held in escrow and
disbursed at the Closing (as hereinafter defined and described) pursuant to the conditions and
requirements set forth in this Agreement; and
(b) The balance of the Purchase Price in the amount of One Million Seven
Hundred Thousand U.S. Dollars (US$1,700,000) (the "Purchase Price Balance") shall be paid at the
Closing, said Purchase Price Balance to be wire transferred (as and when provided in Section 4(c)
hereof) prior to the Closing into the Special Escrow Account (as defined below) of the Escrow
Agent for its disbursement to Seller at the Closing upon the satisfaction of the conditions and
requirements set forth in this Agreement.
1.1 Establishment of Special Escrow Account. The Deposit has been wire transferred
to the general escrow account of the Escrow Agent maintained at JP Morgan Chase Bank N.A., 100
N. Broadway Avenue, Suite 401, Oklahoma City, OK 73102. Upon the execution of this
Agreement, the Escrow Agent shall promptly cause the Deposit to be transferred to, and maintained
in, a special escrow account at said Bank created and maintained solely and exclusively for the
1
EFTA00022872

=== Page 19 ===
purpose of this transaction (the "Special Escrow Account"); and the Escrow Agent shall thereupon
provide Seller and Purchaser with the number of the Special Escrow Account and any other
information pertinent thereto. The Deposit shall be held in escrow by the Escrow Agent in the
Special Escrow Account, and shall be refundable to Purchaser unless the same becomes
nonrefundable in accordance with the express provisions of this Agreement. The Escrow Agent
shall not place or hold any funds in the Special Escrow Account except for the funds received in
connection with this transaction (namely, the Deposit and the Purchase Price Balance).
2.
Condition of the Aircraft.
(a)
At the time of Seller's delivery to Purchaser of the Aircraft at the Closing, the
Aircraft will be delivered to Purchaser: (a) with good and marketable title, free and clear of all liens
and encumbrances, (b) with complete and continuous log books and maintenance records, (c) in an
airworthy condition, subject, however, to the matters listed on Exhibit A-1, with a valid FAA standard
airworthiness certificate, (d) subject to the matters listed on Exhibit A-1, with all airworthiness
systems functioning in normal working order in accordance with the manufacturer's Operations
Manual, (e) in compliance with the mandatory portions of all FAA airworthiness directives and
mandatory service bulletins that have been issued with respect to the Aircraft with due dates on or
prior to closing, (f) with all applicable remaining manufacturer's and/or vendor's warranties duly
assigned by Seller to Purchaser, provided that such warranties are assignable and that any cost of
assignment shall be borne solely by Purchaser, and (h) current, as of closing, on the manufacturer's
recommended inspection and maintenance programs with all hourly, cycle and calendar inspections
required under such program complied with without deferral. The Aircraft shall be deemed to be in
"Delivery Condition" if it complies with the foregoing requirements.
3.
Pre-Purchase Inspection.
(a)
Purchaser, or its agent, shall have a right to perform a pre-purchase inspection
of the Aircraft in accordance with this Section 3 (the "Pre-Purchase Inspection") at the Banyan FBO
facility located at the Fort Lauderdale Executive Airport KFXE (the "Inspection Facility"). The
Aircraft and its technical records have already been positioned at the Inspection Facility and are
currently available for the Pre-Purchase Inspection as soon as Purchaser makes arrangements for the
Pre-Purchase Inspection.
(b)
The Pre-Purchase Inspection will be performed on behalf of Purchaser and at
Purchaser's sole cost and expense in order to determine whether or not the Aircraft conforms to the
Delivery Condition as provided in Section 2 of this Agreement.
(c)
Purchaser shall cause the Pre-Purchase Inspection to be commenced at the
Inspection Facility as soon as is reasonably practicable after the parties execute this Agreement, but
in any event by no later than five (5) days after such execution
(d)
The scope and duration of the Pre-Purchase Inspection shall be as provided on
Exhibit B hereto, incorporated by this reference as if fully provided herein.
(e)
During the Pre-Purchase Inspection, Purchaser shall be entitled, to conduct an
initial flight test of no more than sixty (60) minutes in duration to be flown by the Seller's pilots with
2
EFTA00022873

=== Page 20 ===
up to three (3) representatives of Purchaser accompanying the flight. All procedures to be adopted
during such flight test shall be those that are reasonably requested by the Purchaser and agreed to by
Seller prior to the commencement of such flight test or, if arising out of a condition or circumstance
occurring during said flight test, those that may be reasonably requested by the Purchaser and agreed
to by Seller during said flight test, subject, however, at all times to the discretion of the chief pilot
who shall have absolute operational discretion and control over the Aircraft.
(f)
Purchaser shall, in its sole discretion, accept or reject the Aircraft by not later
than five (5) business days following the completion of the Pre-Purchase Inspection and the issuance
of a written inspection report from the Purchaser's agent (the "Inspection Report"), copies of which
shall be made available to the Seller. Any difference, discrepancy or defect in the Aircraft from any
of the Delivery Condition requirements in Section 2 hereof that cause the Aircraft not to be in
airworthy condition is referred to in this Agreement as a "Discrepancy". The Inspection Report shall
note thereon each Discrepancy, if any, found during the Pre-Purchase Inspection (including, without
limitation, during the test flight) and include written estimates of the costs to repair each Discrepancy
so noted. At Purchaser's discretion, Purchaser shall accept the Aircraft in its "as-is", "where-is" and
"with all faults" condition ("Unconditional Acceptance"), or reject the Aircraft ("Rejection").
Purchaser's Unconditional Acceptance of the Aircraft shall be evidenced by Purchaser's issuance to
Seller, with a copy to the Escrow Agent, of a Certificate of Technical Acceptance in the form of
Exhibt C attached hereto (the "Certificate of Technical Acceptance"). If there are one or more
Discrepancies which cause Purchaser in its discretion to issue a Rejection, then, within such three (3)
business day period, Purchaser shall deliver to Seller, with a copy to the Escrow Agent, written notice
of Purchaser's termination of this Agreement in the form of Exhibit D hereof (a "Termination
Notice").
(g)
If Purchaser timely issues a Termination Notice in accordance with Section
3(f), the Escrow Agent shall refund the Deposit to Purchaser, whereupon all further obligations of
Seller and Purchaser pursuant to this Agreement shall cease, except those relating to expenses and
confidentiality as provided in Sections 12(n) and (o) hereof.
(h)
If Purchaser issues a Certificate of Technical Acceptance indicating
Purchaser's Unconditional Acceptance of the Aircraft, Purchaser shall wire transfer the Purchase
Price Balance to Escrow Agent as provided in Section 1 hereof, and the parties shall proceed with
Closing as hereinafter provided.
4.
Closing and Delivery.
(a) The closing of this transaction ("the Closing") and delivery of the Aircraft to
Purchaser shall take place at Fort Lauderdale Executive Airport KFXE, Florida ("the Closing Place")
by not later than the Closing Date (as hereinafter defined), unless the parties subsequently agree upon
a later date in writing, in which case such agreed upon date shall be deemed the "Closing Date". The
Closing shall take place three (3) business days after: (i) Purchaser's delivery of the Certificate of
Technical Acceptance indicating Purchaser's Unconditional Acceptance of the Aircraft in accordance
with Sections 3(f) and (h) hereof; and (iv) confirmation from the Escrow Agent that the Escrow Agent
has received the Purchase Price Balance from Purchaser and all Escrow Documents (as defined
below), but in no event shall the Closing take place later than April 20, 2021 (the "Closing Date").
Seller and Purchaser hereby acknowledge that the passing of title, possession and delivery of the
3
EFTA00022874

=== Page 21 ===
Aircraft shall take place within the state in which the Closing Place is located. The fuel costs and the
expenses of Seller's flight crew in flying the Aircraft from the Inspection Facility to the Closing Place
shall be the sole responsibility of and paid for by Purchaser.
(b)
At least 5 days prior to Closing Escrow Agent shall search FAA records and
verify aircraft title is free and clear of all recorded liens, claims and encumbrances.
(c)
Prior to the Closing, the following deliveries shall be made to the Escrow
Agent by the responsible party indicated:
(i)
At least two (2) days prior to the Closing Date, Seller shall deliver the
following to Escrow Agent:
(A)
A Warranty Bill of Sale in the form attached hereto as Exhibit E
transferring title to the Aircraft to Purchaser duly executed by an authorized
representative or the manager of Seller, with his or her title shown, but undated
(the "Warranty Bill of Sale"); and
(B)
An FAA Form Bill of Sale AC 8050-2 in proper form for
recordation at the FAA Civil Aircraft Registry to transfer title to the Aircraft
to Purchaser duly executed by an authorized representative or the manager of
Seller, with his or her title shown, but undated ("FAA Bill of Sale").
(ii)
Purchaser shall:
(A)
On or before the Closing Date but prior to Closing, wire transfer
the Purchase Price Balance into the Special Escrow Account of the Escrow
Agent; and
(B)
At least two (2) days prior to the Closing Date, deliver to the
Escrow Agent an Application for Aircraft Registration (AC Form 8050-1) for
the Aircraft duly executed by an authorized representative or the manager of
Purchaser, but undated (the "Application for Registration").
The documents described in subparagraphs (i) and (ii) of this Section 4(b) are
hereinafter referred to collectively as the "Escrow Documents".
(d)
Prior to the Closing Date, each of Seller, Purchaser and the Escrow Agent shall
notify each of the others in writing (either by correspondence, fax or e-mail) of the name or names
and telephone number of each representative of the respective parties which is to participate in the
conference call to be conducted in connection with the Closing (hereinafter the "Closing Conference
Call"). The Closing Conference Call shall be originated by Purchaser on the Closing Date on or
about 10:00 a.m., U.S. Central Daylight Time, so as to complete the Closing, including the filing of
the Escrow Documents with the FAA Registry in Oklahoma City, Oklahoma, prior to the closing of
that office on the Closing Date.
4
EFTA00022875

=== Page 22 ===
(e)
At the Closing, and after the representatives of each of Seller, Purchaser and
the Escrow Agent have announced their respective attendance on the Closing Conference Call, then
the following shall occur:
(i)
If (A) the records of the FAA then reflect that Seller is the record owner
of the airframe of the Aircraft and that said airframe and the two (2)
engines of the Aircraft are free and clear of all recorded liens, claims
and encumbrances, and (B) the Escrow Agent has not otherwise
received notice of any other lien, claim or encumbrance asserted by any
third party with respect to the Aircraft, then the Escrow Agent shall so
advise the participants on the Closing Conference Call and then, but
only then, the Escrow Agent shall immediately wire the Purchase Price
to Seller in accordance with wire transfer instructions which shall be
provided to the Escrow Agent by Seller prior to the Closing Date, and
simultaneously file with the FAA Registry for recordation, the FAA
Bill of Sale, the Application for Registration and any other necessary
Escrow Documents and, upon such filings being accomplished, shall
then notify each of the participants on the Closing Conference Call of
the time of filing of each such Escrow Documents. If the records of
the FAA reflect there to be any lien on the Aircraft or Engines, this
purchase agreement will be terminated, and the Escrow Agent shall
refund the Deposit to Purchaser, whereupon all further obligations of
Seller and Purchaser pursuant to this Agreement shall cease, except
those relating to expenses and confidentiality as provided in Sections
12(n) and (o) hereof.
(ii)
Immediately following the above, the following shall occur at the
Closing Place:
(A)
Seller's representative shall deliver possession of the Aircraft to
Purchaser; and
(B)
Purchaser shall execute and deliver to Seller a Delivery Receipt
in the form attached hereto as Exhibit F.
(f)
Following completion of the Closing as prescribed above, the Escrow Agent
shall mail the Warranty Bill of Sale to the address specified by Purchaser.
(g)
If all of the conditions and requirements specified in this Section 4 are not
satisfied on or before the Closing Date (or such later date as Seller and Purchaser may agree upon in
writing and provide to the Escrow Agent), then subject to the provisions of Section 9 hereof, with
which the Escrow Agent shall comply, the Escrow Agent shall do the following:
(i)
the Escrow Agent shall retain the Escrow Documents and the Purchase Price
in escrow until Seller and Purchaser furnish the Escrow Agent with a written agreement which gives
the Escrow Agent instructions for payment of said funds and release of the Escrow Documents, or, if
the Escrow Agent is not furnished with such a written agreement, the Escrow Agent shall retain the
Purchase Price and the Escrow Documents in escrow until the Escrow Agent is ordered to pay said
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EFTA00022876

=== Page 23 ===
funds and release the Escrow Documents in accordance with the final order of a court of competent
jurisdiction.
5.
Fee of Escrow Agent. The fee of the Escrow Agent (which fee also includes
any out-of-pocket expenses incurred by the Escrow Agent) for performing its duties specified herein
shall be paid by each of Purchaser and Seller in equal portions. Their respective portions of said fee
shall be paid by them to the Escrow Agent as and when required by the Escrow Agent. In addition
to its duties specified above, the duties of the Escrow Agent shall also include delivering a written
preliminary title and lien report with respect to the Aircraft, and also a written post-closing title and
lien report with respect to the same to each of Purchaser and Seller.
6.
Taxes. Purchaser shall be responsible for and shall pay, or reimburse Seller
for, any and all sales, excise, gross receipts, use, personal property, transfer or similar taxes,
assessments or duties including interest or penalties imposed thereon and any costs incurred in
defense of the nonpayment thereof, including reasonable attorney's fees and expenses, arising out of,
or incurred in connection with, the sale and delivery of the Aircraft to Purchaser or the use, ownership,
possession, maintenance or operation of the Aircraft after the Closing, but specifically excluding any
income, capital gains or other similar taxes based on the income of Seller or personal property or
other similar taxes assessed or based upon Seller's ownership or use of the Aircraft prior to the Closing
(which shall be Seller's responsibility). Each party hereto will be responsible for researching its own
tax position in relation to the transactions contemplated hereby, and neither shall be deemed to have
relied on any advice provided by the other party or such party's advisors and tax professionals. The
provisions of this Section 6 shall survive Closing. The Parties have agreed that the Closing Place will
be at Fort Lauderdale Executive Airport KFXE, Florida. Purchaser will provide Seller with
completed Form GT-500002 to qualify for the fly-away sales tax exemption in the state of Florida
and will fully comply with all requirements of Florida's fly-away sales tax exemption. Provided that
Purchaser delivers this notarized form to Seller and fully complies with such requirements, Purchaser
will not be required to pay any sales taxes resulting from this transaction.
7.
(a)
Seller's Representations and Warranties. Seller hereby represents and
warrants to Purchaser the following:
(i)
Seller has good and marketable title to the Aircraft and on the
Closing Date Seller will convey to Purchaser good and marketable title to the Aircraft free and clear
of any and all leases, liens, claims, rights to purchase and encumbrances of any kind or nature.
(ii)
Seller is a limited liability company duly organized, validly
existing, and in good standing under the laws of the United States Virgin Islands. Seller has full
corporate power and authority to enter into this Agreement and the documents to be delivered
hereunder, to carry out its obligations hereunder, and to consummate the transaction contemplated
thereby. The execution, delivery and performance by Seller of this Agreement and the documents to
be delivered hereunder and the consummation of the transactions contemplated hereby have been
duly authorized by all requisite corporate action on the part of Seller.
(iii) No broker, finder or investment banker will be entitled to any
brokerage, finder's or other fee or commission in connection with the transactions contemplated by
this Agreement based upon arrangements made by or on behalf of Seller; provided, however, that
Equus Global Aviation has been engaged by Seller as a broker for the Aircraft pursuant to a separate
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=== Page 24 ===
agreement between Seller and said broker which governs the terms and conditions upon which any
compensation may be due from Seller to said broker upon the sale of the Aircraft, and Purchaser shall
not be responsible for any such compensation pursuant to such agreement.
(a)
Purchaser's Representations and Warranties. Purchaser hereby
represents and warrants to Seller the following:
(i)
Purchaser is a limited liability company duly organized, validly
existing, and in good standing under the laws of New Mexico. Purchaser has full corporate power
and authority to enter into this Agreement and the documents to be delivered hereunder, to carry out
its obligations hereunder, and to consummate the transaction contemplated thereby. The execution,
delivery and performance by Purchaser of this Agreement and the documents to be delivered
hereunder and the consummation of the transactions contemplated hereby have been duly authorized
by all requisite corporate action on the part of Purchaser.
(ii) No broker, finder or investment banker is entitled to any
brokerage, finder's or other fee or commission in connection with the transactions contemplated by
this Agreement based upon arrangements made by or on behalf of Purchaser.
8.
LIMITATION OF WARRANTIES.
EXCEPT FOR THE
REPRESENTATIONS AND WARRANTIES OF SELLER EXPRESSLY SET FORTH IN
SECTION 7 HEREOF OR IN THE WARRANTY BILL OF SALE (THE "EXPRESS CONTRACT
WARRANTIES"), THE AIRCRAFT AND EACH PART THEREOF IS BEING SOLD TO
PURCHASER HEREUNDER IN ITS "AS IS, WHERE IS" CONDITION AND "WITH ALL
FAULTS" EFFECTIVE AT THE CLOSING. EXCEPT FOR THE EXPRESS CONTRACT
WARRANTIES, NEITHER SELLER NOR ITS AGENTS, REPRESENTATIVES OR
EMPLOYEES MAKE ANY WARRANTIES, EXPRESS OR IMPLIED, OF ANY KIND OR
NATURE WHATSOEVER TO PURCHASER. WITHOUT LIMITING THE GENERALITY OF
THE FOREGOING DISCLAIMER OF REPRESENTATIONS AND WARRANTIES, THERE IS
(I) NO WARRANTY BY SELLER, ITS AGENTS, REPRESENTATIVES OR EMPLOYEES AS
TO THE AIRWORTHINESS OR PHYSICAL CONDITION OF THE AIRCRAFT; (II) NO
IMPLIED WARRANTY BY SELLER, ITS AGENTS, REPRESENTATIVES OR EMPLOYEES
OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OF THE AIRCRAFT;
(III) NO IMPLIED WARRANTY BY SELLER, ITS AGENTS, REPRESENTATIVES OR
EMPLOYEES ARISING FROM COURSE OF PERFORMANCE, COURSE OF DEALING OR
USAGE OF TRADE; AND (IV) NO WARRANTY BY SELLER, ITS AGENTS,
REPRESENTATIVES OR EMPLOYEES AGAINST PATENT INFRINGEMENT OR THE LIKE.
IN NO EVENT SHALL EITHER PARTY HERETO BE LIABLE FOR ANY SPECIAL,
INCIDENTAL OR CONSEQUENTIAL DAMAGES OF ANY KIND.
9.
Purchaser's Breach and Remedies.
(a)
Failure by Purchaser to pay the Purchase Price at Closing in accordance with
this Agreement, to deliver any Closing documents required by this Agreement, or any other failure or
refusal by Purchaser to perform any of its obligations under this Agreement, or any material
misrepresentation by Purchaser pursuant to this Agreement, shall, upon the actual or offered
performance by Seller of all its obligations, and the failure by Purchaser to cure such failure within
seven (7) days after Seller gives Purchaser notice of such failure, constitute a breach of this Agreement
7
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=== Page 25 ===
by Purchaser. Except as otherwise provided, the parties hereto expressly agree that in the event of
such breach as a result of which the Closing does not take place, the Deposit shall be forfeited by
Purchaser, and the Deposit shall be distributed by the Escrow Agent to Seller as liquidated damages
and as its sole and exclusive remedy, all other remedies in such event, including but not limited to
incidental and consequential damages, being hereby waived by Seller. The limitation of Seller's
remedies as set forth in this Section 9(a) shall not be construed to limit or otherwise adversely affect
Seller's post-closing remedies should the Closing occur, for breach of any express warranties by
Purchaser set forth in this Agreement or the breach of any post-closing obligations of Purchaser set
forth in this Agreement.
(b)
If either party hereto commences a legal proceeding to enforce any of the
provisions of this Agreement, the prevailing party in such action shall also have the right to recover
reasonable attorneys' fees and costs from the other party to be fixed by the court in that same legal
proceeding, notwithstanding any limiting provisions contained in Section 9(a) above.
10. Seller's Indemnification Regarding Title. Seller hereby agrees to defend,
indemnify, and hold harmless Purchaser, its members, managers, officers, employees, agents,
representatives, successors, and assigns, from and against any and all losses, liabilities, expenses,
charges, fees, claims, causes of action, damages, obligation, judgments, and other costs, including but
not limited to, reasonable attorneys' fees, arising out of or resulting Purchaser having to defend
against a challenge by any third party to Purchaser's interest in the Aircraft.
11.
Performance. Force Majeure and Risk of Loss. Notwithstanding anything to the
contrary, the following shall apply:
(a)
In the event that the Aircraft is destroyed or damaged prior to the Closing Date,
this Agreement may be terminated in its entirety by either party without liability to the other party,
except that the Purchase Price and the Application for Registration, if already delivered to the Escrow
Agent, shall be promptly returned to Purchaser, and the FAA Bill of Sale and the Warranty Bill of
Sale, if already delivered to the Escrow Agent, shall be promptly returned to Seller.
(b)
Neither Seller nor Purchaser shall be responsible for any delay beyond the
Closing Date due to any cause beyond its control, including but not limited to the following causes:
civil wars, insurrections, strikes, riots, fires, floods, explosions, earthquakes, any act of government
or governmental priorities, allocations, regulation, orders affecting materials, act of God, act of the
public enemy, failure of transportation, epidemics, or labor trouble causing slowdown or interruption
of work.
(c)
Exclusive care, custody and control of the Aircraft and all risks of loss, damage
or destruction to the Aircraft from any cause whatsoever, including but without limiting the generality
of the foregoing, risks of damage to or loss or destruction of the Aircraft and liability to third parties
for property damages, personal injury or death, shall pass to and be assumed by Purchaser upon the
filing of the FAA Bill of Sale with the FAA and delivery of the Aircraft to Purchaser in accordance
with the provisions of this Agreement. Upon delivery of the Aircraft to Purchaser hereunder, Seller
disclaims and shall be fully relieved of, and Purchaser shall assume and, effective as of the completion
of the Closing, hereby assumes, all responsibility in connection with, the Aircraft and all risks incident
to ownership, maintenance, repair, use and modification thereof. Upon such delivery, Purchaser
hereby indemnifies and holds harmless Seller, its managers, members, employees and agents from
8
EFTA00022879

=== Page 26 ===
and against any and all liability arising out of the care, custody, use and/or control of the Aircraft at
all times from and after such delivery. The provisions of this Section 11(c) shall survive the Closing.
12.
Other Matters.
(a)
Each party hereto agrees to execute and deliver such additional documents and
take such further actions as may be reasonably requested by the other party hereto to fully effectuate
and carry out the purposes of this Agreement.
(b)
Except as expressly provided herein, the provisions of this Agreement which
by their terms are to be performed and observed after the Closing, and the several representations,
warranties and agreements of the parties herein contained, shall survive the Closing.
(c)
This Agreement sets forth the entire understanding of the parties hereto with
respect to the subject matter hereof and supersedes any and all prior agreements, arrangements and
understandings relating to the subject matter hereof. No representation, promise, inducement or
statement of intention has been made by either party which is not embodied in this Agreement, and
neither party shall be bound by, or be liable for, any alleged representation, promise, inducement, or
statement of intention not embodied herein.
(d)
This Agreement may be executed in one or more counterparts, and all such
counterparts shall constitute one and the same instrument.
(e)
No modification or amendment of this Agreement shall be binding unless it is
in writing and signed by each of the parties hereto.
(f)
All notices required or permitted hereunder shall be in writing and, except as
may otherwise be provided herein, shall be deemed to be given when delivered personally, or within
three (3) business days after mailing, if mailed by registered or certified mail, return receipt requested,
postage prepaid, or on the date of transmission, if sent by facsimile or e-mail (and written
confirmation of transmission is provided), addressed to the other party for whom it is intended at the
address, facsimile number, or email address set forth below, or to such other address as hereafter may
be designated in writing by either party hereto to the other party hereto:
If to Seller:
HYPERION AIR, LLC
c/o Darren K. Indyke
Fax:
Email:
If to Purchaser:
INDUSTRIAL INTEGRITY SOLUTIONS, LLC
9
EFTA00022880

=== Page 27 ===
Email:
(g)
Any signatures on this Agreement may be transmitted via facsimile or e-mail
(in pdf format), which signatures shall be deemed originals for all purposes if transmitted in
accordance with Section 12(f) above.
(h)
Neither any failure nor any delay on the part of either party hereto in exercising
any right hereunder shall operate as a waiver thereof, nor shall any single or partial waiver or exercise
of any right hereunder preclude any other future single or partial waiver or exercise of any right
hereunder. No waiver hereof shall be effective unless it is writing signed by the party hereto to be
charged with the same and then it shall only be effective as to the specific matter and in the specific
instance stated in such writing.
(i)
The descriptive headings of the several sections of this Agreement are inserted
for convenience only and do not constitute a part of this Agreement.
(j)
This Agreement shall be construed and enforced in accordance with the laws
of the U.S. Virgin Islands, excluding its conflicts of laws rules, and, to the extent applicable, the laws
of the United States of America.
(k)
If any clause, provision or section of this Agreement is found by any court of
competent jurisdiction to be invalid or unenforceable for any reason whatsoever, such invalidity or
unenforceability shall not in itself affect the remaining clauses, provisions and sections hereof, so
long as the rights or obligations of the parties hereto shall not be materially and adversely affected
thereby.
(1)
All payments provided for in this Agreement are to be made in United States
Dollars.
(m)
Purchaser and Seller (for purposes of this clause, the "Indemnifying Party")
each agree to indemnify and hold the other harmless in respect of any claims for brokerage fees,
finders fees, agent's commissions or other similar payments or forms of compensation which may be
made against the other party as a result of any contracts, understandings, arrangements, agreements
or other actions of the Indemnifying Party in connection with the purchase or sale of the Aircraft.
(n)
Except as otherwise expressly provided in this Agreement, each of Seller and
Purchaser shall bear its own costs and expenses (including, but not limited to, the fees of its legal and
tax advisors), incurred in the drafting and the negotiation of this Agreement and in connection with
the Closing.
(o)
Each of the parties hereto agree that the terms and provisions of this
Agreement, including, but not limited to, the fact that discussions and negotiations have been
conducted by the parties hereto, shall be deemed to be strictly confidential and shall not be disclosed
to any third parties other than the parties respective employees, attorneys, accountants, tax advisors
or other representatives for the purposes of effectuating the purchase and sale of the Aircraft
contemplated by this Agreement, and except as may be required in connection with any aapllicable
10
EFTA00022881

=== Page 28 ===
probate laws or by applicable federal, state, territorial and local laws of the United States of America
and its territories and possessions.
IN WITNESS WHEREOF, the parties to this Aircraft Purchase Agreement have
caused it to be executed by their duly authorized representatives.
SELLER:
HYPERION AIR, LLC
By:
Name: Darren K. Indyke
Title: Authorized Representative
PURCHASER:
INDUSTRIAL INTEGRITY SOLUTIONS,
By: LLC rl
Name: Rich Munkvold
Title: CFO
11
EFTA00022882

=== Page 29 ===
CONSENT AND JOINDER:
The undersigned, AIC Title Service, LLC, ("Escrow Agent") does hereby consent to and join in the foregoing Agreement
hereby agreeing to act as Escrow Agent in accordance with the provisions of the Agreement applicable to Escrow Agent
in exchange for an escrow fee of
U.S. Dollars (US $
).
Escrow Agent confirms that the Deposit is being held and at all times shall continue to be held in escrow exclusively with
respect to the sale of the Aircraft by Seller to Purchaser as contemplated by this Agreement and for no other transaction,
person, entity, or purpose, including, without limitation, any planned or subsequent sale of the Aircraft by Purchaser.
Escrow Agent further confirms that any funds constituting the Deposit or the Purchase Price have been or will be deposited
with Escrow Agent from Purchaser's account or, if such funds originate from an account other than in the name of
Purchaser, such funds have been or will be unconditionally and irrevocably assigned by the depositor for use as the
Deposit or the Purchase Price, as applicable, solely in connection with this Agreement.
Escrow Agent's agreement to serve as the "Escrow Agent" is conditioned on the following limitation. Notwithstanding
the provisions contained in Section 12(j) this Agreement or any provision contained in any other agreement between
Purchaser and Seller, the competent courts of the State of Oklahoma or the United States District Court for the Western
District of Oklahoma shall have exclusive jurisdiction to hear all disputes against Escrow Agent and no other courts shall
have any jurisdiction whatsoever in respect of such disputes against Escrow Agent. Should a dispute arise between
Purchaser and Seller relating to any funds or other items which are in the possession of Escrow Agent, Escrow Agent
shall be entitled to interplead any funds or other items in its possession with the competent courts of the State of Oklahoma
or the United States District Court for the Western District of Oklahoma. The foregoing shall not affect the governing
law and jurisdiction provisions contained in Section 12(j) to the extent that any dispute is between only Purchaser and
Seller and does not involve Escrow Agent in any manner.
Escrow Agent:
AIC Title Service, LLC
By:
Name:
Title:
12
EFTA00022883

=== Page 30 ===
EXHIBIT A
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
SPECIFICATIONS
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
(See Attached)
13
EFTA00022884

=== Page 31 ===
EXHIBIT A AIRCRAFT SPECIFICATIONS
Total Time: 2,586.2 Landings: 5,357
Engines: (2) Turbomeca Arriel 2s2 Engines
Engine Times: 2,586.2 2,586.2 Engine Cycles: 3,755 3,782
Stunning New Custom Refurbishment By Eric Roth's INTERNATIONAL JET INTERIORS - 2019
ADSB-Out Compliant
Iridium Phone System
XM Satellite Radio
Emergency Flotation System
Enhanced Cabin Soundproofing
LED Wash Lighting
Keith Electric Air-Conditioning System
Enrolled On Sikorsky Power Assurance Program
Interior - New 2019 Vip Interior - Executive Eight Passenger Interior Features Dual Four Person
Divans. A Fold-Down Center Armrest In The Aft Divan Features A Slide-Out Drawer With XM
Radio Remote. Bose Headset Jacks In Each Seat Location Allows For Intercom, As Well As XM
Radio Entertainment, For All Passengers.
Led Wash Lighting Illuminated Cabin Entry Steps Iridium Phone Handset
(4) 110v Ac Outlets
Overhead Led Reading Lights And Gasper Vents Cabin Controllers In Headliner
Elegant Wood Veneer Side Ledges
(4) 12v Dc Outlets (Cigarette Outlets) Exterior - Stunning Custom Phantom Grey
Avionics: Honeywell Primus II Avionics Suite
Air Data Computer: Dual Air Data Computers
Attitude Heading Reference System: Dual Litef LCR-92s AHRS
Automatic Direction Finder: Single Collins ADF-462 ADF Receiver
Cockpit Voice Recorder: Universal CVR--120
Communications: Dual Collins VHF-22a VHF Radios
Distance Measuring Equipment: Dual Collins Dme-42 DME Transceivers
Electronic Flight Instrumentation System: Honeywell Ed-800 EFIS System
Emergency Locator Transmitter: Artex C406-N ELT With Nav Interface
Flight Control System / Autopilot: Dual Honeywell FZ-706 Flight Control Computers Flight
Management System: Universal Uns-1fw
Global Positioning System: Universal Uns-1fw WAAS/LPV
Multi-Function Display: Garmin Gmx-200 Moving Map And Graphical Weather Display
Navigation: Dual Collins Vir-32 Vhf Navigation System
Radio Altimeter: Single Collins Alt-55a Radio Altimeter System
Radio Management Unit: Dual Collins Rtu-4200 Radio Control Heads
Traffic Collision Avoidance System: Bendix King Tpu-66a TCAS 1 Processor Transponder: Dual
Collins Tdr-94d Transponders With Ads-B Out Version 2
Terrain Awareness And Warning System: Honeywell Mark XXII EGPWS
Standby Indicator: Aerosonic Standby Airspeed And Altitude Indicators
Stormscope: Honeywell Lp-850 Lightning Detection System
14
EFTA00022885

=== Page 32 ===
Weather Radar: Honeywell Primus Wu-880 Weather Radar
XM Graphical Weather: Garmin Gdl-69 XM Weather Receiver
Communications - Iridium Phone System Passenger Addressing System
Entertainment - XM Satellite Radio
Additional Features
Dual Retractable Steps Pulse Light System
Halogen Search Light
Led Recognition Lights
Emergency Flotation System
Dual Crew Flashlights
Manual Rotor Brake System
Maintenance
& Inspections
Sikorsky Power Assurance Program
Phone Handset In
Cabin
Bose Headset Jacks For Each Seat Location Nose Landing
Gear Doors
Led Landing Lights
Upper / Lower Led Anti-Collision Lights
Keith Electric Air-Conditioned
Cockpit And Cabin First Aid Kit
Heated Windshields / Windshield Wiper
System Tinted Cabin Windows
Maintenance Tracking By Sikorsky HeloTrac
Inspection Status 36 Month C/W June 2019, Fresh Annual Jan 2021
15
EFTA00022886

=== Page 33 ===
EXHIBIT A-1
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
Purchaser will purchase the Aircraft in its as-is, where-is condition and subject to the
following matters, for which Seller shall have no responsibility and which Purchaser agrees
do not cause the Aircraft to violate the Delivery Condition provided for in Section 2 (a) of the
Aircraft Purchase Agreement:
1 - Paint tailboom, remove old tail number, and install Decal N Number
This also includes cleaning minor corrosion by lower antennas.
2 - CoPilots EFIS tube needs to be exchanged.
3 - re/wire passenger headsets to communicate with Pilots.
(Previous owner: Aetna Insurance did not want Pilots to hear
Passenger conversation for some reason).
4 - clean up current minor inspections and 60 day future Maintenance.
16
EFTA00022887

=== Page 34 ===
EXHIBIT B
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
SCOPE OF PRE-PURCHASE INSPECTION
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
(See Attached)
17
EFTA00022888

=== Page 35 ===
EXHIBIT C
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
CERTIFICATE OF TECHNICAL ACCEPTANCE
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
(See Attached)
18
EFTA00022889

=== Page 36 ===
EXHIBIT C
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
Certificate of Technical Acceptance
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
Reference is made to the provisions of Sections 3(f) and (h) of the Aircraft Purchase
Agreement dated April , 2021 (the "Agreement") by and between HYPERION AIR, LLC, a U.S.
Virgin Islands limited liability company ("Seller"), and INDUSTRIAL INTEGRITY SOLUTIONS,
LLC, a New Mexico limited liability company, a
("Purchaser"), relating to the purchase
and sale of one used 2008 Keystone (Sikorsky) model S-76C++ helicopter, bearing manufacturer's
serial number 760750, and currently registered with the United States Federal Aviation Administration
(the "FAA") as N722JE, together with said aircraft's two (2) Turbomeca S.A. model Arriel 2S2 engines
bearing Manufacturer's Serial Nos. 42285TE and 42286TEC, and with all avionics, equipment systems,
furnishings and accessories installed on, contained in or attached to said aircraft and engines, all as is
more particularly described on Exhibit A, and also including all airframe, engine and accessory
logbooks, flight and operation manuals, maintenance and overhaul records, and all other records and
paperwork relating to the above-described aircraft and engines in Seller's possession (collectively, the
"Aircraft"). Capitalized terms used but not otherwise defined in this Certificate shall have the meanings
ascribed to such terms in the Agreement. This is to Certify as follows:
Unconditional Acceptance:
Purchaser hereby certifies that Purchaser has completed its Pre-Purchase Inspection of the
Aircraft in accordance with the provisions of the Agreement on the date written below, and Purchaser
has Technically Accepted the Aircraft in its "as is", "where-is" and "with all faults" condition. The
Deposit has become non-refundable and may be disbursed only as and when provided in the
Agreement. This confirmation constitutes Purchaser's Unconditional Acceptance as provided in
Sections 3(f) and (h) of the Agreement;
Dated:
INDUSTRIAL INTEGRITY SOLUTIONS, LLC
By:
Name:
Title:
EXHIBIT D
19
EFTA00022890

=== Page 37 ===
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
TERMINATION NOTICE
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
Reference is made to the provisions of Sections 3(f) and (g) of the Aircraft Purchase
Agreement dated April , 2021 (the "Agreement") by and between HYPERION AIR, LLC, a U.S.
Virgin Islands limited liability company ("Seller"), and INDUSTRIAL INTEGRITY SOLUTIONS,
LLC, a New Mexico limited liability company ("Purchaser"), relating to the purchase and sale of one
used 2008 Keystone (Sikorsky) model S-76C++ helicopter, bearing manufacturer's serial number
760750, and currently registered with the United States Federal Aviation Administration (the "FAA")
as N722JE, together with said aircraft's two (2) Turbomeca S.A. model Arriel 2S2 engines bearing
Manufacturer's Serial Nos. 42285TE and 42286TEC, and with all avionics, equipment systems,
furnishings and accessories installed on, contained in or attached to said aircraft and engines, all as is
more particularly described on Exhibit A, and also including all airframe, engine and accessory
logbooks, flight and operation manuals, maintenance and overhaul records, and all other records and
paperwork relating to the above-described aircraft and engines in Seller's possession (collectively, the
"Aircraft"). Capitalized terms used but not otherwise defined in this Certificate shall have the meanings
ascribed to such terms in the Agreement.
Purchaser hereby confirms that Purchaser has completed its Pre-Purchase Inspection of the Aircraft
in accordance with the provisions of the Agreement on the date written below, and Purchaser has
rejected the Aircraft. This shall constitute Purchaser's Termination Notice in accordance with
Sections 3(f) and (g) of the Agreement. The Escrow Agent is directed to return the Deposit to
Purchaser, whereupon all further obligations of Seller and Purchaser pursuant to the Agreement shall
cease, except those relating to expenses and confidentiality as provided in Sections 12(n) and (o) of
the Agreement.
Dated:
[NAME OF PURCHASER]
By:
Name:
Title:
EXHIBIT E
TO
20
EFTA00022891

=== Page 38 ===
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
WARRANTY BILL OF SALE
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
(See Attached)
21
EFTA00022892

=== Page 39 ===
WARRANTY BILL OF SALE
Pursuant to that certain Aircraft Purchase Agreement, dated April , 2021 (the
"Agreement"), by and between HYPERION AIR, LLC, a U.S. Virgin Islands limited liability
company ("Seller"), and INDUSTRIAL INTEGRITY SOLUTIONS, LLC, a New Mexico limited
liability company ("Purchaser"), for and in consideration of the sum of Ten Dollars ($10.00) and other
good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged by
Seller, and being the owner of the full legal and beneficial title in and to that certain used 2008
Keystone (Sikorsky) model S-76C++ helicopter, bearing manufacturer's serial number 760750, and
currently registered with the United States Federal Aviation Administration (the "FAA") as N722JE,
together with said aircraft's two (2) Turbomeca S.A. model Arriel 2S2 engines bearing Manufacturer's
Serial Nos. 42285TE and 42286TEC, and with all avionics, equipment systems, furnishings and
accessories installed on, contained in or attached to said aircraft and engines, all as is more particularly
described on Exhibit A, and also including all airframe, engine and accessory logbooks, flight and
operation manuals, maintenance and overhaul records, and all other records and paperwork relating to
the above-described aircraft and engines in Seller's possession (collectively, the "Aircraft"),
Seller does hereby grant, bargain, sell, convey, transfer and deliver unto Purchaser, its
successors and assigns, all of Seller's right, title and interest in and to the Aircraft.
Seller hereby warrants to Purchaser, its successors and assigns, that Seller is the lawful
full legal, record and beneficial owner of 100% of the Aircraft and that there is hereby conveyed to
Purchaser good and marketable title to the Aircraft, free and clear of any and all leases, liens, claims,
encumbrances and rights of third parties whatsoever, and Seller will warrant and defend such title
forever, at the sole expense of Seller, against all claims and demands whatsoever.
EXCEPT FOR THE WARRANTIES SET FORTH IN THE IMMEDIATELY
PRECEDING PARAGRAPH (THE "EXPRESS WARRANTIES"), THE AIRCRAFT AND EACH
PART THEREOF IS BEING SOLD TO PURCHASER HEREUNDER IN ITS "AS IS, WHERE IS"
CONDITION AND "WITH ALL FAULTS" EFFECTIVE AT THE CLOSING. EXCEPT FOR THE
EXPRESS WARRANTIES, NEITHER SELLER NOR ITS AGENTS, REPRESENTATIVES OR
EMPLOYEES MAKE ANY WARRANTIES, EXPRESS OR IMPLIED, OF ANY KIND OR
NATURE WHATSOEVER TO PURCHASER. WITHOUT LIMITING THE GENERALITY OF
THE FOREGOING DISCLAIMER OF REPRESENTATIONS AND WARRANTIES, THERE IS
(I) NO WARRANTY BY SELLER, ITS AGENTS, REPRESENTATIVES OR EMPLOYEES AS
TO THE AIRWORTHINESS OR PHYSICAL CONDITION OF THE AIRCRAFT, (II) NO
IMPLIED WARRANTY BY SELLER, ITS AGENTS, REPRESENTATIVES OR EMPLOYEES
OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OF THE AIRCRAFT,
(III) NO IMPLIED WARRANTY BY SELLER, ITS AGENTS, REPRESENTATIVES OR
EMPLOYEES ARISING FROM COURSE OF PERFORMANCE, COURSE OF DEALING OR
USAGE OF TRADE, AND (IV) NO WARRANTY BY SELLER, ITS AGENTS,
REPRESENTATIVES OR EMPLOYEES AGAINST PATENT INFRINGEMENT OR THE LIKE.
[Signature on following page]
22
EFTA00022893

=== Page 40 ===
IN WITNESS WHEREOF, Seller has caused this Warranty Bill of Sale to be executed
by its duly authorized representative, this
day of April, 2021.
HYPERION AIR, LLC
By:
Name:
Title:
Date:
23
EFTA00022894

=== Page 41 ===
EXHIBIT F
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
DELIVERY RECEIPT
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
(See Attached)
24
EFTA00022895

=== Page 42 ===
DELIVERY RECEIPT
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
Pursuant to provisions of that certain Aircraft Purchase Agreement dated April , 2021 (the
"Agreement") by and between HYPERION AIR, LLC, a U.S. Virgin Islands limited liability
company ("Seller"), and INDUSTRIAL INTEGRITY SOLUTIONS, LLC, a New Mexico limited
liability company ("Purchaser"), Purchaser hereby acknowledges the delivery and acceptance of one
used 2008 Keystone (Sikorsky) model S-76C++ helicopter, bearing manufacturer's serial number
760750, and currently registered with the United States Federal Aviation Administration (the "FAA")
as N722JE, together with said aircraft's two (2) Turbomeca S.A. model Arriel 2S2 engines bearing
Manufacturer's Serial Nos. 42285TE and 42286TEC, and with all avionics, equipment systems,
furnishings and accessories installed on, contained in or attached to said aircraft and engines, all as is
more particularly described on Exhibit A, and also including all airframe, engine and accessory
logbooks, flight and operation manuals, maintenance and overhaul records, and all other records and
paperwork relating to the above-described aircraft and engines in Seller's possession (collectively, the
"Aircraft").
Purchaser accepts the Aircraft at
p.m., on
, 2021 in an "As
Is, Where Is" condition and "With all Faults" at
, Florida and
subject to the waivers and disclaimers set forth in the Agreement.
TOTAL TIME ON AIRFRAME AT DELIVERY:
hours
TOTAL TIME ON ENGINES AT DELIVERY:
Engine No. 1 (MSN 42285TEC):
hours/cycles
Engine No. 2 (MSN 42286TEC):
hours/cycles
TOTAL LANDINGS AT DELIVERY:
INDUSTRIAL INTEGRITY SOLUTIONS, LLC
By:
Name:
Title:
Date:
25
EFTA00022896

=== Page 43 ===
STATE OF
)
) SS:
COUNTY OF
)
The foregoing instrument was acknowledged before me this
day of
, 2021
by
, as the
of
, a
, on behalf of said
.
NOTARY PUBLIC, STATE OF
26
EFTA00022897

=== Page 44 ===
EXHIBIT C
TO
AIRCRAFT PURCHASE AGREEMENT
BY AND BETWEEN HYPERION AIR, LLC AND INDUSTRIAL INTEGRITY SOLUTIONS, LLC
Certificate of Technical Acceptance
2008 KEYSTONE (SIKORSKY) S-76C++ HELICOPTER
Manufacturer's Serial No. 760750
U.S. Registration No. N722JE
Reference is made to the provisions of Sections 3(f) and (h) of the Aircraft Purchase
Agreement dated April 16, 2021 (the "Agreement") by and between HYPERION AIR, LLC, a U.S.
Virgin Islands limited liability company ("Seller"), and INDUSTRIAL INTEGRITY SOLUTIONS,
LLC, a New Mexico limited liability company ("Purchaser"), relating to the purchase and sale of one
used 2008 Keystone (Sikorsky) model S-76C++ helicopter, bearing manufacturer's serial number
760750, and currently registered with the United States Federal Aviation Administration (the "FAA")
as N722JE, together with said aircraft's two (2) Turbomeca S.A. model Arriel 2S2 engines bearing
Manufacturer's Serial Nos. 42285TE and 42286TEC, and with all avionics, equipment systems,
furnishings and accessories installed on, contained in or attached to said aircraft and engines, all as is
more particularly described on Exhibit A, and also including all airframe, engine and accessory
logbooks, flight and operation manuals, maintenance and overhaul records, and all other records and
paperwork relating to the above-described aircraft and engines in Seller's possession (collectively, the
"Aircraft"). Capitalized terms used but not otherwise defined in this Certificate shall have the meanings
ascribed to such terms in the Agreement. This is to Certify as follows:
M
Unconditional Acceptance:
Purchaser hereby certifies that Purchaser has completed its Pre-Purchase Inspection of the
Aircraft in accordance with the provisions of the Agreement on the date written below, and Purchaser
has Technically Accepted the Aircraft in its "as is", "where-is" and "with all faults" condition. The
Deposit has become non-refundable and may be disbursed only as and when provided in the
Agreement. This confirmation constitutes Purchaser's Unconditional Acceptance as provided in
Sections 3(f) and (h) of the Agreement;
Dated:
INDUSTRIAL INTEGRITY SOLUTIONS, LLC
By:
ml Name: RICHARD MUNICOLD
Title: CFO
19
EFTA00022898

=== Page 45 ===
FIRST AMENDMENT TO AIRCRAFT PURCHASE AGREEMENT
This FIRST AMENDMENT TO AIRCRAFT PURCHASE AGREEMENT (this
"Amendment") is made and entered into as of the 20th day of April, 2021 (the "Effective Date"),
by and between Hyperion Air, LLC ("Seller") and Industrial Integrity Solutions, LLC
("Purchaser"), and amends that certain Aircraft Purchase Agreeement by and between Seller and
Purchaser entered into as of April 16, 2021 (the "Agreeement") governing the purchase and the
sale of that certain 2008 Keystone Helicopter (Sikorsky) model S-76C++ aircraft, bearing
manufacturer's serial number 760750. and currently registered with the United States Federal
Aviation Administration as N722JE (the "Aircraft"). All capitalized terms used but not otherwise
defined herein shall have the meanings ascribed to those terms in the Agreement.
WHEREAS, Section 4(a) of the Agreement provides in relevant part that .in no event
shall the Closing take place later than April 20, 2021 (the "Closing Date")";
WHEREAS, the Parties desire to extend the April 20, 2021 Closing deadline provided for in
Section 4(a) until May 7, 2021, so that May 7, 2021 is the absolute latest date by which Purchaser
must close under the Agreement;
NOW, THEREFORE, in consideration of these premises and the mutual covenants and
agreements herein contained, the parties agree as follows:
1.
Section 4(a) of the Agreement is hereby amended in its entirety to read as follows:
(a) The closing of this transaction ("the Closing") and delivery of the
Aircraft to Purchaser shall take place at Fort Lauderdale Executive Airport KFXE, Florida
("the Closing Place") by not later than the Closing Date (as hereinafter defined), unless the
parties subsequently agree upon a later date in writing, in which case such agreed upon
date shall be deemed the "Closing Date". The Closing shall take place promptly after: (i)
Purchaser's delivery of the Certificate of Technical Acceptance indicating Purchaser's
Unconditional Acceptance of the Aircraft in accordance with Sections 3(f) and (h) hereof;
and (2) confirmation from the Escrow Agent that the Escrow Agent has received the
Purchase Price Balance from Purchaser and all Escrow Documents (as defined below), but
in no event shall the Closing take place later than May 7, 2021 (the "Closing Date"). Seller
and Purchaser hereby acknowledge that the passing of title, possession and delivery of the
Aircraft shall take place within the state in which the Closing Place is located. The fuel
costs and the expenses of Seller's flight crew, if any, in flying the Aircraft from the
Inspection Facility to the Closing Place shall be the sole responsibility of and paid for by
Purchaser.
2.
In the event of any inconsistencies between the provisions of the Agreement and
the provisions of this Amendment, the provisions of this Amendment shall control in all respects.
Except as expressly amended hereby, the provisions of the Agreeement shall remain unchanged,
valid and in full force and effect.
EFTA00022899

=== Page 46 ===
3.
This Amendment may be fully executed in separate counterparts by each of the
parties hereto. Any signatures on this Amendment may be transmitted via facsimile or e-mail (in
pdf format), which signatures shall be deemed originals for all purposes.
IN WITNESS WHEREOF, the parties hereto have executed this FIRST
AMENDMENT TO AIRCRAFT PURCHASE AGREEMENT as of the day and year first
written above.
Seller:
Hyperion Air, LLC
By: Daven Iudyhe
Print: Darren Indyke
Title: Authorized Representative
Purchaser:
Industrial Integrity Solutions, LLC
By: d
Print: Rick Munkvold
Title: Chief Financial Officer
2
EFTA00022900

=== Page 47 ===
ARAUTP18
AIRCRAFT REGISTRATION SYSTEM
04/21/21
ARAUTM23 POA, RESLTN, GUARDN, RCVRSHP, BNKRPTCY, LLC NAME SELECTION 07:45
Page
1 of
1
Name : HYPERION AIR LLC
Total Names:
1
Name Range
1 thru
1
PKT
Name
Type
Eff Date Trans
Status WIP
1.
HYPERION AIR LLC (VI)
GRANTOR
10/19/12 LLC
ACCEPT
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
Enter Line Number for Name Selection:
Enter PF1
PF2
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PF7
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CONT HELP
MAIN
PREV
EFTA00022901

=== Page 48 ===
ARAUTP22
AIRCRAFT REGISTRATION SYSTEM
04/21/21
ARAUTM30
LIMITED LIABILITY INQUIRY
07:45
Phase
:
Name
: HYPERION AIR LLC (VI)
Effective Date
: 10/19/2012
Expire Date
:
Limit/Restrictions :
Authorized Signer
1. MANAGER
2.
3.
4.
Accept Date
: 09/06/2013
Accepting Examiner : Crystal Kelley
Enter - PF1
PF2
PF3
PF4
PF5
PF6
PF7
PF8
PF9
PF10
PF11
PF12
OPT MAIN
PREV
EFTA00022902

=== Page 49 ===
ARAUTS03
AIRCRAFT REGISTRATION SYSTEM -
04/21/21
ARAUTM83
AUTHORIZATION IMAGE INQUIRY
07:45
Page 1 of 1
Status : ACCEPT
Document Description
Paper
Document Date
*
1.
POWER OF ATTORNEY
YES
08/13/2013
2.
3.
4.
5.
6.
7.
8.
9.
10.
WINDOW 1 :
Enter PF1 PF2 PF3 PF4 PF5 PF6 PF7 PF8 PF9 PF10 PF11 PF12
PRINT MAIN BATCH
PREV
EFTA00022903

=== Page 50 ===
AIC
TITLE SERVICE
At a Glance - Summary Report
Registration Number: N722JE
Present Registered Owner
Hyperion Air LLC
6100 Red Hook Quarter B3, St. Thomas, U.S. Virgin Islands 00802
No Liens / Encumbrances (0)
¥ (Open all)
Airframe (KEYSTONE HELICOPTER, S-76C, 760750)
Make
Model
Serial No
KEYSTONE HELICOPTER
S-76C
760750
LIEN STATUS
No Liens of Record
Engine (TURBOMECA S.A., ARRIEL 2S2, 42286TEC)
Make
Model
Serial No
TURBOMECA S.A.
ARRIEL 2S2
42286TEC
LIEN STATUS
No Record Found - Engine
Engine (TURBOMECA S.A., ARRIEL 2S2, 42285TE)
Make
Model
Serial No
TURBOMECA S.A.
ARRIEL 2S2
42285TE
LIEN STATUS
No Record Found - Engine
Page 1 of 3
EFTA00022904

=== Page 51 ===
ATTACHED DOCUMENT
X
FAA 337's - Airworthiness
International Registry Airframe & Engine Lien Search
Airframe (KEYSTONE HELICOPTER, S-76C, 760750)
Aircraft Object has been searched at the International Registry as SIKORSKY, model S-76, SN: 760750, which description matches the current
Manufacturer's List. Priority Search Certificate Number: 1492287, created on 21 Apr 2021 at 14:53:48 GMT, reflects no undischarged
registrations and the below-described sale(s).
No Liens of Record
Sale
File #: 732496
Date: 26 Jul 2011
Time (GMT): 18:01:37
Fractional or Partial Interest: 100.000000%
Seller: Freedom Air International, Inc.*
Buyer: ASI Wings, LLC
Sale
File #: 1644795
Date: 13 Jun 2019
Time (GMT): 16:03:01
Fractional or Partial Interest: 100.000000%
Seller: ASI Wings, LLC
Buyer: Hyperion Air, LLC
IR Priority Search* - Engine (TURBOMECA S.A., ARRIEL 2S2, 42285TE)
Aircraft Object has been searched at the International Registry as TURBOMECA, model ARRIEL 2S2, SN: 42285, which description does not
match the current Manufacturer's List. Priority Search Certificate Number: 1492288, created on 21 Apr 2021 at 14:53:48 GMT, reflects no
undischarged registrations and the below-described sale(s).
No Liens of Record
Sale
File #: 732506
Date: 26 Jul 2011
Time (GMT): 18:06:15
Fractional or Partial Interest: 100.000000%
Seller: Freedom Air International, Inc.*
Buyer: ASI Wings, LLC
Sale
File #: 1644797
Date: 13 Jun 2019
Time (GMT): 16:17:01
Fractional or Partial Interest: 100.000000%
Seller: ASI Wings, LLC
Buyer: Hyperion Air, LLC
Page 2 of 3
EFTA00022905

=== Page 52 ===
IR Priority Search - Engine (TURBOMECA S.A., ARRIEL 2S2, 42286TEC)
Aircraft Object has been searched at the International Registry as TURBOMECA, model ARRIEL 2S2, SN: 42286, which description does not
match the current Manufacturer's List. Priority Search Certificate Number: 1492289, created on 21 Apr 2021 at 14:53:48 GMT, reflects no
undischarged registrations and the below-described sale(s).
No Liens of Record
Sale
File #: 732512
Date: 26 Jul 2011
Time (GMT): 18:11:56
Fractional or Partial Interest: 100.000000%
Seller: Freedom Air International, Inc.*
Buyer: ASI Wings, LLC
Sale
File #: 1644796
Date: 13 Jun 2019
Time (GMT): 16:03:04
Fractional or Partial Interest: 100.000000%
Seller: ASI Wings, LLC
Buyer: Hyperion Air, LLC
Detailed ReportsV
III FAA and International Registry Airframe Lien Search (S-76C, 760750)
≡ FAA And International Research Engine Lien Search (ARRIEL 2S2, 42286TEC)
FAA And International Research Engine Lien Search (ARRIEL 2S2, 42285TE)
ATTACHED LLC DOCUMENT
E
HYPERION AIR LLC
FOR: AIC Title Service, LLC
Order#: 152973 Registration #: N722JE Certified By: Bryan Vaughan on 4/21/2021
Print Summary Report
(82792)
In preparing this order, we are (i) subject to the availability and accuracy of the Federal Aviation Administration ("FAA") and the International Registry ("IR"), including their employees,
agents, and computer systems, in the filing, registering, indexing, cross-referencing and recording of instruments filed with the FAA and IR and (ii) subject to the accuracy of the
information contained in the IR Priority Search Certificates, if applicable. We have relied on you to provide us with an accurate, complete and exact description of any Aircraft,
Engines, and Propellers, for this search.
AIC Title Service, LLC
Ph:
or
Fx:
Email:
Page 3 of 3
EFTA00022906

=== Page 53 ===
AIC
FAA and International Registry Engine Search Report
TITLE SERVICE
Prepared For:
Equus Global Aviation LLC
Sherry Cannon
FAA LIEN SEARCH AND
INTERNATIONAL REGISTRY PRIORITY SEARCH
ENGINE REPORT
Make
Model
Serial No
TURBOMECA S.A.
ARRIEL 2S2
42285TE
A review of the pre-automated and/or automated FAA records, as those records pertain to that certain Engine described
above, revealed the state of the record with respect to lien status is as follows:
LIEN STATUS
FAA has no record of the engine as described. There are no pending documents indexed under the engine as
described appearing on the FAA collateral indices of in-process documents.
Disclaimer: By this report we undertake to provide only information from the records of aircraft maintained by the FAA Aircraft Registry, which
constitutes those records received, examined and made a part of the public record by that office, on the particular aircraft described above at
7:29 AM CT on 04/21/2021
INTERNATIONAL REGISTRY SEARCH CRITERIA
Aircraft Object has been searched at the International Registry as TURBOMECA, model ARRIEL 2S2, SN: 42285, which description does not
match the current Manufacturer's List. Priority Search Certificate Number: 1492288, created on 21 Apr 2021 at 14:53:48 GMT, reflects no
undischarged registrations and the below-described sale(s).
INTERNATIONAL REGISTRY STATUS
No Liens of Record
Sale
File #: 732506
Date: 26 Jul 2011
Time (GMT): 18:06:15
Fractional or Partial Interest: 100.000000%
Seller: Freedom Air International, Inc.*
Buyer: ASI Wings, LLC
Page 1 of 2
EFTA00022907

=== Page 54 ===
Sale
File #: 1644797
Date: 13 Jun 2019
Time (GMT): 16:17:01
Fractional or Partial Interest: 100.000000%
Seller: ASI Wings, LLC
Buyer: Hyperion Air, LLC
FOR: AIC Title Service, LLC
Order#: 152973 Certified By: Bryan Vaughan on 04/21/2021
In preparing this order, we are (i) subject to the availability and accuracy of the Federal Aviation Administration ("FAA") and the International Registry ("IR"), including their employees,
agents, and computer systems, in the filing, registering, indexing, cross-referencing and recording of instruments filed with the FAA and IR and (ii) subject to the accuracy of the
information contained in the IR Priority Search Certificates, if applicable. We have relied on you to provide us with an accurate, complete and exact description of any Aircraft,
Engines, and Propellers, for this search.
AIC Title Service, LLC
Ph:
or
Fx:
Email:
Page 2 of 2
EFTA00022908

=== Page 55 ===
AIC
FAA and International Registry Engine Search Report
TITLE SERVICE
Prepared For:
Equus Global Aviation LLC
Sherry Cannon
FAA LIEN SEARCH AND
INTERNATIONAL REGISTRY PRIORITY SEARCH
ENGINE REPORT
Make
Model
Serial No
TURBOMECA S.A.
ARRIEL 2S2
42286TEC
A review of the pre-automated and/or automated FAA records, as those records pertain to that certain Engine described
above, revealed the state of the record with respect to lien status is as follows:
LIEN STATUS
FAA has no record of the engine as described. There are no pending documents indexed under the engine as
described appearing on the FAA collateral indices of in-process documents.
Disclaimer: By this report we undertake to provide only information from the records of aircraft maintained by the FAA Aircraft Registry, which
constitutes those records received, examined and made a part of the public record by that office, on the particular aircraft described above at
7:29 AM CT on 04/21/2021
INTERNATIONAL REGISTRY SEARCH CRITERIA
Aircraft Object has been searched at the International Registry as TURBOMECA, model ARRIEL 2S2, SN: 42286, which description does not
match the current Manufacturer's List. Priority Search Certificate Number: 1492289, created on 21 Apr 2021 at 14:53:48 GMT, reflects no
undischarged registrations and the below-described sale(s).
INTERNATIONAL REGISTRY STATUS
No Liens of Record
Sale
File #: 732512
Date: 26 Jul 2011
Time (GMT): 18:11:56
Fractional or Partial Interest: 100.000000%
Seller: Freedom Air International, Inc.*
Buyer: ASI Wings, LLC
Page 1 of 2
EFTA00022909

=== Page 56 ===
Sale
File #: 1644796
Date: 13 Jun 2019
Time (GMT): 16:03:04
Fractional or Partial Interest: 100.000000%
Seller: ASI Wings, LLC
Buyer: Hyperion Air, LLC
FOR: AIC Title Service, LLC
Order#: 152973 Certified By: Bryan Vaughan on 04/21/2021
In preparing this order, we are (i) subject to the availability and accuracy of the Federal Aviation Administration ("FAA") and the International Registry ("IR"), including their employees,
agents, and computer systems, in the filing, registering, indexing, cross-referencing and recording of instruments filed with the FAA and IR and (ii) subject to the accuracy of the
information contained in the IR Priority Search Certificates, if applicable. We have relied on you to provide us with an accurate, complete and exact description of any Aircraft,
Engines, and Propellers, for this search.
AIC Title Service, LLC
Ph:
or
Fx:
Email:
Page 2 of 2
EFTA00022910

=== Page 57 ===
AIC
FAA and International Registry Title Search Report
TITLE SERVICE
Prepared For:
Equus Global Aviation LLC
Sherry Cannon
FAA TITLE SEARCH and
INTERNATIONAL REGISTRY PRIORITY SEARCH
AIRFRAME REPORT
Registration No
Formerly
Make
Model
Serial No
N722JE
N750A
KEYSTONE HELICOPTER
S-76C
760750
Present Registered Owner
Owner Type: Limited Liability Company
Hyperion Air LLC
Signed By: Lawrence P. Visoski, Jr.
Title: Manager
Acquired By: Bill of Sale
Executed: 6-13-19
FAA Filed: 6-13-19
FAA Recorded: 7-17-19
FAA Document#: JD020475
LIEN STATUS
No Liens of Record
Disclaimer: By this report we undertake to provide only information from the records of aircraft maintained by the FAA Aircraft Registry, which
constitutes those records received, examined and made a part of the public record by that office, on the particular aircraft described above at
7:29 AM CT on 04/21/2021
INTERNATIONAL REGISTRY SEARCH CRITERIA
Aircraft Object has been searched at the International Registry as SIKORSKY, model S-76, SN: 760750, which description matches the current
Manufacturer's List. Priority Search Certificate Number: 1492287, created on 21 Apr 2021 at 14:53:48 GMT, reflects no undischarged
registrations and the below-described sale(s).
INTERNATIONAL REGISTRY STATUS
No Liens of Record
Page 1 of 2
EFTA00022911

=== Page 58 ===
Sale
File #: 732496
Date: 26 Jul 2011
Time (GMT): 18:01:37
Fractional or Partial Interest: 100.000000%
Seller: Freedom Air International, Inc.*
Buyer: ASI Wings, LLC
Sale
File #: 1644795
Date: 13 Jun 2019
Time (GMT): 16:03:01
Fractional or Partial Interest: 100.000000%
Seller: ASI Wings, LLC
Buyer: Hyperion Air, LLC
FOR: AIC Title Service, LLC
Order#: 152973 Registration #: N722JE Certified By: Bryan Vaughan on 04/21/2021
In preparing this order, we are (i) subject to the availability and accuracy of the Federal Aviation Administration ("FAA") and the International Registry ("IR"), including their employees,
agents, and computer systems, in the filing, registering, indexing, cross-referencing and recording of instruments filed with the FAA and IR and (ii) subject to the accuracy of the
information contained in the IR Priority Search Certificates, if applicable. We have relied on you to provide us with an accurate, complete and exact description of any Aircraft,
Engines, and Propellers, for this search.
AIC Title Service, LLC
Ph:
or
Fx:
Email:
Page 2 of 2
EFTA00022912

=== Page 59 ===
AIC
TITLE SERVICE
At a Glance - Summary Report
Registration Number: N722JE
Present Registered Owner
Hyperion Air LLC
6100 Red Hook Quarter B3, St. Thomas, U.S. Virgin Islands 00802
No Liens / Encumbrances (0)
¥ (Open all)
Airframe (KEYSTONE HELICOPTER, S-76C, 760750)
Make
Model
Serial No
KEYSTONE HELICOPTER
S-76C
760750
LIEN STATUS
No Liens of Record
Engine (TURBOMECA S.A., ARRIEL 2S2, 42286TEC)
Make
Model
Serial No
TURBOMECA S.A.
ARRIEL 2S2
42286TEC
LIEN STATUS
No Record Found - Engine
Engine (TURBOMECA S.A., ARRIEL 2S2, 42285TE)
Make
Model
Serial No
TURBOMECA S.A.
ARRIEL 2S2
42285TE
LIEN STATUS
No Record Found - - Engine
Page 1 of 3
EFTA00022913

=== Page 60 ===
ATTACHED DOCUMENT
X
FAA 337's - Airworthiness
International Registry Airframe & Engine Lien Search
Airframe (KEYSTONE HELICOPTER, S-76C, 760750)
Aircraft Object has been searched at the International Registry as SIKORSKY, model S-76, SN: 760750, which description matches the current
Manufacturer's List. Priority Search Certificate Number: 1492287, created on 21 Apr 2021 at 14:53:48 GMT, reflects no undischarged
registrations and the below-described sale(s).
No Liens of Record
Sale
File #: 732496
Date: 26 Jul 2011
Time (GMT): 18:01:37
Fractional or Partial Interest: 100.000000%
Seller: Freedom Air International, Inc.*
Buyer: ASI Wings, LLC
Sale
File #: 1644795
Date: 13 Jun 2019
Time (GMT): 16:03:01
Fractional or Partial Interest: 100.000000%
Seller: ASI Wings, LLC
Buyer: Hyperion Air, LLC
IR Priority Search - Engine (TURBOMECA S.A., ARRIEL 2S2, 42286TEC)
Aircraft Object has been searched at the International Registry as TURBOMECA, model ARRIEL 2S2, SN: 42286, which description does not
match the current Manufacturer's List. Priority Search Certificate Number: 1492289, created on 21 Apr 2021 at 14:53:48 GMT, reflects no
undischarged registrations and the below-described sale(s).
No Liens of Record
Sale
File #: 732512
Date: 26 Jul 2011
Time (GMT): 18:11:56
Fractional or Partial Interest: 100.000000%
Seller: Freedom Air International, Inc.*
Buyer: ASI Wings, LLC
Sale
File #: 1644796
Date: 13 Jun 2019
Time (GMT): 16:03:04
Fractional or Partial Interest: 100.000000%
Seller: ASI Wings, LLC
Buyer: Hyperion Air, LLC
Page 2 of 3
EFTA00022914

=== Page 61 ===
IR Priority Search* - Engine (TURBOMECA S.A., ARRIEL 2S2, 42285TE)
Aircraft Object has been searched at the International Registry as TURBOMECA, model ARRIEL 2S2, SN: 42285, which description does not
match the current Manufacturer's List. Priority Search Certificate Number: 1492288, created on 21 Apr 2021 at 14:53:48 GMT, reflects no
undischarged registrations and the below-described sale(s).
No Liens of Record
Sale
File #: 732506
Date: 26 Jul 2011
Time (GMT): 18:06:15
Fractional or Partial Interest: 100.000000%
Seller: Freedom Air International, Inc.*
Buyer: ASI Wings, LLC
Sale
File #: 1644797
Date: 13 Jun 2019
Time (GMT): 16:17:01
Fractional or Partial Interest: 100.000000%
Seller: ASI Wings, LLC
Buyer: Hyperion Air, LLC
Detailed ReportsV
III FAA and International Registry Airframe Lien Search (S-76C, 760750)
≡ FAA And International Research Engine Lien Search (ARRIEL 2S2, 42286TEC)
FAA And International Research Engine Lien Search (ARRIEL 2S2, 42285TE)
ATTACHED LLC DOCUMENT
F
HYPERION AIR LLC
FOR: AIC Title Service, LLC
Order#: 152973 Registration #: N722JE Certified By: Bryan Vaughan on 4/21/2021
Print Summary Report
(82792)
In preparing this order, we are (i) subject to the availability and accuracy of the Federal Aviation Administration ("FAA") and the International Registry ("IR"), including their employees,
agents, and computer systems, in the filing, registering, indexing, cross-referencing and recording of instruments filed with the FAA and IR and (ii) subject to the accuracy of the
information contained in the IR Priority Search Certificates, if applicable. We have relied on you to provide us with an accurate, complete and exact description of any Aircraft,
Engines, and Propellers, for this search.
AIC Title Service, LLC
Ph:
or
Fx:
Email:
Page 3 of 3
EFTA00022915

=== Page 62 ===
AIC
FAA and International Registry Engine Search Report
TITLE SERVICE
Prepared For:
Plan D LLC
Darren Indyke
FAA LIEN SEARCH AND
INTERNATIONAL REGISTRY PRIORITY SEARCH
ENGINE REPORT
Make
Model
Serial No
TURBOMECA S.A.
ARRIEL 2S2
42285TE
A review of the pre-automated and/or automated FAA records, as those records pertain to that certain Engine described
above, revealed the state of the record with respect to lien status is as follows:
LIEN STATUS
FAA has no record of the engine as described. There are no pending documents indexed under the engine as
described appearing on the FAA collateral indices of in-process documents.
Disclaimer: By this report we undertake to provide only information from the records of aircraft maintained by the FAA Aircraft Registry, which
constitutes those records received, examined and made a part of the public record by that office, on the particular aircraft described above at
7:29 AM CT on 04/21/2021
INTERNATIONAL REGISTRY SEARCH CRITERIA
Aircraft Object has been searched at the International Registry as TURBOMECA, model ARRIEL 2S2, SN: 42285, which description does not
match the current Manufacturer's List. Priority Search Certificate Number: 1492288, created on 21 Apr 2021 at 14:53:48 GMT, reflects no
undischarged registrations and the below-described sale(s).
INTERNATIONAL REGISTRY STATUS
No Liens of Record
Sale
File #: 732506
Date: 26 Jul 2011
Time (GMT): 18:06:15
Fractional or Partial Interest: 100.000000%
Seller: Freedom Air International, Inc.*
Buyer: ASI Wings, LLC
Page 1 of 2
EFTA00022916

=== Page 63 ===
Sale
File #: 1644797
Date: 13 Jun 2019
Time (GMT): 16:17:01
Fractional or Partial Interest: 100.000000%
Seller: ASI Wings, LLC
Buyer: Hyperion Air, LLC
FOR: AIC Title Service, LLC
Order#: 152973 Certified By: Bryan Vaughan on 04/21/2021
In preparing this order, we are (i) subject to the availability and accuracy of the Federal Aviation Administration ("FAA") and the International Registry ("IR"), including their employees,
agents, and computer systems, in the filing, registering, indexing, cross-referencing and recording of instruments filed with the FAA and IR and (ii) subject to the accuracy of the
information contained in the IR Priority Search Certificates, if applicable. We have relied on you to provide us with an accurate, complete and exact description of any Aircraft,
Engines, and Propellers, for this search.
AIC Title Service, LLC
Ph:
or
Fx:
Email:
Page 2 of 2
EFTA00022917

=== Page 64 ===
AIC
FAA and International Registry Engine Search Report
TITLE SERVICE
Prepared For:
Plan D LLC
Darren Indyke
FAA LIEN SEARCH AND
INTERNATIONAL REGISTRY PRIORITY SEARCH
ENGINE REPORT
Make
Model
Serial No
TURBOMECA S.A.
ARRIEL 2S2
42286TEC
A review of the pre-automated and/or automated FAA records, as those records pertain to that certain Engine described
above, revealed the state of the record with respect to lien status is as follows:
LIEN STATUS
FAA has no record of the engine as described. There are no pending documents indexed under the engine as
described appearing on the FAA collateral indices of in-process documents.
Disclaimer: By this report we undertake to provide only information from the records of aircraft maintained by the FAA Aircraft Registry, which
constitutes those records received, examined and made a part of the public record by that office, on the particular aircraft described above at
7:29 AM CT on 04/21/2021
INTERNATIONAL REGISTRY SEARCH CRITERIA
Aircraft Object has been searched at the International Registry as TURBOMECA, model ARRIEL 2S2, SN: 42286, which description does not
match the current Manufacturer's List. Priority Search Certificate Number: 1492289, created on 21 Apr 2021 at 14:53:48 GMT, reflects no
undischarged registrations and the below-described sale(s).
INTERNATIONAL REGISTRY STATUS
No Liens of Record
Sale
File #: 732512
Date: 26 Jul 2011
Time (GMT): 18:11:56
Fractional or Partial Interest: 100.000000%
Seller: Freedom Air International, Inc.*
Buyer: ASI Wings, LLC
Page 1 of 2
EFTA00022918

=== Page 65 ===
Sale
File #: 1644796
Date: 13 Jun 2019
Time (GMT): 16:03:04
Fractional or Partial Interest: 100.000000%
Seller: ASI Wings, LLC
Buyer: Hyperion Air, LLC
FOR: AIC Title Service, LLC
Order#: 152973 Certified By: Bryan Vaughan on 04/21/2021
In preparing this order, we are (i) subject to the availability and accuracy of the Federal Aviation Administration ("FAA") and the International Registry ("IR"), including their employees,
agents, and computer systems, in the filing, registering, indexing, cross-referencing and recording of instruments filed with the FAA and IR and (ii) subject to the accuracy of the
information contained in the IR Priority Search Certificates, if applicable. We have relied on you to provide us with an accurate, complete and exact description of any Aircraft,
Engines, and Propellers, for this search.
AIC Title Service, LLC
Ph:
or
Fx:
Email:
Page 2 of 2
EFTA00022919

=== Page 66 ===
AIC
FAA and International Registry Title Search Report
TITLE SERVICE
Prepared For:
Plan D LLC
Darren Indyke
FAA TITLE SEARCH and
INTERNATIONAL REGISTRY PRIORITY SEARCH
AIRFRAME REPORT
Registration No
Formerly
Make
Model
Serial No
N722JE
N750A
KEYSTONE HELICOPTER
S-76C
760750
Present Registered Owner
Owner Type: Limited Liability Company
Hyperion Air LLC
Signed By: Lawrence P. Visoski, Jr.
Title: Manager
Acquired By: Bill of Sale
Executed: 6-13-19
FAA Filed: 6-13-19
FAA Recorded: 7-17-19
FAA Document#: JD020475
LIEN STATUS
No Liens of Record
Disclaimer: By this report we undertake to provide only information from the records of aircraft maintained by the FAA Aircraft Registry, which
constitutes those records received, examined and made a part of the public record by that office, on the particular aircraft described above at
7:29 AM CT on 04/21/2021
INTERNATIONAL REGISTRY SEARCH CRITERIA
Aircraft Object has been searched at the International Registry as SIKORSKY, model S-76, SN: 760750, which description matches the current
Manufacturer's List. Priority Search Certificate Number: 1492287, created on 21 Apr 2021 at 14:53:48 GMT, reflects no undischarged
registrations and the below-described sale(s).
INTERNATIONAL REGISTRY STATUS
No Liens of Record
Page 1 of 2
EFTA00022920

=== Page 67 ===
Sale
File #: 732496
Date: 26 Jul 2011
Time (GMT): 18:01:37
Fractional or Partial Interest: 100.000000%
Seller: Freedom Air International, Inc.*
Buyer: ASI Wings, LLC
Sale
File #: 1644795
Date: 13 Jun 2019
Time (GMT): 16:03:01
Fractional or Partial Interest: 100.000000%
Seller: ASI Wings, LLC
Buyer: Hyperion Air, LLC
FOR: AIC Title Service, LLC
Order#: 152973 Registration #: N722JE Certified By: Bryan Vaughan on 04/21/2021
In preparing this order, we are (i) subject to the availability and accuracy of the Federal Aviation Administration ("FAA") and the International Registry ("IR"), including their employees,
agents, and computer systems, in the filing, registering, indexing, cross-referencing and recording of instruments filed with the FAA and IR and (ii) subject to the accuracy of the
information contained in the IR Priority Search Certificates, if applicable. We have relied on you to provide us with an accurate, complete and exact description of any Aircraft,
Engines, and Propellers, for this search.
AIC Title Service, LLC
Ph:
or
Fx:
Email:
Page 2 of 2
EFTA00022921

=== Page 68 ===
LLC STATEMENT IN SUPPORT
OF REGISTRATION
HYPERION AIR, LLC is a limited liability company of a United States Citizen and is eligible to
register aircraft in its name. In this regard, we make the following representations:
Accepted CK Sep/06/2013
1. The full name of the Applicant LLC is HYPERION AIR, LLC (the "LLC").
2. The jurisdiction in which the LLC is lawfully organized is the United States Virgin Islands.
3. The effective date of the LLC is October 19 2012.
4. The name of each of the sole Member of the LLC and the type of entity of the sole Member (i.e.,
individual, corporation, partnership, etc.) is:
U.S. CITIZENSHIP
NAME
TYPE OF ENTITY
VERIFICATION
Jeffrey E. Epstein
Individual
YES X NO
5. The LLC is managed by a Manager.
6. The managers, members or officers of this LLC may act independently YX N
7. The name of the sole Manager of the LLC and the type of entity of the sole Manager (i.e., individual,
corporation, partnership, etc.) is:
U.S. CITIZENSHIP
NAME
TYPE OF ENTITY
VERIFICATION
Lawrence Visoski
Individual
YES X NO
The undersigned certifies that he understands that an LLC is eligible to register aircraft in its name provided that:
(1) at least 2/3rds of the managers or managing members are "U.S. Citizens" within the meaning of 49 U.S.C.
Section 40102(a)(15)(C) and:
(2) at least 75% of the voting interest or units is owned or controlled by persons who are "U.S. citizens" or citizens
of one of its possessions; and specifically that AN LLC CANNOT REGISTER AS A NON-CITIZEN
CORPORATION.
If any member of this LLC is not a United States Citizen as defined in 40102(a)(15)(C) an explanation appears below to
support the certification that this LLC is a "U.S. Citizen" as required by 49 U.S.C. Section 40102(a)(15)(C).
The undersigned hereby also certifies that the information given herein is true and correct and meets all citizenship
specifications as required by the Federal Aviation Administration.
HYPERION By AIR, LLC
242 Lawrence Visoski
Manager
EFTA00022922

=== Page 69 ===
EFTA000
FILED WITH FAA
AIRCRAFT REGISTRATION BR.
2013 AUG 13 AM 7 39
OKLAHOMA CITY
OKLAHOMA
the

=== Page 70 ===
*** NO RECORDS FOUND ***
ARAUTP18
AIRCRAFT REGISTRATION SYSTEM
05/05/21
ARAUTM85
POA, RESLTN, GUARDN, RCVRSHP, BNKRPTCY, LLC
14:46
Name : INDUSTRIAL INTEGRITY SOLUTIONS LLC
OPTIONAL
Effective Date
/
/
N-Number
TYPE
Display Expired N (POA Only)
Enter PF1
PF2
PF3
PF4
PF5
PF6
PF7
PF8
PF9
PF10
PF11
PF12
CONT
MAIN
PREV
EFTA00022924

=== Page 71 ===
*** NO RECORDS FOUND ***
ARAUTP18
AIRCRAFT REGISTRATION SYSTEM
05/05/21
ARAUTM85
POA, RESLTN, GUARDN, RCVRSHP, BNKRPTCY, LLC
14:47
Name : INDUSTRIAL INTEGRITY SOLUTIONS
OPTIONAL
Effective Date
/
/
N-Number
TYPE
Display Expired N (POA Only)
Enter PF1
PF2
PF3
PF4
PF5
PF6
PF7
PF8
PF9
PF10
PF11
PF12
CONT
MAIN
PREV
EFTA00022925

=== Page 72 ===
*** NO RECORDS FOUND ***
ARAUTP18
AIRCRAFT REGISTRATION SYSTEM
05/05/21
ARAUTM85
POA, RESLTN, GUARDN, RCVRSHP, BNKRPTCY, LLC
14:47
Name : INDUSTRIAL INTEGRITY
OPTIONAL
Effective Date
/
/
N-Number
TYPE
Display Expired N (POA Only)
Enter PF1
PF2
PF3
PF4
PF5
PF6
PF7
PF8
PF9
PF10
PF11
PF12
CONT
MAIN
PREV
EFTA00022926

=== Page 73 ===
ARAUTP18
AIRCRAFT REGISTRATION SYSTEM
05/05/21
ARAUTM23 POA, RESLTN, GUARDN, RCVRSHP, BNKRPTCY, LLC NAME SELECTION 14:47
Page
1 of
3
Name : INDUSTRIAL
Total Names:
32
Name Range
1 thru
32
PKT
Name
Type
Eff Date Trans
Status WIP
1.
INDUSTRIAL AEROBOTICS LLC (AZ) (EFF
GRANTOR
11/07/07 LLC
ACCEPT
2.
INDUSTRIAL AIRCRAFT CORPORATION
GRANTOR
11/30/73 POA
CONVERT
3.
INDUSTRIAL AVIATION LLC
GRANTOR
12/18/95 LLC
ACCEPT
4.
INDUSTRIAL BANK
GRANTOR
04/25/94 POA
CONVERT
5.
INDUSTRIAL COMMERCIAL REALTY LLC (P GRANTOR
12/20/04 LLC
ACCEPT
6.
INDUSTRIAL CONTRACTING SERVICES LLC GRANTOR
04/10/00 LLC
ACCEPT
7.
INDUSTRIAL EQUILITES AIRCRAFT LEASI GRANTOR
LLC
REQ/REJ
8.
INDUSTRIAL EQUIPMENT LEASING LLC (D GRANTOR
10/05/10 LLC
ACCEPT
9.
INDUSTRIAL EQUIPMENT SERVICES LLC ( GRANTOR
09/22/06 LLC
ACCEPT
10.
INDUSTRIAL EQUITIES AIRCRAFT LEASIN GRANTOR
06/14/17 LLC
ACCEPT
11.
INDUSTRIAL GROUP II LLC (NC)
GRANTOR
01/09/06 LLC
ACCEPT
12.
INDUSTRIAL HELICOPTERS LLC (LA)
GRANTOR
10/06/11 LLC
ACCEPT
Enter Line Number for Name Selection:
Enter
PF1
PF2
PF3
PF4
PF5
PF6
PF7
PF8
PF9
PF10
PF11
PF12
CONT HELP
MAIN
+PAGE PREV
EFTA00022927

=== Page 74 ===
ARAUTP18
AIRCRAFT REGISTRATION SYSTEM
05/05/21
ARAUTM23 POA, RESLTN, GUARDN, RCVRSHP, BNKRPTCY, LLC NAME SELECTION 14:47
Page
2 of
3
Name : INDUSTRIAL
Total Names:
32
Name Range
1 thru
32
PKT
Name
Type
Eff Date Trans
Status WIP
1.
INDUSTRIAL INTERNATIONAL AVIATION
GRANTOR
08/29/77 POA
CONVERT
2.
INDUSTRIAL MARINE TECHNOLOGY LLC
GRANTOR
10/12/04 POA
ACCEPT
3.
INDUSTRIAL MARINE TECHNOLOGY LLC
GRANTOR
07/24/00 POA
ACCEPT
4.
INDUSTRIAL MARINE TECHNOLOGY LLC
GRANTOR
02/17/00 POA
ACCEPT
5.
INDUSTRIAL MARINE TECHNOLOGY LLC
GRANTOR
12/29/99 LLC
ACCEPT
6.
INDUSTRIAL NATIONAL BANK OF RHODE I
GRANTOR
08/17/78 POA
CONVERT
7.
INDUSTRIAL NETWORKS LLC (MA)
GRANTOR
04/10/18 LLC
ACCEPT
8.
INDUSTRIAL REALTY GROUP LLC
GRANTOR
01/21/15 POA
ACCEPT
9.
INDUSTRIAL REALTY GROUP LLC
AGENT
03/01/13 POA
ACCEPT
10.
INDUSTRIAL REALTY GROUP LLC
GRANTOR
03/09/12 POA
ACCEPT
11.
INDUSTRIAL REALTY GROUP LLC (NV)
GRANTOR
05/05/99
LLC
ACCEPT
12.
INDUSTRIAL SITE SERVICES INC
GRANTOR
POA
REQ/REJ
Enter Line Number for Name Selection:
Enter
PF1
PF2
PF3
PF4
PF5
PF6
PF7
PF8
PF9
PF10
PF11
PF12
CONT HELP
MAIN
-PAGE +PAGE PREV
EFTA00022928

=== Page 75 ===
ARAUTP18
AIRCRAFT REGISTRATION SYSTEM
05/05/21
ARAUTM23 POA, RESLTN, GUARDN, RCVRSHP, BNKRPTCY, LLC NAME SELECTION 14:47
Page
3 of
3
Name : INDUSTRIAL
Total Names:
32
Name Range
1 thru
32
PKT
Name
Type
Eff Date Trans
Status WIP
1.
INDUSTRIAL SYSTEMS & SERVICES CO LL GRANTOR
04/10/09 POA
ACCEPT
2.
INDUSTRIAL SYSTEMS & SERVICES COMPA GRANTOR
06/06/05 POA
ACCEPT
3.
INDUSTRIAL SYSTEMS & SERVICES COMPA GRANTOR
01/01/05 LLC
ACCEPT
4.
INDUSTRIAL TERMINALS MANAGEMENT LLC GRANTOR
05/31/06 POA
ACCEPT
5.
INDUSTRIAL TERMINALS MANAGEMENT LLC GRANTOR
10/06/04 LLC
ACCEPT
6.
INDUSTRIAL TRANSPORTATION & DISTRIB GRANTOR
02/22/11 LLC
ACCEPT
7.
INDUSTRIAL WASTE GROUP LLC (DE)
GRANTOR
09/19/00 LLC
ACCEPT
8.
INDUSTRIAL-COMMERCIAL REALTY LLC (P GRANTOR
01/01/05 LLC
ACCEPT
9.
10.
11.
12.
Enter Line Number for Name Selection:
Enter
PF1
PF2
PF3
PF4
PF5
PF6
PF7
PF8
PF9
PF10
PF11
PF12
CONT HELP
MAIN
-PAGE
PREV
EFTA00022929

=== Page 76 ===
*** NO RECORDS FOUND ***
ARAUTP18
AIRCRAFT REGISTRATION SYSTEM
05/05/21
ARAUTM85
POA, RESLTN, GUARDN, RCVRSHP, BNKRPTCY, LLC
14:46
Name : INDUSTRIAL INTEGRITY SOLUTIONS LLC
OPTIONAL
Effective Date
/
/
N-Number
TYPE
Display Expired N (POA Only)
Enter PF1
PF2
PF3
PF4
PF5
PF6
PF7
PF8
PF9
PF10
PF11
PF12
CONT
MAIN
PREV
EFTA00022930

=== Page 77 ===
*** NO RECORDS FOUND ***
ARAUTP18
AIRCRAFT REGISTRATION SYSTEM
05/05/21
ARAUTM85
POA, RESLTN, GUARDN, RCVRSHP, BNKRPTCY, LLC
14:47
Name : INDUSTRIAL INTEGRITY SOLUTIONS
OPTIONAL
Effective Date
/
/
N-Number
TYPE
Display Expired N (POA Only)
Enter PF1
PF2
PF3
PF4
PF5
PF6
PF7
PF8
PF9
PF10
PF11
PF12
CONT
MAIN
PREV
EFTA00022931

=== Page 78 ===
*** NO RECORDS FOUND ***
ARAUTP18
AIRCRAFT REGISTRATION SYSTEM
05/05/21
ARAUTM85
POA, RESLTN, GUARDN, RCVRSHP, BNKRPTCY, LLC
14:47
Name : INDUSTRIAL INTEGRITY
OPTIONAL
Effective Date
/
/
N-Number
TYPE
Display Expired N (POA Only)
Enter PF1
PF2
PF3
PF4
PF5
PF6
PF7
PF8
PF9
PF10
PF11
PF12
CONT
MAIN
PREV
EFTA00022932

=== Page 79 ===
ARAUTP18
AIRCRAFT REGISTRATION SYSTEM
05/05/21
ARAUTM23 POA, RESLTN, GUARDN, RCVRSHP, BNKRPTCY, LLC NAME SELECTION 14:47
Page
1 of
3
Name : INDUSTRIAL
Total Names:
32
Name Range
1 thru
32
PKT
Name
Type
Eff Date Trans
Status WIP
1.
INDUSTRIAL AEROBOTICS LLC (AZ) (EFF
GRANTOR
11/07/07 LLC
ACCEPT
2.
INDUSTRIAL AIRCRAFT CORPORATION
GRANTOR
11/30/73 POA
CONVERT
3.
INDUSTRIAL AVIATION LLC
GRANTOR
12/18/95 LLC
ACCEPT
4.
INDUSTRIAL BANK
GRANTOR
04/25/94 POA
CONVERT
5.
INDUSTRIAL COMMERCIAL REALTY LLC (P GRANTOR
12/20/04 LLC
ACCEPT
6.
INDUSTRIAL CONTRACTING SERVICES LLC GRANTOR
04/10/00 LLC
ACCEPT
7.
INDUSTRIAL EQUILITES AIRCRAFT LEASI GRANTOR
LLC
REQ/REJ
8.
INDUSTRIAL EQUIPMENT LEASING LLC (D GRANTOR
10/05/10 LLC
ACCEPT
9.
INDUSTRIAL EQUIPMENT SERVICES LLC ( GRANTOR
09/22/06 LLC
ACCEPT
10.
INDUSTRIAL EQUITIES AIRCRAFT LEASIN GRANTOR
06/14/17 LLC
ACCEPT
11.
INDUSTRIAL GROUP II LLC (NC)
GRANTOR
01/09/06 LLC
ACCEPT
12.
INDUSTRIAL HELICOPTERS LLC (LA)
GRANTOR
10/06/11 LLC
ACCEPT
Enter Line Number for Name Selection:
Enter
PF1
PF2
PF3
PF4
PF5
PF6
PF7
PF8
PF9
PF10
PF11
PF12
CONT HELP
MAIN
+PAGE PREV
EFTA00022933

=== Page 80 ===
ARAUTP18
AIRCRAFT REGISTRATION SYSTEM
05/05/21
ARAUTM23 POA, RESLTN, GUARDN, RCVRSHP, BNKRPTCY, LLC NAME SELECTION 14:47
Page
2 of
3
Name : INDUSTRIAL
Total Names:
32
Name Range
1 thru
32
PKT
Name
Type
Eff Date Trans
Status WIP
1.
INDUSTRIAL INTERNATIONAL AVIATION
GRANTOR
08/29/77
POA
CONVERT
2.
INDUSTRIAL MARINE TECHNOLOGY LLC
GRANTOR
10/12/04 POA
ACCEPT
3.
INDUSTRIAL MARINE TECHNOLOGY LLC
GRANTOR
07/24/00 POA
ACCEPT
4.
INDUSTRIAL MARINE TECHNOLOGY LLC
GRANTOR
02/17/00 POA
ACCEPT
5.
INDUSTRIAL MARINE TECHNOLOGY LLC
GRANTOR
12/29/99 LLC
ACCEPT
6.
INDUSTRIAL NATIONAL BANK OF RHODE I
GRANTOR
08/17/78 POA
CONVERT
7.
INDUSTRIAL NETWORKS LLC (MA)
GRANTOR
04/10/18 LLC
ACCEPT
8.
INDUSTRIAL REALTY GROUP LLC
GRANTOR
01/21/15 POA
ACCEPT
9.
INDUSTRIAL REALTY GROUP LLC
AGENT
03/01/13 POA
ACCEPT
10.
INDUSTRIAL REALTY GROUP LLC
GRANTOR
03/09/12 POA
ACCEPT
11.
INDUSTRIAL REALTY GROUP LLC (NV)
GRANTOR
05/05/99 LLC
ACCEPT
12.
INDUSTRIAL SITE SERVICES INC
GRANTOR
POA
REQ/REJ
Enter Line Number for Name Selection:
Enter
PF1
PF2
PF3
PF4
PF5
PF6
PF7
PF8
PF9
PF10
PF11
PF12
CONT HELP
MAIN
-PAGE +PAGE PREV
EFTA00022934

=== Page 81 ===
ARAUTP18
AIRCRAFT REGISTRATION SYSTEM
05/05/21
ARAUTM23 POA, RESLTN, GUARDN, RCVRSHP, BNKRPTCY, LLC NAME SELECTION 14:47
Page
3 of
3
Name : INDUSTRIAL
Total Names:
32
Name Range
1 thru
32
PKT
Name
Type
Eff Date Trans
Status WIP
1.
INDUSTRIAL SYSTEMS & SERVICES CO LL GRANTOR
04/10/09 POA
ACCEPT
2.
INDUSTRIAL SYSTEMS & SERVICES COMPA GRANTOR
06/06/05 POA
ACCEPT
3.
INDUSTRIAL SYSTEMS & SERVICES COMPA GRANTOR
01/01/05 LLC
ACCEPT
4.
INDUSTRIAL TERMINALS MANAGEMENT LLC GRANTOR
05/31/06 POA
ACCEPT
5.
INDUSTRIAL TERMINALS MANAGEMENT LLC GRANTOR
10/06/04 LLC
ACCEPT
6.
INDUSTRIAL TRANSPORTATION & DISTRIB GRANTOR
02/22/11
LLC
ACCEPT
7.
INDUSTRIAL WASTE GROUP LLC (DE)
GRANTOR
09/19/00 LLC
ACCEPT
8.
INDUSTRIAL-COMMERCIAL REALTY LLC (P GRANTOR
01/01/05 LLC
ACCEPT
9.
10.
11.
12.
Enter Line Number for Name Selection:
Enter
PF1
PF2
PF3
PF4
PF5
PF6
PF7
PF8
PF9
PF10
PF11
PF12
CONT HELP
MAIN
-PAGE
PREV
EFTA00022935

=== Page 82 ===
WIRE INSTRUCTIONS
(TOTAL BUSINESS CHECKING)
EQUUS GLOBAL AVIATION, LLC
JP MORGAN CHASE
WIRE ACCOUNT #:
ROUTING#:
SWIFT CODE:
EFTA00022936

=== Page 83 ===
Visoski Wire Info
Bank of America
Flying V Aviation, LLC c/o Lawrence Visoski
Account
Routing Wire:
Flying V Aviation, LLC c/o Lawrence Visoski
Bank of America,
Phone
Account
/ Routing Wire:
EFTA00022937

=== Page 84 ===
Statement in Support of Registration of a United States Civil Aircraft
in the Name of a Limited Liability Company
Complete name of the Applicant:
Industrial Intregrity Solutions, LLC
New Mexico
State in which LLC is organized:
Effective date of formation of the LLC: October 7, 2016
Name of each member of the LLC:
Name of Member:
Type of Entity
U.S. Citizenship Verification
(ie: individual, corporation,
partnership, etc.)
James L. Previti
Individual
Y
N
Frontier Finance Co.
California Corp.
Y
N
Y
N
(Please use additional sheets if additional space is required)
<
LLC is managed by:
Manager(s)
Member(s)
Officer(s)
If LLC is managed by Manager(s)/Officer(s)
Name of Manager(s)
Type of Entity
U.S. Citizenship Verification
Officer(s)
(ie: individual, corporation,
partnership, etc.)
Y
N
Y.
N.
(Please use additional sheets if additional space is required)
s
Can the managers, members or officers of this LLC act independently?
Y
N
The undersigned certifies that the Applicant is a citizen of the United States since, to the best knowledge and
belief of the undersigned, at least 2/3rds of the managers, officers or managing members qualify as citizens of
the United States as defined in 49 U.S.C. 40101(a)(15) and at least 75% of the voting interest or units is owned
or controlled by persons who qualify as citizens of the United States as defined in 49 U.S.C. 40102(a)(15).
49 U.S.C. Section (a)(15): Citizen of the United States means: (1) An individual who is a citizen of the United
States or one of its possessions; or (2) A partnership of which each member is such an individual; or (3) A
corporation or association created or organized under the laws of the United States or of any State, Territory,
or possession of the United States, of which the president and 2/3 or more of the board of directors and other
managing officers thereof are such individuals and in which at least 75% of the voting interest is owned or
controlled by persons who are citizens of the United States or of one of its possessions.
If any member, officer or manager of the LLC is not a citizen of the United States as defined in U.S.C.
40102(a)(15) please attach an additional sheet for explanation to substantiate that the LLC qualifies as a citizen
of the United States.
By: B &
RICHARD
Its:
CHIEF FINANCIAL OFFICER
(title)
Dated:
5-6-21
EFTA00022938

=== Page 85 ===
OneSpanSign
OneSpan Sign Electronic Evidence Summary
Signing Ceremony ID:
ID:
fcb4Y4hMWofiPY2i5Tjg62n-P38=
Name:
N722JE N722JE BOS (FlnWSCn)
Created:
2021-May-06 17:14:44 (GMTZ) GMT
Completed:
2021-May-06 19:51:34 (GMTZ) GMT
Summary document generated:
2021-May-06 19:51:36 (GMTZ) GMT
Sender:
Name:
Melissa Koboldt
mko
om
Documents:
Electronic Disclosures and Signatures Consent
2 pages
N722JE N722JE BOS (FlnWSCn)
1 page
N722JE WBOS
2 pages
OneSpan Sign Electronic Evidence Summary
2 pages
Recipients:
Name:
Melissa Koboldt
Email:
mko
om
Role:
Owner
ID:
42EC2utgPCID
Name:
LARRY VISOSKI
Email:
Role:
Larry_Visoski
ID:
Larry_Visoski
Electronic Disclosures and Signatures Consent
1 accept
N722JE N722JE BOS (FlnWSCn)
1 signature
N722JE WBOS
1 signature
Name:
DARREN INDYKE
Email:
Role:
Darren_Indyke_FqpTq3N
ID:
Darren_Indyke_FqpTq3N
Audit Trail:
Copyright 2021, OneSpan. All Rights Reserved.
EFTA00022939

=== Page 86 ===
Date and Time
Recipient
Action
Document
IP
Other
2021-May-06 17:40:01 (GMTZ) GMT
LARRY VISOSKI
Signing Session
N/A
174.194.139.168
Signing session
For Recipient
for recipient:
LARRY VISOSKI)
2021-May-06 17:40:11 (GMTZ) GMT
LARRY VISOSKI
View
Electronic
174.194.139.168
Disclosures and
Signatures
Consent
2021-May-06 17:42:36 (GMTZ) GMT
LARRY VISOSKI
Accept
Electronic
174.194.139.168
Approval:
Disclosures and
8e81c72a-d851-
Signatures
47ec-bf2a-
Consent
f81d7ac10f67
2021-May-06 17:42:37 (GMTZ) GMT
LARRY VISOSKI
Confirm
Electronic
174.194.139.168
Disclosures and
Signatures
Consent
2021-May-06 17:42:47 (GMTZ) GMT
LARRY VISOSKI
View
N722JE N722JE
174.194.139.168
BOS (FlnWSCn)
2021-May-06 17:44:04 (GMTZ) GMT
LARRY VISOSKI
Click To Sign
N722JE N722JE
174.194.139.168
Approval:
BOS (FlnWSCn)
XiW1KKxDUP8U
2021-May-06 19:47:50 (GMTZ) GMT
LARRY VISOSKI
Signing Session
N/A
174.195.144.56
Signing session
For Recipient
for recipient:
LARRY VISOSKI)
2021-May-06 19:47:53 (GMTZ) GMT
LARRY VISOSKI
View
N722JE N722JE
174.195.144.56
BOS (FlnWSCn)
2021-May-06 19:50:49 (GMTZ) GMT
LARRY VISOSKI
Signing Session
N/A
64.183.118.170
Signing session
For Recipient
for recipient:
LARRY VISOSKI)
2021-May-06 19:50:55 (GMTZ) GMT
LARRY VISOSKI
View
N722JE N722JE
64.183.118.170
BOS (FlnWSCn)
2021-May-06 19:51:17 (GMTZ) GMT
LARRY VISOSKI
Confirm
N722JE N722JE
64.183.118.170
BOS (FlnWSCn)
2021-May-06 19:51:22 (GMTZ) GMT
LARRY VISOSKI
View
N722JE WBOS
64.183.118.170
2021-May-06 19:51:30 (GMTZ) GMT
LARRY VISOSKI
Click To Sign
N722JE WBOS
64.183.118.170
Approval:
vDOPyjwxfsUO
2021-May-06 19:51:34 (GMTZ) GMT
LARRY VISOSKI
Confirm
N722JE WBOS
64.183.118.170
Copyright 2021, OneSpan. All Rights Reserved.
EFTA00022940

=== Page 87 ===
UNITED STATES OF AMERICA
OMB Control No. 2120-0042
Exp. 04/30/2017
U.S. DEPARTMENT OF TRANSPORTATION FEDERAL AVIATION ADMINISTRATION
AIRCRAFT BILL OF SALE
FOR AND IN CONSIDERATION OF $ 1.00 + OVC THE
UNDERSIGNED OWNER(S) OF THE FULL
LEGAL
AND BENEFICIAL TITLE OF THE AIRCRAFT
DESCRIBED AS FOLLOWS:
UNITED STATES
REGISTRATION NUMBER
N722JE
AIRCRAFT MANUFACTURER & MODEL
KEYSTONE HELICOPTER S-76C
AIRCRAFT SERIAL No.
760750
DOES THIS
DAY OF May
1 2021
HEREBY SELL, GRANT, TRANSFER AND
DELIVER ALL RIGHTS, TITLE, AND INTERESTS
IN AND TO SUCH AIRCRAFT UNTO:
Do Not Write In This Block
FOR FAA USE ONLY
NAME AND ADDRESS
(IF INDIVIDUAL(S), GIVE LAST NAME, FIRST NAME, AND MIDDLE INITIAL)
PURCHASER
Industrial Integrity Solutions, LLC
DEALER CERTIFICATE NUMBER
AND TO ITS SUCCESSORS
EXECUTORS, ADMINISTRATORS, AND ASSIGNS TO HAVE AND TO HOLD
SINGULARLY THE SAID AIRCRAFT FOREVER, AND WARRANTS THE TITLE THEREOF:
I
MY
IN TESTIMONY WHEREOF
HAVE SET
HAND AND SEAL THIS
DAY OF May, 2021
NAME(S) OF SELLER
SIGNATURE(S)
TITLE
(TYPED OR PRINTED)
(IN INK) (IF EXECUTED FOR
(TYPED OR PRINTED)
CO-OWNERSHIP, ALL MUSTSIGN
Hyperion Air LLC
Digitally signed by LARRY VISOSKI
Manager
SELLER
id.VRIThTqAWMgMxRPZIAf94SoVjyks
ACKNOWLEDGMENT (NOT REQUIRED FOR PURPOSES OF FAA RECORDING: HOWEVER, MAY BE REQUIRED BY LOCAL LAW FOR
VALIDITY OF THE INSTRUMENT.)
ORIGINAL: TO FAA:
AC Form 8050-2 (01/12) (NSN 0052-00-629-0003)
EFTA00022941

=== Page 88 ===
WARRANTY BILL OF SALE
Pursuant to that certain Aircraft Purchase Agreement, dated April 16 , 2021 (the
"Agreement"), by and between HYPERION AIR, LLC, a U.S. Virgin Islands limited liability
company ("Seller"), and INDUSTRIAL INTEGRITY SOLUTIONS, LLC, a New Mexico limited
liability company ("Purchaser"), for and in consideration of the sum of Ten Dollars ($10.00) and
other good and valuable consideration, the receipt and sufficiency of which are hereby
acknowledged by Seller, and being the owner of the full legal and beneficial title in and to that
certain used 2008 Keystone (Sikorsky) model S-76C++ helicopter, bearing manufacturer's serial
number 760750, and currently registered with the United States Federal Aviation Administration
(the "FAA") as N722JE, together with said aircraft's two (2) Turbomeca S.A. model Arriel 2S2
engines bearing Manufacturer's Serial Nos. 42285TE and 42286TEC, and with all avionics,
equipment systems, furnishings and accessories installed on, contained in or attached to said aircraft
and engines, all as is more particularly described on Exhibit A, and also including all airframe, engine
and accessory logbooks, flight and operation manuals, maintenance and overhaul records, and all
other records and paperwork relating to the above-described aircraft and engines in Seller's
possession (collectively, the "Aircraft"),
Seller does hereby grant, bargain, sell, convey, transfer and deliver unto Purchaser,
its successors and assigns, all of Seller's right, title and interest in and to the Aircraft.
Seller hereby warrants to Purchaser, its successors and assigns, that Seller is the
lawful full legal, record and beneficial owner of 100% of the Aircraft and that there is hereby
conveyed to Purchaser good and marketable title to the Aircraft, free and clear of any and all leases,
liens, claims, encumbrances and rights of third parties whatsoever, and Seller will warrant and
defend such title forever, at the sole expense of Seller, against all claims and demands whatsoever.
EXCEPT FOR THE WARRANTIES SET FORTH IN THE IMMEDIATELY
PRECEDING PARAGRAPH (THE "EXPRESS WARRANTIES"), THE AIRCRAFT AND
EACH PART THEREOF IS BEING SOLD TO PURCHASER HEREUNDER IN ITS "AS IS,
WHERE IS" CONDITION AND "WITH ALL FAULTS" EFFECTIVE AT THE CLOSING.
EXCEPT FOR THE EXPRESS WARRANTIES, NEITHER SELLER NOR ITS AGENTS,
REPRESENTATIVES OR EMPLOYEES MAKE ANY WARRANTIES, EXPRESS OR
IMPLIED, OF ANY KIND OR NATURE WHATSOEVER TO PURCHASER. WITHOUT
LIMITING THE GENERALITY OF THE FOREGOING DISCLAIMER OF
REPRESENTATIONS AND WARRANTIES, THERE IS (I) NO WARRANTY BY SELLER,
ITS AGENTS, REPRESENTATIVES OR EMPLOYEES AS TO THE AIRWORTHINESS OR
PHYSICAL CONDITION OF THE AIRCRAFT, (II) NO IMPLIED WARRANTY BY SELLER,
ITS AGENTS, REPRESENTATIVES OR EMPLOYEES OF MERCHANTABILITY OR
FITNESS FOR A PARTICULAR PURPOSE OF THE AIRCRAFT, (III) NO IMPLIED
WARRANTY BY SELLER, ITS AGENTS, REPRESENTATIVES OR EMPLOYEES ARISING
FROM COURSE OF PERFORMANCE, COURSE OF DEALING OR USAGE OF TRADE,
AND (IV) NO WARRANTY BY SELLER, ITS AGENTS, REPRESENTATIVES OR
EMPLOYEES AGAINST PATENT INFRINGEMENT OR THE LIKE.
[Signature on following page]
22
EFTA00022942

=== Page 89 ===
IN WITNESS WHEREOF, Seller has caused this Warranty Bill of Sale to be
executed by its duly authorized representative, this
day of April, 2021.
May
HYPERION AIR, LLC
Digitally signed by LARRY VISOSKI
id.VuXAxjANXbLWE3Dg9mxgkox8yBqxdb
By:
Name:
Lawrence Visoski
Title:
Manager
Date:
23
EFTA00022943

=== Page 90 ===
UNITED STATES OF AMERICA - DEPARTMENT OF TRANSPORTATION
FEDERAL AVIATION ADMINISTRATION MIKE MONRONEY AERONAUTICAL CENTER
AIRCRAFT REGISTRATION APPLICATION
1) UNITED STATES
1. Individual
REGISTRATION
N
722JE
4) TYPE OF REGISTRATION
2. Partnership
NUMBER
3. Corporation
2) AIRCRAFT
4. Co-Owner
MANUFACTURER
KEYSTONE HELICOPTER S-76C
AND MODEL
5. Government
(Check one box.)
,
3) AIRCRAFT
7. Limited Liability Company (LLC)
SERIAL
8. Non-Citizen Corporation
760750
NUMBER
9. Non-Citizen Corporation Co-Owner
5) NAME(S) OF APPLICANT(S) (Person(s) shown on evidence of ownership. If individual, give last name, first name and middle initial.]
Industrial Integrity Solutions, LLC
6) TELEPHONE NUMBER: ( )
7) MAILING ADDRESS (Permanent mailing address for first applicant on list.)
NUMBER AND STREET:
RURAL ROUTE:
P.O. BOX
CITY:
STATE:
ZIP:
8) PHYSICAL ADDRESS/LOCATION IF PO BOX, MAIL DROP OR RURAL ROUTE BOX USED FOR MAILING ADDRESS
NUMBER AND STREET
DESCRIPTION OF
LOCATION:
CITY:
STATE:
ZIP:
9)
CHECK HERE IF YOU ARE ONLY REPORTING A CHANGE OF ADDRESS
10) CERTIFICATION
I/WE CERTIFY:
(1) That the above aircraft is owned by the undersigned applicant who is: (MUST CHECK AND/OR COMPLETE a. b. c. or d)
a. A citizen of the United States as defined by 49 USC 40102(a)(15):
b. A resident alien with alien registration (Form 1-551) No.
c. A non-citizen corporation organized and doing business under the laws of (state)
and said aircraft
is based and primarily used in the United States. Records of flight hours are available for inspection at (provide complete physical address)
d. A corporation using a voting trust to qualify. Enter name of trustee
(2)
If box C or d above is checked I, the below signed, certify that I am authorized, by the applicant shown above, to sign corporate documents and to
seek aircraft registration on behalf of the entity and that will provide the same authorization if requested;
(3) That the aircraft is not registered under the laws of any foreign country; and
(4) That legal evidence of ownership is attached or has been filed with the Federal Aviation Administration
ANY AND ALL SIGNATORIES OF THIS APPLICATION MUST READ THE FOLLOWING AND UNDERSTAND THAT, BY APPLYING
A SIGNATURE TO THIS DOCUMENT, THEY ARE SUBJECT TO THE REFERENCED STATUTES AND ASSOCIATED PENALTIES.
I/we hereby certify that the information provided in, and in any attachments to, this application for aircraft registration is true, accurate and correct to the best of my/our
knowledge and belief. I/we understand that the FAA administrator will rely on the information I/we provide in determining my/our qualification for aircraft registration. I/we
understand that whoever, in any matter within the jurisdiction of any department or agency of the United States, knowingly and willfully falsifies, conceals, or covers up by
any trick, scheme, or device any material fact(s), statement(s), representation(s) or entry(ies) may be fined up to $500,000 or imprisoned for not more than five (5) years or
both (18 U.S.C. §§ 1001 and 3571). I/we understand that to knowingly and wilfully: a) falsify or conceal a material fact; or b) use a document knowing it contains a false,
fictitious or fraudulent statement/entry; or c) provide any inaccurate, false statement/information can subject me to criminal prosecution (49 U.S.C. $ 46306), and the
registration of the subject aircraft may be delayed, denied and/or revoked.
NOTE: If executed for co-ownership, all applicants must sign. Use next page and add page(s) if necessary.
SIGNATURE: Digitally signed by RICHARD MUNKVOLD
DATE:
id.L7wsUIUsFLu1rEahgqwKfS474sW
11)
TYPED/PRINTED
CFO of Frontier Finance Co its Member
NAME:
Richard Munkvold
TITLE:
SIGNATURE:
DATE:
12)
TYPED/PRINTED
TITLE:
NAME:
NOTE: Except when the most recent registration of the subject aircraft is expired or cancelled, 14 CFR 47.31(c) provides for an airworthy
U.S. aircraft to be operated for up to 90 days within the United States when a copy of the signed aircraft registration application is carried
in the aircraft while awaiting issuance and receipt of the new registration certificate.
AC Form 8050-1 (02/20)
Page 1
EFTA00022944

=== Page 91 ===
OneSpanSign
OneSpan Sign Electronic Evidence Summary
Signing Ceremony ID:
ID:
WknY7ZSaRdcO6AQmLkg13h1KGvQ=
Name:
N722JE Aircraft Registration Application (ZDnBaHD)
Created:
2021-May-06 20:22:26 (GMTZ) GMT
Completed:
2021-May-06 20:31:18 (GMTZ) GMT
Summary document generated:
2021-May-06 20:31:19 (GMTZ) GMT
Sender:
Name:
Melissa Koboldt
Documents:
Electronic Disclosures and Signatures Consent
2 pages
N722JE 8050-1 ARA o44814eAIC Title_VohMXLY
1 page
OneSpan Sign Electronic Evidence Summary
2 pages
Recipients:
Name:
Melissa Koboldt
Email:
Role:
Owner
ID:
42EC2utgPCID
Name:
RICHARD MUNKVOLD
Email:
Role:
Richard_Munkvold-
CFO_of_Frontier_Finance_Co_its_Member
ID:
Richard_Munkvold-
CFO_of_Frontier_Finance_Co_its_Member
Electronic Disclosures and Signatures Consent
1 accept
N722JE 8050-1 ARA o44814eAIC Title_VohMXLY
1 signature
Audit Trail:
Date and Time
Recipient
Action
Document
IP
Other
2021-May-06 20:30:27 (GMTZ) GMT
RICHARD
Signing Session
N/A
47.176.71.230
Signing session
MUNKVOLD
For Recipient
for recipient:
RICHARD
MUNKVOLD)
Copyright 2021, OneSpan. All Rights Reserved.
EFTA00022945

=== Page 92 ===
2021-May-06 20:30:33 (GMTZ) GMT
RICHARD
View
Electronic
47.176.71.230
MUNKVOLD
Disclosures and
Signatures
Consent
2021-May-06 20:30:44 (GMTZ) GMT
RICHARD
Accept
Electronic
47.176.71.230
Approval:
MUNKVOLD
Disclosures and
d65214a0-5f98-
Signatures
4db1-b219-
Consent
89e7bac45ce4
2021-May-06 20:30:45 (GMTZ) GMT
RICHARD
Confirm
Electronic
47.176.71.230
MUNKVOLD
Disclosures and
Signatures
Consent
2021-May-06 20:30:48 (GMTZ) GMT
RICHARD
View
N722JE 8050-1
47.176.71.230
MUNKVOLD
ARA o44814eAIC
Title_VohMXLY
2021-May-06 20:31:10 (GMTZ) GMT
RICHARD
Click To Sign
N722JE 8050-1
47.176.71.230
Approval:
MUNKVOLD
ARA o44814eAIC
signatureld1
Title_VohMXLY
2021-May-06 20:31:18 (GMTZ) GMT
RICHARD
Confirm
N722JE 8050-1
47.176.71.230
MUNKVOLD
ARA o44814eAIC
Title_VohMXLY
Copyright 2021, OneSpan. All Rights Reserved.
EFTA00022946

=== Page 93 ===
ORIGINAL INVOICE
Page 1 of 1
SIKORSKY
A LOCKHEED MARTIN COMPANY
SIKORSKY COMMERCIAL INC*
Invoice Number: 8117788
Invoice Date: February 04, 2021
Customer No.
Sales Order
Sales Order Date
Customer Contract or P/O No.
301290
22278585
February 04, 2021
S76D12297PAP
Remit To:
SIKORSKY COMMERCIAL INC
Ultimate
HYPERION AIR, LLC
LOCKHEED MARTIN CORPORATION
End User:
EFT/ACH/WIRE CITIBANK ABA
CITIBANK ACCT
SWIFT
CHECKS JP MORGAN CHASE
Ship To: HYPERION AIR, LLC
Payment will HYPERION AIR, LLC
Be made by:
Terms: Net 30 days
Airway Bill Number:
Shipped from: . on: Via: CAU Bill of Lading: FCA:sellers place
Item No. Stock/Part No.
Description
Condition
Quantity
Unit
UnitPrice(USD)
NetAmount(USD)
76C_MAIN_GEAR_BOX
76C_Main
8.30
EA
137.49
1,141.17
_Gear_Box
AIRCRAFT SN 760750
Reporting Date: December 31, 2020
76C_INTER_GEAR_BOX
76C_Inte
8.30
EA
9.24
76.69
r_Gear_Box
AIRCRAFT SN 760750
Reporting Date: December 31, 2020
76C_TAIL_GEAR_BOX
76C_Tail
8.30
EA
18.48
153.38
_Gear_Box
AIRCRAFT SN 760750
Reporting Date: December 31, 2020
SUBTOTAL:
1,371.24
TAXES:
0.00
NET TOTAL:
1,371.24
TOTAL AMOUNT DUE:
1,371.24
"Sikorsky Commercial, Inc. is a registered trade name of Helicopter Support, Inc. (also referred to as "HSI") in the Connecticut towns of Shelton, North Haven, Stratford
and Trumbull, and a registered fictitious name of Helicopter Support, Inc. in the State of Maryland and the Commonwealth of Pennsylvania
EFTA00022947

=== Page 94 ===
The following Wire/High Value Payment Incoming transactions for the current business day were reported at 12:06 PM CDT on
05/07/2021
Amount:
100,000.00 USD
Account
Bank Reference:
Customer Reference:
0507367040
Text:
EFTA00022948

=== Page 95 ===
GT-500002
FLORIDA
Suggested Format for Affidavit for Exemption of Aircraft Sold for
N. 05/02
Removal from the State of Florida by a Nonresident Purchaser
DEPARTMENT
OF REVENUE
The following is a suggested format of an affidavit to be completed by the purchaser and furnished to the
selling dealer. In order to satisfy the requirements for exemption, the affidavit must contain all of this
information and be completed in full.
Florida
Broward
STATE OF
COUNTY OF
*** READ CAREFULLY BEFORE SIGNING ***
Before me this day appeared the affiant named below, who being duly sworn, states that:
1. I have read Rule 12A-1.007(10), Florida Administrative Code, and $ 212.05, Florida Statutes; and
2. I am not a resident of the State of Florida and did not make my permanent place of abode in Florida at the
time of taking delivery of the aircraft described below; and
-3. I am not engaged in Florida in any employment, trade, business, or profession for which the described aircraft
will be used in Florida; and
4. I do not represent a corporation which has any officer or director who is a resident of Florida, or makes his
or her permanent place of abode in Florida; and
5. I do not represent an artificial entity other than a corporation which has any individual vested with authority to
participate in the management, direction, or control of the affairs of the entity who is a resident of Florida or
makes his or her permanent place of abode in Florida; and
6. I agree to furnish the Florida Department of Revenue (within 30 days of the date of departure) written proof
that this aircraft was licensed, titled, or registered outside Florida; and
7. I agree to furnish the Florida Department of Revenue (within 10 days of the date of departure) invoices for
fuel, tie-down or hangar charges, repairs, or other similar documentation issued by an out-of-state vendor or
supplier which identifies this aircraft and its timely removal (including the FAA registration number).
PLEASE TYPE OR PRINT THE FOLLOWING INFORMATION:
Industrial Integrity Solutions, LLC
Name of purchaser
SSN
If purchaser is a corporation or partnership, list officers or partners
T.I.N.
Purchaser's permanent address (Street)
(City)
(State/Country)
(ZIP)
Purchaser's daytime telephone number (
)
D.O.B.
Purchaser's driver's license number and state of issuance
Purchaser's passport or visa number
N/A
Name of selling dealer or broker
Address of selling dealer (Street)
(City)
(State/Country)
(ZIP)
Selling dealer or broker's Florida certificate of registration number
Selling dealer or broker's telephone number (
)
MAY
Date of sale (Month)
(Year)
2021
(Day)
(continued on reverse side)
EFTA00022949

=== Page 96 ===
Description of Aircraft
SIKORSKY
Make
Model S76C++
Year 2008
Serial number
760750
FAA registration number
N722JE
(Check one) New
Used
X
Purchase
Net purchase
price $
1,800,000.00
Trade-in $
price $
Primary location of aircraft while in Florida KFXE AIRPORT
I claim exemption from Florida sales and use tax on the purchase price of the aircraft described herein under
S. 212.05(1)(a)2, Florida Statutes, for the following reason (check one):
The aircraft will be removed from Florida within 10 days of the date of purchase.
X
The aircraft requires repairs, additions, or alterations and it will immediately be taken to a repair facility and
will be removed from Florida within 20 days (excluding tolled days) after completion of the work.
Under penalty of perjury, / declare that I have read the foregoing and the facts alleged are true to the best of my
knowledge and belief. I understand that if / fail to comply with the requirements of this affidavit, / will be liable for
payment of the tax and a mandatory penalty equal to the tax.
S
Signature of affiant/purchaser
Sworn to (or affirmed) and subscribed before me this day of
,
Signature of Notary
See ATTACHED 184
Print, type, or stamp name of Notary
Personally known
Produced identification
Type of Identification:
Distribution of Documents
The original affidavit and a copy of the sales invoice, bill of sale, or closing document must be sent to the Florida
Department of Revenue, Aircraft Enforcement Unit, P.O. Box 6417, Tallahassee FL 32314-6417 within five (5) days of the
date of sale.
A copy of the affidavit must be retained by the selling dealer and made a part of the dealer's records.
The selling dealer or broker should provide the purchaser with a copy.
Notice To Dealers
Affidavits not filed within five (5) days of the date of sale may not be accepted by the Department of Revenue and
the selling dealer or broker may be billed for tax, penalty, and interest due.
EFTA00022950

=== Page 97 ===
ACKNOWLEDGMENT
A notary public or other officer completing this
certificate verifies only the identity of the individual
who signed the document to which this certificate is
attached, and not the truthfulness, accuracy, or
validity of that document.
State of California
County of SAN BERNARDIND
)
On MAY 7,2021
before me, JUUAN CARLOS GONZALES, Nutary Public
(insert name and title of the officer)
personally appeared RICHARD MUNKVOLD
,
who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same in
his/her/their authorized capacity(ies), and that by his/her/their signature on the instrument the
person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
JULIAN CARLOS GONZALES
COMM. #2353114
WITNESS my hand and official seal.
NRO1
Notary Public California
NR01
Riverside County
STUDENT
My Comm. Expires Mar. 27, 2025
Signature (Seal)
EFTA00022951

=== Page 98 ===
SECOND AMENDMENT TO AIRCRAFT PURCHASE AGREEMENT
This SECOND AMENDMENT TO AIRCRAFT PURCHASE AGREEMENT
(this "Second Amendment") is made and entered into as of the 7th day of May, 2021 (the
"Effective Date"), by and between Hyperion Air, LLC ("Seller") and Industrial Integrity
Solutions, LLC ("Purchaser"), and amends that certain Aircraft Purchase Agreeement by and
between Seller and Purchaser entered into as of April 16, 2021 (the "Original Agreement"), as
the same was previously amended by that certain First Amendment to Aircraft Purchase
Agreeement by and between Seller and Purchaser made and entered into as of April 20, 2021
(said Original Agreement, as so amended, the "Agreement"), governing the purchase and the
sale of that certain 2008 Keystone Helicopter (Sikorsky) model S-76C++ aircraft, bearing
manufacturer's serial number 760750, and currently registered with the United States Federal
Aviation Administration as N722JE. All capitalized terms used but not otherwise defined
herein shall have the meanings ascribed to those terms in the Agreement.
WHEREAS, Section 4(a) of the Agreement provides in relevant part that .in no event
shall the Closing take place later than May 7, 2021 (the "Closing Date")";
WHEREAS, the Parties desire to extend the May 7, 2021 Closing deadline provided for
in Section 4(a) until May 13, 2021, so that May 13, 2021 is the absolute final and latest date
by which Purchaser must close under the Agreement; and
WHEREAS, Seller is willing to extend the May 7, 2021 Closing deadline until May 13,
2021, effective when and on the condition that immediately upon execution of this Second
Amendment Purchaser increases the Deposit by delivering to the Escrow Agent an additional
One Hundred Thousand Dollars ($100,000), and provided further that Purchaser agrees herein
that the full amount of the Deposit, as so increased, is non-refundable and immediately,
absolutely, and unconditionally due and payable to Seller regardless of whether or not the
Closing occurs, and immediately instructs Escrow Agent to disburse the Deposit, as so
increased, to Seller in accordance with Seller's disbursement instructions;
NOW, THEREFORE, in consideration of these premises and the mutual covenants
and agreements herein contained, the parties agree as follows:
1.
Subject to the provisions of Paragraph 2 of this Second Amendment and
effective if and only if Purchaser fully complies with such provisions, Section 4(a) of the
Agreement is hereby amended in its entirety to read as follows:
(a) The closing of this transaction ("the Closing") and delivery of the
Aircraft to Purchaser shall take place at Fort Lauderdale Executive Airport KFXE,
Florida ("the Closing Place") by not later than the Closing Date (as hereinafter defined),
EFTA00022952

=== Page 99 ===
unless the parties subsequently agree upon a later date in writing, in which case such
agreed upon date shall be deemed the "Closing Date". The Closing shall take place
promptly after: (i) Purchaser's delivery of the Certificate of Technical Acceptance
indicating Purchaser's Unconditional Acceptance of the Aircraft in accordance with
Sections 3(f) and (h) hereof; and (2) confirmation from the Escrow Agent that the
Escrow Agent has received the Purchase Price Balance from Purchaser and all Escrow
Documents (as defined below), but in no event shall the Closing take place later than
May 13, 2021 (the "Closing Date"). Seller and Purchaser hereby acknowledge that the
passing of title, possession and delivery of the Aircraft shall take place within the state
in which the Closing Place is located. The fuel costs and the expenses of Seller's flight
crew, if any, in flying the Aircraft from the Inspection Facility to the Closing Place
shall be the sole responsibility of and paid for by Purchaser.
2.
Immediately following Purchaser's and Seller's execution of this Second
Amendment, Purchaser shall increase the amount of the Deposit by delivering an additional
One Hundred Thousand Dollars ($100,000) to the Escrow Agent, whereupon the full amount
of the Deposit, as so increased (i.e., Two Hundred Thousand Dollars ($200,000), hereinafter
referred to as the "Increased Deposit"), shall be non-refundable and immediately, absolutely
and unconditionally due and payable to Seller, regardless of whether or not a Closing shall
thereafter occur. Concurrently with Purchaser's delivery of the additional amount of the
Deposit to the Escrow Agent, Purchaser shall deliver to the Escrow Agent (and send a copy of
the same to Seller) a signed written instruction directing the Escrow Agent to immediately
disburse the Increased Deposit to Seller in accordance with Seller's disbursement directions,
without any further writing or approval from Purchaser being required and without any
requirement that a Closing occur. If and only if Seller receives the full amount of the Increased
Deposit in accordance with Seller's disbursement instructions, the amount of the Purchase
Price Balance required to be paid by Purchaser under the Agreement shall decrease to One
Million Six Hundred Thousand Dollars ($1,600,000). The provisions of Paragraph 1 of this
Second Amendment will not be effective unless and until Seller receives the full amount of
the Deposit in accordance with Seller's disbursement instructions.
3.
In the event of any inconsistencies between the provisions of the Agreement and
the provisions of this Second Amendment, the provisions of this Second Amendment shall
control in all respects. Except as expressly amended hereby, the provisions of the Agreement
shall remain unchanged, valid and in full force and effect.
4.
This Second Amendment may be fully executed in separate counterparts by each
of the parties hereto. Any signatures on this Second Amendment may be transmitted via
facsimile or e-mail (in pdf format), which signatures shall be deemed originals for all purposes.
[Signatures on the following page]
2
EFTA00022953

=== Page 100 ===
IN WITNESS WHEREOF, the parties hereto have executed this SECOND
AMENDMENT TO AIRCRAFT PURCHASE AGREEMENT as of the day and year first
written above.
Seller:
Hyperion Air, LLC
By:
Print: Darren Indyke
Title: Authorized Representative
Purchaser:
Industrial Integrity Solutions, LLC
Print: l Rich Munkvold
By:
Title: Chief Financial Officer
3
EFTA00022954

=== Page 101 ===
SECOND AMENDMENT TO AIRCRAFT PURCHASE AGREEMENT
This SECOND AMENDMENT TO AIRCRAFT PURCHASE AGREEMENT
(this "Second Amendment") is made and entered into as of the 7th day of May, 2021 (the
"Effective Date"), by and between Hyperion Air, LLC ("Seller") and Industrial Integrity
Solutions, LLC ("Purchaser"), and amends that certain Aircraft Purchase Agreeement by and
between Seller and Purchaser entered into as of April 16, 2021 (the "Original Agreement"), as
the same was previously amended by that certain First Amendment to Aircraft Purchase
Agreeement by and between Seller and Purchaser made and entered into as of April 20, 2021
(said Original Agreement, as so amended, the "Agreement"), governing the purchase and the
sale of that certain 2008 Keystone Helicopter (Sikorsky) model S-76C++ aircraft, bearing
manufacturer's serial number 760750, and currently registered with the United States Federal
Aviation Administration as N722JE. All capitalized terms used but not otherwise defined
herein shall have the meanings ascribed to those terms in the Agreement.
WHEREAS, Section 4(a) of the Agreement provides in relevant part that in no event
shall the Closing take place later than May 7, 2021 (the "Closing Date")";
WHEREAS, the Parties desire to extend the May 7, 2021 Closing deadline provided for
in Section 4(a) until May 13, 2021, so that May 13, 2021 is the absolute final and latest date
by which Purchaser must close under the Agreement; and
WHEREAS, Seller is willing to extend the May 7, 2021 Closing deadline until May 13,
2021, effective when and on the condition that immediately upon execution of this Second
Amendment Purchaser increases the Deposit by delivering to the Escrow Agent an additional
One Hundred Thousand Dollars ($100,000), and provided further that Purchaser agrees herein
that the full amount of the Deposit, as so increased, is non-refundable and immediately,
absolutely, and unconditionally due and payable to Seller regardless of whether or not the
Closing occurs, and immediately instructs Escrow Agent to disburse the Deposit, as so
increased, to Seller in accordance with Seller's disbursement instructions;
NOW, THEREFORE, in consideration of these premises and the mutual covenants
and agreements herein contained, the parties agree as follows:
1.
Subject to the provisions of Paragraph 2 of this Second Amendment and
effective if and only if Purchaser fully complies with such provisions, Section 4(a) of the
Agreement is hereby amended in its entirety to read as follows:
(a) The closing of this transaction ("the Closing") and delivery of the
Aircraft to Purchaser shall take place at Fort Lauderdale Executive Airport KFXE,
Florida ("the Closing Place") by not later than the Closing Date (as hereinafter defined),
EFTA00022955

=== Page 102 ===
unless the parties subsequently agree upon a later date in writing, in which case such
agreed upon date shall be deemed the "Closing Date". The Closing shall take place
promptly after: (i) Purchaser's delivery of the Certificate of Technical Acceptance
indicating Purchaser's Unconditional Acceptance of the Aircraft in accordance with
Sections 3(f) and (h) hereof; and (2) confirmation from the Escrow Agent that the
Escrow Agent has received the Purchase Price Balance from Purchaser and all Escrow
Documents (as defined below), but in no event shall the Closing take place later than
May 13, 2021 (the "Closing Date"). Seller and Purchaser hereby acknowledge that the
passing of title, possession and delivery of the Aircraft shall take place within the state
in which the Closing Place is located. The fuel costs and the expenses of Seller's flight
crew, if any, in flying the Aircraft from the Inspection Facility to the Closing Place
shall be the sole responsibility of and paid for by Purchaser.
2.
Immediately following Purchaser's and Seller's execution of this Second
Amendment, Purchaser shall increase the amount of the Deposit by delivering an additional
One Hundred Thousand Dollars ($100,000) to the Escrow Agent, whereupon the full amount
of the Deposit, as so increased (i.e., Two Hundred Thousand Dollars ($200,000), hereinafter
referred to as the "Increased Deposit"), shall be non-refundable and immediately, absolutely
and unconditionally due and payable to Seller, regardless of whether or not a Closing shall
thereafter occur. Concurrently with Purchaser's delivery of the additional amount of the
Deposit to the Escrow Agent, Purchaser shall deliver to the Escrow Agent (and send a copy of
the same to Seller) a signed written instruction directing the Escrow Agent to immediately
disburse the Increased Deposit to Seller in accordance with Seller's disbursement directions,
without any further writing or approval from Purchaser being required and without any
requirement that a Closing occur. If and only if Seller receives the full amount of the Increased
Deposit in accordance with Seller's disbursement instructions, the amount of the Purchase
Price Balance required to be paid by Purchaser under the Agreement shall decrease to One
Million Six Hundred Thousand Dollars ($1,600,000). The provisions of Paragraph 1 of this
Second Amendment will not be effective unless and until Seller receives the full amount of
the Deposit in accordance with Seller's disbursement instructions.
LIncreased
3.
In the event of any inconsistencies between the provisions of the Agreement and
the provisions of this Second Amendment, the provisions of this Second Amendment shall
control in all respects. Except as expressly amended hereby, the provisions of the Agreement
shall remain unchanged, valid and in full force and effect.
4.
This Second Amendment may be fully executed in separate counterparts by each
of the parties hereto. Any signatures on this Second Amendment may be transmitted via
facsimile or e-mail (in pdf format), which signatures shall be deemed originals for all purposes.
[Signatures on the following page]
2
EFTA00022956

=== Page 103 ===
IN WITNESS WHEREOF, the parties hereto have executed this SECOND
AMENDMENT TO AIRCRAFT PURCHASE AGREEMENT as of the day and year first
written above.
Seller:
Hyperion Air, LLC
By: Danen Judghe
Print: Darren Indyke
Title: Authorized Representative
Purchaser:
Industrial Integrity Solutions, LLC
By: l
Print: Rich Munkvold
Title: Chief Financial Officer
3
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=== Page 1 ===
From:
To:
Subject: Fw: The SW11, Tuesday, June 9, 2020
Date: Tue, 09 Jun 2020 08:51:18 +0000
FYI. London papers roundup.
U.S. Department of Justice Attaché
U.S. Embassy London
U.K. Mobile:
From the U.S.:
From: Press Office, U.S. Embassy London
Sent: Tuesday, June 9, 2020 9:21 AM
To:
Subject: The SW11, Tuesday, June 9, 2020
Your daily digest of top UK news stories from U.S. Embassy London Public Affairs
The SW11
June 9, 2020
What the Papers Say
Most headlines are leading with Prince Andrew and his involvement in
the Epstein inquiry. Telegraph writes "In the latest twist in the saga
concerning Prince Andrew's links to the billionaire paedophile, the
Duke's legal team insisted he had offered to speak to the US authorities
EFTA00022351

=== Page 2 ===
"on at least three occasions this year". Revealing the Department of
Justice (DoJ) had confirmed that the Duke "is not and never has been a
target of their criminal investigations into Epstein", the statement by
Blackfords law firm accused US prosecutors of "seeking publicity rather
than accepting the assistance proffered." The Daily Mail In
challenging the veracity of America's Department of Justice, which has
accused him of refusing to cooperate with its investigation into Epstein's
sex-trafficking network, he is taking on the most powerful law agency in
the world. And in a further twist last night, U.S. authorities responded
to the Prince's intervention. In a statement, the Justice Department said
Andrew had sought to 'falsely portray' himself as a willing participant in
their inquiry and said he had 'repeatedly declined' to be interviewed. In
other news, The Times leads with the toppling of the Colston statue by
antiracism protestors. "The home secretary had a 'firm' conversation
yesterday with Andy Marsh, the chief constable of Avon and Somerset,
and demanded an explanation for what had happened in Bristol on
Sunday. She made clear that she expected those who pulled the statue
down to face criminal prosecution. There have been no arrests so far".
The Guardian says "Conservative group leader, Mark Weston, who called
it "a wanton act". Bristol's mayor, Marvin Rees, the son of a Jamaican
migrant, said that although the statue had been an "affront" throughout
his life, he could not "condone criminal damage". "But at the time,
several of those present told the Guardian, the mood was not
vandalistic but righteous. After all, more formal attempts to bring about
the figure's removal had become so bogged down that even an attempt
to affix a new plaque to better reflect Colston's history had been
delayed indefinitely".
The FT writes, "more than half of Boris Johnson's cabinet are pushing for
Downing Street to cut the two-metre social distancing rule to contain
coronavirus, in a move that would provide a huge boost to the
hospitality industry". City A.M. reports, "Tory MPs have blasted Huawei's
UK media blitz as a "ridiculous" attempt to gain British sympathy, amid
increasing pressure for Boris Johnson to cut ties with the Chinese
technology firm. In an open letter to the British public Huawei today
emphasised its commitment to the UK over the past two decades and its
credibility as a telecoms provider. 'For nearly 20 years, we've supplied
the UK's mobile and broadband companies with 3G and 4G. But some
now question our role in helping Britain lead the way in 5G,' it said". The
Independent, says, "Matt Hancock said at the Downing Street briefing
that it was still "our current working plan" that they will not reopen
until September "at the earliest". "On Tuesday, Boris Johnson will speak
to his Cabinet before the education secretary, Gavin Williamson, delivers
a statement to Parliament on the wider reopening of schools".
According to The Times, "Boris Johnson has been urged to offer all Hong
Kong residents the right to live in the UK to show that Britain is
EFTA00022352

=== Page 3 ===
"serious" about its obligations to the territory. The prime minister, who
has promised to give three million Hong Kong citizens extended visa-free
access, was told by senior Tories that he should allow them to remain
permanently.
Editorial: Question
Jane Dalton: Boris
Jonathan Portes: It's
Time: The Duke of York
Johnson is dropping his
beyond doubt that
has a moral obligation
promise not to import
leaving without a deal
to assist US law
chlorinated chicken
would hurt UK-EU trade
enforcement agencies -
after Brexit. The welfare
- Telegraph
Times
of animals has been
sold off - Independent
Jonathan Saxty: Brexit
Liz Truss: Post-Brexit
Editorial: Boris Johnson
Britain has a much
trade deal with Japan
is gambling with the
better alternative than
will show world what
health of the nation by
the EU: Canzuk -
Global Britain can do -
prematurely easing
Telegraph
Times
restrictions while the
virus remains
widespread - Guardian
Today's Insight
EFTA00022353

=== Page 4 ===
nasa
Source: YouGov
Want to learn about more events in your area or causes you care about? Tell us about yourself and your interests
here:
Update My Preferences
U.S. Embassy London
33 Nine Elms Lane
London, SW11 7US
EFTA00022354

=== Page 5 ===
United Kingdom
Phone: [44] (0)20 7499-9000
https://uk.usembassy.gov/
This email was sent to mcneiljt@state.gov from the U.S. Department of State. If you would no longer like to
receive these messages, you can unsubscribe.
fla
g
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=== Page 1 ===
From:
"
)"
To:
(USANYS)"
Subject: RE: CVRA opinion
Date: Wed, 26 Jun 2019 19:47:26 +0000
Importance: Normal
Attachments: SDFL_decision.pdf
Sure - attached.
From:
(USANYS)
Sent: Wednesday, June 26, 2019 15:42
To:
Subject: CVRA opinion
Do you have electronic copy? I want to send it to and I only have (marked up) hard copy.
Thanks
Deputy United States Attorney
United States Attorney's Office
Southern District of New York
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=== Page 1 ===
From:
)"
To:
)"
Subject: RE: Image/Video file review for Maxwell case
Date: Fri, 16 Oct 2020 17:59:44 +0000
Got it, thanks very much for the reminder- I'd forgotten.
From:
)
Sent: Friday, October 16, 2020 1:58 PM
To:
Subject: Fwd: Image/Video file review for Maxwell case
FYI
is the main analyst on this case and has been working on it from the beginning. Glad she's helping out.
Sent from my iPhone
Begin forwarded message:
From:
)"
Date: October 16, 2020 at 6:45:05 PM GMT+1
To:
(NY) (FBI)"
Cc:
(NY) (FBI)"
i
(NYPD)"
i
)"
i
(USANYS)"
Subject: Image/Video file review for Maxwell case
Hi
My supervisors gave me your name as the point of contact at the FBI to help coordinate the review of images and videos
from Jeffrey Epstein's devices for discovery in the Ghislaine Maxwell case. Thank you so much for being willing to help
out with this while
and
are traveling.
I've spoken with
about some of the logistics, and it would be great if you and I could have a call to talk
about next steps. Is there a time this afternoon when you would be free for a call?
Thanks,
Assistant United States Attorney
Southern District of New York
New York, NY 10007
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=== Page 1 ===
U.S. DEPARTMENT OF
U.S. Customs and Border Protection
U.S. Department of Homeland Security
SECURITY
Person Encounter Detail
09/21/2021 11:25 EDT
Generated By:
Page 1 of 1
Encounter Person Detail
Last Name
First Name
Middle Initial
Gender
Date of Birth
EPSTEIN
JEFFREY
Document Number
Document Type
Document Country
Class of Admission
Admit Until Date
PASSPORT
UNITED STATES
Encounter Person Detail
Encounter Line Type
Encounter Date
Encounter Time (Eastern)
Terminal Lane
Site/Encounter Location
AIRLINE (NOT API)
12/11/1999
17:09
QB02
A511 - CBP-CYRIL E
KING, INTL AIRPORT
Inbound/Outbound
Inspector
Processing Result
Primary Query Result
Referred To Agency
INBOUND
N
NOT REFERRED
Manifest Data
Manifest Indicator
Passenger Status
Updated Passenger Status
Flight/Vessel Number
Departure Location
N
1
Transmitted By
Carrier Code
Arrival Location
PV
For Official Use Only / Law Enforcement Sensitive
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=== Page 1 ===
Court Subpoena
United States District Court
SOUTHERN DISTRICT OF NEW YORK
TO:
AIC Title Service, Inc.
GREETINGS:
WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend
before the United States District Court for the Southern District of New York, 40 Foley Square, in the
Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the
following date, time and place:
Appearance Date:
November 29, 2021
Appearance Time: 9:00 a.m.
Appearance Place:
40 Foley Square, Courtroom 906
to testify and give evidence in the following matter:
United States V. Ghislaine Maxwell, 20 Cr. 330 (AJN)
and not to depart the Court without leave thereof, or of the United States Attorney, and that you bring
with you and produce at the above time and place the following:
All records relating to the aircraft with tail number N750A or N722JE from January 1, 2008 to
the present
Failure to attend and produce any items hereby demanded will constitute contempt of court and will
subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law.
DATED: New York, New York
September 30, 2021
/s
AUDREY STRAUSS
United States Attorney for the
DEPARTMENT UNITED COURT
Southern District of New York
Anb A. Rah
STATES
THE
Assistant United States Attorney
RICT
YORK
Email:
Telephone:
Rev. 02.01.12
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=== Page 1 ===
From:
To:
)"
Cc:
)"
(USANYS)"
Subject: RE: Question re SDFL Epstein file
Date: Thu, 18 Feb 2021 00:49:56 +0000
Hi
I reached out to
about this, who has been keeping track of these files. Isn't this something that you all
would have a copy of from when you scanned our files? Just trying to track it down.
From:
Sent: Wednesday, February 17, 2021 7:45 PM
To:
Cc:
;
(USANYS)
Subject: Question re SDFL Epstein file
Hi
Hope you're doing well. We have a small follow-up question about the Jeffrey Epstein file. I'm attaching a privilege log
filed by your office in connection with the CVRA lawsuit. We were hoping you might be able to send us the item on page 5
of the log, which has the following description: "File folder entitled
(N.Y. AUSA)" containing attorney
(
)
handwritten notes." The log gives the following identifiers for the document: "Box #1 P-003679 Thru P-
003680."
Thanks very much - we're currently briefing an issue relating to this, so we really appreciate your help.
Best,
Assistant United States Attorney
Southern District of New York
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=== Page 1 ===
From: Brad Edwards <brad@epllc.com>
To:
Subject: doc 001 Doe VS Epstein estate complaint.pdf
Date: Mon, 23 Mar 2020 17:59:45 +0000
Attachments: doc_001_Doe_vs_Epstein_estate_complaint.pdf ATT00001.txt
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=== Page 1 ===
From:
To:
Cc:
Subject: FW: New 302s
Date: Thu, 25 Feb 2021 02:19:51 +0000
Attachments:
Hi
Would you please save the attached 302s in the relevant witness folders on the USvEpstein share drive?
Thanks,
Subject: New 302s
Attached are additional 302s that have been serialized since the last batch we gave you. Feel free to reach out
with any questions.
Thanks,
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=== Page 1 ===
From:
To:
Cc:
Subject: Re: Jeffrey EPSTEIN
Date: Thu, 25 Jul 2019 02:47:03 +0000
Agreed. Will do.
On Jul 24, 2019, at 10:45 PM,
wrote:
Yes, if true, would be somewhat shocking that
didn't report (and more shocking that they took him off
suicide watch). Please let us know what you find out.
Sent from my iPhone
On Jul 24, 2019, at 10:43 PM,
wrote:
FYI, just received the below. The noose is a new detail I had not heard. I've reached out to
to ask if he
has any new information or reports.
Begin forwarded message:
From:
Date: July 24, 2019 at 9:35:05 PM EDT
To:
Subject: Jeffrey EPSTEIN
All,
Please be advised that we received he following report from the Bureau of Prisons MCC New York at 2115 hours on
this date:
Associate Warden (AW)
at MCC New York advised that Jeffrey EPSTEIN was found in his cell this
morning at 0127 hours in a fetal position with a noose around his neck. EPSTEIN was escorted to medical and was
assessed. EPSTEIN was initially placed on suicide watch and subsequently downgraded to suicide observation, where
he currently remains. Additionally, AW
advised that EPSTEIN's cell mate reported threated to kill him.
No further information was provided.
The above incident is currently under investigation with the BOP.
Supervisory Deputy United States Marshal
Southern District of New York
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=== Page 1 ===
From:
)"
To:
(USANYS)"
Subject: transcripts
Date: Wed, 07 Aug 2019 15:54:23 +0000
Attachments: 2019-07-09,_initial_conference.pdf 2019-07-15,_bail_hearing.pdf
2019-07-09, initial conference:
p. 7-8:
"The allegation that this is some kind of a conspiracy within the Department of Justice is just false. There is no evidence
to support that. The investigation was begun and conducted entirely separate from any other district. It began in the
Southern District of New York
p. 12:
"[C]ertainly this investigation was not shoveled to the Southern District of New York from anywhere else, including the
Department of Justice."
2019-07-15, bail hearing:
p. 62
"[T]he issue of whether the case was brought to us, whether this was funneled to the Southern District of New York from
anywhere else, your Honor, it was not. It was not brought to us by anyone else. We opened the case. We investigated
the case. By 'we,' I mean the FBI, CBP, the NYPD, and of course the U.S. Attorney's Office. We opened the case. We
investigated the case. And I can tell you that not one of the prosecutors sitting at this table has spoken with anyone at the
Southern District of Florida."
Assistant U.S. Attorney
Southern District of New York
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=== Page 1 ===
Case 1:19-cr-00830-AT Document 36 Filed 06/09/20 Page 1 of 9
USDC SDNY
UNITED STATES DISTRICT COURT
DOCUMENT
SOUTHERN DISTRICT OF NEW YORK
ELECTRONICALLY FILED
UNITED STATES OF AMERICA,
DOC #:
DATE FILED: 6/9/2020
-against-
TOVA NOEL and MICHAEL THOMAS,
19 Cr. 830-2 (AT)
Defendants.
ORDER
ANALISA TORRES, District Judge:
On November 19, 2019, Defendant Michael Thomas was charged with one count of
conspiring to defraud the United States in violation of 18 U.S.C. § 371, and three counts of
making false statements with the intent to impede, obstruct, or influence the investigation or
proper administration of a matter within the jurisdiction of a department or agency of the United
States in violation of 18 U.S.C. § 1001(a)(3). ECF No. 1. The indictment alleges that Thomas,
in his capacity as a correctional officer at the Metropolitan Correctional Center (the "MCC"),
along with another officer, co-Defendant Tova Noel, submitted several false "count slips" on the
night of August 9, 2019 and the morning of August 10, 2019, certifying that he conducted counts
of the inmates he was supervising in the MCC's Special Housing Unit ("SHU"), even though he
did not conduct those counts. Id. 11 16, 30, 36, 38, 40. During that time period, one of the
inmates in the SHU-Jeffrey Epstein-hanged himself in his cell. Id. " 1, 26-27.
Thomas now moves to compel the Government to produce evidence in connection with
the trial scheduled to begin on January 4, 2021. Motion, ECF No. 33. Thomas seeks three
categories of information: (1) "[t]he report of the Inspector General" for the United States
Department of Justice related to Epstein's death, and "any and all supplemental memorandums,
written statements, photos, videos, and incident reports" obtained by the Inspector General's
investigation, id, at 5; (2) "[a]ny and all internal investigative reports created by the [Bureau of
EFTA00022186

=== Page 2 ===
Case 1:19-cr-00830-AT Document 36 Filed 06/09/20 Page 2 of 9
Prisons (the "BOP")] as to both [D]efendants, including[] any and all supporting memorandums,
written statements, photos, videos, and incident reports," id. at 6; and (3) "any and all reports,
memorandums, written statements, photos, videos, and incident reports created, manufactured, or
possessed by any investigative or disciplinary agencies[] participating in the investigation of the
[D]efendants, allied with the prosecution, and to which the prosecution has access," id. at 7.
For the reasons stated below, Thomas' motion is DENIED.
DISCUSSION
The Government has already produced "surveillance video going back to July 5,
2019 ; count slips, thirty minute round forms, and staffing rosters for the three-week period
surrounding Epstein's suicide; internal MCC phone records; employee files and staffing history
for Noel and Thomas; and a wide range of written [BOP] policies and regulations," as well as
"statements for all of the witnesses interviewed during the investigation." Gov't Opp. at 8-9,
ECF No. 35.
Thomas argues that he is entitled to additional discovery on two grounds: (1) Rule 16 of
the Federal Rules of Criminal Procedure, and (2) the constitutional guarantee of due process as
expressed by the Supreme Court's decisions in Brady V. Maryland, 373 U.S. 83 (1963), and
Giglio V. United States, 405 U.S. 150 (1972). Motion at 1.
I.
Legal Standards
A. Rule 16
Rule 16 requires the Government to "permit the defendant to inspect and to copy or
photograph books, papers, documents, data, photographs, tangible objects, buildings or places, or
copies or portions of any of these items, if the item is within the government's possession,
2
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=== Page 3 ===
Case 1:19-cr-00830-AT Document 36 Filed 06/09/20 Page 3 of 9
custody, or control and: (i) the item is material to preparing the defense; (ii) the [G]overnment
intends to use the item in its case-in-chief at trial; or (iii) the item was obtained from or belongs
to the defendant." Fed. R. Crim. P. 16(a)(1)(E). "Evidence is material if it could be used to
counter the [G]overnment's case or to bolster a defense." United States V. Ulbricht, 858 F.3d 71,
109 (2d Cir. 2017) (internal quotation marks and citation omitted), abrogated on other grounds
by Carpenter V. United States, 138 S. Ct. 2206 (2018). "In order to compel the Government to
produce certain evidence, a defendant must make a prima facie showing of materiality, and must
offer more than the conclusory allegation that the requested evidence is material." United States
V. Abdalla, 317 F. Supp. 3d 786, 790 (S.D.N.Y. 2018) (internal quotation marks and citation
omitted). "There must be some indication that the pretrial disclosure of the disputed evidence
would enable the defendant significantly to alter the quantum of proof in his favor." United
States V. Urena, 989 F. Supp. 2d 253, 261 (S.D.N.Y. 2013) (internal quotation marks, citation,
and alterations omitted).
Evidence is "within the [G]overnment's possession, custody, or control" if "(1) it has
actually reviewed [the evidence], or (2) [the evidence is] in the possession, custody, or control of
a government agency so closely aligned with the prosecution so as to be considered part of the
prosecution team." United States V. Finnerty, 411 F. Supp. 2d 428, 432 (S.D.N.Y. 2006).
"Legal ownership of the requested documents or things is not determinative, nor is actual
possession necessary if the party has control of the items. Control has been defined to include
the legal right to obtain the documents requested upon demand. The term 'control' is broadly
construed." United States V. Stein, 488 F. Supp. 2d 350, 361 (S.D.N.Y. 2007) (internal quotation
marks and citation omitted) (collecting cases).
3
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=== Page 4 ===
Case 1:19-cr-00830-AT Document 36 Filed 06/09/20 Page 4 of 9
If the Government represents that it "it has fully complied with [its Rule 16] obligations
and will continue to do so," the defendant must put forward some "compelling demonstration to
the contrary" by pointing to a "specific failure by the Government to comply with its disclosure
obligations" in order to justify a motion to compel. United States V. Minaya, 395 F. Supp. 2d 28,
34 (S.D.N.Y. 2005).
B. Brady/Giglio
Under the Supreme Court's decision in Brady V. Maryland, the Government "has a
constitutional duty to disclose evidence favorable to an accused when such evidence is material
to guilt or punishment," and as elaborated in Giglio V. United States, that obligation extends to
"not only exculpatory material, but also information that could be used to impeach a key
[G]overnment witness." United States V. Coppa, 267 F.3d 132, 135 (2d Cir. 2001). "Evidence is
material within the meaning of Brady when there is a reasonable probability that, had the
evidence been disclosed, the result of the proceeding would have been different." Turner V.
United States, 137 S. Ct. 1885, 1893 (2017) (internal quotation marks, citations, and alteration
omitted)); see also Coppa, 267 F.3d at 135 ("[T]he prosecutor must disclose evidence if, without
such disclosure, a reasonable probability will exist that the outcome of a trial in which the
evidence had been disclosed would have been different.").
"The prosecution's obligation to disclose Brady material extends to any material in the
possession of any entity that has acted as an "arm of the prosecutor' in a given case." United
States V. Middendorf, No. 18 Cr. 36, 2018 WL 3956494, at *4 (S.D.N.Y. Aug. 17, 2018)
(quoting United States V. Blaszczak, 308 F. Supp. 3d 736, 741 (S.D.N.Y. 2018)). "A
prosecutor's duty to review documents in the possession, custody, or control of another agency
4
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=== Page 5 ===
Case 1:19-cr-00830-AT Document 36 Filed 06/09/20 Page 5 of 9
arises where the Government conducts a joint investigation with another agency." United States
V. Collins, 409 F. Supp. 3d 228, 239 (S.D.N.Y. 2019) (internal quotation marks and citation
omitted). In determining whether the prosecution has conducted a joint investigation, courts in
this district look to a number of non-exhaustive factors, "including whether the other agency: (1)
participated in the prosecution's witness interviews, (2) was involved in presenting the case to
the grand jury, (3) reviewed documents gathered by or shared documents with the prosecution,
(4) played a role in the development of prosecutorial strategy, or (5) accompanied the
prosecution to court proceedings." Id. (internal quotation marks and citation omitted).
As under Rule 16, if the Government has represented that it is aware of and has complied
with its Brady and Giglio obligations, a defendant must make a "particularized showing that
materials exist requiring disclosure" in order to sustain a motion to compel. United States V.
Juliano, No. 99 Cr. 1197, 2000 WL 640644, at *2 (S.D.N.Y. May 18, 2000); see United States V.
Evanchik, 413 F.2d 950, 953 (2d Cir. 1969) ("[T]he assurance by the [G]overnment that it has in
its possession no undisclosed evidence that would tend to exculpate defendant justifies the denial
of a motion for inspection that does not make some particularized showing of materiality and
usefulness.")
II.
Inspector General Materials
Thomas seeks disclosure of both the investigatory materials from the Department of
Justice Office of the Inspector General's ("OIG") investigation regarding Epstein's death, and a
draft of the Inspector General's report arising from that investigation. Motion at 5. The
Government concedes that attorneys from OIG participated in the Government's investigation
that led to the indictment of Thomas. Gov't Opp. at 3, 19. But, the Government represents that
5
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=== Page 6 ===
Case 1:19-cr-00830-AT Document 36 Filed 06/09/20 Page 6 of 9
it has already delivered to Thomas all of the materials gathered by OIG personnel in the course
of investigating this case, and that "it is the prosecution's understanding that [OIG] attorneys
have not conducted any additional interviews or otherwise discovered any potential Brady
material." Id. at 23-24. Thomas has not identified any specific material that might be in OIG's
possession that has not been disclosed.
The Court, therefore, has no basis to compel the Government to disclose additional
evidence underlying the Inspector General's report. "[C]ourts in this circuit have repeatedly
denied requests for discovery orders where the [G]overnment represents that it has produced
discovery to defendants pursuant to Rule 16 and has made a good faith representation to the
defense that it recognizes and has complied with its obligations under Brady and its progeny."
United States V. Garcia-Pena, No. 17 Cr. 363, 2018 WL 6985220, at *6 (S.D.N.Y. Dec. 19,
2018) (internal quotation marks, citation, and alterations omitted); see also, e.g., United States V.
Blondet, No. 16 Cr. 387, 2019 WL 5690711, at *5 ("[T]o the extent that these motions seek
evidence pursuant to Brady [], Giglio [], and their progeny, they are [denied] on the basis of the
Government's good-faith representation that it has complied with its obligations and will
continue to do so." (citations omitted)); United States V. Goode, No. 16 Cr. 529, 2018 WL
919928, at *18 (S.D.N.Y. Feb. 15, 2018) ("The Government represents that it has complied with
Rule 16 obligations; the Rule 16 requests are therefore moot." (citation omitted)).
As for the draft Inspector General's report itself, the Government reports that "attorneys
from [OIG] responsible for writing the [r]eport have not yet completed a draft, and do not
anticipate completing the [r]eport in the near term," and so "there are no drafts of the [r]eport to
6
EFTA00022191

=== Page 7 ===
Case 1:19-cr-00830-AT Document 36 Filed 06/09/20 Page 7 of 9
disclose." Gov't Opp. at 21-22. The Court cannot grant a motion to compel the Government to
produce a report that, at the time of this order, does not exist.
Accordingly, Thomas' motion to compel disclosure of materials related to the Inspector
General's investigation is DENIED.
III.
BOP Materials
Thomas also seeks disclosure of "reports generated by investigators within the [BOP]
regarding" Epstein's death, and "any and all documents, reports, witness statements and
disciplinary records of any and all MCC employees who have engaged in conduct" similar to
that alleged against Thomas. Motion at 6. However, Thomas has adduced no evidence that the
Government reviewed information arising from a BOP investigation. Nor has he shown that
BOP officials "participated in the prosecution's witness interviews," were "involved in
presenting the case to the grand jury," "reviewed documents gathered by or shared documents
with the prosecution," "played a role in the development of prosecutorial strategy,"
"accompanied the prosecution to court proceedings," or in any other way played a role in the
investigation that led to the charges against him. Collins, 409 F. Supp. 3d at 239 (internal
quotation marks, citation, and alteration omitted). There is, therefore, no evidence that BOP
personnel participated in the criminal investigation that led to Thomas' indictment. Thus, the
Court concludes that the BOP was not part of the prosecution team for purposes of Rule 16 and
Brady.
To be sure, the BOP is a component of the Department of Justice, but that fact standing
alone is not sufficient to make the BOP an arm of the prosecution. "The court cannot find that
I Because the Court denies Thomas' motion on the ground that no material exists to disclose, it does not address
whether the Inspector General's report might contain information material to his defense, nor whether it is protected
by the deliberative process privilege. See Gov't Opp. at 12-15, 22-23.
7
EFTA00022192

=== Page 8 ===
Case 1:19-cr-00830-AT Document 36 Filed 06/09/20 Page 8 of 9
the government is in constructive possession of the materials where, as here, defendant has not
presented any evidence suggesting that the BOP was involved in the investigation or prosecution
of this case." United States V. Rivera, No. 13 Cr. 149, 2015 WL 1540517, at *3 (E.D.N.Y. Apr.
7, 2015); see, e.g., United States V. Merlino, 349 F.3d 144, 155 (3d Cir. 2003) (holding that
Government did not violate Brady obligation in failing to turn over tapes in BOP possession
because "the BOP was not part of the prosecutorial arm of the federal government as it was not
at all involved in either the investigation or the prosecution of the defendants"); United States V.
Battle, 264 F. Supp. 2d 1088, 1201-02 (N.D. Ga. 2003) ("Defendant implies that because the
BOP employees are connected with the Department of Justice that the prosecution team
constructively possessed exculpatory information that could have been within the knowledge of
BOP
staff.
Even if the Court assumes that some members of the BOP staff did possess
favorable information that alone does not impute knowledge to the prosecution team." (citing
United States V. Avellino, 136 F.3d 249, 255 (2d Cir. 1998)).
Accordingly, Thomas' motion to compel the Government to disclose evidence in the
possession of the BOP is DENIED.
IV.
Other Materials
Finally, Thomas seeks disclosure of information that he argues will tend to show that the
conduct for which he is being prosecuted was: "1) rampant throughout the BOP; 2) made with
knowledge and acquiescence by the leadership of the BOP; 3) made as a result of BOP policies
that forced the defendant to engage in conduct for which he is now being charged criminally,
and; 4) made in a manner which contains a possible discriminatory application of BOP policies
by [G]overnment prosecutors." Motion at 7. But Thomas has not provided support for his
8
EFTA00022193

=== Page 9 ===
Case 1:19-cr-00830-AT Document 36 Filed 06/09/20 Page 9 of 9
assertion that the Government, or any other agency that has operated as an arm of the
prosecution, is in possession or control of evidence that relates to the prevalence of falsifying
count slips in federal correctional facilities, or BOP leadership's tolerance of such practices.
Moreover, to the extent that Thomas is seeking discovery in support of a selective
prosecution defense, he has not met the "rigorous" standard that applies for obtaining discovery
in aid of such a claim. United States V. Armstrong, 517 U.S. 456, 468 (1996). "[A] defendant
who seeks discovery on a claim of selective prosecution must show some evidence of both
discriminatory effect and discriminatory intent." United States V. Bass, 536 U.S. 862, 863
(2002). Though Thomas claims that BOP supervisors may have acquiesced in his submission of
false count slips in this case, and that other BOP employees have submitted false documents in
other circumstances, he has not presented any evidence that those officers differed from him in
any protected characteristic-for example, that they were of a different race, sex, or ethnicity.
See Motion at 10. Nor has Thomas put forward any evidence of a discriminatory motive for his
prosecution.
Accordingly, Thomas' motion to compel the Government to disclose evidence that the
submission of false count slips was widespread and tolerated at the BOP, and for discovery
related to selective prosecution, is DENIED.
CONCLUSION
For the reasons stated, Thomas' motion to compel is DENIED. The Clerk of Court is
directed to terminate the motion at ECF No. 33.
so ORDERED.
Dated: June 9, 2020
as
New York, New York
ANALISA TORRES
9
United States District Judge
EFTA00022194


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=== Page 1 ===
From:
USANYS)"
To:
(USANYS)"
Cc:
(USANYS)"
(USANYS)"
(USANYS)"
Subject: RE: Epstein FOIA - OCME Report of Autopsy
Date: Thu, 01 Jul 2021 15:18:37 +0000
Thanks!
From:
(USANYS)
Sent: Thursday, July 1, 2021 11:18 AM
To:
(USANYS)
Co
(USANYS)
(USANYS)
(USANYS)
Subject: RE: Epstein FOIA - OCME Report of Autopsy
Yes, all clear to release tomorrow. Thank you.
From:
(USANYS)
Sent: Thursday, July 1, 2021 10:58 AM
To
(USANYS)
Cc:
(USANYS)
(USANYS)
(USANYS)
Subject: RE: Epstein FOIA - OCME Report of Autopsy
Sounds good and thanks.
Just confirming- we are all set in your view to release the production tomorrow, right? As in, we're clear in terms of the
UMR and with
and
? Please let us know if there is anything we need to discuss or follow up on at this stage.
Thank you!
From
(USANYS)
Sent: Wednesday, June 30, 2021 12:34 PM
To:
(USANYS)
Cc:
(USANYS)
(USANYS)
(USANYS)
Subject: RE: Epstein FOIA - OCME Report of Autopsy
OCME asked whether we could send them a copy of the redacted autopsy report. Could you please send me a copy of it
on Friday so I can forward to them? Thank you!
From:
(USANYS)
Sent: Tuesday, June 29, 2021 6:46 PIVI
To:
(USANYS)
Cc:
USANYS)
USANYS)
(USANYS)
Subject: RE: Epstein FOIA - OCME Report of Autopsy
Thanks,
Yes, we will ask BOP to redact that photo as well.
EFTA00023400

=== Page 2 ===
From:
(USANYS)
Sent: Tuesday, June 29, 2021 3:45 PM
To:
(USANYS)
Cc
(USANYS)
USANYS)
(USANYS)
Subject: RE: Epstein FOIA - OCME Report of Autopsy
and
I spoke with the GC of OCME, who appreciated the head's up. One note for you all: the photo of the hyoid bone on page
12 is in fact Epstein's hyoid bone. To the extent we're redacting the closeup photos from page 13, shouldn't we also
redact the entire photo on page 12?
Thanks,
From:
(USANYS)
Sent: Monday, June 28, 2021 5:02 PM
To
USANYS)
Cc:
(USANYS)
(USANYS)
(USANYS)
Subject: Epstein FOIA - OCME Report of Autopsy
Please find attached the OCME Report of Autopsy. The boxes show where there will be redactions.
Thanks,
Assistant United States Attorney
EFTA00023401


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=== Page 1 ===
Event: Call on Epstein
Start Date: 2020-02-04 18:30:00 +0000
End Date: 2020-02-04 19:00:00 +0000
Organizer:
Class: X-PERSONAL
Date Created: 2020-02-04 15:45:05 +0000
Date Modified: 2020-02-04 15:45:05 +0000
Priority: 5
DTSTAMP: 2020-02-04 15:31:58 +0000
Attendee:
Alarm: Display the following message 15m before start
Reminder
EFTA00022995


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=== Page 1 ===
From:
(USANYS)"
To: "McNeil,
(CRM)"
Cc:
)"
)"
Subject: Ghislaine Maxwell renewed bail application
Date: Wed, 24 Feb 2021 01:10:34 +0000
Attachments: MAXWELL_BAIL_APPLICATION_with_EXHIBIT_2-23-17.pdf
I hope all is well. Ghislaine Maxwell's attorneys filed a third bail application earlier today. As part of that application, they
proposed that she will renounce her French and British citizenship, claiming that such a renunciation obviates the Court's
concerns about the validity of waivers of extradition. I have attached their application here. We have not yet been
ordered to reply, but would be grateful for your thoughts when you have a chance.
Thanks very much,
Assistant United States Attorney
United States Attorney's Office
Southern District of New York
One St. Andrew's Plaza
New York, New York 10007
Tel:
EFTA00021355


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=== Page 1 ===
Case 1:15-cv-07433-LAP Document 1100-1 Filed 08/10/20 Page 1 of 13
EXHIBIT A
EFTA00021880

=== Page 2 ===
USDC SDNY
DOCUMENT
ELECTRONICALLY FILED
DOC #:
UNITED STATES DISTRICT COURT
DATE FILED: 7/30/2020
SOUTHERN DISTRICT OF NEW YORK
X
:
:
UNITED STATES OF AMERICA
:
PROTECTIVE ORDER
- V. -
:
:
20 Cr. 330 (AJN)
GHISLAINE MAXWELL,
:
:
Defendant.
:
:
X
ALISON J. NATHAN, United States District Judge:
WHEREAS the Government intends to produce to GHISLAINE
MAXWELL, the defendant, certain documents and materials that
(i) affect the privacy and confidentiality of individuals,
(ii) would impede, if prematurely disclosed, the Government's
ongoing investigation; (iii) would risk prejudicial pretrial
publicity if publicly disseminated, and (iv) is not authorized
to be disclosed to the public or disclosed beyond that which is
necessary for the defense of this action, and other materials
pursuant to Federal Rule of Criminal Procedure 16 ("Rule 16")
and pursuant to any other disclosure obligations (collectively,
the "Discovery"), which contain sensitive, confidential, or
personal identifying information;
WHEREAS, the Government seeks to protect sensitive,
confidential, or personal identifying information contained in
the materials it produces consistent with Rule 16 or other
disclosure obligations;
1
EFTA00021881

=== Page 3 ===
WHEREAS the Government has applied for the entry of
this Order;
IT HEREBY IS ORDERED:
1.
The Discovery disclosed to the defendant
("Defendant") and/or to the defendant's criminal defense
attorneys ("Defense Counsel") during the course of proceedings
in this action:
a)
Shall be used by the Defendant or her
Defense Counsel solely for purposes of the defense of this
criminal action, and not for any civil proceeding or any purpose
other than the defense of this action;
b)
Shall not be copied or otherwise recorded or
transmitted by the Defendant, except to Defense Counsel, or
except as necessary for the Defendant to take notes, which are
not to be further transmitted to anyone other than Defense
Counsel;
c)
Shall not be disclosed or distributed in any
form by the Defendant or her counsel except as set forth in
paragraph 1 (d) below;
d)
May be disclosed only by Defense Counsel and
only to the following persons ("Designated Persons") :
i. investigative, secretarial, clerical,
or paralegal personnel employed full-time, part-time, or as
2
EFTA00021882

=== Page 4 ===
independent contractors by the defendant's counsel ("Defense
Staff") ;
ii. any expert or potential expert, legal
advisor, consultant, or any other individual retained or
employed by the Defendant and Defense Counsel for the purpose of
assisting in the defense of this case ("Defense
Experts/Advisors");
iii. such other persons as hereafter may be
authorized by Order of the Court ("Other Authorized Persons") ;
e) May be provided to prospective witnesses and
their counsel (collectively, "Potential Defense Witnesses"), to
the extent deemed necessary by defense counsel, for trial
preparation. To the extent Discovery materials are disclosed to
Potential Defense Witnesses, they agree that any such materials
will not be further copied, distributed, or otherwise
transmitted to individuals other than the recipient Potential
Defense Witnesses.
2.
The Defendant and Defense Counsel shall provide a
copy of this Order to any Designated Persons to whom they
disclose Discovery materials. Prior to disclosure of Discovery
materials to Designated Persons, any such Designated Person
shall agree to be subject to the terms of this Order by signing
a copy hereof and stating that they "Agree to be bound by the
terms herein," and providing such copy to Defense Counsel. All
3
EFTA00021883

=== Page 5 ===
such acknowledgments shall be retained by Defense Counsel and
shall be subject to in camera review by the Court if good cause
for review is demonstrated. The Defendant and her counsel need
not obtain signatures from any member of the defense team (i.e.,
attorneys, experts, consultants, paralegals, investigators,
support personnel, and secretarial staff involved in the
representation of the defendants in this case), all of whom are
nonetheless bound by this Protective Order.
3.
To the extent that Discovery is disseminated to
Defense Experts/Advisors, Other Authorized Persons, or Potential
Defense Witnesses, via means other than electronic mail, Defense
Counsel shall encrypt and/or password protect the Discovery.
4. The Government, the Defendant, Defense Counsel,
Defense Staff, Defense Experts/Advisors, Potential Defense
Witnesses and their counsel, and Other Authorized Persons are
prohibited from posting or causing to be posted any of the
Discovery or information contained in the Discovery on the
Internet, including any social media website or other publicly
available medium.
5.
The Government (other than in the discharge of
their professional obligations in this matter), the Defendant,
Defense Counsel, Defense Staff, Defense Experts/Advisors,
Potential Defense Witnesses and their counsel, and Other
Authorized Persons are strictly prohibited from publicly
4
EFTA00021884

=== Page 6 ===
disclosing or disseminating the identity of any victims or
witnesses referenced in the Discovery. This Order does not
prohibit Defense Counsel or Defense Staff from referencing the
identities of individuals they believe may be relevant to the
defense to Potential Defense Witnesses and their counsel during
the course of the investigation and preparation of the defense
case at trial. Any Potential Defense Witnesses and their
counsel who are provided identifying information by Defense
Counsel or Defense Staff are prohibited from further disclosing
or disseminating such identifying information. This Order does
not prohibit Defense Counsel from publicly referencing
individuals who have spoken by name on the public record in this
case.
6.
The Defendant, Defense Counsel, Defense Staff,
Defense Experts/Advisors, Potential Defense Witnesses, and Other
Authorized Persons are prohibited from filing publicly as an
attachment to a filing or excerpted within a filing the identity
of any victims or witnesses referenced in the Discovery, who
have not spoken by name on the public record in this case,
unless authorized by the Government in writing or by Order of
the Court. Any such filings must be filed under seal, unless
authorized by the Government in writing or by Order of the
Court.
5
EFTA00021885

=== Page 7 ===
7.
Copies of Discovery or other materials produced
by the Government in this action bearing "confidential" stamps,
or designated as "confidential" as described below, and/or
electronic Discovery materials designated as "confidential" by
the Government, including such materials marked as
"confidential" either on the documents or materials themselves,
or designated as "confidential" in a folder or document title,
are deemed "Confidential Information." The Government shall
clearly mark all pages or electronic materials containing
Confidential Information, or folder or document titles as
necessary, with "confidential" designations.
8.
Confidential Information may contain personal
identification information of victims, witnesses, or other
specific individuals who are not parties to this action, and
other confidential information; as well as information that
identifies, or could lead to the identification of, witnesses in
this matter. The identity of an alleged victim or witness who
has identified herself or himself publicly as such on the record
in this case shall not be treated as Confidential Information.
9.
Defense Counsel may, at any time, notify the
Government that Defense Counsel does not concur in the
designation of documents or other materials as Confidential
Information. If the Government does not agree to de-designate
such documents or materials, Defense Counsel may thereafter move
6
EFTA00021886

=== Page 8 ===
the Court for an Order de-designating such documents or
materials. The Government's designation of such documents and
materials as Confidential Information will be controlling absent
contrary order of the Court.
10. Confidential Information disclosed to the
defendant, or Defense Counsel, respectively, during the course
of proceedings in this action:
a)
Shall be used by the Defendant or her
Defense Counsel solely for purposes of the defense of this
criminal action, and not for any civil proceeding or any purpose
other than the defense of this action;
b)
Shall be maintained in a safe and secure
manner;
c)
Shall be reviewed and possessed by the
Defendant in hard copy solely in the presence of Defense
Counsel;
d)
Shall be possessed in electronic format only
by Defense Counsel and by appropriate officials of the Bureau of
Prisons ("BOP"), who shall provide the defendant with electronic
access to the Discovery, including Confidential Information,
consistent with the rules and regulations of the BOP, for the
Defendant's review;
7
EFTA00021887

=== Page 9 ===
e)
Shall be reviewed by the Defendant solely in
the presence of Defense Counsel or when provided access to
Discovery materials in electronic format by BOP officials;
f)
May be disclosed only by Defense Counsel and
only to Designated Persons;
g)
May be shown to, either in person, by
videoconference, or via a read-only document review platform,
but not disseminated to or provided copies of to, Potential
Defense Witnesses, to the extent deemed necessary by Defense
Counsel, for trial preparation, and after such individual (s)
have read and signed this Order acknowledging that such
individual (s) are bound by this Order.
11. Copies of Discovery or other materials produced
by the Government in this action bearing "highly confidential"
stamps or otherwise specifically designated as "highly
confidential," and/or electronic Discovery materials designated
as "highly confidential" by the Government, including such
materials marked as "highly confidential" either on the
documents or materials themselves, or designated as "highly
confidential" in an index, folder title, or document title, are
deemed "Highly Confidential Information." To the extent any
Highly Confidential Information is physically produced to the
Defendant and Defense Counsel, rather than being made available
to the Defendant and Defense Counsel for on-site review, the
8
EFTA00021888

=== Page 10 ===
13
Government shall clearly mark all such pages or electronic
materials containing Highly Confidential Information with
"highly confidential" stamps on the documents or materials
themselves.
12. Highly Confidential Information contains nude,
partially-nude, or otherwise sexualized images, videos, or other
depictions of individuals.
13. Defense Counsel may, at any time, notify the
Government that Defense Counsel does not concur in the
designation of documents or other materials as Highly
Confidential Information. If the Government does not agree to
de-designate such documents or materials, Defense Counsel may
thereafter move the Court for an Order de-designating such
documents or materials. The Government's designation of such
documents and materials as Highly Confidential Information will
be controlling absent contrary order of the Court.
14. Highly Confidential Information disclosed to
Defense Counsel during the course of proceedings in this action:
a)
Shall be used by the Defendant or her
Defense Counsel solely for purposes of the defense of this
criminal action, and not for any civil proceeding or any purpose
other than the defense of this action;
9
EFTA00021889

=== Page 11 ===
b)
Shall not be disseminated, transmitted, or
otherwise copied and provided to Defense Counsel or the
Defendant;
c)
Shall be reviewed by the Defendant solely in
the presence of Defense Counsel;
d)
Shall not be possessed outside the presence
of Defense Counsel, or maintained, by the Defendant;
e)
Shall be made available for inspection by
Defense Counsel and the Defendant, under the protection of law
enforcement officers or employees; and
f)
Shall not be copied or otherwise duplicated
by Defense Counsel or the Defendant during such inspections.
15. The Defendant, Defense Counsel, Defense Staff,
Defense Experts/Advisors, Potential Defense Witnesses, and Other
Authorized Persons are prohibited from filing publicly as an
attachment to a filing or excerpted within a filing any
Confidential Information or Highly Confidential Information
referenced in the Discovery, unless authorized by the Government
in writing or by Order of the Court. Any such filings must be
filed under seal, unless authorized by the Government in writing
or by Order of the Court.
16. The provisions of this Order shall not be
construed as preventing disclosure of any information, with the
exception of victim or witness identifying information, that is
10
EFTA00021890

=== Page 12 ===
publicly available or obtained by the Defendant or her Defense
Counsel from a source other than the Government.
17. Except for Discovery that has been made part of
the record of this case, Defense Counsel shall return to the
Government or securely destroy or delete all Discovery,
including but not limited to Confidential Information, within 30
days of the expiration of the period for direct appeal from any
verdict in the above-captioned case; the period of direct appeal
from any order dismissing any of the charges in the above-
captioned case; the expiration of the period for a petition
pursuant to 28 U.S.C. $ 2255; any period of time required by the
federal or state ethics rules applicable to any attorney of
record in this case; or the granting of any motion made on
behalf of the Government dismissing any charges in the above-
captioned case, whichever date is later.
18. The foregoing provisions shall remain in effect
unless and until either (a) the Government and Defense Counsel
mutually agree in writing otherwise, or (b) this Order is
modified by further order of the Court.
19. The Government and Defense Counsel agree to meet
and confer in advance of any hearings or trial to discuss and
agree to any modifications necessary for the presentation of
evidence at those proceedings. In the absence of agreement,
11
EFTA00021891

=== Page 13 ===
Defense Counsel may make an appropriate application to the Court
for any such modifications.
SO ORDERED:
Dated:
New York, New York
July 30, 2020
Alim D.Nitto
HONORABLE ALISON J. NATHAN
United States District Judge
12
EFTA00021892


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=== Page 1 ===
OFFICIAL RECORD
Intake (Rev. 5-23-17)
UNCLASSIFIED
FEDERAL BUREAU OF INVESTIGATION
Intake
Date: 10/19/2020
Case ID #: 50D-NY-3027571
(U) EPSTEIN, JEFFREY; CHILD SEX
TRAFFICKING
Drafted By:
Date/Time Received: 10/19/2020 12:11 PM EDT
Details:
On 10/19/2020, at 11:43 AM Eastern Time,
,
date of birth
cellular telephone number
email address
postal code
called the FBI National
Threat Operations Center (NTOC) to report information about Howard
Lutnick, CEO of
,
who could be connected to Jeffrey
Epstein.
provided the following information:
was calling from the United Kingdom, but stated he worked in New
York from 2015 to 2017 for
was a
who acted as an
after witnessing some financial irregularities. The CEO of
Cantor Fitzgerald, Howard Lutnick, was Jeffrey Epstein's neighbor and he
believes some of the suspicious financial activities could be related to
Epstein's case.
says that BGC does a huge amount of charity work
relating to 9/11 because Cantor Fitzgerald lost many employees that day,
but he thinks the charity day is fraudulent.
has documentation
he is willing to provide to the FBI to back these claims.
claims that Cantor Fitzgerald
causing him to have a heart attack
and
UNCLASSIFIED
EFTA00020515

=== Page 2 ===
UNCLASSIFIED
Re: 50D-NY-3027571, 10/19/2020
seven subsequent hospitalizations. He has also submitted this
documentation to the Internal Revenue Service.
UNCLASSIFIED
2
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=== Page 1 ===
From:
)"
To: Jill Greenfield
Subject: RE: Epstein investigation
Date: Sun, 23 Feb 2020 00:17:13 +0000
Inline-Images: image001.jpg
If I happen to have stepped away from my desk when you call, please feel free to try my cell --
thanks again,
From: Jill Greenfield
Sent: Saturday, February 22, 2020 17:09
To:
Cc: Kyle Phillips
>; Louise Scott
is
is
)
Subject: Re: Epstein investigation
Thanks
Understood
I will call tomorrow
Regards
Jill Greenfield
Partner
D:
M:
Personal Injury Team of the Year - Solicitors Journal Awards 2017
Sent from my iPhone
On 22 Feb 2020, at 21:51,
)
wrote:
Jill,
No problem at all, we understand this takes time, and we appreciate you getting back to us, and we're very grateful that
your client is open to speaking with us.
On your questions, we are certainly fine with the first two questions / requests - we're happy to meet with you and your
client in an initial conversation, during which we can do the kind of introductions and explanations we've done with you
(and that we do with all victim witnesses we meet), including answering any questions to the best of our ability, and
then to take a break and have a more substantive discussion later on.
EFTA00023283

=== Page 2 ===
Regarding the friend, does that individual also represent her as counsel? We aren't normally able to include individuals
in addition to the witness and counsel in an interview-what does sometimes work is for someone who is providing
support (a parent, friend, etc.) to be close by for any discussions, assistance, etc. anytime that a witness wants to speak
with that person, which would of course be totally fine in this instance. Or if he represents her in his capacity as an
attorney then he of course could be in the interview in that role (with the only caveat that we would just want to
confirm that he himself is not separately a witness of some sort in the case). We unfortunately are not able to pay for
third parties (including counsel) to travel in connection with witness interviews, though - if it's preferable, we certainly
could pay for your client's travel to the U.S. for the interview, including airfare and lodging, if that makes it easier for the
friend to be present? And we're happy to discuss any of this further by email or phone if that's useful - I'll be at my
desk for the next several hours and most of tomorrow, at
or we could also set a time to chat, whatever
would be helpful.
thank you,
From: Jill Greenfield
Sent: Saturday, February 22, 2020 13:55
To:
Cc: Kyle Phillips
>; Louise Scott
is
is
)
Subject: RE: Epstein investigation
Hello
Apologies for the slight delay. My client is willing to help but asks the following:
That there be a morning meeting at which introductions with a discussion as to the investigation and my clients
involvement. I appreciate that you have explained this to me but I think further verbal clarification would assist.
In the afternoon and after a break, my client would be willing to answer questions, in so far as she can.
That a friend of hers be allowed to be present as well. However that friend is based in the US and would need to
be flown over to London. He is a US lawyer.
Perhaps you could let me know if this is possible?
Kind regards,
Jill
Jill Greenfield
Partner
D:
M:
Personal Injury Team of the Year - Solicitors Journal Awards 2017
<image001.jp
From:
Sent: Saturday, February 15, 2020 7:08 PM
To: Jill Greenfield
Cc: Kyle Phillips
>; Louise Scott
is
EFTA00023284

=== Page 3 ===
is
Subject: RE: Epstein investigation
Understood - thanks very much.
From: Jill Greenfield
Sent: Saturday, February 15, 2020 07:22
To:
Cc: Kyle Phillips
>; Louise Scott
is
is
)
Subject: Re: Epstein investigation
Thanks
This is helpful. I've gone back to my client with this. I will be back in touch shortly.
Regards
Jill
Jill Greenfield
Partner
D:
M:
Personal Injury Team of the Year - Solicitors Journal Awards 2017
<image003.jpg>
Sent from my iPhone
On 14 Feb 2020, at 21:43,
)
wrote:
Jill,
Following up on our phone call, thank you for talking with us again, and we wanted to get back to you regarding some
of the additional follow-up questions you asked, and to describe in more detail for your client how we would expect to
approach any discussion with your client if she were comfortable meeting with us.
The absolute most important thing is that any discussion would be entirely voluntary, and by that we mean the
decision to meet with us but also as to any topic or question-your client would be absolutely free to determine what
topics she felt comfortable discussing. There is absolutely no pressure on victim witnesses to address anything that
would make them uncomfortable at any time, and even if your client was willing to meet with us, we would tell her, as
we do for any witness, that if any topic comes up that she wants to skip, or discuss with you privately, that is no
problem at all.
In fact, if you and she would prefer, we would be happy to have a meeting where we simply introduced ourselves,
explained the status of our investigation, talked about how a discussion would proceed if your client ended up being
comfortable with that, and answered in person any questions she. We have done that previously, where we do the
talking rather than asking questions in an initial meeting, and that would of course be without any requirement for
anything additional if she preferred not to. As I mentioned on the phone, we have consistently found that we are able
EFTA00023285

=== Page 4 ===
to reassure individuals when we have the opportunity to meet in person so they can see directly our interest in
approaching these discussions with great sensitivity and care. As I also mentioned on the phone, even if your client
were willing to speak with us, there would be absolutely no need or requirement for her to talk about any assault or
victimization she experienced. We wrote in our first email that we would primarily be interested in talking about
topics such as the general scope of her employment, directions she received from Epstein or Maxwell, etc., and as
always we would be guided by her comfort level.
In terms of who would attend a meeting, we almost always work in pairs, so two prosecutors and two officers, and
that's not to have extra people, but rather because it helps us to be as efficient as we can, and so witnesses can meet
the people on the team. Our team is also majority female, and we always tell witnesses that if topics come up in a
discussion that they would prefer to speak about just with women, that's fine and we can be flexible in the moment
and are always guided by the comfort level of the victim. But I also want to stress that in terms of your client in
particular, we don't expect to initially address issues of a very personal or sexual nature, and we certainly would tell
you in advance if there came a time when we thought that might be important to address, and how we could facilitate
that. Who exactly from our team would be at any meeting would depend on schedules, but we can assure you that
every one of us has now spoken with dozens of victims in this case, and every one of us has extensive experience more
generally working with victims and working on cases involving sex offenses. We are proud of how we have been able
to work with victims in this case especially, given all of the circumstances, and we absolutely would take the same
sensitive approach with your client as we have with the many other victims in this case who have spoken with us.
Again, if it would be helpful even for us to just come to the U.K. and introduce ourselves and explain in person how our
process works, and answer any questions your client has in person, we would absolutely be happy to do that with no
obligation at all from her. We also could do that with the possibility that if she felt comfortable, we could just address
the general subject of her employment, for example. But no obligation and no pressure. We continue to appreciate
your and her willingness to even broach the possibility of a discussion, and we hope this is helpful.
thank you very much,
Assistant U.S. Attorney
Southern District of New York
From:
Sent: Saturday, February 08, 2020 14:25
To: Jill Greenfield
Cc: Kyle Phillips
>; Louise Scott
)
is
)
Subject: RE: Epstein investigation
Jill,
Thanks for circling back, and we'll do our best to answer these questions. In terms of who would be in the room, the
most likely answer is that it would be two of the prosecutors and the two law enforcement officers on the case. The
only reason I saw "most likely" rather than having a definitive answer is that when we're interviewing in a foreign
country, it sometimes is the case the local law enforcement also insists on having representatives present. I don't
believe that's required in the U.K., but we can check on it and give you a definitive answer in the coming days if that's
useful. (Also, if she preferred to be interviewed in the U.S., we certainly could guarantee that the room would be just
the case team, and we could arrange for travel and lodging for her. Let us know if that's the case, but otherwise we're
of course happy to travel to her.)
EFTA00023286

=== Page 5 ===
Regarding access to notes, it would principally be the investigative team-so again, the prosecutors and the FBI team
working on the case. Our respective supervisors also theoretically have access to our files, but the reports are not
generally widely disseminated. The basic logistics are that an agent takes notes during an interview, and then types up
those notes into a formal report (called an FBI Form 302). We don't ordinarily share notes with other entities, but I
can also check on that to see if I can make a more specific representation with respect to your client.
With respect to anonymity, I confess that I'm not familiar with the distinction you're referring to. In terms of our
investigation, we don't publicly disclose the names of individuals we meet with, and we don't disclose to any other
witnesses, for example, the identities of victims or witnesses we are meeting with. (And our policies on that don't
change even for individuals who are in the position of your client, who have been widely publicly reported to have
been connected to Epstein and/or his employees or associates). But if that doesn't answer your question, we're of
course happy to discuss further. Let me know if it might be useful to have a call? Or if not, also happy to address any
follow-up via email.
thanks,
From: Jill Greenfield
Sent: Saturday, February 08, 2020 13:17
To:
Cc: Kyle Phillips
>; Louise Scott
)
is
Subject: Re: Epstein investigation
Hi
Thanks for this. I've been asked who would be in the room and thereafter who would have access to any
notes made. Would her permission be sought before disclosing to any other parties or officials?
As you know there is a real difficulty in relation to her anonymity in the US versus the UK. Are you able to
provide any comfort on this?
Many thanks
Jill
Jill Greenfield
Partner
D:
M:
Personal Injury Team of the Year - Solicitors Journal Awards 2017
<image001.jpg>
Sent from my iPhone
On 6 Feb 2020, at 21:53,
)
wrote:
Ms. Greenfield,
EFTA00023287

=== Page 6 ===
Thank you again for speaking with us earlier today regarding our interest in talking with your client in connection
with our investigation into the conduct of Jeffrey Epstein.
As requested, we wanted to briefly memorialize our current views and understandings of your client, and also to
reiterate our interest in approaching any discussion with great care and sensitivity, particularly to avoid adding to her
trauma or causing re-victimization.
As we mentioned on the phone, your client is not a target of our investigation-it sounds like the analogue in the
U.K. may be the "suspect" category-and we currently do not have reason to believe that she has committed any
U.S. federal crime. As we discussed, our knowledge of your client specifically is somewhat limited, having never
spoken to her-and therefore knowing about her only through other witnesses and records-but it certainly has
been our experience that the overwhelming majority of young women and girls who were in the orbit of Jeffrey
Epstein during the relevant periods were subject to his abuse. It does not surprise us, nor do we have any trouble
believing, that your client was similarly a victim. I hope that is helpful in understanding the capacity in which we
hope to speak with her.
Separately, and as we also discussed, any discussion with our team would be entirely voluntary-and that extends
not just to whether she would be willing to meet with us at all, but also including her ability to decline to discuss
particular topics or even particular questions, and to talk with her counsel at any time, to take any breaks that would
be beneficial while we're meeting, etc.
In terms of topic areas, we would be hoping to learn about the general narrative of her interactions with Epstein and
his other associates and employees, including Ghislaine Maxwell, whom we understand she may have worked
directly for. That would broadly include how she came to be in contact with them, the nature and scope of her
employment, any instructions she was given relating to other women or girls, and just generally her experiences and
observations in interacting with them. We ordinarily would also be interested in understanding the general nature of
the abuse she was subjected to, but I want to emphasize that we would not need to discuss with her the specifics if
she weren't comfortable with that, and in particular we often don't even broach that subject in a first meeting.
Please let us know if you have any additional questions, and in particular whether any other information from us
would be useful, and we look forward to speaking with you again soon.
Regards,
Assistant U.S. Attorney
Southern District of New York
Fieldfisher, Riverbank House, 2 Swan Lane, London EC4R 3TT.
www.fieldfisher.com
We do not intend to change our bank details. If you receive any communication that any of our bank details have changed, telephone us and speak to your
contact at our office before transferring any funds. We do not accept responsibility for monies paid into a wrong bank account in any circumstances.
This email and any attachments are confidential and may also be privileged. If you receive this message in error, please contact the
sender immediately, destroy the email and any attachments and do not use, copy, store or disclose this email and any attachments
for any purpose. Fieldfisher does not accept service of documents by electronic means without express prior agreement.
For details about what personal information we collect and why, please see our Privacy Notice on our website at
www.fieldfisher.com.
Fieldfisher is the trading name of Fieldfisher LLP, a limited liability partnership registered in England and Wales (registered number OC318472) and is authorised and regulated
by the Solicitors' Regulation Authority. A list of its members and their professional qualifications is available at its registered office, Riverbank House, 2 Swan Lane, London
EC4R 3TT. We use the term partner to refer to a member of Fieldfisher LLP or an employee or consultant with equivalent standing or qualifications.
EFTA00023288


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=== Page 1 ===
Ghislaine Maxwell
P.O. Box 308
Teaneck, NJ 07666-0308
November 23, 2016
Scott Stackman and Lyle Casriel
UBS Private Wealth Management
1285 Avenue of the Americas, 38th Floor
New York, NY 10019
RE: Transfers to Angara Trust
Dear Scott and Lyle:
Please use this letter as authorization to transfer $14,200,000 (PSDYX and cash) from
account
titled Ghislaine Maxwell to account
titled Angara Trust.
Also, please also complete the following transfers:
Transfer Entire Account Balance (Cash & Securities):
FROM:
titled Ghislaine Maxwell
TO:
titled Angara Trust
FROM:
titled Ghislaine Maxwell
TO:
titled Angara Trust
FROM:
titled Ghislaine Maxwell
TO:
titled Angara Trust
Sincerely,
Ghislaine CS3 Maxwell
EFTA00022364


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=== Page 1 ===
From:
To:
Cc:
Subject: RE: US V. Epstein
Date: Fri, 06 Mar 2020 20:54:41 +0000
this is depressing but extremely helpful, thank you - I've drafted up an email to
on these issues (and others)
and will send first thing Monday so it doesn't get lost in the shuffle of Friday afternoon. We'll keep the lines of
communication open on this and see what we can fix, and thanks again.
From:
Sent: Thursday, March 05, 2020 14:01
To:
Subject: US V. Epstein
Hello
The new data set you gave to me from the FBI has some problems and I was wondering if we can get the FBI to fix some of
these issues. Here are the problems:
1. The data they sent to us has no way to put any e-mails or attachments together so if we were processing the data
we have no way to link anything together.
2. The load file has no link to the native file which means that when we load the data to the database we have no
way to have the native files show up in the database
3. The control numbers in the load file do not match those of the native files. Which means we have two sets of
numbers and no way to match up anything.
If we can get the FBI to either send us the data again with these corrections applied that would be great. Please let me
know if there are any questions.
Thank you.
EFTA00020843


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=== Page 1 ===
From:
(USANYS)"
To:
Cc:
)"
Subject: Part 1 Matter - Friday, October 16, 2020
Date: Fri, 16 Oct 2020 12:56:09 +0000
Attachments: 2020.10.15_Epstein_application_for_unsealing_order.pdf
Good Morning Judge Vyskocil,
Attached hereto please find a Unsealing Order. Once the Order is signed can you please email us a copy back.
This will be going into a red sealing envelope.
If you need anything else please let us know.
Thank you,
Criminal Clerk
United States Attorney's Office
Southern District of New York
1 St. Andrew's Plaza
New York, New York 10007
EFTA00023252


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=== Page 1 ===
From:
To:
Ce:
Subject: SDNY PRESS CLIPS, SEPTEMBER 9, 2020
Date: Wed, 09 Sep 2020 19:27:37 +0000
Inline-Images: image001.png
OF JUST OF TICE DEPARTMENT
SDNY PRESS CLIPPINGS
JUSTITA
ROBERT HADDEN
(Click for media report.)
MAXWELL
REUTERS: https://www.reuters.com/article/us-people-ghislaine-moxwel/epstein-acuser-says-ghislaine-moxwells-deposition-should-be-made-public-dtSBA26031R
ABC: htps://abcnews.go.com/US/us-virgin-islands-jeffrey-epstein-related-documents-ny/story?id=72892602
MATTERS OF INTEREST
BLOOMBERG: https://www.bloomberg.com/news/articles/2020-09-09/deutsche-bank-hires-bar-friend-to-raise-its-game-in-washington-
DAILY BEAST:https://www.thedailybeast.com/sam-dewey-lawyer-investiggting-voice-of-americo-is-subject-to-a-restraining-order
POP TIMES UK: https://poptimesuk.com/stephen-colbert-responds-to-steve-bannons-wall-scam-using-his-name/185404/
CNN: https://www.cnn.com/2020/09/09/politics/bor-carroll-trump-defamation/index.html
WaPo: https://www.washingtonpost.com/opinions/2020/09/09/william-borrs-corruption-doj-is-geting-worse-where-are-mas-resignations/
NY POST: https://nypost.com/2020/09/09/attorney-general-barr-sgys-new-york-violence-spike-due-to-bail-reform/
CNBC: https://www.cnbc.com/2020/09/09/more-chinese-companies-bloming-trading-typos-for-insider-stock-sales.html
DEADLINE: https://deadline.com/2020/09/michael-cohen-donald-trump-national-enquirer-1234573343/
POLITICO:https://www.politico.com/news/2020/09/09/oversight-group-says-sbo-misled-publicon-disaster-loon-fraud-410736-
WaPo: https://www.washingtonpost.com/outlook/2020/09/09/fbi-boogaloo-hamas-terrorism/
Nicholas Biase
Public Affairs
EFTA00021166

=== Page 2 ===
United States Department of Justice
U.S. Attorney's Office I Southern District of New York
Nicholas.Biase@usdoj.gov I Mobile: (646) 261-2074 I Press Office: (212) 637-1020
EFTA00021167


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=== Page 1 ===
From:
To:
Subject: Jeffrey Epstein's UES Mansion; 270 Park Renderings; Brookfield's 666 Fifth Avenue Reno
Date: Tue, 15 Oct 2019 23:21:54 +0000
https://therealdeal.com/2019/10/15/brookfield-kicks-of-666-fifth-rehab-jefrey-epsteins-manse-could-soon-hit-
market-daily-digest/
If this is true, it would be inconsistent with what they represented to us.
Sent from my iPhone
EFTA00021329


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=== Page 1 ===
UBS
UBS Financial Services Inc.
Account Number Y123692
Check here if this document applies
to multiple accounts
Letter of Authorization for Duplicate Recipient of Tax Records
This letter authorizes UBS Financial Services Inc to send a copy of your tax form for the below account's to the following interested party(ies)
Such authorization with continue for ten years unless terminated by UBS Financial Services Inc or until you notify UBS Financial Services Inc in
writing of your decision to terminate the mailing of your tax reports to the parties below
Be advised that the service only pertains to your form 1099, 1099R or 10990 If you are eligible to receive d different tax report, this will not be
sent to the below parties Also be aware that if you are a beneficiary on an account or a participant of a qualified plan, you are not eligible to
enroll the account to send duplicate tax information to a third party
Interested Party Information (may select up to four)
INTERESTED PARTY
Alan
Biecher
first Name
Middle Name
Last Name
685 Third Avenue
Address Line 1
Address Line 2
New York
NY
10017
City
State
Zip
Ablecher@markspaneth.com
2122013197
trat Address
Phone
Ghislaine
Maxwell
Account G Comer Date
X 2.12.16
Account Owner First Name
Last Name
0159495149
At -DPI Rev 10/11)
©2011 UBS Financial Services Inc All rights reserved Member SIPC.
Page 1/:
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=== Page 1 ===
From:
)"
To: Jeff Jocks <jjocks@sondeeracine.com>, "Donnini, George B." <donnini@butzel.com>
Cc:
)"
,
)"
Subject: RE: Subpoena to Interlochen Center for the Arts
Date: Sun, 08 Mar 2020 19:04:25 +0000
Attachments: 2020-02-06,_subpoena_to_Interlochen_(for_donor_records).pdf
Jeff and George,
Thank you both very much for your assistance in response to our subpoenas seeking records from Interlochen. In
reviewing the documents you produced in response to the attached subpoena, a follow-up question arose. Would you
please confirm that your production included all records of any tuition payments that Epstein (or his entities) made for
any students at Interlochen?
Our team is also happy to discuss this inquiry over the phone if that would be useful. I am starting a trial tomorrow and
will have limited availability this week, but my colleagues
and
(both cc'd) should be able to
coordinate with you as needed.
Best,
Maurene
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
212-637-2324
From: Jeff Jocks <jjocks@sondeeracine.com>
Sent: Thursday, February 6, 2020 2:46 PM
To:
)
Cc:
is
Subject: Re: Subpoena to Interlochen Center for the Arts
Maurene -
Receipt confirmed.
Thanks,
Jeff
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
EFTA00020844

=== Page 2 ===
jjocks@sondeeracine.com
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of the
addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law. If you are
not the named addressee, please delete it immediately. Thank you.
From:
)"
Date: Thursday, February 6, 2020 at 1:51 PM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
"
)
"
Subject: Subpoena to Interlochen Center for the Arts
Jeff,
As discussed, attached please find a subpoena addressed to Interlochen seeking information regarding Jeffrey Epstein and
Ghislaine Maxwell. Per our conversation, we understand that Interlochen will keep this request confidential.
Please let me know if you have any questions or would like to discuss further.
Best,
Maurene
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
212-637-2324
EFTA00020845


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=== Page 1 ===
From:
To:
)"
Subject: RE: EMail 1 of 2: EPSTEIN
signed application/affidavit
Date: Thu, 29 Oct 2020 17:47:45 +0000
Inline-Images: image002.jpg; image003.jpg
I've included them.
Have a great night.
UNITED STATES
DISTRIC
COURT
Arraignment Unit Clerk
United States District Court
Southern District of New York
0007
WILLIAMS 8
From:
Sent: Thursday, October 29, 2020 1:31 PM
To:
Subject: RE: EMail 1 of 2: EPSTEIN -
signed application/affidavit
CAUTION - EXTERNAL:
Received, thank you very much,
I noticed that the affidavit does not have the exhibits attached. To make sure they are maintained in the court's file,
attached are the four exhibits that we submitted with the affidavit.
Thank you,
Assistant United States Attorney
Southern District of New York
New York. NY 10007
From:
Sent: Thursday, October 29, 2020 11:51 AM
To:
)
EFTA00020895

=== Page 2 ===
Cc:
Subject: FW: EMail 1 of 2: EPSTEIN -
signed application/affidavit
Good Morning
Your signed Warrants are attached.
UNTED STATES COURT
Arraignment Unit Clerk
United States District Court
Southern District of New York
New York NY 10007
WILLING
DISTRICT
0
From
Sent: Wednesday, October 28, 2020 7:18 PM
To:
Cc:
Subject: FW: EMail 1 of 2: EPSTEIN
,, , signed application/affidavit
From:
Sent: Tuesday, October 27, 2020 7:18 PM
To:
Subject: EMail 1 of 2: EPSTEIN -
signed application/affidavit
USDC-SDNY
Sent from my mobile device
CAUTION - EXTERNAL EMAIL: This email originated outside the Judiciary. Exercise caution when opening
attachments or clicking on links.
EFTA00020896


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=== Page 1 ===
From:
To: Sigrid McCawley
Cc:
Bcc: "USAHUB-USAJournal111"
Subject: bail application
Date: Thu, 03 Dec 2020 01:36:12 +0000
Embedded: bail_application.msg
Sender:
Subject: bail application
Message-Id:
>
To:
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=== Page 1 ===
UBS Financial Services Inc.
UBS
299 Park Avenue
25th Floor
Resource Management Account
New York NY 10171-0002
July 2016
CNP7005654271 0716 Y1 0
GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308
Account name: GHISLAINE MAXWELL
Friendly account name: Ind:Cash/Saving
Account number:
Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
Phone: 212-821-7000/800-308-3140
Questions about your statement?
Call your Financial Advisor or the
Value of your account
RMA ResourceLine at 800-RMA-1000,
on June 30 ($)
on July 29 ($)
account 029023575.
Your assets
16,274,758.15
15,623,167.44
Visit our website:
Your liabilities
0.00
0.00
www.ubs.com/financialservices
Value of your account
$16,274,758.15
$15,623,167.44
Sources of your account growth
Tracking the value of your account
during 2016
Value of your account
$ Millions
at year end 2015
$6,144,731.58
Net deposits and
withdrawals
16.3
$9,438,892.48
15.6
Your investment return:
Dividend and
interest income
$32,525.64
6.1
4.2
Change in
market value
$7,017.74
Value of your account
Dec 2014
Dec 2015
on Jul 29, 2016
$15,623,167.44
Jun 2016
Jul 2016
Member SIPC
CNP70008005654271 NP7000195185 00005 0716 030575004 Y123575550 000000
Page 1 of 8
EFTA00022415

=== Page 2 ===
UBS
Resource Management Account
Account name:
GHISLAINE MAXWELL
Your Financial Advisor:
Friendly account name:Ind:Cash/Saving
SCOTT STACKMAN/LYLE CASRIEL
July 2016
Account number:
212-821-7000/800-308-3140
Your account balance sheet
Summary of your assets
Value on
Percentage of
July 29 ($)
your account
A
Cash and money balances
0.00
0.00%
Your current asset allocation
B
Cash alternatives
12,095,232.89
77.42%
C
Equities
0.00
0.00%
D
D
Fixed income
3,527,934.55
22.58%
E
Non-traditional
0.00
0.00%
F
Commodities
0.00
0.00%
G Other
0.00
0.00%
B
Total assets
$15,623,167.44
100.00%
Value of your account
$15,623,167.44
Eye on the markets
Percentage change
Index
July 2016
Year to date
S&P 500
3.69%
7.66%
Russell 3000
3.97%
7.74%
MSCI - Europe, Australia & Far East
5.08%
0.83%
Barclays Capital U.S. Aggregate Bond Index
0.63%
5.98%
Interest rates on July 29, 2016
3-month Treasury bills: 0.25%
One-month LIBOR: 0.50%
CNP70008005654272 NP7000195185 00005 0716 030575004 Y123575550 000000
Page 2 of 8
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=== Page 3 ===
Resource Management Account
Account name:
GHISLAINE MAXWELL
Your Financial Advisor:
UBS
Friendly account name: Cash/Saving
SCOTT STACKMAN/LYLE CASRIEL
July 2016
Account number:
212-821-7000/800-308-3140
Change in the value of your account
Summary of gains and losses
Year to date ($)
Values reported below exclude products for which gains and losses are not classified.
July 2016 ($)
Realized gains and losses
Unrealized
Opening account value
$16,274,758.15
$6,144,731.58
July 2016 ($)
Year to date ($)
gains and losses ($)
Deposits, including investments
transferred in
8,379.11
14,626,293.34
Short term
0.00
0.00
43.40
Withdrawals and fees,
Long term
0.00
0.00
3,481.27
including investments transferred
Total
$0.00
$0.00
$3,524.67
out
-669,939.99
-5,187,400.86
Dividend and interest income
6,459.79
32,525.64
Cash activity summary
Change in market value
3,510.38
7,017.74
See Account activity this month for details. Balances in your Sweep Options are included in the opening and
Closing account value
$15,623,167.44
$15,623,167.44
closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG,
Stamford Branch or bank deposits placed through the UBS International Deposit Account program. SIPC
protection applies to money market sweep fund holdings but not bank deposits. See Important information
Dividend and interest income earned
about your statement on the last two pages of this document for details.
July 2016 ($)
Year to date ($)
For purposes of this statement, taxability of interest and dividend income has been determined from a US
Opening balances
$0.00
$2,010,294.62
tax reporting perspective. Based upon the residence of the account holder, account type, or product type,
some interest and/or dividend payments may not be subject to United States (US) and/or Puerto Rico (PR)
Additions
income taxes. The client monthly statement is not intended to be used and cannot be relied upon for tax
purposes. Clients should refer to the applicable tax reporting forms they receive from UBS annually, such as
Deposits and other funds credited
8,379.11
14,626,293.34
the Forms 1099 and the Forms 480, for tax reporting information. It is the practice of UBS to file the
applicable tax reporting forms with the US Internal Revenue Service and PR Treasury Department, and in
Dividend and interest income
6,459.79
32,525.64
such forms accurately classify dividends and/or interest as tax exempt or taxable income. Please consult your
individual tax preparer.
Proceeds from investment transactions
667,380.36
5,131,849.83
July 2016 ($)
Year to date ($)
Total additions
$682,219.26
$19,790,668.81
Taxable dividends
6,459.79
30,315.12
Subtractions
Taxable interest
0.00
36.79
Checks and bill payments
-500,000.00
-3,000,000.00
Total current year
$30,351.91
Other funds debited
-169,939.99
-2,187,400.86
$6,459.79
Prior year adjustment
0.00
2,173.73
Funds withdrawn for investments
bought
-12,279.27
-16,613,562.57
Total dividend & interest
$6,459.79
$32,525.64
Total subtractions
-$682,219.26
-$21,800,963.43
Net cash flow
$0.00
-$2,010,294.62
Closing balances
$0.00
$0.00
CNP70008005654273 NP7000195185 00005 0716 030575004 Y123575550 000000
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=== Page 4 ===
UBS
Resource Management Account
Account name:
GHISLAINE MAXWELL
Your Financial Advisor:
Friendly account name: d:Cash/Saving
SCOTT STACKMAN/LYLE CASRIEL
July 2016
Account number:
212-821-7000/800-308-3140
UBS Bank USA Deposit Account APY
Interest period Jun 7 - Jul 7
Opening UBS Bank USA Deposit balance Jun 7
$3,364.56
Closing UBS Bank USA Deposit balance Jul 7
$5,819.48
Number of days in interest period
31
Average daily balance
$1,374.58
Interest earned
$0.00
Annual percentage yield earned
0.00%
Your investment objectives:
You have identified the following investment objectives for this account. If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about your statement at the end of this
document.
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary Moderate
Investment eligibility consideration - None selected
Your account instructions
Your account cost basis default closing method is FIFO, First In, First Out.
CNP70008005654274 NP7000195185 00005 0716 030575004 Y123575550 000000
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=== Page 5 ===
Resource Management Account
Account name:
GHISLAINE MAXWELL
Your Financial Advisor:
UBS
Friendly account name: Ind:Cash/Saving
SCOTT STACKMAN/LYLE CASRIEL
July 2016
Account number:
212-821-7000/800-308-3140
Your assets
Some prices, income and current values shown may be approximate As a result, gains and losses may not
be accurately reflected. See Important information about your statement at the end of this document for
more information.
Cash alternatives
Money market funds
Money market funds are neither insured nor guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Although money market funds seek to preserve the value of your investment at $1.00 per
share, it is possible to lose money by investing in these funds.
Total reinvested is the total of all reinvested dividends. It does not include any cash dividends. It is not a tax
Unrealized (tax) gain or loss is the difference between the current value and the cost basis and would
lot for the purposes of determining holding periods or cost basis. The shares you receive each time you
generally be your taxable gain or loss if the security was sold on this date. The unrealized (tax) gain or loss may
reinvest dividends become a separate tax lot.
need to be adjusted for return of capital payments in order to determine the realized gain or loss for tax
Cost basis is the total purchase cost of the security, including reinvested dividends. The cost basis may
reporting purposes.
need to be adjusted for return of capital payments in order to determine the adjusted cost basis for tax
Investment return is the current value minus the amount you invested. It does not include shares that are not
reporting purposes.
reflected on your statement, including shares that have been realized as either a gain or a loss. It also does
not include cash dividends that were not reinvested
Purchase price/
Number
Average price
Client
Cost
Price per share
Value on
Unrealized
Investment Holding
Holding
of shares
per share ($)
investment ($)
basis ($)
on Jul 29 ($)
Jul 29 ($)
gain or loss ($)
return ($) period
UBS SELECT PRIME
INSTITUTIONAL FUND
12,095,232.890
1.000
12,095,232.89
12,095,232.89
1.000
12,095,232.89
EAI: $47,171 Current yield: 0.39%
Fixed income
Mutual funds
Total reinvested is the total of all reinvested dividends. It does not include any cash dividends. It is not a
Unrealized (tax) gain or loss is the difference between the current value and the cost basis and would
tax lot for the purposes of determining holding periods or cost basis. The shares you receive each time you
generally be your taxable gain or loss if the security was sold on this date. The unrealized (tax) gain or loss may
reinvest dividends become a separate tax lot.
need to be adjusted for return of capital payments in order to determine the realized gain or loss for tax
Cost basis is the total purchase cost of the security, including reinvested dividends. The cost basis may
reporting purposes.
need to be adjusted for return of capital payments in order to determine the adjusted cost basis for tax
Investment return is the current value minus the amount you invested. It does not include shares that are not
reporting purposes.
reflected on your statement, including shares that have been realized as either a gain or a loss. It also does not
include cash dividends that were not reinvested
Purchase price/
Number
Average price
Client
Cost
Price per share
Value on
Unrealized (tax)
Investment Holding
Holding
of shares
per share ($)
investment ($)
basis ($)
on Jul 29 ($)
Jul 29 ($)
gain or loss ($)
return ($) period
PUTNAM SHORT DURATION
INCOME FUND Y
continued next page
CNP70008005654275 NP7000195185 00005 0716 030575004 Y123575550 000000
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EFTA00022419

=== Page 6 ===
UBS
Resource Management Account
Account name:
GHISLAINE MAXWELL
Your Financial Advisor:
Friendly account name: d:Cash/Saving
SCOTT STACKMAN/LYLE CASRIEL
July 2016
Account number:
212-821-7000/800-308-3140
Your assets
Fixed income
Mutual funds (continued)
Purchase price/
Number
Average price
Client
Cost
Price per share
Value on
Unrealized (tax)
Investment
Holding
Holding
of shares
per share ($)
investment ($)
basis ($)
on Jul 29 ($)
Jul 29 ($)
gain or loss ($)
return ($)
period
Symbol: PSDYX
Trade date: Jul 20, 15
348,605.578
10.040
3,500,005.25
3,500,005.25
10.050
3,503,486.06
3,480.81
LT
Total reinvested
2,432.686
10.031
24,404.63
10.050
24,448.49
43.86
EAI: $24,924 Current yield: 0.71%
Security total
351,038.264
10.040
3,500,005.25
3,524,409.88
3,527,934.55
3,524.67
27,929.30
Your total assets
Percentage of
Cost
Estimated
Unrealized
Value on Jul 29 ($)
your account
basis ($)
annual income ($)
gain or loss ($)
Cash alternatives
Money market funds
12,095,232.89
77.42%
12,095,232.89
47,171.00
Fixed income
Mutual funds
3,527,934.55
22.58%
3,524,409.88
24,924.00
3,524.67
Total
$15,623,167.44
100.00%
$15,619,642.77
$72,095.00
$3,524.67
Account activity this month
Date
Activity
Description
Amount ($)
Deposits and other funds credited
Jul 1
Transfer
JOURNAL FROM Y1 23568 GHISLAINE MAXWELL
2,133.03
Jul 1
Transfer
JOURNAL FROM Y1 23572 GHISLAINE MAXWELL
5,810.08
Jul 1
Transfer
JOURNAL FROM Y1 23574 GHISLAINE MAXWELL
436.00
Total deposits and other funds credited
$8,379.11
Date
Activity
Description
Amount ($)
Dividend and interest income
Taxable dividends
Jul 1
Dividend
PUTNAM SHORT DURATION INCOME FUND Y AS OF 06/30/16
2,324.17
Jul 29
Dividend
UBS SELECT PRIME INSTITUTIONAL FUND
4,135.62
Total taxable dividends
$6,459.79
Total dividend and interest income
$6,459.79
Date
Activity
Description
Amount ($)
Bill payments
Jul 27
Withdrawal
ACH TO Tidewood LLC AT CITIZENS BANK, NA
-500,000.00
Total bill payments
-$500,000.00
Date
Activity
Description
Amount ($)
Other funds debited
Jul 5
Transfer
JOURNAL TO Y1 23692 116 EAST 65TH STREET LLC
-76.60
continued next page
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=== Page 7 ===
Resource Management Account
Account name:
GHISLAINE MAXWELL
Your Financial Advisor:
UBS
Friendly account name: Ind:
SCOTT STACKMAN/LYLE CASRIEL
July 2016
Account number:
212-821-7000/800-308-3140
Account activity this month (continued)
Date
Activity
Description
Amount ($)
Other funds debited (continued)
Jul 7
Transfer
JOURNAL TO Y1 23692 116 EAST 65TH STREET LLC
-2,483.03
Jul 15
Transfer
TO Y1 23568 7100
-1,600.00
Jul 15
Transfer
TO Y1 23574 1100
-2,200.00
Jul 18
Transfer
JOURNAL TO Y1 23692 116 EAST 65TH STREET LLC
-80.36
Jul 20
Transfer
JOURNAL TO Y1 23692 116 EAST 65TH STREET LLC
-3,500.00
Jul 27
Withdrawal
FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO
-160,000.00
BANK, NA
Total other funds debited
-$169,939.99
Investment transactions
For more information about the price/value shown for restricted securities, see Important information about
your statement at the end of this document.
Proceeds from
Funds
investment
withdrawn for
Accrued
Date
Activity
Description
Quantity
Value ($)
Price ($)
transactions ($)
investments bought ($)
interest ($)
Jul 1
Reinvestment
PUTNAM SHORT DURATION INCOME FUND Y
231.491
-2,324.17
DIVIDEND REINVESTED AT 10.04 NAV ON
06/30/16 AS OF 06/30/16
Jul 14
Bought
UBS SELECT PRIME INSTITUTIONAL FUND
5,819.480
-5,819.48
Jul 15
Sold
UBS SELECT PRIME INSTITUTIONAL FUND
-3,800.000
3,800.00
Jul 18
Sold
UBS SELECT PRIME INSTITUTIONAL FUND
-80.360
80.36
Jul 20
Sold
UBS SELECT PRIME INSTITUTIONAL FUND
-3,500.000
3,500.00
Jul 27
Sold
UBS SELECT PRIME INSTITUTIONAL FUND
-500,000.000
500,000.00
Jul 27
Sold
UBS SELECT PRIME INSTITUTIONAL FUND
-160,000.000
160,000.00
Jul 29
Reinvestment
UBS SELECT PRIME INSTITUTIONAL FUND
4,135.620
-4,135.62
DIVIDEND REINVESTED AT 1.00 NAV ON
07/29/16
Total
$667,380.36
-$12,279.27
Date
Activity
Description
Amount ($)
Money balance activities
Jun 30
Balance forward
$0.00
Jul 5
Deposit
UBS BANK USA DEPOSIT ACCOUNT
8,379.11
Jul 6
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OF 07/05/16
-76.60
Jul 8
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07/16
-2,483.03
continued next page
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=== Page 8 ===
UBS
Resource Management Account
Account name:
GHISLAINE MAXWELL
Your Financial Advisor:
Friendly account name: Ind: Cash/Saving
SCOTT STACKMAN/LYLE CASRIEL
July 2016
Account number:
212-821-7000/800-308-3140
Account activity this month (continued)
Date
Activity
Description
Amount ($)
Money balance activities (continued)
Jul 15
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS OF 07/14/16
-5,819.48
Jul 29
Closing UBS Bank USA Deposit Account
$0.00
The UBS Bank USA Deposit Account is your primary sweep option.
CNP70008005654278 NP7000195185 00005 0716 030575004 Y123575550 000000
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End of statement for account number Y1 23575 S5
EFTA00022422


