# docs_fts_content

c1: EFTA00024419
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00024419.pdf
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=== Page 1 ===
From: "Moyne, Parvin"
To:
)"
Cc: "Moyer, Thomas"
)"
Subject: RE: 2019.8.15 - SDNY Production Index.xlsx
Date: Wed, 21 Aug 2019 13:25:10 +0000
I'm so sorry for the inconvenience but those dates are not good on our end.
The following week is relatively clear. Might September 9th work? Or other dates that week?
Best,
Parvin
From:
Sent: Tuesday, August 20, 2019 11:58 PM
To: Moyne, Parvin
Cc: Moyer, Thomas
y.
is
)
Subject: RE: 2019.8.15 - SDNY Production Index.xlsx
Parvin,
That makes good sense, thanks. Because of the scheduling issues I mentioned, we'd like to set it for a time in early
September, if we can - is there a time during the afternoon of September 5 or the morning of September 6 that would
work for you? We should be able to do either of those dates and times. Or if not, we can propose possible times the
following week.
thank you,
From: Moyne, Parvin
Sent: Tuesday, August 20, 2019 14:03
To:
is
)
V.
Cc: Moyer, Thomas
Subject: RE: 2019.8.15 - SDNY Production Index.xlsx
Initially, we propose that the lawyers (myself, my colleagues at Akin Gump, and someone from DB Legal) deliver a
presentation that provides an overview of Epstein's relationship with the bank, the different accounts affiliated with
Epstein and the types of transactions found in the accounts. We would also highlight various transactions that we have
noted in our internal investigation. Our aim is that the attorney proffer would help you in sifting through the records we
have provided so you can more readily identify whatever information you are most interested in. Following the proffer, if
there are particular accounts or transactions of interest, we can identify the person within DB who can best answer
questions on those areas and that person would then meet with you.
EFTA00024419

=== Page 2 ===
In terms of timing, I estimate 2-3 hours for the attorney proffer. (I think closer to 2 hours but I hate to underestimate.)
Best,
Parvin
From:
Sent: Monday, August 19, 2019 8:14 PM
To: Moyne, Parvin
is
is
)
Cc: Moyer, Thomas
Subject: RE: 2019.8.15 - SDNY Production Index.xlsx
Parvin,
Could you please let us know what format we should expect in terms of the proffer? That will help us with figuring out
scheduling. I.e., do you expect to make an attorney proffer in the first instance, or should be expect to be meeting with
Deutsche Bank personnel, etc? And approximately how long should we be planning to block out?
thanks,
From: Moyne, Parvin
Sent: Monday, August 19, 2019 12:04
To:
y.
)
>;
)
Cc: Moyer, Thomas
Subject: RE: 2019.8.15 - SDNY Production Index.xlsx
Hi
-
The proffer may be helpful in guiding you through the production. That said, we can be available whenever makes most
sense on your ends.
We have time this week (Thursday or Friday afternoon) and next week (Monday - Wednesday), and we have time in
September. If you give us a few options in terms of dates/times, we will sort out schedules on our ends.
Best
Parvin
From:
Sent: Saturday, August 17, 2019
:59 PM
To: Moyne, Parvin
is
is
)
Cc: Moyer, Thomas
Subject: RE: 2019.8.15 - SDNY Production Index.xlsx
EXTERNAL Email
EFTA00024420

=== Page 3 ===
Parvin,
We received the index, thank you. In terms of a proffer, what generally did you have in mind regarding timing? I think
we'd like to have some time with the subpoena returns to get familiarized, and our team has a combination of travel and
trials in the next couple weeks, but we could do early September if that works on your end. Thoughts?
thanks,
From: Moyne, Parvin
Sent: Thursday, August 15, 2019 09:48
To:
is
)
V.
Cc: Moyer, Thomas
Subject: 2019.8.15 - SDNY Production Index.xlsx
&
Please find attached an index to our productions to date. This is a work in progress - we will update it as we gather and
produce additional documents.
Would you like to touch base later today about scheduling a proffer? We are free after 4 p.m.
Best,
Parvin
Parvin Daphne Moyne
AKIN GUMP STRAUSS HAUER & FELD LLP
One Bryant Park
New York, NY 10036-6745
USA
Direct:
Internal:
Fax:
akingump.com
Bio
The information contained in this e-mail message is intended only for the personal and confidential use of the
recipient(s) named above. If you have received this communication in error, please notify us immediately by e-
mail, and delete the original message.
The information contained in this e-mail message is intended only for the personal and confidential use of the
recipient(s) named above. If you have received this communication in error, please notify us immediately by e-
mail, and delete the original message.
The information contained in this e-mail message is intended only for the personal and confidential use of the
recipient(s) named above. If you have received this communication in error, please notify us immediately by e-
mail, and delete the original message.
The information contained in this e-mail message is intended only for the personal and confidential use of the
recipient(s) named above. If you have received this communication in error, please notify us immediately by e-
mail, and delete the original message.
EFTA00024421


c1: EFTA00023705
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00023705.pdf
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=== Page 1 ===
From:
)"
To: Christian Everdell
)"
(USANYS)"
Cc: "Mark S. Cohen"
Subject: RE: Request
Date: Wed, 30 Sep 2020 19:32:42 +0000
Inline-Images: image001.png; image002.jpg
Chris,
As I mentioned on our call, our office is processing those non-nude images for production, and we will let you know when
they are ready to be loaded onto drives for you and your client. As is the case with any items that were seized during the
FBI's searches of Epstein's residences in New York and the Virgin Islands, and as noted in my letter dated August 21, 2020,
if you wish to review those photographs-or any other items from those searches-yourself before that production is
ready, we can schedule a time for you to go to the FBI offices and review them.
To the extent you are reiterating your request from yesterday afternoon that the FBI bring a laptop containing those
images to the MDC for you and your client to review together, we are already working with the FBI on the logistics of
loading the files and transporting them to the MDC. Due to the large number files, this will take a few days. I will let you
know as soon as those logistics are sorted and the FBI is able to bring the files to the MDC for you and your client to
review.
Best,
Assistant United States Attorney
Southern District of New York
From: Christian Everdell
Sent: Wednesday, September 30, 2020 2:34 PM
To:
is
is
(USANYS)
Cc: Mark S. Cohen
Subject: Request
Following-up on our phone call yesterday afternoon, we request that you make available to Ms. Maxwell as soon as
possible all of the roughly 40,000 non-nude/non-Highly Confidential images that we discussed on our call and that have
not been produced on any of the hard drives. Ms. Maxwell is available to review these images as early as tomorrow.
Please let us know the earliest date that these materials can be made available.
Regards,
EFTA00023705

=== Page 2 ===
Chris
Christian Everdell
COHEN & GRESSER LLP
New York
Seoul
Paris
Washington DC
London
CG
CONFIDENTIALITY NOTICE: The information contained in this e-mail may be confidential and/or privileged. This e-mail is intended to be reviewed initially by only
the individual named above. If the reader of this e-mail is not the intended recipient or a representative of the intended recipient, you are hereby notified that any
review, dissemination or copying of this e-mail or the information contained herein is prohibited. If you have received this e-mail in error, please immediately notify
the sender by telephone and permanently delete this e-mail. Thank you.
PRIVACY: A complete copy of our privacy policy can be viewed at: https://www.cohengresser.com/privacy-policy.
EFTA00023706


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=== Page 1 ===
From:
To:
Cc:
Subject: CONFIDENTIAL SUBMISSION - PROTECTED BY FRE 408; 410; FRCP 11 - FOIA
TREATMENT REQUESTED
Date: Tue, 11 Feb 2020 04:31:38 +0000
Attachments: Submission - 02.10.2010.pdf
Inline-Images: image001.jpg
CONFIDENTIAL SUBMISSION - PROTECTED BY FRE 408; 410; FRCP 11 - FOIA TREATMENT REQUESTED
All - Attached please find our submission regarding
We had a very lengthy discussion with
this
evening. We would like to continue the discussion with her tomorrow so that we can provide you with additional
information relevant to a proposed resolution of the matter. Would it be possible for us to meet with you tomorrow at
2:30 pm (instead of 9:30 am) to afford us the time we need to discuss these difficult and critical issues with
before
our meeting? Please advise.
Thank you,
Partner
Winston & Strawn LLP
New York, NY 10166-4193
D:
F:
Bio | VCard I Email | winston.com
WINSTON
&STRAWN
LLP
The contents of this message may be privileged and confidential. If this message has been received in error, please delete it without reading it. Your receipt of this
message is not intended to waive any applicable privilege. Please do not disseminate this message without the permission of the author. Any tax advice contained
in this email was not intended to be used, and cannot be used, by you (or any other taxpayer) to avoid penalties under applicable tax laws and regulations.
EFTA00026848


c1: EFTA00024230
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00024230.pdf
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=== Page 1 ===
Case 1:20-cr-00330-AJN Document 376 Filed 10/27/21 Page 1 of 2
UNITED STATES DISTRICT COURT
USDC SDNY
SOUTHERN DISTRICT OF NEW YORK
DOCUMENT
ELECTRONICALLY FILED
DOC #:
DATE FILED: 10/27/21
United States of America,
-v-
20-CR-330 (AJN)
Ghislaine Maxwell,
ORDER
Defendant.
ALISON J. NATHAN, District Judge:
The Court is receipt of the parties' letters regarding the jury questionnaire and voir dire.
See Dkt. Nos. 372, 373, 375.
The Court will provide counsel the corresponding list of juror names and assigned juror
numbers on November 16 at the commencement of voir dire. The placeholder for the juror
information sheet in the Court's draft questionnaire refers to the information sheet required by
the Jury Department. See Dkt. No. 365. The information sheet will be removed and collected by
the Jury Department from the packet before the parties' review of the questionnaires.
The Court is still considering the logistics of when peremptory strikes will be exercised,
but the Court anticipates peremptory strikes will be exercised on November 29. Assuming so, the
swearing in of the jury, preliminary instructions, and opening statements would commence
immediately following the simultaneous (via submission of lists) exercise of peremptory
challenges.
so ORDERED.
1
EFTA00024230

=== Page 2 ===
Case 1:20-cr-00330-AJN Document 376 Filed 10/27/21 Page 2 of 2
Dated: October 27, 2021
Alim D. Nitto
New York, New York
ALISON J. NATHAN
United States District Judge
2
EFTA00024231


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=== Page 1 ===
From:
(USANYS)"
To:
(USANYS)"
(USANYS)"
Subject: RE: MCC discovery/notes
Date: Thu, 01 Oct 2020 15:10:22 +0000
Agreed
From:
(USANYS)
Sent: Thursday, October 1, 2020 11:10 AM
To:
(USANYS)
Cc:
(USANYS)
Subject: RE: MCC discovery/notes
I think that because it discusses suicidality, it's tangentially related to the case and we should produce it, but I don't think
there's any basis to get and produce the other Epstein files. Do you guys have a different view?
From:
(USANYS)
Sent: Thursday, October 1, 2020 9:57 AM
To:
(USANYS)
Cc:
(USANYS)
Subject: RE: MCC discovery/notes
I think we haven't produced it previously, as
removed everything that we had already produced. While I don't see a
harm in producing this 302, I wonder if it opens us up to having to produce more of the Epstein case file or whether we
can rationally limit it since it discusses suicidality. Thoughts?
From:
(USANYS)
Sent: Thursday, October 01, 2020 9:56 AM
To:
(USANYS)
Cc:
(USANYS)
Subject: RE: MCC discovery/notes
I've never seen those notes before and it's not my handwriting - they came from MCC? Maybe they are Lt.
?1
would check with
on that to make sure it's not her handwriting.
I remember seeing this 302, but I don't remember where - I don't have a memory of producing it, but I could be wrong.
should be able to tell if we produced it previously).
and I never had access to the Epstein shared and never got
or produced the underlying case files.
From:
(USANYS)
Sent: Thursday, October 1, 2020 9:51 AM
To:
(USANYS)
Cc:
(USANYS)
Subject: MCC discovery/notes
In reviewing additional documents for the latest MCC discovery production, I found these notes of an interview labeled
"Unknown." Any idea who this might be? Also, FBI provided us with a supplemental 302 about Epstein's arrest. Do you
know if we produced the original 302 about Epstein's arrest?
Thanks!
Assistant United States Attorney
United States Attorney's Office
Southern District of New York
EFTA00026565


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=== Page 1 ===
From:
"
(USANYS)"
To:
(USANYS)"
Subject:
memo - latest version
Date: Tue, 13 Apr 2021 18:01:09 +0000
Attachments: 2021.04.12
Memo.docx
Assistant United States Attorney
United States Attorney's Office
Southern District of New York
Tel:
Fax:
EFTA00026917


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=== Page 1 ===
From:
To:
Cc:
Subject: SORNA registration
Date: Sun, 16 Jun 2019 21:21:42 +0000
Importance: Normal
Hi
Could you please pull Epstein's most recent SORNA registration documents? It looks like the filing we have is from April
2018, so he may have registered in the last two months. Would be helpful to get the most recent registration documents.
Thanks!
Assistant United States Attorney
Southern District of New York
One Saint Andrew's Plaza
New York, NY 10007
EFTA00026672


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=== Page 1 ===
From:
To:
Cc:
Subject: Re: Language to include
Date: Thu, 02 Jul 2020 02:33:26 +0000
Sure
Sent from my iPhone
On Jul 1, 2020, at 22:27,
wrote:
could you please take on this project of making sure the victim info in the database is accurate for the letter that
will go out? I can't tell if this email is just meant to supplement the data we already have, or if they're sending this as the
proposed list (which would be strange, since it has our statutory victims on it). Thanks.
From:
Sent: Wednesday, July 1, 2020 9:37 PM
To:
is
is
>;
Cc:
Subject: Re: Language to include
Good Evening,
SA
has identified each of these names on the attached spreadsheet as victims in the original
case against Jeffrey Epstein. Included in the attached document is victim contact information as well as
attorney information regarding representation and contact information. This is a comprehensive list.
Lastly, would you be able to send your draft language for the VNS notifications?
Thank you,
Program Manager
FBI Victim Services Division
From:
Sent: Monday, June 29, 2020 9:05 AM
To:
Cc:
EFTA00026519

=== Page 2 ===
Subject: Language to include
Good Morning,
I hope each of you had a good weekend. Please find language below that has been approved by FBI NY, VSD
executive management and our OGC rep. I'm more than happy to have a call if you would like to discuss.
The FBI's Victim Services Division (VSD) is committed to providing services and support to victims of crimes
committed by Jeffrey Epstein. Though this particular indictment is focused on specific individuals, you are still
entitled to your rights, resources, and referrals as a federal victim independent of this indictment. An
overview of these services is available at www.fbi.gov/resources/victim-services If you would like to speak
with a Victim Specialist, or if you have any questions regarding your rights to victim services and referrals,
please email victimservices@fbi.gov.
Thank you,
Program Manager
FBI Victim Services Division
<contact list only 31E-NY-3027571 6.26.2020.xlsx>
EFTA00026520


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=== Page 1 ===
From:
To:
Cc:
Bcc: "USAHUB-USAJournal111"
Subject: Re: Maxwell drive delivery Monday 1/11
Date: Mon, 11 Jan 2021 14:48:26 +0000
Embedded: Re:_Maxwell_drive_delivery_Monday_1_11.msg
Sender:
Subject: Re: Maxwell drive delivery Monday 1/11
Message-Id: <5FFC6532020000920008C7D9@SMTP1.BOP.GOV>
Recipient:
EFTA00024999


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=== Page 1 ===
From:
(USANYS)"
To:
Cc:
(USANYS)"
Subject: Epstein Guards/ OIG Report
Date: Fri, 21 May 2021 17:45:41 +0000
Hi
We were hoping you could assist us with getting in touch with the OIG lawyer who is responsible for preparing the report
on Epstein's suicide. We have been trying to get in touch with
,
who was previously handling the
investigation, but understand he may have left the office. The time sensitivity is that we plan to file a public letter by close
of business today regarding reaching a deferred prosecution agreement with the two guards on duty that night who have
been charged with falsifying records. The guards have agreed to sit for an interview with our office and DOJ-OIG, and
we'd like to state in the letter that the interviews would occur as part of an ongoing OIG investigation that we expect
would lead to a public report. However, we don't want to make this representation unless DOJ-OIG is comfortable with it.
I'm happy to discuss by phone if convenient.
Thanks very much,
Chief, Public Corruption Unit
U.S. Attorney's Office
Southern District of New York
EFTA00024810


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=== Page 1 ===
From:
To:
Subject: RE:
ejustice record 6/7/2021
Date: Tue, 08 Jun 2021 17:06:33 +0000
Thank you!
From:
Sent: Monday, June 7, 2021 3:59 PM
To:
Subject: RE:
ejustice record 6/7/2021
Hey
these are all set. Thanks!
From:
Sent: Monday, June 7, 2021 2:52 PM
To:
Subject: FW:
ejustice record 6/7/2021
Hi
Would you please add the attached to
testifying witness folder on the Epstein share?
Thanks,
From:
Sent: Monday, June 7, 2021 11:11 AM
To:
Subject:
ejustice record 6/7/2021
Hello!
Attached is the Ejustice record for
Let me know if you need anything else!
EFTA00025222


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=== Page 1 ===
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
UNITED STATES COURTHOUSE
CHAMBERS OF
RICHARD M. BERMAN
UNITED STATES DISTRICT JUDGE
August 12, 2019
Metropolitan Correctional Center
Dear Warden
,
Thank you for your letter of August 10, 2019 regarding the death of Jeffrey Epstein. Mr.
Epstein's death is a tragedy to everyone involved in his case.
One open question, among others, is whether the investigations referenced in your letter
will include the incident at MCC involving Mr. Epstein on or about July 23, 2019. To my
knowledge, it has never been definitively explained what the BOP concluded about that incident.
Sincerely, Richard M. Berman
Richard M. Berman
ec: Chief Judge Colleen McMahon
District Executive
Supervisory Staff Attorney MCC
U.S. Marshal
Assistant United States Attorney
Martin Weinberg, Counsel for Mr. Epstein
EFTA00024003


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=== Page 1 ===
7/6/19
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EFTA00025135


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=== Page 1 ===
CC.
My office informed me that the heading on the fax did not print when sent
through to them.
Please notice that the fax is in fact from
mother
Jeffrey
EFTA00026787


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=== Page 1 ===
From:
(USANYS)"
To:
(USANYS)"
Subject: RE:
Date: Mon, 01 Jun 2020 14:02:24 +0000
Ah sorry - will hop on in a minute but start without me.
From:
(USANYS)
Sent: Monday, June 1, 2020 10:01 AM
To:
(USANYS)
Subject:
You gonna join the Epstein call with Civ Dlv? No pressure, just let me know if we should wait
Co-Chief, Public Corruption Unit
U.S. Attorney's Office for the
Southern District of New York
Tel.
EFTA00025554


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=== Page 1 ===
From:
)"
To:
)"
Cc:
(USANYS)"
)"
Subject: RE: Epstein SW returns
Date: Mon, 12 Oct 2020 14:51:23 +0000
Attachments: STR_SearchTermsReport_2020_10_12.pdf
The Goldberger hits have been moved out.
Thanks,
From:
Sent: Sunday, October 11, 2020 5:14 PM
To:
Cc:
(USANYS)
is
)
Subject: RE: Epstein SW returns
That is Jack Goldberger's email address. l'll ask to have the Goldberger hits pulled now and will let you know when they
are moved out.
From:
Sent: Sunday, October 11, 2020 12:52 PM
To:
)
Cc:
(USANYS)
y.
)
Subject: Epstein SW returns
Hi
For the Epstein search warrant database, I saw an email from the following email address that I wanted to flag for further
privilege review, because it may belong to Jack Goldberger, who represented Epstein:
Thanks,
EFTA00026833


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c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00026441.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
)"
To:
(USANYS)"
(USANYS)"
Subject: FW: Epstein investigation
Date: Thu, 04 Apr 2019 05:21:59 +0000
Importance: Normal
With apologies for bothering you with this, we have hit just a complete brick wall with the FBI Information Management
Division person we're interacting with, attempting to get a copy of their scans of the FBI case file - the below emails are
the first and then most recent email communications we've had with her, but in between are at least a dozen other
unreturned emails and phone calls since January, from both me and
is perfectly pleasant when we're able to
connect with her, but everything is always a "few days" from being done, which then turns into weeks on end.
I'd like to enlist the help of someone with more influence than we seem to have at the line level-I'm happy to call the
DAAG who offered to help if we had any logistical issues, or alternatively the only other person I can identify online as
having supervisory authority at IMD is
whom I'm happy to contact, but he's an Assistant Director, so it
would be jumping many layers of command. So wanted to check with you on what you think would be most appropriate
in terms of elevating?
Happy to discuss in person if that's useful, and thanks very much for the help.
From:
Sent: Monday, April 01, 2019 12:26
To:
(IMD) (FBI)
Cc:
Subject: RE: Epstein investigation
Following up on the below, please advise whether the full set of records is uploaded to the W drive for the agents'
access? Our office is concerned that we requested these materials initially more than two months ago and still do not
have them. Please let us know as soon as possible what the status is? And if there are any impediments, we can assist in
expediting.
thanks very much,
From:
(USANYS)
>
Sent: Friday, March 29, 2019 16:39
To:
)
is
(IMD) (FBI)
Cc:
is
(NY) (FBI)
is
Subject: RE: Epstein investigation
Hi
EFTA00026441

=== Page 2 ===
Just following up on our conversation from Wednesday. I am writing to see if everything has been uploaded to the W
drive.
Thank so much,
From:
Sent: Wednesday, February 13, 2019 9:53 AM
To:
(IMD) (FBI)
Cc:
is
(USANYS)
is
(NY) (FBI)
is
Subject: RE: Epstein investigation
Hi
Wanted to quickly check in to follow up on our conversations last week and earlier this week - I think you were able to
transmit the scanned records to
but I'm not sure whether that was just the 16,000 pages you mentioned when we
last spoke, or if you were able to get all 29,000 to her? And we're also hoping to confirm for sure that all the materials
you received were definitely scanned in, and to get an index or catalog of those materials (including what media was
included).
Another person on our team,
Kurland, who's copied, is jumping in to coordinate on this, so if it's easier to chat via
phone her number is
and please let us know if anything would be helpful on our end.
thanks again!
From:
)
Sent: Wednesday, January 30, 2019 17:19
To:
(IMD) (FBI)
Cc:
is
(USANYS)
(NY) (FBI)
is
Subject: RE: Epstein investigation
Following up on our conversation from yesterday, wanted to send a quick email as promised so you have my full contact
info - I'm reachable at this email address or by phone at
(office) or
(cell). Please don't
hesitate to reach out anytime day or night if we can provide any useful info, or if you have any questions at all, and we
appreciate you talking with us about the records information. Let us know if it makes sense to set up another call for
Friday or early next week to check in on the questions we had, and thanks very much for your help.
thanks again,
Assistant U.S. Attorney
Southern District of New York
EFTA00026442


c1: EFTA00023543
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c7: images
c0:
=== Page 1 ===
From:
To:
Cc:
Subject: RE:
Date: Wed, 16 Sep 2020 22:38:29 +0000
Will do, thanks!
Original Message
From:
Sent: Wednesday, September 16, 2020 6:38 PM
To:
Cc:
Subject: Re:
Sure, just maybe ask him for his availability when you respond about the interview, and I can do the call with
him.
Sent from my iPhone
> On Sep 16, 2020, at 6:27 PM,
wrote:
>
> Agree. I'm swamped for most of next week (except Friday). Any chance you could take the lead on that pre-
call please?
V
V
Original Message
> From:
> Sent: Wednesday, September 16, 2020 6:27 PM
> To:
> Cc:
>
Subject: Re:
V
> A short pre-call with his attorney next week before the interview would probably be helpful.
>
> Sent from my iPhone
V
On Sep 16, 2020, at 6:25 PM,
wrote:
>>
Ugh. Thanks.
>>
>>
Original Message
>> From:
>>
Sent: Wednesday, September 16, 2020 6:18 PM
>> To:
>> Subject:
A fair amount we will have to deal with from this, but not urgent.
EFTA00023543

=== Page 2 ===
>>
>>
>>
Sent from my iPhone
EFTA00023544


c1: EFTA00026890
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00026890.pdf
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c7: images
c0:
=== Page 1 ===
From:
)"
To: Christian Everdell <CEverdell@CohenGresser.com>, Laura Menninger
<lmenninger@hmflaw.com>,
)"
(USANYS)"
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>, 'BOBBI C STERNHEIM'
<bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential
materials, scenes
Date: Mon, 12 Apr 2021 13:26:56 +0000
Inline-Images: image001.jpg
Received, thanks very much.
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From: Christian Everdell <CEverdell@CohenGresser.com>
Sent: Monday, April 12, 2021 1:50 AM
To:
)
>; Laura Menninger <lmenninger@hmflaw.com>;
)
is
;
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
-
Thanks for your email. We appreciate the extra time. The complete list of people who will be at the evidence views is
below. All of us except Camille will be there on Tuesday for the first day, but will likely rotate the remaining days.
Chris Everdell
Jeffrey Pagliuca
Laura Menninger
Bobbi Sternheim
Jim Harkins (investigator)
Simek Shropshire (paralegal)
Camille Delgado (paralegal)
Thanks,
Chris
From:
)
[mailto:
Sent: Friday, April 09, 2021 12:01 PM
To: Laura Menninger;
);
(USANYS)
EFTA00026890

=== Page 2 ===
Cc: Jeff Pagliuca; Christian Everdell; 'BOBBI C STERNHEIM'
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
All,
Today the Marshals and the FBI informed me that they are able to arrange for your client and the evidence to be at 500
Pearl in time for the review to start as early as 8am each morning of the review period. The review can still continue until
4:30pm each day. In order to take advantage of the extra time, I would propose planning to begin each review day at
8:30am. You would also be welcome to arrive as early at 8am, and if the Marshals and FBI are ready to begin before 8:30,
then we can do so. I will plan to be at 500 Pearl by 8am each morning.
Also, the CSOs have asked for a list of everyone from the defense team who should be granted access into the proffer area
on the fifth floor of 500 Pearl for the review. Would you please send me a list of the names of everyone who you expect
to attend the review?
Thank you,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From:
Sent: Thursday, April 8, 2021 10:05 PM
To: Laura Menninger <Imenninger@hmflaw.com>;
)
i
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Laura,
Below please find responses to the issues you raised:
We are confirmed for the review at the Bronx warehouse on April 12, 2021 from 11am to 4:30pm.
During the April 12th review, your team can see the evidence for yourselves and let me know if you need any of the
items you are not permitted to photograph to be brought to 500 Pearl. Depending on the size of the item(s), we
may need to figure out whether they can be brought later in the week once you have already reviewed several
boxes, which would free up space in the FBI vehicle for the larger items. I'm confident we will be able to reach a
reasonable agreement about those items.
For the bulky photos, you will not be permitted to photograph any that feature nudity. As referenced above, once
your team has seen those photos for yourselves, you can let me know if you will need any to be brought to 500
Pearl.
EFTA00026891

=== Page 3 ===
As I mentioned previously and is indicated in the spreadsheet, we are preparing a letter to defense counsel
explaining why you will not be permitted to review those 16 discs. We expect to send you that letter tomorrow,
after which I will be happy to discuss the matter further.
The blue-ray discs referenced in the spreadsheet are what the FBI burned in order to provide the USAO SDNY with
a copy of electronic data to produce to you in discovery. The discs are not evidence themselves. The data is the
evidence, and it was produced to you already. You are correct, however, that the 4/24/07 file is a data file that was
copied from a VHS tape, which is currently located in the FBI's ELSUR office in Florida. We have asked that the
original tape be shipped to New York, and it should arrive on Tuesday, April 13th. We will make it available for you
to review once we have received it. We also plan to produce the digital file of that same recording to you as part of
our productions of non-testifying witness statements.
The shredded paper is currently being analyzed by the FBI lab. We have asked the case agent to inquire with the
lab regarding its anticipated timeline for analysis and will let you know when we expect it will be possible to have
the shredded paper returned to New York for you to review. It will not, however, be available next week.
The "Missing from Assigned Box" items are items 1B130 and 1B110. Those items were migrated within the FBI
evidence system from the Florida case to the New York case and incorporated into New York evidence item
numbers 1B127, 1B128, & 1B137. So these items will be available for your review under those New York evidence
numbers.
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From: Laura Menninger <Imenninger@hmflaw.com>
Sent: Wednesday, April 7, 2021 4:23 PM
To:
is
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
-
My apologies, I meant to include in my previous email that we could have the Bronx view on Monday, April 12. Thank you
for the logistics.
Regarding the spreadsheets you provided, I have several issues.
First, there are a couple of items that you have noted for the Bronx Warehouse but will in fact need to be brought to 500
Pearl for review because you labeled them as "Highly Confidential" and not "bulky." These appear to include:
EFTA00026892

=== Page 4 ===
NY Evidence List
Items 1B127-130 (4 boxes).
Item 1B13 (1 box)
Florida Evidence List
Item 1, Subitem 26 - one large framed photo from Master Bedroom.
Second, with regard to the "Bulky" photos (Florida Items 1, Subitems 8, 15a, 15b and 15c), are we permitted to
photograph those or not? If not, we will need them transported to 500 Pearl.
Third, Florida Item 8, Subitem 8, says it is Sixteen DVD-R Discs from PBSO but you do not indicate that we can review
those. Why? We need to address with the Court promptly any issues related to our request to view all evidence.
Fourth, Electronic surveillance - Your email yesterday stated that these were all "electronic files" with no corresponding
physical item. However, for several, the chart indicates "Blu-Ray Disks;" is there a reason we cannot inspect these?
Another Florida item is listed as "one original recording of an interview dated 4/24/07"; I am suspicious that "one original
recording of an interview" is not truly only an "electronic" file? I was practicing law in 2007 and do not recall "electronic
files" being the standard then. Can you please confirm? I know that Chris has written separately about the many files for
which the metadata has apparently been stripped, so we will have to address purely electronic information at another
date.
Shredded Paper - Yes, we need to review that as well.
"Missing from Assigned Box" items - can you please provide more of an explanation for all "missing items"?
I will let you know any other issues as I see them. However, now that we have made travel plans in reliance on your
agreement to produce all evidence items, I am hoping that you can promptly answer these questions so that we can
resolve any of them as needed this week.
Thank you,
-Laura
Laura A. Menninger I Partner
Haddon, Morgan & Foreman, P.C.
150 E. 10th Avenue I Denver, CO 80203
+1 303 831 7364 (Office)
lmenninger@hmflaw.com
From:
)
Sent: Wednesday, April 7, 2021 1:44 PM
To: Laura Menninger <Imenninger@hmflaw.com>;
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Hi Laura,
The Bronx warehouse is located at 2350 Lafayette Ave, Bronx, NY. There is plenty of street parking outside of the
building. Whatever day you wish to have the review conducted at the warehouse, an AUSA and an agent will meet the
attorney, investigator, and paralegal at the warehouse to escort them into the building to the evidence review room. The
AUSA will remain present at the warehouse to answer any questions that may arise.
EFTA00026893

=== Page 5 ===
The FBI has informed me that they can make the evidence available for review at the warehouse any day next week or the
week of April 19th. Please just let me know what day you prefer, and we will coordinate with the FBI to arrange for the
review.
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From: Laura Menninger <Imenninger@hmflaw.com>
Sent: Wednesday, April 7, 2021 3:30 PM
To:
)
is
)
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Thank you for the updated spreadsheets and the information regarding the timing of the review at 500 Pearl.
I believe we will be able to have an attorney, investigator and paralegal present at the Bronx warehouse to take photos of
the "excluded from transportation" items. Please let us know the particulars for that visit when you have a moment.
Thank you,
Laura
Laura A. Menninger I Partner
Haddon, Morgan & Foreman, P.C.
150 E. 10th Avenue I Denver, CO 80203
+1 303 831 7364 (Office)
Imenninger@hmflaw.com
From:
)
Sent: Wednesday, April 7, 2021 10:06 AM
To: Laura Menninger <Imenninger@hmflaw.com>;
)
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Good morning,
Attached please find the revised spreadsheets, which reflect designations under the Protective Order for the three mini-
VHS tapes that I referenced below.
EFTA00026894

=== Page 6 ===
I learned this morning that the Marshals intend to bring Ms. Maxwell back to the MDC each review day at 4:30pm. So we
can plan for the review to take place at 500 Pearl Street from 9:30am to 4:30pm each day beginning on April 13th.
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From:
Sent: Wednesday, April 7, 2021 12:09 AM
To: 'Laura Menninger' <Imenninger@hmflaw.com>;
)
is
(USANYS)
Cc: 'Jeff Pagliuca' <jpagliuca@hmflaw.com>; 'Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)"
<ceverdell@cohengresser.com>; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Good evening,
Today, the Marshals confirmed that they will produce Ms. Maxwell to 500 Pearl Street on April 13, 2021 and every day
thereafter until the evidence review is complete. My understanding is that Ms. Maxwell should arrive to 500 Pearl Street
at approximately 9:30am each morning. So we are confirmed for evidence review in the proffer rooms on the 5th floor of
the 500 Pearl Street courthouse beginning at 9:30am on April 13th. I will plan to be present and to continue assisting with
logistics. If any questions or concerns arise, please feel free to call my cellphone at
To assist in preparing for this review, attached please find annotated versions of the three evidence spreadsheets I
previously emailed to you: (1) a spreadsheet of New York evidence; (2) a spreadsheet of Florida evidence; and (3) a more
detailed spreadsheet of the sub-items contained in the Florida evidence spreadsheet. A couple things to note:
These spreadsheets now indicate the Protective Order designation, if any, for each item to be reviewed. As you will
see, there are three mini-VHS tapes that I need to double check before assigning a final designation. I expect to be
able to access a mini-VHS cassette player later this week, at which point I will be able to provide an updated
spreadsheet with a confirmed designation for those three items. Additionally, please note that there is one item
about which we plan to provide you with a letter later this week.
These spreadsheets also indicate where each item will be made available for the defense to review. As you will see,
we have now learned that one item (consisting of shredded paper) is currently at FBI headquarters and will not be
available for review next week. Please let me know if you believe you need to review that item, and I will inquire as
to whether and how it can be relocated to New York. Additionally, all 1D items consist of electronic data (as
opposed to 1B items, which are physical items). As is noted in the spreadsheets, the electronic data that constitute
the 1D items in this case have either already been produced to you in discovery (e.g., pen register data, GPS data,
and aerial footage), or are digital recordings of interviews that will be produced as non-testifying witness
statements. Because these 1D items are data files stored in the FBI system, there is no corresponding physical item
to produce for you to review.
Please let me know when you would like to schedule a time for a smaller group from the defense team to review evidence
at the Bronx warehouse.
EFTA00026895

=== Page 7 ===
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From:
Sent: Monday, April 5, 2021 10:48 PM
To: Laura Menninger <Imenninger@hmflaw.com>;
i
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Laura,
Thank you for your email and for your understanding as we work through the logistics of arranging this review. Your
modifications and clarifications are acceptable to us. Below I address each specifically:
The FBI can arrange for a lawyer, investigator, and paralegal to inspect and photograph the precluded items at the
Bronx warehouse either next week or the week after. Please let us know what day you would like to arrange for
that inspection, and I will coordinate with the FBI accordingly. I would suggest trying to schedule this visit early
next week if possible so that if there are items that you believe need to be produced to 500 Pearl Street, we will
have time to do so during a subsequent day of review at 500 Pearl if the FBI agrees to transport the item(s).
Tomorrow, I will send you evidence spreadsheets with annotations of which items the FBI will not be producing to
500 Pearl Street, and which items we are designating under the Protective Order. Please note that certain items
will be designated "Confidential," in which case they may be photographed, but the photographs should be treated
as Confidential under the Protective Order. Other items will be designated "Highly Confidential," in which case they
may not be photographed, absent specific authorization from an AUSA. I note the possibility of authorization to
photograph this latter category because some Highly Confidential evidence items include both nude and non-nude
portions, in which case we would permit photography of the non-nude portions.
In light of our decision to produce non-testifying witness statements beginning on April 12, 2021, we are no longer
segregating any electronic media that contain witness statements during this review. This is because all of the
witness statements on the electronic media in the FBI's possession are from witnesses whom the Government does
not expect to call at trial in this case. Please note that we intend to produce digital audio files to you containing the
contents of the electronic media with these non-testifying witness statements, but you are of course welcome to
review the original recordings themselves.
In terms of space, I have been informed that we will not be permitted to conduct this review in a courtroom and
will instead be required to do so in the proffer rooms. I have reserved the two largest proffer rooms available at
500 Pearl. We can use the largest proffer room for evidence review, and the slightly smaller proffer room as a
private meeting space for the defense team.
Confirmed, I will ask the FBI to bring all electronic highly confidential images to 500 Pearl Street, including the
2,100 that were not previously reviewed and the electronic images that were previously provided for review at the
MDC.
Confirmed, I will ask the FBI to bring the 7 hard-copy highly confidential materials to 500 Pearl Street.
EFTA00026896

=== Page 8 ===
As I mentioned earlier today in a separate email, the FBI and AUSAs are prepared to facilitate this review beginning April
13th and continuing every day thereafter until your review is complete. I have also formally requested that the Marshals
produce Ms. Maxwell to 500 Pearl Street on April 13th and every day thereafter until the review is complete. The
Marshals previously confirmed their willingness to produce Ms. Maxwell for such a review in general, but they have not
yet confirmed their ability to do so on any particular dates. I will let you know as soon as the Marshals inform me
whether they can accommodate these specific dates.
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From: Laura Menninger <Imenninger@hmflaw.com>
Sent: Friday, April 2, 2021 5:36 PM
To:
is
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Thank you for your email. Your proposal is largely acceptable to us, with the following modifications and clarifications.
For the items that you propose below to exclude from the evidence transported to 500 Pearl Street (with the
exception of the cash held at 26 Federal Plaza), we will need to have access for a lawyer, investigator and paralegal
to inspect and photograph those items at the Bronx warehouse. This seems to include the bulky items, electronic
devices and "fragile" items.
Once they are photographed and shared with the team and our client, we can decide whether a separate
inspection by our client and/or any expert is necessary at a later time. To be clear, the government's photos
of these same items are insufficient.
If there are any items we are not permitted to photograph (and perhaps you will be able to tell us by April 5
which those are), we likely will need to have those transported because there is no way for our client to
inspect the evidence. We can wait to finalize this issue until you have finished deciding what items you
consider non-photographable, and if we can't agree, then discuss next steps.
Please let us know when these "non-transportable" items can be inspected and photographed at the Bronx
warehouse. It makes sense that it would be done soon so that we can raise any issues as necessary with the
Court.
For playing any of the electronic media, we will obtain the necessary equipment to play at 500 Pearl Street and
seek permission to bring those devices into the Courthouse. You can segregate out the section of recordings that
contain "witness statements" and advise us then which ones cannot be played, but we still need to inspect the
outside of those recordings.
As far as space, can you please advise whether the largest proffer room will be available for review of evidence? It
is my understanding that it can accommodate a large number of the team members at one time. If not, is a locked
courtroom available for us to review the evidence? The agents could bring out a limited number of boxes at a time
for inspection.
EFTA00026897

=== Page 9 ===
We understand that the evidence will not be taken outside of the monitoring of the agents or your staff and
appreciate that you will have a separate room for us to consult with our client privately (without the evidence).
We understand that all of the highly confidential materials, including not only the 2,100 images not previously
disclosed as well as the electronic images that were only shown to NY counsel and the client at the MDC, will be
available for review on a singular laptop at 500 Pearl Street.
We also understand the 7 hard-copy highly confidential materials will also be available for inspection at 500 Pearl
Street.
Please let me know if you have any questions or disagree with my understanding. If you agree, we can then proceed as
scheduled on April 12 and continue day to day until we are finished, with a break if necessary for the arraignment.
Laura A. Menninger I Partner
Haddon, Morgan & Foreman, P.C.
150 E. 10th Avenue I Denver, CO 80203
+1 303 831 7364 (Office)
lmenninger@hmflaw.com
From:
Sent: Saturday, March 27, 2021 4:38 PM
To: Laura Menninger <Imenninger@hmflaw.com>;
i
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Counsel,
Thank you for your email. Below please find our response. If this is acceptable to you, then we will proceed with
arranging the logistics of having your client produced to 500 Pearl the week of April 12th and the week April 19th. We will
also arrange for the FBI to transport evidence to 500 Pearl for review the week of April 12th.
Physical Evidence
It is not reasonable or feasible to insist that the FBI bring all physical evidence to 500 Pearl Street. That said, we are
certainly willing to work with you to ensure that your client can review any physical items that are material to the
preparation of her defense.
We would propose excluding the below items from production to 500 Pearl:
We appreciate your note that the massage tables are not needed, which will certainly help with the logistics
of transport.
We also appreciate your indication that the cash items from 26 Federal Plaza do not need to be produced.
Those are the only items not located in the Bronx warehouse.
The FBI has seized dozens of electronic devices, including desktop computers, servers, and laptops, from
Jeffrey Epstein's residences in 2019. Photographs of those devices were produced in our August 2020
productions as part of the search warrant photographs, and you have received copies of the data that was
seized from those devices pursuant to a warrant. The production of these devices would be very
cumbersome, and we do not see any value in looking at an electronic device that cannot be turned on.
The framed pictures are bulky and cumbersome to transport. These are also very delicate and are difficult
to transport. Photographs of those seized images were already provided to you as part of the photographs
from the searches of Epstein's residences.
Certain items seized from the New York residence are bulky, fragile, and/or difficult to transport. These
include plaster busts of female torsos and a stuffed dog. Photographs of these items were already provided
to you from the search of the New York residence.
EFTA00026898

=== Page 10 ===
The remaining physical items of evidence would fit into approximately 15 to 20 boxes. The FBI has indicated that it
would be feasible to transport those boxes to 500 Pearl Street.
Regarding your request for equipment that can play the recordings, we believe they would require a VCR, a cassette
player, a CD player, an adapter for a micro VHS tape, and a microcassette player. If you wish to play these
recordings at 500 Pearl, you will need to provide that equipment. We have asked the FBI whether any other
equipment would be necessary and will let you know if that is the case prior to the date of your review. It is our
understanding that any recordings that are not witness statements and that are not highly confidential have been
produced to you in discovery. We are not aware of any discoverable, non-highly confidential, recordings that were
not produced to you as part of the Government's discovery productions in the fall. To confirm that understanding,
we are working with the FBI to physically doublecheck each recording. If we identify any discoverable recordings
that have not already been produced, we will promptly provide them to you.
The segregation of highly confidential material will require the FBI and an AUSA to physically review each item to
confirm the item's status. We will endeavor to do so by your requested date of April 5, 2021.
We can confirm that neither the AUSA(s) nor the agent(s) will record or attempt to record any part of the evidence
review or conversations among the defense team or with the defendant during this review. Although the evidence
cannot be left outside of the presence of an agent, we will ensure that a room is available for the defense team and
the defendant to confer privately away from the agent(s) and the AUSA(s) without monitoring.
As for your request for a space large enough to fit 8 members of the defense team, the defendant, an agent, an
AUSA, and the evidence, my office cannot control the space that the Marshals allow us to use at 500 Pearl outside
of the proffer rooms. We will certainly request as large a space as possible, but if we are required to use the
proffer rooms, then members of the defense team may need to rotate in and out of the room. I know members of
the defense team have been in those proffer rooms before, and they can hopefully provide some thoughts on how
we might use the proffer room space effectively for your purposes. If the Court grants authorization for the
defense to bring electronic devices into 500 Pearl, that is certainly fine with the Government, and you may note our
consent in your request to Judge Nathan for such authorization.
Highly Confidential Electronic Images
The 2,100 electronic images were recovered during the responsiveness review of images and videos seized from
Jeffrey Epstein's devices, which review was not complete until early November 2020. We indicated on page 4 the
cover letter to our November 9, 2020 production, which included all other images and videos from those devices,
that "the Federal Bureau of Investigation ('FBI') seized multiple nude and partially nude images from several for the
above-listed electronic devices. All such images have been designated Highly Confidential. The FBI will make these
images available for review by the defense upon request." We did not receive a request from the defense to review
these images until your March 8, 2021 letter, which requested to "view and inspect all materials designated by your
office as 'Highly Confidential' under the terms of the Protective Order".
We did not ask the FBI to bring the 7 hard copy images to the MDC in the fall because we did not understand you to
be requesting a review of physical, non-electronic evidence during those meetings. Our understanding of the
defense request at that time was to review the electronic highly confidential images that were recovered from CDs
from Epstein's residence. We will ensure that the 7 hard copy images are available to you for review at 500 Pearl.
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
EFTA00026899

=== Page 11 ===
From: Laura Menninger <Imenninger@hmflaw.com>
Sent: Monday, March 22, 2021 5:19 PM
To:
is
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com>; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
All,
We have considered your proposal. Unfortunately, it does not permit us an adequate ability to review the evidence in the
case and does not permit our client to meaningfully participate in her own defense.
First, we are unable to meaningfully review the evidence without the benefit of our laptops and other electronic devices
which are needed to take notes of our review. We also need access to our devices during the review to compare the
physical evidence with the electronic discovery and with our work product.
Second, we need to provide our client the ability to review all discovery, including any recordings, in order to assist in her
own defense. Presuming that she will not be taken to the FBI downtown office, then your proposal offers no means by
which she can both inspect a recording in its physical form and listen to the recording at the same time.
In order to address the deficiencies in your proposal, we believe the following are necessary:
Physical Evidence
All of the physical evidence currently located in the FBI Bronx warehouse will be transported to 500 Pearl Street
and made available during the week of April 12, with our client present, in a room sufficiently large to
accommodate 8 attorneys and investigators.
We do not need the "bulky" massage tables transported; if there are any other extremely large evidence
pieces, let us know what they are and we can consider whether we can have someone review and
photograph those at the Bronx warehouse at an earlier time.
From your email, it appears that only two items are not located at the Bronx warehouse - both envelopes
with cash. Please confirm this. We do not need the two "cash" evidence items transported to 500 Pearl.
If there are other evidence items housed somewhere other than the Bronx, please let us know what they are
and where they are.
We will be permitted to bring our laptops, and a camera, into 500 Pearl Street; we are happy to seek permission
from Judge Nathan to do so.
Either the FBI can provide the equipment necessary to listen to any of the recordings at 500 Pearl Street or we can
bring the necessary equipment. If we are to provide the equipment, we will need to know in advance the formats
of each recording so that we can be prepared. You can note that on your Excel spreadsheet by the item number by
March 29 to give us adequate time to secure the necessary equipment.
The FBI can segregate any physical evidence that you deem "highly confidential." You can identify any "highly
confidential" physical evidence items on your Excel spreadsheets by April 5 (one week before the evidence view). If
we need to photograph or reproduce any such item for expert evaluation, we will seek leave of court. Otherwise,
we will not photograph any such items during the review during the week of April 12. This will ensure the evidence
review proceeds smoothly and there will not be any need to ask permission to photograph on an item by item
basis.
The FBI also can segregate any recordings which we will be able to inspect, but not listen to, during the evidence
view the week of April 12. You can note such designation on your Excel spreadsheet. If we disagree, we can seek
leave of the Court in advance.
We understand that an FBI Agent and/or AUSA may be present during our physical evidence review at 500 Pearl
Street but of course must ensure that no recordings are made of our conversations and also ensure that there is a
EFTA00026900

=== Page 12 ===
separate, secure room in which we can confer with our client during the evidence view without monitoring by the
government.
Please confirm whether all electronic recordings (other than the highly-confidential images and videos described
below) have previously been produced to us, and if not, please explain which ones were not produced by the
discovery deadlines last fall and why.
Highly Confidential Electronic Evidence
Can you please explain why 2,100 + 7 "highly confidential" images have not been shared with us yet? It was our
understanding that you previously provided all "highly confidential" images to our client - and to defense counsel -
for review at the MDC in November. We are confused about where these previously undisclosed items were
located and why they have not yet been made available for inspection and review.
During the week of April 19, Ms. Maxwell should be produced to 500 Pearl Street to review (with counsel and a
defense staff member, on the 1 laptop provided) all of the 5,507 electronic images and video marked "highly
confidential". These should be segregated into the three categories you describe (never-before produced,
previously produced, and the 7 hard-copy images).
Please let us know if you will not agree to any of these steps so that we can address the issues with the Court.
Thank you.
Laura A. Menninger I Partner
Haddon, Morgan & Foreman, P.C.
150 E. 10th Avenue Denver, CO 80203
+1 303 831 7364 (Office)
lmenninger@hmflaw.com
From:
Sent: Tuesday, March 16, 2021 4:40 PM
To: Laura Menninger <lmenninger@hmflaw.com>;
)
i
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
All,
Attached please find two spreadsheets documenting all physical evidence in the FBI's custody, as well as a corresponding
discovery cover letter. We are sending a copy of these files to the MDC for your client as well.
In response to your questions, the FBI has informed me of the following:
Regarding the Highly Confidential nude/partially nudge images to be reviewed at 500 Pearl:
There are three categories of these images:
Approximately 2,100 electronic images and videos seized from Epstein's electronic devices (which have not
been previously provided to you)
Approximately 3,400 electronic images from discs seized from Epstein's residences in 2019 (which have
previously been provided to you and your client for review at the MDC)
Approximately 7 hard copy nude images located in the file from the FBI Florida office's investigation of
Epstein (which have not been previously provided to you)
The FBI will make all three of those categories available to you. The electronic files will be provided on hard drives,
and the FBI will provide you with the hard copy images for review as well.
All electronic images should be viewable as thumbnails, except those seized from Apple devices, which must
be viewed using Cellebrite.
The Cellebrite software will be provided on the drive for your review of images and videos seized from Apple
devices.
EFTA00026901

=== Page 13 ===
The electronic files have the same metadata on the hard drive that was available when the FBI seized each
image. For images that were carved or deleted, no metadata was recovered, so none is viewable. For all
other images, the metadata recovered should be viewable on the hard drive.
The approximately 2,100 electronic images and videos seized from Epstein's devices are separated by folder
to indicate which device each image was seized from.
Because these images are considered obscene material, the FBI is not permitted to make duplicates of them, and
there is a limited number of clean laptops on which these images can be reviewed. As a result, the FBI is only able
to provide a single laptop for review of these images.
Regarding the physical evidence:
Attached are two lists of all physical items in the FBI's custody relating to this case. The first list relates to items
associated with the FBI Florida office's investigation of Epstein. The second list relates to items associated with the
FBI New York office's current investigation.
The vast majority of physical evidence in the FBI's custody is located at the FBI's warehouse in the Bronx. Two
items (1B 77 & 1B 79) are located at 26 Federal Plaza, but the case agents can check those items out from 26
Federal Plaza and bring them to the Bronx warehouse on whatever day you choose to conduct your review so that
you will have all evidence in one place.
The FBI is able to arrange for the defense team to review all physical evidence at the Bronx warehouse under the
following conditions:
The warehouse requires at least two weeks' notice in order to pull all of the items for the entire case and
place them in a location where a large group of people can view them.
The warehouse is open during normal business hours between 9am and 5pm on weekdays.
At least two FBI agents and an AUSA will be present at the Bronx warehouse to assist and answer questions.
The evidence will be placed in a loading dock at the warehouse to provide additional space for the review.
To ensure that there is sufficient space, please let me know how many members of the defense team intend
to be physically present for this review.
Electronic devices such as cellphones and laptops are not permitted in the warehouse. The defense team
may bring a digital camera that is not connected to the Internet or a cellular network into the warehouse. If
the defense team wishes to photograph an item of evidence, the defense will need to inform the agents who
are present, so that they may confirm that the photographed item is not Highly Confidential based on the
presence of nudity.
Electronic media such as VHS tapes, cassette tapes, and CDs will not be playable at the warehouse.
To the extent the defense requests that the FBI bring any physical items to 500 Pearl Street for your client to review,
the FBI is prepared to bring items that are reasonably sized to 500 Pearl Street. With respect to bulky or large
items, the defense team should be able to photograph those for your client to review, unless they are deemed
Highly Confidential, in which case the FBI can make arrangements to transport the item to 500 Pearl Street if
necessary.
The FBI is in the process of confirming that it can provide devices to play all of the electronic media in the case in a
single location at the FBI's offices in downtown Manhattan. We are also double-checking to confirm that all media
that does not contain witness statements have already been produced to you and your client in discovery. The FBI
anticipates that we can arrange for you to review all non-witness statement electronic media at the FBI's office in
downtown Manhattan in approximately three weeks.
To the extent you wish to review all of the discs containing photographs, which were seized from Epstein's
residences in 2019, we note that all of those images have already been produced to you in discovery. For
your awareness, the FBI has informed me that it took their team several weeks to review all of the images on
all of those discs.
Please let me know how you wish to proceed.
Best,
Assistant United States Attorney
EFTA00026902

=== Page 14 ===
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From:
Sent: Monday, March 15, 2021 6:00 PM
To: 'Laura Menninger' <lmenninger@hmflaw.com>;
)
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com>; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Laura,
I expect to be able to answer all of your questions about the evidence review by tomorrow.
We have been looking into the discovery request you made last week, and we hope to have a response ready to provide
to you by next week.
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From: Laura Menninger <Imenninger@hmflaw.com>
Sent: Monday, March 15, 2021 3:01 PM
To:
is
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
-
Now that the FBI team is back, when do you expect to have answers to all of the questions posed? If I had an idea of
when you would have answers, it could help me answer your question.
At a minimum, it would not seem to take too much time to know when someone can open the FBI vault and allow the
attorneys to make an initial view of the evidence. Also, I understand the FBI did not prepare an inventory of their
evidence when they seized it from NY and LSJ, so I don't think we need to wait for them to now prepare an inventory
before we start reviewing evidence.
EFTA00026903

=== Page 15 ===
Also, when do you believe you will have a response regarding the discovery I requested last Monday?
Thanks,
Laura
Laura A. Menninger I Partner
Haddon, Morgan & Foreman, P.C.
150 E. 10th Avenue I Denver, CO 80203
+1 303 831 7364 (Office)
Imenninger@hmflaw.com
From:
)
Sent: Friday, March 12, 2021 11:44 AM
To: Laura Menninger <Imenninger@hmflaw.com>;
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Counsel,
The FBI team on this case has been out of the office this week and will not be able to answer all of the questions you
asked during our Wednesday call until they are back in the office next week. Please let me know if you would like to wait
until all of those questions can be answered to schedule a day for your client to be brought to 500 Pearl Street to review
the highly confidential images. My understanding is that the FBI is able to provide at least one laptop containing those
highly confidential images in time for such a review to take place on Thursday 5/18, but I may not have the answers to all
of your questions about those images before that date, and I do not know whether you will also be able to visit the
evidence vault that same week.
Please let me know how you would like to proceed. I will reach back out once I have answers to your questions.
Thank you,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From:
Sent: Tuesday, March 9, 2021 4:56 PM
To: Laura Menninger <Imenninger@hmflaw.com>;
)
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
EFTA00026904

=== Page 16 ===
That is the only excel spreadsheet indexing physical evidence that we have produced in discovery. That spreadsheet does
not include every physical item currently in the FBI's custody related to this case. For example, the August 20, 2020
discovery production also included search warrant returns listing the physical items seized by the FBI's New York Office
during the 2019 searches of Jeffrey Epstein's residences in New York and the U.S Virgin Islands (see Bates range
SDNY_GM_00166007-SDNY_GM_00166043), but they are not contained in a spreadsheet.
As a courtesy, I have asked the FBI whether it would be possible to provide us with a similar excel index reflecting the
physical evidence seized by the FBI's New York Office, though it may take some time to compile such an index.
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From: Laura Menninger <Imenninger@hmflaw.com>
Sent: Tuesday, March 9, 2021 3:44 PM
To:
)
is
)
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com>; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Thank you. Is that the only index of physical evidence available?
Laura A. Menninger I Partner
Haddon, Morgan & Foreman, P.C.
150 E. 10th Avenue I Denver, CO 80203
+1 303 831 7364 (Office)
Imenninger@hmflaw.com
From:
)
Sent: Tuesday, March 9, 2021 1:38 PM
To: Laura Menninger <Imenninger@hmflaw.com>;
)
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com>; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Counsel,
In advance of our call tomorrow, I wanted to send a copy of the attached index of physical items in FBI custody from the
FBI-Miami office, which we previously produced to you as part of our August 21, 2020 discovery production. Also
included in that August 21, 2020 production were scans of numerous items listed on the index. Those scans can be found
within Bates range SDNY_GM_00172218-SDNY_GM_00173007. It may be useful to reference some of those items during
our conversation tomorrow, so I wanted to make sure you were aware of them.
EFTA00026905

=== Page 17 ===
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From:
Sent: Tuesday, March 9, 2021 2:03 PM
To: 'Laura Menninger' <Imenninger@hmflaw.com>;
)
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Yes, that works for us, thank you very much. We can use the below dial-in:
Dial-in:
Code:
Best,
From: Laura Menninger <Imenninger@hmflaw.com>
Sent: Tuesday, March 9, 2021 11:19 AM
To:
)
is
)
V.
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Good morning,
We are free at 1:30 p.m. ET / 11:30 a.m. MST tomorrow. Would that work? We are generally free thereafter, so please
suggest another later time if not.
Thank you,
Laura
Laura A. Menninger I Partner
Haddon, Morgan & Foreman, P.C.
150 E. 10th Avenue I Denver, CO 80203
+1 303 831 7364 (Office)
lmenninger@hmflaw.com
EFTA00026906

=== Page 18 ===
From:
Sent: Tuesday, March 9, 2021 8:36 AM
To: Laura Menninger <lmenninger@hmflaw.com>;
)
>;
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Good morning,
It would be helpful to have a call to discuss the requests contained in this letter. Are there times tomorrow when you
would be available to speak, please?
Thank you,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From: Laura Menninger <Imenninger@hmflaw.com>
Sent: Monday, March 8, 2021 2:03 PM
To:
is
>;
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Counsel -
Please see attached correspondence.
-Laura
Laura A. Menninger
Haddon, Morgan and Foreman, P.C.
150 East 10th Avenue
Denver, Colorado 80203
Main 303.831.7364 FX 303.832.2628
Imenninger@hmflaw.com
www.hmflaw.com
CONFIDENTIALITY NOTICE: This e-mail transmission, and any documents, files or previous e-mail messages
attached to it may contain information that is confidential or legally privileged. If you are not the intended
EFTA00026907

=== Page 19 ===
recipient, or a person responsible for delivering it to the intended recipient, you are hereby notified that you
must not read this transmission and that any disclosure, copying, printing, distribution or use of any of the
information contained in or attached to this transmission is STRICTLY PROHIBITED. If you have received this
transmission in error, please notify the sender by telephone or return e-mail and delete the original
transmission and its attachments without reading or saving it in any manner. Thank you.
EFTA00026908


c1: EFTA00023869
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00023869.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
)"
To: Joe Nascimento
Cc:
(USANYS)"
)"
Subject: RE:
)
- Epstein
Date: Mon, 16 Aug 2021 21:46:59 +0000
Hi Joe,
Thanks very much. Let's plan to meet at 9 a.m. on Friday at our office (1 Saint Andrew's Plaza). When you arrive at the
security tent, please let them know you're here to see me-they'll give me a call and I'll come down to meet you.
Thanks, and safe travels-
From: Joe Nascimento
Sent: Monday, August 16, 2021 11:18 AM
To:
Cc:
(USANYS)
is
Subject: Re:
)
- Epstein
Good morning,
We are set to be there this Friday. Please let me know what time you want to start and where we should go.
Thanks,
Joe
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza
I
4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
f.
e.
www.crimlawfirm.com
On Aug 5, 2021, at 2:49 PM,
)
wrote:
Thanks, that sounds like a plan. Could you please send me the information below for
travel?
Her full name as it appears on her government-issued ID
EFTA00023869

=== Page 2 ===
Her date of birth
Her home address, cellphone number, and email address
Once I have these details, I can pass them along to our witness coordinator, who can reach out to
to make
arrangements.
Thanks,
From: Joe Nascimento
Sent: Thursday, August 5, 2021 1:18 PM
To:
Cc:
(USANYS)
is
)
Subject: Re:
)
- Epstein
Great, thanks for working around our schedules. Let's reserve Friday 8/20. Hopefully you can fly
up Thursday
night and she can take a late night flight home Friday to give you all day with her.
Let me know what you need from us. If its easier, feel free to communicate directly with
(
) to
make travel arrangements.
Thanks,
Joe
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami, FL 33129
p.
f.
e.
www.crimlawfirm.com
From:
)"
Date: Wednesday, August 4, 2021 at 10:11 PM
To: Joe Nascimento
Cc:
(USANYS)"
>, ,
)"
Subject: Re:
)
- Epstein
Hi Joe,
I've confirmed with the agents, and either of those days would work for us. Do you have a preference on
scheduling? Happy to work around whatever works best for your travel schedule.
Thanks,
EFTA00023870

=== Page 3 ===
On Aug 3, 2021, at 7:47 PM, Joe Nascimento
wrote:
Hi
,
I spoke with
and she hopes we can schedule the meeting for the 19th or 20th.
Thanks,
Joe
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
f.
e.
www.crimlawfirm.com
On Aug 3, 2021, at 10:03 AM, Joe Nascimento
wrote:
Of course, what time works best for you?
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza | 4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
f.
e.
www.crimlawfirm.com
On Aug 3, 2021, at 10:02 AM,
)
wrote:
Hi Joe,
Hope you're doing well. Are you available for a brief call this afternoon?
Thanks,
From: Joe Nascimento
Sent: Monday, April 26, 2021 9:53 AM
EFTA00023871

=== Page 4 ===
To:
Cc:
(USANYS)
i
Subject: Re:
- Epstein
Perfect, I received the invite with the link. Unfortunately (or fortunately sometimes) WebEx has been a
part a daily part of my life the past year, so we should be OK. See you all then, let me know if you need
anything further from us in the meantime.
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
f.
e.
www.crimlawfirm.com
On Apr 26, 2021, at 9:31 AM,
)
wrote:
Hi Joe,
Thanks very much. Let's plan for May 14th at 12 p.m., if that works for you. I'll send a WebEx link for the
videoconference shortly. Please let us know if you have any tech issues/questions about WebEx.
Thanks,
From: Joe Nascimento
Sent: Wednesday, April 21, 2021 1:53 PM
To:
Cc:
(USANYS)
is
Subject: Re:
)
- Epstein
Good afternoon,
I spoke with
and she can make herself available the following dates:
May 3, 4 (before 2pm), 5, 6, 12, 13 or 14.
She is going to take the day off of work, so no need to do it after-hours (thank you for the offer). Let me know if
you need additional availability.
Thanks,
EFTA00023872

=== Page 5 ===
Joe
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3ʳᵈ Avenue
Miami Florida 33129
t.
f.
e.
www.crimlawfirm.com
<image001.jpg>
From:
)
Date: Friday, April 16, 2021 at 1:31 PM
To: Joe Nascimento
Cc:
(USANYS)
i
,
)
Subject: RE:
)
- Epstein
Thanks very much - let's plan for 9:30 a.m. on Monday, if that works for you. Should I just call your desk line, or
would you prefer a different number?
Thanks,
From: Joe Nascimento
>
Sent: Friday, April 16, 2021 1:00 PM
To:
Cc:
(USANYS)
is
Subject: Re:
)
- Epstein
Hi
,
Yes, I'm free Monday morning between 9:30 and 12 or Tuesday between 11-3. If that doesn't work for
you, I can try to move something around. Let me know.
Have a nice weekend,
Joe
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
EFTA00023873

=== Page 6 ===
f.
e.
www.crimlawfirm.com
On Apr 16, 2021, at 11:58 AM,
)
wrote:
Hi Joe,
Hope you're doing well. Are you available for a call sometime early next week? Nothing urgent, but we wanted
to talk with you about potentially scheduling an interview (by video conference) with your client for sometime
in early May.
Thanks,
From: Joe Nascimento
Sent: Monday, March 8, 2021 1:54 PM
To:
Cc:
is
Subject: Re:
- Epstein
Yes, 10:30 works for me. Thank you!
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
f.
e.
www.crimlawfirm.com
From:
Date: Monday, March 8, 2021 at 1:32 PM
To: Joe Nascimento
Cc:
i
)
Subject: RE:
)
- Epstein
Hi Joe,
Thanks, hope all is well with you. We're free for a call at 10:30 tomorrow morning, would that work for you?
Thanks,
EFTA00023874

=== Page 7 ===
From: Joe Nascimento
Sent: Monday, March 8, 2021 1:24 PM
To:
Cc:
is
Subject: Re:
- Epstein
Hi
,
I hope you are well. Please let me know if you have 5 min for a quick call.
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
f.
e.
www.crimlawfirm.com
On Jul 2, 2020, at 11:09 AM,
)
wrote:
Hi Joe,
Thanks for reaching out, we were planning to email you. We continue to appreciate your client's cooperation
with our investigation, and her status from our perspective has not changed. We'll be in touch going forward,
).
.
All the best,
From: Joe Nascimento
Sent: Thursday, July 2, 2020 11:07 AM
To:
Cc:
is
Subject: Re:
)
- Epstein
EFTA00023875

=== Page 8 ===
Good morning,
Hope you are all well. Just wanted to check in after seeing the reports of Ghislaine's arrest.
If you need
anything from us, let us know.
-Joe
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
f.
e.
www.crimlawfirm.com
On Feb 21, 2020, at 3:53 PM,
)
wrote:
Joe,
We very much appreciated that, and we just wanted to let you know that the lack of communication
separate from that discussion shouldn't be interpreted in any way negatively. We'll certainly be in touch
again when we're able.
thanks again,
From: Joe Nascimento
Sent: Wednesday, February 19, 2020 15:03
To:
Cc:
is
)
Subject: Re:
)
- Epstein
We really appreciate this email. I was able to speak with
a few weeks ago and gave the green light to
share
name and information provided with anyone necessary in your investigation. We will wait to
EFTA00023876

=== Page 9 ===
hear from you if you need anything further.
Thanks,
Joe
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami, FL 33129
p.
f.
e.
www.crimlawfirm.com
From:
)"
Date: Monday, February 17, 2020 at 3:40 PM
To: Joe Nascimento
Cc:
)"
i
)"
Subject: RE:
)
- Epstein
Joe,
We just wanted to check in very briefly-we had been hopeful that we'd be able to circle back with you
earlier, but our investigation is currently still ongoing, so at the very least we wanted to let you know that we
continue to appreciate both your client's prior assistance and her willingness to assist in the future. Nothing
in our investigation since we were last substantively in touch has changed our view of your client, and we
hope to be able to be in touch with you in the coming weeks with an update. In the interim, we do continue
to view her status as we've previously conveyed, and please let us know if any issues arise on your end.
thank you,
From:
)
Sent: Saturday, November 30, 2019 14:42
To: Joe Nascimento
Cc:
is
Subject: Re:
)
- Epstein
Hi Joe,
Thanks for checking in-
,
so no issues on our end, but we
appreciate your following up.
Thanks,
EFTA00023877

=== Page 10 ===
Sent from my iPhone
On Nov 30, 2019, at 8:54 AM, Joe Nascimento
wrote:
Good morning,
Just wanted to check-in as
Please let us know if you need anything from us.
Thanks,
Joe
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
f.
e.
www.crimlawfirm.com
On Sep 9, 2019, at 9:47 PM,
)
wrote:
Joe,
We will meet tomorrow at the same place as last time- the Hilton in West Palm Beach, on
Okeechobee Blvd. My cell is
when you arrive. My colleague,
will be joining us, and he can be reached at
Thanks,
EFTA00023878

=== Page 11 ===
Sent from my iPhone
On Sep 4, 2019, at 10:46 PM, Joe Nascimento
wrote:
Yes, we will be there.
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
f.
e.
www.crimlawfirm.com
On Sep 4, 2019, at 5:32 PM,
)
wrote:
Hi Joe,
Thanks for letting us know. Let's plan to meet on Tuesday. Would 11:30 work?
Thanks,
From: Joe Nascimento
Sent: Wednesday, September 4, 2019 10:13 AM
To:
Cc:
is
Subject: Re:
)
- Epstein
Good morning,
Yes, we had to hunker down for 2 days but were spared. Thanks. For next week, the 10th, 11th
or 13th work best for me. Look forward to hearing from you.
-Joe
Sent from my iPhone
EFTA00023879

=== Page 12 ===
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
f.
e.
www.crimlawfirm.com
On Sep 4, 2019, at 10:04 AM,
)
wrote:
Hi Joe,
Hope the storm missed you this week, and that you and your client are doing okay.
Our team is working out some scheduling issues today, and we should know more by this
afternoon. I'll plan to reach out then to discuss scheduling, if that's okay.
Thanks,
Sent from my iPhone
On Aug 30, 2019, at 9:52 AM, Joe Nascimento
wrote:
Good morning,
Just wanted to check in to see if you still planned to travel south given the storm. Current
estimates show a landing (somewhere) Tuesday with very bad weather on Wednesday.
Airports might close (which will answer my question), but that's a guess.
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
f.
EFTA00023880

=== Page 13 ===
e.
www.crimlawfirm.com
On Aug 21, 2019, at 2:40 PM,
)
wrote:
Hi Joe,
Thanks very much, we'll plan to see you then. We'll most likely meet at a conference space at a
hotel in West Palm Beach, and l'll let you know closer in time which location.
Thanks,
From: Joe Nascimento
Sent: Monday, August 19, 2019 6:37 PM
To:
Cc:
>;
Subject: Re:
- Epstein
Hi
,
Both the time and date work for us. Let me know the location when you have it
confirmed.
Thanks,
Joe
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
f.
e.
www.crimlawfirm.com
On Aug 19, 2019, at 11:11 AM,
)
wrote:
EFTA00023881

=== Page 14 ===
Joe,
Following up on scheduling, we were wondering if your client is available for a proffer on
September 4th. We're flexible on timing that day, but we would propose meeting at 12:30
p.m., if that works.
Thanks,
From: Joe Nascimento
Sent: Wednesday, August 7, 2019 4:53 PM
To:
Cc:
)
is
Subject: Re:
)
- Epstein
Hi
I just wanted to follow up re the August 14th meeting. Is it possible to schedule for early
afternoon (anytime after 1)? I have proactive cooperation ongoing in another case involving
multiple jurisdictions, and they are looking to meet the morning of 8/14. I understand if your
schedule is already set, and will work around it.
Thanks,
Joe
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami, FL 33129
p.
f.
e.
www.crimlawfirm.com
From:
)"
Date: Friday, August 2, 2019 at 3:34 PM
To: Joe Nascimento
Cc:
)"
)"
Subject: RE:
)
- Epstein
Joe,
Thanks, much appreciated. If possible, it would be helpful to hold August 14th for a meeting,
and we'll follow up to firm up plans as we get closer. If there are any conflicts with that date,
please let us know, we're happy to be flexible.
EFTA00023882

=== Page 15 ===
Thanks,
From: Joe Nascimento
Sent: Thursday, August 1, 2019 8:10 PM
To:
Cc:
is
)
Subject: Re:
)
- Epstein
Hi
,
I do not have any travel plans during the month of August, nor does
September is a
busy month with two trials set, and I will be traveling out of the country from Sept 17-30, but I
will do everything to be as flexible as possible.
Thanks,
Joe
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami, FL 33129
p.
f.
e.
www.crimlawfirm.com
From:
)"
Date: Thursday, August 1, 2019 at 6:10 PM
To: Joe Nascimento
Cc:
)"
"
)"
Subject: RE:
)
- Epstein
Joe,
EFTA00023883

=== Page 16 ===
As we start thinking about scheduling a next meeting with
we were wondering if
you could please let us know if there are any particular weeks that would not work for you or
your client for a meeting in Florida (in particular, we don't want to interfere with anyone's
summer vacation plans).
We will of course be in touch to talk about a next meeting in more detail, but in the first
instance it would be helpful to get a sense of your schedules, for planning purposes.
Thanks,
From: Joe Nascimento
Sent: Wednesday, July 17, 2019 6:25 PM
To:
Cc:
is
Subject: Re:
)
- Epstein
Hi
,
That works for me. Please call me on my cell
(
). Thanks.
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza | 4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
f.
e.
www.crimlawfirm.com
On Jul 17, 2019, at 5:58 PM,
)
wrote:
Hi Joe,
Following up, we were wondering if you were available for a call to discuss next steps. We're
available on Friday at 2:30, if that works, but let us know if there are other times that would
be more convenient for you.
EFTA00023884

=== Page 17 ===
Thanks,
From: Joe Nascimento
Sent: Saturday, July 13, 2019 12:39 PM
To:
Cc:
is
Subject: Re:
- Epstein
Good afternoon,
It was a pleasure to meet you yesterday. In light of the recent filing and media reports,
As always, feel free to contact me at any time if we can be of further assistance. Look forward
to meeting again.
-Joe
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami, FL 33129
p.
f.
e.
www.crimlawfirm.com
From:
)"
Date: Thursday, July 11, 2019 at 9:07 PM
To: Joe Nascimento
Cc:
)"
)"
Subject: RE:
)
- Epstein
Hi Joe,
We will be at the Hilton in West Palm Beach, at 600 Okeechobee Blvd. Please call me when
you are here, and we will meet you in the lobby.
Thanks,
EFTA00023885

=== Page 18 ===
From: Joe Nascimento
Sent: Thursday, July 11, 2019 9:02 PM
To:
Cc:
>;
Subject: Re:
)
- Epstein
Good evening,
Have you set a location for our meeting tomorrow?
Thanks,
Joe
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza | 4th Floor
2250 S.W. 3rd Avenue
Miami Florida 33129
t.
f.
e.
www.crimlawfirm.com
On Jul 10, 2019, at 12:03 PM,
)
wrote:
Thank you, we will plan to see you then in West Palm Beach. We are still
coordinating logistics, and we will let you know that morning the address where we
should meet.
Since we will be traveling, please feel free to call my cell if you need to reach us for
any reason:
Thanks,
Sent from my iPhone
EFTA00023886

=== Page 19 ===
On Jul 10, 2019, at 11:39 AM, Joe Nascimento
<mailto:
wrote:
Of course
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
<x-apple-data-detectors://2/0>2250 S.W. 3<x-apple-data-detectors://2/0>rd<x-apple-
data-detectors:/2/0><x-apple-data-detectors://2/0> Avenue<x-apple-data-
detectors://2/0>
<x-apple-data-detectors://2/0>Miami Florida 33129<x-apple-data-detectors://2/0>
t.
<tel:
f.
<tel:
e.
<mailto:
www.crimlawfirm.com<http://www.crimlawfirm.com/
On Jul 10, 2019, at 11:34 AM,
<mailto:
wrote:
Joe,
Would it be possible to meet earlier, perhaps at noon on Friday? Thank you.
Sent from my iPhone
On Jul 9, 2019, at 10:51 PM, Joe Nascimento
<mailto:
<mailto:
wrote:
Can we meet Friday, early afternoon (around 1-1:30)? Please send me your proffer
letter.
Thanks,
Joe
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
<x-apple-data-detectors://2/0>2250 S.W. 3<x-apple-data-detectors://2/0>rd<x-apple-
data-detectors://2/0><x-apple-data-detectors://2/0> Avenue<x-apple-data-
detectors://2/0>
<x-apple-data-detectors://2/0>Miami Florida 33129<x-apple-data-detectors://2/0>
t.
<tel:
f.
<tel:
EFTA00023887

=== Page 20 ===
e.
<mailto:
<mailto:
www.crimlawfirm.com<http://www.crimlawfirm.com>
<http://www.crimlawfirm.com/>
On Jul 9, 2019, at 4:56 PM,
<mailto:
<mailto:
wrote:
Joe,
We ended up slotting in a few things in the interim, but we're still good for 6:30 for
sure.
thanks,
From: Joe Nascimento
<mailto:
<mailto:
Sent: Tuesday, July 09, 2019 16:43
To:
<mailto:
<mailto:
Cc:
<mailto:
<mailto:
)
<mailto:
<mailto:
Subject: Re:
)
- Epstein
Hi
,
I got done a little earlier today - do you want to bump up our call time?
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3<x-apple-data-detectors://2/0>rd<x-apple-data-detectors:/2/0>
Avenue<x-apple-data-detectors://2/0>
Miami Florida 33129<x-apple-data-detectors://2/0>
t.
<tel:
f.
<tel:
e.
<mailto:
<mailto:
www.crimlawfirm.com<http://www.crimlawfirm.com
<http://www.crimlawfirm.com/>
On Jul 9, 2019, at 10:02 AM, Joe Nascimento
<mailto:
<mailto:
wrote:
Hi
,
EFTA00023888

=== Page 21 ===
Are you still free for a call?
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3rd Avenue
Miami, FL 33129
p.
f.
e.
<mailto:
<mailto:
www.crimlawfirm.com<http://www.crimlawfirm.com
<http://www.crimlawfirm.com>
From:
)"
<mailto:
<mailto:
Date: Sunday, July 7, 2019 at 10:19 PM
To: Joe Nascimento
<mailto:
<mailto:
Cc:
)"
<mailto:
<mailto:
)"
<mailto:
<mailto:
Subject: RE:
)
- Epstein
Joe,
Sure, thanks - and yes, quite the weekend. If it's alright with you, let's do 10:00
a.m. on Tuesday - you can reach us at
or we can also call you then if
that's easier, whatever you prefer.
thanks,
From: Joe Nascimento
<mailto:
<mailto:
Sent: Sunday, July 07, 2019 18:51
To:
<mailto:
<mailto:
Cc:
<mailto:
<mailto:
<mailto:
<mailto:
Subject: Re:
)
- Epstein
Hi
,
EFTA00023889

=== Page 22 ===
No need to take any more time out of what I'm sure was a busy weekend for you.
Let's set a time for Tuesday morning (the earlier the better for me). Let me know
what works for you.
Thanks,
Joe
Sent from my iPhone
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. 3<x-apple-data-detectors://2/0>rd<x-apple-data-detectors./2/0>
Avenue<x-apple-data-detectors://2/0>
Miami Florida 33129<x-apple-data-detectors://2/0>
t.
<tel:
f.
<tel:
e.
<mailto:
<mailto:
www.crimlawfirm.com<http://www.crimlawfirm.com
<http://www.crimlawfirm.com/>
On Jul 7, 2019, at 4:04 PM,
<mailto:
<mailto:
wrote:
Joe,
Thank you for reaching out, and we would be happy to schedule a time to speak with
you. I expect our schedules may be somewhat unpredictable tomorrow; would it
work to set a time to talk on Tuesday? We can schedule it for before you meet with
Ms.
,
if that's helpful. Or if you'd like to talk sooner, we could schedule a time
later today, or check in tomorrow about a possible afternoon discussion. Please let
us know what you prefer, and we look forward to being in touch.
thank you,
Assistant U.S. Attorney
Southern District of New York
From: Joe Nascimento
<mailto:
<mailto:
Sent: Saturday, July 06, 2019 22:55
To:
<mailto:
<mailto:
Subject:
) - Epstein
EFTA00023890

=== Page 23 ===
Begin forwarded message:
From:
<mailto:
<mailto:
Date: July 6, 2019 at 10:51:09 PM EDT
To:
<mailto:
<mailto:
mailto:
<mailto:
<mailto:
<mailto:
Cc:
<mailto:
<mailto:
Subject:
)
- Epstein
Mr. Rossmiller, Ms. Moe and Ms. Comey,
My former partner,
,
represented
prior to his passing in 2018. Agent
served
with a grand jury
subpoena earlier today, and as
former partner and FL Bar appointed inventory
attorney, she has contacted me. Unfortunately, I am unable to meet with her until
Tuesday, but I would appreciate a few minutes of your time at your convenience as I
am getting up to speed. Please let me know what day/time is best for you.
Look forward to speaking with you.
Best,
Joe
Joseph E. Nascimento, Esq.
AMSEL RABEN NASCIMENTO, PLLC
Lawyer's Plaza I 4th Floor
2250 S.W. B<x-apple-data-detectors://2/0>rd<x-apple-data-detectors://2/0>
Avenue<x-apple-data-detectors://2/0>
Miami Florida 33129<x-apple-data-detectors://2/0>
t.
<tel:
f.
<tel:
e.
<mailto:
<mailto:
www.crimlawfirm.com<http://www.crimlawfirm.com>
<http://www.crimlawfirm.com/>
EFTA00023891


c1: EFTA00025250
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00025250.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
To:
Subject: Final Voucher 10808018(1) prepared by a travel arranger is pending your review
Date: Thu, 21 Nov 2019 00:50:22 +0000
Importance: Normal
Dear
Final voucher 10808018(1) has been prepared by your travel arranger and is ready for your review. Please log
into E2 Solutions to review the document.
Trip ID: 10808018
Voucher ID: 1
Voucher type: Final
Traveler name:
Purpose: R20NYS13180 - U.S. V. Epstein (2018R01618) - Witness Interviews
Destination: Santa Monica, CA, United States
Dates: 2019-11-13 - 2019-11-15
Current status: Pending Voucher Approval
Voucher total expenses: 932.39
Estimated trip cost: 1219.95
E2 Single Sign On Login (within DOJ Network Only):
https://dojnet.doj.gov/jmd/fs/e2-redirect.html
E2 Manual Login (User ID and Password):
https://e2.gov.cwtsatotravel.com
Thank you for using E2Solutions. Help and support is available online by selecting the 'Online Help' link.
Please note: Replies to this mailbox are not monitored.
Some E2 email notifications are optional. To manage your email notifications, go to E2 Solutions to change your
email settings. Click 'Profile' on the task bar and then click the 'Edit Email Notifications' link to manage the
emails that you receive from us.
Reference ID# V0012
This e-mail and any attachments may contain confidential and/or proprietary information. If you received this e-
mail in error, please notify the sender immediately by reply e-mail and delete the e-mail and any attachments;
any further use of such e-mail or attachments is strictly prohibited.
EFTA00025250


c1: EFTA00024410
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00024410.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From: "Moyne, Parvin"
To:
)"
)"
Cc: "Moyer, Thomas"
Subject: RE: 2019.8.15 - SDNY Production Index.xlsx
Date: Tue, 20 Aug 2019 18:03:17 +0000
Initially, we propose that the lawyers (myself, my colleagues at Akin Gump, and someone from DB Legal) deliver a
presentation that provides an overview of Epstein's relationship with the bank, the different accounts affiliated with
Epstein and the types of transactions found in the accounts. We would also highlight various transactions that we have
noted in our internal investigation. Our aim is that the attorney proffer would help you in sifting through the records we
have provided so you can more readily identify whatever information you are most interested in. Following the proffer, if
there are particular accounts or transactions of interest, we can identify the person within DB who can best answer
questions on those areas and that person would then meet with you.
In terms of timing, I estimate 2-3 hours for the attorney proffer. (I think closer to 2 hours but I hate to underestimate.)
Best,
Parvin
From:
Sent: Monday, August 19, 2019 8:14 PM
To: Moyne, Parvin
is
is
)
Cc: Moyer, Thomas
Subject: RE: 2019.8.15 - SDNY Production Index.xlsx
Parvin,
Could you please let us know what format we should expect in terms of the proffer? That will help us with figuring out
scheduling. I.e., do you expect to make an attorney proffer in the first instance, or should be expect to be meeting with
Deutsche Bank personnel, etc? And approximately how long should we be planning to block out?
thanks,
From: Moyne, Parvin
Sent: Monday, August 19, 2019 12:04
To:
is
)
>;
Cc: Moyer, Thomas
Subject: RE: 2019.8.15 - SDNY Production Index.xlsx
EFTA00024410

=== Page 2 ===
Hi
-
The proffer may be helpful in guiding you through the production. That said, we can be available whenever makes most
sense on your ends.
We have time this week (Thursday or Friday afternoon) and next week (Monday - - Wednesday), and we have time in
September. If you give us a few options in terms of dates/times, we will sort out schedules on our ends.
Best
Parvin
From:
Sent: Saturday, August 17, 2019 1:59 PM
To: Moyne, Parvin
is
is
Cc: Moyer, Thomas
Subject: RE: 2019.8.15 - SDNY Production Index.xlsx
EXTERNAL Email
Parvin,
We received the index, thank you. In terms of a proffer, what generally did you have in mind regarding timing? I think
we'd like to have some time with the subpoena returns to get familiarized, and our team has a combination of travel and
trials in the next couple weeks, but we could do early September if that works on your end. Thoughts?
thanks,
From: Moyne, Parvin
Sent: Thursday, August 15, 2019 09:48
To:
y.
)
>;
Cc: Moyer, Thomas
Subject: 2019.8.15 - SDNY Production Index.xlsx
&
Please find attached an index to our productions to date. This is a work in progress - we will update it as we gather and
produce additional documents.
Would you like to touch base later today about scheduling a proffer? We are free after 4 p.m.
Best,
Parvin
Parvin Daphne Moyne
AKIN GUMP STRAUSS HAUER & FELD LLP
One Bryant Park
New York, NY 10036-6745
USA
Direct: +1
I
Internal:
Fax: +1
akingump.com
Bio
EFTA00024411

=== Page 3 ===
The information contained in this e-mail message is intended only for the personal and confidential use of the
recipient(s) named above. If you have received this communication in error, please notify us immediately by e-
mail, and delete the original message.
The information contained in this e-mail message is intended only for the personal and confidential use of the
recipient(s) named above. If you have received this communication in error, please notify us immediately by e-
mail, and delete the original message.
The information contained in this e-mail message is intended only for the personal and confidential use of the
recipient(s) named above. If you have received this communication in error, please notify us immediately by e-
mail, and delete the original message.
EFTA00024412


c1: EFTA00025196
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00025196.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
)"
To:
)"
(USANYS)"
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential
materials, scenes
Date: Tue, 09 Mar 2021 21:01:56 +0000
Inline-Images: image001.jpg
Thanks- I think it would help to even more expressly note that the document is not comprehensive (for example, this
spreadsheet doesn't list the yearbooks, so it sounds like it's missing more recent evidence). Proposed addition below.
To my knowledge, that is the only excel spreadsheet in our possession that indexes physical evidence related to this case,
but this is not a comprehensive document. The discovery productions also included search warrant returns listing the
physical items seized by the FBI's New York Office during the 2019 searches of Jeffrey Epstein's residences in New York and
the U.S Virgin Islands, but they are not contained in a spreadsheet.
As a courtesy, I have asked the FBI whether it would be possible to provide us with a similar excel index reflecting the
physical evidence seized by the FBI's New York Office, though it may take some time to complete such an index.
Best,
From:
Sent: Tuesday, March 9, 2021 3:57 PM
To:
is
(USANYS)
Subject: FW: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Proposed response below. Good with you?
To my knowledge, that is the only excel spreadsheet in our possession that indexes physical evidence related to this case.
The discovery productions also included search warrant returns listing the physical items seized by the FBI's New York
Office during the 2019 searches of Jeffrey Epstein's residences in New York and the U.S Virgin Islands, but they are not
contained in a spreadsheet.
As a courtesy, I have asked the FBI whether it would be possible to provide us with a similar excel index reflecting the
physical evidence seized by the FBI's New York Office, though it may take some time to complete such an index.
Best,
From: Laura Menninger <Imenninger@hmflaw.com>
Sent: Tuesday, March 9, 2021 3:44 PM
To:
is
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
EFTA00025196

=== Page 2 ===
<ceverdell@cohengresser.com>; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Thank you. Is that the only index of physical evidence available?
Laura A. Menninger I Partner
Haddon, Morgan & Foreman, P.C.
150 E. 10th Avenue | Denver, CO 80203
+1 303 831 7364 (Office)
Imenninger@hmflaw.com
From:
)
Sent: Tuesday, March 9, 2021 1:38 PM
To: Laura Menninger <Imenninger@hmflaw.com>;
>;
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com>; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Counsel,
In advance of our call tomorrow, I wanted to send a copy of the attached index of physical items in FBI custody from the
FBI-Miami office, which we previously produced to you as part of our August 21, 2020 discovery production. Also
included in that August 21, 2020 production were scans of numerous items listed on the index. Those scans can be found
within Bates range SDNY_GM_00172218-SDNY_GM_00173007 It may be useful to reference some of those items during
our conversation tomorrow, so I wanted to make sure you were aware of them.
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From:
Sent: Tuesday, March 9, 2021 2:03 PM
To: 'Laura Menninger' <Imenninger@hmflaw.com>;
)
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com>; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Yes, that works for us, thank you very much. We can use the below dial-in:
Dial-in:
Code:
EFTA00025197

=== Page 3 ===
Best,
From: Laura Menninger <Imenninger@hmflaw.com>
Sent: Tuesday, March 9, 2021 11:19 AM
To:
is
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com>; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Good morning,
We are free at 1:30 p.m. ET / 11:30 a.m. MST tomorrow. Would that work? We are generally free thereafter, so please
suggest another later time if not.
Thank you,
Laura
Laura A. Menninger I Partner
Haddon, Morgan & Foreman, P.C.
150 E. 10th Avenue I Denver, CO 80203
+1 303 831 7364 (Office)
lmenninger@hmflaw.com
From:
Sent: Tuesday, March 9, 2021 8:36 AM
To: Laura Menninger <Imenninger@hmflaw.com>;
)
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: RE: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Good morning,
It would be helpful to have a call to discuss the requests contained in this letter. Are there times tomorrow when you
would be available to speak, please?
Thank you,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From: Laura Menninger <Imenninger@hmflaw.com>
Sent: Monday, March 8, 2021 2:03 PM
EFTA00025198

=== Page 4 ===
To:
is
is
(USANYS)
Cc: Jeff Pagliuca <jpagliuca@hmflaw.com>; Christian R Everdell - Cohen & Gresser LLP (ceverdell@cohengresser.com)
<ceverdell@cohengresser.com; 'BOBBI C STERNHEIM' <bcsternheim@mac.com>
Subject: US V. Maxwell - 20 Cr. 330 (AJN) - Request to view evidence, highly confidential materials, scenes
Counsel -
Please see attached correspondence.
-Laura
Laura A. Menninger
Haddon, Morgan and Foreman, P.C.
150 East 10th Avenue
Denver, Colorado 80203
Main 303.831.7364 FX 303.832.2628
Imenninger@hmflaw.com
www.hmflaw.com
CONFIDENTIALITY NOTICE: This e-mail transmission, and any documents, files or previous e-mail messages
attached to it may contain information that is confidential or legally privileged. If you are not the intended
recipient, or a person responsible for delivering it to the intended recipient, you are hereby notified that you
must not read this transmission and that any disclosure, copying, printing, distribution or use of any of the
information contained in or attached to this transmission is STRICTLY PROHIBITED. If you have received this
transmission in error, please notify the sender by telephone or return e-mail and delete the original
transmission and its attachments without reading or saving it in any manner. Thank you.
EFTA00025199


c1: EFTA00025147
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00025147.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From: Nicole Simmons
To: 'Nathan NYSD Chambers'
Cc: Jeff Pagliuca
,
Laura Menninger
"
"
'''
"
,
=
Subject: [EXTERNAL] U.S. V. Maxwell, Case No. 20 Cr. 330 (AJN) [Ms. Maxwell's Reply ISO
Motions in Limine]
Date: Thu, 28 Oct 2021 03:52:55 +0000
Attachments: Ms_Maxwells_Reply_ISO_Motns_in_Limine.zip
Inline-Images: image001.jpg
Dear Judge Nathan:
At the request of Jeffrey Pagliuca, please see attached Ms. Maxwell's Reply In Support of Her Motions in Limine and
supporting documents.
Regards,
Nicole Simmons
Nicole Simmons
Haddon, Morgan and
Foreman, P.C.
Denver, Colorado
www.hmflaw.com
EFTA00025147


c1: EFTA00024366
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00024366.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
Bureau of Prisons
**SENSITIVE BUT UNCLASSIFIED**
Psychology Services
Suicide Risk Assessment
Inmate Name: EPSTEIN, JEFFREY EDWARD
Reg #: 76318-054
Date of Birth: 01/20/1953
Sex: M
Facility: NYM
Unit Team: A&O
Date:
07/09/2019 08:41
Provider:
Chief Psychologist
Type of Housing:
Other Psychological Observation
Cell Accommodation: Single Cell
FINDINGS
This assessment and the resulting recommendations are based on the following sources of information:
Clinical Interview, Medical Record
Inmate Epstein was placed on psychological observation when he returned from court yesterday evening 7/8/19 for
precautionary reasons. He is not on a suicide watch at this time.
Reason for Referral
Inmate Epstein is being seen for suicide risk assessment today for precautionary reasons. Inmate Epstein has various
risk factors for suicidality at this time including a high profile case with media attention, sex offense/trafficking charges,
pre-trial status, and he had a court proceeding yesterday which could have given him bad news regarding his legal
situation. As such, this writer instructed R&D staff, as well as the Lieutenant's Office, to immediately notify the
psychology department when he returned from court. Inmate Epstein returned from court after duty hours and denied
suicidality. The aforementioned staff notified the on-call psychologist and inmate Epstein was placed on a precautionary
psychological observation status until psychology could interview him this morning to conduct a suicide risk assessment.
Developmental History
Inmate Epstein denied any history of being the victim and/or perpetrator of physical or sexual abuse.
Educational History/Cognitive Impairment
Inmate Epstein reported he obtained his high school diploma and attended some graduate classes in the area of
mathematics.
Arrest History and Experience of Incarceration
Inmate Epstein reported he has served time in Palm Beach County jail on sex offense charges (soliciting prostitution) in
the past. He is now being charged with sex trafficking, on a federal level.
Mental Health History
Inmate Epstein denied any history of mental health treatment, either on an inpatient or outpatient basis. Inmate Epstein
denied any treatment in the past or present with psychotropic medication. He also denied any acute mental health
symptoms at this time.
Self-Harm History
Inmate Epstein denied any past or present suicidal ideation, intention or plan. He denied ever engaging in any suicide
attempts or self-injurious behavior in the past.
Substance Abuse History
Inmate Epstein denied any alcohol or substance abuse. He said it is well-known that he does not even drink alcohol.
Medical Concerns
Inmate Epstein denied any significant medical problems, other than a history of high triglycerides. He reported feeling
constipated at this time.
Current Problem
Inmate Epstein is currently on psychological observation due to his having multiple risk factors associated with
suicidality. He denies any suicidality at this time and has no mental health or suicide history. He is being seen for a
suicide risk assessment in an abundance of caution.
Current Mental Status
Level of Consciousness: Alert and Oriented
Generated 07/09/2019 10:36 by
Chief
Bureau of Prisons - NYM
Page 1 of 3
EFTA00024366

=== Page 2 ===
Inmate Name: EPSTEIN, JEFFREY EDWARD
Reg #: 76318-054
Date of Birth: 01/20/1953
Sex: M
Facility: NYM
Unit Team: A&O
Date:
07/09/2019 08:41
Provider:
Chief Psychologist
Psychomotor Activity: Normal
General Appearance: Normal
Behavior: Cooperative
Mood: Appropriate to Content
Thought Process: Goal Directed
Thought Content: Normal
Inmate Epstein did not exhibit any acute psychopathology and exhibited a clear mental status.
Current Mental Status: Mr. EPSTEIN was alert and oriented. He was polite, calm, and cooperative in demeanor. He exhibited
a neutral affect with appropriate range. Eye contact and hygiene were appropriate. The inmate spoke with normal rate, tone,
and volume. His thoughts were organized and coherent, with no loosening of associations or tangential, circumstantial, or
irrelevant content. There was no evidence of perceptual disturbance, delusional ideation, or a formal thought disorder. He did
not engage in any bizarre or inappropriate behavior. He noted having normal sleeping and eating habits. Mr. EPSTEIN
explicitly denied recent and current cidal ideation, planning, and intent. He was future-oriented and expressed a
commitment to life and safety, agreeing to contact staff immediately should he experience suicidal ideation.
RISK AND PROTECTIVE FACTORS ASSESSED:
This writer screened the inmate for a variety of empirically validated factors commonly associated with risk for self-harm and
suicide.
The following STATIC risk factors were assessed to be present and increase the inmate's risk for engaging in suicide related
behaviors: High Profile Crime, Lack of family connections, Sex offender status
Of the DYNAMIC risk factors assessed, none were found to be present.
The following PROTECTIVE factors were assessed to be present and may decrease the inmate's risk of suicide:Able to identify
reasons to live, Adequate problem solving skills, Denial of suicidal.ideation/intention/plans, Future orientation, View of death as
negative, Willingness to engage in treatment
As noted above, Inmate Epstein is a 66-year-old Caucasian male. He has various risk factors for suicidality at this time
including a high profile case with extensive media attention, sex offense/trafficking charges, pre-trial status, and he had a court
proceeding yesterday which may have given him bad news regarding his legal situation. Inmate Epstein also informed this
writer that his only family at this time is his brother, with whom he does not have a close relationship with.
Despite these risk factors, inmate Epstein possesses a number of protective factors at this time. Inmate Epstein adamantly
denied any suicidal ideation, intention or plan. He was very future oriented and requested a phone call, to meet with his
attorney, to take a shower, and to brush his teeth. He was eating his cereal when this writer arrived and said "I have my paper
spoon here." He reported he is going to have a bail hearing on Monday and believes he is going to be released from jail.
Inmate Epstein reported he is a Banker and has a "big business" in the community and that "being alive is fun." He also
revealed he enjoys learning and teaching. He has confidence in his attorney and described him as "competent." Inmate
Epstein denied any mental health history or history of suicidality. He also reported none of his family members have mental
health histories. Inmate Epstein stated he is a mathematician and took post graduate classes in this area of study. Inmate
Epstein stated he has a support system in the community, including friends and other associates. Finally, inmate Epstein
demonstrated a good sense of humor and did not appear dysphoric, agitated or anxious. No acute psychopathology was noted.
Overall, inmate Epstein has numerous protective factors at this time that outweigh his risk factors for suicidality. He has a
positive outlook regarding his legal case, demonstrates no psychiatric symptoms, has no psychiatric or suicide history, and
verbalized a desire to be alive at this time and future orientation.
DIAGNOSIS:
No Diagnosis, No Dx- Current
CONCLUSIONS
The Overall Acute Suicide Risk for this Inmate is:
Low
Overall Chronic Suicide Risk for this Inmate is:
Absent
Generated 07/09/2019 10:36 by
Chief
Bureau of Prisons - NYM
Page 2 of 3
EFTA00024367

=== Page 3 ===
inmate Name:
EPSTEIN, JEFFREY EDWARD
Reg #: 76318-054
Date of Birth:
01/20/1953
Sex: M
Facility: NYM
Unit Team: A&O
Date:
07/09/2019 08:41
Provider:
/Chief Psychologist
RECOMMENDATIONS
Inmate Epstein is currently on psychological observation pending suitable housing placement. In light of his current sex offense
charges and extensive media coverage on the television, he will need to be confined in a suitable housing unit. Inmate Epstein
will be seen daily while on psychological observation and will be seen for a psychological observation follow-up session once he
is released from observation. Inmate Epstein denied the need for psychological intervention, self-help materials, or follow-up.
He has been classified as a CC1-MH inmate at this time. CARE1-MH is indicative of an inmate who shows no significant level
of functional impairment associated with a mental illness and demonstrates no need for regular mental health intervention.
Suicide Watch: A suicide watch is not warranted at this time
Completed by
See /Chief Psychologist on 07/09/2019 10:36
Amendi
Generated 07/09/2019 10:36 by
Chief
Bureau of Prisons - NYM
Page 3 of 3
EFTA00024368

=== Page 4 ===
Bureau of Prisons
Health Services
See Amendment
Inmate Name:
EPSTEIN, JEFFREY EDWARD
Reg #:
76318-054
Date of Birth: 01/20/1953
Sex:
M
Race:
WHITE
Encounter Date: 07/09/2019 08:41
Facility: NYM
Amendment made to this note by
Chief Psychologist on 07/10/2019 09:20.
Bureau of Prisons - NYM
EFTA00024369

=== Page 5 ===
Bureau of Prisons
**SENSITIVE BUT UNCLASSIFIED**
Psychology Services
Suicide Risk Assessment
Inmate Name: EPSTEIN, JEFFREY EDWARD
Reg #: 76318-054
Date of Birth: 01/20/1953
Sex: M
Facility: NYM
Unit Team: A&O
Date:
07/09/2019 08:41
Provider:
/Chief Psychologist
Type of Housing:
Other Psychological Observation
Cell Accommodation: Single Cell
FINDINGS
This assessment and the resulting recommendations are based on the following sources of information:
Medical Record, Clinical Interview
Inmate Epstein was placed on psychological observation when he returned from court yesterday evening 7/8/19 for
precautionary reasons. He is not on a suicide watch at this time. He was seen this morning for a psychological observation
contact and suicide risk assessment this morning, 7/9/19, at 7:30 a.m. as it was determined he possessed some at-risk
factors for suicidality.
Reason for Referral
Inmate Epstein is being seen for suicide risk assessment today for precautionary reasons. Inmate Epstein has various
risk factors for suicidality at this time including a high profile case with media attention, sex offense/trafficking charges,
pre-trial status, and he had a court proceeding yesterday which could have given him bad news regarding his legal
situation. As such, this writer instructed R&D staff, as well as the Lieutenant's Office, to immediately notify the
psychology department when he returned from court. Inmate Epstein returned from court after duty hours and denied
suicidality. The aforementioned staff notified the on-call psychologist and inmate Epstein was placed on a precautionary
psychological observation status until psychology could interview him this morning to conduct a suicide risk assessment.
Developmental History
Inmate Epstein denied any history of being the victim and/or perpetrator of physical or sexual abuse.
Educational History/Cognitive Impairment
Inmate Epstein reported he obtained his high school diploma and attended some graduate classes in the area of
mathematics.
Arrest History and Experience of Incarceration
Inmate Epstein reported he has served time in Palm Beach County jail on sex offense charges (soliciting prostitution) in
the past. He is now being charged with sex trafficking, on a federal level.
Mental Health History
Inmate Epstein denied any history of mental health treatment, either on an inpatient or outpatient basis. Inmate Epstein
denied any treatment in the past or present with psychotropic medication. He also denied any acute mental health
symptoms at this time.
Self-Harm History
Inmate Epstein denied any past or present suicidal ideation, intention or plan. He denied ever engaging in any suicide
attempts or self-injurious behavior in the past.
Substance Abuse History
Inmate Epstein denied any alcohol or substance abuse. He said it is well-known that he does not even drink alcohol.
Medical Concerns
Inmate Epstein denied any significant medical problems, other than a history of high triglycerides. He reported feeling
constipated at this time.
Current Problem
Inmate Epstein is currently on psychological observation due to his having multiple risk factors associated with
suicidality. He denies any suicidality at this time and has no mental health or suicide history. He is being seen for
a
suicide risk assessment in an abundance of caution.
Current Mental Status
Generated 07/10/2019 09:20 by Miller, Elissa PhD/Chief
Bureau of Prisons - NYM
Page 1 of 3
EFTA00024370

=== Page 6 ===
Inmate Name: EPSTEIN, JEFFREY EDWARD
Reg #: 76318-054
Date of Birth: 01/20/1953
Sex: M
Facility: NYM
Unit Team: A&O
Date:
07/09/2019 08:41
Provider:
Chief Psychologist
Level of Consciousness: Alert and Oriented
Psychomotor Activity: Normal
General Appearance: Normal
Behavior: Cooperative
Mood: Appropriate to Content
Thought Process: Goal Directed
Thought Content: Normal
Inmate Epstein did not exhibit any acute psychopathology and exhibited a clear mental status.
Current Mental Status: Mr. EPSTEIN was alert and oriented. He was polite, calm, and cooperative in demeanor. He exhibited
a neutral affect with appropriate range. Eye contact and hygiene were appropriate. The inmate spoke with normal rate, tone,
and volume. His thoughts were organized and coherent, with no loosening of associations or tangential, circumstantial, or
irrelevant content. There was no evidence of perceptual disturbance, delusional ideation, or a formal thought disorder. He did
not engage in any bizarre or inappropriate behavior. He noted having normal sleeping and eating habits. Mr. EPSTEIN
explicitly denied recent and current suicidal ideation, planning, and intent. He was future-oriented and expressed a
commitment to life and safety, agreeing to contact staff immediately should he experience suicidal ideation.
RISK AND PROTECTIVE FACTORS ASSESSED:
This writer screened the inmate for a variety of empirically validated factors commonly associated with risk for self-harm and
suicide.
The following STATIC risk factors were assessed to be present and increase the inmate's risk for engaging in suicide related
behaviors: Sex offender status, Lack of family connections, High Profile Crime
Of the DYNAMIC risk factors assessed, none were found to be present.
The following PROTECTIVE factors were assessed to be present and may decrease the inmate's risk of suicide:Willingness to
engage in treatment, View of death as negative, Future orientation, Denial of suicidal ideation/intention/plans, Adequate problem
solving skills, Able to identify reasons to live
As noted above, Inmate Epstein is a 66-year-old Caucasian male. He has various risk factors for suicidality at this time
including a high profile case with extensive media attention, sex offense/trafficking charges, pre-trial status, and he had a court
proceeding yesterday which may have given him bad news regarding his legal situation. Inmate Epstein also informed this
writer that his only family at this time is his brother, with whom he does not have a close relationship with.
Despite these risk factors, inmate Epstein possesses a number of protective factors at this time. Inmate Epstein adamantly
denied any suicidal ideation, intention or plan. He was very future oriented and requested a phone call, to meet with his
attorney, to take a shower, and to brush his teeth. He was eating his cereal when this writer arrived and said "I have my paper
spoon here." He reported he is going to have a bail hearing on Monday and believes he is going to be released from jail.
Inmate Epstein reported he is a Banker and has a "big business" in the community and that "being alive is fun." He also
revealed he enjoys learning and teaching. He has confidence in his attorney and described him as "competent." Inmate
Epstein denied any mental health history or history of suicidality. He also reported none of his family members have mental
health histories. Inmate Epstein stated he is a mathematician and took post graduate classes in this area of study. Inmate
Epstein stated he has a support system in the community, including friends and other associates. Finally, inmate Epstein
demonstrated a good sense of humor and did not appear dysphoric, agitated or anxious. No acute psychopathology was noted.
Overall, inmate Epstein has numerous protective factors at this time that outweigh his risk factors for suicidality. He has a
positive outlook regarding his legal case, demonstrates no psychiatric symptoms, has no psychiatric or suicide history, and
verbalized a desire to be alive at this time and future orientation.
DIAGNOSIS:
No Diagnosis, No Dx- Current
Generated 07/10/2019 09:20 by
Chief
Bureau of Prisons - NYM
Page 2 of 3
EFTA00024371

=== Page 7 ===
Inmate Name: EPSTEIN, JEFFREY EDWARD
Reg #: 76318-054
Date of Birth: 01/20/1953
Sex: M
Facility: NYM
Unit Team: A&O
Date:
07/09/2019 08:41
Provider:
/Chief Psychologist
CONCLUSIONS
The Overall Acute Suicide Risk for this Inmate is:
Low
Overall Chronic Suicide Risk for this Inmate is:
Absent
RECOMMENDATIONS
Inmate Epstein is currently on psychological observation pending suitable housing placement. In light of his current sex offense
charges and extensive media coverage on the television, he will need to be confined in a suitable housing unit. Inmate Epstein
will be seen daily while on psychological observation and will be seen for a psychological observation follow-up session once he
is released from observation. Inmate Epstein denied the need for psychological intervention, self-help materials, or follow-up.
He has been classified as a CC1-MH inmate at this time. CARE1-MH is indicative of an inmate who shows no significant level
of functional impairment associated with a mental illness and demonstrates no need for regular mental health intervention.
Suicide Watch: A suicide watch is not warranted at this time
Completed by
/Chief Psychologist on 07/10/2019 09:20
Generated 07/10/2019 09:20 by
Chief
Bureau of Prisons - NYM
Page 3 of 3
EFTA00024372

=== Page 8 ===
Bureau of Prisons
**SENSITIVE BUT UNCLASSIFIED**
Psychology Services
Diagnostic and Care Level Formulation
Inmate Name: EPSTEIN, JEFFREY EDWARD
Reg #:
76318-054
Date of Birth:
01/20/1953
Sex:
M
Facility: NYM
Unit Team:
A&O
Date:
07/09/2019 10:13
Provider:
Chief
Relevant Historical Information
Inmate Epstein is a 66-year-old Caucasian male, currently incarcerated on sex trafficking charges. He denied any
history of mental health treatment, either on an inpatient or outpatient basis. Inmate Epstein denied any treatment in the
past or present with psychotropic medication. He also denied any acute mental health symptoms at this time. Inmate
Epstein denied any past or present suicidal ideation, intention or plan. He denied ever engaging in any suicide attempts
or self-injurious behavior in the past. Inmate Epstein denied any alcohol or substance abuse. He said it is well-known
that he does not even drink alcohol.
Presenting Problem/Symptom
Inmate Epstein was seen for suicide risk assessment today for precautionary reasons. He did not mark any mental
health items or symptoms on his Psychology Questionnaire (PSIQ) when he entered the institution. Nonetheless, Inmate
Epstein has various risk factors for suicidality including a high profile case with media attention, sex offense/trafficking
charges, pre-trial status, and he had a court proceeding yesterday which could have given him bad news regarding his
legal situation. Inmate Epstein returned from court after duty hours yesterday evening and staff notified the on-call
psychologist. Inmate Epstein was placed on a precautionary psychological observation status until psychology could
interview him this morning to conduct a formal suicide risk assessment to determine whether he is currently at-risk for
suicidality.
Diagnostic Formulation
Inmate Epstein has no history of mental health problems and does not exhibit suicidality at this time. He has never
received inpatient or outpatient mental health treatment and denied any history of suicidality. Currently, he does not
exhibit any acute psychopathology, is currently psychologically stable and is in no psychological distress. As such, he is
being classified as a CC1-MH inmate at this time. CARE1-MH is indicative of an inmate who either has no identifiable
mental illness (Axis I "No Diagnosis") or is mildly ill and requires clinical intervention on an as-needed basis.
Care Level Formulation
CARE1-MH is indicative of an inmate who shows no significant level of functional impairment associated with a mental
illness and demonstrates no need for regular mental health intervention.
Diagnosis:
No Diagnosis, No Dx - Current
Completed by
Chief Psychologist on 07/09/2019 10:32
Generated 07/09/2019 10:32 by
/Chief
Bureau of Prisons - NYM
Page 1 of 1
EFTA00024373

=== Page 9 ===
Bureau of Prisons
Health Services
See Amendment
Inmate Name:
EPSTEIN, JEFFREY EDWARD
Reg #:
76318-054
Date of Birth: 01/20/1953
Sex:
M
Race:
WHITE
Encounter Date: 07/09/2019 10:13
Facility: NYM
Amendment made to this note by
Chief Psychologist on 07/09/2019 10:40.
Bureau of Prisons - NYM
EFTA00024374

=== Page 10 ===
Bureau of Prisons
**SENSITIVE BUT UNCLASSIFIED**
Psychology Services
Diagnostic and Care Level Formulation
Inmate Name: EPSTEIN, JEFFREY EDWARD
Reg #:
76318-054
Date of Birth:
01/20/1953
Sex:
M
Facility: NYM
Unit Team:
A&O
Date:
07/09/2019 10:13
Provider:
Chief
Relevant Historical Information
Inmate Epstein is a 66-year-old Caucasian male, currently incarcerated on sex trafficking charges. He denied any
history of mental health treatment, either on an inpatient or outpatient basis. Inmate Epstein denied any treatment in the
past or present with psychotropic medication. He also denied any acute mental health symptoms at this time. Inmate
Epstein denied any past or present suicidal ideation, intention or plan. He denied ever engaging in any suicide attempts
or self-injurious behavior in the past. Inmate Epstein denied any alcohol or substance abuse. He said it is well-known
that he does not even drink alcohol.
Presenting Problem/Symptom
Inmate Epstein was seen by this writer for suicide risk assessment today, 7/9/19 at 7:30 a.m. for precautionary reasons.
He returned from court yesterday evening. He did not mark any mental health items or symptoms on his Psychology
Questionnaire (PSIQ) when he entered the institution. Nonetheless, Inmate Epstein has various risk factors for
suicidality including a high profile case with media attention, sex offense/trafficking charges, pre-trial status, and he had
a court proceeding yesterday which could have given him bad news regarding his legal situation. Inmate Epstein
returned from court after duty hours yesterday evening and staff notified the on-call psychologist. Inmate Epstein was
placed on a precautionary psychological observation status until psychology could interview him this morning to conduct
a formal suicide risk assessment in order to determine whether he is currently at-risk for suicidality.
Diagnostic Formulation
Inmate Epstein has no history of mental health problems and does not exhibit suicidality at this time. He has never
received inpatient or outpatient mental health treatment and denied any history of suicidality. Currently, he does not
exhibit any acute psychopathology, is currently psychologically stable and is in no psychological distress. As such, he is
being classified as a CC1-MH inmate at this time. CARE1-MH is indicative of an inmate who either has no identifiable
mental illness (Axis I "No Diagnosis") or is mildly ill and requires clinical intervention on an as-needed basis.
Care Level Formulation
CARE1-MH is indicative of an inmate who shows no significant level of functional impairment associated with a mental
illness and demonstrates no need for regular mental health intervention.
Diagnosis:
No Diagnosis, No Dx - Current
Completed by
/Chief Psychologist on 07/09/2019 10:40
Generated 07/09/2019 10:40 by
Chief
Bureau of Prisons - NYM
Page 1 of 1
EFTA00024375


c1: EFTA00025526
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00025526.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From: New York Law360 <news@law360.com>
To:
Subject: Davis Polk To Abandon Strict Lockstep For Revised Pay Model
Date: Fri, 11 Sep 2020 07:40:32 +0000
Law360 New York
NEW YORK
Do you think your salary is fair?
Take our survey.
Friday, September 11, 2020
Follow Law360
TOP NEWS
Law360 Rising Stars
Davis Polk To Abandon Strict Lockstep For Revised Pay Model
Davis Polk & Wardwell LLP confirmed Thursday that it is moving from a
partner compensation model based on seniority to one that takes into
account other performance-related factors, calling the new pay model a
"modified lockstep system."
Read full article
HuffPost Beats Copyright Suit Over Jon Hamm Crotch Photo
A Manhattan federal judge ruled Thursday that HuffPost didn't violate
copyright law by republishing a famous image of actor Jon Hamm that went
viral in 2013 because it appeared to prominently display his genitals.
Opinion attached Read full article
NYC Department Store Century 21 To Wind Down In Ch. 11
LAW FIRMS
Manhattan-based department store chain Century 21 sought bankruptcy
Akin Gump
protection in New York on Thursday, reporting more than $156 million of debt
Alioto Law Firm
obligations and saying it was driven into a shutdown by its insurers' failures to
Arent Fox
pay $175 million in claims stemming from the COVID-19 outbreak.
Arnold & Porter
Read full article
Baker Botts
King & Spalding, Willkie Farr Steer $250M Manhattan Loan
Ballard Spahr
King & Spalding represented Deutsche Pfandbriefbank in connection with its
Barclay Damon
$250 million loan to Willkie Farr-counseled Paramount Group for a mixed-use
Beck Redden
property on Fifth Avenue in Manhattan, according to records made public in
Berger Montague
New York on Thursday.
Blank Rome
Read full article
Boies Schiller
Senate Confirms Trial Judge Picks For Mich., Va., NY
Brouse McDowell
The U.S. Senate on Thursday confirmed nominees to the trial bench in
Buchanan Ingersoll
Michigan, Virginia and New York, including the first Iraqi American federal
Cadwalader Wickersham
judge, as part of a late-session push to fill court vacancies before Congress
Carlton Fields
heads home for the fall elections.
Cavazos Hendricks
3 documents attached Read full article
Clark Hill
Cotchett Pitre
AGs Seek Early Win In Challenge To ACA Civil Rights Rollback
Covington & Burling
EFTA00025526

=== Page 2 ===
The 23 Democratic attorneys general challenging the Trump administration's
Crowell & Moring
rollback of civil rights protections for women, LGBTQ people and non-English
DLA Piper
speakers in health care settings are pursuing an early win in their lawsuit,
Davis Polk
arguing in New York federal court Thursday that the move flouted the
Affordable Care Act and U.S. Supreme Court precedent.
Davis Wright Tremaine
Memorandum attached
Read full article
Debevoise & Plimpton
NYC Mayor Rejects Property Tax Hike As Budget Gap Looms
Dechert
New York City's mayor on Thursday said he wouldn't consider hikes in
Edelson PC
property tax to help the city deal with a looming budget hole, despite it being
Foley & Lardner
one of the few taxes the city controls without permission from state leaders.
Fox Rothschild
Read full article
Fuerst Ittleman
ENERGY & ENVIRONMENTAL
Gibson Dunn
Girard Sharp
NJ LNG Project Delayed Amid Green Group's Pushback
Goodwin
A controversial proposal to add a liquefied natural gas export facility at a
Haddon Morgan
southern New Jersey port stalled Thursday when the Delaware River Basin
Hausfeld LLP
Commission voted to delay its final approval of the project amid pushback
Hawkins Parnell
from an environmental group overseeing the river.
Read full article
Hogan Lovells
Holland & Knight
INSURANCE
Hughes Hubbard
Hunton Andrews Kurth
Investment Firm Founder Wins $8M In AXA Life Insurance Suit
Jones Day
A North Carolina federal jury awarded $8 million on Thursday to the founder
K&L Gates
of an investment firm who accused AXA Equitable Life Insurance Co. of
Kasowitz Benson
wrongly refusing to reinstate his life insurance policy and reporting incorrect
data to a clearinghouse for insurance information.
Kelley Drye
Verdict attached Read full article
King & Spalding
Kirkland & Ellis
PERSONAL INJURY & MEDICAL MALPRACTICE
Kuck Baxter
Liebowitz Law Firm
Injured Rider Sues Revel Over Moped Crash, Lax Safety
Locke Lord
A New Yorker is suing moped sharing service Revel Transit Inc. in the state's
Loeb & Loeb
Supreme Court, alleging the company's rapid expansion in the Big Apple
resulted in dropped safety measures and poor maintenance, resulting in him
Lowenstein Sandler
crashing and falling off one of the vehicles.
Mayer Brown
Complaint attached Read full article
McDermott Will
McKool Smith
INTELLECTUAL PROPERTY
Miller Korzenik
Morgan Lewis
Cannabinoid Maker Hits Amyris With $881M Trade Secrets Suit
Morrison Mahoney
A cannabinoid manufacturer slapped biotech company Amyris with an $881
million trade secrets suit Thursday, alleging the company inked a research
Munger Tolles
and development agreement to boost its stock price and then reneged on the
NastLaw
terms to conceal a "rotten" business model.
Nedeau Law Firm
Complaint attached Read full article
Norton Rose
Nussbaum Law Group PC
SECURITIES & WHITE COLLAR
O'Melveny & Myers
Orr Cook
Halkbank Can't Pause Iran Sanctions Case Over Recusal Bid
A New York federal judge rejected a bid from Turkey's Halkbank to pause the
Paul Hastings
government's case over alleged Iran sanctions violations while the bank
Polsinelli
appeals its failed motion to recuse the judge, saying Thursday that its petition
Proskauer Rose
was unlikely to succeed.
Quinn Connor
Order attached Read full article
Randazza Legal Group
Roche Cyrulnik Freedman
Epstein Accuser, Media Slam Maxwell's Bid To Shield Docs
Ropes & Gray
EFTA00025527

=== Page 3 ===
One of Jeffrey Epstein's most outspoken accusers and a raft of media
Sanford Heisler
organizations have slammed Ghislaine Maxwell's attempt to keep her
Saxe Doernberger
depositions from a settled defamation suit under seal, telling the Second
Shearman & Sterling
Circuit that public interest outweighs the former Epstein associate's concerns
that the transcripts could bias the sex trafficking case against her.
Sidley Austin
3 documents attached Read full article
Skadden
COMPETITION
Sullivan & Cromwell
The Wiewel Law Firm
State AGs Say Drugmakers Want To Delay Price-Fixing Trials
Venable LLP
A contingent of state attorneys general suing generic-drug makers over
Warner Norcross
allegations of price-fixing as part of a sprawling multidistrict litigation have
Williams & Connolly
said that drugmakers' proposed schedule for four bellwether cases would
Willkie Farr
delay the first trial for months longer than necessary.
4 documents attached Read full article
WilmerHale
Wilson Sonsini
CAPITAL MARKETS
Winget Spadafora
Woods Rogers
Hedge Fund-Backed SPAC Leads 3 IPOs Raising $860M Total
A blank-check company backed by activist hedge fund Starboard Value led
COMPANIES
three initial public offerings to hit markets Thursday after raising a combined
AXA SA
$860 million, adding to the yearlong blitz in IPOs by special purpose
Allergan PLC
acquisition companies.
Amazon.com Inc.
Read full article
American Bar Association
BANKRUPTCY
American Civil Liberties Union
American Federation of State
Morgan Stanley Tells Court It Sold A Solvent Tops Markets
County & Municipal Employees
Morgan Stanley on Thursday asked a New York bankruptcy judge to dismiss
American Immigration Lawyers
claims by the litigation trustee for Tops Markets LLC that the firm drove the
Association
supermarket chain into Chapter 11, arguing the company was solvent when
American International Group Inc.
the firm sold it.
Ameriprise Financial Inc.
Read full article
Amyris Inc.
BANKING
Apple Inc.
BNP Paribas SA
Bank GCs Don't Have To Sit For Depos In Forex-Rigging Fight
BancWest Corp.
Current and former in-house lawyers for six big banks do not have to sit for
Bank of America Corp.
depositions, a Manhattan federal judge said Thursday, after counsel for
Barclays PLC
foreign currency buyers who say the financial giants rigged prices asserted
Barings LLC
that the banks had not turned over important information.
2 documents attached Read full article
Barnard College
British American Tobacco PLC
Analysis
CACI International Inc.
OCC's Potential Boon For Payment Industry Faces Headwinds
CIT Group Inc.
Acting Comptroller of the Currency Brian Brooks has expressed a desire to
Cato Institute
wrap payments companies into the federal regulatory framework, and while
Center for Human Rights &
the effort has been lauded as a move to ease compliance costs, state
Constitutional Law
regulators appear prepared to fight to protect their oversight of the industry.
Century 21 Department Stores LLC
Read full article
Citigroup Inc.
INTERNATIONAL ARBITRATION
Conference of State Bank
Supervisors
Importer Says $2M Award Over Liquor Deal Can Be OK'd
Credit Suisse Group AG
A defunct U.S. liquor importer is looking to enforce a nearly $2 million costs
Dealogic LLC
award it won in arbitration involving the French producer of Landy Cognac,
Delaware Riverkeeper Network
the result of a decade-old dispute stemming in part from the importer's
inability to pay $35,000 in endorsement royalties to the rapper Snoop Dogg.
Federalist Society
Brief attached
Read full article
Fortress Transportation and
Infrastructure Investors LLC
EFTA00025528

=== Page 4 ===
IMMIGRATION
Getty Images Inc.
Google Inc.
Trump Can't Exclude Unauthorized Immigrants From Census
HSBC Holdings PLC
A trio of New York federal judges on Thursday shut down President Donald
Immigrant Legal Resource Center
Trump's attempt to not count unauthorized immigrants in the 2020 census,
International Brotherhood of
ruling that the policy blatantly violates federal law governing the census and
Teamsters
apportionment and that the case need not be litigated any further.
Order attached Read full article
International Centre for Dispute
Resolution
Feds Says Immigration Application Fee Hikes Are Lawful
International Organization of
Securities Commissions
Nineteen states and 10 immigration nonprofit organizations supported a
request to stop U.S. Citizenship and Immigration Services from hiking
JPMorgan Chase & Co.
immigration application fees, but the Trump administration objected to the
Kids in Need of Defense
request, saying the agency lawfully implemented the fee increases.
King Pharmaceuticals Inc.
3 documents attached Read full article
LexisNexis Group
Linkedln Corp.
TELECOMMUNICATIONS
Major Lindsey & Africa LLC
Miami Herald Media Co.
2nd Circ. Won't Revive NY Town's Fight Over Cell Tower
The Second Circuit isn't going to touch a federal court ruling that allowed a
Morgan Stanley
wireless tower to be constructed in a New York town over objections from the
Mylan NV
local board, it declared Thursday.
NASDAQ Inc.
Opinion attached Read full article
NatWest Markets PLC
Novartis AG
PEOPLE
Oath Inc.
Paramount Group Inc.
BroadwayHD Rides Away With Ex-SoulCycle Atty As GC
Partnership for New York City
BroadwayHD has named a former SoulCycle attorney as its new general
counsel, the theater streaming service said Thursday.
Pennsylvania Bar Association
Read full article
Pfizer Inc.
RELX PLC
EXPERT ANALYSIS
Regions Financial Corp.
Royal Dutch Shell PLC
2 Real Estate Financing Concepts To Review During COVID-19
Sierra Club
COVID-19 will likely continue to bring a significant increase in distressed real
estate financings, so parties should carefully draft late charge and default
SoulCycle Inc.
rate interest provisions to ensure that they are enforceable as intended, say
Starboard Value LP
Steven Herman and Eunji Jo at Cadwalader.
State Bar of Michigan
Read full article
Temple University
Teva Pharmaceutical Industries
LEXIS PRACTICE ADVISOR
Ltd.
The New York Times Co.
8 Borrower Considerations For SOFR Loan Documentation
The Royal Bank of Scotland Group
As the market works out how to document loans that provide for interest
PLC
accruing at a rate based on Libor's successor, expect certain borrower
proposals for Secured Overnight Financing Rate credit agreements to prompt
Tops Markets LLC
disagreement among lenders, says David Duffee at Mayer Brown.
Twitter Inc.
Read full article
UBS AG
United Food & Commercial
LEGAL INDUSTRY
Workers International Union
University of Chicago Medical
Ropes & Gray Is Letting Incoming Associates Take A Year Off
Center
In the wake of the coronavirus pandemic, Ropes & Gray LLP is offering an
Washington Post Co.
optional deferral year to its incoming associates, giving them the option to
Waste Management Inc.
participate in a firm-sponsored fellowship or take a year off to do anything
Western Digital Corp.
they want, the firm confirmed Thursday.
YouTube Inc.
Read full article
EFTA00025529

=== Page 5 ===
Analysis
GOVERNMENT AGENCIES
The Biggest Surprises Of Trump's New Supreme 'Short' List
Bureau of Citizenship and
The new list of possible U.S. Supreme Court nominees that President Donald
Immigration Services
Trump unveiled Wednesday featured several conservative rising stars on the
California Attorney General's Office
federal appellate bench. But there were also some unconventional choices
spurred by political motives, and at least one glaring omission.
Connecticut Attorney General's
Office
Read full article
Delaware Attorney General's Office
EPA's Legal Leader Will Head Back To Private Practice
Delaware River Basin Commission
The U.S. Environmental Protection Agency's top lawyer said Thursday he's
Federal Reserve System
stepping down after more than two and a half years to return to private
Florida Department of
practice, while a Gibson Dunn alumnus will step up to fill his shoes.
Environmental Protection
Read full article
Georgia Supreme Court
Hawaii Attorney General's Office
Ex-Jones Day Atty Says Nix Of Equal Pay Claim 'Erroneous'
Illinois Attorney General's Office
A former Jones Day associate suing the legal powerhouse over its parental
leave policy said a D.C. federal judge misinterpreted the term "equal work"
Internal Revenue Service
when he threw out her Equal Pay Act claim.
Maryland Attorney General's Office
Read full article
Michigan Attorney General's Office
Minnesota Attorney General's
Ex-BigLaw Atty Takes 3-Year Suspension For Insider Trading
Office
A former Hunton & Williams LLP attorney on Thursday was formally barred
Nevada Attorney General's Office
from practicing law until next summer after a drunken tip to his friend and
investment adviser about a Pfizer Inc. acquisition led to his conviction for
New Jersey Attorney General's
Office
insider trading.
Read full article
New Jersey Supreme Court
New Mexico Attorney General's
NJ Justices Scrap Rule Requiring Firms To Include Atty Name
Office
The New Jersey Supreme Court has nixed the requirement that a law firm's
New York Attorney General's Office
trade name include the name of an attorney and describe the nature of its
New York City Council
practice, but maintained that firm names cannot be misleading or suggest
New York State Department of
their ability to obtain results, state judiciary officials said Thursday.
Financial Services
Read full article
Office of the Comptroller of the
Currency
Texas Bar Drops Proposal To Limit President's Powers
A State Bar of Texas director on Thursday withdrew a proposal to limit the
Ohio Supreme Court
right of the Bar president to act as the organization's spokesperson in light of
Oregon Attorney General's Office
racist and sexist social media posts, saying at a virtual Bar meeting that it's
Pennsylvania Attorney General's
"highly likely" the president would sue in retaliation and that the Bar should
Office
instead develop a code of conduct for officers.
Pennsylvania Supreme Court
Read full article
Rhode Island Attorney General's
Office
Michigan Bar Prevails In Fight Over Mandatory Atty Dues
State Bar of Texas
A Michigan federal court declined to consider whether recent U.S. Supreme
Court precedent has rendered compulsory bar membership unconstitutional,
U.S. Army Corps of Engineers
ruling against a challenge to the State Bar of Michigan and saying the
U.S. Attorney's Office
constitutional question would be something for higher courts to weigh.
U.S. Bankruptcy Court for the
Read full article
Southern District of New York
U.S. Court of Appeals for the Ninth
Pa. Justices Reject Diploma Privilege Petition
Circuit
The Pennsylvania Supreme Court on Thursday denied a petition asking that
U.S. Court of Appeals for the
it consider axing the bar exam requirement and allow law school graduates to
Second Circuit
begin practicing on an emergency basis this year as a result of the ongoing
U.S. Department of Commerce
coronavirus pandemic.
U.S. Department of Health and
Read full article
Human Services
Fed. Circ. Grants Atty Fees In 'Demeaning' Goat IP Case
U.S. Department of Homeland
Security
The Federal Circuit ordered a New York attorney to pay legal fees Thursday,
after the U.S. Supreme Court refused to take up his challenge to a
U.S. Department of Justice
U.S. Department of Labor
EFTA00025530

=== Page 6 ===
restaurant's registered trade dress that he personally found "demeaning" to
U.S. Department of State
goats.
U.S. Department of Transportation
Read full article »
U.S. District Court for the Eastern
Bank Of The West Hires Ex-Regions Financial Atty As GC
District of Pennsylvania
Bank of the West, a subsidiary of BNP Paribas, has hired financial services
U.S. District Court for the Northern
industry veteran Hope Mehlman as general counsel and corporate secretary,
District of California
the bank announced Thursday.
U.S. District Court for the Southern
Read full article
District of New York
Law360's Weekly Verdict: Legal Lions & Lambs
U.S. District Court for the Western
District of Michigan
Mayer Brown made it on the legal lions list this week by helping to secure an
order favoring foreign citizens who won green cards in the Diversity Visa
U.S. Environmental Protection
lottery, while Edelson ended up among the legal lambs after a judge tossed
Agency
its client's proposed data disclosure class action against Google.
U.S. House of Representatives
Read full article »
U.S. Immigration and Customs
Enforcement
JOBS
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EFTA00025531


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c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00026433.pdf
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c0:
=== Page 1 ===
From:
To:
Subject: letter template
Date: Fri, 10 Jul 2020 20:56:14 +0000
Attachments: 2020-07-10,_GM,_letter_to_Judge_Nathan_re_arraignment_overflow.docx
EFTA00026433


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c0:
=== Page 1 ===
From: "
(USANYS)"
To: "
(USANYS)"
Cc: "
(USANYS)"
Bcc: "USAHUB-USAJournal111"
Subject: Re:
materials
Date: Fri, 08 Jan 2021 20:36:49 +0000
Embedded: Re:
Sender:
Subject: Re:
materials
Message-Id: <7741E5A8-5FB7-4563-BBC8-F2EBD7C34973@usa.doj.gov>
To:
Cc:
EFTA00024997


c1: EFTA00025402
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00025402.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
90A-NY-3151227 Serial 32
FD-1087 (Rev. 5-8-10)
UNCLASSIFIED
FEDERAL BUREAU OF INVESTIGATION
Collected Item Log
Event Title:
(U) Submission of CART Derivative
Date: 08/16/2019
Evidence NYC027705
Approved By: SSA
Drafted By:
Case ID #: 90A-NY-3151227
(U) UNSUB (S);
JEFFREY EPSTEIN - VICTIM;
DEATH INVESTIGATION
Collected From:
(U) CART-NY
Receipt Given?: No
Holding Office: NEW YORK
Details:
Submission of CART Derivative Evidence NYC027705: One (1) Seagate Desktop
1TB hard drive, model ST1000DM003, S/N Z4YDHX5M, containing the Clone
Copy of 1B6 hard drive (Seagate Barracuda 500GB HDD, ST3500320NS, S/N
9QM8EC75), collected via Tableau TD-3 -B S/N 01D3B07E-1331. Request ID
112048. Derivative Copy.
Item Type
Description
1B Digital
(U) NYC027705: One (1) Seagate Desktop 1TB hard drive,
model ST1000DM003, S/N Z4YDHX5M, containing the Clone
Copy of 1B6 hard drive (Seagate Barracuda 500GB HDD,
ST3500320NS, S/N 9QM8EC75), collected via Tableau TD-3
-B S/N 01D3B07E-1331. Request ID 112048. Derivative
Copy.
Collected On: 08/12/2019 07:00 PM EDT
Seizing Individual:
Collected By:
Device Type: Hard Drive
Designation: Derivative
UNCLASSIFIED
This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its
contents are not to be distributed outside your agency.
EFTA00025402

=== Page 2 ===
90A-NY-3151227 Serial 32
UNCLASSIFIED
Title: (U) Submission of CART Derivative Evidence NYC027705
Re: 90A-NY-3151227, 08/16/2019
Number of Devices Collected: 1
UNCLASSIFIED
2
EFTA00025403


c1: EFTA00026965
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c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00026965.pdf
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c0:
=== Page 1 ===
From:
)"
To:
)"
Cc:
)"
Subject: RE:
follow-up request
Date: Fri, 17 Jan 2020 00:24:41 +0000
These are saved in her witness folder in the share
From:
Sent: Thursday, January 16, 2020 12:31
To:
)
Cc:
)
Subject: RE:
follow-up request
Hello - attached are the pages
sent me to provide to you. Here is a bit of an explanation and I also asked her to
take a copy of the front and back of the journal book which she did. Hope this helps. Please let me know if you need
anything else:
"The shortest page and the one that is the hardest to read is the first entry from 12/95. It is written in colored
pencil and is fading. There are then two pages from 01/07/1996 where I talk about the highlights of my NY trip
and going to Epstein's house and then the next entry from 01/25/1996 is where I talk about going to the movies
with him."
Best,
Sigrid
Sigrid McCawley
Partner
BOIES SCHILLER FLEXNER LLP
www.bsfllp.com
From:
[mailto
Sent: Friday, January 10, 2020 4:01 PM
To:
Cc:
is
Subject: RE:
follow-up request
Thanks very much, Sigrid. Yes, we received the photographs from
which we very much appreciate. Anything else
she is willing to share, including her journal entries, would be very helpful.
Best,
EFTA00026965

=== Page 2 ===
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From:
Sent: Friday, January 10, 2020 3:59 PM
To:
)
Cc:
is
)
Subject: RE:
follow-up request
Hello
Let me follow up with
about her journal. I know she shared some pictures with you from around the time period
when she was with Epstein/Maxwell. I will ask her about the journal ASAP and will get back to you and will check with her
to see if she has anything else that might be helpful to the investigation.
All my best,
Sigrid
Sigrid McCawley
Partner
BOIES SCHILLER FLEXNER LLP
www.bsfllp.com
From:
) [mailto
Sent: Friday, January 10, 2020 3:30 PM
To:
Cc:
)
Subject:
follow-up request
Hi Sigrid,
Hope you had a wonderful holiday season and very happy New Year. We wanted to follow up on a request we made after
interviewing
a few months ago. During her interview,
referred to several entries in her journal that
had helped refresh her recollection of the events involving Epstein and Maxwell. As we mentioned at the end of the
interview, it would be very helpful to our investigation if we could review those journal entries, as well as any other
records or documents
may have that relate to her experiences with Epstein and Maxwell.
Would
be willing to share with us any relevant journal entries (or any other relevant documents she may have) to
assist in our investigation?
Happy to have a call to discuss if that would be helpful.
EFTA00026966

=== Page 3 ===
Thank you,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
The information contained in this electronic message is confidential information intended only for the use of the named recipient(s) and may contain information that,
among other protections, is the subject of attorney-client privilege, attorney work product or exempt from disclosure under applicable law. If the reader of this
electronic message is not the named recipient, or the employee or agent responsible to deliver it to the named recipient, you are hereby notified that any
dissemination, distribution, copying or other use of this communication is strictly prohibited and no privilege is waived. If you have received this communication in
error, please immediately notify the sender by replying to this electronic message and then deleting this electronic message from your computer. [v.1 08201831BSF
EFTA00026967


c1: EFTA00025374
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00025374.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
To:
Subject: Final Voucher 10621156(1) has received final approval
Date: Wed, 25 Sep 2019 19:42:55 +0000
Importance: Normal
Dear
Final voucher 10621156(1) has received final approval.
Trip ID: 10621156
Voucher ID: 1
Voucher type: Final
Traveler name:
Minor Customer name: OBD-USA-USANYS-NEW YORK SOUTHERN (UNYS) (JO2104)
Purpose: R19NYS13832 - U.S. V. Epstein (2018R0618) - Victim Interviews
Destination: West Palm Beach, FL, United States
Dates: 2019-09-09 - 2019-09-10
Current status: Voucher Awaiting Payment
Voucher total expenses: 720.32
Estimated trip cost: 910.73
E2 Single Sign On Login (within DOJ Network Only):
https://dojnet.doj.gov/jmd/fs/e2-redirect.html
E2 Manual Login (User ID and Password):
https://e2.gov.cwtsatotravel.com
Thank you for using E2Solutions. Help and support is available online by selecting the 'Online Help' link.
Please note: Replies to this mailbox are not monitored.
Some E2 email notifications are optional. To manage your email notifications, go to E2 Solutions to change your
email settings. Click 'Profile' on the task bar and then click the 'Edit Email Notifications' link to manage the
emails that you receive from us.
Reference ID# V0008
This e-mail and any attachments may contain confidential and/or proprietary information. If you received this e-
mail in error, please notify the sender immediately by reply e-mail and delete the e-mail and any attachments;
any further use of such e-mail or attachments is strictly prohibited.
EFTA00025374


c1: EFTA00024534
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00024534.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
To:
Cc:
Subject: Interview of Security on Premises
Date: Thu, 02 Jul 2020 22:02:00 +0000
Attachments: U__FOUO_Interview_of
pdf
Hi all,
I wanted to get this out to you so you had it. It's the interview of the individual who provided Maxwell security
on the premises.
Have a good night!
EFTA00024534


c1: EFTA00024990
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00024990.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
To:
Cc:
Subject: RE:
Date: Thu, 14 Jan 2021 15:40:50 +0000
Good for me. Thanks
From:
Sent: Thursday, January 14, 2021 10:38 AM
To:
Cc:
Subject: RE:
I put it on the calendar for Friday at 3:30 due to a new conflict at 3. Let me know if that doesn't work! Thanks.
From:
Sent: Wednesday, January 13, 2021 7:14 PM
To:
Cc:
Subject: Re:
Let's do Friday at 3. Thanks!
Sent from my iPhone
On Jan 13, 2021, at 6:21 PM,
wrote:
Sure! They are available tomorrow at 1 and Friday at 3. Monday is MLK Day and I am not sure how that will affect their
schedules right now. They could definitely do next Tuesday at 3:30 also.
From:
Sent: Wednesday, January 13, 2021 5:54 PM
To:
Cc:
Subject:
Hey
- Would you be able to help us find a time to chat with
and the Brass about
? Just
chiefs and Brass, no team. I think we have pretty decent availability tomorrow and Friday if either works for
But
not urgent, so next week is fine, too, if that's better.
Thanks,
Chief, Public Corruption Unit
EFTA00024990

=== Page 2 ===
U.S. Attorney's Office for the
Southern District of New York
Tel.
EFTA00024991


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c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00026962.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
)"
To:
(USANYS)"
(USANYS)
[Contractor]"
(USANYS)"
Bcc:
=
Subject: FW: Activity in Case 1:20-cr-00330-AJN USA V. Maxwell Letter Motion
Date: Fri, 08 Jan 2021 22:07:13 +0000
Embedded: FW:_Activity_in_Case_1:20-cr-00330-AJN_USA_v_Maxwell_Leter_Motion.msg
Sender:
Subject: FW: Activity in Case 1:20-cr-00330-AJN USA V. Maxwell Letter Motion
Message-Id: <846e42540f8e4242ac152d1c6dcf0ebb@SN1P110MB0205.NAMP110.PROD.OUTLOOK.COM>
To:
To:
To:
EFTA00026962


c1: EFTA00023538
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00023538.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
"
To:
Cc:
(NY) (FBI)"
,
Subject: Epstein - Subpoena Tracker
Date: Tue, 02 Jun 2020 12:12:54 +0000
Attachments: Epstein_Subpoena_Tracker_V6.1.20.xlsx
As a follow up to our conversation, I have attached a copy of my subpoena tracker. The tracker only includes
subpoenas that were served by the FBI. As an example, the Epstein Deutsche Bank production is not included
in this list.
If you are missing any productions, please have
contact me and I will provide it to him.
You mentioned that is it is possible to set up a DOJ virtual drive that we can share. That sounds great.
Best
Forensic Accountant
FBI New York Field Office
26 Federal Plaza
NYC, NY 10278
Office:
EFTA00023538


c1: EFTA00024294
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00024294.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
To:
Subject: Accepted: Epstein estate counsel call
Date: Wed, 23 Oct 2019 19:39:13 +0000
Importance: Normal
Attachments: unnamed
EFTA00024294


c1: EFTA00027047
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00027047.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
"
(USANYS)"
To:
(USANYS)"
Subject: Call with
(Epstein)
Date: Fri, 01 Mar 2019 16:25:48 +0000
Importance: Normal
Attachments: unnamed
EFTA00027047


c1: EFTA00024819
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00024819.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
)"
To:
(USANYS) [Contractor]"
(USANYS)"
Cc:
(USANYS) [Contractor]"
(USANYS) [Contractor]"
Subject: RE: Sixth Production
Date: Mon, 09 Nov 2020 21:36:33 +0000
Attachments: 2020.11.09_Maxwell_Discovery_Letter.docx.
Thanks so much,
Attached is a revised draft of the letter. As we discussed, please double-check the index for
which devices had just images, and correct those rows accordingly. You can go ahead and load all the iPhone materials
onto the drive.
any edits before this letter goes out? I don't think there was anything else substantive we needed to add, but
let me know if I'm forgetting something.
From:
(USANYS) [Contractor]
Sent: Monday, November 9, 2020 2:07 PM
To:
)
is
)
is
(USANYS)
Cc:
(USANYS) [Contractor]
is
(USANYS) [Contractor]
Subject: Sixth Production
Hi all!
Great news - after I've reviewed, the drive going to defense today has all the required items for production! I believe we
will be uploading NYC024318 1B71 (iPhone) to this drive (and I've noted the tentative bates number for that on the index,
attached here and updated on the shared, and in the cover letter, attached) - but other than that, we are all set.
I've attached a (very basic) cover letter for defense, for your review and relevant additions. Since we are reproducing so
much to MDC, I also created a unique index for the MDC drive on the shared index. I can attach that chart to defense's
cover letter when it goes out, if that would be helpful, or I can just keep the MDC index section for our internal
organization.
is still working on copying the MDC drive. Hopefully we'll have an update soon. I'm happy to make any changes
within the cover letter and/or index as necessary. Thank you all!
Paralegal Specialist
U.S. Attorney's Office
SDNY
EFTA00024819


c1: EFTA00024658
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00024658.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
To:
Cc:
Subject: New BOP Docs
Date: Fri, 24 Jul 2020 02:10:37 +0000
- In the new materials from BOP, documents that should be withheld because they may impact Tartaglione are:
From the "All Docs"
272 - 286, 517-539, 543-562, 637-641, 657-661, 666-688, 772-778, 827-849, 861-871, 902-918 (reports related to July 23
incident/Epstein mental health)
898 (Tartaglione disciplinary history, with reference to July 23 incident as well)
From the "Assoc Warden"
62-64, 66-68, 166-168, 171-172, 174-176, 278-279, 303, 306, 347, 405 (reports related to July 23 incident/Epstein mental
health)
401-402 (Tartaglione disciplinary history, with reference to July 23 incident as well)
Let me know if you have any questions.
Co-Chief, Narcotics Unit
United States Attorney's Office
Southern District of New York
New York, New York 10007
EFTA00024658


c1: EFTA00025018
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c3: VOL00008
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c6: pdf
c7: images
c0:
=== Page 1 ===
From: Jeff Jocks <jjocks@sondeeracine.com>
To:
)"
Subject: [EXTERNAL] Re: Subpoena to Interlochen Center for the Arts
Date: Fri, 22 Oct 2021 17:54:36 +0000
Monday afternoon works. Today is shot.
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of the
addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law. If you are
not the named addressee, please delete it immediately. Thank you.
From:
)"
Date: Friday, October 22, 2021 at 1:25 PM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
>,
(USANYS)"
Subject: RE: Subpoena to Interlochen Center for the Arts
Hi Jeff,
Hope you're doing well. Are you available for a call today or Monday to follow up on our conversation about a records
custodian testifying at trial?
Thanks,
From: Jeff Jocks <jjocks@sondeeracine.com>
Sent: Friday, May 14, 2021 10:50 AM
To:
Cc:
is
(USANYS)
Subject: Re: Subpoena to Interlochen Center for the Arts
I just reached out to Interlochen and they do not have a color version.
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
EFTA00025018

=== Page 2 ===
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of the
addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law. If you are
not the named addressee, please delete it immediately. Thank you.
From:
)"
Date: Friday, May 14, 2021 at 10:38 AM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
>,
(USANYS)"
Subject: RE: Subpoena to Interlochen Center for the Arts
Received, thanks very much Jeff. Do you have a color copy of the photograph on page 87?
Best,
From: Jeff Jocks <jjocks@sondeeracine.com>
Sent: Thursday, May 13, 2021 4:41 PM
To:
Cc:
is
(USANYS)
Subject: Re: Subpoena to Interlochen Center for the Arts
Hi
-
Attached is what went in the mail today.
Thanks,
Jeff
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of the
addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law. If you are
not the named addressee, please delete it immediately. Thank you.
From:
)"
Date: Wednesday, May 12, 2021 at 6:20 PM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
>,
(USANYS)"
Subject: RE: Subpoena to Interlochen Center for the Arts
EFTA00025019

=== Page 3 ===
Hi Jeff,
Just checking in on this.
Thanks,
From: Jeff Jocks <jjocks@sondeeracine.com>
Sent: Monday, April 26, 2021 10:32 AM
To:
Cc:
is
(USANYS)
Subject: Re: Subpoena to Interlochen Center for the Arts
Hi
-
I'm working on it and hope to have it complete and ready in the next couple of days.
Thanks,
Jeff
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of the
addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law. If you are
not the named addressee, please delete it immediately. Thank you.
From:
II
)"
Date: Monday, April 26, 2021 at 9:28 AM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
i
(USANYS)"
Subject: RE: Subpoena to Interlochen Center for the Arts
Hi Jeff,
Hope you're doing well. Could you please let us know when you expect to produce these materials?
Thanks very much,
From: Jeff Jocks <jjocks@sondeeracine.com>
Sent: Friday, March 26, 2021 5:33 PM
EFTA00025020

=== Page 4 ===
To:
Subject: Re: Subpoena to Interlochen Center for the Arts
Hi
Just confirming receipt. Also, I'm hopeful that we can have everything gathered by April 12th. However, I'll be out of the
office for the next week so it might be delayed. Will that be a problem?
In addition, and just for confirmation's sake, you are ok that we will make reasonable efforts to notify the
parents/students of the subpoena prior to compliance with the subpoena correct?
Thanks,
Jeff
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of the
addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law. If you are
not the named addressee, please delete it immediately. Thank you.
From:
)"
Date: Friday, March 26, 2021 at 3:37 PM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
>,
(USANYS)"
Subject: RE: Subpoena to Interlochen Center for the Arts
Jeff,
Thanks again for taking the time to speak with me this morning. As we discussed, I'm attaching a subpoena for additional
student records.
Thank you,
From: Jeff Jocks <jjocks@sondeeracine.com>
Sent: Thursday, March 25, 2021 4:41 PM
To:
Cc:
)
is
(USANYS)
Subject: Re: Subpoena to Interlochen Center for the Arts
Sounds good. Yes, that is the best number.
Thanks,
Jeff
EFTA00025021

=== Page 5 ===
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of the
addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law. If you are
not the named addressee, please delete it immediately. Thank you.
From:
)"
Date: Thursday, March 25, 2021 at 4:40 PM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
>,
(USANYS)"
Subject: RE: Subpoena to Interlochen Center for the Arts
Thanks so much-let's plan to talk at 9:30 tomorrow morning, if that works for you. Is this the best number to reach you
then: 231-947-0400
Thanks,
From: Jeff Jocks <jjocks@sondeeracine.com>
Sent: Thursday, March 25, 2021 4:32 PM
To:
Cc:
is
(USANYS)
Subject: Re: Subpoena to Interlochen Center for the Arts
Hi
-
I'm available between 9am and 10am, and then again after 11am.
Thanks,
Jeff
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of the
addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law. If you are
not the named addressee, please delete it immediately. Thank you.
EFTA00025022

=== Page 6 ===
From:
)"
Date: Thursday, March 25, 2021 at 3:41 PM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
(USANYS)"
Subject: RE: Subpoena to Interlochen Center for the Arts
Hi Jeff,
Hope you're doing well. Are you available for a quick call tomorrow morning?
Thanks very much,
From: Jeff Jocks <jjocks@sondeeracine.com>
Sent: Thursday, January 7, 2021 11:10 AM
To:
)
Cc:
is
(USANYS)
Subject: Re: Subpoena to Interlochen Center for the Arts
231-947-0400
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of the
addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law. If you are
not the named addressee, please delete it immediately. Thank you.
From:
)"
Date: Thursday, January 7, 2021 at 10:37 AM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
>, "
(USANYS)"
Subject: Re: Subpoena to Interlochen Center for the Arts
Hi Jeff what is the best number to reach you this morning? Thanks.
Sent from my iPhone
On Jan 5, 2021, at 3:21 PM, Jeff Jocks <jjocks@sondeeracine.com> wrote:
That works for me.
EFTA00025023

=== Page 7 ===
Jeff
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of the
addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law. If you
are not the named addressee, please delete it immediately. Thank you.
From:
"
)"
Date: Monday, January 4, 2021 at 8:28 PM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
>,
(USANYS)"
Subject: Re: Subpoena to Interlochen Center for the Arts
That would be great, thanks. Would Thursday at 11:30 work for you?
Sent from my iPhone
On Jan 4, 2021, at 3:50 PM, Jeff Jocks <jjocks@sondeeracine.com> wrote:
Sure. Does Wednesday or Thursday morning work?
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of the
addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law. If you
are not the named addressee, please delete it immediately. Thank you.
From:
"
)"
Date: Monday, January 4, 2021 at 1:02 PM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
>,
(USANYS)"
Subject: RE: Subpoena to Interlochen Center for the Arts
Hi Jeff,
EFTA00025024

=== Page 8 ===
Thanks very much. Are you available for a call sometime in the next few weeks? We have one or two follow up
questions that would be helpful to talk through.
Thanks,
From: Jeff Jocks <jjocks@sondeeracine.com>
Sent: Wednesday, December 30, 2020 2:37 PM
To:
Cc:
>;
(USANYS)
Subject: Re: Subpoena to Interlochen Center for the Arts
Hi
Sorry about the delay. Interlochen doesn't have any other documents regarding tuition payment information or
payments by Epstein or Epstein entities.
Let me know if you have any other questions.
Thanks,
Jeff Jocks
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of the
addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law. If you
are not the named addressee, please delete it immediately. Thank you.
From:
"
)"
Date: Monday, December 7, 2020 at 11:27 AM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
>,
(USANYS)"
Subject: RE: Subpoena to Interlochen Center for the Arts
Hi Jeff,
Just checking in on the below.
Thanks,
EFTA00025025

=== Page 9 ===
From:
Sent: Monday, November 16, 2020 3:28 PM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
>;
(USANYS)
Subject: RE: Subpoena to Interlochen Center for the Arts
Hi Jeff,
Hope you're doing well. I'm following up on our conversation from earlier this month to see if you have any updates on
the categories of documents we discussed.
Thanks very much,
From: Jeff Jocks <jjocks@sondeeracine.com>
Sent: Friday, October 30, 2020 11:15 AM
To:
Cc:
is
(USANYS)
Subject: Re: Subpoena to Interlochen Center for the Arts
That works for me. I will call in at 10am Monday.
Thanks,
Jeff
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of the
addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law. If you
are not the named addressee, please delete it immediately. Thank you.
From:
"
)"
Date: Friday, October 30, 2020 at 11:13 AM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
>,
(USANYS)"
Subject: Re: Subpoena to Interlochen Center for the Arts
Hi Jeff,
Thanks verv much. Would a call on Monday at 10 a.m. work for you? If so, we can use this conference line:
Thanks,
EFTA00025026

=== Page 10 ===
Sent from my iPhone
On Oct 30, 2020, at 9:06 AM, Jeff Jocks <jjocks@sondeeracine.com> wrote:
Hi
-
I'm happy to have a call. I'm available Monday all morning, Tuesday until 10:30am and Wednesday all morning.
I apologize about not getting back with you. I thought the other attorney that filed the response was going to do so.
Regardless, the response included everything that Interlochen has. They only keep tuition payment information for 7
years and nothing in their files reflects any payments by Epstein or Epstein entities.
Thanks,
Jeff
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of
the addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law.
If you are not the named addressee, please delete it immediately. Thank you.
From:
)"
Date: Thursday, October 29, 2020 at 6:20 PM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
=
>,
(USANYS)"
Subject: RE: Subpoena to Interlochen Center for the Arts
Jeff,
I hope you are doing well. We still have not received a response to our inquiry from April of 2020. Would you be
available for a call with our team next week to discuss, please?
Thanks,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
212-637-2324
EFTA00025027

=== Page 11 ===
From:
Sent: Wednesday, April 8, 2020 1:46 PM
To: Jeff Jocks <jjocks@sondeeracine.com
Subject: RE: Subpoena to Interlochen Center for the Arts
Hi Jeff,
No, I don't think you responded. Totally understandable given everything that has gone on in the last month. I'd still
be grateful if you could get back to me on this point, please.
Hope you are also staying safe and healthy.
Thanks,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
212-637-2324
From: Jeff Jocks <jjocks@sondeeracine.com
Sent: Wednesday, April 8, 2020 1:20 PM
To:
)
>
Subject: Re: Subpoena to Interlochen Center for the Arts
Hi
-
Did we ever respond to you on this question? Things have gotten so complicated that I can't remember or
determine.
Hope you are staying safe and healthy.
Thanks,
Jeff
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
www.sondeeracine.com
EFTA00025028

=== Page 12 ===
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of
the addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law.
If you are not the named addressee, please delete it immediately. Thank you.
From:
)"
Date: Sunday, March 8, 2020 at 3:04 PM
To: Jeff Jocks <jjocks@sondeeracine.com> "Donnini, George B." <donnini@butzel.com>
Cc:
)"
i
)"
Subject: RE: Subpoena to Interlochen Center for the Arts
Jeff and George,
Thank you both very much for your assistance in response to our subpoenas seeking records from Interlochen. In
reviewing the documents you produced in response to the attached subpoena, a follow-up question arose. Would
you please confirm that your production included all records of any tuition payments that Epstein (or his entities)
made for any students at Interlochen?
Our team is also happy to discuss this inquiry over the phone if that would be useful. I am starting a trial tomorrow
and will have limited availability this week, but my colleagues
and
(both cc'd) should be
able to coordinate with you as needed.
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
212-637-2324
From: Jeff Jocks <jjocks@sondeeracine.com>
Sent: Thursday, February 6, 2020 2:46 PM
To:
)
>
Cc:
is
Subject: Re: Subpoena to Interlochen Center for the Arts
Receipt confirmed.
Thanks,
Jeff
Jeffrey L. Jocks
Sondee, Racine & Doren, PLC
310 West Front Street, Suite 300
EFTA00025029

=== Page 13 ===
Traverse City, Michigan 49684
231-947-0400
jjocks@sondeeracine.com
www.sondeeracine.com
CONFIDENTIALITY NOTICE: The information contained in this email and any attachments is intended for the use of
the addressee only. Its contents may be privileged, confidential, and exempt from disclosure under applicable law.
If you are not the named addressee, please delete it immediately. Thank you.
From:
)"
Date: Thursday, February 6, 2020 at 1:51 PM
To: Jeff Jocks <jjocks@sondeeracine.com>
Cc:
)"
i
)"
Subject: Subpoena to Interlochen Center for the Arts
Jeff,
As discussed, attached please find a subpoena addressed to Interlochen seeking information regarding Jeffrey
Epstein and Ghislaine Maxwell. Per our conversation, we understand that Interlochen will keep this request
confidential.
Please let me know if you have any questions or would like to discuss further.
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
212-637-2324
EFTA00025030


c1: EFTA00025479
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c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00025479.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
Subject: RE: Thank
Yes Pleas log in & approve
Date: Mon, 04 May 2020 16:03:37 +0000
Done - thank you!!
Subject: Thanks
Yes Pleas log in & approve
Date: May 3, 2020 at 2:41:49 PM EDT
Subject: FW: Voucher for Trip 11164814 is late
Do I need to do anything for this voucher? Just checking - thanks!
From: Bletravelservices@cwtsatotravel.com
Sent: Sunday,May 03. 2020 00:02
Subject: Voucher for Trip 11164814 is late
Dear
Your travel voucher for the trip below is now late based on your customer settings. Please submit your voucher
for this trip and mark it as Final if you have no additional expenses to claim.
Trip ID: 11164814
Traveler name:
Destination: Santa Monica
Purpose: R20NYS13444 - Epstein Investigation - Witness interview
Trip Dates: 2019-12-15 - 2019-12-18
Current status: Authorization Approved
E2 Single Sign On Login (within DOJ Network Only):
https://dojnet.doj.gov/jmd/fs/e2-redirect.html
E2 Manual Login (User ID and Password):
https://e2.gov.cwtsatotravel.com
Thank you for using E2Solutions. Help and support is available online by selecting the 'Online Help' link.
Please note: Replies to this mailbox are not monitored.
EFTA00025479

=== Page 2 ===
Some E2 email notifications are optional. To manage your email notifications, go to E2 Solutions to change
your email settings. Click 'Profile' on the task bar and then click the 'Edit Email Notifications' link to manage
the emails that you receive from us.
Reference ID# V0013
This e-mail and any attachments may contain confidential and/or proprietary information. If you received this
e-mail in error, please notify the sender immediately by reply e-mail and delete the e-mail and any attachments;
any further use of such e-mail or attachments is strictly prohibited.
EFTA00025480


c1: EFTA00023936
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c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00023936.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
To:
Cc:
Subject: RE: Epstein
Date: Tue, 05 Nov 2019 14:36:24 +0000
How bizarre.
Original Message
From:
Sent: Tuesday, November 5, 2019 9:31 AM
To:
Cc:
Subject: RE: Epstein
Sure, thanks. I'll swing by this morning. Just FYI, I think the below email when to
$
doppelganger at
BOP by mistake.
Original Message
From:
Sent: Tuesday, November 5, 2019 9:28 AM
To:
Cc:
Subject: Epstein
Can you swing by whenever you have a few minutes? Want to talk a bit more about tomorrow's meeting. Thanks
EFTA00023936


c1: EFTA00024417
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c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00024417.pdf
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c7: images
c0:
=== Page 1 ===
From:
To:
Cc:
Subject: Fwd: Victim Travel for Epstein Hearing
Date: Fri, 23 Aug 2019 00:51:15 +0000
FYI
-
Forwarded message
From:
Date: Aug 22, 2019 7:54 PM
Subject: Victim Travel for Epstein Hearing
To:
Cc:
Hi
I just got off the phone with a victim who expressed that she wanted to attend the hearing on Tuesday. Her name is
and she is presently living in California. The team would like to meet/interview her while she is here
and she has expressed that she could be available after the hearing or Wednesday morning. I gave her your number for
her to reach out to you. Her number is
Thanks,
EFTA00024417


c1: EFTA00025257
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c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00025257.pdf
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c0:
=== Page 1 ===
From: "etravelservices@cwtsatotravel.com" <etravelservices@cwtsatotravel.com>
To:
Subject: Travel Authorization 10777198 has received final approval
Date: Tue, 29 Oct 2019 23:28:14 +0000
Importance: Normal
Dear
Travel authorization 10777198 has received final approval.
Trip ID: 10777198
Traveler name:
Minor Customer name: OBD-USA-USANYS-NEW YORK SOUTHERN (UNYS) (JO2104)
Purpose: R20NYS13144 - Epstein investigation - Witness Interviews
Destination: West Palm Beach, FL, United States
Dates: 2019-11-04 - 2019-11-05
Current status: Authorization Approved
E2 Single Sign On Login (within DOJ Network Only):
https://dojnet.doj.gov/jmd/fs/e2-redirect.html
E2 Manual Login (User ID and Password):
https://e2.gov.cwtsatotravel.com
Thank you for using E2Solutions. Help and support is available online by selecting the 'Online Help' link.
Please note: Replies to this mailbox are not monitored.
Some E2 email notifications are optional. To manage your email notifications, go to E2 Solutions to change your
email settings. Click 'Profile' on the task bar and then click the 'Edit Email Notifications' link to manage the
emails that you receive from us.
Reference ID# T0006
This e-mail and any attachments may contain confidential and/or proprietary information. If you received this e-
mail in error, please notify the sender immediately by reply e-mail and delete the e-mail and any attachments;
any further use of such e-mail or attachments is strictly prohibited.
EFTA00025257


c1: EFTA00026723
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00026723.pdf
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=== Page 1 ===
From:
To:
Subject: RE: CNBC; Jeffrey Epstein used $46 million charitable donation to keep alive his ties with
billionaire Les Wexner
Date: Thu, 11 Jul 2019 20:00:42 +0000
Importance: Normal
https://theintercept.com/2019/07/09/jeffrey-epstein-sex-trafficking-shredder/
From:
Sent: Thursday, July 11, 2019 2:57 PM
Subject: CNBC; Jeffrey Epstein used $46 million charitable donation to keep alive his ties with billionaire Les Wexner
https://www.cnbc.com/2019/07/11/epstein-donated-46-million-to-les-wexners-private-foundation-in-2008.html?
source=sharebar|twitter&par=sharebar
Jeffrey Epstein used $46
million charitable donation to
keep alive his ties with
billionaire Les Wexner
PUBLISHED MOMENTS AGO
Brian Schwartz@SCHWARTZBCNBC
Accused child molester Jeff Epstein in 2008 essentially bankrolled one of Les Wexner's first nonprofit
foundations with a contribution of more than $40 million in stock and other assets.
Despite the massive donation, the Wexners tried to distance themselves from Epstein.
While Wexner appeared to shun Epstein after his first arrest in Florida, many politicians and companies
have continued to accept contributions from him or his organizations.
EFTA00026723

=== Page 2 ===
Before hedge fund manager Jeffrey Epstein went to jail in Florida more than a decade ago,
billionaire L Brands founder and Chairman Les Wexner was trying to distance himself from the
accused child molester.
That didn't stop Epstein in 2008 from essentially bankrolling one of Wexner's first nonprofit
foundations with a contribution of more than $40 million in stock and other assets. The
transactions were received only months before Epstein was sentenced to a term in a Palm Beach
County jail on a charge of soliciting an underage prostitute.
Epstein is back in the news after his arrest Saturday on an indictment filed by the U.S. Attorney's
Office for the Southern District of New York which charged him with trafficking dozens of
underage girls.
Some of the alleged crimes took place in a New York townhouse once owned by Wexner. He is
currently being held without bail. Wexner was known to be one of the money manager's few
clients.
The case has reignited interest in the politically connected businessman who was once friendly
with President Donald Trump and ex-President Bill Clinton. it and has prompted some who
received money from him to wash their hands of it. On Wednesday Sen. Chuck Schumer, D.-
N.Y., said he would donate $7,000 in contributions from Epstein to charity. Stacey Plaskett,
Democratic U.S. Virgin Islands congresswoman, has also decided to give her Epstein
contributions to two different charities.
Epstein provided initial financing to Wexner's YLK Charitable Fund more than 10 years ago,
even as Wexner and his wife started to break away from the financier after the initial accusations
surfaced, according to someone in their inner circle.
"They are both very prominent in Columbus [Ohio]" the person told CNBC on Wednesday. "It's
just unseemly that they would associate with someone who first was accused of things that made
them extremely uncomfortable and then he eventually pleaded guilty to those offenses," the
person said.
When asked about Epstein's behemoth donations to the foundation before going to jail, this
person refused to comment. It is unclear whether the Wexners will give the money away.
Just before Epstein began a 13-month jail term, his firm, the Financial Trust Co., based in the
U.S. Virgin Islands, and his own nonprofit, The C.O.U.Q. Foundation, contributed a combined
$46 million plus to YLK, according to a 2008 990 disclosure form. Wexner became YLK's
director in 2010 and his wife Abigail was president in 2008.
It was the only contribution the Wexners received that year. In 2009 and 2010, YLK did not
receive a single donation.
Epstein's C.O.U.Q. also gave $14 million to YLK in 2007, a filing shows.
Epstein first financed the Wexner nonprofit with $33 million worth of Applestock and $5.4
million in shares of Bear Stearns Asset Backed-Securities Overseas Ltd., a third-party company
affiliated with the now-defunct bank Bear Stearns. Outside of contributions to The Columbus
EFTA00026724

=== Page 3 ===
Foundation, the documents show YLK did not make any other donations from 2007 through
2010.
The assets Epstein gave the Wexners' nonprofit helped it have at least $10 million in short-term
capital gains over the course of 2009 and 2010 as the value of some of the stocks and assets
soared. Apple's stock is now trading at just over $200.
In late 2010, YLK announced it would transfer all of its assets to The Wexner Family Charitable
Fund, which in 2017 reported total assets worth $208 million in fair market value, records
show. Since 2010 the Wexner fund has been actively contributing to a variety of causes.
Epstein, according to a recent report by Forbes, served in the 1990s as a trustee of a separate
group: The Wexner Foundation.
A spokeswoman for Wexner only noted he had "severed ties" with Epstein over a decade ago and
declined to comment further.
A member of Epstein's firm hung up after CNBC identified itself and did not return a later
message requesting comment. Attorney's for Epstein also did not return requests for comment.
Calls to the Wexner Foundation, where The Wexner Family Charitable Fund is *located*, along
with an email to Les Wexner's attorney, were not returned. The treasurer of Epstein's current
nonprofit, Gratitude America Ltd., did not return a request for comment.
Before his massive stock distribution to the Wexner group, Epstein told The New York Times that a
Manhattan mansion Wexner bought for $13.2 million was now his. "Les never spent more than two
months there," Epstein told the Times in 1996. The City's Department of Finance values the
property at $56 million and Epstein has been accused by prosecutors of engaging in sexual acts with
underage girls from 2002 to 2005 in this same New York home.
In an interview with Vanity Fair in 2003, Wexner praised Epstein for his understanding of politics
and financial markets, giving a glimpse into why he decided to become one of his clients.
"I think we both possess the skill of seeing patterns," Wexner said. "But Jeffrey sees patterns in
politics and financial markets, and I see patterns in lifestyle and fashion trends. My skills are not in
investment strategy, and, as everyone who knows Jeffrey knows, his are not in fashion and design.
We frequently discuss world trends as each of us sees them."
While Wexner appeared to move way from Epstein after his initial arrest, many politicians and
companies have continued to accept contributions from him or his organizations.
Gratitude America in 2016 gave $15,000 to the New York-based all-girls school The Hewitt School
and the next year, wrote a $30,000 check to The 'Gorman Garden, a Harlem preschool, among
other contributions.
During the 2016 and 2018 election cycles, Epstein gave Plaskett a total of three $2,700 checks to
help fund her campaigns for Congress. After initially signalling she wouldn't give back the money, a
day later she reversed course and gave the contributions to two charities.
EFTA00026725

=== Page 4 ===
Before his initial conviction, Epstein also had ties to Clinton and his family's group, the Clinton
Foundation. Epstein contributed to Clinton's presidential campaign and through his C.O.U.Q.
nonprofit in 2006 reportedly sent $25,000 to the foundation. A spokesman for Clinton has said the
former president has not spoken with Epstein for over a decade and has no knowledge of his alleged
crimes.
It's unclear if either Clinton, the New York schools or the foundation will return or give away these
contributions. They all did not return requests for comment.
Public Affairs
United States Department of Justice
U.S. Attorney's Office I Southern District of New York
EFTA00026726


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=== Page 1 ===
From:
)"
To:
)"
(USANYS)"
,
)"
Subject: any last edits before I file?
Date: Tue, 20 Apr 2021 01:48:11 +0000
Attachments: 2021-04-19_Gov't_response_to_April_19_Order.v2.docx
Assistant United States Attorney
Southern District of New York
New York, NY 10007
EFTA00025191


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c0:
=== Page 1 ===
From:
To:
Subject: Read: RE: US V. Epstein
Date: Tue, 01 Jun 2021 19:57:19 +0000
EFTA00025140


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c3: VOL00008
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c0:
=== Page 1 ===
From:
To:
Cc:
Subject: GM - -Tomorrow's Production
Date: Mon, 11 Oct 2021 00:02:40 +0000
Attachments: 2021.10.11_Witness_List.pdf; 2021.10.11_Maxwell_Cover_Letter_Final.pdf
I know you guys are on top of this, but to keep myself organized, for tomorrow's production, we need to include the
below on the drives. Attaching the witness list and cover letter to get us started. If I'm missing anything, let me know!
Thanks again for all of your hard work!!
1. Witness list
2. Cover letter
3. 3500 Indices
4. 3500 productions
5. GX index
6. GX exhibits (for GM, redacted nudity)
7. Prior GM productions we told defense counsel we would provide to the defendant at the MDC (that would be 10/4,
10/7, and hopefully tomorrow's as well).
Assistant United States Attorney
United States Attorney's Office
Southern District of New York
One St. Andrew's Plaza
New York, New York 10007
Tel:
EFTA00025286


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=== Page 1 ===
From:
)"
To:
(NY) (FBI)"
)"
N. (NY) (FBI)"
Cc:
)"
Subject: RE: financial documents (Epstein)
Date: Tue, 23 Jul 2019 14:53:45 +0000
Hi
With apologies for the delay in scheduling this, would a call at 1:30 today work? Thanks.
From:
(NY) (FBI)
Sent: Thursday, July 18, 2019 7:33 PM
To:
>;
>;
>;
N. (NY) (FBI)
Cc:
Subject: RE: financial documents (Epstein)
Alison,
Looking forward to working with you as well. My Tuesday is open. Set a time that works for you.
Best
From:
)
[mailto:
Sent: Thursday, July 18, 2019 6:58 PM
To:
>;
>;
N. (NY) (FBI)
>;
(NY) (FBI)
Cc:
Subject: RE: financial documents (Epstein)
Hi
looking forward to working with you again! Aside from a court conference at 11 on Tuesday, I can make any
time work. Thanks.
From:
Sent: Thursday, July 18, 2019 6:56 PM
To:
is
N. (NY) (FBI)
i
(NY) (FBI)
Cc:
>;
-
Subject: RE: financial documents (Epstein)
great to have you onboard, welcome - and as of now I don't have anything scheduled for Tuesday.
From:
Sent: Thursday, July 18, 2019 16:49
To: Hamilton,
)
[Contractor] <AHamilton@usa.doj.gov>
EFTA00025521

=== Page 2 ===
Cc:
>;
N. (NY) (FBI)
>;
>;
is
(NY) (FBI)
Subject: Re: financial documents (Epstein)
I've CC'd the forensic accountant
Lubin in our squad who will be assisting in this investigation. Let's try and plan a
day next week to meet briefly and discuss a game plan. Are you guys around Tuesday to chat?
On Jul 18, 2019, at 11:17, Hamilton,
)
[Contractor]
wrote:
I have the discs, where should I bring them?
From:
)
Sent: Wednesday, July 17, 2019 8:47 PM
To: Hamilton,
[Contractor] <AHamilton@usa.doj.gov>
Cc:
N. (NY) (FBI)
is
>;
)
is
)
Subject: RE: financial documents (Epstein)
Andy,
Tomorrow morning could you please burn the following folders to a disc:
\\Usa.doj.gov\cloud\NYS\StAndrews\Shared\USvEpstein-2018R01618\Investigation\#2018 SDNY
investigation\Subpoena Returns\ Express
\\Usa.doj.gov\cloud\NYS\StAndrews\Shared\USvEpstein-2018R01618\Investigation\# 2018 SDNY
investigation\Subpoena Returns\Deutsche Bank
and put the disc in an envelope addressed to:
Special Agent Amanda Young
Detective
If it's possible to get the disc by 11:30, we'll give the disc to
at the conference, or if not, if you could put
the envelope with security and reply all that it's ready, they can pick up when convenient.
thanks,
Assistant U.S. Attorney
Southern District of New York
212.637.2415
EFTA00025522


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=== Page 1 ===
From:
To:
)"
Cc:
Subject: Re: time sensitive question re: Jeffrey Epstein
Date: Sun, 11 Aug 2019 03:40:42 +0000
Thanks. Understood.
Will make arrangements.
Sent from my iPhone
> On Aug 10, 2019, at 11:20 PM,
)
wrote:
>
> Dr.
,
V
> Following up on our conversation a few minutes ago, thank you for giving me a call and for your assistance.
As discussed, defense counsel has arranged for an individual to join the autopsy; his name is Michael Baden. He
is confirmed for 9:00 a.m. tomorrow.
V
> So you have all my contact info, I'm reachable literally anytime at this email or via cell phone at
V
>
I also expect that defense counsel may email you so you have their contact information as well.
>
V
thank you again,
V
V
V
>> On Aug 10, 2019, at 20:19
)
wrote:
Dr.
,
>> I'm one of the prosecutors at the Southern District of New York who has been working on the Jeffrey Epstein
case and we have a time sensitive question - - with apologies for the Saturday night email, could I please ask you
to call me this evening if at all possible? I am reachable any time, including until late tonight. My cell is
>>
>> Thank you very much,
>>
EFTA00024361


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=== Page 1 ===
From: Public Policy Law360 <news-q@law360.com>
To:
Subject: Senate Rules Axed To Speed Judicial, Administration Picks
Date: Thu, 04 Apr 2019 08:32:08 +0000
Law360 Public
Policy
PUBLIC POLICY
Thursday, April 4, 2019
Follow Law360
TOP NEWS
Law360 Pro Say Podcast
Senate Rules Axed To Speed Judicial, Administration Picks
Senate Republicans voted to ax the chamber's nominee debate rules
Wednesday, potentially opening the floodgates for dozens of President
Donald Trump's trial judge and lower-level administrative nominees to be
confirmed.
Read full article
Kirkland, Cuneo Gilbert Tops In Antitrust Cases
Kirkland & Ellis LLP was the most prolific member of the antitrust defense bar
between 2016 and 2018, while Cuneo Gilbert & LaDuca LLP filed more
private antitrust litigation than any other law firm due to its role in multidistrict
litigation, according to a new Lex Machina report.
Listen to our new podcast here
Read full article
LAW FIRMS
Analysis
Court Rulings Take Toll On Private Antitrust Plaintiffs
Allen & Overy
Private plaintiffs have a better than 50-50 chance of winning antitrust cases
Alston & Bird
that make it to trial, according to a new report from Lex Machina, but getting
Arguedas Cassman
there is a trial in itself due to court rulings making it harder to win class
Arnold & Porter
certification and fend off dismissal motions and summary judgments.
BakerHostetler
Read full article
Black Srebnick
House Dems Request Trump's Tax Returns From IRS
Bryan Cave
The Democratic chairman of the House Ways and Means Committee on
Call & Jensen
Wednesday asked the Internal Revenue Service to furnish President Donald
Covington & Burling
Trump's tax return information for the past six years, taking the first step in a
Cuneo Gilbert
likely contentious legal battle.
Davis Wright Tremaine
Read full article
Dechert
House Judiciary OKs Subpoena Of Full Mueller Report
Earthjustice
House Judiciary Committee Democrats voted Wednesday to issue
Farnan LLP
subpoenas compelling the release to Congress of grand jury materials
Foley Hoag
underlying special counsel Robert Mueller's probe of the 2016 election, a
Gibson Dunn
move Republicans ripped as an attempt to end-run the legal process.
Haynes and Boone
Read full article
Holland & Knight
Kavanaugh's Law School Gig Faces Student Backlash
Hooper Lundy
Students at George Mason University are demanding that the school reverse
Jager Smith
its decision to hire U.S. Supreme Court Justice Brett Kavanaugh as a law
Jones Day
school lecturer this summer in light of decades-old sexual misconduct claims
Kirkland & Ellis
against him that surfaced during his confirmation hearing.
Labaton Sucharow
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Read full article
Latham & Watkins
Feature
McDermott Will
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Meriwether & Tharp
What's the best way to wage a merger case in federal court? According to a
group of sitting and retired federal judges, attorneys should ground complex
Miller Canfield
economics in real world-examples and be willing to collaborate with opposing
Morgan Lewis
counsel to make sure cases move forward quickly.
Murphy & McGonigle
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Nussbaum Law Group PC
BANKING & SECURITIES
Orrick Herrington
Paul Hastings
CRA Update Could Be Done Within Year, Top Regulators Say
Podhurst Orseck
The heads of the Federal Deposit Insurance Corp. and Office of the
Quinn Emanuel
Comptroller of the Currency signaled Wednesday that momentum is building
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behind an interagency effort to modernize Community Reinvestment Act
Ropes & Gray
regulations, saying that they could be finished with the project by next year.
Sanford Heisler Sharp
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Seward & Kissel
SEC Says ICO Doesn't Need To Register As Security
Shutts & Bowen
Officials at the U.S. Securities and Exchange Commission issued a no-action
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letter Wednesday allowing an unregistered initial coin offering to proceed,
Smith Villazor
finding it didn't meet the definition of a security laid out in staff guidance
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released alongside the letter.
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Tache Bronis
House Says Private Email Off-Limits In Collins Case
Werksman Jackson
The U.S. House of Representatives has urged a New York federal court to
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adopt a broader interpretation of the Constitution's speech or debate clause
Willkie Farr
than the government has presented in its insider trading case against U.S.
WilmerHale
Rep. Christopher Collins, implying prosecutors overstepped their bounds in
seizing legislative materials.
Wilson Sonsini
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COMPANIES
ENERGY & ENVIRONMENTAL
Alibaba Group Holding Ltd.
Allergan PLC
Analysis
Amazon.com Inc.
Judge Throws Wet Blanket On State Water Quality 'Variance'
American Bar Association
A Montana federal judge broke legal ground recently with a decision to curtail
American Civil Liberties Union
an exemption to state water quality standards approved by the U.S.
American Petroleum Institute Inc.
Environmental Protection Agency, a ruling that suggests other states will
have to stay within strict parameters if they adopt similar "variances."
Animal Legal Defense Fund
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Avalara Inc.
Bayerische Motoren Werke AG
Colo. Lawmakers Tighten Reins On Oil, Gas Drilling
Bridgestone Corp.
Colorado state lawmakers on Wednesday passed legislation that would
Center for Biological Diversity
dramatically overhaul state oil and gas regulations by tightening health and
safety standards and giving local governments expanded authority over
Citrin Cooperman
where drilling activity takes place.
Consumer Bankers Association
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Defenders of Wildlife
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Entergy Launches 3rd Suit Seeking Nuclear Fuel Costs
Entergy Corp.
A nuclear plant owned by Entergy rang the bell this week for a third round of
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litigation over the government's alleged failure to dispose of its spent nuclear
waste in Michigan.
Facebook
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Hobby Lobby Stores
Huawei Technologies
5th Circ. Told EPA Ignored Risks To OK Gulf Driller Permit
LexisNexis Group
The Center for Biological Diversity told a Fifth Circuit panel in oral arguments
Linkedln Corp.
Wednesday that the U.S. Environmental Protection Agency didn't do enough
Miramax Film Corp.
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=== Page 3 ===
to evaluate the dangers posed to marine life before it signed off on a permit
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allowing offshore drillers in the Gulf of Mexico to dump wastewater.
Manufacturers
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HEALTH & LIFE SCIENCES
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Reed Elsevier
1st Circ. Perplexed By 'Odd' Trump Birth Control Argument
StubHub Inc.
The First Circuit on Wednesday appeared to lean toward reviving
Massachusetts' challenge to a Trump administration rule allowing exemptions
Tronox Ltd.
to birth control coverage under the Affordable Care Act, with one judge
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finding it "odd" to argue women would not be denied contraception coverage
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and consequently turn to the state for funding.
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Medical Pot Law Is Not A Right To Grow, Fla. Court Says
Volkswagen
A Florida appeals court ruled Wednesday that a state constitutional
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amendment allowing the use of medical marijuana by qualified patients does
Washington Post Co.
not allow those patients to cultivate and process marijuana for their own use.
Wayfair LLC
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Wells Fargo & Co.
Wynn Resorts Ltd.
Legalization Advocate Pushes Pa. Court To Reclassify Pot
Pennsylvania's classification of marijuana as a Schedule I drug without any
ZTE Corp.
accepted medical use runs counter to the state's own medical marijuana
eBay Inc.
program and should be eliminated, a defense attorney and legalization
advocate told a Superior Court of Pennsylvania panel Wednesday.
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IP & TECHNOLOGY
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Trump Taking Aim At Online Counterfeit Market
California Department of Tax and
President Donald Trump on Wednesday said he will soon formulate a new
Fee Administration
strategy to tackle what his administration believes is a rising tide of pirated
California Environmental Protection
and counterfeit goods being sold through online sellers such as eBay and
Agency
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Prevention
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EMPLOYMENT
Congressional Research Service
Acosta Defends DOL Rules, Epstein Case Handling At Hearing
Energy Information Administration
Labor Secretary Alex Acosta was grilled during a budget hearing Wednesday
European Commission
over whether the U.S. Department of Labor has weakened worker
Executive Office of the President
protections under his watch and claims that he mishandled a decade-old sex
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crime case involving millionaire sex offender Jeffrey Epstein, with Acosta
Federal Bureau of Investigation
defending his actions on both fronts.
Federal Communications
Read full article
»
Commission
COMPETITION
Federal Deposit Insurance Corp.
Federal Reserve System
BMW's State Aid Appeal Should Be Tossed, EU Court Told
Federal Trade Commission
The European Commission didn't have to analyze the potential market
Florida Department of Health
impact for the portion of aid it made Germany cut from a planned €45 million
Government Accountability Office
($50.6 million) investment in a BMW electric car plant, an advocate general
Internal Revenue Service
told the European Court of Justice on Wednesday.
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CONSUMER PROTECTION
Commission
NATO
Robocall Bill Clears Senate Commerce Committee
National Security Agency
A bipartisan bill aimed at handing the Federal Communications
Office of the Comptroller of the
Commission more firepower to combat robocalls sailed through the Senate
Currency
EFTA00026436

=== Page 4 ===
Committee on Commerce, Science and Transportation on Wednesday.
Securities and Exchange
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Commission
AEROSPACE & DEFENSE
Solicitors Regulation Authority
Spirit Lake Tribe
Trump May Allow Turkey To Keep F-35 Despite Russian Deal
U.S. Attorney's Office
Turkey's foreign minister said Wednesday that President Donald Trump has
U.S. Department of Defense
left the door open for Turkey to continue participating in the F-35 fighter jet
program amid its contentious plan to purchase a missile defense system from
U.S. Department of Energy
Russia, despite defense officials recently moving to cut off Turkey's access to
U.S. Department of Health and
F-35 parts.
Human Services
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U.S. Department of Homeland
Security
Ex-Pentagon Leaders Warn Against China-Backed 5G Network
U.S. Department of Justice
Six former U.S. military and intelligence officials warned Wednesday that if
U.S. Department of Labor
the country's allies use Chinese tech to support 5G networks, Chinese
U.S. Department of State
espionage is inevitable and future U.S. military operations would be
jeopardized.
U.S. Environmental Protection
Read full article
Agency
U.S. House Committee on Energy
TAX
and Commerce
U.S. House of Representatives
Analysis
U.S. Immigration and Customs
Calif. Marketplace Law Won't Forgive Past Tax Errors
Enforcement
A bill quickly moving through California's Legislature to protect small vendors
U.S. Supreme Court
selling through online platforms from sales and use tax liability comes too late
United Nations
to help thousands targeted by a state tax agency's ramped-up demands for
years of back taxes.
Read full article
'Varsity Blues' Parents May Have Violated Tax Laws: Sens.
Leaders of the Senate tax committee on Wednesday asked the Internal
Revenue Service to crack down on inappropriate tax deductions that may
have been claimed by participants in an alleged college admissions cheating
scheme known as the "Varsity Blues" scandal.
Read full article
IMMIGRATION
6th Circ. Won't Redo Panel Ruling On Iraqi Deportations
The full Sixth Circuit won't reconsider a split panel decision restricting the
ability of Iraqi citizens to challenge their longstanding deportation orders in
federal court, leaving those who were picked up in recent immigration
sweeps in the lurch if Iraq now agrees to take them back.
Read full article
Feds Try To Dodge Border Emergency Declaration Challenges
The Trump administration wants out of a pair of lawsuits filed in federal court
by Texas landowners and environmental organizations challenging the
president's national emergency declaration to fund his long-promised
southern border wall.
Read full article
NATIVE AMERICAN
Bill Seeks Better Response To Violence Against Native Women
A bipartisan group of senators introduced legislation Wednesday that aims to
create a coordinated federal government strategy in response to the
disproportionately high number of Native American women who are
murdered, trafficked or go missing each year.
EFTA00026437

=== Page 5 ===
Read full article
TELECOMMUNICATIONS
FCC Needs Dedicated Robocall Unit, Rosenworcel Says
The Federal Communications Commission should add a unit to specifically
tackle the scourge of robocalls, FCC Commissioner Jessica Rosenworcel
told a House subcommittee Wednesday.
Read full article
Reps. Urge FCC To Correct Broadband Deployment Data
Several Democratic members of the U.S. House are asking the Federal
Communications Commission why faulty data may have been included in a
draft of a major report on broadband deployment, and are urging the FCC to
withdraw or correct inaccurate statements based on the data.
Read full article
Reps. Divided Over FCC's Scope In Net Neutrality Bill
House Energy and Commerce Committee leaders quibbled Wednesday over
whether an amendment to a Democratic-backed net neutrality bill sufficiently
prevents the Federal Communications Commission from imposing price
controls and other regulations on broadband, as the panel readied the bill for
a potential floor vote.
Read full article
WHITE COLLAR
Warren Floats Bill To Expand Criminal Liability For Execs
Democratic presidential hopeful Sen. Elizabeth Warren introduced a bill
Wednesday that would make executives at large corporations criminally liable
for their organization's misdeeds.
Read full article
Trump's Opposition To ACA Can't Kill Esformes Trial
The Florida federal judge presiding over Philip Esformes' health care fraud
trial rejected the nursing home mogul's bid to short-circuit the case based on
the Trump administration's new position that the entire Affordable Care Act is
invalid, finding Wednesday it does not affect the charges against him.
Read full article
EXPERT ANALYSIS
Nev. Digital Excise Bill Represents Major Tax Policy Departure
Nevada's proposed excise tax on the sale of digital goods and services would
create inconsistencies with the Streamlined Sales and Use Tax Agreement -
to which Nevada is a member - and may violate the Permanent Internet Tax
Freedom Act, say attorneys at McDermott.
Read full article
What Restitution Could Mean For SEC Enforcement Cases
A Senate bill would allow the U.S. Securities and Exchange Commission to
pursue restitution in cases against members of the securities industry. But
adding this power to the SEC's arsenal is a major leap that should only be
taken after all stakeholders have carefully weighed its implications, says
Stephen Crimmins of Murphy & McGonigle.
Read full article
Calif. Regulators Should Account For PFAS Uncertainty
Given that California agencies have recognized that they lack sufficient data
to draw credible conclusions regarding the health impact of per- and
EFTA00026438

=== Page 6 ===
polyfluoroalkyl substances, they should weigh potential costs and benefits
before imposing burdensome actions, say attorneys at Alston & Bird.
Read full article
Opinion
Time To End 'Open Mind' Requirement In Agency Rulemaking
A federal court recently found that U.S. Commerce Secretary Wilbur Ross
had acted with an unalterably closed mind in choosing to include a
citizenship question in the 2020 census. But the requirement for open-
mindedness in rulemaking is fundamentally unsound, says Steven Gordon of
Holland & Knight.
Read full article
LEGAL INDUSTRY
Ex-Jones Day Associates Hit Firm With $200M Bias Suit
A group of former Jones Day associates hit the BigLaw powerhouse with a
$200 million pregnancy and gender discrimination suit Wednesday, accusing
the firm of systematically underpaying women, devaluing the work of female
associates and pushing out lawyers who have children.
Read full article
Analysis
GC Missteps Loom Large In Mass. Regulator's Wynn Probe
Executives in the legal division of Wynn Resorts were among those flagged
in a regulator's report detailing how sexual abuse allegations against ex-CEO
and Chairman Steve Wynn were swept under the rug. Here, Law360 looks at
how those attorneys may have failed to serve their ultimate client, the
company.
Read full article
Stars, BigLaw Atty Make 'Varsity Blues' Court Debut
Hollywood stars Lori Loughlin and Felicity Huffman, along with ex-Willkie Farr
& Gallagher LLP co-chair Gordon Caplan, faced a federal judge for the first
time Wednesday after being charged in the "Varsity Blues" college
admissions scandal, attracting a crush of media and autograph-seekers to
the waterfront Boston courthouse.
Read full article
Allen & Overy Atty For Weinstein Referred For Discipline
An Allen & Overy attorney has been referred to a U.K. disciplinary tribunal
following an investigation into alleged misconduct connected to the
representation of disgraced movie mogul Harvey Weinstein and the use of
nondisclosure agreements to hush up allegations of sexual assault.
Read full article
Court Staffer's Happy Hour Sparks Recusal Bid
A Georgia man has asked a state court judge to remove herself from his
divorce case, saying a member of the judge's staff never disclosed that she
attends a monthly happy hour with a lawyer at the firm representing his ex-
wife, even when she was asked.
Read full article
Amazon Atty Joins StubHub As New General Counsel
StubHub has snagged former Amazon attorney Stephanie Burns to be its
new vice president and general counsel, the online ticket exchange company
announced Wednesday.
Read full article
Interview
EFTA00026439

=== Page 7 ===
Law Firm Leaders: Bryan Cave's Mayhew And Pritchard
Wednesday marks the one-year anniversary of the transatlantic merger that
formed Bryan Cave Leighton Paisner. The law firm's top leaders, Therese
Pritchard and Lisa Mayhew, sat down recently with Law360 to chat about the
combination and the law firm's future.
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=== Page 1 ===
From:
(USANYS)"
To: Nathan NYSD Chambers
Cc:
)"
)"
)"
Christian Everdell
>, , "Mark S. Cohen"
>, BOBBI C STERNHEIM
"Laura Menninger"
>, , Jeff Pagliuca
Subject: US V. Maxwell, 20 Cr. 330 (AJN) - Government Proposed Redactions
Date: Thu, 20 May 2021 21:01:50 +0000
Attachments: 2021-05-20_Gov't_letter_re_Proposed_Redactions_to_Defense_Exhibit_Cpdf;
Exhibit_C_proposed_Government_redactions).pdf
Good afternoon,
Attached please find a letter requesting certain redactions to Exhibit C to the defendant's memorandum in support of her
supplemental pre-trial motions, which was just filed on ECF. In addition, attached please find the Government's proposed
redactions to Exhibit C.
Respectfully submitted,
Assistant United States Attorney
United States Attorney's Office
EFTA00024808


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=== Page 1 ===
From:
)"
To:
)"
)"
Subject: RE:
memo
Date: Tue, 07 Apr 2020 19:56:38 +0000
Thanks for coordinating with them-and this summary looks great to me.
From:
Sent: Tuesday, April 7, 2020 3:48 PM
To:
Cc:
Subject: RE:
memo
I spoke with
Bottom line, she thinks it's a close call between making
take a felony plea and declining to
prosecute, but she ultimately comes down in favor of a felony plea. She does not think we should charge
with sex
trafficking.
asked me to send her and
a draft of the summary of their views that we plan to send up to the brass. Below is
what I'd propose:
Our Office's Human Trafficking Coordinators have reviewed the prosecution team's Update Memo as well as
submission, and are aware of the details of the Epstein investigation. In the Coordinators' experience, our Office
ordinarily would decline to prosecute a victim-participant like
absent certain aggravating factors, such as the use of
violence by the victim-participant on others, or the victim-perpetrator continuing to run a sex trafficking operation in the
absence of her abuser. Because those aggravating factors are not present here, the Coordinators believe it is a very close
call between declining to prosecute
and requiring
to enter a felony plea. Ultimately, though, the
Coordinators support a felony plea disposition along the lines set forth in
submission given the unique
circumstances of her case. In particular, the Coordinators believe that the large number of underage victims, together
with
obstructive conduct, warrant a felony plea. The Coordinators support such a disposition, in part, because a
plea will allow victims to gain a sense of closure and to have their voices heard at sentencing if they choose. Given the
mitigating factors presented in
submission-most notably the sexual abuse she suffered at Epstein's hands-the
Coordinators do not believe that our Office should charge
with sex trafficking.
What do you think?
From:
Sent: Monday, April 6, 2020 11:59 PM
To:
Cc:
Subject: RE:
memo
Great thanks
From:
)
Sent: Monday, April 06, 2020 23:11
To:
EFTA00024285

=== Page 2 ===
Cc:
Subject: Re:
memo
I have a call tentatively scheduled with
tomorrow afternoon.
has not confirmed whether she's joining.
On Apr 6, 2020, at 10:42 PM,
wrote:
Have we heard anything from
and/or
?
comments ask about that specifically so wanted to check.
Assistant U.S. Attorney
Southern District of New York
EFTA00024286


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=== Page 1 ===
Event: Tentative: Maxwell - Discuss Images from Epstein Devices
Start Date: 2020-10-16 14:00:00 +0000
End Date: 2020-10-16 14:30:00 +0000
Location: Dial-in:
; Code:
Class: X-PERSONAL
Comment:
Date Created: 2020-10-16 13:14:39 +0000
Date Modified: 2020-10-16 13:14:39 +0000
Priority: 5
DTSTAMP: 2020-10-16 13:05:09 +0000
Attendee:
)
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=== Page 1 ===
From:
To:
Subject: Final Voucher 10893150(1) approved by
, now awaiting further approval
Date: Mon, 23 Dec 2019 01:20:31 +0000
Importance: Normal
Dear
Final voucher 10893150(1) has been approved by
, now awaiting further approval.
Trip ID: 10893150
Voucher ID: 1
Voucher type: Final
Traveler name:
Purpose: R20NYS13257 - U.S. V. Epstein - Witness Interviews
Destination: Santa Monica, CA, United States
Dates: 2019-12-15 - 2019-12-17
Current status: Pending Voucher Approval
Voucher total expenses: 1400.38
Estimated trip cost: 1907.95
E2 Single Sign On Login (within DOJ Network Only):
https://dojnet.doj.gov/jmd/fs/e2-redirect.html
E2 Manual Login (User ID and Password):
https://e2.gov.cwtsatotravel.com
Thank you for using E2Solutions. Help and support is available online by selecting the 'Online Help' link.
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=== Page 1 ===
From:
To:
Cc:
Subject: Re: CBP Question
Date: Mon, 02 Aug 2021 12:51:42 +0000
Anytime.
Respectfully,
U.S. Customs and Border Protection
Task Force Officer - SDNY
US Attorney's Office
Southern District of New York
(LES/FOUO) LAW ENFORCEMENT SENSITIVE - FOR OFFICIAL USE ONLY
WARNING:
The information contained in this email is considered confidential and sensitive in nature as well as sensitive but
unclassified and/or legally privileged information. It is not to be released to the media, the general public, or to
non-law enforcement personnel who do not have a "need-to-know". This information is not to be posted on the
Internet, or disseminated through unsecured channels, and is intended for law enforcement personnel only. It is
solely for the use of the intended recipient(s). Unauthorized interception, review, use or disclosure is prohibited
and may violate applicable laws including the Electronic Communications Privacy Act. If you are not the
intended recipient, please contact the sender and destroy all copies of the communication.
DISSEMINATION INSTRUCTIONS: This document is marked Law Enforcement Sensitive/For Official Use
Only and may be disseminated, with proper attribution, to Law Enforcement, DOD, or U.S. Intelligence
Agencies. Further disclosure to unauthorized entities could jeopardize ongoing investigations, operations, and
personal safety. This product shall not be released to the public or media.
From:
Sent: Sunday, August 1, 2021 11:12:43 PM
To:
Cc:
Subject: Re: CBP Question
Thanks again for your help,
On Aug 1, 2021, at 10:59 AM
wrote:
EFTA00025075

=== Page 2 ===
Sorry just saw your follow up question. Yes that's correct I searched all name and documents. The inconsistent
data is all pre-2000 when our agency did not track/record outbound departures.
Respectfully,
U.S. Customs and Border Protection
Task Force Officer - SDNY
US Attorney's Office
Southern District of New York
(LES/FOUO) LAW ENFORCEMENT SENSITIVE - FOR OFFICIAL USE ONLY
WARNING:
The information contained in this email is considered confidential and sensitive in nature as well as sensitive
but unclassified and/or legally privileged information. It is not to be released to the media, the general public,
or to non-law enforcement personnel who do not have a "need-to-know". This information is not to be posted
on the Internet, or disseminated through unsecured channels, and is intended for law enforcement personnel
only. It is solely for the use of the intended recipient(s). Unauthorized interception, review, use or disclosure is
prohibited and may violate applicable laws including the Electronic Communications Privacy Act. If you are
not the intended recipient, please contact the sender and destroy all copies of the communication.
DISSEMINATION INSTRUCTIONS: This document is marked Law Enforcement Sensitive/For Official Use
Only and may be disseminated, with proper attribution, to Law Enforcement, DOD, or U.S. Intelligence
Agencies. Further disclosure to unauthorized entities could jeopardize ongoing investigations, operations, and
personal safety. This product shall not be released to the public or media.
From:
Sent: Friday, July 30, 2021 9:43:16 AM
To:
Cc:
Subject: RE: CBP Question
Thanks so much. We really appreciate you looking into this for us. To confirm, you searched the DOB and document
numbers for the three individuals? Thanks again!
From:
Sent: Thursday, July 29, 2021 9:47 PM
To:
Cc:
Subject: RE: CBP Question
Hey
As discussed, I reviewed all the travel records you sent. Unfortunately, the outbound travel records were not recorded in
CBP database during that time (between 1990-2000) as they are today. In short, the TECS travel records you have for
Maxwell and Epstein are all we have in CBP holdings so there's nothing further I can provide for that date range.
However, if you want travel records beyond 2000 I can certainly provide that just let me know if you have a specific date
range you looking for.
EFTA00025076

=== Page 3 ===
Since
has two different name variations (with and without the space in her surname) you were
provided two separate TECS travel records. After reviewing both records, they are accurate and include all her travel
crossings recorded in CBP holdings. Attached is an excel spreadsheet that includes her full travel crossings in
chronological order for you to cross reference with the TECS records provided. Hopefully it will make it easier to review
her travel rather than going back and forth between the two PDFs.
If you need any additional info (visa/passport applications, travel records, etc.) or have any questions please don't
hesitate to reach out!
Respectfully,
U.S. Customs and Border Protection
Task Force Officer - SDNY
US Attorney's Office
Southern District of New York
(LES/FOUO) LAW ENFORCEMENT SENSITIVE - FOR OFFICIAL USE ONLY
WARNING:
The information contained in this email is considered confidential and sensitive in nature as well as sensitive but
unclassified and/or legally privileged information. It is not to be released to the media, the general public, or to non-law
enforcement personnel who do not have a "need-to-know". This information is not to be posted on the Internet, or
disseminated through unsecured channels, and is intended for law enforcement personnel only. It is solely for the use of
the intended recipient(s). Unauthorized interception, review, use or disclosure is prohibited and may violate applicable
laws including the Electronic Communications Privacy Act. If you are not the intended recipient, please contact the
sender and destroy all copies of the communication.
DISSEMINATION INSTRUCTIONS: This document is marked Law Enforcement Sensitive/For Official Use Only and may
be disseminated, with proper attribution, to Law Enforcement, DOD, or U.S. Intelligence Agencies. Further disclosure to
unauthorized entities could jeopardize ongoing investigations, operations, and personal safety. This product shall not be
released to the public or media.
From:
Sent: Thursday, July 29, 2021 6:17 PM
To:
Cc:
Subject: RE: CBP Question
Ray,
Thanks again for helping; we really appreciate it. Attached are the records. Please let us know if you have any
questions.
Thanks,
From:
Sent: Thursday, July 29, 2021 5:31 PM
To:
Cc:
Subject: Re: CBP Question
EFTA00025077

=== Page 4 ===
Hey
Sorry I was on the road but I spoke with
he filled me in on what your looking for. I'm also available for a call to
further discuss.
Respectfully,
U.S. Customs and Border Protection
Task Force Officer - SDNY
US Attorney's Office
Southern District of New York
(LES/FOUO) LAW ENFORCEMENT SENSITIVE - FOR OFFICIAL USE ONLY
WARNING:
The information contained in this email is considered confidential and sensitive in nature as well as sensitive but
unclassified and/or legally privileged information. It is not to be released to the media, the general public, or to non-law
enforcement personnel who do not have a "need-to-know". This information is not to be posted on the Internet, or
disseminated through unsecured channels, and is intended for law enforcement personnel only. It is solely for the use of
the intended recipient(s). Unauthorized interception, review, use or disclosure is prohibited and may violate applicable
laws including the Electronic Communications Privacy Act. If you are not the intended recipient, please contact the
sender and destroy all copies of the communication.
DISSEMINATION INSTRUCTIONS: This document is marked Law Enforcement Sensitive/For Official Use Only and may be
disseminated, with proper attribution, to Law Enforcement, DOD, or U.S. Intelligence Agencies. Further disclosure to
unauthorized entities could jeopardize ongoing investigations, operations, and personal safety. This product shall not be
released to the public or media.
From:
Sent: Thursday, July 29, 2021 3:56:15 PM
To:
Cc:
Subject: CBP Question
CAUTION: This email originated from outside of DHS. DO NOT click links or open attachments unless you recognize and/or trust the
sender. If you feel this is a suspicious-looking email, please report by using the Report Phish button option.
Hi
I hope you are well!
passed along your info to us. We were hoping to connect with you by phone about
a question in one of our cases. Do you have time to talk today or tomorrow morning?
Thanks so much!
Assistant United States Attorney
United States Attorney's Office
EFTA00025078

=== Page 5 ===
Southern District of New York
New York, New York 10007
EFTA00025079


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=== Page 1 ===
90A-NY-3151227 Serial 31
FD-1087 (Rev. 5-8-10)
UNCLASSIFIED
FEDERAL BUREAU OF INVESTIGATION
Collected Item Log
Event Title:
(U) Submission of CART Derivative
Date: 08/16/2019
Evidence NYC027704
Approved By: SSA
Drafted By:
Case ID #: 90A-NY-3151227
(U) UNSUB (S);
JEFFREY EPSTEIN - VICTIM;
DEATH INVESTIGATION
Collected From:
(U) CART-NY
Receipt Given?: No
Holding Office: NEW YORK
Details:
Submission of CART Derivative Evidence NYC027704: One (1) Seagate Desktop
1TB hard drive, model ST1000DM003, S/N Z4YDJL1T, containing the Clone
Copy of 1B4 hard drive (Seagate Barracuda 500GB Hard Drive, ST3500320NS,
S/N 9QM8MT9P), collected via Tableau TX-1 S/N 000ECC58017194. Request ID
112048. Derivative Copy.
Item Type
Description
1B Digital
(U) NYC027704: One (1) Seagate Desktop 1TB hard drive,
model ST1000DM003, S/N Z4YDJL1T, containing the Clone
Copy of 1B4 hard drive (Seagate Barracuda 500GB Hard
Drive, ST3500320NS, S/N 9QM8MT9P), collected via Tableau
TX-1 S/N 000ECC58017194. Request ID 112048. Derivative
Copy.
Collected On: 08/12/2019 07:00 PM EDT
Seizing Individual:
Collected By:
Device Type: Hard Drive
Designation: Derivative
UNCLASSIFIED
This document contains neither recommendations nor conclusions of the FBI. It is the property of the FBI and is loaned to your agency; it and its
contents are not to be distributed outside your agency.
EFTA00025414

=== Page 2 ===
90A-NY-3151227 Serial 31
UNCLASSIFIED
Title: (U) Submission of CART Derivative Evidence NYC027704
Re: 90A-NY-3151227, 08/16/2019
Number of Devices Collected: 1
UNCLASSIFIED
2
EFTA00025415


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=== Page 1 ===
Event: Accepted: Epstein Meeting (Please hold the time)
Start Date: 2020-01-16 19:00:00 +0000
End Date: 2020-01-16 20:30:00 +0000
Class: X-PERSONAL
Comment:
Date Created: 2020-01-11 00:04:35 +0000
Date Modified: 2020-01-11 00:04:35 +0000
Priority: 5
DTSTAMP: 2020-01-10 19:06:29 +0000
Attendee:
(USANYS)
EFTA00024254


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=== Page 1 ===
From:
"
(USANYS)"
To:
(USANYS)"
(USANYS)"
Cc:
)"
)"
Subject: GM Renewed Motion for Pretrial Release
Date: Mon, 17 May 2021 22:02:13 +0000
Attachments: GM_Renewed_Motion_for_Pretrial_Release.pdfGM_Renewed_Motion_Appendix.pdf
Attached is the renewed motion for pretrial release filed by David Markus this afternoon.
Assistant United States Attorney
United States Attorney's Office
Southern District of New York
EFTA00024711


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=== Page 1 ===
From:
To:
)"
Cc:
)"
Subject: RE: travel approval request
Date: Wed, 12 Feb 2020 17:11:22 +0000
Inline-Images: image001.png
Inquiries/ assistance from a live agent at CWT are free.
The charge is only incurred if they actually book it for you.
CWT 877-905-9644 option 1,1,5
From:
Sent: Wednesday, February 12, 2020 10:49 AM
To:
Cc:
is
Subject: RE: travel approval request
Importance: High
I was in the midst of making your travel reservations, but I'm unable to see the return flight from PNS- - LGA
departing at 6:44pm on 2/19, arriving at 12:03am on 2/20 that you requested in the attached email below. I assume that
it's no longer available.
The latest flight returning to LGA is leaving at 4:06pm, which I assume is too early. The latest return flight time I found
that's fully refundable is departing PNS at 5:53pm, arriving in JFK at 1:24am on 2/20/20. Let me know if this flight is okay
to book and I'll reserve it ASAP. Thanks.
2/19/2020: PNS - - JFK (leaving late afternoon / evening)
American Airlines
Feb 19
ensacola, FL (PNS), 5:53 PM
ami, FL (MIA), 8:35 PM
0 miles
\ 3427 (Operated by ENVOY AIR AS AMERICAN EAGLE)
bach Unrestricted
nbraer ERJ-145
eview seat map
Layover (1h 53m)
Miami, FL (MIA)
American Airlines
Feb 19
ami, FL (MIA), 10:28 PM
ew York, NY (JFK), 1:24 AM Different date Thu, Feb 20
192 miles
\ 1357
bach Unrestricted
being 737-800
eview seat map
Top of Form
All available fares for Option 25
EFTA00026857

=== Page 2 ===
$188.20
-DG
Govt non-contract fare limited availability
Bottom of Form
U.S. Attorney's Office (SDNY)
Legal Assistant, Public Corruption
From:
Sent: Wednesday, February 12, 2020 10:03 AM
To:
Cc:
is
Subject: FW: travel approval request
Hi
Would you please help us book travel to Pensacola, FL and back for next week? I'd like refundable tickets for the following
flights, please:
Tuesday 2/18 American Airlines flight from LGA to PNS, departing 5:00 PM, arriving 9:03 PM (layover in DCA)
Wednesday 2/19 American Airlines flight from PNS to LGA, departing 6:44 PM, arriving 12:03 AM (layover in CLT)
Please make sure the tickets are refundable just in case we need to move things around. We are still waiting to hear back
from the agents about where exactly we should be staying for the hotel, so we'd like to just book the flights for now, and
l'll let you know when we have a more precise location for the hotel.
Thanks very much,
From:
Sent: Wednesday, February 12, 2020 6:43 AM
To:
Cc:
is
)
is
i
is
Subject: Re: travel approval request
Approved
Sent from my iPad
On Feb 11, 2020, at 7:53 PM,
wrote:
Similar to prior requests in connection with the Epstein investigation (2018R01618),
and I would like to please
request permission for the two of us to travel next week for an interview of a witness in Pensacola, Florida on 2/19.
We'd plan to fly down on 2/18 and fly back on 2/19. Also, similar to prior requests, we'd like to request approval to get a
conference room on 2/19.
EFTA00026858

=== Page 3 ===
Thank you,
From:
Sent: Tuesday, January 21, 2020 2:56 PM
To:
Cc:
is
V.
i
is
Subject: RE: travel approval request
Approved
From:
Sent: Tuesday, January 21, 2020 2:49 PM
To:
Cc:
y
i
Subject: RE: travel approval request
Similar to prior requests in connection with the Epstein investigation (2018R01618), but with an added international
element, we'd like to please request permission for the team to travel next week for an interview near Stockholm,
Sweden, next week on January 29th and/or 30th. We expect to be traveling, respectively, some combination of the 27th
(overnight) to the 31st, depending on when the interview ends up being scheduled, and we'll put final dates on our
formal applications. Also similar to prior trips, we'd like to request approval to get a conference room for one of those
days at a hotel for the interview itself.
Also based on our discussion earlier we'll be mindful of looking for domestic (or domestic-flagged) carrier flights, as well
as the costs of any alternatives, in looking at possible specific bookings. Thanks as always for your help and input on
that.
thank you,
From:
)
Sent: Wednesday, December 11, 2019 09:58
To:
Cc:
is
is
Subject: RE: travel approval request
Similar to prior requests in connection with the Epstein investigation (2018R01618), we'd like to please request
permission for the team to travel next week for an interview (or possibly interviews) in Los Angeles on December 16
and/or 17. We expect to be traveling, respectively, some combination of the 15th to the 18th. Also similar to prior trips,
we'd like to request approval to get a conference room for one of those days.
thank you,
EFTA00026859

=== Page 4 ===
From:
Sent: Tuesday, November 05, 2019 16:53
To:
Cc:
>;
V.
Subject: RE: travel approval request
Similar to prior requests in connection with the Epstein investigation (2018R01618), we'd like to please request
permission for the team to travel next week for an interview in Los Angeles on November 14. We expect to be traveling,
respectively, some combination of the 13th to the 15th (and no conference room necessary for this trip).
thanks,
From:
Sent: Tuesday, October 22, 2019 13:55
To:
Cc:
is
>;
is
Subject: RE: travel approval request
Similar to prior requests in connection with the Epstein investigation (2018R01618), we'd like to please request
permission to travel next week for an interview in West Palm Beach on November 4. It will just be me and
and we'll travel some combination of the 3rd to the 5th. And also same as last time, we'd like to ask permission to
reserve a conference room at the hotel on that Monday for the interview, please.
thanks very much,
From:
)
Sent: Wednesday, June 12, 2019 14:51
To:
Cc:
is
Subject: RE: travel approval request
Again in connection with the Epstein investigation (2018R01618), we'd like to please request permission to travel next
week for a victim interview in Los Angeles. As of now we tentatively expect to fly down Wednesday and return no later
than Friday (and will keep the timeframe as short as scheduling allows). The trip will be some combination of me,
and/or
as previously. And also same as last time, we'd like to ask permission to reserve a conference
room at the hotel on Thursday for the interview, please.
thanks very much,
EFTA00026860

=== Page 5 ===
From:
Sent: Friday, May 24, 2019 14:57
To:
Cc:
is
Subject: RE: travel approval request
Again in connection with the Epstein investigation, we'd like to please request permission to travel for approximately
three days next week for meetings and interviews in West Palm Beach, Florida. As of now we tentatively expect to fly
down Tuesday night and return on Wednesday or Thursday (and will keep the timeframe as short as scheduling allows).
Unfortunately we're still trying to pin down timing for interviewing the victims, so depending on the timing it will either
be me and
or
and
but we wanted to ask for permission now either way so we weren't doing it
super last minute after the holiday on Tuesday. And also same as last time, we'd like to ask permission to reserve a
conference room at the hotel for the interviews, please.
thanks very much,
From:
Sent: Wednesday, April 03, 2019 20:57
To:
Subject: RE: travel approval request
Thank you
From:
Sent: Wednesday, April 03, 2019 20:46
To:
Cc:
is
Subject: Re: travel approval request
Approved
Sent from my iPad
On Apr 3, 2019, at 8:02 PM,
)
wrote:
For the same case as below, United States V. Epstein, 2018R01618, an investigation relating to enticement of minors for
sexual activity,
and I would like to please request permission to travel for approximately three days next week
for meetings and interviews in West Palm Beach, Florida. As of now we tentatively expect to fly down Tuesday night
and return on Friday, though we will shorten the timeframe if scheduling allows.
Please let us know if any other information would be helpful, and thanks very much.
EFTA00026861

=== Page 6 ===
From:
Sent: Thursday, March 14, 2019 18:32
To:
Cc:
Subject: travel approval request
and I would like to please request permission for travel for United States V. Epstein, 2018R01618, an
investigation relating to enticement of minors for sexual activity, for two days of meetings and interviews in West Palm
Beach and/or Fort Lauderdale, Florida. As of now we're hoping to fly down next Wednesday night and return on
Saturday.
Please let us know if any other information would be helpful, and thanks as always.
Assistant U.S. Attorney
Southern District of New York
EFTA00026862


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From:
)"
To:
)"
Subject: Canceled: Epstein discovery deadline
Date: Thu, 15 Aug 2019 17:28:00 +0000
Importance: High
EFTA00024406


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=== Page 1 ===
Subject: RE: Final Voucher 10810414(1) prepared by a travel arranger is pending your review
Date: Wed, 20 Nov 2019 17:47:09 +0000
That's fine, I just don't want to approve a final voucher that doesn't include the final info. Thanks.
Subject: RE: Final Voucher 10810414(1) prepared by a travel arranger is pending your review
Alex, regarding the Transient Occupancy Tax, LA County is tax exempt. I've contacted Doubletree by Hilton Santa Monica
for a refund for those charges. Thanks for your patience in this matter.
Subject: RE: Final Voucher 10810414(1) prepared by a travel arranger is pending your review
Unfortunately this is still incorrect. First, it has the nightly lodging costs listed as $248 when in fact it was $247 - see the
invoice, which is attached again. (Or please let me know if I'm supposed to be reimbursed for the maximum daily
allowance rather than the actual cost.) Also it still does not include the tax.
Please let me know when it is corrected and I will review it again.
From: etravelservices@cwtsatotravel.com
Sent: Wednesday. November 20. 2019 10:06
Subject: Final Voucher 10810414(1) prepared by a travel arranger is pending your review
Dear
Final voucher 10810414(1) has been prepared by your travel arranger and is ready for your review. Please log
into E2 Solutions to review the document.
Trip ID: 10810414
Voucher ID: 1
Voucher type: Final
EFTA00025246

=== Page 2 ===
Traveler name:
Purpose: R20NYS13179 - U.S. V. Epstein - Witness Interview
Destination: Santa Monica, CA, United States
Dates: 2019-11-13 - 2019-11-15
Current status: Pending Voucher Approval
Voucher total expenses: 1517.64
Estimated trip cost: 1583.95
E2 Single Sign On Login (within DOJ Network Only):
https://dojnet.doj.gov/jmd/fs/e2-redirect.html
E2 Manual Login (User ID and Password):
https://e2.gov.cwtsatotravel.com
Thank you for using E2Solutions. Help and support is available online by selecting the 'Online Help' link.
Please note: Replies to this mailbox are not monitored.
Some E2 email notifications are optional. To manage your email notifications, go to E2 Solutions to change your
email settings. Click 'Profile' on the task bar and then click the 'Edit Email Notifications' link to manage the
emails that you receive from us.
Reference ID# V0012
This e-mail and any attachments may contain confidential and/or proprietary information. If you received this e-
mail in error, please notify the sender immediately by reply e-mail and delete the e-mail and any attachments;
any further use of such e-mail or attachments is strictly prohibited.
EFTA00025247


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=== Page 1 ===
From: "Chris R. Rodgers"
To:
)"
)"
Cc: Jack Scarola
Subject: RE: SDNY Investigation
Date: Wed, 02 Sep 2020 20:39:09 +0000
Attachments:
-_Vol._II.pdf; 12-4-
09_JANE_DOE_2_v_EPSTEIN_(C.
) - Ex._1.pdf; 12-4-
09_JANE_DOE_2_v_EPSTEIN_(C.
) - Ex. 2.pdf; 12-4-
09_JANE_DOE_2_v_EPSTEIN_(C.
) - Ex. 3.pdf
Hello,
Jack asked for me to reply to your request. We have only been able to locate Volume II (the afternoon portion)
of
12/04/09 deposition. I have requested Volume I from the Court Reporter (Prose Reporting) and will
let you know what I hear. Volume Il and the exhibits marked therein are attached.
Please let us know if we can assist further.
Thanks,
Chris Rodgers
From:
)"
Date: September 2, 2020 at 12:44:45 PM EDT
To: Jack Scarola
Cc:
)"
(USANYS)"
Subject: RE: SDNY Investigation
Hi Jack,
Hope you're doing well. Following up on this, are you available for a call tomorrow to discuss this transcript?
Thanks,
From:
Sent: Monday, August 24, 2020 4:57 PM
To: Jack Scarola
Cc:
is
(USANYS)
Subject: SDNY Investigation
Hi Jack,
Following up on our conversation from earlier this month, I wanted to check in to see if you had made any progress in
locating a copy of the transcript of
civil deposition. If you haven't been able to locate it, could you please
let us know what the reporting agency was?
EFTA00023555

=== Page 2 ===
Thank you,
Assistant United States Attorney
Southern District of New York
I Privileged and Confidential | Electronic communication is not a secure mode of communication and may be
accessed by unauthorized persons. This communication originates from the law firm of Searcy Denney Scarola
Barnhart & Shipley, P.A. and is protected under the Electronic Communication Privacy Act, 18 U.S.C. S2510-
2521. The information contained in this E-mail message is privileged and confidential under Fla. R. Jud. Admin.
2.420 and information intended only for the use of the individual(s) named above. If the reader of this message is
not the intended recipient, you are hereby notified that any dissemination, distribution, or copy of this
communication is strictly prohibited. Personal messages express views solely of the sender and shall not be
attributed to the law firm. If you received this communication in error, please notify the sender immediately by
e-mail or by telephone at (800) 780-8607 and destroy all copies of the original message. Thank you.
EFTA00023556


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=== Page 1 ===
From:
)"
To:
Subject: RE: Ghislaine Maxwell - new discovery production
Date: Fri, 02 Oct 2020 13:14:34 +0000
Yes, on my cell
thanks.
From:
>
Sent: Friday, October 2, 2020 9:14 AM
To:
)
Subject: Re: Ghislaine Maxwell - new discovery production
Thanks will do, can I call you?
>>>
)" <
> 10/2/2020 9:10 AM >>>
Hi
Today our office is sending via FedEx a new drive containing additional discovery for Ghislaine Maxwell. For your
reference, attached are the cover letters. Would you (or someone at the MDC) please keep an eye out for this and make
sure it gets to Maxwell as soon as it arrives? Her attorneys have been complaining about delays between when we send
the drives and when they get to Maxwell.
Thanks so much, as always, for all of your help.
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
EFTA00023693


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=== Page 1 ===
From:
(NY) (FBI)"
To:
)"
)"
(USANYS)"
Cc:
"
(NYPD)"
Bcc: "USAHUB-USAJournal111"
Subject: Other documentation
Date: Tue, 12 Jan 2021 17:43:44 +0000
Embedded: Other_documentation.msg
Sender:
Subject: Other documentation
Message-Id:
<BN3P110MB0500FDF122DD3BB8D6BA914F90AA0@BN3P110MB0500.NAMP110.PROD.OUTLOOK.Q
OM>
Recipient:
EFTA00025009


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=== Page 1 ===
From: Sigrid McCawley
To:
Subject: [Not Virus Scanned] RE: Documents
Date: Fri, 24 Apr 2020 17:51:11 +0000
Attachments: RFP, RFA, ROG.ZIP
This message has not been virus scanned because it contains encrypted or otherwise protected data. Please
ensure you know who the message is coming from and that it is virus scanned by your desktop antivirus
software.
Here is a zip file.
Sigrid McCawley
Partner
BOIES SCHILLER FLEXNER LLP
401 E. Las Olas Blvd. Suite 1200
Fort Lauderdale, FL, 33301
(t)
(m)
www.bsfllp.com
From: Sigrid McCawley
Sent: Friday, April 24, 2020 10:01 AM
To:
Subject: Documents
Hello
- I have my staff reviewing these more to make sure we get you a complete set but I wanted to get you what
we are finding. I will supplement and we are working to get you access to the videos and I hope to have that to you later
this morning.
Best,
Sigrid
Sigrid McCawley
Partner
BOIES SCHILLER FLEXNER LLP
401 E. Las Olas Blvd. Suite 1200
Fort Lauderdale, FL, 33301
(t)
(m)
www.bsfllp.com
The information contained in this electronic message is confidential information intended only for the use of the named recipient(s) and may contain information that,
among other protections, is the subject of attorney-client privilege, attorney work product or exempt from disclosure under applicable law. If the reader of this
electronic message is not the named recipient, or the employee or agent responsible to deliver it to the named recipient, you are hereby notified that any
dissemination, distribution, copying or other use of this communication is strictly prohibited and no privilege is waived. If you have received this communication in
error, please immediately notify the sender by replying to this electronic message and then deleting this electronic message from your computer. [v.1 08201831BSF
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=== Page 1 ===
From:
To:
>, BOBBI C STERNHEIM
<
Cc: Christian Everdell
>,
>
Subject: [EXTERNAL] Re: Ghislaine Maxwell 02879-509
Date: Wed, 27 Oct 2021 14:22:42 +0000
Good morning-
We have checked our log books and both pieces were picked up. On the 15th and 18th, respectively. Both were then
delivered to Ms. Maxwell on those days.
>>> BOBBI C STERNHEIM
>
10/26/2021 9:14 PM >>>
Good evening-
I am still awaiting a reply to yesterday's email regarding Ms. Maxwell's legal mail.
There are items that need to be picked up by the MDC.
I have provided the tracking information.
Please provide a response by 10:00 am tomorrow Wednesday.
Thank you-
Bobbi
Please note my new office address and preferred email address:
BOBBI C. STERNHEIM, ESQ.
Law Offices of Bobbi C. Sternheim
Main:
Cell:
Fax:
This message and any attached documents contain information from the Law Offices of Bobbi C. Sternheim that may be
confidential and/or privileged.
If you are not the intended recipient, you may not read, copy, distribute, or use this information.
If you have received this transmission in error, please notify the sender immediately by reply e-mail and then delete this
message. Thank you.
On Oct 25, 2021, at 8:33 PM, BOBBI C STERNHEIM
<
> wrote:
Good evening -
During my in-person visit yesterday with Ms. Maxwell, the HEPA filters were not operating in the visiting room that I have
been required
EFTA00024228

=== Page 2 ===
to use, even when more than one attorney is present. The officers told me to use the larger, corner room.
Previous requests to use this more ample corner room have been denied because the officers' claim
the camera cannot be positioned. Yesterday, the officers simply and easily positioned the camera focused on the corner
room.
I am requesting that future in-person visits be conducted in the larger corner room.
The previous reason for denying that request appears invalid.
Also, legal mail sent to the MDC has not been picked up by the facility. See tracking information below.
Please promptly provide an explanation and inform me when Ms. Maxwell will receive these deliveries.
Thank you-
Bobbi
<Screen Shot 2021-10-25 at 7.10.13 PM.png>
<Screen Shot 2021-10-25 at 7.07.56 PM.png>
Please note my new office address and preferred email address:
BOBBI C. STERNHEIM, ESQ.
Law Offices of Bobbi C. Sternheim
Main:
Cell:
Fax:
This message and any attached documents contain information from the Law Offices of Bobbi C. Sternheim that may be
confidential and/or privileged.
If you are not the intended recipient, you may not read, copy, distribute, or use this information.
If you have received this transmission in error, please notify the sender immediately by reply e-mail and then delete this
message. Thank you.
EFTA00024229


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=== Page 1 ===
From:
"
(USANYS)"
To:
(USANYS) [Contractor]"
Cc: "
(USANYS)"
Subject: Epstein
Date: Tue, 26 Feb 2019 15:46:08 +0000
Importance: Normal
asked that we set up a brass meet on Epstein - any time today? Should be 30 min.
Sent from my iPhone
EFTA00024716


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=== Page 1 ===
From:
"
(OPR)"
To:
(USANYS)"
Cc:
(USANYS)"
Subject: RE: Numbers you requested
Date: Tue, 28 Jul 2020 18:52:00 +0000
Yes, of course. I'll call the given number, then.
From:
(USANYS)
Sent: Tuesday, July 28, 2020 2:18 PM
To:
(OPR)
Cc:
(USANYS)
Subject: RE: Numbers you requested
- With apologies, any chance we can push this call to 4:30?
From:
(OPR)
Sent: Monday, July 27, 2020 6:07 PM
To:
(USANYS)
Cc:
(USANYS)
is
(OPR)
(OPR)
is
>;
is
Subject: Re: Numbers you requested
Perfect. I'll leave logistics to you.
Best,
Sent from my iPhone
On Jul 27, 2020, at 6:05 PM,
(USANYS)
wrote:
Sure, no problem. Would 4 tomorrow work for you? If so, we can give you a call then or circulate a dial in if that's
easier.
Sent from my iPhone
On Jul 27, 2020, at 5:28 PM,
(OPR)
wrote:
we're not clear about what you mean by "the materials [OPR] obtained," and we need to consider issues raised by
having OPR provide its records for a case in litigation. Could I speak with you (or whoever on your team you wish) to
get a better understanding of what you're looking to get?
I'm available tomorrow afternoon at or after 3:30, or anytime Wednesday.
Best regards,
From:
(USANYS)
Sent: Monday, July 27, 2020 3:51 PM
EFTA00024873

=== Page 2 ===
To:
(OPR)
Cc:
(USANYS)
is
(OPR)
>;
(OPR)
is
)
is
)
is
Subject: RE: Numbers you requested
Thanks very much,
This is extremely helpful. I think it does make sense for us to talk further about how we
might be able to get copies from you of the materials you obtained, including the 500,000+ emails and the 15-20,000
scanned hard copy documents. I've copied our team, whom I believe you've been in touch with already,
and
Would you mind if I put them back in touch with you or the appropriate
person in your office to talk through the logistics of obtaining copies of these materials?
Thanks again,
From:
(OPR)
Sent: Monday, July 27, 2020 10:46 AM
To:
(USANYS)
Cc:
(USANYS)
is
(OPR)
i
(OPR)
Subject: Numbers you requested
AUSA
Chief, Public Corruption
USAO-SDNY
-
Following are some numbers you requested.
1. Total number of email files obtained for the 5 subjects
approximately 516,000.
This does not count attachments (e.g., correspondence, drafts, final documents, press report, etc.) as
separate files.
Note that for subjects who left the USAO during the pendency of the Epstein case, there are fewer,
and that the line AUSA (who remained involved with the CVRA litigation until mid-2019) accounts for
the vast majority of the files.
2. It is our best ballpark estimate that we determined approximately 3,000 unique emails were directly relevant
to OPR's investigation, but we certainly considered a larger universe.
3. Our best (most useful) collection of scanned-in USAO hard copy documents is from the CVRA litigation, and
includes both the production to petitioners (3,754 pages), and a separate collection of privileged
documents/records (about 15,267 pages) that were submitted to the court (and that remained privileged).
We also have hundreds of pages of other case documents in both hard copy format and electronically, but
they are largely duplicative of these two sets and are difficult to quantify.
We hope this is helpful.
Regards,
EFTA00024874


c1: EFTA00026735
c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00026735.pdf
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=== Page 1 ===
Case 1:20-cv-00484-JGK-DCF Document 69 Filed 08/19/20 Page 1 of 6
Haddon, Morgan and Foreman, P.C
Laura A. Menninger
HADDON
150 East 10th Avenue
MORGAN
Denver, Colorado 80203
PH 303.831.7364 FX 303.832.2628
FOREMAN
August 19, 2020
VIA ECF
Hon. Debra Freeman
United States Magistrate Judge
Daniel Patrick Moynihan
United States Courthouse
500 Pearl St.
New York, NY 10007-1312
Re: Letter Motion to Stay Proceedings
20-cv-484 (JGK-DCF), Jane Doe V. Darren K. Indyke, et al.
Dear Judge Freeman:
On behalf of defendant Ghislaine Maxwell, I write to Move to Stay
proceedings in this matter until the conclusion of her pending criminal case. "[T]he
power to stay proceedings is incidental to the power inherent in every court to control
the disposition of the causes on its docket with economy of time and effort for itself,
for counsel, and for litigants." Louis Vuitton Malletier S.A. V. LY USA, Inc., 676 F.3d
83, 96 (2d Cir. 2012) (citations omitted).
The interests of the courts, the public, the other parties and Ms. Maxwell all
will best be served by a stay of this civil case. A stay will allow Ms. Maxwell to
vigorously contest her criminal charges, and there is little chance that any evidence
will be lost in the interim given the age of the accusations in this case. Plaintiff
refuses to state whether she intends to pursue a civil remedy in the Epstein Claims
Resolution Program, yet a stay also would permit her the opportunity to do so. She is
inexplicably the only of the numerous Epstein plaintiffs in this Court to not agree to
such a stay. While Plaintiff's counsel refuses to state whether his client is one of the
three accusers in the currently-pending Maxwell Indictment, there exists substantial
overlap in the facts and issues between this civil complaint and the Indictment. The
burden on Ms. Maxwell to proceed forward in a civil case relating to quarter-century
old events while detained at the MDC cannot be overstated in light of the conditions
of her detention, to include no access to email, no access to her files, no access to her
records from the relevant time period, no presence in depositions, and most
importantly, insufficient access to her counsel. We respectfully request that this
Court enter a stay.
EFTA00026735

=== Page 2 ===
Case 1:20-cv-00484-JGK-DCF Document 69 Filed 08/19/20 Page 2 of 6
Hon. Debra Freeman
August 19, 2020
Page 2
Procedural Background
On May 13, 2020, Ms. Maxwell wrote to this Court in connection with a
separate pending civil suit, requesting a stay of discovery as to her, based on the U.S.
Attorney's Office's public proclamation of an "ongoing" criminal investigation into
alleged Jeffrey Epstein co-conspirators and on that plaintiff's stated intent to
participate in the Voluntary Claims Resolution Program in the U.S. Virgin Islands.
See
V. Indyke, 19-cv-10475-LGS-DCF, Doc. # 68 (May 13, 2020). Plaintiff
opposed the request; her counsel
claimed that Ms.
Maxwell had not provided sufficient information about the ongoing criminal
investigation and had refused to answer whether she herself is a target of such
investigation. Id. at Doc. # 72 at 2. On May 22, after oral argument, this Court
granted Ms. Maxwell's request in part, ordering that she not be required to answer
interrogatories or give deposition testimony absent further order of the Court. Id.,
Doc. # 77. A short time later, on June 19, 2020, plaintiff
reversed
course and requested a stay of the proceedings, which was granted by this Court. Id.
at Doc. # 84, 85.
In this case, Jane Doe commenced her anonymous civil action on January 17,
2020. The Court approved alternative service on Ms. Maxwell on June 15. (Doc.
# 45). On June 29, 2020, before she had the opportunity to answer, Ms. Maxwell was
indicted by a grand jury. That criminal case is now pending before Judge Nathan,
United States V. Maxwell, 20 Cr. 330 (AJN). The July 8 Superseding Indictment is
attached as Exhibit A ("Indictment"). Notably, the Indictment quotes directly from
Ms. Maxwell's sealed civil deposition testimony in
V. Maxwell, 15-cv-7433.
On July 14, Ms. Maxwell was arraigned and pled not guilty. At the detention
hearing, plaintiff
spoke on the public record against Ms. Maxwell. Two
other accusers provided their CVRA positions anonymously. Judge Nathan ordered
Ms. Maxwell detained, and she currently is housed at the Metropolitan Detention
Center in Brooklyn. A jury trial is scheduled to begin July 12, 2021.
The U.S. Attorney's Office has refused to identify to Ms. Maxwell, even
under seal or subject to the protective order, the accusers mentioned in the Indictment
until it produces 3500 material shortly before trial. See 20 Cr. 330 (AJN), Doc. # 40-
42. When asked on July 17, Plaintiff's counsel in this case refused to state whether
his client is one of the three accusers described in the Indictment.
Plaintiff's counsel has stated that his client is considering whether to
participate in the Voluntary Claims Resolution Program but has not yet submitted
such a claim.
EFTA00026736

=== Page 3 ===
Case 1:20-cv-00484-JGK-DCF Document 69 Filed 08/19/20 Page 3 of 6
Hon. Debra Freeman
August 19, 2020
Page 3
Legal Standard
"[T]he power to stay proceedings is incidental to the power inherent in every
court to control the disposition of the causes on its docket with economy of time and
effort for itself, for counsel, and for litigants." Louis Vuitton Malletier S.A. V. LY
USA, Inc., 676 F.3d 83, 96 (2d Cir. 2012) (citations omitted). Courts in this District
balance the following six factors when considering whether to stay a civil matter:
(1) the extent to which the issues in the criminal case overlap with those presented in
the civil case; (2) the status of the case, including whether the defendants have been
indicted; (3) the private interests of the plaintiffs in proceeding expeditiously weighed
against the prejudice to plaintiffs caused by the delay; (4) the private interests of and
burden on the defendants; (5) the interests of the courts; and (6) the public interest. Id.
at 99.
ARGUMENT
Application of the six factors leads to the firm conclusion that this civil matter
should be stayed.
(1)
Overlap of issues in the criminal and civil matters: A comparison of
the Indictment and the Complaint reveals the common nature of the allegations and
issues in both cases. Plaintiff Jane Doe contends she met Ms. Maxwell in the summer
of 1994 and that she was "groomed" by Ms. Maxwell through movie and shopping
excursions. Cplt I 13-15. The Indictment likewise alleges that Ms. Maxwell spent
time building friendships with minor victims by, for example, taking minor victims to
the movies or shopping," including Minor Victim 1 whom she purportedly met in
1994. Ex. A at I 4(a). Jane Doe alleges that Epstein paid for her educational
opportunities and was facilitated by Ms. Maxwell. Cplt. I 16. The Indictment makes
the same claim. Ex. A at I 4(d). The allegations contained in the Indictment at I 7(a)
are very similar in time frame and content to those in the Complaint.
Given the overlapping time frame, allegations and nature of the cases, the
witnesses and evidence are highly likely to be overlapping, if not identical, in both
this case and the criminal matter.
1 The press recently has speculated as much. See, e.g., Kate Briquelet, "Epstein
Victim Claims He Showed Her Off to Trump When She Was 14," The Daily Beast (Aug. 18,
2020) (comparing Doe's allegations in the Complaint to the Indictment: "The accusations are
similar to those in Maxwell's indictment. In 1994, the document says, Maxwell and Epstein
"attempted to befriend Minor Victim-1, taking her to the movies and on shopping trips' and
asking the girl "about school, her classes, her family, and other aspects of her life.' They
arranged for the victim to travel to New York and Florida, where she was abused by Epstein
and Maxwell, prosecutors say.") (https://www.thedailybeast.com/epstein-victim-claims-he-
showed-her-off-to-trump-at-mar-a-lago-when-she-was-14).
EFTA00026737

=== Page 4 ===
Case 1:20-cv-00484-JGK-DCF Document 69 Filed 08/19/20 Page 4 of 6
Hon. Debra Freeman
August 19, 2020
Page 4
(2)
Status of the case, including whether the defendants have been
indicted. "Whether the defendant has been indicted has been described as 'the most
important factor' to be considered in the balance of factors. Maldanado V. City of
New York, Case No. 17-cv-6618 (AJN), 2018 WL 2561026, at *2 (S.D.N.Y. June 1,
2018) (citations omitted). "[O]nce an indictment has been issued, 'the likelihood that
a defendant may make incriminating statements is greatest,' and 'the prejudice to the
plaintiffs in the civil case is reduced since the criminal case will likely be quickly
resolved due to Speedy Trial Act considerations." Id. (quoting Trs. of the Plumbers
and Pipefitters Nat'l Pension Fund, 886 F. Supp. at 1139). "The weight of authority
in this Circuit indicates that courts will stay a civil proceeding when the criminal
investigation has ripened into an indictment." In re Par Pharm, Inc., 133 F.R.D. 12,
13 (S.D.N.Y.1990).
Ms. Maxwell has been indicted, detained, arraigned and scheduled for trial.
Should this case not be stayed, Ms. Maxwell will naturally be forced to decide
whether to assert the Fifth Amendment protections afforded her by the U.S.
Constitution or risk facing an adverse inference against her in this case. She also will
have to make such a choice in response to written discovery requests. The burdens on
an indicted defendant have led numerous courts in this Circuit and elsewhere to
impose a stay on overlapping civil cases during the pendency of a criminal case. See,
e.g., Nesbitt V. Bemer, 18-CV-00699 (VLB), 2018 WL 5619716 (D. Conn. Oct. 30,
2018) (granting stay of federal Trafficking Victims Protection Act civil after
defendant was charged in state court with patronizing a minor prostitute victim of
trafficking); Stamile V. County of Nassau, No. CV 10-2632(SJF)(AKT), 2011 WL
1754125, at *7 (E.D.N.Y. Jan. 31, 2011) (granting stay of related civil proceedings
following indictment of defendant accused of sexually touching inmates in jail).
(3)
Private interests of the plaintiffs in proceeding expeditiously weighed
against the prejudice to plaintiffs caused by the delay. Plaintiff has brought this civil
case a full 26 years after she claims the wrongdoing occurred. Having waited more
than a quarter of century to pursue her claims, any evidence that has been lost to the
passage of time is unlikely to have been in existence even at the inception of
Plaintiff's case. In other words, there is hardly much harm in waiting an additional
matter of months to litigate claims as stale as those presented here. Moreover, the
Epstein Voluntary Claims Resolution Program, the basis for the stays for each of the
other pending actions concerning Mr. Epstein and the one other concerning Ms.
Maxwell, requires participation by, at least, March 2021. During the pendency of the
requested stay, Plaintiff will have a full opportunity to participate in that program
obviating the need for this case to proceed at all.
(4)
Private interests of and burden on the defendant. "A stay can protect a
defendant from making a
choice' of choosing to be prejudiced in the civil
litigation if the defendant asserts his Fifth Amendment privilege, or from being
EFTA00026738

=== Page 5 ===
Case 1:20-cv-00484-JGK-DCF Document 69 Filed 08/19/20 Page 5 of 6
Hon. Debra Freeman
August 19, 2020
Page 5
prejudiced in the criminal proceeding if he or she waives that privilege in the civil
litigation." Louis Vuitton, 676 F.3d at 97. Furthermore:
The Sixth Amendment provides that '[i]n all criminal prosecutions, the
accused shall enjoy the right to a speedy and public trial U.S. Const.
Amend. VI. Civil discovery is intrusive and time consuming. Engaging in
civil discovery, including depositions and interrogatory compliance, may
inhibit [Ms. Maxwell's] ability to zealously defend this civil case while at the
same time preserving [her] right to defend against the criminal charges. To the
extent [s]he is forced to make the
choice" between protecting [her]
financial interests by defending [herself] in this civil action and [her] penal
interests by defending [herself] in the criminal charges, his Sixth Amendment
rights to a fair and speedy trial will be abridged if not denied.
Nesbitt, 2018 WL 5619716 at *6. Finally, the burden on Ms. Maxwell to proceed
forward in a civil case while detained in the MDC without access to her files or
potential witnesses, cannot be overstated. Defending against conduct that purportedly
occurred decades ago requires an extraordinary degree of forensic sleuthing through
one's records, memories, witnesses, and events. Her counsel cannot meet with her in
person at all, and she cannot participate in any depositions. She currently has no
access to email, so cannot review drafts, discovery or pleadings, without waiting for
the mail, the opportunity to review and mark-up, and then mailing the pleadings back.
The burden for actively litigating this civil case from custody, particularly given the
restrictions imposed by the Covid-era, is extraordinary and cannot possibly result in
fair proceedings in this case.
(5)
Interests of the court: "As many courts in similar circumstances have
noted, '[t]he Criminal Case will resolve issues of fact common to the civil case and
may reduce the number of issues to be decided in subsequent proceedings in this
case. SEC V. Abraaj Invest. Mgmt. Ltd., 19-CV-3244 (AJN), 2019 WL 6498282
(S.D.N.Y. Dec. 3, 2019) (collecting cases); see also Shkreli, 2016 WL 1122029, at *6
("A stay of the civil action while the criminal case moves forward 'would avoid a
duplication of efforts and a waste of judicial time and resources. SEC V. One or
More Unknown Purchasers of Secs. of Global Indus., Case No. 11-cv-6500, 2012 WL
5505738, at *4 (S.D.N.Y. Nov. 9, 2012) ("the Civil Case is likely to benefit to some
extent from the Criminal Case no matter its outcome").
This is the only of the numerous Epstein related civil cases that has not been
stayed pending the Claims Program outcomes. In conferral, Plaintiff has not
advanced a cogent reason for wanting to press ahead alone, while coyly indicating his
client is considering participation in that same program. Duplication of this Court's
efforts at the same time that Judge Nathan is overseeing the criminal trial cannot be
justified by Plaintiff.
EFTA00026739

=== Page 6 ===
Case 1:20-cv-00484-JGK-DCF Document 69 Filed 08/19/20 Page 6 of 6
Hon. Debra Freeman
August 19, 2020
Page 6
(6)
Public interest. Finally, numerous courts have recognized a stay is
"often necessary where liberal discovery rules will allow a litigant to undermine, or
gain an unfair advantage in, a potential criminal prosecution which parallels the
subject matter of the civil action." SEC V. Downe, Case No. 92-cv-4092, 1993 WL
22126 at *12 (S.D.N.Y. Jan. 26, 1993). Most commonly, government-intervenors
request such a stay to deny criminal defendants an unfair tactical advantage by
circumventing the limited discovery provided by Fed.R.Cr.P. 16. However, there is
no principled reason why the same logic should not apply to a civil plaintiff opposing
a stay who might, for example, either alone or at the behest of the U.S. Attorney's
Office seek to gain discovery from a civil defendant that would not be available to the
government in the criminal case. Such discovery might include testimony of the
criminal defendant or non-cooperative witnesses. Nor could a protective order cure
this potential circumvention: the Indictment pending against Ms. Maxwell includes
direct quotes from her civil deposition testimony that is both under seal and subject to
a protective order in the
case. In any event, a specific showing that plaintiff
or the government "is likely to engage in misconduct is not necessary to conclude that
the public's interest in witness security and integrity favors a stay." Abraaj Invest.,
2019 WL 6498282 at *3 (quotations omitted). It should be enough that discovery in
this case, and any concomitant publicity, might allow witnesses in the criminal
prosecution to conform their decades-old memories to that developed in the civil
case, undermining the integrity of both proceedings.
For the foregoing reasons, Ms. Maxwell respectfully requests that the Court
enter an Order staying the case until further order of the Court, and asks that the
parties be directed to update the Court within 10 days of either (a) Plaintiff's
successful participation in the Voluntary Claims Resolution Program or (b) the
conclusion of Ms. Maxwell's criminal trial.
Respectfully Submitted,
Jam Laura A. Menninger a. a.big
CC: Counsel of Record via ECF
EFTA00026740


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c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00023920.pdf
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=== Page 1 ===
From:
To:
Cc:
Subject: RE: Daily Beast story on Epstein investigation
Date: Tue, 29 Oct 2019 15:51:24 +0000
Inline-Images: image001.jpg; image002.jpg; image003.jpg; image004.jpg; image005.jpg
Very helpful. Thanks,
From:
Sent: Tuesday, October 29, 2019 11:45 AM
To:
Cc:
Subject: RE: Daily Beast story on Epstein investigation
For whatever it's worth, this article seems to be almost entirely based on information from Spencer Kuvin, who has been
an extremely frustrating and unhelpful presence during our case-he routinely has been quoted in media reports saying
things that are completely wrong (and actively harmful to the investigation). As an example, he wasn't even at either of
the meetings he's purporting to have information on here. Additionally, none of us on the team has literally ever spoken
with him or met him, nor are we aware of any victim clients that he actually currently represents (despite his repeated
claims that he actively represents victims), and we're also not aware of anyone who intends to meet with us who's a client
of his.
Obviously we have no control over him or anyone who uses him as a source, but he has put inaccurate information out a
number of times (including that he has any clients who have spoken with us and/or intend to) so I figured it might be
useful to let you know.
From:
Sent: Tuesday, October 29, 2019 10:32
To:
Cc:
Subject: Daily Beast story on Epstein investigation
https://www.thedailybeast.com/jeffrey-epstein-case-federal-prosecutors-are-lining-up-witnesses-against-his-cronies?
ref=home
T'S NOT OVER
EFTA00023920

=== Page 2 ===
Federal Prosecutors Are Lining Up Witnesses
Against Jeffrey Epstein's Cronies
Numerous Epstein victims have met with prosecutors in recent days.
Kate Briquelet
Senior Reporter
Pervaiz Shallwani
Senior Editor & Writer
Published 10.29.19 4:47AM ET
EXCLUSIVE
Photo Illustration by The Daily Beast/Photos Getty
It's been more than two months since Jeffrey Epstein killed himself, but the
investigation into possible accomplices is still very much alive. In recent days, federal
prosecutors probing the financier's sex-trafficking ring have been asking Epstein
victims if they could serve as witnesses in the criminal case they are building.
Representatives from the U.S. Attorney's Office for the Southern District of New
York traveled to Florida for an Oct. 15 meeting with several of Epstein's victims and
their counsel. The staffers, who worked in the victim services unit, held a similar
meeting in New York on Oct. 23, lawyers for the women and a law enforcement
source told The Daily Beast.
ADVERTISEMENT
Two people familiar with the investigation said that prosecutors have heard from
"dozens" of witnesses or victims since Epstein's arrest in July.
Following Epstein's death in August, which was ruled a suicide by hanging, the
Department of Justice said that it would continue to investigate anyone who helped
Epstein procure underage girls or helped him to cover up crimes. A spokesman for
the Manhattan U.S. Attorney's Office declined to comment on where the probe
stands, only saying that the "investigation is continuing."
EFTA00023921

=== Page 3 ===
Spencer Kuvin, a Palm Beach attorney who represents two women who were abused
by Epstein, said the U.S. Attorney's Office for the Southern District of New York
offered counseling services to the group of victims who gathered in Miramar, Florida.
The representatives also worked to debunk conspiracy theories, which the victims
have encountered online, related to Epstein's jailhouse suicide. According to Kuvin,
prosecutors continue to battle
speculation on how the 66-year-old money-
manager died, along with rumors that he isn't dead at all.
"The U.S. Attorney's Office wanted to put to rest some of those conspiracy theories-
that he was killed, that he's still alive. There are people still talking about that,"
Kuvin told The Daily Beast. "There are still people that think this was an absolute
ruse and he's sitting pretty in another part of the world."
Kuvin said investigators assured the women that their probe into Epstein's alleged
co-conspirators was ongoing. The lawyer declined to comment on the identities of
those suspected accomplices.
ADVERTISING
"They wanted to meet with some of the victims to discuss whether or not they could
be potential witnesses in that ongoing investigation," Kuvin said. "One of my clients
is going to meet with them privately about that issue."
During the Florida meeting, coordinators for federal prosecutors answered questions
from the women, some of whom felt burned over their treatment 12 years ago, when
the U.S. Attorney's Office in Miami secretly negotiated a cushy plea deal for Epstein.
Back then, the feds promised the women they'd prosecute the creepy
multimillionaire; instead, they collaborated with his legal team to downgrade the
charges.
"The focus really is: What are you doing now and are you honestly going to pursue
the co-conspirators or are those just words?" Kuvin said.
EFTA00023922

=== Page 4 ===
"They've been wronged by the system numerous times," Kuvin added of his clients
and other victims of Epstein, "from the late 2000S all the way up to him killing
himself. Every time an official comes forward and says, 'Don't worry. We're going to
do the right thing,' they shake their heads and say, 'We'll see."
In New York last week, prosecutors met with victims at a federal building downtown
where local FBI headquarters is housed to inform the women of their rights and offer
counseling services.
Duncan Levin, a former assistant U.S. Attorney and chief of asset forfeiture at the
Manhattan District Attorney's office, said Epstein's inner circle shouldn't rest easy.
"There is at least some evidence that other people facilitated his crimes, and there's
obviously enough public interest in the case that [prosecutors] aren't going to drop it
just because he's dead," said Levin, managing partner at Tucker Levin, PLLC.
Levin said prosecutors are likely to thoroughly investigate Epstein's alleged enablers
and seek forfeiture of Epstein's properties that were used to facilitate the sex crimes.
A bare-bones rundown of Epstein's assets submitted by his lawyers following his
arrest, and bank records obtained by prosecutors, provided a glimpse into Epstein's
net worth which is estimated at more than $550 million, but it may not be a
complete accounting. The listed assets included $56 million in cash and another
$500 million in properties and investments.
The properties include $85 million worth of real estate in the U.S. Virgin Islands-
including his own private island-an $8.6 million Paris apartment, a $12 million
Palm Beach estate, a $17 million New Mexico ranch, and his Manhattan mansion-
EFTA00023923

=== Page 5 ===
which Epstein claimed is worth $55 million but prosecutors have said is worth $77
million.
"Justice is a slow-moving train," Levin said. "This is par for the course. Investigations
are measured in months and years not days and weeks."
"I would be very nervous if I were somebody who helped Jeffrey Epstein at this point
and would be seeking legal counsel," Levin added.
Epstein was arrested on July 6 and charged with sex-trafficking and conspiracy to
commit sex-trafficking. The indictment referred to three victims and three unnamed
employees of Epstein who allegedly assisted in the sex pyramid scheme.
According to the complaint, Epstein created a "network of minor victims in multiple
states to sexually abuse and exploit" and "worked and conspired with others,
including employees and associates who facilitated his conduct by, among other
things, contacting victims and scheduling their sexual encounters with Epstein."
From 2002 to 2005, the indictment states, Epstein "enticed and recruited" minor
girls as young as 14 to visit his mansions and engage in sex acts with him, after which
he or his assistants gave the victims hundreds of dollars in cash.
It's unclear which alleged co-conspirators prosecutors are targeting.
In one July court filing, prosecutors requested a protective order, indicating they
planned to produce certain documents and materials that "would impede, if
prematurely disclosed, the Government's ongoing investigation of uncharged
individuals."
In 2008, when Epstein pleaded guilty to state charges, his non-prosecution
agreement with the feds granted immunity to his alleged accomplices, "including but
not limited to
"
EFTA00023924

=== Page 6 ===
lawyer, Michael Bachner, previously told The Daily Beast: "At no time during
employment with Epstein did she ever engage in any misconduct."
Attorneys for
told CNN last month that she was a victim herself and "is
and has been severely traumatized." They added: "She needs time to process and
make sense of what she has been through before she is able to speak out."
According to the report,
spokeswoman had a similar explanation. "Very soon
after
was brought into Epstein's world, he began to sexually abuse her, and
this abuse went on for years.
continues to struggle with the trauma of her
experiences and has chosen not to speak publicly at this time."
hasn't spoken publicly on the allegations.
One lawsuit, filed by a Jane Doe in September against Epstein's estate, describes
and
as a pair of adult employees who "specifically facilitated his abuse."
The women scheduled the girl's visits to Epstein's Manhattan mansion and "often
asked Doe to bring other girls with her," paying her every time she did so.
Meanwhile,
,
a former assistant to Epstein, is facing a lawsuit from
,
who says she was in high school when Epstein raped and abused her. A
second assistant,
is also listed as a defendant in the case.
,
complaint also targets Epstein's alleged madam, Ghislaine Maxwell-who's
kept a low profile since the hedge-funder's arrest and has long faced accusations of
recruiting underage girls and taking part in sexual abuse herself.
Another lawsuit, recently filed by Priscilla Doe, alleges that "in addition to providing
sexual instruction, Ghislaine Maxwell further made sure that Plaintiff and the other
EFTA00023925

=== Page 7 ===
young females were constantly on call to sexually service Jeffrey Epstein."
Maxwell isn't the only Epstein friend under scrutiny in the press. Authorities in
France are looking into sexual misconduct claims against talent scout Jean-Luc
Brunel, accused in civil court filings of procuring young models for Epstein to
exploit.
"Jeffrey Epstein has told me that he has slept with over 1,000 of Brunel's girls, and
everything that I have seen confirms this claim," said accuser
in a
2015 affidavit.
says she was 16 when Maxwell recruited her into Epstein's
trafficking ring.
In response, Brunel issued a statement denying
claims, saying he never
participated "directly nor indirectly, in the actions Mr. Jeffrey Epstein is being
accused of."
Last year, Epstein may have attempted to buy the silence of alleged co-conspirators
just as his name re-emerged in the press.
Prosecutors say Epstein wired payments to two unnamed women-one received
$250,000 while the other got $100,000-shortly after the Miami Herald's exposé on
Epstein's 2007 sweetheart deal. Those individuals were listed as possible co-
conspirators in Epstein's non-prosecution agreement, the U.S. Attorney's Office said
in July.
At a bail hearing that month, Assistant U.S. Attorney
told the court
that "after seven days of this case being public following months of a covert
investigation, the evidence is already significantly stronger and getting stronger
every single day.
EFTA00023926

=== Page 8 ===
"Many individuals identifying themselves as victims and witnesses have contacted
the government," Rossmiller continued, "and we are in the process of receiving and
corroborating this additional evidence."
Brad Edwards, an attorney who sued the government on behalf of victims over
Epstein's lenient plea deal, said, "I assume that if there are others that should be held
accountable for crimes that can still be prosecuted, then they will."
Edwards said he trusts that New York prosecutors "are trying to leave no stone
unturned."
Last month, U.S. District Judge Kenneth Marra refused to scrap the non-prosecution
agreement that shielded Epstein and his alleged co-conspirators from facing serious
charges-despite Marra's ruling that the agreement was illegal.
Marra also denied the victims' requests for other relief: attorneys' fees, a hearing
where victims could speak, and the release of documents including grand jury
materials. The decision was part of a 2008 lawsuit Jane Does 1 and 2 filed against the
United States, alleging the feds violated the Crime Victims' Right Act.
,
who has come forward as Jane Doe 1, has appealed to the U.S. Court
of Appeals for the 11th Circuit. Oral arguments are scheduled for January.
"A ruling rescinding the immunity provisions would have permitted the victims to
confer with government prosecutors about the possibility of obtaining prosecution of
Epstein's co-conspirators in the Southern District of Florida - i.e., would have
afforded them their rights under the CVRA,"
appeal states.
Kate Briquelet
Senior Reporter
EFTA00023927

=== Page 9 ===
@kbriqueletkate.briquelet@thedailybeast.com
Pervaiz Shallwani
Senior Editor & Writer
EFTA00023928


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=== Page 1 ===
From:
)"
To:
)"
Subject: RE:
follow-up request
Date: Fri, 08 May 2020 15:02:21 +0000
Great thx
From:
Sent: Friday, May 08, 2020 11:00
To:
Subject: Re:
follow-up request
That sounds right. Probably not even that long.
Sent from my iPhone
On May 8, 2020, at 10:45 AM,
)
wrote:
What do you think? Hour and a half or so??
From: Sigrid McCawley
Sent: Thursday, May 07, 2020 18:57
To:
Cc:
Subject: RE:
follow-up request
Hello
I am sure
will be happy to help in any way she can. Let me find out what her patient schedule is like for next week
and find a time that works. How much time do you think she should allot for the interview - just so she can plan?
Best,
Sigrid
Sigrid McCawley
Partner
BOIES SCHILLER FLEXNER LLP
www.bsfllp.com
From:
) [mailto:
Sent: Thursday, May 7, 2020 6:41 PM
To: Sigrid McCawley
Cc:
Subject: RE:
follow-up request
EFTA00025319

=== Page 2 ===
CAUTION: External email. Please do not respond to or click on links/attachments unless you recognize the sender.
Hi Sigrid,
We wanted to follow up in connection with
- our supervisors have asked us to do an additional interview with her,
both to follow up on some specific aspects of her recollection but also do basically go through her experiences again. As
I'm sure you know, we have no doubts whatsoever, at all, about her candor and truthfulness in our previous interview,
which also was broadly consistent with what she has said in other interviews, but we are nevertheless hoping she might
be willing to speak with us sometime in the next week or two? Obviously due to the current situation we would plan to
do it via phone, and we would be happy to chat about logistics with you if that would be helpful, or to answer any
questions at all. And if
is willing to speak with us again, we're happy to work around her schedule, including
talking during an evening or weekend if that's easier for her than during the day-whatever you and she would prefer.
Please let us know if any questions, or if it would be useful to chat, and thanks very much.
From:
Sent: Thursday, January 16, 2020 14:35
To: Sigrid McCawley
Cc:
is
Subject: RE:
follow-up request
Got it, thanks.
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From: Sigrid McCawley
Sent: Thursday, January 16, 2020 2:29 PM
To:
Cc:
is
Subject: RE:
follow-up request
I checked back with
and she said that the last entry in her journal is in late February and she
went to New Mexico in April.
Thanks
Sigrid
EFTA00025320

=== Page 3 ===
Sigrid McCawley
Partner
BOIES SCHILLER FLEXNER LLP
www.bsfllp.com
Sent by Boxer
On January 16, 2020 at 1:05:54 PM EST,
)
wrote:
Thank you very much, Sigrid.
Just to confirm, does
have any journal entries regarding the time when she traveled to New Mexico? I
believe she told us during our interview that she does not have any entries from that time, but I just wanted
to make sure.
Thanks again,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From: Sigrid McCawley
Sent: Thursday, January 16, 2020 12:31 PM
To:
)
Cc:
)
)
Subject: RE:
follow-up request
Hello - attached are the pages
sent me to provide to you. Here is a bit of an explanation and I also
asked her to take a copy of the front and back of the journal book which she did. Hope this helps. Please let
me know if you need anything else:
"The shortest page and the one that is the hardest to read is the first entry from 12/95. It is written in colored
pencil and is fading. There are then two pages from 01/07/1996 where I talk about the highlights of my NY
trip and going to Epstein's house and then the next entry from 01/25/1996 is where I talk about going to the
movies with him."
Best,
EFTA00025321

=== Page 4 ===
Sigrid
Sigrid McCawley
Partner
BOIES SCHILLER FLEXNER LLP
www.bsfllp.com
From:
)
[mailto:
Sent: Friday, January 10, 2020 4:01 PM
To: Sigrid McCawley
Cc:
)
Subject: RE:
follow-up request
Thanks very much, Sigrid. Yes, we received the photographs from
.
which we very much appreciate.
Anything else she is willing to share, including her journal entries, would be very helpful.
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
From: Sigrid McCawley
Sent: Friday, January 10, 2020 3:59 PM
To:
)
Cc:
i
)
Subject: RE:
follow-up request
Hello
,
Let me follow up with
about her journal. I know she shared some pictures with you from around the
time period when she was with Epstein/Maxwell. I will ask her about the journal ASAP and will get back to
you and will check with her to see if she has anything else that might be helpful to the investigation.
All my best,
Sigrid
EFTA00025322

=== Page 5 ===
Sigrid McCawley
Partner
BOIES SCHILLER FLEXNER LLP
www.bsfllp.com
From:
)
[mailto:
Sent: Friday, January 10, 2020 3:30 PM
To: Sigrid McCawley
Cc:
)
Subject:
follow-up request
Hi Sigrid,
Hope you had a wonderful holiday season and very happy New Year. We wanted to follow up on a request
we made after interviewing
a few months ago. During her interview,
referred to several
entries in her journal that had helped refresh her recollection of the events involving Epstein and Maxwell.
As we mentioned at the end of the interview, it would be very helpful to our investigation if we could review
those journal entries, as well as any other records or documents
may have that relate to her
experiences with Epstein and Maxwell.
Would
be willing to share with us any relevant journal entries (or any other relevant documents she
may have) to assist in our investigation?
Happy to have a call to discuss if that would be helpful.
Thank you,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
The information contained in this electronic message is confidential information intended only for the use of the named recipient(s) and may contain
information that, among other protections, is the subject of attorney-client privilege, attorney work product or exempt from disclosure under applicable law. If
the reader of this electronic message is not the named recipient, or the employee or agent responsible to deliver it to the named recipient, you are hereby
notified that any dissemination, distribution, copying or other use of this communication is strictly prohibited and no privilege is waived. If you have received
this communication in error, please immediately notify the sender by replying to this electronic message and then deleting this electronic message from your
computer. [v.1 08201831BSF
EFTA00025323


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=== Page 1 ===
From
To
Subject: FW: GHISLAINE MAXWELL CHARGED IN MANHATTAN FEDERAL COURT FOR
CONSPIRING WITH JEFFREY EPSTEIN TO SEXUALLY ABUSE MINORS
Date: Thu, 02 Jul 2020 17:47:13 +0000
Attachments: U.S._v_Ghislaine_Maxwell_Indictment.pdf; Ghislaine_Maxwell_Indictment_PR.pdf
Inline-Images: image001.png
Hey
Vell done on seeing this through, congratulations!
From:
Sent: Thursday, July 2, 2020 1:22 PM
Subject: GHISLAINE MAXWELL CHARGED IN MANHATTAN FEDERAL COURT FOR CONSPIRING WITH JEFFREY EPSTEIN TO
SEXUALLY ABUSE MINORS
UNITED QUI PRO DOMINA JUSTITIA OF OFFICE JESTICE
UNITED STATES ATTORNEY'S OFFICE
Southern District of New York
STATES
GHISLAINE MAXWELL CHARGED IN MANHATTAN FEDERAL COURT FOR
CONSPIRING WITH JEFFREY EPSTEIN TO SEXUALLY ABUSE MINORS
Maxwell is Alleged to Have Facilitated, Participated in Acts of Abuse
Additionally Charged With Perjury in Connection With 2016 Depositions
Audrey Strauss, the Acting United States Attorney for the Southern District of New York, William F.
Sweeney Jr., the Assistant Director-in-Charge of the New York Field Office of the Federal Bureau of
Investigation ("FBI"), and Dermot Shea, Commissioner of the New York City Police Department ("NYPD"),
announced that GHISLANE MAXWELL was arrested this morning and charged with enticing a minor to travel
to engage in criminal sexual activity, transporting a minor with the intent to engage in criminal sexual activity,
conspiracy to commit both of those offenses, and perjury in connection with a sworn deposition. The Indictment
unsealed today alleges that between at least in or about 1994 through 1997, MAXWELL and co-conspirator
Jeffrey Epstein exploited girls as young as 14, including by enticing them to travel and transporting them for the
purpose of engaging in illegal sex acts. As alleged, knowing that Epstein had a preference for young girls,
MAXWELL played a critical role in the grooming and abuse of minor victims that took place in locations
including New York, Florida, and New Mexico. In addition, as alleged, MAXWELL made several false
statements in sworn depositions in 2016. MAXWELL is expected to be presented this afternoon in the in federal
court in New Hampshire. This case is assigned to U.S. District Judge Alison J. Nathan.
Acting U.S. Attorney Audrey Strauss said: "As alleged, Ghislaine Maxwell facilitated, aided, and
participated in acts of sexual abuse of minors. Maxwell enticed minor girls, got them to trust her, and then
delivered them into the trap that she and Jeffrey Epstein had set. She pretended to be a woman they could trust.
EFTA00024559

=== Page 2 ===
All the while, she was setting them up to be abused sexually by Epstein and, in some cases, Maxwell herself.
Today, after many years, Ghislaine Maxwell finally stands charged for her role in these crimes."
FBI Assistant Director William F. Sweeney Jr. said: "Preserving the innocence of children is among the
most important responsibilities we carry as adults. Like Epstein, Ms. Maxwell chose to blatantly disregard the
law and her responsibility as an adult, using whatever means she had at her disposal to lure vulnerable youth into
behavior they should never have been exposed to, creating the potential for lasting harm. We know the quest for
justice has been met with great disappointment for the victims, and that reliving these events is traumatic. The
example set by the women involved has been a powerful one. They persevered against the rich and connected,
and they did so without a badge, a gun, or a subpoena - and they stood together. I have no doubt the bravery
exhibited by the women involved here has empowered others to speak up about the crimes of which they've been
subjected."
NYPD Commissioner Dermot Shea said: "The heinous crimes these charges allege are, and always will
be abhorrent for the lasting trauma they inflict on victims. I commend our investigators, and law enforcement
partners, for their continuing commitment to bringing justice to the survivors of sexual assault, everywhere."
If you believe you are a victim of the sexual abuse perpetrated by Jeffrey Epstein, please contact
the FBI at 1-800-CALL FBI, and reference this case.
According to the Indictment [1] unsealed today in Manhattan federal court:
From at least 1994 through at least 1997, GHISLAINE MAXWELL assisted, facilitated, and participated
in Jeffrey Epstein's abuse of minor girls by, among other things, helping Jeffrey Epstein to recruit, groom, and
ultimately abuse victims known to MAXWELL and Epstein to be under the age of 18. The victims were as
young as 14 years old when they were groomed and abused by MAXWELL and Epstein, both of whom knew
that their victims were in fact minors. As a part and in furtherance of their scheme to abuse minor victims,
MAXWELL and Epstein enticed and caused minor victims to travel to Epstein's residences in different states,
which MAXWELL knew and intended would result in their grooming for and subjection to sexual abuse.
As alleged, MAXWELL enticed and groomed minor girls to be abused in multiple ways. For example,
MAXWELL attempted to befriend certain victims by asking them about their lives, taking them to the movies or
taking them on shopping trips, and encouraging their interactions with Epstein. MAXWELL also acclimated
victims to Epstein's conduct simply by being present for victim interactions with Epstein, which put victims at
ease by providing the assurance and comfort of an adult woman who seemingly approved of Epstein's behavior.
Additionally, to make victims feel indebted to Epstein, MAXWELL would encourage victims to accept offers of
financial assistance from Epstein, including offers to pay for travel or educational expenses. MAXWELL also
normalized and facilitated sexual abuse by discussing sexual topics with victims, encouraging them to massage
Epstein, and undressing in front of a victim.
As MAXWELL and Epstein intended, these grooming behaviors left minor victims vulnerable and
susceptible to sexual abuse by Epstein. MAXWELL was then present for certain sexual encounters between
minor victims and Epstein, such as interactions where a minor victim was undressed, and ultimately MAXWELL
was present for sex acts perpetrated by Epstein on minor victims. That abuse included sexualized massages
during which a minor victim was fully or partially nude, as well as group sexualized massages of Epstein
involving a minor victim where MAXWELL was present.
As alleged, minor victims were subjected to sexual abuse that included, among other things, the touching
of a victim's breasts or genitals, placing a sex toy such a vibrator on a victim's genitals, directing a victim to
touch Epstein while he masturbated, and directing a victim to touch Epstein's genitals. MAXWELL and
Epstein's victims were groomed or abused at Epstein's residences in New York, Florida, and New Mexico, as
well as MAXWELL's residence in London, England.
Additionally, in 2016, while testifying under oath in a civil proceeding, MAXWELL repeatedly made
false statements, including about certain specific acts and events alleged in the Indictment.
EFTA00024560

=== Page 3 ===
GHISLAINE MAXWELL, 58, is charged with one count of enticing a minor to travel to engage in illegal
sex acts, which carries a maximum sentence of five years in prison, one count of conspiracy to entice a minor to
travel to engage in illegal sex acts, which carries a maximum sentence of five years in prison, one count of
transporting a minor with the intent to engage in criminal sexual activity, which carries a maximum sentence of
10 years in prison, one count of conspiracy to transport a minor with the intent to engage in criminal sexual
activity, which carries a maximum sentence of five years in prison, and two counts of perjury, each of which
carries a maximum sentence of five years in prison.
The statutory maximum penalties are prescribed by Congress and are provided here for informational
purposes only, as any sentencing of the defendant would be determined by the judge.
Ms. Strauss praised the outstanding investigative work of the FBI and the NYPD.
This case is being handled by the Office's Public Corruption Unit. Assistant U.S. Attorneys
, and
are in charge of the prosecution.
The charges contained in the Indictment are merely accusations. The defendant is presumed innocent
unless and until proven guilty.
20-138
###
DO NOT REPLY TO THIS MESSAGE. IF YOU HAVE QUESTIONS, PLEASE CALL THE PRESS OFFICE
AT (212) 637-2600.
Follow us on Facebook Follow us on Twitter SDNY website YouTube
[1]
As the introductory phrase signifies, the entirety of the text of the Indictment, and the description of the Indictment set forth herein,
constitute only allegations, and every fact described therein should be treated as an allegation. The defendant is presumed innocent
unless and until proven guilty.
EFTA00024561


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=== Page 1 ===
From:
"
]"
To:
)"
Bec: "USAHUB-USAJournal111"
Subject: RE: US V. Maxwell - discovery production
Date: Fri, 02 Oct 2020 13:08:22 +0000
Embedded: RE: US V. Maxwell - _discovery_production.msg
Sender:
Subject: RE: US V. Maxwell - discovery production
Message-Id:
<CY1P110MB0487F21AB2D4A98FD258322DE3310@CY1P110MB0487.NAMP110.PROD.OUTLOOK.CO
M>
To:
To:
EFTA00023694


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=== Page 1 ===
From: Gary Bloxsome
To:
)"
Cc:
)"
)"
>, Daniel Cundy
"Jennifer
,
Richardson"
Subject: Re: U.S. Department of Justice investigation
Date: Wed, 05 Feb 2020 17:39:15 +0000
Inline-Images: image268334.jpg; image799378.jpg
Dear
Thank you for your email.
We will reflect on the position of DOJ and provide you with a considered response shortly.
Best.
Gary
Gary Bloxsome I Partner
RANKED IN
Chambers
UK
500
UNITED
-
2020
TOP TIER
Blackfords
Leading Firm
2020
Blackfords LLP is a limited liability partnership registered in England & Wales with registered number
A list of members' names is available at this
address.
GDPR: details of how we handle personal data can be found in ourPrivacy Statement
Authorised and regulated by the Solicitors Regulation Authority under number 462078.
On 4 Feb 2020, at 18:23,
)
wrote:
External email: is it safe to open attachments and links?
Gary,
You are aware of our position, and we do not believe any further rehashing of our prior conversations is productive at
this point. That said, we can confirm that it is our standard practice to refrain from publicly commenting on the
substance of any witness interview, and we intend to abide by that practice in this case. Beyond that, we can make no
commitments. Please advise as to whether Prince Andrew will agree to be interviewed and, if so, when such interview
will take place.
EFTA00023804

=== Page 2 ===
Regards,
Assistant U.S. Attorney
Southern District of New York
From: Gary Bloxsome
Sent: Monday, February 03, 2020 10:46
To:
Cc:
;
) ; Daniel Cundy ; Jennifer Richardson
Subject: Re: U.S. Department of Justice investigation
Dear
Thank you for your email of 30 January 2020.
On 10 January 2020 you personally assured me that any contact between the Duke of York and the DOJ was
confidential and would remain confidential within the investigation team in the DOJ and FBI. You said: "We don't
intend to share either the contents or the existence of the conversation beyond our chain of command in the
DOJ. As well as our partners at the FBI. It is confidential within the investigation team and our supervisors." The
note I made of what you said about the confidentiality of the interview process is as follows: "We do not
publicise the content or existence of any of our interviews. We can't guarantee that anyone might not share it
with some other person or it might be shared with other individuals who might come to have knowledge of its
existence, but our office does not advise the press of the interview and doesn't advise other interviewees of the
fact the interview has taken place or the contents of those discussions. For example, it was reported widely that
our office was attempting to interview your client months ago which was inaccurate. We have been working on
this request for several weeks now and it has not hit the press. That is consistent with our processes. We take
confidentiality very seriously."
At no point did you suggest that, because of a press statement made on behalf of the Duke in November 2019,
you or your colleagues in the investigation team would feel able to provide a public commentary on the DOJ's
views on the degree of cooperation provided by the Duke. DOJ's first contact of any kind with the Duke was in
early January 2020, and the first mention of any request for consideration of an interview came solely from you.
I object to your wholly inaccurate statement that the Duke has created a public misimpression. The Duke has
made it clear that he has a strong desire to cooperate fully with the ongoing investigation by the DOJ. The
communications between us were intended to enable him to provide that co-operation. In order for this process
to continue, I need to emphasise that we regard the confidential treatment of all contacts between the DOJ and
the Duke as essential. We do not wish to have any public pronouncements on what we regard as a voluntary and
confidential process. Please confirm that any further communications in connection with the requested
voluntary interview will be treated as wholly confidential and the DOJ will offer no further commentary on the
Duke's co-operation.
Best
Gary Bloxsome
Gary Bloxsome I Partner
Blackfords LLP is a limited liability partnership registered in England & Wales with registered number
A list of members' names is available at this
address.
GDPR: details of how we handle personal data can be found in our Privacy Statement
Authorised and regulated by the Solicitors Regulation Authority under number 462078.
EFTA00023805

=== Page 3 ===
On 30 Jan 2020, at 23:51,
wrote:
External email: is it safe to open attachments and links?
Gary,
On November 20, 2019, Prince Andrew publicly offered to cooperate with our investigation into Jeffrey Epstein's
crimes, stating in a press release: "Of course, I am willing to help any appropriate law enforcement agency with their
investigations, if required." In early January 2020, our Office responded to the Prince's public offer by contacting you to
set up the interview that the Prince claimed to be willing give us. More than three weeks after our initial contact with
you, we still had no date for an interview, nor did we even have a commitment from you that the Prince in fact would
agree to an interview.
On January 27, 2020, at a press event held by Safe Horizon to which Mr. Berman was invited, Mr. Berman was asked:
"As part of [the Epstein] investigation have you reached out to interview Prince Andrew, and has he been
cooperative?"
Mr. Berman responded: "Ordinarily, our office doesn't comment on whether an individual cooperates or doesn't
cooperate with our investigation. However, in Prince Andrew's case, he publicly offered, indeed in a press release,
offered to cooperate with law enforcement investigating the crimes committed by Jeffrey Epstein and his
coconspirators. So I think in that context, it's fair for people to know whether Prince Andrew has followed through with
that public commitment. So let me say that the Southern District of New York and the FBI have contacted Prince
Andrew's attorneys and requested to interview Prince Andrew and to date, Prince Andrew has provided zero
cooperation."
Mr. Berman's statement corrected a public misimpression - created by the Prince himself - that the Prince is
cooperating with our investigation.
As soon as the Prince commits to a date for the interview that he so publicly offered to us more than two months ago,
we would be prepared to announce that he has agreed to be interviewed.
Regards,
Assistant U.S. Attorney
Southern District of New York
From: Gary Bloxsome
Sent: Tuesday, January 28, 2020 11:59
To:
Cc:
is
>; Daniel Cundy
>; Jennifer Richardson
Subject: Re: U.S. Department of Justice investigation
Dear
Thank you for your email response claiming that US Attorney Berman's statements were factually accurate
and did not create a misleading impression.
We only have access to edited video and newspaper reporting of what the US Attorney said. Those reports
suggest the US Attorney described the position of the Duke of York and his advisors in misleading,
condemnatory and prejudicial terms. US Attorney Berman is quoted as having stated there has been "zero
co-operation". This is not an accurate statement of the position. The following are also false statements
ascribed to Mr Berman and to the DOJ/FBI: "F.B.I. agents and federal prosecutors in New York reached out
to his lawyers and asked to interview him. There was no response at all, according to three people familiar
with the investigation." (New York Times 27.01.20) and "Geoffrey Berman, a US attorney, said federal
prosecutors and the FBI had asked to interview Prince Andrew about the late paedophile billionaire, but had
been met with a wall of silence "(The Telegraph 28.01.20).
Please provide us with an accurate record of the statements made by The US Attorney and/or the DOJ/FBI
including a transcript of any relevant questions and answers.
EFTA00023806

=== Page 4 ===
We note from your email that you have not provided any response to our request that you confirm that the
DOJ will not be making any further public statements about the Duke of York. We had understood from our
conversations with you and from the rules governing media relations that DOJ personnel and the US
Attorney would not comment on the nature or progress of any grand jury investigation and in particular
would not comment on the willingness of any Subject to make a voluntary statement to the DOJ. We ask you
to confirm that there will be no further public comment on any contact between the Duke of York and the
DOJ.
Kind regards
Gary
Gary Bloxsome
Partner
Blackfords
Blackfords LLP is a limited liability partnership registered in England & Wales with registered number
A list of members' names is available at this
address.
GDPR: details of how we handle personal data can be found in our Privacy Statement
Authorised and regulated by the Solicitors Regulation Authority under number 462078.
On 27 Jan 2020, at 22:59,
wrote:
External email: is it safe to open attachments and links?
Gary,
Our understanding is that U.S. Attorney Berman made a factual statement in response to a specific question that
suggested the Duke of York either would or was cooperating, and he responded that to date he has not in fact
provided cooperation with our investigation. That is, he corrected the record generally in a factually accurate
statement; I don't believe this would create a misleading impression. I appreciate that you have advised us that your
client has a desire to cooperate, and we look forward to hearing from you when he has made a determination as to
whether he is in fact willing to speak with us.
Regards,
From: Gary Bloxsome
Sent: Monday, January 27, 2020 13:44
To:
Cc:
is
>; Daniel Cundy
>; Jennifer Richardson
Subject: Re: U.S. Department of Justice investigation
The press are reporting that Geoffrey S. Berman, the United States Attorney for the Southern District of New York
has disclosed what we understood were confidential communications between us and
and
It has also been suggested that Geoffrey S. Berman has stated that the Duke of York has not co-operated with the
Southern District. As you know we have made it very clear that the Duke of York has a strong desire to cooperate
with the ongoing investigation by the DOJ and we are trying to reach a position where we are able to advise him to
do so.
We are concerned about the misleading impression that has been created and the effect this has on our ability to
advise the Duke to proceed with any voluntary co-operation. Please confirm that the DOJ will not be making any
further public statements on this topic.
Thank you.
EFTA00023807

=== Page 5 ===
Gary Bloxsome
Gary Bloxsome I Partner
Blackfords
Blackfords LLP is a limited liability partnership registered in England & Wales with registered number
A list of members' names is available at this
address.
GDPR: details of how we handle personal data can be found in our Privacy Statement
Authorised and regulated by the Solicitors Regulation Authority under number 462078.
On 22 Jan 2020, at 17:34,
)
wrote:
External email: is it safe to open attachments and links?
Gary,
We've received your response. We look forward to hearing whether the Duke of York is willing to speak with us.
thank you,
From: Gary Bloxsome
Sent: Wednesday, January 22, 2020 11:35
To:
Cc:
is
>; Daniel
Cundy
>; ; Jennifer Richardson
Subject: Re: U.S. Department of Justice investigation
We are very grateful for your offer of assistance. At present we do not believe you can help us but we would welcome
a real-time conversation once we have achieved some of the more immediate preliminary tasks, including the need to
gather information from the Royal Household and others.
Best
Gary Bloxsome I Partner
Blackfords
Blackfords LLP is a limited liability partnership registered in England & Wales with registered number
A list of members' names is available at this
address.
GDPR: details of how we handle personal data can be found in our Privacy Statement
Authorised and regulated by the Solicitors Regulation Authority under number 462078.
On 20 Jan 2020, at 18:52,
wrote:
External email: is it safe to open attachments and links?
EFTA00023808

=== Page 6 ===
Gary,
Thank you for your response. It would be useful for us if you were able to help us understand the nature of the
issues and procedures with which you are dealing, particularly as it sounds like it will take at least a couple
additional weeks to address even minor preliminary issues, which suggests likely additional subsequent time to
handle further processes-and without a response to the question of whether he is willing to speak with us,
separate from a general desire to cooperate. Our investigation is moving forward expeditiously and so we would
be grateful for some understanding of the relevant issues (especially, though not exclusively, to the extent we
may be able to assist in their resolution) and would be happy to speak via phone if a real-time conversation
would be more conducive to that discussion.
thank you,
From: Gary Bloxsome
Sent: Monday, January 20, 2020 11:23
To:
Cc:
>; Daniel
Cundy
>; Jennifer Richardson
Subject: Re: U.S. Department of Justice investigation
Thank you for your email. The Duke of York has made it clear to us that he has a strong desire to cooperate fully
with the ongoing investigation by the DOJ.
It is our responsibility to deal with the various issues and procedures that arise here that will need to be
addressed to enable him to do so. We should be able to deal with at least some of the minor preliminary issues in
the next two weeks and we will update you on our progress once we have done so.
Regards,
Gary
Gary Bloxsome I Partner
Blackfords
Blackfords LLP is a limited liability partnership registered in England & Wales with registered number
A list of members' names is available at this
address.
GDPR: details of how we handle personal data can be found in our Privacy Statement
Authorised and regulated by the Solicitors Regulation Authority under number 462078.
On 18 Jan 2020, at 01:06,
wrote:
External email: is it safe to open attachments and links?
Gary,
We write to follow up on our phone conversation of a week ago. Could you please advise regarding status, in
particular the initial question, separate from any logistics, of whether you expect your client will be willing to
speak with us? And of course please let us know if any additional information would be useful to you.
thank you,
EFTA00023809

=== Page 7 ===
From: Gary Bloxsome
Sent: Wednesday, January 08, 2020 07:38
To:
Cc:
is
>; Daniel
Cundy
; Jennifer Richardson
Subject: Re: U.S. Department of Justice investigation
Thank you for your email.
Friday 10th January at 1400(LDN) time is fine.
Please forward dial in details.
Kind regards
Gary
Gary Bloxsome I Partner
Blackfords
Blackfords LLP is a limited liability partnership registered in England & Wales with registered number
A list of members' names is available at this
address.
GDPR: details of how we handle personal data can be found in our Privacy Statement
Authorised and regulated by the Solicitors Regulation Authority under number 462078.
On 7 Jan 2020, at 18:56,
)
wrote:
External email: is it safe to open attachments and links?
Gary,
We are available for a preliminary call this Friday, January 10. If it would be convenient for you, we are
available at 9:00 local time for us (which I believe would be 14:00 your time). If that works, we can plan to call
you at your office line unless you'd prefer we use another number or a conference line.
thank you,
From: Gary Bloxsome
Sent: Tuesday, January 07, 2020 11:20
To:
Cc:
is
>; Daniel
Cundy
>; ; Jennifer Richardson
Subject: Re: U.S. Department of Justice investigation
Thank you for your email.
Please confirm whether you would be available for a preliminary telephone call on Friday 10th January 2020.
Kind regards.
Gary
EFTA00023810

=== Page 8 ===
Gary Bloxsome I Partner
Blackfords
Blackfords LLP is a limited liability partnership registered in England & Wales with registered number
A list of members' names is available at this
address.
GDPR: details of how we handle personal data can be found in our Privacy Statement
Authorised and regulated by the Solicitors Regulation Authority under number 462078.
On 4 Jan 2020, at 01:38,
)
wrote:
External email: is it safe to open attachments and links?
Mr. Bloxsome,
Thank you for your response and for confirming your representation. To respond to your question generally,
in connection with our investigation of conduct relating to Jeffrey Epstein and certain of his associates, we
wish to request a consensual, voluntary law enforcement interview with your client. Generally, we would
expect to inquire about his relationship and communications with Jeffrey Epstein and his associates, as well
as certain allegations that have arisen publicly and in our investigation to date.
Although we recognize we separately have the ability to convey such a request through diplomatic and law
enforcement channels, we understand we may also alternatively inquire directly with counsel, when an
individual has legal representation. Given your representation, we are inquiring directly with counsel in the
first instance.
Certainly we can discuss our request in more detail, but we hope this will provide the information you were
seeking as a threshold matter, and we look forward to being in touch.
Regards,
Assistant U.S. Attorney
Southern District of New York
From: Gary Bloxsome
Sent: Friday, January 03, 2020 10:30
To:
Cc:
is
V.
Daniel Cundy
>; Jennifer Richardson
Subject: Re: U.S. Department of Justice investigation
Dear Sirs,
Thank you for your email dated 2 January 2020.
I confirm that we do represent HRH the Duke of York.
I would be grateful if you could please clarify what specifically you invite us to contact you about.
EFTA00023811

=== Page 9 ===
Kind regards
Gary Bloxsome
Gary Bloxsome I Partner
Blackfords
Blackfords LLP is a limited liability partnership registered in England & Wales with registered number
A list of members' names is available at this
address.
GDPR: details of how we handle personal data can be found in our Privacy Statement
Authorised and regulated by the Solicitors Regulation Authority under number 462078.
On 2 Jan 2020, at 18:54,
wrote:
External email: is it safe to open attachments and links?
Mr. Bloxsome,
We are the federal prosecutors investigating conduct relating to Jeffrey Epstein, under the U.S. Department
of Justice, Southern District of New York. We have been advised that you currently represent HRH The
Duke of York. Could you please advise whether that is correct? We - my colleagues
and I - can be reached anytime at these email addresses, or please let us know if you would prefer
to set up a time to discuss via phone.
Regards,
Assistant U.S. Attorney
Southern District of New York
EFTA00023812


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c6: pdf
c7: images
c0:
=== Page 1 ===
From:
To:
Subject: Accepted: Epstein call
Date: Wed, 29 Apr 2020 15:50:06 +0000
Importance: Normal
Attachments: unnamed
EFTA00026611


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c2: DataSet 8
c3: VOL00008
c4: DataSet 8/VOL00008/IMAGES/0005/EFTA00027051.pdf
c6: pdf
c7: images
c0:
=== Page 1 ===
From:
"
(USANYS) [Contractor]"
To:
)"
(USANYS)"
Cc:
"
(USANYS) [Contractor]"
(USANYS) [Contractor]"
Subject: US V. Epstein
Date: Thu, 15 Oct 2020 16:19:07 +0000
Inline-Images: image002.jpg; image004.jpg
Hello,
Can you please review the following searches
US V. Epstein database:
-
01.Produce As Confidential
-
01.Produce As Highly Confidential
-
01. Produce As Is
US V. Epstein (SW)
Epstein - Junk Search Terms (From)
Epstein - Junk Search Terms (Keywords)
Please let me know if there are any questions.
Thank you.
EFTA00027051


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c3: VOL00008
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c6: pdf
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c0:
=== Page 1 ===
From:
)"
To:
Cc:
)"
(USANYS)"
)"
,
Christian Everdell
>, , Bobbi Sternheim
'BOBBI C STERNHEIM'
X
"Mark S.
Cohen"
>, "Laura Menninger"
,
Jeff Pagliuca
Subject: US V. Maxwell, 20 Cr. 330 (AJN) - Government Letters
Date: Thu, 22 Apr 2021 20:52:12 +0000
Attachments: 2021-04-22 Gov't letter re GM _request_for_adjournment_FINAL.pdf;,2021-04-
22
-_request_to_file_under_seal.pdf
Good afternoon,
Attached please find a copy of the Government's letter response to the defense's motion for an adjournment of trial in
the above-referenced case, which was just filed on ECF.
In addition, attached please find a supplemental letter addressing the request for an adjournment, which the Government
respectfully requests be filed under seal because it contains private medical information.
Respectfully submitted,
Assistant United States Attorney
Southern District of New York
EFTA00027080


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c3: VOL00008
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c6: pdf
c7: images
c0:
=== Page 1 ===
From:
"
(USANYS)"
To:
(USANYS)"
Subject: Epstein Indictment
Date: Thu, 11 Jun 2020 23:32:06 +0000
Attachments: Epstein_Indictment.pdf
Here's a pdf-I'II send a word version if and when I can get my hands on it.
EFTA00025072


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c3: VOL00008
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c0:
=== Page 1 ===
From:
To:
Subject: RE: Epstein - travel approval form
Date: Tue, 04 Feb 2020 19:56:21 +0000
Sounds like you deserve a quick break - - why don't I come down in ten minutes, if that sounds alright?
From:
Sent: Tuesday, February 04, 2020 14:53
To:
Subject: RE: Epstein - -- travel approval form
Just freed up. I'm quickly eating something but could chew while we talk (or will be done shortly).
From:
Sent: Tuesday, February 4, 2020 2:13 PM
To:
Subject: RE: Epstein -- travel approval form
Totally understand - no worries and we'll link up when you're able.
From:
Sent: Tuesday, February 04, 2020 14:12
To:
Subject: Re: Epstein -- travel approval form
Got it. I'm so sorry - tied up with Geoff.
Sent from my iPhone
On Feb 4, 2020, at 2:10 PM,
wrote:
I'm going to make some calls so if I don't pick up when you call, that's why, but I'm here and will get off the phone
and come down whenever you're available.
thanks,
From:
Sent: Tuesday, February 04, 2020 13:02
To:
Subject: Re: Epstein - travel approval form
No problem, I'm around whenever you're back.
On Feb 4, 2020, at 12:44,
wrote:
EFTA00026974

=== Page 2 ===
I may run late. Don't come till I call!
Sent from my iPhone
On Feb 3, 2020, at 5:45 PM,
wrote:
That works, thanks - just let me know if your schedule changes, otherwise l'Il come by at 1:00 tomorrow. Thanks
again and looking forward to it.
From:
Sent: Monday, February 03, 2020 16:07
To:
Subject: RE: Epstein -- travel approval form
Right now 1 p.m. looks open.
From:
Sent: Monday, February 3, 2020 1:33 PM
To:
Subject: RE: Epstein -- travel approval form
No problem at all, and I'm very flexible tomorrow afternoon - whatever time is good for you I can make work, so just
let me know and l'll put it in the calendar.
From:
Sent: Monday, February 03, 2020 13:31
To:
Subject: RE: Epstein -- travel approval form
So sorry for the delay. Maybe tomorrow? I have time in the afternoon.
From:
Sent: Friday, January 31, 2020 1:09 PM
To:
Subject: RE: Epstein -- travel approval form
Totally understand, and next week would be fine - let me know if it's helpful to set a time, and otherwise l'Il touch
base midweek if we haven't connected by then.
And thanks very much re: the memo.
From:
Sent: Friday, January 31, 2020 12:53
To:
Cc:
Subject: RE: Epstein -- travel approval form
EFTA00026975

=== Page 3 ===
Already signed and sent upstairs
I will do my best to ensure signature immediately.
Re: this afternoon: it may be best to kick it to next week. If some time develops before 3, I'll let you know, but right
now it is iffy.
From:
Sent: Friday, January 31, 2020 12:21 PM
To:
Cc:
Subject: Epstein -- travel approval form
We dropped off the Sweden travel memo for you - we were unexpectedly significantly delayed in getting OIA
approval, but it finally came this morning, so with apologies for the short turnaround, hoping to get Office and final
DOJ approval this afternoon. Thank you!
And separately, if you still wanted to meet up today, I'll be around until about 3:00, but I'm also flexible next week if
that's easier.
thanks again,
Assistant U.S. Attorney
Southern District of New York
EFTA00026976


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c0:
=== Page 1 ===
From:
"
)"
To:
"
(USANYS)"
Subject: Accepted: Epstein Meeting (Please hold the time)
Date: Fri, 10 Jan 2020 19:06:34 +0000
Importance: Normal
Attachments: unnamed
EFTA00024253


c1: EFTA00024986
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c3: VOL00008
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c0:
=== Page 1 ===
From:
(USANYS) [Contractor]"
To:
)"
)"
(USANYS)"
,
)"
Subject: Time sensitive review of pending productions
Date: Wed, 24 Nov 2021 19:58:57 +0000
Attachments: U.S._v_Maxwell_3500_Index_(Internal).xlsx;
2021.11.24_Maxwell_3500_Cover_Letter.docx;
2021.11.24_Maxwell_Discovery_Letter.docx
Hi all,
If you want to get a production out today (sent on a drive via FedEx to GM), we will need to have it reviewed and ready for
me to load by 3:20pm latest (FedEx last pick up is 4pm today).
The TW 3500 production is here: \\Usa.doj.gov\cloud\NYS\StAndrews\Shared\USvEpstein-2018R01618\!Trial\3500\1.
Testifying\Production 11
NTW 3500 production is here: \\Usa.doj.gov\cloud\NYS\StAndrews\Shared\USvEpstein-2018R01618\!Trial\3500\2.Non
Testifying\Production 11
Rule 16 production is here: \\Usa.doj.gov\cloud\NYS\StAndrews\Shared\USvEpstein-2018R01618\Discovery\GM\41
Thirty-Second Production (2021-11-xx)
Cover letters for both and 3500 indices (excel version) are attached. Please let me know as soon as you can if there are
any changes you want to make.
Thanks,
Paralegal Specialist
U.S. Attorney's Office |
SDNY
1 Saint Andrew's Plaza
New York, NY 10007
Office:
Cell:
EFTA00024986


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=== Page 1 ===
From:
Subject: Re: Austrian passport thing
Date: Tue, 16 Jul 2019 02:32:02 +0000
Attachments: marius_fortelni.xps; IMG_1058.jpg; IMG_1059.jpg
I will give him a call tomorrow. Additionally see attached photos of the Austrian passport.
NYPD / FBI
Child Exploitation Human Trafficking Task Force
Sent: Monday, July 15, 2019 7:14:39 PM
To:
Cc:
Subject: RE: Austrian passport thing
So there does appear to be a Marius Fortelni, originally from Austria, currently living in Southampton, NY - see:
http://forteproperties.us/about_us.htm
http://www.mariusfortelni.com/
Notably-given the "residence" entry on the passport-according to Mr. Fortelni's website he resided for a time in Saudi
Arabia. If it's possible, could we determine Marius Fortelni's birthday, and see if it matches up with the
date
on the passport? And then try to contact him and ask if he has any reason to know why a passport from his native
country with his name on it would have Jeffrey Epstein's photograph on it and be in a safe in Epstein's mansion?? Given
the time pressure I think it's totally fine to call him if you want, but completely defer to y'all.
Thank you!!
Assistant U.S. Attorney
Southern District of
EFTA00025539


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=== Page 1 ===
FY 2021 Large Case-Related Expenses Request Form
District: Southern District of New York
Point of Contact:
Co-Chief, Money Laundering and Transational Criminal
Enterprises Unit,
Instructions: Please provide responses to the case specific questions below. Use a separate
form for each request. E-mail completed form to:
Funds may be available for expenses incurred in connection with the identification, seizure, and
forfeiture of assets in a pending judicial forfeiture case or USAO forfeiture matter. These
expenses include all litigation expenses associated with civil forfeiture cases, and those litigation
expenses associated with the forfeiture aspect of criminal forfeiture cases. Large case-related
expense requests should be limited to expenses that exceed the annual allocation the district
received from EOUSA for case-related expenses.
Before submitting this request, please confirm with your Budget Officer that the expense is
eligible for payment from the Assets Forfeiture Fund.
Case Name: In re Jeffrey Epstein
1. Case Number: 2018R01618
2. Estimated Amount of Request: $200,000
3. Specify Expense Type1 and Amount Associated with Case:
Expense Type: Database Hosting/Disovery Costs
Expense Amount: $100,000
Expense Type: Travel Expenses
Expense Amount: $100,000
4. Estimated Amount of Forfeited Assets: $100 million
Brief Synopsis of Case: Following the death of Jeffrey Epstein, this Office is
investigating his co-conspirator Ghislaine Maxwell for possible violations of 18 U.S.C. $ 2422
(coercion and enticement), 18 U.S.C. $ 2423 (transportation and/or travel in interstate commerce
for the purpose of engaging in illicit sexual contact with minors), and conspiracy to commit those
I Allowable Expense Types include: Case specific travel, forfeiture related subpoena costs, litigation consultant
fees, discovery & deposition costs, transcription & translation fees, advertising & publication costs, lien & lis
pendens fees, financial records production/reproduction costs, and court appointed fiduciaries.
Expense Types Not Reimbursable from the AFF: Expert/witness testimony or travel related expenses (may be
allowed from FEW fund), office equipment, office supplies, salaries, or overtime.
Page 1 of 2
Executive Office for United States Attorneys
Washington, DC 20530
EFTA00025189

=== Page 2 ===
FY 2021 Large Case-Related Expenses Request Form
District: Southern District of New York
Point of Contact:
Co-Chief, Money Laundering and Transational Criminal
Enterprises Unit,
crimes, respectively. The investigation arises from conduct alleged to have occurred from in or
about the 1990s. In parallel, we are considering filing civil forfeiture actions against Epstein
properties used by Epstein and Maxwell to facilitate their criminal conduct, which are
collectively worth in excess of $100 million.
Epstein is alleged to have engaged in a years-long pattern of enticing minor girls to
engage in sex acts, aided and abetted and facilitated by Maxwell. Epstein undertook this conduct
in at least New York, Florida, the U.S. Virgin Islands, New Mexico, and certain cities abroad.
We estimate that there are at least 50 victims who were abused by Epstein in New York,
Florida and elsewhere, and who currently live throughout the United States and abroad, and
several whose abuse was facilitated by Maxwell. Significant investigative costs include
significant travel to interview victims and witnesses, and data hosting and discovery support
relating from voluminous records obtained from dozens of devices obtained via search warrants,
among other discovery costs.
Page 2 of 2
Executive Office for United States Attorneys
Washington, DC 20530
EFTA00025190


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=== Page 1 ===
From:
)"
To:
)"
Subject: FW: US V. Maxwell, 20 Cr. 330 (AJN) - discovery production
Date: Mon, 03 May 2021 22:55:28 +0000
Attachments: 2021.05.03_Discovery_Production.zip; 2021.05.03_Maxwell_Discovery_Letter.pdf
Hey
- just confirming that this is the BSF photos production? l'll update the 17(c) letter from
From:
)
Sent: Monday, May 3, 2021 6:54 PM
To: Christian Everdell
>; Laura Menninger
>; Mark S. Cohen
>; Jeff Pagliuca
>; BOBBI C STERNHEIM
>;
'BOBBI C STERNHEIM'
Cc:
is
(USANYS)
is
Subject: US V. Maxwell, 20 Cr. 330 (AJN) - discovery production
Counsel,
Attached please find a supplemental discovery production in the above-referenced case, as well as a corresponding cover
letter.
Our paralegals have included a copy of this production on the replacement drive you provided last week to be loaded for
your client. The drive was sent to the MDC by FedEx today.
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
EFTA00024925


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=== Page 1 ===
From:
To:
Cc:
)"
)"
i
Subject: Re: 9 E 71st Street New York NY DEED
Date: Thu, 27 Jun 2019 17:58:53 +0000
Thanks for this info. I've cc'd my partner, along with the AUSAs that we are working with so they have it as
well.
Thanks again,
On Jun 27. 2019 1:44 PM
Hi
This is from ACRIS. It's the Last Deed of Record, dated 12/23/2011.
Notice that the Grantor and Grantee lines are both signed by Jeffrey Epstein.
The Grantee is Maple Inc which is located in St Thomas, VI.
No mortgages from Maple Inc are indicated in the online records.
Squad C-40 (FAST)
Senior Financial Investigator (SFI)
EFTA00026663


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=== Page 1 ===
From:
To:
Cc:
Subject: Re: Maxwell drive delivery Monday 1/11
Date: Mon, 11 Jan 2021 14:48:18 +0000
It will be myself or
Best,
>>>
/8/2021 2:20
PM
Good afternoon,
The FBI has very kindly agreed to deliver two new drives from my office
to the MDC for Ghislaine Maxwell on Monday, January 11th. I've cc'd
who will be coordinating the delivery. Would
you please let us know what time the FBI should plan to make the
delivery and who will be available to receive the drives on Monday?
Thank you all very much for your help.
Best,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
EFTA00025000


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=== Page 1 ===
From:
(NY) (FBI)"
To:
(NYPD)"
)"
Cc:
)"
(USANYS)"
Subject: [EXTERNAL EMAIL] - FW: Follow up
Date: Sun, 04 Oct 2020 01:23:02 +0000
Inline-Images: Outlook-AMGlaw_FIN.png; Outlook-cid_image0.png; Outlook-cid_image0(1).png
I should be ok that day
On Oct 2, 2020 7:22 PM,
)" wrote:
,
Would you be available for interviews with Gloria Allred clients on 10/9? I'm flexible.
Thanks,
From: Mariann Wang
Sent: Friday, October 2, 2020 3:26 PM
To:
)
Cc: Gloria Allred
Subject: Re: Follow up
Hi
,
Sorry to bother, but just wanted to check on October 9th even as you may be working on the other topics -- does
that date work for you/your team?
Thanks,
Mariann
From: Mariann Wang
Sent: Wednesday, September 30, 2020 9:26 PM
To:
Cc: Gloria Allred
Subject: Re: Follow up
Hi
:
We just wanted to check in on a few things.
The below request re documents/prior communications.
Any other news/info about the photographs.
And whether you/your team might be available on October 9th to interview the clients we had to adjourn a few
weeks ago,
and
,
Thanks,
Mariann
From: Mariann Wang
Sent: Thursday, August 13, 2020 6:03 PM
To:
Cc: Gloria Allred
Subject: Follow up
,
EFTA00026574

=== Page 2 ===
Thanks again for making time to talk the other day. Below are clients for whom we'd like to schedule interviews
with your office. (The initials next to their names are just for my purposes to remember who I need to add from
my office for these calls/meetings.) I'd also like to hop on the phone when you have a free 10 minutes to briefly
discuss a few other clients who we haven't listed below. Please just let me know if you have a moment tomorrow
sometime.
Thanks,
Mariann
Cuti Hecker Wang LLP
To Be Scheduled -- interviews
(AR) - ~2002, one incident in New York.
(DM) - ~late 2004-late 2005, multiple incidents in New York.
(JRC) - ~fall 2003 - late 2004, multiple incidents in NY. Some interactions with Maxwell
(AR) - ~2002, one incident in New York.
(DM) - ~August 2017 - November 2017, multiple incidents in Paris and Florida. Interacted
with others working for Epstein.
(AR) - ~June 2003 to late 2004, multiple incidents in NY and FL as well as incidents with two other
men at Epstein's direction in New York, California, and Washington, DC. In ~2010, final interaction with
Epstein included interaction with Prince Andrew at townhouse.
Over earlier time period, Maxwell left VMs on the apartment message machine.
interacted with and/or
traveled with multiple others working for Epstein.
(EH) - ~8-10 incidents in Florida between ~late 2000 and 2001.
From:
Sent: Tuesday, August 11, 2020 11:51 PM
To: Mariann Wang
Gloria Allred
Subject: RE: Zoom conference link for Wednesday at 2 pm ET / 11 am PT
Thank you, I'll plan to use the Zoom link Gloria sent tomorrow at 1pm ET/ 10am PT.
From: Mariann Wang
Sent: Tuesday, August 11, 2020 11:50 PM
To:
>; Gloria Allred
Subject: Re: Zoom conference link for Wednesday at 2 pm ET / 11 am PT
Works for me as well.
From:
Sent: Tuesday, August 11, 2020 11:31 PM
To: Gloria Allred
Cc: Mariann Wang
Subject: RE: Zoom conference link for Wednesday at 2 pm ET / 11 am PT
Thank you so much. Can we please plan on 1pm ET?
From: Gloria Allred
Sent: Tuesday, August 11, 2020 11:24 PM
To:
)
Cc: Mariann Wang
Subject: RE: Zoom conference link for Wednesday at 2 pm ET / 11 am PT
Either one of those new times works for me,
Gloria Allred
Allred, Maroko & Goldberg
EFTA00026575

=== Page 3 ===
GLORIA ALLRED
2020
Best Lawyers
Martindale-Hubbell'
PREEMINENT
AV
Peer Rated for Highest Level
of Professional Excellence
2019
Inducted into National Women's Hall of Fame - 2019
From:
Sent: Tuesday, August 11, 2020 8:00 PM
To: Gloria Allred
)
Cc: Mariann Wang
Subject: RE: Zoom conference link for Wednesday at 2 pm ET / 11 am PT
Thank you very much. I apologize-I did not realize that I already have a meeting scheduled from 1:30pm to 3pm ET
tomorrow. Would it be possible to move this call either to 1pm ET or to 3pm ET, please?
From: Gloria Allred
Sent: Tuesday, August 11, 2020 5:16 PM
To:
)
Cc: Mariann Wang
Subject: Zoom conference link for Wednesday at 2 pm ET / 11 am PT
For the call on Wednesday 8/12 at 2 pm ET / 11 am PT -
Please click the link below to join the Zoom Meeting
https://us02web.zoom.us/j/84054387464?pwd=ZIIING8veFl0NGRSazBtNkITaHM4UT09
Meeting ID: 840 5438 7464
Passcode: 416532
For audio only by phone,
Please dial:
Meeting ID: 840 5438 7464
Participant ID: press #
Passcode: 416532
Please join just a few minutes prior to the start time so the call can begin right away.
Please confirm you've received and thank you.
Diane
ALLRED MAROKO GOLDBERG
JUSTICE INTEGRITY I REPUTATION
Diane Aldrich
Executive Assistant to Gloria Allred
Facsimile
From: Gloria Allred
Sent: Tuesday, August 11, 2020 12:44 PM
To:
EFTA00026576

=== Page 4 ===
Cc: Mariann Wang
Subject: RE: New potential victims of Epstein and some of Maxwell who are willing to speak to you and the FBI.
Thank you. We will send you a Zoom.
Gloria Allred
Allred, Maroko & Goldberg
GLORIA ALLRED
2020
Best Lawyers
Martindale-Hubbell'
PREEMINENT
AV
Peer Rated for Highest Level
of Professional Excellence
2019
Inducted into National Women's Hall of Fame - 2019
From:
Sent: Tuesday, August 11, 2020 11:26 AM
To: Gloria Allred
Cc: Mariann Wang
Subject: RE: New potential victims of Epstein and some of Maxwell who are willing to speak to you and the FBI.
Yes, I am available for a call tomorrow (Wednesday 8/12) at 2pm Eastern Time. Please let me know what number to call.
Best,
Assistant United States Attorney
Southern District of New York
From: Gloria Allred
Sent: Monday, August 10, 2020 7:31 PM
To:
;
)
Cc: Mariann Wang
Subject: New potential victims of Epstein and some of Maxwell who are willing to speak to you and the FBI.
My co- counsel, Mariann Wang, and I would like to schedule a call with one of you to discuss some questions we have
prior to scheduling our clients' interview with you. Would you be available for a call with us on Wednesday at 2 P.M. e.s.t.?
Gloria Allred
Allred, Maroko & Goldberg
GLORIA ALLRED
2020
Best Lawyers
EFTA00026577

=== Page 5 ===
Martindale-Hubbell'
PREEMINENT
AV
Peer Rated for Highest Level
of Professional Excellence
2019
Inducted into National Women's Hall of Fame - 2019
This message is CONFIDENTIAL and may contain legally privileged information intended only for the addressee. If you are not the
addressee you may not use, forward, copy or disclose to anyone any information contained in this message. IF YOU RECEIVED THIS
COMMUNICATION IN ERROR, PLEASE NOTIFY ALLRED, MAROKO & GOLDBERG IMMEDIATELY BY TELEPHONING
THE SENDER NAMED ABOVE AT
Thank you.
This message is CONFIDENTIAL and may contain legally privileged information intended only for the addressee. If you are not the
addressee you may not use, forward, copy or disclose to anyone any information contained in this message. IF YOU RECEIVED THIS
COMMUNICATION IN ERROR, PLEASE NOTIFY ALLRED, MAROKO & GOLDBERG IMMEDIATELY BY TELEPHONING
THE SENDER NAMED ABOVE AT
Thank you.
This message is CONFIDENTIAL and may contain legally privileged information intended only for the addressee. If you are not the
addressee you may not use, forward, copy or disclose to anyone any information contained in this message. IF YOU RECEIVED THIS
COMMUNICATION IN ERROR, PLEASE NOTIFY ALLRED, MAROKO & GOLDBERG IMMEDIATELY BY TELEPHONING
THE SENDER NAMED ABOVE A
Thank you.
EFTA00026578


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=== Page 1 ===
SECURITY
U.S. Department of Justice
United States Attorney
Southern District of New York
The Silvio J. Mollo Building
October 26, 2021
VIA CERTIFIED MAIL
Ghislaine Maxwell (Reg. No. 02879-509)
MDC Brooklyn
Metropolitan Detention Center
Re:
United States V. Ghislaine Maxwell, 20 Cr. 330 (AJN)
Enclosed are witness materials and discovery pertinent to the following inmate:
Ghislaine Maxwell: 02879-509
Please allow her access to the materials enclosed.
Very truly yours,
DAMIAN WILLIAMS
United States Attorney
by:
Assistant United States Attorneys
Enclosure
EFTA00024221


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=== Page 1 ===
From: Jason Foy
To:
Subject: US V. Tova Noel 19 cr 830
Date: Fri, 05 Jun 2020 21:26:43 +0000
Attachments: 6-5-20_Tova_Noel_Supplemental_Demand_for_Discovery.pdf
Counsel,
Attached is a supplemental discovery demand. Let me know how long you anticipate it will take to respond. Thank you.
Jason
Jason E. Foy
FOY & SEPLOWITZ LLC
105 Main Street
Hackensack, NJ 07601
www.foyseplowitz.com
EFTA00026450


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=== Page 1 ===
From:
To: "Berman, Geoffrey (USANYS)"
,
Subject: Prince Andrew hires leading extradition lawyer to fend off FBI probe into his links with paedo
Jeffrey Epstein - The Sun
Date: Sun, 08 Mar 2020 17:10:58 +0000
https://www.thesun.co.uk/news/11122534/prince-andrew-hires-extradition-lawyer-fbi-probe/
Sent from my iPhone
EFTA00025545


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=== Page 1 ===
Event: Accepted: Call with Osborn (Epstein)
Start Date: 2019-10-31 19:00:00 +0000
End Date: 2019-10-31 19:30:00 +0000
Class: X-PERSONAL
Comment:
Date Created: 2019-10-31 19:47:26 +0000
Date Modified: 2019-10-31 19:47:26 +0000
Priority: 5
DTSTAMP: 2019-10-31 13:41:53 +0000
Attendee:
EFTA00024305


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=== Page 1 ===
From:
)"
To:
(USAFLS)"
Cc:
)"
(USANYS)"
Subject: RE: Question re SDFL Epstein file
Date: Thu, 17 Dec 2020 20:14:17 +0000
Thanks very much.
From:
(USAFLS)
Sent: Thursday, December 17, 2020 2:36 PM
To:
)
Cc:
;
(USANYS)
Subject: RE: Question re SDFL Epstein file
l'll look into it.
From:
Sent: Thursday, December 17, 2020 12:47 PM
To:
(USAFLS)
Cc:
is
(USANYS)
Subject: Question re SDFL Epstein file
Hi
Hope you're doing well. As we continue our review of materials from the prior Florida investigation into Epstein, we've
realized that the SDFL team assigned what appears to be a unique Jane Doe number (e.g., Jane Doe #1, Jane Doe #2) to
each of the victims SDFL identified. We have not been able to find a key matching up each Jane Doe number with the
corresponding victim name. Any chance you would be able to help us track that down, please? In order to figure out
whether a document refers to one of our witnesses, we need to know the names that go with each Jane Doe number.
Thanks very much,
Assistant United States Attorney
Southern District of New York
New York, NY 10007
EFTA00024473


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=== Page 1 ===
From:
(USANYS) [Contractor]"
To:
(USANYS)"
Subject: RE: Epstein's death
Date: Thu, 21 Oct 2021 21:37:17 +0000
Thanks very much.
Original Message
From:
(USANYS)
Sent: Thursday, October 21, 2021 5:34 PM
To:
(USANYS) [Contractor]
Subject: RE: Epstein's death
Ha! I appreciate his staying true to his word. I will double check this evening or tomorrow morning and circle
back with you on any guidance that may be appropriate-but I'm not aware of any new investigative activity in
this space.
(
just rebutted in Parnas so may also loop back later.)
> On Oct 21, 2021, at 5:25 PM,
(USANYS) [Contractor]
wrote:
>
>
asked me to ask you about this. The Times is hearing that there's some recent activity in the DOJ-OIG
inquiry into management of the MCC that was initiated after Epstein's death.
had said a few weeks
ago, in response to a CBS inquiry that I let them know about, that there's no 'new' investigation, but
and
colleagues are hearing there has been recent activity in the ongoing inquiry. I asked
about this Times
inquiry (see below), but I haven't heard back. I'm happy to provide whatever guidance you think appropriate.
asking because he wants to keep his pledge not to discuss business when you meet.
V
>
Original Message
> From:
(USANYS) [Contractor]
> Sent: Tuesday, October 19, 2021 1:35 PM
> To:
(USANYS)
(USANYS)
i
(USANYS)
> Cc:
(USANYS)
> Subject: RE: Epstein's death
V
> FYI, the Times made a similar inquiry today, although they didn't say the investigation has been 'reopened,'
rather that they're hearing there's been recent activity/interviews in connection with the investigation into the
management of the MCC.
V
V
Original Message
> From:
,
(USANYS)
> Sent: Friday, September 24, 2021 1:49 PM
> To:
(USANYS) [Contractor]
i
(USANYS)
i
(USANYS)
> Cc:
(USANYS)
> Subject: RE: Epstein's death
V
> For your awareness, there is still an ongoing DOJ-OIG investigation that, broadly speaking, is about Epstein's
death, but the focus is on institutional failures and it isn't new this has been in existence and moving slowly
since the day he died. Besides that, there's nothing to this that I'm aware of.
EFTA00026481

=== Page 2 ===
V
>
Original Message
> From:
(USANYS) [Contractor]
> Sent: Friday, September 24, 2021 4:48 PM
> To:
(USANYS)
i
(USANYS)
i
(USANYS)
> Cc:
(USANYS)
> Subject: Epstein's death
>
> FYI, a person at CBS says they have a "highly placed source" telling them DOJ has "reopened" the
investigation into Jeffrey Epstein's death, presumably meaning someone isn't convinced it was a suicide. I don't
think they're close to reporting this.
> > > > > >
chief public information officer
U.S. Attorney's Office, SDNY
EFTA00026482


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=== Page 1 ===
Event: Tentative: Call with PAE re Epstein
Start Date: 2021-03-25 20:30:00 +0000
End Date: 2021-03-25 21:00:00 +0000
Location: Dial-in: 844-215-6902; Code: 707522
Class: X-PERSONAL
Comment:
Date Created: 2021-03-25 21:06:55 +0000
Date Modified: 2021-03-25 21:06:55 +0000
Priority: 5
DTSTAMP: 2021-03-25 19:31:19 +0000
Attendee:
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=== Page 1 ===
From:
)"
To:
(NY) (FBI)"
Cc:
)"
(USANYS)"
Subject: RE: Discovery questions
Date: Wed, 19 Aug 2020 23:00:56 +0000
Thank you so much for these-very helpful (and sorry I didn't realize the message pad scans also had the same pages
without post-its!)
On these:
Yes, please send over the copy of the gj transcript disc when you can.
Found the original scans from the FL file-thank you!
Yes, please get us the paper evidence from NY, VI, and Reiter as soon as you can.
We'll take the FBI file whenever you can get it to our office.
My understanding from past FBI cases is that CART completes some sort of paperwork documenting the dates on
which they conduct data extractions. We need that for all of the extractions in this case, please (It may not be
302s).
On the evidence from disks, understood. In order to give you more time, we are going to tell the defense
attorneys that the materials are available for them to review in-person if they want to schedule a time to come
down to the FBI office, but that in the meantime we are still working on getting copies of non-nude images to
produce to them.
From:
(NY) (FBI)
Sent: Wednesday, August 19, 2020 2:21 PM
To:
is
>;
)
Cc:
>;
(USANYS)
Subject: RE: Discovery questions
Hey all, below is a summary of the discovery items you've requested.
Message Pad Scans: The message pads were scanned with the post it notes on them and the very next page is the page
without the post it note, so the pages are back to back.
Papers from Miami case file (grand jury testimony): This is a disk - I can copy it and send it over to you.
Evidence scans: Are you referring to the scans from the FL file? We sent those over with the original message pad scans
last year. If you need that again, let us know and we can get another copy over to you. As far as paper evidence from the
NY and VI searches, and the paper provided by Reiter, we can get that over to you by the end of the week.
FBI file: We have that ready for you.
EFTA00023952

=== Page 2 ===
CART: There are no 302s regarding the extraction of devices.
Evidence from disks: This is a large volume and we've been working on this and removing nude/semi nude images. This is
the only thing that would be difficult to complete by Friday. If we could have a little more time to pull this together, that
would be very helpful.
If it's helpful to talk through some of this via phone, we are happy to do that as well.
Special Agent
FBI New York Field Office
Child Exploitation/Human Trafficking
U
From:
Sent: Tuesday, August 18, 2020 6:41 PM
To:
is
Cc:
(NY) (FBI)
is
is
(USANYS)
Subject: [EXTERNAL EMAIL] - RE: Discovery questions
Thanks so much,
Really appreciate all the work you and
are putting in on this. Let's touch base tomorrow to
figure out the timeline for the discovery issues.
From:
Sent: Tuesday, August 18, 2020 6:40 PM
To:
is
Cc:
(NY) (FBI)
is
is
(USANYS)
Subject: Re: Discovery questions
Hey guys,
Apologies but today I was out In the field on surveillance and
was also out of the office so we've not
been able to connect on these discovery questions. We will be back in the office tomorrow and will dive into
this as best we can. We have several calls tomorrow, one of which is with Tony Figuero but well do our best to
get on this list. That being said I don't want to make you any promises that everything will be compiled by
tomorrow and that we will have an answer to all of your questions but we can jump on a call tomorrow if you
like to square some of this away.
I did receive your "pages from Miami_case_docs" PDF.
Detective
EFTA00023953

=== Page 3 ===
NYPD / FBI
Child Exploitation Human Trafficking Task Force
Office:
Cell:
Fax:
From:
Sent: Tuesday, August 18, 2020 6:03 PM
To:
is
Cc:
(NY) (FBI)
i
is
(USANYS)
Subject: RE: Discovery questions
Hi
and
Sorry to pester, but would you be able to let us know whether it is realistic to expect that you'll be able to get us these
materials tomorrow or Thursday?
Thanks,
From:
Sent: Tuesday, August 18, 2020 4:41 PM
To:
is
Cc:
(NY) (FBI)
i
>;
(USANYS)
Subject: RE: Discovery questions
Hi
and
The drive you provided us has some scans on it (looks like they're scans of the message pads). As I recall, there was a
larger scanning project, during which the FBI scanned all of the paper that was vouchered in evidence. Are you able to
provide us with all of those scans this week?
With respect to the message pads in particular, I think you mentioned that they were scanned both with post-it notes on
them and also without the post-it notes. The version on this drive just looks like it has the post-it note scans.
Thanks,
From:
Sent: Tuesday, August 18, 2020 4:45 AM
To:
Cc:
(NY) (FBI)
is
>;
is
(USANYS)
Subject: RE: Discovery questions
Sorry, got a bounceback for
too. I'm just attaching the one page I referenced in my email below. Hopefully that
will go through.
EFTA00023954

=== Page 4 ===
From:
Sent: Tuesday, August 18, 2020 4:40 AM
To:
Cc:
(NY) (FBI)
is
>;
is
(USANYS)
Subject: FW: Discovery questions
I got a bounceback from your account for the below email because the attachment was too big. Hopefully it went
through for
so she can see it. If not, please let me know.
Thanks,
From:
Sent: Tuesday, August 18, 2020 4:33 AM
To:
is
(NY) (FBI)
Cc:
is
>;
(USANYS)
Subject: Discovery questions
Hi
and
Thanks so much for your help with the Maxwell discovery so far. I have some follow-up questions about the most recent
batch you provided, and wanted to check in on the longer term tasks we discussed last month.
Below are some questions regarding the discovery
dropped off a few days ago with requests for additional items:
The last page of the attached appears to be a photograph of a disc. The label on the disc seems to suggest it
contains grand jury transcripts. Have you given us those transcripts?
The message pad scans you provided still have post-it notes on top of several of the message pad pages. I think
mentioned that each pad had been scanned twice, but I'm only seeing one copy of each pad-and those
copies all of post-its on them. That's true of nearly every "Notebook" pdf you provided in the "Message pad
scans" folder. Would you please get us a scans of these without post-its on them?
It looks like we're still missing SW returns for the 20 mag 6719 warrant and for the NH premises warrant. Would
you please get us copies of those returns?
Following up on our conversation last month, I think we're still waiting on the below items from you guys. Would you
please be able to get us these this week?
Full FBI sentinel file
CART paperwork regarding the extraction of data from all devices seized during the investigation
All 302s regarding the extraction of data from any seized devices and the review of images (both digital and hard
copy) seized during the investigation, including from Epstein's properties.
Scans of the files Reiter provided to the FBI and provide us with all of those scanned materials
Scans of all hard copy documents, including photos, in the possession of the FBI that have not yet been scanned,
including anything seized during any searches. Please produce to SDNY all of those scans, except any nude or
partially nude images. For nude or partially nude images, please provide us with a log detailing how many such
images were scanned, where they were from, and where they are being stored.
Copies of the contents of all the discs that were seized and searched pursuant to search warrants to a platform
for review. Then please produce to SDNY a copy all of those materials, except any nude or partially nude images.
EFTA00023955

=== Page 5 ===
For nude or partially nude images, please provide us with a log detailing how many such images were located,
where they were from, and where they are being stored.
Please let me know if you have any questions or if it would be useful to hop on a call.
Thanks very much,
Assistant United States Attorney
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
212-637-2324
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=== Page 1 ===
From:
To: "Berman, Geoffrey (USANYS)"
,
(USANYS)"
(USANYS)"
Subject: NYC medical examiner completes autopsy on Jeffrey Epstein's body, says cause of death still
pending - New York Daily News
Date: Sun, 11 Aug 2019 23:23:08 +0000
https://www.nydailynews.com/new-york/ny-medical-examiner-epstein-medical-examiner-20190811-
xujxgnk7lncuvdfq2snew3uxba-story.html
Sent from my iPhone
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|||Fs||||
FOY & SEPLOWITZ
attorneys at law
105 MAIN STREET
30 WALL STREET
HACKENSACK, NJ 07601
8TH FLOOR
NEW YORK, NY 10005
WWW.FOYSEPLOWITZ.COM
TEL: 212-709-8230
June 5, 2020
US Attorney's Office - SDNY
One Saint Andrew's Plaza
New York, NY 10007
Re: US V. Tova Noel, et al
19 cr. 830
Dear Counsel:
Pursuant to Fed. R. Crim. P. 16, please provide the following information and
materials:
1. Defendant Noel's complete personnel and training file including, but not
limited to, the following:
a. Individual employee training record.
b. Complete Performance Log maintained in the Admin Lieutenant's
Office or any other location in the MCC.
c. Completed and signed Position Description Cover Sheet.
d. Completed and signed yearly Employee Performance Appraisal.
e. Completed and signed quarterly performance logs completed at the end
of the 3rd, 6th, and 9th month of Defendant Noel's employment.
f. Completed and signed 6th month progress review.
g. BOP GLYNCO (FLETC) training information and course outline for
2019.
2. The BOP and MCC Employee Code of Conduct, Code of Ethics, and
corresponding employee acknowledgement forms for Defendant Noel.
3. The MCC institutional familiarization training outline.
4. The MCC annual training outline for 2018 and 2019.
5. A copy of the internal memorandums, letters, and/or emails addressing the
death of Jeffrey Epstein including, but not limited to, the memorandums
drafted by Employee Number 5, Employee Number 6, and Employee Number
13.
EFTA00023768

=== Page 2 ===
FOY & SEPLOWITZ LLC
ATTORNEYS AT LAW
PAGE 2
6. The email referenced in Employee Number 7's witness statement that was sent
to MCC employees regarding Jeffrey Epstein's need for a cellmate.
7. Psychology Services post-suicide watch report drafted by Employee Number 12
on July 24, 2019.
8. A copy of the memorandum sent by Employee Number 22 to the evening watch
officers stating that Jeffrey Epstein needed a cellmate.
9. The BOP and MCC policy on cellmates and local Institutional Supplement on
Special Housing Unit Regulations, including Institutional
Supplement/Program Statement Number P.S. NYM 5270.10.
10. The BOP and MCC policy on SHU quarterly training.
11. The Inmate Accountability Institutional Supplement/Program Statement,
Number I.S. NYM 5511.08, referenced in bates number SDNY_0005392.
12. The Security Inspections Institutional Supplement/Program Statement,
Number I.S. NYM 5500.13, referenced in bates number SDNY_0005392.
13. An unredacted copy of SDNY_7551.
14. An unredacted copy of SDNY_883.
15. SHU Watch Call Logs from August 9, 2019 and August 10, 2019.
16.All SHU Watch Call Logs completed during Defendant Noel's assignment to
the SHU post which began on June 26, 2019.
17.All SHU Control Center Logs completed during Defendant Noel's assignment
to the SHU post which began on June 26, 2019.
18.All SHU Operations Lieutenant Log Books completed during Defendant Noel's
assignment to the SHU post which began on June 26, 2019.
19.All SHU TRUSCOPE Log Books completed during Defendant Noel's
assignment to the SHU post which began on June 26, 2019.
20. All High Risk Lists reviewed during weekly SHU meetings during Defendant
Noel's assignment to the SHU post which began on June 26, 2019.
21. All SHU reports and SRO reviews completed by the SHU Lieutenant during
Defendant Noel's assignment to the SHU post which began on June 26, 2019.
22.A copy of the BOP Master Agreement.
23. All surveillance camera records, logs, and orders since June 26, 2019,
including, but not limited to, warden, captain, lieutenant, and/or supervisory
personnel records of broken or malfunctioning surveillance cameras.
24. All records and logs completed by the warden, lieutenant, and/or supervisory
personnel in relation to the monitoring of counts and rounds.
25. All facility maintenance logs since June 26, 2019.
26. All incident reports (583 and 586 forms) drafted after Jeffrey Epstein's death.
EFTA00023769

=== Page 3 ===
FOY & SEPLOWITZ LLC
ATTORNEYS AT LAW
PAGE 3
27.A copy of the After Action Internal Report completed after the death of Jeffrey
Epstein and Board of Inquiry Report.
28. A copy of the Suicide Reconstruction Report
29. All MCC Correctional Services, Operational Reviews, and Program Reviews
relating to the SHU and completed during Defendant Noel's employment at
the MCC which began on June 24, 2018.
30. Who is the author of the 4Chan message produced as bates number
SDNY_00006978?
31. All internal and external investigation records related to the suicide of
Kenneth Houck at the MDC, death of inmate Jamel Floyd at the MDC, and
smuggling of a firearm into the MCC.
If you have any questions or concerns about the foregoing, please give me a call.
Thank you for your thoughtful consideration.
Sincerely,
FOY & SEPLOWITZ LLC
Jason E. Foy
JASON E. FOY
cc:
Tova Noel
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=== Page 1 ===
From:
To:
Cc:
Subject: RE: Keep Open Letter - USAA
Date: Mon, 02 Mar 2020 20:50:36 +0000
Hey Alex, see below regarding identifiers.
Ghislaine Maxwell aka Ghislaine Borgerson
DOB:
SSN:
Scott Borgerson
DOB:
SSN:
USAA Account number
Thanks!
Original Message
From:
Sent: Monday, March 02, 2020 3:00 PM
To:
Cc:
Subject: RE: Keep Open Letter - USAA
I think you mentioned on the phone earlier that they need the names and SSNs of the people we're asking
to keep open -- obviously I know Maxwell's name but could you please send any other info we need for her, as
well as any other names and info for anybody else? And I'll get this letter to you today. Thanks.
Original Message
From:
Sent: Monday, March 02, 2020 13:31
To:
Cc:
Subject: Keep Open Letter - USAA
Hey all,
Could you provide a Keep Open Letter for USAA bank?
EFTA00025123

=== Page 2 ===
I've attached a template provided by USAA.
USAA; CASE NUMBER
The individual I've been speaking with is
who is the
AML Investigations and
Compliance.
USAA, Tampa Crosstown
Tampa, FL 33619
If you could send me the letter when completed and I'll send it over to
Thank you,
Special Agent
FBI New York
VCAC/Human Trafficking
C:
O:
EFTA00025124


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=== Page 1 ===
From:
"
(USANYS)"
To:
(USANYS)"
Cc:
"
(USANYS)"
Bcc:
"
:
Subject: RE: Discovery review project
Date: Fri, 09 Oct 2020 14:31:46 +0000
Embedded: RE:_Discovery_review_project.msg
Sender:
Subject: RE: Discovery review project
Message-Id:
<CY1P110MB05175784C89AB41A3A4A8395FA080@CY1P110MB0517.NAMP110.PROD.OUTLOOK.CO
M>
To:
Cc:
EFTA00026825


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=== Page 1 ===
From:
To:
Bcc:
Subject: RE: Ghislaine Maxwell 02879-509
Date: Thu, 19 Nov 2020 00:13:07 +0000
Embedded: RE:_Ghislaine_Maxwell_02879-509.msg
Sender:
Subject: RE: Ghislaine Maxwell 02879-509
Message-Id: <5FB5B88A020000DE000DCC46@SMTP1.BOP.GOV>
Recipient:
EFTA00026457


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=== Page 1 ===
Event: Accepted: Mark Epstein Meeting
Start Date: 2019-11-25 15:00:00 +0000
End Date: 2019-11-25 16:00:00 +0000
Location: 1 St. Andrews
Class: X-PERSONAL
Comment:
Date Created: 2019-11-04 15:13:27 +0000
Date Modified: 2019-11-04 15:13:27 +0000
Priority: 5
DTSTAMP: 2019-11-04 14:18:50 +0000
Attendee
EFTA00024302


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=== Page 1 ===
REISEPASS
REPUBLIK ÖSTERREICH
PASSEPORT
REPUBLIQUE D'AUTRICHE
PASSPORT
REPUBLIC OF AUSTRIA


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=== Page 1 ===
From
To
Subject: NYTimes: Prince Andrew Sought Washington Lobbyist to Help With Epstein Case
Date: Sun, 05 Jul 2020 20:53:30 +0000
Prince Andrew Sought Washington Lobbyist to Help With Epstein Case
https://www.nytimes.com/2020/07/05/us/politics/prince-andrew-jeffrey-epstein.html?
referringSource=articleShare
EFTA00024474


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=== Page 1 ===
Date: 7/13/06
PALM BEACH POLICE DEPARTMENT
Page:
44
Time: 9:27:55
Incident Report
Program: CMS301L
NARRATIVE # 13
NA
Reported By:
10/20/05
Entered By.:
11/07/05
On October 20, 2005, at approximately 8:30 a.m., Thursday morning, I
was advised by Captain that a search warrant would be executed
and that I was to assemble the Crime Scene Investigative Team and
stand by the south side of the building ready to go. I designated
Evidence Specialist
to handle the inventory return, the
documentation of the property receipts and the collection and bagging
of the evidence at the scene. I further instructed CSI
, ID
#
,
to accompany us and perform the role of photographing the
scene and the items that may be taken into custody by the affiant,
Detective
ID #
-
My responsibility was to go through from the reading of the warrant to
the final exit from the residence and perform a video recording of the
reading of the warrant, the initial walk through of the residence
showing the current condition and then finally a walk through of the
residence at the time of the police exit.
We started out towards the residence, which was located at
and arrived at approximately 9:33 a.m. The search was
conducted, items were collected by Evidence Specialists
EFTA00024806

=== Page 2 ===
Date: 7/13/06
PALM BEACH POLICE DEPARTMENT
Page:
# 45
Time: 9:27:55
Incident Report
Program: CMS301L
Case No.
: 1-05-000368
(Continued)
photographed by CSI
and then videotaped by myself. The search
was concluded at approximately 3:05 p.m. whereupon Detective
and I were the last two officers in the house. Upon securing the
residence we met with the gentleman who identified himself to
Detective
as the lawyer for the defendant and he was informed
that the residence was secured and that copies of the inventory return
had been left on the first floor table of the personal assistant's
office.
Detective
and I returned to Police Headquarters and secured
for the day.
EFTA00024807


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=== Page 1 ===
From:
To:
)"
Subject: RE: Epstein
Date: Wed, 23 Jun 2021 17:08:14 +0000
Yeah, I don't think so other than
From:
Sent: Wednesday, June 23, 2021 12:49 PM
To:
Subject: RE: Epstein
Nice! I'll be there, will be good to see everyone. Unless I'm forgetting something, I think I may not have seen you or
since we charged our case last summer.
From:
Sent: Wednesday, June 23, 2021 12:35 PM
To:
Subject: RE: Epstein
Doing well, just busy with
review and a securities case. Yes I will be there. Will you? It's been awhile since I have seen
most of everyone in person.
From:
Sent: Wednesday, June 23, 2021 12:32 PM
To:
Subject: RE: Epstein
Thanks for sending! How are you doing these days? Will you be at this meeting on Monday with PC and the special
agents?
From:
Sent: Wednesday, June 23, 2021 12:12 PM
To:
Subject: Epstein
Good morning,
The attached SAR was sent to me by
and relates to Epstein's estate so I though you may be interested.
Special Agent
United States Attorney's Office
Southern District of New York
EFTA00024015


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=== Page 1 ===
Caution: Forms printed from within Adobe Acrobat products may not meet IRS or state taxing agency
specifications. When using Acrobat 9.x products and later products, select "None"in the "Page Scaling"
selection box in the Adobe "Print" dialog.
COPY CLIENT'S COPY
EFTA00026279

=== Page 2 ===
Tax Return Carryovers to 2016
NAME: GHISLAINE MAXWELL
ID Number:
Disallowing
Originating
Entity/
St/
Form
Description
Form
City
Amount
Activity
SCH D
SHORT-TERM CAPITAL LOSS
SCH D
176,183.
SCH D
LONG-TERM CAPITAL LOSS
SCH D
6,119,108.
SCHD AMT
SHORT-TERM CAPITAL LOSS
SCHD AMT
176,183.
SCHD ITLONG-TERM CAPITAL LOSS
SCHD AMT
6,119,108.
1116
GENERAL LIMITATION INC C/O FROM 2015
1116
1.
1116
PASSIVE INC C/O FROM 2015
1116
2,429.
GENERAL LIMITATION INC EXCESS LIMIT
1116AMT
FROM 2015
1116 AMT
-1.
1116AMT
PASSIVE INC EXCESS LIMIT FROM 2015
1116 AMT
-3,082.
INCOME LIMITATION - CARGOMETRICS
6765
TECHNOLOGIES LLC
SCH E P2
2
4,540.
PASSIVE ACTIVITY LOSS CARGOMETRICS
8582
TECHNOLOGIES LLC
SCH E P2
2
122,626.
PASSIVE ACTIVITY LOSS CARGOMETRICS
8582AMT
TECHNOLOGIES LLC
SCH E P2
2
122,626.
8582CR
OTHER PASSIVE ACTIVITY CREDIT
8582CR
29.
8801
MINIMUM TAX CREDIT
8801
1.
TENTATIVE ADDITIONAL MINIMUM TAX
8801WKST
CREDIT
8801WKST
3.
512541 04-01-15
EFTA00026280

=== Page 3 ===
Two-Year Comparison Worksheet
2015
Name(s) as shown on return
Social security number
GHISLAINE MAXWELL
2014 Filing Status SINGLE
2015 Filing Status SINGLE
2014 Tax Bracket 25.0%
2015 Tax Bracket 25.0%
Tax Year
Tax Year
Increase
Description
2014
2015
(Decrease)
SCHEDULE B - TAXABLE INTEREST
64,169.
63,088.
-1,081.
SCHEDULE B - ORDINARY DIVIDENDS
186,472.
182,240.
-4,232.
SCHEDULE B - QUALIFIED DIVIDENDS
123,149.
119,551.
-3,598.
SCH. C/C-EZ (BUSINESS INCOME/LOSS)
-1,250.
-500.
750.
SCHEDULE D (CAPITAL GAIN/LOSS)
-3,000.
-3,000.
FORM 4797 (OTHER GAINS OR LOSSES)
2.
5,310.
5,308.
SCHEDULE E (RENTAL AND PASSTHROUGH)
43.
-3,642.
-3,685.
OTHER INCOME
-12,926.
0.
12,926.
TOTAL INCOME
233,510.
243,496.
9,986.
ADJUSTED GROSS INCOME
233,510.
243,496.
9,986.
TAXES
128,301.
119,703.
-8,598.
INTEREST (DEDUCTIBLE)
1.
17.
16.
CONTRIBUTIONS
0.
5,353.
5,353.
JOB EXPENSES AND 2% MISC. DEDUCT.
47,167.
40,652.
-6,515.
TOTAL ITEMIZED DEDUCTIONS
175,469.
165,725.
-9,744.
INCOME BEFORE EXEMPTIONS
58,041.
77,771.
19,730.
PERSONAL EXEMPTIONS
3,950.
4,000.
50.
TAXABLE INCOME
54,091.
73,771.
19,680.
TAX
2,579.
5,448.
2,869.
FORM 6251 (ALTERNATIVE MINIMUM TAX)
32,878.
27,605.
-5,273.
TAX BEFORE CREDITS
35,457.
33,053.
-2,404.
FORM 1116 (FOREIGN TAX CREDIT)
1,120.
4,420.
3,300.
TAX AFTER NON-REFUNDABLE CREDITS
34,337.
28,633.
-5,704.
FORM 8960 (NET INVEST. INCOME TAX)
1,273.
1,653.
380.
TOTAL TAX
35,610.
30,286.
-5,324.
ESTIMATED TAX PAYMENTS
56,761.
71,151.
14,390.
FORM 4868 (EXTENSION REQUEST)
25,000.
0.
-25,000.
TOTAL PAYMENTS
81,761.
71,151.
-10,610.
TAX OVERPAID
46,151.
40,865.
-5,286.
OVERPAYMENT APPLIED TO ESTIMATE
46,151.
40,865.
-5,286.
NEW YORK STATE RETURN
TAXABLE INCOME
144,154.
151,015.
6,861.
TAX
14,727.
15,433.
706.
OTHER TAXES
114.
127.
13.
PAYMENTS
32,349.
24,571.
-7,778.
REFUNDABLE CREDITS
63.
63.
OVERPAYMENT APPLIED TO ESTIMATED TAX
17,571.
9,074.
-8,497.
526301 04-01-15
EFTA00026281

=== Page 4 ===
Marks Paneth LLP
New York City
MARKS PANETH
685 Third Avenue
Washington, DC
New York, NY 10017
New Jersey
ACCOUNTANTS & ADVISORS
P 212.503.8800
Long Island
F 212.370.3759
Westchester
www.markspaneth.com
GHISLAINE MAXWELL
C/O MARKS PANETH LLP-685 3RD AV
NEW YORK, NY
DEAR MS. MAXWELL:
ENCLOSED ARE YOUR 2015 INCOME TAX RETURNS, AS FOLLOWS...
2015 U.S. INDIVIDUAL INCOME TAX RETURN
2015 NEW YORK INDIVIDUAL INCOME TAX RETURN
IN ORDER FOR US TO ELECTRONICALLY FILE THE ABOVE RETURNS WE
MUST HAVE WRITTEN AUTHORIZATION FROM YOU. WE ARE ENCLOSING A
U.S. FORM 8879 AND NEW YORK TR-579-IT, WHICH YOU MUST SIGN TO
AUTHORIZE THE E-FILING OF YOUR TAX RETURNS. EACH AUTHORIZATION
FORM SHOULD BE SIGNED AND RETURNED TO OUR OFFICE AS SOON AS
POSSIBLE BY POSTAL SERVICE, E-MAIL, OR FAX.
THE STATUS OF YOUR 2016 INDIVIDUAL ESTIMATED TAXES FOR THE
FOURTH QUARTER WILL BE DETERMINED AT A LATER DATE.
YOUR COPY SHOULD BE RETAINED FOR YOUR FILES.
VERY TRULY YOURS,
ALAN BLECHER
MARKS PANETH LLP
An independent member of
Morison International
EFTA00026282

=== Page 5 ===
2015 TAX RETURN FILING INSTRUCTIONS
U.S. INDIVIDUAL INCOME TAX RETURN
FOR THE YEAR ENDING
DECEMBER 31, 2015
Prepared for
GHISLAINE MAXWELL
C/O MARKS PANETH LLP-685 3RD AV
NEW YORK, NY
Prepared by
MARKS PANETH LLP
685 THIRD AVENUE
NEW YORK, NY
Amount of tax
Total tax
$
30,286
Less: payments and credits
$
71,151
Plus: interest and penalties
$
0
OVERPAYMENT
$
40,865
Miscellaneous Donations
$
0
Overpayment
Credited to your estimated tax
$
40,865
Refunded to you
$
0
Make check
NOT APPLICABLE
payable to
Mail tax return
THIS RETURN HAS BEEN PREPARED FOR ELECTRONIC FILING AND THE
and check (if
PRACTITIONER PIN PROGRAM HAS BEEN ELECTED. PLEASE SIGN AND
applicable) to
RETURN FORM 8879 TO OUR OFFICE. WE WILL THEN TRANSMIT YOUR
RETURN ELECTRONICALLY TO THE IRS.
Return must be
mailed on
or before
RETURN FEDERAL FORM 8879 TO US BY OCTOBER 17, 2016.
Special
Instructions
500081
04-01-15
EFTA00026283

=== Page 6 ===
Tentative Credit for Prior Year Minimum Tax
Name(s)
Social security number
GHISLAINE MAXWELL
Part I
Net Minimum Tax on Exclusion Items
1 Combine lines 1, 6 and 10 of your 2015 Form 6251
1
77,771.
2 Enter adjustments and preferences treated as exclusion items
2
160,355.
3 Minimum tax credit net operating loss deduction
3
(
)
4 Combine lines 1, 2, and 3. If more than zero OR you filed Form 2555 for 2015, go to line 5. If zero or less
AND you did not file Form 2555 for 2015, enter -0- here and on line 15 and go to Part II.
4
238,126.
5 Enter: $83,400 if married filing jointly or qualifying widow(er) for 2015; $53,600 if single or head of household for
2015; or $41,700 if married filing separately for 2015
5
53,600.
6 Enter: $158,900 if married filing jointly or qualifying widow(er) for 2015; $119,200 if single or head of household
for 2015; or $79,450 if married filing separately for 2015
6
119,200.
7 Subtract line 6 from line 4. If zero or less, enter -0- here and on line 8 and go to line 9
7
118,926.
8 Multiply line 7 by 25% (.25)
8
29,732.
9 Subtract line 8 from line 5. If zero or less, enter -0-
9
23,868.
10 Subtract line 9 from line 4. If zero or less, enter -0- here and on line 15 and go to Part Il
10
214,258.
11
If you filed Form 2555 for 2015, enter the amount from line 6 of the Foreign Earned Income Tax Worksheet.
If for 2015 you reported capital gain distributions directly on Form 1040, line 13; you reported qualified
dividends on Form 1040, line 9b; or had a gain on both lines 15 and 16 of Schedule D (Form 1040), complete
Part III and enter the amount from line 55 here.
All others: If line 10 is $185,400 or less ($92,700 or less if married filing separately for 2015), multiply line 10
by 26% (.26). Otherwise, multiply line 10 by 28% (.28) and subtract $3,708 ($1,854 if married filing separately
for 2015) from the result
11
36,939.
12 Minimum tax foreign tax credit on exclusion items
12
8,309.
13 Tentative minimum tax on exclusion items. Subtract line 12 from line 11
13
28,630.
14 Enter the amount from your 2015 Form 6251, line 34
14
1,028.
15 Net minimum tax on exclusion items. Subtract line 14 from line 13. If zero or less, enter -0-
15
27,602.
Part II
Tentative Minimum Tax Credit
16 Enter the amount from your 2015 Form 6251, line 35
16
27,605.
17 Enter the amount from line 15 above
17
27,602.
18 Subtract line 17 from line 16. If less than zero, enter as a negative amount
18
3.
19 2015 minimum tax credit carryforward. Enter the amount from your 2015 Form 8801, line 26
19
1.
20 Enter the 2015 unallowed qualified electric vehicle credit
20
21 Tentative minimum tax credit for 2016. Combine lines 18, 19, and 20
21
4.
Lines 22 through 26 do not apply.
519941
10-26-15
EFTA00026284

=== Page 7 ===
GHISLAINE MAXWELL
Page 2
Part III
Tax Computation Using Maximum Capital Gains Rates
27 Enter the amount from line 10. If you filed Form 2555 or 2555-EZ for 2015, enter
the amount from line 3 of the worksheet in the instructions
27
214,258.
28 Enter the amount from line 6 of your 2015 Qualified Dividends and Capital
Gain Tax Worksheet, or the amount from line 13 of your 2015 Schedule D Tax
Worksheet
28
119,551.
If you figured your 2015 tax using the 2015 Qualified Dividends and
Capital Gain Tax Worksheet, skip line 29 and enter the amount from
line 28 on line 30. Otherwise, go to line 29.
29 Enter the amount from line 19 of your 2015 Schedule D (Form 1040)
29
30 Add lines 28 and 29, and enter the smaller of that result or the amount
from line 10 of your 2015 Schedule D Tax Worksheet
30
119,551.
31 Enter the smaller of line 27 or line 30
31
119,551.
32 Subtract line 31 from line 27
32
94,707.
33 If line 32 is $185,400 or less ($92,700 or less if married filing separately for 2015), multiply line
32 by 26% (.26). Otherwise, multiply line 32 by 28% (.28) and subtract $3,708 ($1,854 if married
filing separately for 2015) from the result.
33
24,624.
34 Enter:
$74,900 if married filing jointly or qualifying widow(er) for 2015,
$37,450 if single or married filing separately for 2015, or
$50,200 if head of household for 2015.
34
37,450.
35 Enter the amount from line 7 of your 2015 Qualified Dividends and Capital
Gain Tax Worksheet, or the amount from line 14 of your 2015 Schedule D Tax
Worksheet, whichever applies. If you did not complete either worksheet, enter
the amount from 2015 Form 1040, line 43; but not less than -0.
35
36 Subtract line 35 from line 34. If zero or less, enter -0-
36
37,450.
37 Enter the smaller of line 27 or line 28
37
119,551.
38 Enter the smaller of line 36 or line 37
38
37,450.
39 Subtract line 38 from line 37
39
82,101.
40 Enter:
$413,200 if single
$232,425 if married filing separately
$464,850 if married filing jointly or qualifying widow(er)
$439,000 if head of household
40
413,200.
41 Enter the amount from line 36
41
37,450.
42 Enter the amount from line 7 of your 2015 Qualified Dividends and Capital
Gain Tax Worksheet or the amount from line 19 of the Schedule D Tax
Worksheet, whichever applies (as figured for the regular tax). If you did not
complete either worksheet for the regular tax, enter the amount from 2015
Form 1040, line 43; but not less than -0-.
42
43 Add lines 41 and 42
43
37,450.
44 Subtract line 43 from line 40, but not less than -0-
44
375,750.
45 Enter the smaller of line 39 or line 44
45
82,101.
46 Multiply line 45 by 15% (.15)
46
12,315.
47 Add lines 38 and 45
47
119,551.
If lines 47 and 27 are the same, skip lines 48 through 52 and go to line 53. Otherwise, go to line 48.
48 Subtract line 47 from line 37
48
49 Multiply line 48 by 20% (.20)
49
If line 29 is zero or blank, skip lines 50 through 52 and go to line 53. Otherwise, go to line 50.
50 Add lines 32, 47, and 48
50
51 Subtract line 50 from line 27
51
52 Multiply line 51 by 25% (.25)
52
53 Add lines 33, 46, 49, and 52
53
36,939.
54 If line 27 is $185,400 or less ($92,700 or less if married filing separately for 2015), multiply line 27 by 26% (.26).
Otherwise, multiply line 27 by 28% (.28) and subtract $3,708 ($1,854 if married filing separately for 2015)
from the result.
54
56,284.
55 Enter the smaller of line 53 or line 54 here and on line 11. If you filed Form 2555 or 2555-EZ for 2015, do not
enter this amount on line 11. Instead, enter it on line 4 of the worksheet.
55
36,939.
SL-92-01 579942
EFTA00026285

=== Page 8 ===
8879
IRS e-file Signature Authorization
OMB No. 1545-0074
Form
Do not send to the IRS. This is not a tax return.
Department of the Treasury
Keep this form for your records.
2015
Internal Revenue Service
Information about Form 8879 and its instructions is at www.irs.gov/form8879
Submission Identification Number (SID)
Taxpayer's name
Social security number
GHISLAINE MAXWELL
Spouse's name
Spouse's social security number
Part I
Tax Return Information - Tax Year Ending December 31, 2015 (Whole Dollars Only)
1 Adjusted gross income (Form 1040, line 38; Form 1040A, line 22; Form 1040EZ, line 4)
1
243,496.
2 Total tax (Form 1040, line 63; Form 1040A, line 39; Form 1040EZ, line 12)
2
30,286.
3 Federal income tax withheld (Form 1040, line 64; Form 1040A, line 40; Form 1040EZ, line 7)
3
4 Refund (Form 1040, line 76a; Form 1040A, line 48a; Form 1040EZ, line 13a; Form 1040-SS, Part I, line 13a)
4
0.
5 Amount you owe (Form 1040, line 78; Form 1040A, line 50; Form 1040EZ, line 14)
5
Part II
Taxpayer Declaration and Signature Authorization (Be sure you get and keep a copy of your return)
Under penalties of perjury, I declare that I have examined a copy of my electronic individual income tax return and accompanying schedules and statements for the tax year
ending December 31, 2015, and to the best of my knowledge and belief, it is true, correct, and complete. I further declare that the amounts in Part I above are the amounts
from my electronic income tax return. I consent to allow my intermediate service provider, transmitter, or electronic return originator (ERO) to send my return to the IRS
and to receive from the IRS (a) an acknowledgement of receipt or reason for rejection of the transmission, (b) the reason for any delay in processing the return or refund,
and (c) the date of any refund. If applicable, I authorize the U.S. Treasury and its designated Financial Agent to initiate an ACH electronic funds withdrawal (direct debit)
entry to the financial institution account indicated in the tax preparation software for payment of my federal taxes owed on this return and/or a payment of estimated tax,
and the financial institution to debit the entry to this account. This authorization is to remain in full force and effect until I notify the U.S. Treasury Financial Agent to
terminate the authorization. To revoke (cancel) a payment, I must contact the U.S. Treasury Financial Agent at 1-888-353-4537. Payment cancellation requests must be
received no later than 2 business days prior to the payment (settlement) date. I also authorize the financial institutions involved in the processing of the electronic payment
of taxes to receive confidential information necessary to answer inquiries and resolve issues related to the payment. I further acknowledge that the personal identification
number (PIN) below is my signature for my electronic income tax return and, if applicable, my Electronic Funds Withdrawal Consent.
Taxpayer's PIN: check one box only
X
I authorize MARKS PANETH LLP
to enter or generate my PIN
ERO firm name
Enter five digits, but
as my signature on my tax year 2015 electronically filed income tax return.
do not enter all zeros
I will enter my PIN as my signature on my tax year 2015 electronically filed income tax return. Check this box only if you are entering your own
PIN and your return is filed using the Practitioner PIN method. The ERO must complete Part III below.
Your signature
Date
10/06/2016
Spouse's PIN: check one box only
I authorize
to enter or generate my PIN
ERO firm name
Enter five digits, but
as my signature on my tax year 2015 electronically filed income tax return.
do not enter all zeros
I will enter my PIN as my signature on my tax year 2015 electronically filed income tax return. Check this box only if you are entering your own
PIN and your return is filed using the Practitioner PIN method. The ERO must complete Part III below.
Spouse's signature
Date
Practitioner PIN Method Returns Only - continue below
Part III
Certification and Authentication - Practitioner PIN Method Only
ERO's EFIN/PIN. Enter your six-digit EFIN followed by your five-digit self-selected PIN.
262982
Do not enter all zeros
I certify that the above numeric entry is my PIN, which is my signature for the tax year 2015 electronically filed income tax return for the taxpayer(s)
indicated above. I confirm that I am submitting this return in accordance with the requirements of the Practitioner PIN method and Publication 1345,
Handbook for Authorized IRS e-file Providers of Individual Income Tax Returns.
ERO's signature
Date
519995
ERO Must Retain This Form - See Instructions
11-06-15
Do Not Submit This Form to the IRS Unless Requested To Do So
LHA For Paperwork Reduction Act Notice, see your tax return instructions.
Form 8879 (2015)
1
EFTA00026286

=== Page 9 ===
Tax Year 2015 e-file Jurat/Disclosure
for Form 1040, 1040A, or 1040EZ
using Practitioner PIN method
(with or without Electronic Funds Withdrawal)
ERO Declaration
I declare that the information contained in this electronic tax return is the information furnished to me by the taxpayer. If the
taxpayer furnished me a completed tax return, I declare that the information contained in this electronic tax return is identical
to that contained in the return provided by the taxpayer. If the furnished return was signed by a paid preparer, I declare I have
entered the paid preparer's identifying information in the appropriate portion of this electronic return. If I am the paid preparer,
under the penalties of perjury I declare that I have examined this electronic return, and to the best of my knowledge and belief,
it is true, correct, and complete. This declaration is based on all information of which I have any knowledge.
ERO Signature
I am signing this Tax Return by entering my PIN below.
ERO's PIN
262982
(enter EFIN plus 5 self-selected numerics)
Taxpayer Declarations
Perjury Statement
Under penalties of perjury, I declare that I have examined this return, including any accompanying statements and schedules
and, to the best of my knowledge and belief, it is true, correct, and complete.
Consent to Disclosure
I consent to allow my Intermediate Service Provider, transmitter, or Electronic Return Originator (ERO) to send my return/form
to IRS and to receive the following information from IRS: a) an acknowledgment of receipt or reason for rejection of transmission;
b) the reason for any delay in processing or refund: and, c) the date of any refund.
I am signing this Tax Return and Electronic Funds Withdrawal Consent, if applicable, by entering my Self-Select
PIN below.
Taxpayer's PIN:
Date 10062016
Spouse's PIN:
519986
04-01-15
1.1
EFTA00026287

=== Page 10 ===
COPY
518711
05-12-15
DETACH HERE
4868
Application for Automatic Extension of Time
1019
Form
To File U.S. Individual Income Tax Return
Department of the Treasury
2015
Internal Revenue Service (99)
For calendar year 2015, or other tax year beginning
. 2015, ending
Part I
Identification
Part II
Individual Income Tax
1 Your name(s)
4 Estimate of total tax liability for 2015
$
30,286.
5 Total 2015 payments
71,151.
GHISLAINE MAXWELL
6 Balance due. Subtract line 5
C/O MARKS PANETH LLP-685 3RD AV
from line 4
0.
NEW YORK, NY 10017
7 Amount you are paying
0.
8 Check here if you are "out of the country" and a U.S.
2 Your social security number
3 Spouse's social security number
citizen or resident
9 Check here if you file Form 1040NR or 1040NR-EZ and did not receive
wages as an employee subject to U.S. income tax withholding
LX MAXW 30 0 201512 670
EFTA00026288

=== Page 11 ===
Form
1040
(99)
U.S. Individual Income Tax Return
2015
OMB No. 1545-0074
IRS Use Only - Do not write or staple in this space.
For the year Jan. 1-Dec. 31, 2015, or other tax year beginning
2015, ending
20
See separate instructions.
Your first name and initial
Last name
Your social security number
GHISLAINE
MAXWELL
If a joint return, spouse's first name and initial
Last name
Spouse's social security number
Home address (number and street). If you have a P.O. box, see instructions.
Apt. no.
Make sure the SSN(s) above
C/O MARKS PANETH LLP-685 3RD AV
and on line 6c are correct.
City, town or post office, state, and ZIP code. If you have a foreign address, also complete spaces below.
Presidential Election Campaign
Check here if you, or your spouse
NEW YORK, NY 10017
if filing jointly, want $3 to go to
this fund. Checking a box below
Foreign country name
Foreign province/state/county
Foreign postal code
will not change your tax or refund.
You
Spouse
1
X
Single
4
Head of household (with qualifying person). If the qualifying
Filing Status
2
Married filing jointly (even if only one had income)
person is a child but not your dependent, enter this child's
Check only
3
Married filing separately. Enter spouse's SSN above
name here.
one box.
and full name here.
5
Qualifying widow(er) with dependent child
6a
X
Yourself. If someone can claim you as a dependent, do not check box 6a
Boxes checked
1
Exemptions
on 6a and 6b
b
Spouse
No. of children
C Dependents:
(3) Dependent's
(4)V child
on 6c who:
(2) Dependent's social
relationship to
under age 17
lived with you
(1) First name
Last name
security number
qualifying for child
you
did not live with
tax credit
you due to divorce
or separation
(see instructions)
If more than four
dependents, see
Dependents on 6c
instructions and
not entered above
check here
Add numbers
on lines
di Total number of exemptions claimed
above
1
Income
7 Wages, salaries, tips, etc. Attach Form(s) W-2
7
8a Taxable interest. Attach Schedule B if required
8a
63,088.
b Tax-exempt interest. Do not include on line 8a
8b
5,672.
Attach Form(s)
W-2 here. Also
9a Ordinary dividends. Attach Schedule B if required
9a
182,240.
attach Forms
b Qualified dividends
9b
119,551.
W-2G and
10 Taxable refunds, credits, or offsets of state and local income taxes
STMT 1 STMT 2
10
0.
1099-R if tax
was withheld.
11 Alimony received
11
12 Business income or (loss). Attach Schedule C or C-EZ
12
-500.
13 Capital gain or (loss). Attach Schedule D if required. If not required, check here
13
-3,000.
If you did not
get a W-2,
14 Other gains or (losses). Attach Form 4797
14
5,310.
see instructions.
15a IRA distributions
15a
b Taxable amount
15b
16a Pensions and annuities
16a
b Taxable amount
16b
17 Rental real estate, royalties, partnerships, S corporations, trusts, etc. Attach Schedule E
17
-3,642.
18 Farm income or (loss). Attach Schedule F
18
19 Unemployment compensation
19
20a Social security benefits
20a
b Taxable amount
20b
21 Other income. List type and amount
21
22 Combine the amounts in the far right column for lines 7 through 21. This is your total income
22
243,496.
23 Educator expenses
23
Adjusted
Certain business expenses of reservists, performing artists, and fee-basis government
24 officials Attach Form 2106 or 2106-EZ
24
Gross
25 Health savings account deduction. Attach Form 8889
25
Income
26 Moving expenses. Attach Form 3903
26
27 Deductible part of self-employment tax. Attach Schedule SE
27
28 Self-employed SEP, SIMPLE, and qualified plans
28
29 Self-employed health insurance deduction
29
30 Penalty on early withdrawal of savings
30
31a Alimony paid b Recipient's SSN
31a
32 IRA deduction
32
33 Student loan interest deduction
33
34 Tuition and fees. Attach Form 8917
34
35 Domestic production activities deduction. Attach Form 8903
35
36 Add lines 23 through 35
36
510001
12-30-15
37 Subtract line 36 from line 22. This is your adjusted gross income
37
243,496.
LHA For Disclosure, Privacy Act, and Paperwork Reduction Act Notice, see separate instructions.
Form 1040 (2015)
EFTA00026289

=== Page 12 ===
Form
1040
(2015) GHISLAINE MAXWELL
Page 2
Tax and 38 Amount from line 37 (adjusted gross income)
38
243,496.
Credits
39a Check
if:
{
You were born before January 2, 1951,
Blind.
Spouse was born before January 2, 1951,
}
Total boxes
Standard
Deduction for -
Blind.
checked
39a
People who
b If your spouse itemizes on a separate return or you were a dual-status alien, check here
39b
check any box
on line 39a or
40 Itemized deductions (from Schedule A) or your standard deduction (see left margin)
40
165,725.
39b or who can
be claimed as a
41 Subtract line 40 from line 38
41
77,771.
dependent, see
instructions
42 Exemptions. If line 38 is $154,950 or less, multiply $4,000 by the number on line 6d. Otherwise, see inst.
42
4,000.
43 Taxable income. Subtract line 42 from line 41. If line 42 is more than line 41, enter -0-
43
73,771.
44 Tax. Check if any from:
a
Form(s) 8814 b
Form 4972 C
44
5,448.
45 Alternative minimum tax. Attach Form 6251
45
27,605.
All others:
46 Excess advance premium tax credit repayment. Attach Form 8962
46
Single or
Married filing
47 Add lines 44, 45, and 46
47
33,053.
separately,
$6,300
48 Foreign tax credit. Attach Form 1116 if required
48
4,420.
Married filing
49 Credit for child and dependent care expenses. Attach Form 2441
49
jointly or
Qualifying
50 Education credits from Form 8863, line 19
50
widow(er),
$12,600
51 Retirement savings contributions credit. Attach Form 8880
51
Head of
52 Child tax credit. Attach Schedule 8812, if required
52
household,
$9,250
53 Residential energy credits. Attach Form 5695
53
54 Other credits from Form:
a
X
3800 b
8801 C
54
55 Add lines 48 through 54. These are your total credits
55
4,420.
56 Subtract line 55 from line 47. If line 55 is more than line 47, enter -0-
56
28,633.
57 Self-employment tax. Attach Schedule SE
57
Other
58 Unreported social security and Medicare tax from Form: a
4137 b
8919
58
Taxes
59 Additional tax on IRAs, other qualified retirement plans, etc. Attach Form 5329 if required
59
60a Household employment taxes from Schedule H
60a
b First-time homebuyer credit repayment. Attach Form 5405 if required
60b
61 Health care: Individual responsibility (see instructions)
Full-year coverage
X
61
62 Taxes from: a
Form 8959 b
X
Form 8960 C
Inst.; enter code(s)
62
1,653.
63 Add lines 56 through 62. This is your total tax
63
30,286.
Payments 64 Federal income tax withheld from Forms W-2 and 1099
64
65 2015 estimated tax payments and amount applied from 2014 return
65
71,151.
If you have a
66 Earned income credit (EIC)
66a
qualifying
child, attach
b Nontaxable combat pay election
66b
Schedule EIC.
67 Additional child tax credit. Attach Schedule 8812
67
68 American opportunity credit from Form 8863, line 8
68
69 Net premium tax credit. Attach Form 8962
69
70 Amount paid with request for extension to file
70
71 Excess social security and tier 1 RRTA tax withheld
71
72 Credit for federal tax on fuels. Attach Form 4136
72
73 Credits from Form: a
2439 b
Reserved
c
8885 d
73
74 Add lines 64, 65, 66a, and 67 through 73. These are your total payments
74
71,151.
Refund
75 If line 74 is more than line 63, subtract line 63 from line 74. This is the amount you overpaid
75
40,865.
76a Amount of line 75 you want refunded to you. If Form 8888 is attached, check here
76a
Direct deposit?
b
Routing
See
number
Checking
Savings
d
Account
C Type:
number
instructions.
77 Amount of line 75 you want applied to your 2016 estimated tax
77
40,865.
Amount 78 Amount you owe. Subtract line 74 from line 63. For details on how to pay, see instructions
78
You Owe 79 Estimated tax penalty (see instructions)
79
Third Party Do you want to allow another person to discuss this return with the IRS (see instructions)?
X
Yes. Complete below.
No
Designee
Designee's
BLECHER, ALAN
Phone
Personal identification
name
no
number (PIN)
Sign
Under penalties of perjury, I declare that I have examined this return and accompanying schedules and statements, and to the best of my knowledge and belief, they are true,
correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge
Here
Your signature
Date
Your occupation
Daytime phone number
Joint return?
See instructions.
CONSULTANT
Keep a copy
Spouse's signature. If a joint return, both must sign.
Date
Spouse's occupation
If the IRS sent you an Identity
for your
Protection PIN,
records.
enter it here
Print/Type preparer's name
Preparer's signature
Date
Check
if
PTIN
Paid
self-employed
Preparer BLECHER, ALAN
Use Only
Firm's name
MARKS PANETH LLP
Firm's EIN
11 3518842
685 THIRD AVENUE
Phone no.
510002
12-30-15
Firm's address
NEW YORK, NY 10017
EFTA00026290

=== Page 13 ===
OMB No. 1545-0074
SCHEDULE A
Itemized Deductions
(Form 1040)
Information about Schedule A and its separate instructions is at www.irs.gov/schedulea
2015
Department of the Treasury
Attachment
Internal Revenue Service
(99)
Attach to Form 1040.
Sequence No.
07
Name(s) shown on Form 1040
Your social security number
GHISLAINE MAXWELL
Medical
Caution: Do not include expenses reimbursed or paid by others.
and
1 Medical and dental expenses (see instructions) SEE STATEMENT 8
1
6,955.
Dental
2 Enter amount from Form 1040, line 38
2
243,496.
Expenses
3 Multiply line 2 by 10% (.10). But if either you or your spouse was bom before
January 2, 1951, multiply line 2 by 7.5% (.075) instead
3
24,350.
4 Subtract line 3 from line 1. If line 3 is more than line 1, enter -0-
4
0.
Taxes You
5 State and local (check only one box):
Paid
a
X
Income taxes, or
}
SEE STATEMENT 6
5
34,571.
b
General sales taxes
6 Real estate taxes (see instructions)
6
85,132.
7 Personal property taxes
7
8 Other taxes. List type and amount
8
9 Add lines 5 through 8
9
119,703.
Interest
10 Home mortgage interest and points reported to you on Form 1098
10
You Paid
11 Home mortgage interest not reported to you on Form 1098. If paid to the person
from whom you bought the home, see instructions and show that person's name,
identifying no., and address
Note:
11
Your mortgage
interest
12 Points not reported to you on Form 1098. See instructions for special rules
12
deduction may
13 Mortgage insurance premiums (see instructions)
13
be limited (see
14 Investment interest. Attach Form 4952 if required. (See instructions.) STMT 7
14
17.
instructions).
15 Add lines 10 through 14
15
17.
Gifts to
16 Gifts by cash or check. If you made any gift of $250 or more, see instructions
16
5,353.
Charity
17 Other than by cash or check. If any gift of $250 or more, see instructions.
If you made a
You must attach Form 8283 if over $500
17
gift and got a
benefit for it,
18 Carryover from prior year
18
see instructions. 19 Add lines 16 through 18
19
5,353.
Casualty and
Theft Losses
20 Casualty or theft loss(es). Attach Form 4684. (See instructions.)
20
Job Expenses 21 Unreimbursed employee expenses job travel, union dues, job education, etc.
and Certain
Attach Form 2106 or 2106-EZ if required. (See instructions.)
Miscellaneous
Deductions
21
22 Tax preparation fees
22
11,000.
23 Other expenses investment, safe deposit box, etc. List type and amount
SEE STATEMENT 5
23
34,522.
24 Add lines 21 through 23
24
45,522.
25 Enter amount from Form 1040, line 38
25
243,496.
26 Multiply line 25 by 2% (.02)
26
4,870.
27 Subtract line 26 from line 24. If line 26 is more than line 24, enter -0-
27
40,652.
Other
28 Other - from list in instructions. List type and amount
Miscellaneous
Deductions
28
29 Is Form 1040, line 38, over $154,950?
X
No. Your deduction is not limited. Add the amounts in the far right column
Total
for lines 4 through 28. Also, enter this amount on Form 1040, line 40.
Itemized
Yes. Your deduction may be limited. See the Itemized Deductions
}
29
165,725.
Deductions
Worksheet in the instructions to figure the amount to enter.
30 If you elect to itemize deductions even though they are less than your standard deduction,
check here
LHA 519501 01-19-16 For Paperwork Reduction Act Notice, see Form 1040 instructions.
Schedule A (Form 1040) 2015
5
EFTA00026291

=== Page 14 ===
OMB No. 1545-0074
SCHEDULE B
Interest and Ordinary Dividends
(Form 1040A or 1040)
2015
Attach to Form 1040A or 1040.
Department of the Treasury
Attachment
Internal Revenue Service (99)
Information about Schedule B and its instructions is at www.irs.gov/scheduleb
Sequence No.
08
Name(s) shown on return
Your social security number
GHISLAINE MAXWELL
Part I
1 List name of payer. If any interest is from a seller-financed mortgage and the buyer used the
Amount
Interest
property as a personal residence, see instructions and list this interest first. Also, show that
buyer's social security number and address
SEE STATEMENT 9
73,088.
1
Note: If you
received a Form
1099-INT,
Form 1099-OID,
or substitute
statement from
a brokerage firm,
list the firm's
SUBTOTAL FOR LINE 1
73,088.
name as the
TAX-EXEMPT INTEREST
SEE STATEMENT 10
-5,672.
payer and enter
the total interest
ABP ADJUSTMENT
SEE STATEMENT 11
-4,328.
shown on that
2 Add the amounts on line 1
2
63,088.
form.
3 Excludable interest on series EE and I U.S. savings bonds issued after 1989.
Attach Form 8815
3
4 Subtract line 3 from line 2. Enter the result here and on Form 1040A, or Form 1040, line 8a
4
63,088.
Note: If line 4 is over $1,500, you must complete Part III.
Amount
Part II
5 List name of payer
Ordinary
UBS - Y1 23568
40,340.
Dividends
UBS - Y1 23570
21,805.
UBS - Y1 23571
33,471.
UBS - Y1 23574
20,493.
UBS Y1 23575
10,611.
UBS - Y1 23572
54,713.
FROM K-1 THE BLACKSTONE GROUP, LP
126.
FROM K-1 ALPHAKEYS MILLENNIUM FUND, L.L.C.
5
681.
Note: If you
received a Form
1099-DIV or
substitute
statement from
a brokerage firm,
list the firm's
name as the
payer and enter
the ordinary
dividends shown
on that form.
6 Add the amounts on line 5. Enter the total here and on Form 1040A, or Form 1040, line 9a
6
182,240.
Note: If line 6 is over $1,500, you must complete Part III.
You must complete this part if you (a) had over $1,500 of taxable interest or ordinary dividends; (b) had a foreign
Yes
No
Part III
account; or (c) received a distribution from, or were a grantor of, or a transferor to, a foreign trust.
Foreign
7a At any time during 2015, did you have a financial interest in or signature authority over a financial account (such
Accounts
as a bank account, securities account, or brokerage account) located in a foreign country? See instructions
and
If "Yes," are you required to file FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR),
Trusts
to report that financial interest or signature authority? See FinCEN Form 114 and its instructions for filing
requirements and exceptions to those requirements
X
b If you are required to file FinCen Form 114, enter the name of the foreign country where the financial account
is located
UNITED KINGDOM
8 During 2015, did you receive a distribution from, or were you the grantor of, or transferor to, a foreign trust?
527501
09-24-15
If "Yes," you may have to file Form 3520. See instructions
X
LHA For Paperwork Reduction Act Notice, see your tax return instructions.
Schedule B (Form 1040A or 1040) 2015
6
EFTA00026292

=== Page 15 ===
Interest and Dividend Summary
Name: GHISLAINE MAXWELL
FEIN/SSN:
Interest on U.S.
Tax-Exempt
Private Activity
Original Issue
Ordinary
Qualified
Capital Gain
Federal Income
State Tax
Foreign
Payer
Interest
Savings Bonds
Interest
Interest
Discount (OID)
Dividends
Dividends
Distributions
Tax Withheld
Withheld
Tax Paid
BARCLAYS
16,736.
CATER ALLEN PRIVATE BANK
5,519.
IMPUTED INTEREST - LOAN FROM
TERRAMAR PROJECT
1,515.
UBS - Y1 23568
40,340.
40,340.
UBS - Y1 23570
21,805.
88.
UBS Y1 23571
33,471.
7,817.
8,868.
UBS Y1 23574
20,493.
20,109.
UBS - Y1 23575
10,611.
629.
UBS - Y1 23572
54,713.
50,817.
UBS - Y1 23568
6.
UBS - Y1 23571
1.
UBS - Y1 23574 - INTEREST
37,673.
UBS - Y1 23574 - BOND PREMIUM
-51.
UBS - Y1 23574 - T/E
5,672.
UBS - Y1 23575
12.
UBS - Y1 23572
7.
UBS Y1 23680
17.
FROM K-1 - THE BLACKSTONE
GROUP, LP
416.
126.
53.
FROM K-1 - CARGOMETRICS
TECHNOLOGIES LLC
75.
FROM K-1 - ALPHAKEYS
MILLENNIUM FUND, L.L.C.
269.
681.
327.
TOTALS
62,195.
893.
5,672.
182,240.
119,551.
9,497.
530191 04-01-15
I'9
EFTA00026293

=== Page 16 ===
Interest and Dividend Summary
Name: GHISLAINE MAXWELL
FEIN/SSN:
Interest on U.S.
Tax-Exempt
Private Activity
Original Issue
Ordinary
Qualified
Capital Gain
Federal Income
State Tax
Foreign
Payer
Interest
Savings Bonds
Interest
Interest
Discount (OID)
Dividends
Dividends
Distributions
Tax Withheld
Withheld
Tax Paid
FROM K-1 - ALPHAKEYS
MILLENNIUM FUND, L.L.C.
893.
TOTALS
530191 04-01-15
6.2
EFTA00026294

=== Page 17 ===
SCHEDULE C
Profit or Loss From Business
OMB No. 1545-0074
(Form 1040)
(Sole Proprietorship)
2015
Department of the Treasury
Information about Schedule C and its separate instructions is at www.irs.gov/schedulec.
Attachment
Internal Revenue Service (99)
Attach to Form 1040, 1040NR, or 1041; partnerships generally must file Form 1065.
Sequence No.
09
Name of proprietor
Social security number (SSN)
GHISLAINE MAXWELL
A Principal business or profession, including product or service (see instructions)
B Enter code from instructions
CONSULTING
812990
C Business name. If no separate business name, leave blank.
D Employer ID number (EIN), (see instr.)
ELLMAX, LLC
E Business address (including suite or room no.)
116 EAST 65TH STREET
City, town or post office, state, and ZIP code
NEW YORK, NY 11021
F Accounting method:
(1)
X
Cash
(2)
Accrual (3)
Other (specify)
G Did you "materially participate" in the operation of this business during 2015? If "No," see instructions for limit on losses
X
Yes
No
H If you started or acquired this business during 2015, check here
I Did you make any payments in 2015 that would require you to file Form(s) 1099? (see instructions)
X
Yes
No
J If "Yes," did you or will you file required Forms 1099?
X
Yes
No
Part I
Income
1 Gross receipts or sales. See instructions for line 1 and check the box if this income was reported to you on Form W-2
and the "Statutory employee' box on that form was checked
1
2 Returns and allowances
2
3 Subtract line 2 from line 1
3
4 Cost of goods sold (from line 42)
4
5 Gross profit. Subtract line 4 from line 3
5
6 Other income, including federal and state gasoline or fuel tax credit or refund (see instructions)
6
7 Gross income. Add lines 5 and 6
7
Part II
Expenses. Enter expenses for business use of your home only on line 30.
8 Advertising
8
18 Office expense
18
9 Car and truck expenses
19 Pension and profit-sharing plans
19
(see instructions)
9
20 Rent or lease (see instructions):
10 Commissions and fees
10
a Vehicles, machinery, and equipment
20a
11 Contract labor (see instructions)
11
b Other business property
20b
12 Depletion
12
21 Repairs and maintenance
21
13 Depreciation and section 179
22 Supplies (not included in Part III)
22
expense deduction (not included in
23 Taxes and licenses
23
Part III) (see instructions)
13
24 Travel, meals, and entertainment:
14 Employee benefit programs (other
a Travel
24a
than on line 19)
14
b Deductible meals and
15 Insurance (other than health)
15
entertainment (see instructions)
24b
16 Interest:
25 Utilities
25
a Mortgage (paid to banks, etc.)
16a
26 Wages (less employment credits)
26
b Other
16b
27 a Other expenses (from line 48)
27a
17 Legal and professional services
17
500.
b Reserved for future use
27b
28 Total expenses before expenses for business use of home. Add lines 8 through 27a
28
500.
29 Tentative profit or (loss). Subtract line 28 from line 7
29
-500.
30 Expenses for business use of your home. Do not report these expenses elsewhere. Attach Form 8829
unless using the simplified method (see instructions).
Simplified method filers only: enter the total square footage of: (a) your home:
and (b) the part of your home used for business:
Use the Simplified Method Worksheet in the instructions to figure the amount to enter on line 30
30
31 Net profit or (loss). Subtract line 30 from line 29.
If a profit, enter on both Form 1040, line 12 (or Form 1040NR, line 13) and on Schedule SE, line 2.
(If you checked the box on line 1, see instructions). Estates and trusts, enter on Form 1041, line 3.
31
-500.
If a loss, you must go to line 32.
32 If you have a loss, check the box that describes your investment in this activity (see instructions).
If you checked 32a, enter the loss on both Form 1040, line 12, (or Form 1040NR, line 13) and on Schedule SE, line 2.
32a
X
All investment
is at risk.
(If you checked the box on line 1, see the line 31 instructions). Estates and trusts, enter on Form 1041, line 3.
32b
Some investment
is not at risk.
If you checked 32b, you must attach Form 6198. Your loss may be limited.
LHA For Paperwork Reduction Act Notice, see the separate instructions.
Schedule C (Form 1040) 2015
520001 11-23-15
7
EFTA00026295

=== Page 18 ===
SCHEDULE D
Capital Gains and Losses
OMB No. 1545-0074
(Form 1040)
Attach to Form 1040 or Form 1040NR.
2015
Department of the Treasury
Information about Schedule D and its separate instructions is at www.irs.gov/scheduled
Internal Revenue Service (99)
Attachment
Use Form 8949 to list your transactions for lines 1b, 2, 3, 8b, 9, and 10.
Sequence No.
12
Name(s) shown on return
Your social security number
GHISLAINE MAXWELL
Part I
Short-Term Capital Gains and Losses - Assets Held One Year or Less
See instructions for how to figure the amounts to
(g)
(h) Gain or (loss)
enter on the lines below.
(d)
(e)
Adjustments
Subtract column (e)
Proceeds
Cost
to gain or loss from
from column (d) and
This form may be easier to complete if you round off
(sales price)
(or other basis)
Form(s) 8949, Part I,
combine the result
cents to whole dollars.
line 2, column (g)
with column (g)
1a Totals for all short-term transactions reported on Form 1099-B
for which basis was reported to the IRS and for which you have
no adjustments (see instructions). However, if you choose to
report all these transactions on Form 8949, leave this line blank
and go to line 1b
1b Totals for all transactions reported on Form(s)
8949 with Box A checked
69,900.
70,528.
<628.>
2 Totals for all transactions reported on Form(s)
8949 with Box B checked
74.
74.
3 Totals for all transactions reported on Form(s)
8949 with Box C checked
4 Short-term gain from Form 6252 and short-term gain or (loss) from Forms 4684, 6781, and 8824 STMT 12
4
10.
5 Net short-term gain or (loss) from partnerships, S corporations, estates, and trusts
from Schedule(s) K-1
SEE STATEMENT 14
5
<7.>
6 Short-term capital loss carryover. Enter the amount, if any, from line 8 of your Capital Loss
Carryover Worksheet in the instructions
6
(
178,632.)
7 Net short-term capital gain or (loss). Combine lines 1a through 6 in column (h). If you have any long-term
capital gains or losses, go to Part II below. Otherwise, go to Part III on page 2
7
<179,183.>
Part II
Long-Term Capital Gains and Losses - Assets Held More Than One Year
See instructions for how to figure the amounts to
(g)
(h) Gain or (loss)
enter on the lines below.
(d)
(e)
Adjustments
Subtract column (e)
Proceeds
Cost
to gain or loss from
from column (d) and
This form may be easier to complete if you round off
(sales price)
(or other basis)
Form(s) 8949, Part II,
combine the result
cents to whole dollars.
line 2, column (g)
with column (g)
8a Totals for all long-term transactions reported on Form 1099-B
for which basis was reported to the IRS and for which you have
no adjustments (see instructions). However, if you choose to
report all these transactions on Form 8949, leave this line blank
and go to line 8b
8b Totals for all transactions reported on Form(s)
8949 with Box D checked
3,210,287.
3,120,573.
31.
89,745.
9 Totals for all transactions reported on Form(s)
8949 with Box E checked
232,220.
244,272.
<12,052.>
10 Totals for all transactions reported on Form(s)
8949 with Box F checked
11 Gain from Form 4797, Part I; long-term gain from Forms 2439 and 6252; and long-term gain or (loss)
from Forms 4684, 6781, and 8824
SEE STATEMENT 13
11
362.
SEE STATEMENT 15
12 Net long-term gain or (loss) from partnerships, S corporations, estates, and trusts from Schedule(s) K-1
12
1,477.
13 Capital gain distributions
SEE STATEMENT 16
13
9,497.
14 Long-term capital loss carryover. Enter the amount, if any, from line 13 of your Capital Loss Carryover
Worksheet in the instructions
14
(
6,208,137.)
15 Net long-term capital gain or (loss). Combine lines 8a through 14 in column (h). Then go to
Part III on page 2
15
<6,119,108.>
LHA For Paperwork Reduction Act Notice, see your tax return instructions.
Schedule D (Form 1040) 2015
520511
12-05-15
8
EFTA00026296

=== Page 19 ===
Schedule D (Form 1040) 2015 GHISLAINE MAXWELL
Page 2
Part III
Summary
16 Combine lines 7 and 15 and enter the result
16
<6,298,291.>
If line 16 is a gain, enter the amount from line 16 on Form 1040, line 13, or Form 1040NR, line 14.
Then go to line 17 below.
If line 16 is a loss, skip lines 17 through 20 below. Then go to line 21. Also be sure to complete
line 22.
If line 16 is zero, skip lines 17 through 21 below and enter -0- on Form 1040, line 13, or Form
1040NR, line 14. Then go to line 22.
17 Are lines 15 and 16 both gains?
Yes. Go to line 18.
No. Skip lines 18 through 21, and go to line 22.
18 Enter the amount, if any, from line 7 of the 28% Rate Gain Worksheet in the instructions
18
19 Enter the amount, if any, from line 18 of the Unrecaptured Section 1250 Gain Worksheet in
the instructions
19
20 Are lines 18 and 19 both zero or blank?
Yes. Complete the Qualified Dividends and Capital Gain Tax Worksheet in the instructions
for Form 1040, line 44 (or in the instructions for Form 1040NR, line 42). Do not complete lines
21 and 22 below.
No. Complete the Schedule D Tax Worksheet in the instructions. Do not complete lines 21
and 22 below.
21 If line 16 is a loss, enter here and on Form 1040, line 13, or Form 1040NR, line 14, the smaller of:
The loss on line 16 or
SEE STATEMENT 17
21
(
3,000.)
($3,000), or if married filing separately, ($1,500)
Note: When figuring which amount is smaller, treat both amounts as positive numbers.
22 Do you have qualified dividends on Form 1040, line 9b, or Form 1040NR, line 10b?
X
Yes. Complete the Qualified Dividends and Capital Gain Tax Worksheet in the instructions
for Form 1040, line 44 (or in the instructions for Form 1040NR, line 42).
No. Complete the rest of Form 1040 or Form 1040NR.
Schedule D (Form 1040) 2015
520512
12-05-15
9
EFTA00026297

=== Page 20 ===
Sales and Other Dispositions of Capital Assets
OMB No. 1545-0074
Form
8949
2015
Department of the Treasury
Information about Form 8949 and its separate instructions is at www.irs.gov/form8949.
Attachment
Internal Revenue Service
File with your Schedule D to list your transactions for lines 1b, 2, 3, 8b, 9, and 10 of Schedule D.
Sequence No.
12A
Name(s) shown on return
Social security number or
taxpayer identification no.
GHISLAINE MAXWELL
Before you check Box A, B, or C below, see whether you received any Form(s) 1099-B or substitute statement(s) from your broker. A substitute
statement will have the same information as Form 1099-B. Either will show whether your basis (usually your cost) was reported to the IRS by your
broker and may even tell you which box to check.
Part I
Short-Term. Transactions involving capital assets you held 1 year or less are short-term. For long-term transactions, see page 2.
Note: You may aggregate all short-term transactions reported on Form(s) 1099-B showing basis was reported to the IRS and for which no adjustments or
codes are required. Enter the totals directly on Schedule D, line 1a; you aren't required to report these transactions on Form 8949 (see instructions).
You must check Box A, B, or C below. Check only one box. If more than one box applies for your short-term transactions, complete a separate Form 8949, page 1, for each applicable box.
If you have more short-term transactions than will fit on this page for one or more of the boxes, complete as many forms with the same box checked as you need.
X
(A) Short-term transactions reported on Form(s) 1099-B showing basis was reported to the IRS (see Note above)
(B) Short-term transactions reported on Form(s) 1099-B showing basis was not reported to the IRS
(C) Short-term transactions not reported to you on Form 1099-B
1
(a)
(b)
(c)
(d)
(e)
Adjustment, if any, to gain or
(h)
Date acquired
Date sold or
Proceeds
Cost or other
loss. If you enter an amount
Description of property
in column (g), enter a code in
Gain or (loss).
(Example: 100 sh. XYZ Co.)
(Mo., day, yr.)
disposed of
(sales price)
basis. See the
column (f). See instructions.
Subtract column (e)
(Mo., day, yr.)
Note below and
from column (d) &
see Column (e) in
(f)
(g)
combine the result
Code(s)
Amount of
the instructions
adjustment
with column (g)
UBS Y1 23574 -
SEE STATEMENT D-1
17.
3.
M
0.
14.
UBS Y1 23571 -
SEE STATEMENT D-2
38,696.
40,206.M
0.
<1,510.>
UBS Y1 23568 -
SEE STATEMENT D-3
2,545.
0.M
0.
2,545.
UBS Y1 23570 -
SEE STATEMENT D-4
27,235.
28,107.M
0.
<872.>
UBS Y1 23572 -
SEE STATEMENT D-5
1,407.
2,212.M
0.
<805.>
2 Totals. Add the amounts in columns (d), (e), (g) and (h) (subtract
negative amounts). Enter each total here and include on your
Schedule D, line 1b (if Box A above is checked), line 2 (if Box B
above is checked), or line 3 (if Box C above is checked)
69,900.
70,528.
<628.>
Note: If you checked Box A above but the basis reported to the IRS was incorrect, enter in column (e) the basis as reported to the IRS, and enter an
adjustment in column (g) to correct the basis. See Column (g) in the separate instructions for how to figure the amount of the adjustment.
523011 12-02-15 LHA For Paperwork Reduction Act Notice, see your tax return instructions.
Form 8949 (2015)
10
EFTA00026298

=== Page 21 ===
Sales and Other Dispositions of Capital Assets
OMB No. 1545-0074
Form
8949
2015
Department of the Treasury
Information about Form 8949 and its separate instructions is at www.irs.gov/form8949.
Attachment
Internal Revenue Service
File with your Schedule D to list your transactions for lines 1b, 2, 3, 8b, 9, and 10 of Schedule D.
Sequence No.
12A
Name(s) shown on return
Social security number or
taxpayer identification no.
GHISLAINE MAXWELL
Before you check Box A, B, or C below, see whether you received any Form(s) 1099-B or substitute statement(s) from your broker. A substitute
statement will have the same information as Form 1099-B. Either will show whether your basis (usually your cost) was reported to the IRS by your
broker and may even tell you which box to check.
Part I
Short-Term. Transactions involving capital assets you held 1 year or less are short-term. For long-term transactions, see page 2.
Note: You may aggregate all short-term transactions reported on Form(s) 1099-B showing basis was reported to the IRS and for which no adjustments or
codes are required. Enter the totals directly on Schedule D, line 1a; you aren't required to report these transactions on Form 8949 (see instructions).
You must check Box A, B, or C below. Check only one box. If more than one box applies for your short-term transactions, complete a separate Form 8949, page 1, for each applicable box.
If you have more short-term transactions than will fit on this page for one or more of the boxes, complete as many forms with the same box checked as you need.
(A) Short-term transactions reported on Form(s) 1099-B showing basis was reported to the IRS (see Note above)
X
(B) Short-term transactions reported on Form(s) 1099-B showing basis was not reported to the IRS
(C) Short-term transactions not reported to you on Form 1099-B
1
(a)
(b)
(c)
(d)
(e)
Adjustment, if any, to gain or
(h)
Date acquired
Proceeds
Cost or other
loss. If you enter an amount
Description of property
Date sold or
Gain or (loss).
(Example: 100 sh. XYZ Co.)
(Mo., day, yr.)
disposed of
(sales price)
basis. See the
in column (g), enter a code in
column (f). See instructions.
Subtract column (e)
(Mo., day, yr.)
Note below and
from column (d) &
see Column (e) in
(f)
(g)
combine the result
Code(s)
Amount of
the instructions
adjustment
with column (g)
UBS Y1 23572 -
SEE STATEMENT D-5
74.
0.
M
0.
74.
2 Totals. Add the amounts in columns (d), (e), (g) and (h) (subtract
negative amounts). Enter each total here and include on your
Schedule D, line 1b (if Box A above is checked), line 2 (if Box B
above is checked), or line 3 (if Box C above is checked)
74.
74.
Note: If you checked Box A above but the basis reported to the IRS was incorrect, enter in column (e) the basis as reported to the IRS, and enter an
adjustment in column (g) to correct the basis. See Column (g) in the separate instructions for how to figure the amount of the adjustment.
523011 12-02-15 LHA For Paperwork Reduction Act Notice, see your tax return instructions.
Form 8949 (2015)
11
EFTA00026299

=== Page 22 ===
Form 8949 (2015)
Attachment Sequence No. 12A
Page 2
Name(s) shown on return. Name and SSN or taxpayer identification no. not required if shown on other side
Social security number or
taxpayer identification no.
GHISLAINE MAXWELL
Before you check Box D, E, or F below, see whether you received any Form(s) 1099-B or substitute statement(s) from your broker. A substitute
statement will have the same information as Form 1099-B. Either will show whether your basis (usually your cost) was reported to the IRS by your
broker and may even tell you which box to check.
Part II
Long-Term. Transactions involving capital assets you held more than 1 year are long term. For short-term transactions, see page 1.
Note: You may aggregate all long-term transactions reported on Form(s) 1099-B showing basis was reported to the IRS and for which no adjustments or
codes are required. Enter the totals directly on Schedule D, line 8a; you aren't required to report these transactions on Form 8949 (see instructions).
You must check Box D, E, or F below. Check only one box. If more than one box applies for your long-term transactions, complete a separate Form 8949, page 2, for each applicable box
If you have more long-term transactions than will fit on this page for one or more of the boxes, complete as many forms with the same box checked as you need.
X
(D) Long-term transactions reported on Form(s) 1099-B showing basis was reported to the IRS (see Note above)
(E) Long-term transactions reported on Form(s) 1099-B showing basis was not reported to the IRS
(F) Long-term transactions not reported to you on Form 1099-B
1
(a)
(b)
(c)
(d)
(e)
Adjustment, if any, to gain or
(h)
Description of property
Date acquired
Date sold or
Proceeds
Cost or other
loss. If you enter an amount
(Example: 100 sh. XYZ Co.)
(Mo., day, yr.)
disposed of
basis. See the
in column (g), enter a code in
Gain or (loss).
(sales price)
column (f). See instructions.
Subtract column (e)
Note below and
(Mo., day, yr.)
from column (d) &
see Column (e) in
(f)
(g)
combine the result
the instructions
Code(s)
Amount of
adjustment
with column (g)
UBS Y1 23571 -
SEE STATEMENT D-2
940,510.
989,027.M
0.
<48,517.>
UBS Y1 23568 -
SEE STATEMENT D-3
960,832.
754,409.M
0.
206,423.
UBS Y1 23570 -
SEE STATEMENT D-4
922,221.
975,718.M
0.
<53,497.>
UBS Y1 23572 -
SEE STATEMENT D-5
386,724.
401,419.
MW
31.
<14,664.>
2 Totals. Add the amounts in columns (d), (e), (g) and (h) (subtract
negative amounts). Enter each total here and include on your
Schedule D, line 8b (if Box D above is checked), line 9 (if Box E
above is checked), or line 10 (if Box F above is checked)
3210287.
3120573.
31.
89,745.
Note: If you checked Box D above but the basis reported to the IRS was incorrect, enter in column (e) the basis as reported to the IRS, and enter an
adjustment in column (g) to correct the basis. See Column (g) in the separate instructions for how to figure the amount of the adjustment.
523012 12-02-15
Form 8949 (2015)
12
EFTA00026300

=== Page 23 ===
Form 8949 (2015)
Attachment Sequence No. 12A
Page 2
Name(s) shown on return. Name and SSN or taxpayer identification no. not required if shown on other side
Social security number or
taxpayer identification no.
GHISLAINE MAXWELL
Before you check Box D, E, or F below, see whether you received any Form(s) 1099-B or substitute statement(s) from your broker. A substitute
statement will have the same information as Form 1099-B. Either will show whether your basis (usually your cost) was reported to the IRS by your
broker and may even tell you which box to check.
Part II
Long-Term. Transactions involving capital assets you held more than 1 year are long term. For short-term transactions, see page 1.
Note: You may aggregate all long-term transactions reported on Form(s) 1099-B showing basis was reported to the IRS and for which no adjustments or
codes are required. Enter the totals directly on Schedule D, line 8a; you aren't required to report these transactions on Form 8949 (see instructions).
You must check Box D, E, or F below. Check only one box. If more than one box applies for your long-term transactions, complete a separate Form 8949, page 2, for each applicable box
If you have more long-term transactions than will fit on this page for one or more of the boxes, complete as many forms with the same box checked as you need.
(D) Long-term transactions reported on Form(s) 1099-B showing basis was reported to the IRS (see Note above)
X
(E) Long-term transactions reported on Form(s) 1099-B showing basis was not reported to the IRS
(F) Long-term transactions not reported to you on Form 1099-B
1
(a)
(b)
(c)
(d)
(e)
Adjustment, if any, to gain or
(h)
Description of property
Date acquired
Date sold or
Proceeds
Cost or other
loss. If you enter an amount
(Example: 100 sh. XYZ Co.)
(Mo., day, yr.)
disposed of
basis. See the
in column (g), enter a code in
Gain or (loss).
(sales price)
column (f). See instructions.
Subtract column (e)
(Mo., day, yr.)
Note below and
from column (d) &
see Column (e) in
(f)
(g)
combine the result
the instructions
Code(s)
Amount of
adjustment
with column (g)
UBS Y1 23574 -
SEE STATEMENT D-1
232,131.
244,272.M
0.
<12,141.>
UBS Y1 23574 -
SEE STATEMENT D-1
89.
0.
M
0.
89.
2 Totals. Add the amounts in columns (d), (e), (g) and (h) (subtract
negative amounts). Enter each total here and include on your
Schedule D, line 8b (if Box D above is checked), line 9 (if Box E
above is checked), or line 10 (if Box F above is checked)
232,220.
244,272.
<12,052.>
Note: If you checked Box D above but the basis reported to the IRS was incorrect, enter in column (e) the basis as reported to the IRS, and enter an
adjustment in column (g) to correct the basis. See Column (g) in the separate instructions for how to figure the amount of the adjustment.
523012 12-02-15
Form 8949 (2015)
13
EFTA00026301

=== Page 24 ===
Qualified Dividends and Capital Gain Tax Worksheet - Line 44
Keep for Your Records
Name(s) shown on return
Your SSN
GHISLAINE MAXWELL
Before you begin:
See the instructions for line 44 to see if you can use this worksheet to figure your tax.
Before completing this worksheet, complete Form 1040 through line 43.
If you do not have to file Schedule D and you received capital gain distributions, be sure you
checked the box on line 13 of Form 1040.
1. Enter the amount from Form 1040, line 43. However, if you are filing Form
2555 or 2555-EZ (relating to foreign earned income), enter the amount from
line 3 of the Foreign Earned Income Tax Worksheet
1.
73,771.
2. Enter the amount from Form 1040, line 9b*
2.
119,551.
3. Are you filing Schedule D?*
X
Yes. Enter the smaller of line 15 or 16 of
Schedule D. If either line 15 or line 16 is
blank or a loss, enter -0-
No. Enter the amount from Form 1040, line 13
}
3.
0.
4. Add lines 2 and 3
4.
119,551.
5. If filing Form 4952 (used to figure investment
interest expense deduction), enter any amount
from line 4g of that form. Otherwise, enter -0. 5.
0.
6. Subtract line 5 from line 4. If zero or less, enter -0-
6.
119,551.
7. Subtract line 6 from line 1. If zero or less, enter -0-
7.
0.
8. Enter:
$37,450 if single or married filing separately,
$74,900 if married filing jointly or qualifying widow(er),
}
8.
37,450.
$50,200 if head of household.
9. Enter the smaller of line 1 or line 8
9.
37,450.
10. Enter the smaller of line 7 or line 9
10.
0.
11. Subtract line 10 from line 9. This amount is taxed at 0%
11.
37,450.
12. Enter the smaller of line 1 or line 6
12.
73,771.
13. Enter the amount from line 11
13.
37,450.
14. Subtract line 13 from line 12
14.
36,321.
15. Enter:
$ 413,200 if single,
$232,425 if married filing separately,
15.
413,200.
$ 464,850 if married filing jointly or qualifying widow(er),
$ 439,000 if head of household.
16. Enter the smaller of line 1 or line 15
16.
73,771.
17. Add lines 7 and 11
17.
37,450.
18. Subtract line 17 from line 16. If zero or less, enter -0-
18.
36,321.
19. Enter the smaller of line 14 or line 18
19.
36,321.
20. Multiply line 19 by 15% (0.15)
20.
5,448.
21. Add lines 11 and 19
21.
73,771.
22. Subtract line 21 from line 12
22.
0.
23. Multiply line 22 by 20% (0.20)
23.
0.
24. Figure the tax on the amount on line 7. If the amount on line 7 is less than $100,000, use the Tax Table to
figure the tax. If the amount on line 7 is $100,000 or more, use the Tax Computation Worksheet
24.
0.
25. Add lines 20, 23, and 24
25.
5,448.
26. Figure the tax on the amount on line 1. If the amount on line 1 is less than $100,000, use the Tax Table to
figure the tax. If the amount on line 1 is $100,000 or more, use the Tax Computation Worksheet
26.
14,238.
27. Tax on all taxable income. Enter the smaller of line 25 or line 26. Also include this amount on Form
1040, line 44. If you are filing Form 2555 or 2555-EZ, do not enter this amount on Form 1040, line 44.
Instead, enter it on line 4 of the Foreign Earned Income Tax Worksheet
27.
5,448.
*If you are filing Form 2555 or 2555-EZ, see the footnote in the Foreign Earned Income Tax Worksheet before completing this line.
510451
01-07-16
14
EFTA00026302

=== Page 25 ===
SCHEDULE E
Supplemental Income and Loss
OMB No. 1545-0074
(Form 1040)
(From rental real estate, royalties, partnerships, S corporations, estates, trusts, REMICs, etc.)
2015
Department of the Treasury
Attach to Form 1040, 1040NR, or Form 1041.
Attachment
Internal Revenue Service
(99)
Information about Schedule E and its separate instructions is at www.irs.gov/schedulee.
Sequence No. 13
Name(s) shown on return
Your social security number
GHISLAINE MAXWELL
Part I
Income or Loss From Rental Real Estate and Royalties Note: If you are in the business of renting personal property, use
Schedule C or C-EZ (see instructions). If you are an individual, report farm rental income or loss from Form 4835 on page 2, line 40.
A Did you make any payments in 2015 that would require you to file Form(s) 1099? (see instructions)
Yes
X
No
B If "Yes," did you or will you file required Forms 1099?
Yes
No
1a
Physical address of each property (street, city, state, ZIP code)
A
THE BLACKSTONE GROUP, LP - - ROYALTY
B
C
1b
Type of Property
2 For each rental real estate property listed
Fair Rental
Personal
QJV
(from list below)
above, report the number of fair rental and
Days
Use Days
personal use days. Check the QJV box
A
6
only if you meet the requirements to file as
A
B
a qualified joint venture. See instructions.
B
C
C
Type of Property:
1 Single Family Residence
3 Vacation/Short-Term Rental
5 Land
7 Self-Rental
2 Multi-Family Residence
4 Commercial
6 Royalties
8 Other (describe)
Income:
Properties:
A
B
C
3 Rents received
3
4 Royalties received
4
9.
Expenses:
5 Advertising
5
6 Auto and travel (see instructions)
6
7 Cleaning and maintenance
7
8 Commissions
8
9 Insurance
9
10 Legal and other professional fees
10
11 Management fees
11
12 Mortgage interest paid to banks, etc. (see instructions)
12
13 Other interest
13
14 Repairs
14
15 Supplies
15
16 Taxes
16
17 Utilities
17
18 Depreciation expense or depletion
18
19 Other (list)
STMT 18
19
6.
20 Total expenses. Add lines 5 through 19
20
6.
21 Subtract line 20 from line 3 (rents) and/or 4 (royalties). If result is a
(loss), see instructions to find out if you must file Form 6198
21
3.
22 Deductible rental real estate loss after limitation, if any, on
Form 8582 (see instructions)
22
)
)
)
23a Total of all amounts reported on line 3 for all rental properties
23a
b Total of all amounts reported on line 4 for all royalty properties
23b
9.
c Total of all amounts reported on line 12 for all properties
23c
d Total of all amounts reported on line 18 for all properties
23d
e Total of all amounts reported on line 20 for all properties
23e
6.
24 Income. Add positive amounts shown on line 21. Do not include any losses
24
3.
25 Losses. Add royalty losses from line 21 and rental real estate losses from line 22. Enter total losses here
25
)
26 Total rental real estate and royalty income or (loss). Combine lines 24 and 25. Enter the result here. If Parts II, III,
IV, and line 40 on page 2 do not apply to you, also enter this amount on Form 1040, line 17, or Form 1040NR, line
18. Otherwise, include this amount in the total on line 41 on page 2
26
3.
LHA For Paperwork Reduction Act Notice, see the separate instructions.
Schedule E (Form 1040) 2015
521491
12-22-15
15
EFTA00026303

=== Page 26 ===
Schedule E (Form 1040) 2015
Attachment Sequence No. 13
Page 2
Name(s) shown on return. Do not enter name and social security number if shown on page 1.
Your social security number
GHISLAINE MAXWELL
Caution. The IRS compares amounts reported on your tax return with amounts shown on Schedule(s) K-1.
Part II
Income or Loss From Partnerships and S Corporations Note: If you report a loss from an at-risk activity for which
any amount is not at risk, you must check column (e) on line 28 and attach Form 6198. See instructions.
27 Are you reporting any loss not allowed in a prior year due to the at-risk, excess farm loss, or basis limitations, a prior year unallowed loss from a
passive activity (if that loss was not reported on Form 8582), or unreimbursed partnership expenses?
Yes
X
No
If you answered "Yes," see instructions before completing this section.
(b)Enter
(c) Check
(d) Employer
(e) Check if
28
(a) Name
partnership S
if foreign
identification number
any amount is
for corporation
partnership
not at risk
A
ALPHAKEYS MILLENNIUM FUND, L.L.C.
P
27-5238213
B
INVESTMENT INTEREST EXPENSE
P
27-5238213
C
CARGOMETRICS TECHNOLOGIES LLC
P
90-0907396
D
THE BLACKSTONE GROUP, LP
P
20-8875684
Passive Income and Loss
Nonpassive Income and Loss
(f) Passive loss allowed
(g) Passive income
(h) Nonpassive loss
(i) Section 179 expense
(j) Nonpassive income
(attach Form 8582 if required)
from Schedule K-1
from Schedule K-1
deduction from Form 4562
from Schedule K-1
A
1,736.
B
1,985.
C
0.
PTPD
19.
95.
29a Totals
95.
b Totals
19.
3,721.
30 Add columns (g) and (j) of line 29a
30
95.
31 Add columns (f), (h), and (i) of line 29b
31
(
3,740.)
32 Total partnership and S corporation income or (loss). Combine lines 30 and 31. Enter the
result here and include in the total on line 41 below
32
-3,645.
Part III
Income or Loss From Estates and Trusts
33
(a) Name
(b) Employer
identification number
A
B
Passive Income and Loss
Nonpassive Income and Loss
(c) Passive deduction or loss allowed
(d) Passive income
(e) Deduction or loss
(f) Other income from
(attach Form 8582 if required)
from Schedule K-1
from Schedule K-1
Schedule K-1
A
B
34a Totals
b Totals
35 Add columns (d) and (f) of line 34a
35
36 Add columns (c) and (e) of line 34b
36
(
)
37 Total estate and trust income or (loss). Combine lines 35 and 36. Enter the result here and include in the total on line 41 below
37
Part IV
Income or Loss From Real Estate Mortgage Investment Conduits (REMICs) - Residual Holder
(b) Employer
(c) Excess inclusion from
(d) Taxable income (net
(e) Income from
38
(a) Name
identification number
Schedules Q, line 2c
loss) from Schedules Q,
(see instructions)
line 1b
Schedules Q, line 3b
39 Combine columns (d) and (e) only. Enter the result here and include in the total on line 41 below
39
Part
V
Summary
40 Net farm rental income or (loss) from Form 4835. Also, complete line 42 below
40
41 Total income or (loss). Combine lines 26, 32, 37, 39, and 40. Enter the result here and on Form 1040, line 17, or Form 1040NR, line 18
41
-3,642.
42 Reconciliation of farming and fishing income. Enter your gross farming and fishing income
reported on Form 4835, line 7; Schedule K-1 (Form 1065), box 14, code B; Schedule K-1
(Form 1120S), box 17, code V; and Schedule K-1 (Form 1041), box 14, code F (see instructions)
42
43 Reconciliation for real estate professionals. If you were a real estate professional (see instructions).
enter the net income or (loss) you reported anywhere on Form 1040 or Form 1040NR from all rental real estate
activities in which you materially participated under the passive activity loss rules
43
Schedule E (Form 1040) 2015
521501
12-22-15
16
EFTA00026304

=== Page 27 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 1
2015
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough THE BLACKSTONE GROUP, LP
ID
20-8875684
TAXPAYER
PUBLICLY TRADED PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
OTHER PASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
SCHEDULE E, PAGE 2
Ordinary business income (loss)
3.
Rental real estate income (loss)
19.
Other net rental income (loss)
Intangible drilling costs/dry hole costs
7.
Self-charged passive interest expense
Guaranteed payments
Section 179 and carryover
Disallowed section 179 expense
Excess farm loss
Net income (loss)
15.
15.
First passive other
1.
1.
Second passive other
-35.
-35.
Cost depletion
Percentage depletion
Depletion carryover
Disallowed due to 65% limitation
Unreimbursed expenses (nonpassive)
Nonpassive other
95.
95.
Total Schedule E (page 2)
76.
76.
FORM 4797
Section 1231 gain (loss)
347.
347.
Section 179 recapture on disposition
SCHEDULE D
Net short-term cap. gain (loss)
-7.
-7.
Net long-term cap. gain (loss)
1,471.
1,471.
Section 1256 contracts & straddles
FORM 4952
Investment interest expense . Sch. A
17.
17.
Other net investment income
95.
95.
ITEMIZED DEDUCTIONS
Charitable contributions
Deductions related to portfolio income
21.
21.
Other
17
521551
04-01-15
EFTA00026305

=== Page 28 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 2
2015
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough THE BLACKSTONE GROUP, LP
ID
20-8875684
TAXPAYER
PUBLICLY TRADED PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
OTHER PASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
INTEREST AND DIVIDENDS
Interest income
416.
416.
Interest from U.S. bonds
Ordinary dividends
126.
126.
Qualified dividends
53.
53.
Tax-exempt interest income
FORM 6251
Depreciation adjustment after 12/31/86
Adjusted gain or loss
Beneficiary's AMT adjustment
Depletion (other than oil)
Other
10.
10.
MISCELLANEOUS
Self-employment earnings (loss)/Wages
Gross farming & fishing inc
Royalties
9.
9.
Royalty expenses/depletion
6.
6.
Undistributed capital gains credit
Backup withholding
Credit for estimated tax
Cancellation of debt
Medical insurance 1040
Dependent care benefits
Retirement plans
Qualified production activities income
Passthrough adjustment to Form 1040
Penalty on early withdrawal of savings
NOL
Other taxes/recapture of credits
Credits
Casualty and theft loss
18
521552
04-01-15
EFTA00026306

=== Page 29 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 1
2015
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough CARGOMETRICS TECHNOLOGIES LLC
ID
90-0907396
TAXPAYER
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
OTHER PASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
SCHEDULE E, PAGE 2
Ordinary business income (loss)
-118,351.
Rental real estate income (loss)
Other net rental income (loss)
Intangible drilling costs/dry hole costs
Self-charged passive interest expense
Guaranteed payments
Section 179 and carryover
Disallowed section 179 expense
Excess farm loss
Net income (loss)
-118,351.
4,275.
122,626.
First passive other
Second passive other
Cost depletion
Percentage depletion
Depletion carryover
Disallowed due to 65% limitation
Unreimbursed expenses (nonpassive)
Nonpassive other
Total Schedule E (page 2)
-118,351.
4,275.
122,626.
FORM 4797
Section 1231 gain (loss)
Section 179 recapture on disposition
SCHEDULE D
Net short-term cap. gain (loss)
Net long-term cap. gain (loss)
Section 1256 contracts & straddles
FORM 4952
Investment interest expense . Sch. A
Other net investment income
ITEMIZED DEDUCTIONS
Charitable contributions
Deductions related to portfolio income
Other
19
521551
04-01-15
EFTA00026307

=== Page 30 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 2
2015
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough CARGOMETRICS TECHNOLOGIES LLC
ID
90-0907396
TAXPAYER
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
OTHER PASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
INTEREST AND DIVIDENDS
Interest income
75.
75.
Interest from U.S. bonds
Ordinary dividends
Qualified dividends
Tax-exempt interest income
FORM 6251
Depreciation adjustment after 12/31/86
Adjusted gain or loss
Beneficiary's AMT adjustment
Depletion (other than oil)
Other
MISCELLANEOUS
Self-employment earnings (loss)/Wages
-118,351.
-118,351.
Gross farming & fishing inc
Royalties
Royalty expenses/depletion
Undistributed capital gains credit
Backup withholding
Credit for estimated tax
Cancellation of debt
Medical insurance 1040
Dependent care benefits
Retirement plans
Qualified production activities income
Passthrough adjustment to Form 1040
Penalty on early withdrawal of savings
NOL
Other taxes/recapture of credits
Credits
4,569.
4,569.
Casualty and theft loss
20
521552
04-01-15
EFTA00026308

=== Page 31 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 1
2015
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough ALPHAKEYS MILLENNIUM FUND, L.L.C.
ID
27-5238213
TAXPAYER
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
NONPASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
SCHEDULE E, PAGE 2
Ordinary business income (loss)
-1,736.
Rental real estate income (loss)
Other net rental income (loss)
Intangible drilling costs/dry hole costs
Self-charged passive interest expense
Guaranteed payments
Section 179 and carryover
Disallowed section 179 expense
Excess farm loss
Net income (loss)
-1,736.
-1,736.
First passive other
Second passive other
Cost depletion
Percentage depletion
Depletion carryover
Disallowed due to 65% limitation
Unreimbursed expenses (nonpassive)
Nonpassive other
-1,985.
-1,985.
Total Schedule E (page 2)
-3,721.
-3,721.
FORM 4797
Section 1231 gain (loss)
Section 179 recapture on disposition
SCHEDULE D
Net short-term cap. gain (loss)
Net long-term cap. gain (loss)
6.
6.
Section 1256 contracts & straddles
25.
25.
FORM 4952
Investment interest expense . Sch. A
Other net investment income
ITEMIZED DEDUCTIONS
Charitable contributions
Deductions related to portfolio income
252.
252.
Other
21
521551
04-01-15
EFTA00026309

=== Page 32 ===
INCOME FROM PASSTHROUGH STATEMENT, PAGE 2
2015
SCHEDULE E
Name GHISLAINE MAXWELL
SSN/EIN
Passthrough ALPHAKEYS MILLENNIUM FUND, L.L.C.
ID
27-5238213
TAXPAYER
PARTNERSHIP
Prior Year Unallowed
Disallowed Due to
Prior Year Unallowed
Disallowed Due to
Prior Year Passive
Disallowed Passive
NONPASSIVE
K-1 Input
Basis Loss
Basis Limitation
At-Risk Loss
At-Risk
Loss
Loss
Tax Return
INTEREST AND DIVIDENDS
Interest income
269.
269.
Interest from U.S. bonds
893.
893.
Ordinary dividends
681.
681.
Qualified dividends
327.
327.
Tax-exempt interest income
FORM 6251
Depreciation adjustment after 12/31/86
Adjusted gain or loss
Beneficiary's AMT adjustment
Depletion (other than oil)
Other
MISCELLANEOUS
Self-employment earnings (loss)/Wages
Gross farming & fishing inc
Royalties
Royalty expenses/depletion
Undistributed capital gains credit
Backup withholding
Credit for estimated tax
Cancellation of debt
Medical insurance 1040
Dependent care benefits
Retirement plans
Qualified production activities income
Passthrough adjustment to Form 1040
Penalty on early withdrawal of savings
NOL
Other taxes/recapture of credits
Credits
Casualty and theft loss
22
521552
04-01-15
EFTA00026310

=== Page 33 ===
Schedule E
PASSTHROUGH RECAP - BASIC INFORMATION
2015
GHISLAINE MAXWELL
T
Schedule K-1 Line Reference: (1065/1120S/1041)
1/1/6
2/2/7
3/3/8
5/4/1
6a/5a/2a
7/6/*
8/7/3
9a/8a/4a
4/*/*
TY
Ordinary
Rental Real
Other Rental
Passive
AMT Passive
US Treasury
Short-Term
Net Long-
Guaranteed
SP
Entity
Act.
Income
Estate
Income
Activity
Activity Loss
Interest
Bond
Dividends
Royalties
J
Capital
Term Capital
Payments
E
No.
No.
Name
(Loss)
Inc. (Loss)
(Loss)
Loss C/O
C/O
Interest
Gain (Loss)
Gain (Loss)
to Partner
T
P
3
3
ALPHAKEYS MILLENNIUM FUND, L.L.
-1,736.
269.
893.
681.
6.
T
P
2
2
CARGOMETRICS TECHNOLOGIES LLC
-118,351.
4,275.
4,275.
75.
T
E+
1
1
THE BLACKSTONE GROUP, LP
3.
19.
416.
126.
9.
-7.
1,471.
Totals
-120,084.
19.
4,275.
4,275.
760.
893.
807.
9.
-7.
1,477.
Schedule E,
Schedule E,
Schedule E,
Schedule E,
Component of:
Form 8582
Form
8582 AMT,
Schedule B,
Page 2,
Page 2,
Schedule B,
Page 2,
Schedule B,
Schedule E,
Schedule D,
Schedule D,
Page 2.
Various
Various
Various
Line 3c
Line 3c
Line 1
Line 1
Line 5
Line 4
Line 5
Line 12
Various
Schedule K-1
Line Reference:
10/9/*
*
(1065/1120S/1041)
11/10/*
13/12/*
12/11/*
13/12/*
13/12/*
13/12/*
*/*
20/17/14
13/*/*
*
14/*/*
17/15/12
*/*/12
*/*/12
Ordinary
Charitable
Deductions
Investment
Investment
SE Health
Wages for
Entity
Act.
Section 1231
Gain (Loss)
Other
Section 179
Related to
AMT Depr
Minimum
Contributions
Other
Portfolio
Int. Expense
Int. Expense
Investment
Insurance
More Than 2%
Net SE
Exclusion
Adj on Post
Tax
No.
No.
Gain (Loss)
Form 4797
Income
50%
Expense
Income (2%)
Deductions
(Schedule A)
(Schedule E)
Income
Premium
Shareholders
Earnings
Items
'86 Property
Adjustment
3
3
5,310.
252.
1,985.
2
2
75.
-118351
1
1
347.
4.
21.
38.
17.
Totals
347.
5,310.
4.
273.
38.
17.
1,985.
75.
-118351
Component of:
Form 4797,
Form 4797,
Schedule E,
Schedule A.
Form 4562,
Schedule A,
Schedule E,
Schedule A,
Schedule E,
Form 4952,
Form 1040,
Form 1040,
Schedule SE,
Page 2,
Line 2
Page 2,
Page 2,
Form 6251,
Form 6251,
2015
Line 10
Various
Lines 16 & 17
Line 6
Line 23
Various
Line 14
Various
Line 4a
Line 29
Line 7
Line 2
Line 19
Line 16
Form 8801
*
- No specific Schedule K-1 line reference for these amounts.
528071 04-01-15
23
EFTA00026311

=== Page 34 ===
Schedule E
PASSTHROUGH RECAP - ADDITIONAL INCOME, DEDUCTIONS, AND PRIOR YEAR CARRYOVERS
2015
GHISLAINE MAXWELL
Schedule K-1
Line Reference:
(1065/11205/1041)
17/15/*
15/13/13
15/13/*
*/*/10
*/*/11
18/16/14
18/16/*
18/16/*
AMT Adj.
Low Income
Low Income
Excess
Tax-exempt
Other
Nondeduc-
Section 1231
AMT
ST Capital
AMT
AMT
Form 4797
AMT 4797
Entity
Act.
Gain or
Estate Tax
Deductions
Section 1231
Housing Cr
Housing Cr
on
Interest
Tax-exempt
tible
PAL
PAL
ST Capital
LT Capital
PAL
LT Capital
Ordinary
Ordinary
No.
No.
Loss
Pre '08
Post '07
Deduction
Termination
Income
Income
Expenses
Carryover
Carryover
C/O
PAL C/O
PAL C/O
PAL C/O
PAL C/O
PAL C/O
3
3
3.
Totals
3.
Form 6251,
Form 8586
Form 8586
Schedule A,
Schedule B,
Schedule B,
Form
Form
Form
Form
Component of:
Schedule A,
Form 6198,
Form 8582,
Form 8582,
Form 8582,
Line 18
Line 4
Line 11
Line 28
Line 23
Line 4
8582 AMT,
8582 AMT,
Form 8582,
Line 1
Line 1
Line 3c
Line 3c
8582 AMT,
8582 AMT,
Basic Lmt.
Line 3c
Line 3c
Line 3c
Line 3c
Line 3c
Line 3c
Schedule K-1
Line Reference:
(1065/1120S/1041)
*/*
13/12/*
13/12/*
13/12/*
13/*/*
13/*/*
13/*/*
11/10/5
9c/8c/4c
20/17/*
*
*/*/9
13/12/*
Charitable
Charitable
Charitable
Other
Other
Investment
Nonpassive
Deductions
Entity
Act.
Keogh
Nonportfolio
Unrecaptured
Related to
Medical
Section 179
Contributions
Contributions
Contributions
SEP
IRA
Portfolio
Section 1250
Investment
Interest
Depreciation
Portfolio
30% Special
20%
Nonpassive
Expense
and
Payments for
No.
No.
Carryover
30% Regular
Payments
Payments
Contributions
Income (loss)
income
Gain
Expenses
Income
C/O (Sch. E)
Amortization
(not 2%)
2% Owner
1
1
95.
16.
Totals
95.
16.
Component of:
Form 4562,
Schedule A,
Schedule A,
Schedule A.
Form 1040,
Form 1040,
Form 1040,
Schedule E,
Schedule E,
Schedule D,
Form 4952,
Form 4952,
Schedule E,
Schedule A,
Schedule A,
Line 10
Lines 16 & 17
Lines 16 & 17
Lines 16 & 17
Line 28
Line 28
Line 32
Page 2,
Page 2,
Various
Various
Line 19
Line 5
Line 2
Line 33
Line 28
Line 1
528072 04-01-15
- No specific Schedule K-1 line reference for these amounts.
24
EFTA00026312

=== Page 35 ===
Schedule E
PASSTHROUGH RECAP - CARRYOVERS TO NEXT YEAR
2015
GHISLAINE MAXWELL
Schedule E
AMT
Passive
Schedule E
AMT
AMT
Section
AMT
Ordinary
AMT
Schedule E
AMT
ST Capital
AMT
LT Capital
AMT
Entity
Act.
ST Capital
LT Capital
Schedule E
Passive
ST Capital
LT Capital
No.
Activity
ST Capital
LT Capital
1231 PAL
Section 1231
PAL
Activity
Ordinary
At-Risk
At-Risk
At-Risk
At-Risk
At-Risk
At-Risk
No.
Loss C/O
PAL C/O
Loss C/O
PAL C/O
PAL C/O
PAL C/O
C/O
PAL C/O
C/O
PAL C/O
Carryover
Carryover
Carryover
Carryover
Carryover
Carryover
2
2
122,626.
122,626.
Totals
122,626.
122,626.
Section 1231
AMT
Form 4797
AMT
Charitable
AMT
Section 179
AMT
Portfolio
Keogh,
AMT
Other
Entity
Act.
Section 1231
At-Risk
Ordinary
Form 4797
Contributions
Charitable
Expense
Section 179
Income
SEP, IRA
Keogh,
AMT Other
At-Risk
At-Risk
No.
Ordinary
At-Risk
Contributions
At-Risk
Expense
Deductions
At-Risk
SEP, IRA
At-Risk
At-Risk
No.
Carryover
Carryover
Carryover
At-Risk C/O
Carryover
At-Risk C/O
C/O
At-Risk C/O
At-Risk C/O
C/O
At-Risk C/O
Carryovers
Carryovers
Totals
528074 04-01-15
- No specific Schedule K-1 line reference for these amounts.
25
EFTA00026313

=== Page 36 ===
Schedule E
PASSTHROUGH RECAP - ADDITIONAL INFORMATION AND PRIOR YEAR BASIS CARRYOVERS
2015
GHISLAINE MAXWELL
Schedule K-1
Line Reference:
(1065/11205/1041)
6b/5b/2b
11/10/*
13/*/*
13/12/14
13/12/*
15/13/*
15/13/13
15/13/13
15/13/*
15/13/*
20/17/13
*/*/*
Act.
Qualified
Sec. 1256
Qualified
Credit for
Entity
Dependent
Employer's
Undistributed
Empowerment
New Markets
Credit for SS
Production
Increasing
Recapture of
Royalty/
No.
No.
Dividends
Contracts &
Care Benefits
Activities
W-2 Wages
Capital Gains
Zone Credit
Research
Credit
& Medicare
Low-income
Depletion
Straddles
Income
Activities
Taxes
Housing Credit
Expenses
3
3
327.
25.
2
2
4,569.
1
1
53.
13.
Totals
380.
25.
4,569.
13.
Component of:
Form 1040,
Form 6781,
Form 2441
Form 8903,
Form 8903,
Form 1040,
Form 8844,
Form 6765,
Form 8874,
Form 8846,
Form 8611,
Schedule E,
Line 9b
Line 1
Line 14
Line 7
Line 15
Line 70
Line 3
Line 37
Line 2
Line 5
Line 8
Page 1 or 2
Schedule K-1
Line Reference:
*
*
-
*
*
(1065/11205/1041)
Schedule E
AMT
ST
AMT
LT
AMT
Sec. 1231
AMT
4797-Ord.
AMT
AMT
Act.
Schedule E
Sec. 1231
4797-Ord
Other
Entity
Other
Basis
Basis
Basis
Basis
Basis
LT Basis
Basis
Basis
Basis
No.
No.
Basis
Basis
Basis
Carryover
Carryover
Carryover
Carryover
Carryover
Carryover
Carryover
Carryover
Carryover
Carryover
Carryovers
Carryovers
Totals
Basis
Basis
Basis
Basis
Basis
Basis
Basis
Basis
Basis
Basis
Basis
Basis
Component of:
Limitation
Limitation
Limitation
Limitation
Limitation
Limitation
Limitation
Limitation
Limitation
Limitation
Limitation
Limitation
Worksheet
Worksheet
Worksheet
Worksheet
Worksheet
Worksheet
Worksheet
Worksheet
Worksheet
Worksheet
Worksheet
Worksheet
528076 04-01-15
*
- No specific Schedule K-1 line reference for these amounts.
26
EFTA00026314

=== Page 37 ===
Schedule E
Publicly Traded Partnerships
Name of Activity: THE BLACKSTONE GROUP, LP - - ACTIVITY NO. 1
Activity net income
347.
Activity net loss
-19.
Prior year unallowed losses
Net income (loss)
328.
Total loss allowed from the PTP for 2015
19.
Disallowed losses from this PTP
Prior Year
Form or Schedule
Gain/Loss
Carryover
Net Gain/Loss
Unallowed Loss
Allowed Loss
SCH E
-19.
0.
-19.
19.
FORM 4797
347.
0.
347.
328.
328.
19.
Alternative Minimum Tax
Activity net income
347.
Activity net loss
-9.
Prior year unallowed losses
Net income (loss)
338.
Total loss allowed from the PTP for 2015
9.
Disallowed losses from this PTP
Alternative minimum tax adjustment
10.
Prior Year
Form or Schedule
Gain/Loss
Carryover
Net Gain/Loss
Unallowed Loss
Allowed Loss
SCH E
-9.
0.
-9.
9.
FORM 4797
347.
0.
347.
338.
338.
9.
510031
04-01-15
27
EFTA00026315

=== Page 38 ===
Schedule of Mineral Interest Properties - Summary
Identifying Number
Taxable income including NOL carryover
73,771.
Name
Plus allowable depletion
0.
Minus cost depletion
0.
GHISLAINE MAXWELL
Taxable income before % depletion
65% of taxable income
Net Income
Property
Property
Gross
Royalty
Severance
Operating
IDC
Dry Hole
Other
Depreciation
Amortization
Overhead
Before
Number
Description
Income
Paid
Tax
Expense
Expense
Costs
Expenses
Expense
Depletion
1
THE BLACKSTONE GROUP, LP
21.
2.
7.
12.
TOTALS
21.
N.
2
1.
12.
Property
Property
%
% Depletion
Daily
Quantity
% Depletion
Prior Year %
Greater of
Limited to
After Quantity
Cost
Production
Limitation
Cost or %
% Depletion
Allocation
* Limited %
% Depletion
Number
Depletion
Final
Description
Depletion
Limitation
Depletion
1st Iteration
Ratio
Net Income
(Barrel)
Rate
C/O
Depletion
Depletion
Iteration
1
THE BLACKSTONE GROUP, LP
000000'T
TOTALS
Net Income
Property
Property
Reallocation
% Depletion
Beginning
Amortized
Net Income
* Cost
* Allowable
After
C/O To
Excess
Accum.
Pref. IDC
for Excess
Excess
Number
Description
Ratio
Depletion
Depletion for
Reserved
Reserved
Depletion
Next Year
Depletion
IDC
Expense
IDC Calc.
IDC
65% Limit
1
THE BLACKSTONE GROUP, LP
12.
TOTALS
12.
Property
Property
Beginning
Ending
Beginning
Cost
Adjusted
Cost
Recover-
Production
Recoverables
Depletion
* Allowable
Ending
Basis
Accum.
Depletion
Accum.
Reserved
Reserved
Number
Description
ables
Basis
Depletion
Rate
Depletion
Depletion
1
THE BLACKSTONE GROUP, LP
TOTALS
*
"Limited % Depletion" has been limited to 65% of Taxable Income
Total excess Intangible Drilling Cost
*
"Allowable Depletion" Greater of "Percentage Depletion" or "Cost Depletion" after
Less 65% of Net Income for Excess IDC Calculation
calculation for the 65% taxable income limitations or "Non-Oil & Gas Depletion"
Excess Intangible Drilling Cost Preference
513691
*
04-01-15
"Net Income for Excess IDC CALC"- has been reduced by "Allowable Depletion" and "Excess IDC" has been added back.
"Cost Depletion for 65% Limitation" - Used for computation of taxable income limitation statement for AMT
EFTA00026316

=== Page 39 ===
OMB No. 1545-0121
1116
Foreign Tax Credit
Form
(Individual, Estate, or Trust)
2015
Attach to Form 1040, 1040NR, 1041, or 990-T.
Department of the Treasury
Attachment
Internal Revenue Service (99)
Information about Form 1116 and its separate instructions is at www.irs.gov/form1116.
Sequence No.
19
Name
Identifying number as shown on page 1 of your tax return
GHISLAINE MAXWELL
Use a separate Form 1116 for each category of income listed below. See Categories of Income in the instructions. Check only one box on each Form 1116. Report all
amounts in U.S. dollars except where specified in Part Il below.
a
X
Passive category income
C
Section 901(j) income
e
Lump-sum distributions
b
General category income
di
Certain income re-sourced by treaty
f Resident of (name of country)
UNITED STATES
Note: If you paid taxes to only one foreign country or U.S. possession, use column A in Part / and line A in Part II. If you paid taxes tomore than one
foreign country or U.S. possession, use a separate column and line for each country or possession.
Part I
Taxable Income or Loss From Sources Outside the United States (for Category Checked Above)
Foreign Country or U.S. Possession
Total
A
B
C
(Add cols. A, B, and C.)
g Enter the name of the foreign country or U.S.
OTHER
UNITED
possession
COUNTRIES
KINGDOM
1a Gross income from sources within country shown above
and of the type checked above:
51,257.
22,255.
1a
73,512.
b Check if line 1a is compensation for personal services as
an employee, your total compensation from all sources is
$250,000 or more, and you used an alternative basis to
determine its source (see instructions)
Deductions and losses (Caution: See instructions):
2 Expenses definitely related to the income on line 1a
(attach statement) SEE STATEMENT 19
98.
3 Pro rata share of other deductions not definitely related:
a Certain itemized deductions or standard deduction
160,355.
160,355.
b Other deductions (attach statement)
C Add lines 3a and 3b
160,355.
160,355.
d Gross foreign source income
51,257.
22,255.
e Gross income from all sources
471,259.
471,259.
f Divide line 3d by line 3e
.10877
.04722
g Multiply line 3c by line 3f
17,442.
7,573.
4 Pro rata share of interest expense:
a Home mortgage interest (use the Worksheet for
Home Mortgage Interest in the instructions)
b Other interest expense
5 Losses from foreign sources
6 Add lines 2, 3g, 4a, 4b, and 5
17,540.
7,573.
6
25,113.
7 Subtract line 6 from line 1a. Enter the result here and on line 15, page 2
7
48,399.
Part II
Foreign Taxes Paid or Accrued
Credit is claimed
Foreign taxes paid or accrued
for taxes
(you must
In foreign currency
In U.S. dollars
check one)
Country
(n) Other
(r) Other
(s) Total foreign
(h)
X
Paid
Taxes withheld at source on:
foreign
Taxes withheld at source on:
foreign
taxes paid or
(i)
Accrued
taxes paid or
taxes paid or
accrued (add cols.
(j) Date paid
or accrued
(k) Dividends
(I) Rents royalties and
(m) Interest
accrued
(0) Dividends
(p) Rents and
accrued
royalties
(q) Interest
(o) through (r))
A
8,307.
8,307.
B
C
8 Add lines A through C, column (s). Enter the total here and on line 9, page 2
8
8,307.
LHA For Paperwork Reduction Act Notice, see instructions.
Form 1116 (2015)
511501
11-30-15
29
EFTA00026317

=== Page 40 ===
Form 1116 (2015) GHISLAINE MAXWELL
Page 2
Part III
Figuring the Credit
9 Enter the amount from line 8. These are your total foreign taxes paid or accrued
for the category of income checked above Part I
9
8,307.
10 Carryback or carryover (attach detailed computation)
10
11 Add lines 9 and 10
11
8,307.
12 Reduction in foreign taxes
12
13 Taxes reclassified under high tax kickout
13
14 Combine lines 11, 12, and 13. This is the total amount of foreign taxes available for credit
14
8,307.
15 Enter the amount from line 7. This is your taxable income or (loss) from sources outside the
United States (before adjustments) for the category of income checked above Part I
15
48,399.
16 Adjustments to line 15
16
14,680.
17 Combine the amounts on lines 15 and 16. This is your net foreign source taxable income.
(If the result is zero or less, you have no foreign tax credit for the category of income
you checked above Part I. Skip lines 18 through 22. However, if you are filing more than
one Form 1116, you must complete line 20.)
17
63,079.
18 Individuals: Enter the amount from Form 1040, line 41, or Form 1040NR, line 39.
Estates and trusts: Enter your taxable income without the deduction for your
exemption
18
77,771.
Caution: If you figured your tax using the lower rates on qualified dividends or capital gains, see instructions.
19 Divide line 17 by line 18. If line 17 is more than line 18, enter "1"
19
.81109
20 Individuals: Enter the amounts from Form 1040, lines 44 and 46. If you are a nonresident alien, enter the amounts from
Form 1040NR, lines 42 and 44. Estates and trusts: Enter the amount from Form 1041, Schedule G, line 1a, or the total
of Form 990-T, lines 36 and 37
20
5,448.
Caution: If you are completing line 20 for separate categorye (lump-sum distributions), see instructions.
21 Multiply line 20 by line 19 (maximum amount of credit)
21
4,419.
22 Enter the smaller of line 14 or line 21. If this is the only Form 1116 you are filing, skip lines 23 through 27 and enter this
amount on line 28. Otherwise, complete the appropriate line in Part IV
22
4,419.
Part IV
Summary of Credits From Separate Parts III
23 Credit for taxes on passive category income
23
4,419.
24 Credit for taxes on general category income
24
1.
25 Credit for taxes on certain income re-sourced by treaty
25
26 Credit for taxes on lump-sum distributions
26
27 Add lines 23 through 26
27
4,420.
28 Enter the smaller of line 20 or line 27
28
4,420.
29 Reduction of credit for international boycott operations
29
30 Subtract line 29 from line 28. This is your foreign tax credit. Enter here and on Form 1040, line 48;
Form 1040NR, line 46; Form 1041, Schedule G, line 2a; or Form 990-T, line 40a
30
4,420.
Form 1116 (2015)
511511
11-30-15
30
EFTA00026318

=== Page 41 ===
OMB No. 1545-0121
1116
Foreign Tax Credit
Form
(Individual, Estate, or Trust)
2015
Attach to Form 1040, 1040NR, 1041, or 990-T.
Department of the Treasury
Attachment
Internal Revenue Service (99)
Information about Form 1116 and its separate instructions is at www.irs.gov/form1116.
Sequence No.
19
Name
Identifying number as shown on page 1 of your tax return
GHISLAINE MAXWELL
Use a separate Form 1116 for each category of income listed below. See Categories of Income in the instructions. Check only one box on each Form 1116. Report all
amounts in U.S. dollars except where specified in Part Il below.
a
Passive category income
c
Section 901(j) income
e
Lump-sum distributions
b
X
General category income
di
Certain income re-sourced by treaty
f Resident of (name of country)
UNITED STATES
Note: If you paid taxes to only one foreign country or U.S. possession, use column A in Part / and line A in Part II. If you paid taxes tomore than one
foreign country or U.S. possession, use a separate column and line for each country or possession.
Part I
Taxable Income or Loss From Sources Outside the United States (for Category Checked Above)
Foreign Country or U.S. Possession
Total
A
B
C
(Add cols. A, B, and C.)
g Enter the name of the foreign country or U.S.
OTHER
possession
COUNTRIES
1a Gross income from sources within country shown above
and of the type checked above:
19.
1a
19.
b Check if line 1a is compensation for personal services as
an employee, your total compensation from all sources is
$250,000 or more, and you used an alternative basis to
determine its source (see instructions)
Deductions and losses (Caution: See instructions):
2 Expenses definitely related to the income on line 1a
(attach statement)
3 Pro rata share of other deductions not definitely related:
a Certain itemized deductions or standard deduction
160,355.
b Other deductions (attach statement)
C Add lines 3a and 3b
160,355.
d Gross foreign source income
19.
e Gross income from all sources
471,259.
f Divide line 3d by line 3e
.00004
g Multiply line 3c by line 3f
7.
4 Pro rata share of interest expense:
a Home mortgage interest (use the Worksheet for
Home Mortgage Interest in the instructions)
b Other interest expense
5 Losses from foreign sources
6 Add lines 2, 3g, 4a, 4b, and 5
7.
6
7.
7 Subtract line 6 from line 1a. Enter the result here and on line 15, page 2
7
12.
Part II
Foreign Taxes Paid or Accrued
Credit is claimed
Foreign taxes paid or accrued
for taxes
(you must
In foreign currency
In U.S. dollars
check one)
Country
(n) Other
(r) Other
(s) Total foreign
(h)
X
Paid
Taxes withheld at source on:
foreign
Taxes withheld at source on:
foreign
taxes paid or
(i)
Accrued
taxes paid or
taxes paid or
accrued (add cols.
(j) Date paid
or accrued
(k) Dividends
(I) Rents royalties and
(m) Interest
accrued
(0) Dividends
(p) Rents and
accrued
royalties
(q) Interest
(o) through (r))
A
2.
2.
B
C
8 Add lines A through C, column (s). Enter the total here and on line 9, page 2
8
2.
LHA For Paperwork Reduction Act Notice, see instructions.
Form 1116 (2015)
511501
11-30-15
31
EFTA00026319

=== Page 42 ===
Form 1116 (2015) GHISLAINE MAXWELL
Page 2
Part III
Figuring the Credit
9 Enter the amount from line 8. These are your total foreign taxes paid or accrued
for the category of income checked above Part I
9
2.
10 Carryback or carryover (attach detailed computation)
10
11 Add lines 9 and 10
11
2.
12 Reduction in foreign taxes
12
13 Taxes reclassified under high tax kickout
13
14 Combine lines 11, 12, and 13. This is the total amount of foreign taxes available for credit
14
2.
15 Enter the amount from line 7. This is your taxable income or (loss) from sources outside the
United States (before adjustments) for the category of income checked above Part I
15
12.
16 Adjustments to line 15
16
17 Combine the amounts on lines 15 and 16. This is your net foreign source taxable income.
(If the result is zero or less, you have no foreign tax credit for the category of income
you checked above Part I. Skip lines 18 through 22. However, if you are filing more than
one Form 1116, you must complete line 20.)
17
12.
18 Individuals: Enter the amount from Form 1040, line 41, or Form 1040NR, line 39.
Estates and trusts: Enter your taxable income without the deduction for your
exemption
18
77,771.
Caution: If you figured your tax using the lower rates on qualified dividends or capital gains, see instructions.
19 Divide line 17 by line 18. If line 17 is more than line 18, enter "1"
19
.00015
20 Individuals: Enter the amounts from Form 1040, lines 44 and 46. If you are a nonresident alien, enter the amounts from
Form 1040NR, lines 42 and 44. Estates and trusts: Enter the amount from Form 1041, Schedule G, line 1a, or the total
of Form 990-T, lines 36 and 37
20
5,448.
Caution: If you are completing line 20 for separate categorye (lump-sum distributions), see instructions.
21 Multiply line 20 by line 19 (maximum amount of credit)
21
1.
22 Enter the smaller of line 14 or line 21. If this is the only Form 1116 you are filing, skip lines 23 through 27 and enter this
amount on line 28. Otherwise, complete the appropriate line in Part IV
22
1.
Part IV
Summary of Credits From Separate Parts III
23 Credit for taxes on passive category income
23
24 Credit for taxes on general category income
24
25 Credit for taxes on certain income re-sourced by treaty
25
26 Credit for taxes on lump-sum distributions
26
27 Add lines 23 through 26
27
28 Enter the smaller of line 20 or line 27
28
29 Reduction of credit for international boycott operations
29
30 Subtract line 29 from line 28. This is your foreign tax credit. Enter here and on Form 1040, line 48;
Form 1040NR, line 46; Form 1041, Schedule G, line 2a; or Form 990-T, line 40a
30
Form 1116 (2015)
511511
11-30-15
32
EFTA00026320

=== Page 43 ===
3800
General Business Credit
OMB No. 1545-0895
Form
Information about Form 3800 and its separate instructions is at www.irs.gov/form3800.
2015
Department of the Treasury
Attachment
Internal Revenue Service (99)
You must attach all pages of Form 3800, pages 1, 2, and 3, to your tax return.
Sequence No.
22
Name(s) shown on return
Identifying number
GHISLAINE MAXWELL
Part I
Current Year Credit for Credits Not Allowed Against Tentative Minimum Tax (TMT)
(See instructions and complete Part(s) III before Parts I and II)
1 General business credit from line 2 of all Parts III with box A checked
1
2 Passive activity credits from line 2 of all Parts III with box B checked
2
29.
3 Enter the applicable passive activity credits allowed for 2015 (see instructions)
3
0.
4 Carryforward of general business credit to 2015. Enter the amount from line 2 of Part III with
box C checked. See instructions for statement to attach
4
5 Carryback of general business credit from 2016. Enter the amount from line 2 of Part III with
box D checked
5
6 Add lines 1, 3, 4, and 5
6
Part II
Allowable Credit
7 Regular tax before credits:
Individuals. Enter the sum of the amounts from Form 1040, lines 44 and 46, or
the sum of the amounts from Form 1040NR, lines 42 and 44
Corporations. Enter the amount from Form 1120, Schedule J, Part I, line 2; or the
7
5,448.
applicable line of your return
Estates and trusts. Enter the sum of the amounts from Form 1041, Schedule G,
lines 1a and 1b; or the amount from the applicable line of your return
8 Alternative minimum tax:
Individuals. Enter the amount from Form 6251, line 35
Corporations. Enter the amount from Form 4626, line 14
8
27,605.
Estates and trusts. Enter the amount from Schedule I (Form 1041), line 56
9 Add lines 7 and 8
9
33,053.
10a Foreign tax credit
10a
4,420.
b Certain allowable credits (see instructions)
10b
C Add lines 10a and 10b
10c
4,420.
11 Net income tax. Subtract line 10c from line 9. If zero, skip lines 12 through 15 and enter -0- on line 16
11
28,633.
12 Net regular tax. Subtract line 10c from line 7. If zero or less, enter -0-
12
1,028.
13 Enter 25% (.25) of the excess, if any, of line 12 over $25,000 (see instructions)
13
14 Tentative minimum tax:
Individuals. Enter the amount from Form 6251, line 33
Corporations. Enter the amount from Form 4626, line 12
14
28,633.
Estates and trusts. Enter the amount from Schedule I
(Form 1041), line 54
15 Enter the greater of line 13 or line 14
15
28,633.
16 Subtract line 15 from line 11. If zero or less, enter -0.
16
0.
17 Enter the smaller of line 6 or line 16
17
0.
C corporations: See the line 17 instructions if there has been an ownership change, acquisition,
or reorganization.
LHA For Paperwork Reduction Act Notice, see separate instructions.
Form 3800 (2015)
514401
12-23-15
33
EFTA00026321

=== Page 44 ===
Form 3800 (2015)
Page 2
Part II
Allowable Credit (Continued)
Note. If you are not required to report any amounts on lines 22 or 24 below, skip lines 18 through 25 and enter -0- on line 26.
18 Multiply line 14 by 75% (.75) (see instructions)
18
19 Enter the greater of line 13 or line 18
19
20 Subtract line 19 from line 11. If zero or less, enter -0-
20
21 Subtract line 17 from line 20. If zero or less, enter -0-
21
22 Combine the amounts from line 3 of all Parts III with box A, C, or D checked
22
23 Passive activity credit from line 3 of all Parts III with box B checked
23
24 Enter the applicable passive activity credit allowed for 2015 (see instructions)
24
25 Add lines 22 and 24
25
26 Empowerment zone and renewal community employment credit allowed. Enter the
smaller of line 21 or line 25
26
0.
27 Subtract line 13 from line 11. If zero or less, enter -0-
27
28,633.
28 Add lines 17 and 26
28
29 Subtract line 28 from line 27. If zero or less, enter -0-
29
28,633.
30 Enter the general business credit from line 5 of all Parts III with box A checked
30
31 Reserved
31
32 Passive activity credits from line 5 of all Parts III with box B checked
32
33 Enter the applicable passive activity credits allowed for 2015 (see instructions)
33
34 Carryforward of business credit to 2015. Enter the amount from line 5 of Part III with box C checked
and line 6 of Part III with box G checked. See instructions for statement to attach
34
35 Carryback of business credit from 2016. Enter the amount from line 5 of Part III with box D checked
(see instructions)
35
36 Add lines 30, 33, 34, and 35
36
37 Enter the smaller of line 29 or line 36
37
38 Credit allowed for the current year. Add lines 28 and 37.
Report the amount from line 38 (if smaller than the sum of Part I, line 6, and Part II, lines 25 and 36,
see instructions) as indicated below or on the applicable line of your return:
Individuals. Form 1040, line 54, or Form 1040NR, line 51
Corporations. Form 1120, Schedule J. Part I, line 5c
Estates and trusts. Form 1041, Schedule G, line 2b
38
Form 3800 (2015)
514402
12-23-15
34
EFTA00026322

=== Page 45 ===
Form 3800 (2015)
Page 3
Name(s) shown on return
Identifying number
GHISLAINE MAXWELL
Part III
General Business Credits or Eligible Small Business Credits (see instructions)
Complete a separate Part III for each box checked below. (see instructions)
A
General Business Credit From a Non-Passive Activity
E
Reserved
B
X
General Business Credit From a Passive Activity
F
Reserved
C
General Business Credit Carryforwards
G
Eligible Small Business Credit Carryforwards
D
General Business Credit Carrybacks
H
Reserved
I If you are filing more than one Part III with box A or B checked, complete and attach first an additional Part III combining amounts from all
Parts III with box A or B checked. Check here if this is the consolidated Part III
(a) Description of credit
(b)
(c)
Note. On any line where the credit is from more than one source, a separate Part III is
If claiming the credit from a
needed for each pass-through entity.
pass-through entity, enter the EIN
Enter the appropriate amount
1a Investment (Form 3468, Part Il only) (attach Form 3468)
1a
b Reserved
1b
C Increasing research activities (Form 6765)
STMT 20
1c
90-0907396
29.
di Low-income housing (Form 8586, Part I only)
1d
e Disabled access (Form 8826) (see instructions for limitation)
1e
f Renewable electricity, refined coal, and Indian coal production (Form 8835)
1f
g Indian employment (Form 8845)
1g
h Orphan drug (Form 8820)
1h
i New markets (Form 8874)
1i
I Small employer pension plan startup costs (Form 8881) (see instructions for limitation)
1)
k Employer-provided child care facilities and services (Form 8882) (see instructions
for limitation)
1k
I Biodiesel and renewable diesel fuels (attach Form 8864)
1l
m Low sulfur diesel fuel production (Form 8896)
1m
n Distilled spirits (Form 8906)
1n
o Nonconventional source fuel
10
p Energy efficient home (Form 8908)
1p
q Energy efficient appliance
1q
r Alternative motor vehicle (Form 8910)
1r
S Alternative fuel vehicle refueling property (Form 8911)
1s
t Reserved
1t
u Mine rescue team training (Form 8923)
1u
V Agricultural chemicals security (carryforward only)
1v
W Employer differential wage payments (Form 8932)
1w
X Carbon dioxide sequestration (Form) 8933)
1x
y Qualified plug-in electric drive motor vehicle (Form 8936)
1y
Z Qualified plug-in electric vehicle (carryforward only)
1z
aa New hire retention (carryforward only)
1aa
bb General credits from an electing large partnership (Schedule K-1 (Form 1065-B))
1bb
ZZ Other
1zz
2 Add lines 1a through 1zz and enter here and on the applicable line of Part I
2
29.
3 Enter the amount from Form 8844 here and on the applicable line of Part Il
3
4a Investment (Form 3468, Part III) (attach Form 3468)
4a
b Work opportunity (Form 5884)
4b
C Biofuel producer (Form 6478)
4c
di Low-income housing (Form 8586, Part II)
4d
e Renewable electricity, refined coal, and Indian coal production (Form 8835)
4e
f Employer social security and Medicare taxes paid on certain employee
tips (Form 8846)
4f
g Qualified railroad track maintenance (Form 8900)
4g
h Small employer health insurance premiums (Form 8941)
4h
I Reserved
4i
I Reserved
4j
Z Other
4z
5 Add lines 4a through 4z and enter here and on the applicable line of Part Il
5
6 Add lines 2, 3, and 5 and enter here and on the applicable line of Part Il
6
29.
514403 12-23-15
Form 3800 (2015)
35
EFTA00026323

=== Page 46 ===
Sales of Business Property
OMB No. 1545-0184
4797
(Also Involuntary Conversions and Recapture Amounts
Form
Under Sections 179 and 280F(b)(2))
2015
Attach to your tax return.
Department of the Treasury
Attachment
Internal Revenue Service
Information about Form 4797 and its separate instructions is at www.irs.gov/form4797.
Sequence No.
27
Name(s) shown on return
Identifying number
GHISLAINE MAXWELL
1 Enter the gross proceeds from sales or exchanges reported to you for 2015 on Form(s) 1099-B or 1099-S
(or substitute statement) that you are including on line 2, 10, or 20
1
Part I
Sales or Exchanges of Property Used in a Trade or Business and Involuntary Conversions From
Other Than Casualty or Theft-Most Property Held More Than 1 Year (see instructions)
(e) Depreciation
(f) Cost or other
(a) Description
(b) Date acquired
(c) Date sold
(d) Gross sales
allowed or
basis, plus
(g) Gain or (loss)
of property
(mo., day, yr.)
(mo., day, yr.)
price
Subtract (f) from the
allowable since
improvements and
2
acquisition
expense of sale
sum of (d) and (e)
THE BLACKSTONE
GROUP, LP
347.
3 Gain, if any, from Form 4684, line 39
3
4 Section 1231 gain from installment sales from Form 6252, line 26 or 37
4
5 Section 1231 gain or (loss) from like-kind exchanges from Form 8824
5
6 Gain, if any, from line 32, from other than casualty or theft
6
7 Combine lines 2 through 6. Enter the gain or (loss) here and on the appropriate line as follows:
7
347.
Partnerships (except electing large partnerships) and S corporations. Report the gain or (loss) following the
instructions for Form 1065, Schedule K, line 10, or Form 1120S, Schedule K, line 9. Skip lines 8, 9, 11, and 12
below.
Individuals, partners, S corporation shareholders, and all others. If line 7 is zero or a loss, enter the amount
from line 7 on line 11 below and skip lines 8 and 9. If line 7 is a gain and you did not have any prior year section
1231 losses, or they were recaptured in an earlier year, enter the gain from line 7 as a long-term capital gain on
the Schedule D filed with your return and skip lines 8, 9, 11, and 12 below.
8 Nonrecaptured net section 1231 losses from prior years (see instructions)
8
9 Subtract line 8 from line 7. If zero or less, enter -0-. If line 9 is zero, enter the gain from line 7 on line 12 below. If
line 9 is more than zero, enter the amount from line 8 on line 12 below and enter the gain from line 9 as a long-term
capital gain on the Schedule D filed with your return (see instructions)
9
Part II
Ordinary Gains and Losses (see instructions)
10 Ordinary gains and losses not included on lines 11 through 16 (include property held 1 year or less):
ALPHAKEYS MILLENNIUM
FUND, L.L.C.
5,310.
11 Loss, if any, from line 7
11
(
)
12 Gain, if any, from line 7 or amount from line 8, if applicable
12
13 Gain, if any, from line 31
13
14 Net gain or (loss) from Form 4684, lines 31 and 38a
14
15 Ordinary gain from installment sales from Form 6252, line 25 or 36
15
16 Ordinary gain or (loss) from like-kind exchanges from Form 8824
16
17 Combine lines 10 through 16
17
5,310.
18 For all except individual returns, enter the amount from line 17 on the appropriate line of your return and skip lines
a and b below. For individual returns, complete lines a and b below:
a If the loss on line 11 includes a loss from Form 4684, line 35, column (b)(ii), enter that part of the loss here. Enter
the part of the loss from income-producing property on Schedule A (Form 1040), line 28, and the part of the loss
from property used as an employee on Schedule A (Form 1040), line 23. Identify as from "Form 4797, line 18a."
See instructions
18a
b Redetermine the gain or (loss) on line 17 excluding the loss, if any, on line 18a. Enter here and on
Form 1040, line 14
18b
5,310.
LHA For Paperwork Reduction Act Notice, see separate instructions.
Form 4797 (2015)
518011
12-28-15
EFTA00026324

=== Page 47 ===
Form 4797 (2015) GHISLAINE MAXWELL
Page 2
Part III
Gain From Disposition of Property Under Sections 1245, 1250, 1252, 1254, and 1255 (see instructions)
(b) Date acquired
(c) Date sold
19 (a) Description of section 1245, 1250, 1252, 1254, or 1255 property:
(mo., day, yr.)
(mo., day, yr.)
A
B
C
D
These columns relate to the properties on
lines 19A through 19D.
Property A
Property B
Property C
Property D
20 Gross sales price (Note: See line 1 before completing.)
20
21 Cost or other basis plus expense of sale
21
22 Depreciation (or depletion) allowed or allowable
22
23 Adjusted basis. Subtract line 22 from line 21
23
24 Total gain. Subtract line 23 from line 20
24
25 If section 1245 property:
a Depreciation allowed or allowable from line 22
25a
b Enter the smaller of line 24 or 25a
25b
26 If section 1250 property: If straight line depreciation
was used, enter -0- on line 26g, except for a corporation
subject to section 291.
a Additional depreciation after 1975 (see instructions)
26a
b Applicable percentage multiplied by the smaller
of line 24 or line 26a (see instructions)
26b
c Subtract line 26a from line 24. If residential rental
property or line 24 is not more than line 26a, skip
lines 26d and 26e
26c
d Additional depreciation after 1969 and before 1976
26d
e Enter the smaller of line 26c or 26d
26e
f Section 291 amount (corporations only)
26f
g Add lines 26b, 26e, and 26f
26g
27 If section 1252 property: Skip this section if you did not
dispose of farmland or if this form is being completed for
a partnership (other than an electing large partnership).
a Soil, water, and land clearing expenses
27a
b Line 27a multiplied by applicable percentage
27b
C Enter the smaller of line 24 or 27b
27c
28 If section 1254 property:
a Intangible drilling and development costs, expenditures
for development of mines and other natural deposits,
mining exploration costs, and depletion (see instructions)
28a
b Enter the smaller of line 24 or 28a
28b
29 If section 1255 property:
a Applicable percentage of payments excluded
from income under section 126 (see instructions)
29a
b Enter the smaller of line 24 or 29a (see instructions)
29b
Summary of Part III Gains. Complete property columns A through D through line 29b before going to line 30.
30 Total gains for all properties. Add property columns A through D, line 24
30
31 Add property columns A through D, lines 25b, 26g, 27c, 28b, and 29b. Enter here and on line 13
31
32 Subtract line 31 from line 30. Enter the portion from casualty or theft on Form 4684, line 33. Enter the portion
from other than casualty or theft on Form 4797, line 6
32
Part IV
Recapture Amounts Under Sections 179 and 280F(b)(2) When Business Use Drops to 50% or Less
(see instructions)
(a) Section
(b) Section
179
280F(b)(2)
33 Section 179 expense deduction or depreciation allowable in prior years
33
34 Recomputed depreciation (see instructions)
34
35 Recapture amount. Subtract line 34 from line 33. See the instructions for where to report
35
518012 12-28-15
Form
4797
(2015)
37
EFTA00026325

=== Page 48 ===
6251
OMB No. 1545-0074
Alternative Minimum Tax - Individuals
Form
2015
Department of the Treasury
Information about Form 6251 and its separate instructions is at www.irs.gov/form6251.
Attachment
Internal Revenue Service (99)
Attach to Form 1040 or Form 1040NR.
Sequence No.
32
Name(s) shown on Form 1040 or Form 1040NR
Your social security number
GHISLAINE MAXWELL
Part I
Alternative Minimum Taxable Income
1 If filing Schedule A (Form 1040), enter the amount from Form 1040, line 41, and go to line 2. Otherwise, enter the
amount from Form 1040, line 38, and go to line 7. (If less than zero, enter as a negative amount.)
1
77,771.
2 Medical and dental. If you or your spouse was 65 or older, enter the smaller of Schedule A (Form 1040), line 4,
or 2.5% (.025) of Form 1040, line 38. If zero or less, enter -0-
2
3 Taxes from Schedule A (Form 1040), line 9
3
119,703.
4 Enter the home mortgage interest adjustment, if any, from line 6 of the worksheet in the instructions for this line
4
5 Miscellaneous deductions from Schedule A (Form 1040), line 27
5
40,652.
6 If Form 1040, line 38, is $154,950 or less, enter -0-. Otherwise, see instructions
6
0.
7 Tax refund from Form 1040, line 10 or line 21
7
8 Investment interest expense (difference between regular tax and AMT)
8
9 Depletion (difference between regular tax and AMT)
9
10 Net operating loss deduction from Form 1040, line 21. Enter as a positive amount
10
11 Alternative tax net operating loss deduction
11
12 Interest from specified private activity bonds exempt from the regular tax
12
13 Qualified small business stock, see instructions
13
14 Exercise of incentive stock options (excess of AMT income over regular tax income)
14
15 Estates and trusts (amount from Schedule K-1 (Form 1041), box 12, code A)
15
16 Electing large partnerships (amount from Schedule K-1 (Form 1065-B), box 6)
16
17 Disposition of property (difference between AMT and regular tax gain or loss)
17
18 Depreciation on assets placed in service after 1986 (difference between regular tax and AMT)
18
19 Passive activities (difference between AMT and regular tax income or loss)
SEE STATEMENT 21
19
10.
20 Loss limitations (difference between AMT and regular tax income or loss)
20
21 Circulation costs (difference between regular tax and AMT)
21
22 Long-term contracts (difference between AMT and regular tax income)
22
23 Mining costs (difference between regular tax and AMT)
23
24 Research and experimental costs (difference between regular tax and AMT)
24
25 Income from certain installment sales before January 1, 1987
25
26 Intangible drilling costs preference
26
27 Other adjustments, including income-based related adjustments
27
28 Alternative minimum taxable income. Combine lines 1 through 27. (If married filing separately and line 28 is
more than $246,250, see instructions.)
28
238,136.
Part II
Alternative Minimum Tax (AMT)
29 Exemption. (If you were under age 24 at the end of 2015, see instructions.)
IF your filing status is...
AND line 28 is not over..
THEN enter on line 29.
Single or head of household
$119,200
$53,600
Married filing jointly or qualifying widow(er)
158,900
83,400
Married filing separately
79,450
41,700 STMT 22
29
23,866.
If line 28 is over the amount shown above for your filing status, see instructions.
30 Subtract line 29 from line 28. If more than zero, go to line 31. If zero or less, enter -0- here and on lines 31, 33, and 35, and go to line 34
30
214,270.
31
If you are filing Form 2555 or 2555-EZ, see instructions for the amount to enter.
If you reported capital gain distributions directly on Form 1040, line 13; you reported qualified dividends
on Form 1040, line 9b; or you had a gain on both lines 15 and 16 of Schedule D (Form 1040) (as refigured
for the AMT, if necessary), complete Part III on page 2 and enter the amount from line 64 here.
}
31
36,942.
All others: If line 30 is $185,400 or less ($92,700 or less if married filing separately), multiply line 30 by
26% (.26). Otherwise, multiply line 30 by 28% (.28) and subtract $3,708 ($1,854 if married filing
separately) from the result.
32 Alternative minimum tax foreign tax credit (see instructions)
32
8,309.
33 Tentative minimum tax. Subtract line 32 from line 31
33
28,633.
34 Add Form 1040, line 44 (minus any tax from Form 4972), and Form 1040, line 46. Subtract from the result any
foreign tax credit from Form 1040, line 48. If you used Sch J to figure your tax on Form 1040, line 44, refigure
that tax without using Schedule J before completing this line (see instructions)
34
1,028.
35 AMT. Subtract line 34 from line 33. If zero or less, enter -0-. Enter here and on Form 1040, line 45
35
27,605.
519481 01-11-16 LHA For Paperwork Reduction Act Notice, see your tax return instructions.
Form 6251 (2015)
38
EFTA00026326

=== Page 49 ===
Form 6251 (2015)
GHISLAINE MAXWELL
Page 2
Part III
Tax Computation Using Maximum Capital Gains Rates
Complete Part III only if you are required to do so by line 31 or by the Foreign Earned Income Tax Worksheet in the instructions.
36 Enter the amount from Form 6251, line 30. If you are filing Form 2555 or 2555-EZ, enter the amount from
line 3 of the worksheet in the instructions for line 31
36
214,270.
37 Enter the amount from line 6 of the Qualified Dividends and Capital Gain Tax Worksheet in the instructions
for Form 1040, line 44, or the amount from line 13 of the Schedule D Tax Worksheet in the instructions for
Schedule D (Form 1040), whichever applies (as refigured for the AMT, if necessary) (see instructions). If
you are filing Form 2555 or 2555-EZ, see instructions for the amount to enter
37
119,551.
38 Enter the amount from Schedule D (Form 1040), line 19 (as refigured for the AMT, if necessary) (see
instructions). If you are filing Form 2555 or 2555-EZ, see instructions for the amount to enter
38
39 If you did not complete a Schedule D Tax Worksheet for the regular tax or the AMT, enter the amount
from line 37. Otherwise, add lines 37 and 38, and enter the smaller of that result or the amount from line
10 of the Schedule D Tax Worksheet (as refigured for the AMT, if necessary). If you are filing Form 2555 or
2555-EZ, see instructions for the amount to enter
39
119,551.
40 Enter the smaller of line 36 or line 39
40
119,551.
41 Subtract line 40 from line 36
41
94,719.
42 If line 41 is $185,400 or less ($92,700 or less if married filing separately), multiply line 41 by 26% (.26). Otherwise,
multiply line 41 by 28% (.28) and subtract $3,708 ($1,854 if married filing separately) from the result
42
24,627.
43 Enter:
$74,900 if married filing jointly or qualifying widow(er),
$37,450 if single or married filing separately, or
}
43
37,450.
$50,200 if head of household.
44 Enter the amount from line 7 of the Qualified Dividends and Capital Gain Tax Worksheet in the instructions
for Form 1040, line 44, or the amount from line 14 of the Schedule D Tax Worksheet in the instructions for
Schedule D (Form 1040), whichever applies (as figured for the regular tax). If you did not complete either
worksheet for the regular tax, enter the amount from Form 1040, line 43; if zero or less, enter -0-. If you
are filing Form 2555 or 2555-EZ, see instructions for the amount to enter
44
0.
45 Subtract line 44 from line 43. If zero or less, enter -0-
45
37,450.
46 Enter the smaller of line 36 or line 37
46
119,551.
47 Enter the smaller of line 45 or line 46. This amount is taxed at 0%
47
37,450.
48 Subtract line 47 from line 46
48
82,101.
49 Enter:
$413,200 if single
$232,425 if married filing separately
49
413,200.
$464,850 if married filing jointly or qualifying widow(er)
$439,000 if head of household
50 Enter the amount from line 45
50
37,450.
51 Enter the amount from line 7 of the Qualified Dividends and Capital Gain Tax Worksheet in the instructions
for Form 1040, line 44, or the amount from line 19 of the Schedule D Tax Worksheet, whichever applies
(as figured for the regular tax). If you did not complete either worksheet for the regular tax, enter the
amount from Form 1040, line 43; if zero or less, enter -0-. If you are filing Form 2555 or Form 2555-EZ,
see instructions for the amount to enter
51
52 Add line 50 and line 51
52
37,450.
53 Subtract line 52 from line 49. If zero or less, enter -0-
53
375,750.
54 Enter the smaller of line 48 or line 53
54
82,101.
55 Multiply line 54 by 15% (.15)
55
12,315.
56 Add lines 47 and 54
56
119,551.
If lines 56 and 36 are the same, skip lines 57 through 61 and go to line 62. Otherwise, go to line 57.
57 Subtract line 56 from line 46
57
0.
58 Multiply line 57 by 20% (.20)
58
If line 38 is zero or blank, skip lines 59 through 61 and go to line 62. Otherwise, go to line 59.
59 Add lines 41, 56, and 57
59
60 Subtract line 59 from line 36
60
61 Multiply line 60 by 25% (.25)
61
62 Add lines 42, 55, 58, and 61
62
36,942.
63 If line 36 is $185,400 or less ($92,700 or less if married filing separately), multiply line 36 by 26% (.26).
Otherwise, multiply line 36 by 28% (.28) and subtract $3,708 ($1,854 if married filing separately) from the result
63
56,288.
64 Enter the smaller of line 62 or line 63 here and on line 31. If you are filing Form 2555 or 2555-EZ, do not enter
this amount on line 31. Instead, enter it on line 4 of the worksheet in the instructions for line 31
64
36,942.
519591 01-11-16
Form 6251 (2015)
39
EFTA00026327

=== Page 50 ===
ALTERNATIVE MINIMUM TAX RECONCILIATION REPORT
Name(s)
Social Security Number
GHISLAINE MAXWELL
Adjustment
Form
Name
Description
Income
Form 6251, Line 17
Form 6251, Line 18
Form 6251, Line 19
Form 6251, Line 20
Form 6251
Other Adjustment
E-
THE BLACKSTONE GROUP,
LP - PTP
*
REGULAR INCOME
-19.
AMT ADJUSTMENTS
10.
10.
*
AMT NET INCOME
-9.
** TOTAL ADJ & PREF **
10.
519911
04-01-15
EFTA00026328

=== Page 51 ===
ALTERNATIVE MINIMUM TAX
OMB No. 1545-0121
1116
Foreign Tax Credit
Form
(Individual, Estate, or Trust)
2015
Attach to Form 1040, 1040NR, 1041, or 990-T.
Department of the Treasury
Attachment
Internal Revenue Service (99)
Information about Form 1116 and its separate instructions is at www.irs.gov/form1116.
Sequence No.
19
Name
Identifying number as shown on page 1 of your tax return
GHISLAINE MAXWELL
Use a separate Form 1116 for each category of income listed below. See Categories of Income in the instructions. Check only one box on each Form 1116. Report all
amounts in U.S. dollars except where specified in Part Il below.
a
X
Passive category income
c
Section 901(j) income
e
Lump-sum distributions
b
General category income
di
Certain income re-sourced by treaty
f Resident of (name of country)
UNITED STATES
Note: If you paid taxes to only one foreign country or U.S. possession, use column A in Part / and line A in Part II. If you paid taxes tomore than one
foreign country or U.S. possession, use a separate column and line for each country or possession.
Part I
Taxable Income or Loss From Sources Outside the United States (for Category Checked Above)
Foreign Country or U.S. Possession
Total
A
B
C
(Add cols. A, B, and C.)
g Enter the name of the foreign country or U.S.
OTHER
UNITED
possession
COUNTRIES
KINGDOM
1a Gross income from sources within country shown above
and of the type checked above:
51,257.
22,255.
1a
73,512.
b Check if line 1a is compensation for personal services as
an employee, your total compensation from all sources is
$250,000 or more, and you used an alternative basis to
determine its source (see instructions)
Deductions and losses (Caution: See instructions):
2 Expenses definitely related to the income on line 1a
(attach statement)
98.
3 Pro rata share of other deductions not definitely related:
a Certain itemized deductions or standard deduction
b Other deductions (attach statement)
c Add lines 3a and 3b
di Gross foreign source income
51,257.
22,255.
e Gross income from all sources
471,259.
471,259.
f Divide line 3d by line 3e
.10877
.04722
g Multiply line 3c by line 3f
4 Pro rata share of interest expense:
a Home mortgage interest (use the Worksheet for
Home Mortgage Interest in the instructions)
b Other interest expense
5 Losses from foreign sources
6 Add lines 2, 3g, 4a, 4b, and 5
98.
6
98.
7 Subtract line 6 from line 1a. Enter the result here and on line 15, page 2
7
73,414.
Part II
Foreign Taxes Paid or Accrued
Credit is claimed
Foreign taxes paid or accrued
for taxes
(you must
In foreign currency
In U.S. dollars
check one)
Country
(n) Other
(r) Other
(s) Total foreign
(h)
X
Paid
Taxes withheld at source on:
foreign
Taxes withheld at source on:
foreign
taxes paid or
(i)
Accrued
taxes paid or
taxes paid or
accrued (add cols.
(j) Date paid
or accrued
(k) Dividends
(I) Rents royalties and
(m) Interest
accrued
(0) Dividends
(p) Rents and
accrued
royalties
(q) Interest
(o) through (r))
A
8,307.
8,307.
B
C
8 Add lines A through C, column (s). Enter the total here and on line 9, page 2
8
8,307.
LHA For Paperwork Reduction Act Notice, see instructions.
Form 1116 (2015)
511501
11-30-15
41
EFTA00026329

=== Page 52 ===
ALTERNATIVE MINIMUM TAX
Form 1116 (2015) GHISLAINE MAXWELL
Page 2
Part III
Figuring the Credit
9 Enter the amount from line 8. These are your total foreign taxes paid or accrued
for the category of income checked above Part I
9
8,307.
10 Carryback or carryover (attach detailed computation)
10
11 Add lines 9 and 10
11
8,307.
12 Reduction in foreign taxes
12
13 Taxes reclassified under high tax kickout
13
14 Combine lines 11, 12, and 13. This is the total amount of foreign taxes available for credit
14
8,307.
15 Enter the amount from line 7. This is your taxable income or (loss) from sources outside the
United States (before adjustments) for the category of income checked above Part I
15
73,414.
16 Adjustments to line 15
16
17 Combine the amounts on lines 15 and 16. This is your net foreign source taxable income.
(If the result is zero or less, you have no foreign tax credit for the category of income
you checked above Part I. Skip lines 18 through 22. However, if you are filing more than
one Form 1116, you must complete line 20.)
17
73,414.
18 Individuals: Enter the amount from Form 1040, line 41, or Form 1040NR, line 39.
Estates and trusts: Enter your taxable income without the deduction for your
exemption
18
238,136.
Caution: If you figured your tax using the lower rates on qualified dividends or capital gains, see instructions.
19 Divide line 17 by line 18. If line 17 is more than line 18, enter "1"
19
.30829
20 Individuals: Enter the amounts from Form 1040, lines 44 and 46. If you are a nonresident alien, enter the amounts from
Form 1040NR, lines 42 and 44. Estates and trusts: Enter the amount from Form 1041, Schedule G, line 1a, or the total
of Form 990-T, lines 36 and 37
20
36,942.
Caution: If you are completing line 20 for separate categorye (lump-sum distributions), see instructions.
21 Multiply line 20 by line 19 (maximum amount of credit)
21
11,389.
22 Enter the smaller of line 14 or line 21. If this is the only Form 1116 you are filing, skip lines 23 through 27 and enter this
amount on line 28. Otherwise, complete the appropriate line in Part IV
22
8,307.
Part IV
Summary of Credits From Separate Parts III
23 Credit for taxes on passive category income
23
8,307.
24 Credit for taxes on general category income
24
2.
25 Credit for taxes on certain income re-sourced by treaty
25
26 Credit for taxes on lump-sum distributions
26
27 Add lines 23 through 26
27
8,309.
28 Enter the smaller of line 20 or line 27
28
8,309.
29 Reduction of credit for international boycott operations
29
30 Subtract line 29 from line 28. This is your foreign tax credit. Enter here and on Form 1040, line 48;
Form 1040NR, line 46; Form 1041, Schedule G, line 2a; or Form 990-T, line 40a
30
8,309.
Form 1116 (2015)
511511
11-30-15
42
EFTA00026330

=== Page 53 ===
ALTERNATIVE MINIMUM TAX
OMB No. 1545-0121
1116
Foreign Tax Credit
Form
(Individual, Estate, or Trust)
2015
Attach to Form 1040, 1040NR, 1041, or 990-T.
Department of the Treasury
Attachment
Internal Revenue Service (99)
Information about Form 1116 and its separate instructions is at www.irs.gov/form1116.
Sequence No.
19
Name
Identifying number as shown on page 1 of your tax return
GHISLAINE MAXWELL
Use a separate Form 1116 for each category of income listed below. See Categories of Income in the instructions. Check only one box on each Form 1116. Report all
amounts in U.S. dollars except where specified in Part Il below.
a
Passive category income
c
Section 901(j) income
e
Lump-sum distributions
b
X
General category income
di
Certain income re-sourced by treaty
f Resident of (name of country)
UNITED STATES
Note: If you paid taxes to only one foreign country or U.S. possession, use column A in Part / and line A in Part II. If you paid taxes tomore than one
foreign country or U.S. possession, use a separate column and line for each country or possession.
Part I
Taxable Income or Loss From Sources Outside the United States (for Category Checked Above)
Foreign Country or U.S. Possession
Total
A
B
C
(Add cols. A, B, and C.)
g Enter the name of the foreign country or U.S.
OTHER
possession
COUNTRIES
1a Gross income from sources within country shown above
and of the type checked above:
19.
1a
19.
b Check if line 1a is compensation for personal services as
an employee, your total compensation from all sources is
$250,000 or more, and you used an alternative basis to
determine its source (see instructions)
Deductions and losses (Caution: See instructions):
2 Expenses definitely related to the income on line 1a
(attach statement)
3 Pro rata share of other deductions not definitely related:
a Certain itemized deductions or standard deduction
b Other deductions (attach statement)
C Add lines 3a and 3b
d Gross foreign source income
19.
e Gross income from all sources
471,259.
f Divide line 3d by line 3e
.00004
g Multiply line 3c by line 3f
4 Pro rata share of interest expense:
a Home mortgage interest (use the Worksheet for
Home Mortgage Interest in the instructions)
b Other interest expense
5 Losses from foreign sources
6 Add lines 2, 3g, 4a, 4b, and 5
6
7 Subtract line 6 from line 1a. Enter the result here and on line 15, page 2
7
19.
Part II
Foreign Taxes Paid or Accrued
Credit is claimed
Foreign taxes paid or accrued
for taxes
(you must
In foreign currency
In U.S. dollars
check one)
Country
(n) Other
(r) Other
(s) Total foreign
(h)
X
Paid
Taxes withheld at source on:
foreign
Taxes withheld at source on:
foreign
taxes paid or
(i)
Accrued
taxes paid or
taxes paid or
accrued (add cols.
(j) Date paid
or accrued
(k) Dividends
(I) Rents royalties and
(m) Interest
accrued
(0) Dividends
(p) Rents royalties and
accrued
(q) Interest
(o) through (r))
A
2.
2.
B
C
8 Add lines A through C, column (s). Enter the total here and on line 9, page 2
8
2.
LHA For Paperwork Reduction Act Notice, see instructions.
Form 1116 (2015)
511501
11-30-15
43
EFTA00026331

=== Page 54 ===
ALTERNATIVE MINIMUM TAX
Form 1116 (2015) GHISLAINE MAXWELL
Page 2
Part III
Figuring the Credit
9 Enter the amount from line 8. These are your total foreign taxes paid or accrued
for the category of income checked above Part I
9
2.
10 Carryback or carryover (attach detailed computation)
10
11 Add lines 9 and 10
11
2.
12 Reduction in foreign taxes
12
13 Taxes reclassified under high tax kickout
13
14 Combine lines 11, 12, and 13. This is the total amount of foreign taxes available for credit
14
2.
15 Enter the amount from line 7. This is your taxable income or (loss) from sources outside the
United States (before adjustments) for the category of income checked above Part I
15
19.
16 Adjustments to line 15
16
17 Combine the amounts on lines 15 and 16. This is your net foreign source taxable income.
(If the result is zero or less, you have no foreign tax credit for the category of income
you checked above Part I. Skip lines 18 through 22. However, if you are filing more than
one Form 1116, you must complete line 20.)
17
19.
18 Individuals: Enter the amount from Form 1040, line 41, or Form 1040NR, line 39.
Estates and trusts: Enter your taxable income without the deduction for your
exemption
18
238,136.
Caution: If you figured your tax using the lower rates on qualified dividends or capital gains, see instructions.
19 Divide line 17 by line 18. If line 17 is more than line 18, enter "1"
19
.00008
20 Individuals: Enter the amounts from Form 1040, lines 44 and 46. If you are a nonresident alien, enter the amounts from
Form 1040NR, lines 42 and 44. Estates and trusts: Enter the amount from Form 1041, Schedule G, line 1a, or the total
of Form 990-T, lines 36 and 37
20
36,942.
Caution: If you are completing line 20 for separate categorye (lump-sum distributions), see instructions.
21 Multiply line 20 by line 19 (maximum amount of credit)
21
3.
22 Enter the smaller of line 14 or line 21. If this is the only Form 1116 you are filing, skip lines 23 through 27 and enter this
amount on line 28. Otherwise, complete the appropriate line in Part IV
22
2.
Part IV
Summary of Credits From Separate Parts III
23 Credit for taxes on passive category income
23
24 Credit for taxes on general category income
24
25 Credit for taxes on certain income re-sourced by treaty
25
26 Credit for taxes on lump-sum distributions
26
27 Add lines 23 through 26
27
28 Enter the smaller of line 20 or line 27
28
29 Reduction of credit for international boycott operations
29
30 Subtract line 29 from line 28. This is your foreign tax credit. Enter here and on Form 1040, line 48;
Form 1040NR, line 46; Form 1041, Schedule G, line 2a; or Form 990-T, line 40a
30
Form 1116 (2015)
511511
11-30-15
44
EFTA00026332

=== Page 55 ===
OMB No. 1545-0191
Form
4952
Investment Interest Expense Deduction
Information about Form 4952 and its instructions is at www.irs.gov/form4952.
2015
Department of the Treasury
Attach to your tax return.
Attachment
Internal Revenue Service
(99)
Sequence No.
51
Name(s) shown on return
Identifying number
GHISLAINE MAXWELL
Part I
Total Investment Interest Expense
1 Investment interest expense paid or accrued in 2015 (see instructions)
SEE STATEMENT 23
1
2,002.
2 Disallowed investment interest expense from 2014 Form 4952, line 7
2
3 Total investment interest expense. Add lines 1 and 2
3
2,002.
Part II
Net Investment Income
4a Gross income from property held for investment (excluding any net
gain from the disposition of property held for investment)
STMT 24
4a
245,760.
b Qualified dividends included on line 4a
4b
119,551.
c Subtract line 4b from line 4a
4c
126,209.
d Net gain from the disposition of property held for investment
4d
e Enter the smaller of line 4d or your net capital gain from the disposition
of property held for investment (see instructions)
4e
f Subtract line 4e from line 4d
4f
g Enter the amount from lines 4b and 4e that you elect to include in investment income
(see instructions)
4g
h Investment income. Add lines 4c, 4f, and 4g
4h
126,209.
5 Investment expenses (see instructions)
SEE STATEMENT 25
5
34,528.
6 Net investment income. Subtract line 5 from line 4h. If zero or less, enter -0-
6
91,681.
Part III
Investment Interest Expense Deduction
7 Disallowed investment interest expense to be carried forward to 2016. Subtract line 6 from line 3.
If zero or less, enter -0-
7
0.
8 Investment interest expense deduction. Enter the smaller of line 3 or 6. See instructions
STMT 26
8
2,002.
LHA For Paperwork Reduction Act Notice, see separate instructions.
Form 4952 (2015)
518901
11-02-15
45
EFTA00026333

=== Page 56 ===
ALTERNATIVE MINIMUM TAX
OMB No. 1545-0191
Form
4952
Investment Interest Expense Deduction
Information about Form 4952 and its instructions is at www.irs.gov/form4952.
2015
Department of the Treasury
Internal Revenue Service
(99)
Attach to your tax return.
Attachment
Sequence No.
51
Name(s) shown on return
Identifying number
GHISLAINE MAXWELL
Part I
Total Investment Interest Expense
1 Investment interest expense paid or accrued in 2015 (see instructions)
SEE STATEMENT 27
1
2,002.
2 Disallowed investment interest expense from 2014 Form 4952, line 7
2
3 Total investment interest expense. Add lines 1 and 2
3
2,002.
Part II
Net Investment Income
4a Gross income from property held for investment (excluding any net
gain from the disposition of property held for investment)
4a
245,760.
b Qualified dividends included on line 4a
4b
119,551.
c Subtract line 4b from line 4a
4c
126,209.
d Net gain from the disposition of property held for investment
4d
e Enter the smaller of line 4d or your net capital gain from the disposition
of property held for investment (see instructions)
4e
f Subtract line 4e from line 4d
4f
g Enter the amount from lines 4b and 4e that you elect to include in investment income
(see instructions)
4g
h Investment income. Add lines 4c, 4f, and 4g
4h
126,209.
5 Investment expenses (see instructions)
5
6.
6 Net investment income. Subtract line 5 from line 4h. If zero or less, enter -0-
6
126,203.
Part III
Investment Interest Expense Deduction
7 Disallowed investment interest expense to be carried forward to 2016. Subtract line 6 from line 3.
If zero or less, enter -0-
7
0.
8 Investment interest expense deduction. Enter the smaller of line 3 or 6. See instructions
8
2,002.
LHA For Paperwork Reduction Act Notice, see separate instructions.
Form 4952 (2015)
REGULAR FORM 4952, LINE 8
2,002.
LESS RECOMPUTED FORM 4952, LINE 8
2,002.
INTEREST ADJUSTMENT - - FORM 6251, LINE 8
518901
11-02-15
46
EFTA00026334

=== Page 57 ===
Net Investment Income Tax -
OMB No. 1545-2227
Form
8960
Individuals, Estates, and Trusts
2015
Department of the Treasury
Attach to your tax return.
Attachment
Internal Revenue Service (99)
Information about Form 8960 and its separate instructions is at www.irs.gov/form8960.
Sequence No. 72
Name(s) shown on your tax return
Your social security number or EIN
GHISLAINE MAXWELL
Part I Investment Income
Section 6013(g) election (see instructions)
Section 6013(h) election (see instructions)
Regulations section 1.1411-10(g) election (see instructions)
1 Taxable interest (see instructions)
1
63,088.
2 Ordinary dividends (see instructions)
2
182,240.
3 Annuities (see instructions)
3
4a Rental real estate, royalties, partnerships, S corporations, trusts,
etc. (see instructions)
4a
-3,642.
b Adjustment for net income or loss derived in the ordinary course of
a non-section 1411 trade or business (see instructions) STATEMENT 28
4b
1,736.
c Combine lines 4a and 4b
4c
-1,906.
5a Net gain or loss from disposition of property (see instructions)
5a
2,310.
b Net gain or loss from disposition of property that is not subject to
net investment income tax (see instructions)
5b
-5,310.
C Adjustment from disposition of partnership interest or S corporation
stock (see instructions)
5c
d Combine lines 5a through 5c
5d
-3,000.
6 Adjustments to investment income for certain CFCs and PFICs (see instructions)
6
7 Other modifications to investment income (see instructions)
7
8 Total investment income. Combine lines 1, 2, 3, 4c, 5d, 6, and 7
8
240,422.
Part II Investment Expenses Allocable to Investment Income and Modifications
9a Investment interest expenses (see instructions)
9a
17.
b State, local, and foreign income tax (see instructions)
9b
34,263.
C Miscellaneous investment expenses (see instructions)
9c
34,522.
d Add lines 9a, 9b, and 9c
9d
68,802.
10 Additional modifications (see instructions)
10
11 Total deductions and modifications. Add lines 9d and 10
11
68,802.
Part III Tax Computation
12 Net investment income. Subtract Part II, line 11 from Part I, line 8. Individuals complete lines 13.
17. Estates and trusts complete lines 18a-21. If zero or less, enter -0-
12
171,620.
Individuals:
13 Modified adjusted gross income (see instructions)
13
243,496.
14 Threshold based on filing status (see instructions)
14
200,000.
15 Subtract line 14 from line 13. If zero or less, enter -0-
15
43,496.
16 Enter the smaller of line 12 or line 15
16
43,496.
17 Net investment income tax for individuals. Multiply line 16 by 3.8% (.038). Enter here and
include on your tax return (see instructions)
17
1,653.
Estates and Trusts:
18a Net investment income (line 12 above)
18a
b Deductions for distributions of net investment income and
deductions under section 642(c) (see instructions)
18b
c Undistributed net investment income. Subtract line 18b from 18a (see
instructions). If zero or less, enter -0-
18c
19a Adjusted gross income (see instructions)
19a
b Highest tax bracket for estates and trusts for the year (see
instructions)
19b
C Subtract line 19b from line 19a. If zero or less, enter -0-
19c
20 Enter the smaller of line 18c or line 19c
20
21 Net investment income tax for estates and trusts. Multiply line 20 by 3.8% (.038). Enter here
and include on your tax return (see instructions)
21
LHA For Paperwork Reduction Act Notice, see your tax return instructions.
Form 8960 (2015)
523121
12-10-15
47
EFTA00026335

=== Page 58 ===
Lines 5a-5d Net Gains and Losses Worksheet
Keep for Your Records
(A)
(B)
Total of columns (A) + (B)
Capital gains/(losses)
Ordinary gains/(losses)
Form 1040, Line 13, or
Form 1040, Line 14, or
Form 1041, Line 4
Form 1041, Line 7
Enter this amount on line 5a
1.
Beginning Net Gains and Losses
-3,000.
5,310.
2,310.
2.
Gains and Losses excluded from Net Investment Income, use current year amounts for lines 2a-2g and 2i.
(a) Enter net gains from the disposition of property used in a
non-section 1411 trade or business (enter as negative
amounts):
Name of Trade or Business
Amount
SEE STATEMENT 29
(
)
(
)
(
5,310.)
(
)
(b) Enter net losses from the disposition of property used in a
non-section 1411 trade or business (enter as positive
amounts):
Name of Trade or Business
Amount
(c) Enter net losses from a former passive activity (FPA) allowed
by reason of section 469(f)(1)(A)
(d) Gains recognized in the current year for payments received
on an installment sale obligation or private annuity for the
disposition of property used in a non-section 1411 trade or
business
(
)
(e) Enter the net gain attributable to the net unrealized
appreciation (NUA) in employer securities
(
)
(f) In the case of a QEF (other than a QEF held in a section 1411
trade or business) with respect to which a section
1.1411-10(g) election is not in effect, enter the amount
treated as long-term capital gain for regular income tax
purposes under section 1293(a)(1)(B)
(
)
(g) Enter any other gains and losses included in net investment
income that are not otherwise reported on Form 8960 and
any other gains and losses excluded from net investment
income reported on line 5a (enter excluded gains as a
negative number and excluded losses as a positive number)
(h) Enter the amount reported on line 2(i) of this worksheet from
your prior tax year return calculations. Enter as a positive no.
(i) If you do not have a capital loss carryover to next year, then
skip this line and go to line 2(j). Otherwise, enter the lesser of
(i)(1) or (i)(2) as a negative number
(
0.)
(i)(1) If the sum of the amounts reported on lines 2(a)-2(h)
and line 3(d), column (A), is greater than zero, enter that
amount here. Otherwise, enter -0- on line 2(i) and go to
line 2(j)
OR
(i)(2) The amount of capital loss carried over to next
year (Schedule D (Form 1040), line 16, less the amount
allowed as a current deduction on Schedule D (Form 1040),
line 21) entered as a positive number 6,295,291.
Enter this amount on line 5b
(j) Sum of lines 2(a)-2(i)
-5,310.
-5,310.
Enter this amount on line 5c
3.
Adjustment for Gains and Losses attributable to the
disposition of interests in partnerships and S corporations
Enter this amount on line 5d
Add lines 1, 2(j) and 3
-3,000.
0.
-3,000.
SL-10-+0 192879
47.1
EFTA00026336

=== Page 59 ===
Line 7- - Deduction Recoveries Worksheet
NEW YORK
Keep for Your Records
1. Enter total amount of recovery included in gross income
1.
0.
Do not include recoveries of items that are included in net investment
income in the year of recovery (included on lines 1-6).
Do not include recoveries of items if the amount relates to a deduction
taken in a tax year beginning before 2013.
Do not include recoveries of items if the amount relates to a deduction
taken in a tax year beginning after 2012, and you were not subject to the
NIIT solely because your MAGI was below the applicable threshold.
CAUTION
This rule does not apply if you incurred a net operating loss (NOL) in such
year, and a portion of such NOL constitutes a section 1411 NOL.
2. Amount of the recovery that would have been included in gross income but
for the application of the tax benefit rule under section 111
2.
17,622.
3. Total amount of recovery (add lines 1 and 2)
3.
17,622.
4. Enter the percentage of the deduction allocated to net investment income
in the prior year. (If the deduction was not allocated between investment
income and non-investment income, enter 100%.)
4. 1.000000000
5. Enter the lesser of (a) line 3 multiplied by line 4, or (b) the total amount deducted on the prior
year Form 8960 attributable to item recovered (after any deduction limitations imposed by
section 67 or 68)
5.
17,622.
Calculation of recoveries when the deduction is not taken into account in computing your section 1411 NOL
6. Multiply line 5 by .038
6.
670.
7. Enter the amount of net investment income in the year of the deduction
(previous year's Form 8960, line 12, unless line 12 is zero, then previous
year's Form 8960, line 8 minus line 11)
7.
152,575.
8. Add the amount of line 5 to line 7
8.
170,197.
9. Using the previous year's Form 8960, recalculate the NIIT for the year of
the deduction by replacing the amount reported on line 12 with the amount
reported on line 8 of this worksheet (do not use the net investment income
reported on that year's Form 8960, line 12). Enter your recalculated NIIT
here
9.
1,273.
10. Enter the NIIT reported for the year of the deduction
10.
1,273.
11. Subtract line 10 from line 9
11.
0.
12. Enter the smaller of line 6 or line 11
12.
0.
13. Divide line 12 by 3.8% (line 12 + .038). Enter the result here and include on
Form 8960, line 7
13.
0.
Calculation of recoveries when the deduction is taken into account in computing your section 1411 NOL
14. Enter the amount of the section 1411 NOL in the year of the deduction
(entered as a positive number)
14.
15. Enter the amount of the section 1411 NOL in the year of the deduction
recomputed without the amount on line 5 (entered as a positive number,
but not less than zero)
15.
16. Subtract line 15 from line 14. Enter the result here and include on Form 8960, line 7
16.
523241
01-18-16
47.2
EFTA00026337

=== Page 60 ===
Lines 9 and 10 - Application of Itemized Deduction Limitations on
Deductions Properly Allocable to Investment Income Worksheet
Keep for Your Records
Part / Application of Section 67 to Deductions Properly Allocable to Investment Income
1. Enter the amount of Miscellaneous Itemized Deductions properly
allocable to investment income before any itemized deduction limitations
(Description and Form 8960 line number where they will be reported):
Description
Line
Amount
(a) SEE STATEMENT 30
(b)
2. Enter the total of all items listed in line 1
2.
34,522.
3. Enter the amount of all Miscellaneous Itemized Deductions after the
application of the section 67 limitation (Schedule A (Form 1040),
line 27)
3.
40,652.
4. Enter the lesser of the total reported on line 2 or line 3
4.
34,522.
Part II - Application of Section 67 Limitation to Specific Deductions
(B)
IF line 3 is less than
line 2, THEN divide
line 3 by line 2 AND
enter the amount in
column (B).
(C)
IF amounts reported
Multiply the
on Part I, lines 2 and
individual amounts
4 are equal, THEN
in column (A) by the
(A)
enter 1.00 in column
amount in column
Reenter the amounts and descriptions from Part I, line 1.
(B).
(B).
Description
Line
Amount
(a)
SEE STATEMENT 31
X
=
(b)
X
=
Individuals - Use the amounts in column (C) on Part III, line 1, to determine the amount of these deductions that are
TIP
allowable after the application of the section 68 limitation.
Estates or trusts - Enter the amounts in column (C) in the appropriate location on lines 9 and 10. Do not complete Parts
III or IV of this worksheet.
523251
01-18-16
47.3
EFTA00026338

=== Page 61 ===
Lines 9 and 10 - Application of Itemized Deduction Limitations on
Deductions Properly Allocable to Investment Income Worksheet -
continued
Keep for Your Records
Part III - Application of Section 68 to deductions properly allocable to investment income (Individuals Only)
1. Enter the amount of Miscellaneous Itemized Deductions properly allocable to
investment income from column (C) of Part II:
Description
Line
Amount
(a) SEE STATEMENT 32
(b)
2. Enter the amount of state, local, and foreign income taxes that are properly
allocable to investment income
2.
34,263.
3. Enter the amounts of other Itemized Deductions subject to the section 68 limitation
and properly allocable to investment income before any itemized deduction
limitations (Description and Form 8960 line number where they will be reported):
Description
Line
Amount
(a)
(b)
4. Enter the total deductions properly allocable to investment income subject to the section 68 limitation. Enter
the sum of lines 1 through 3
4.
68,785.
5. Enter the amount of total itemized deductions reported on Form 1040,
line 40
5.
165,725.
6. Enter all other itemized deductions allowed but not subject to the section 68
deduction limitation:
(a) Investment Interest Expense
17.
(b) Casualty Losses (other than losses described in
section 165(c)(1))
(c) Medical Expenses
(d) Gambling Losses
(e) Total of lines 6(a) through 6(d)
6e.
17.
7. Subtract line 6e from line 5
7.
165,708.
8. Enter the lesser of line 7 or line 4
8.
68,785.
TIP
This is the amount of itemized deductions that are properly allocable to investment income after the application of the sections 67
and 68 deduction limitations. Use Part IV of this worksheet to reconcile this amount to the individual deduction amounts reported
on Form 8960, lines 9 and 10.
Part IV - Reconciliation of Schedule A Deductions to Form 8960, lines 9 and 10 (Individuals Only)
(B)
IF Part III, line 8 is less
than Part III, line 4,
THEN divide line 8 by
(C)
line 4 AND enter the
Multiply the individual
amount in column (B).
amounts in column
IF the amounts
(A) by the amount in
reported on Part III,
column (B). Enter
lines 4 and 8 are
these amounts in the
(A)
equal, THEN enter
appropriate location
Reenter the amounts and descriptions from Part III, lines 1 3.
1.00 in column (B).
on lines 9 and 10.
Miscellaneous Itemized Deductions properly allocable to
investment income:
Description
Line
Amount
1.
(a)
SEE STATEMENT 33
X
=
(b)
X
=
2. State, local, and foreign income taxes
34,263.
X
1.0000
=
34,263.
Itemized Deductions Subject to Section 68 included on Line
3 of Part III:
3. (a)
X
=
(b)
X
=
523252 01-18-16
47.4
EFTA00026339

=== Page 62 ===
Form
8960
Net Investment Income Tax -
Individuals, Estates, and Trusts
2015
NEW YORK
Name(s)
Your social security number or EIN
GHISLAINE MAXWELL
Part I Investment Income
Section 6013(g) election
Regulations section 1.1411-10(g) election
1 Taxable interest (Form 1040, line 8a; or Form 1041, line 1)
1
72,195.
2 Ordinary dividends (Form 1040, line 9a; or Form 1041, line 2a)
2
182,240.
3 Annuities from nonqualified plans
3
4a Rental real estate, royalties, partnerships, S corporations, trusts,
etc. (Form 1040, line 17; or Form 1041, line 5)
4a
-3,642.
b Adjustment for net income or loss derived in the ordinary course of
a non-section 1411 trade or business
4b
1,736.
c Combine lines 4a and 4b
4c
-1,906.
5a Net gain or loss from disposition of property from Form 1040,
combine lines 13 and 14; or from Form 1041, combine lines 4 and 7
5a
2,310.
b Net gain or loss from disposition of property that is not subject to
net investment income tax
5b
-5,310.
C Adjustment from disposition of partnership interest or S corporation
stock
5c
d Combine lines 5a through 5c
5d
-3,000.
6 Changes in investment income for certain CFCs and PFICs
6
7 Other modifications to investment income
7
8 Total investment income. Combine lines 1, 2, 3, 4c, 5d, 6, and 7
8
249,529.
Part II State Income Tax Pro-ration for 2015 Income Tax Payments
9 State total income
9
252,694.
10 State income tax payments for 2015
10
24,571.
11 2015 state income tax payments attributable to investment income, line 8 divided by line 9 times line 10
11
24,263.
Part III State Income Tax Pro-ration for 2014 Estimate Payments Made in 2015
12 State estimate payments for 2014
12
13 Percent of state income taxes attributable to investment income for 2014
13
14 2014 state estimate payments attributable to investment income. Line 12 times line 13
14
Part IV State Income Tax Pro-ration for Balance of Prior Years Tax Plus Extension Payments Paid in 2015
15 Balance of prior years tax plus extension payments paid in 2015
15
10,000.
16 Percent of state income taxes attributable to investment income for 2014
16
1.000000
17 Balance of prior years tax and extension payments attributable to investment income. Line 15 times line 16
17
10,000.
Part V Reduction of State Tax Deduction
18 Reduction of state tax deduction
18
(
)
19 Percent of state income taxes attributable to investment income for 2014
19
20 Reduction of state tax deduction attributable to investment income. Line 18 times line 19
20
(
)
Part VI Total State Income Tax Payments Attributable to Investment Income
21 Combine lines 11, 14, 17 and 20. Carry to Form 8960, Line 9 Worksheet, Part III, line 2
21
34,263.
Form 8960 (2015)
523161
07-24-15
47.5
EFTA00026340

=== Page 63 ===
OMB No. 1545-1073
8801
Credit for Prior Year Minimum Tax -
Form
Individuals, Estates, and Trusts
2015
Department of the Treasury
Information about Form 8801 and its separate instructions is at www.irs.gov/form8801.
Attachment
Internal Revenue Service (99)
Attach to Form 1040, 1040NR, or 1041.
Sequence No.
74
Name(s) shown on return
Identifying number
GHISLAINE MAXWELL
Part I
Net Minimum Tax on Exclusion Items
1 Combine lines 1, 6, and 10 of your 2014 Form 6251. Estates and trusts, see instructions
1
58,041.
2 Enter adjustments and preferences treated as exclusion items (see instructions)
2
175,468.
3 Minimum tax credit net operating loss deduction (see instructions)
3
(
)
4 Combine lines 1, 2, and 3. If zero or less, enter -0- here and on line 15 and go to Part II. If more
than $242,450 and you were married filing separately for 2014, see instructions
4
233,509.
5 Enter: $82,100 if married filing jointly or qualifying widow(er) for 2014; $52,800 if single or head of household for
2014; or $41,050 if married filing separately for 2014. Estates and trusts, enter $23,500
5
52,800.
6 Enter: $156,500 if married filing jointly or qualifying widow(er) for 2014; $117,300 if single or head of household
for 2014; or $78,250 if married filing separately for 2014. Estates and trusts, enter $78,250
6
117,300.
7 Subtract line 6 from line 4. If zero or less, enter -0. here and on line 8 and go to line 9
7
116,209.
8 Multiply line 7 by 25% (0.25)
8
29,052.
9 Subtract line 8 from line 5. If zero or less, enter -0. If under age 24 at the end of 2014, see instructions
9
23,748.
10 Subtract line 9 from line 4. If zero or less, enter -0- here and on line 15 and go to Part II. Form
1040NR filers, see instructions
10
209,761.
11
If for 2014 you filed Form 2555 or 2555-EZ, see instructions for the amount to enter.
If for 2014 you reported capital gain distributions directly on Form 1040, line 13; you reported qualified
dividends on Form 1040, line 9b (Form 1041, line 2b(2)); or you had a gain on both lines 15 and 16 of
Schedule D (Form 1040) (lines 18a and 19, column (2), of Schedule D (Form 1041)), complete Part III of
11
35,456.
Form 8801 and enter the amount from line 55 here. Form 1040NR filers, see instructions.
All others: If line 10 is $182,500 or less ($91,250 or less if married filing separately for 2014), multiply line 10
by 26% (0.26). Otherwise, multiply line 10 by 28% (0.28) and subtract $3,650 ($1,825 if married filing separately
for 2014) from the result. Form 1040NR filers, see instructions.
12 Minimum tax foreign tax credit on exclusion items (see instructions)
12
1,120.
13 Tentative minimum tax on exclusion items. Subtract line 12 from line 11
13
34,336.
14 Enter the amount from your 2014 Form 6251, line 34, or 2014 Form 1041, Schedule I, line 55
14
1,459.
15 Net minimum tax on exclusion items. Subtract line 14 from line 13. If zero or less, enter -0-
15
32,877.
LHA For Paperwork Reduction Act Notice, see instructions.
Form 8801 (2015)
519881
09-02-15
48
EFTA00026341

=== Page 64 ===
Form 8801 (2015)
GHISLAINE MAXWELL
Page 2
Part II
Minimum Tax Credit and Carryforward to 2016
16 Enter the amount from your 2014 Form 6251, line 35, or 2014 Form 1041, Schedule I, line 56
16
32,878.
17 Enter the amount from line 15
17
32,877.
18 Subtract line 17 from line 16. If less than zero, enter as a negative amount
18
1.
19 2014 credit carryforward. Enter the amount from your 2014 Form 8801, line 26
19
20 Enter your 2014 unallowed qualified electric vehicle credit (see instructions)
20
21 Combine lines 18 through 20. If zero or less, stop here and see the instructions
21
1.
22 Enter your 2015 regular income tax liability minus allowable credits (see instructions)
22
1,028.
23 Enter the amount from your 2015 Form 6251, line 33, or 2015 Form 1041, Schedule I, line 54
23
28,633.
24 Subtract line 23 from line 22. If zero or less, enter -0-
24
0.
25 Minimum tax credit. Enter the smaller of line 21 or line 24. Also enter this amount on your 2015
Form 1040, line 54 (check box b); Form 1040NR, line 51 (check box b); or Form 1041, Schedule G,
line 2c
25
0.
26 Credit carryforward to 2016. Subtract line 25 from line 21. Keep a record of this amount because
you may use it in future years
26
1.
Form 8801 (2015)
519882
09-02-15
49
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=== Page 65 ===
Form 8801 (2015)
GHISLAINE MAXWELL
Page 3
Part III
Tax Computation Using Maximum Capital Gains Rates
Complete Part III only if you are required to do so by line 11 or by the Foreign Earned Income Tax Worksheet in the instructions.
Caution: If you didn't complete the 2014 Qualified Dividends and Capital Gain Tax Worksheet,
the 2014 Schedule D Tax Worksheet, or Part V of the 2014 Schedule D (Form 1041), see the
instructions before completing this part.*
27 Enter the amount from Form 8801, line 10. If you filed Form 2555 or 2555-EZ for 2014, enter the
amount from line 3 of the Foreign Earned Income Tax Worksheet in the instructions
27
209,761.
Caution: If for 2014 you filed Form 1040NR, 1041, 2555, or 2555-EZ, see the instructions before
completing lines 28, 29, and 30.
28 Enter the amount from line 6 of your 2014 Qualified Dividends and Capital Gain Tax Worksheet,
the amount from line 13 of your 2014 Schedule D Tax Worksheet, or the amount from line 26 of
the 2014 Schedule D (Form 1041), whichever applies*
28
123,149.
If you figured your 2014 tax using the 2014 Qualified Dividends and Capital Gain Tax
Worksheet, skip line 29 and enter the amount from line 28 on line 30. Otherwise, go to line
29.
29 Enter the amount from line 19 of your 2014 Schedule D (Form 1040), or line 18b, column (2), of the
2014 Schedule D (Form 1041)
29
30 Add lines 28 and 29, and enter the smaller of that result or the amount from line 10 of your 2014
Schedule D Tax Worksheet
30
123,149.
31 Enter the smaller of line 27 or line 30
31
123,149.
32 Subtract line 31 from line 27
32
86,612.
33 If line 32 is $182,500 or less ($91,250 or less if married filing separately for 2014), multiply line 32
by 26% (0.26). Otherwise, multiply line 32 by 28% (0.28) and subtract $3,650 ($1,825 if married filing
separately for 2014) from the result. Form 1040NR filers, see instructions
33
22,519.
34 Enter:
$73,800 if married filing jointly or qualifying widow(er) for 2014,
$36,900 if single or married filing separately for 2014,
$49,400 if head of household for 2014, or
34
36,900.
$2,500 for an estate or trust.
Form 1040NR filers, see instructions.
35 Enter the amount from line 7 of your 2014 Qualified Dividends and Capital Gain Tax Worksheet, the
amount from line 14 of your 2014 Schedule D Tax Worksheet, or the amount from line 27 of the 2014
Schedule D (Form 1041), whichever applies. If you didn't complete either worksheet or Part V of the
2014 Schedule D (Form 1041), enter the amount from your 2014 Form 1040, line 43, or 2014 Form
1041, line 22, whichever applies; if zero or less, enter -0-. Form 1040NR filers, see instructions
35
36 Subtract line 35 from line 34. If zero or less, enter -0-
36
36,900.
37 Enter the smaller of line 27 or line 28
37
123,149.
38 Enter the smaller of line 36 or line 37
38
36,900.
39 Subtract line 38 from line 37
39
86,249.
40 Enter:
$406,750 if single for 2014,
$228,800 if married filing separately for 2014,
$457,600 if married filing jointly or qualifying widow(er) for 2014,
40
406,750.
$432,200 if head of household for 2014, or
$12,150 for an estate or trust.
Form 1040NR filers, see instructions.
41 Enter the amount from line 36
41
36,900.
42 Form 1040 filers, enter the amount from line 7 of your 2014 Qualified Dividends and Capital Gain Tax
Worksheet or the amount from line 19 of your 2014 Schedule D Tax Worksheet, whichever applies. If you
didn't complete either worksheet, see instructions. Form 1041 filers, enter the amount from line 27 of your
2014 Schedule D (Form 1041) or line 18 of your 2014 Schedule D Tax Worksheet, whichever applies. If
you didn't complete either the worksheet or Part V of the 2014 Schedule D (Form 1041), enter the amount
from your 2014 Form 1041, line 22; if zero or less, enter -0-. Form 1040NR filers, see instructions
42
The 2014 Qualified Dividends and Capital Gain Tax Worksheet is in the 2014 Instructions for Form 1040. The 2014 Schedule D Tax Worksheet is in the 2014 Instructions
for Schedule D (Form 1040) (or the 2014 Instructions for Schedule D (Form 1041)).
Form 8801 (2015)
519883
09-02-15
50
EFTA00026343

=== Page 66 ===
Form 8801 (2015)
GHISLAINE MAXWELL
Page 4
Part III
Tax Computation Using Maximum Capital Gains Rates (continued)
43 Add lines 41 and 42
43
36,900.
44 Subtract line 43 from line 40. If zero or less, enter -0-
44
369,850.
45 Enter the smaller of line 39 or line 44
45
86,249.
46 Multiply line 45 by 15% (0.15)
46
12,937.
47 Add lines 38 and 45
47
123,149.
If lines 47 and 27 are the same, skip lines 48 through 52 and go to line 53. Otherwise, go to
line 48.
48 Subtract line 47 from line 37
48
0.
49 Multiply line 48 by 20% (0.20)
49
If line 29 is zero or blank, skip lines 50 through 52 and go to line 53. Otherwise, go to line 50.
50 Add lines 32, 47 and 48
50
51 Subtract line 50 from line 27
51
52 Multiply line 51 by 25% (0.25)
52
53 Add lines 33, 46, 49, and 52
53
35,456.
54 If line 27 is $182,500 or less ($91,250 or less if married filing separately for 2014), multiply line 27
by 26% (0.26). Otherwise, multiply line 27 by 28% (0.28) and subtract $3,650 ($1,825 if married filing
separately for 2014) from the result. Form 1040NR filers, see instructions
54
55,083.
55 Enter the smaller of line 53 or line 54 here and on line 11. If you filed Form 2555 or 2555-EZ for
2014, don't enter this amount on line 11. Instead, enter it on line 4 of the Foreign Earned Income
Tax Worksheet in the instructions for line 11
55
35,456.
Form 8801 (2015)
519884
09-02-15
51
EFTA00026344

=== Page 67 ===
FORM 8801
OMB No. 1545-0121
1116
Foreign Tax Credit
Form
(Individual, Estate, or Trust)
2014
Attach to Form 1040, 1040NR, 1041, or 990-T.
Department of the Treasury
Attachment
Internal Revenue Service (99)
Information about Form 1116 and its separate instructions is at www.irs.gov/form1116.
Sequence No.
19
Name
Identifying number as shown on page 1 of your tax return
GHISLAINE MAXWELL
Use a separate Form 1116 for each category of income listed below. See Categories of Income in the instructions. Check only one box on each Form 1116. Report all
amounts in U.S. dollars except where specified in Part Il below.
a
X
Passive category income
c
Section 901(j) income
e
Lump-sum distributions
b
General category income
di
Certain income re-sourced by treaty
f Resident of (name of country)
UNITED STATES
Note: If you paid taxes to only one foreign country or U.S. possession, use column A in Part / and line A in Part II. If you paid taxes tomore than one
foreign country or U.S. possession, use a separate column and line for each country or possession.
Part I
Taxable Income or Loss From Sources Outside the United States (for Category Checked Above)
Foreign Country or U.S. Possession
Total
A
B
C
(Add cols. A, B, and C.)
g Enter the name of the foreign country or U.S.
OTHER
UNITED
possession
COUNTRIES
KINGDOM
1a Gross income from sources within country shown above
and of the type checked above:
106,055.
22,127.
1a
128,182.
b Check if line 1a is compensation for personal services as
an employee, your total compensation from all sources is
$250,000 or more, and you used an alternative basis to
determine its source (see instructions)
Deductions and losses (Caution: See instructions):
2 Expenses definitely related to the income on line 1a
(attach statement)
11.
3 Pro rata share of other deductions not definitely related:
a Certain itemized deductions or standard deduction
b Other deductions (attach statement)
c Add lines 3a and 3b
di Gross foreign source income
106,055.
22,127.
e Gross income from all sources
369,869.
369,869.
f Divide line 3d by line 3e
.286737
.059824
g Multiply line 3c by line 3f
4 Pro rata share of interest expense:
a Home mortgage interest (use the Worksheet for
Home Mortgage Interest in the instructions)
b Other interest expense
5 Losses from foreign sources
6 Add lines 2, 3g, 4a, 4b, and 5
11.
6
11.
7 Subtract line 6 from line 1a. Enter the result here and on line 15, page 2
7
128,171.
Part II
Foreign Taxes Paid or Accrued
Credit is claimed
Foreign taxes paid or accrued
for taxes
(you must
In foreign currency
In U.S. dollars
check one)
Country
(n) Other
(r) Other
(s) Total foreign
(h)
Paid
Taxes withheld at source on:
foreign
Taxes withheld at source on:
foreign
taxes paid or
(i)
Accrued
taxes paid or
taxes paid or
accrued (add cols.
(j) Date paid
(k) Dividends
(I) Rents royalties and
(m) Interest
accrued
(p) Rents and
accrued
or accrued
(0) Dividends
royalties
(q) Interest
(o) through (r))
A
B
C
8 Add lines A through C, column (s). Enter the total here and on line 9, page 2
8
For Paperwork Reduction Act Notice, see instructions.
Form 1116 (2014)
511481
04-01-15
52
EFTA00026345

=== Page 68 ===
FORM 8801
Form 1116 (2014) GHISLAINE MAXWELL
Page 2
Part III
Figuring the Credit
9 Enter the amount from line 8. These are your total foreign taxes paid or accrued
for the category of income checked above Part I
9
1,120.
10 Carryback or carryover (attach detailed computation)
10
11 Add lines 9 and 10
11
1,120.
12 Reduction in foreign taxes
12
13 Taxes reclassified under high tax kickout
13
14 Combine lines 11, 12, and 13. This is the total amount of foreign taxes available for credit
14
1,120.
15 Enter the amount from line 7. This is your taxable income or (loss) from sources outside the
United States (before adjustments) for the category of income checked above Part I
15
128,171.
16 Adjustments to line 15
16
17 Combine the amounts on lines 15 and 16. This is your net foreign source taxable income.
(If the result is zero or less, you have no foreign tax credit for the category of income
you checked above Part I. Skip lines 18 through 22. However, if you are filing more than
one Form 1116, you must complete line 20.)
17
128,171.
18 Individuals: Enter the amount from Form 1040, line 41, or Form 1040NR, line 39.
Estates and trusts: Enter your taxable income without the deduction for your
exemption
18
233,509.
Caution: If you figured your tax using the lower rates on qualified dividends or capital gains, see instructions.
19 Divide line 17 by line 18. If line 17 is more than line 18, enter "1"
19
.548891
20 Individuals: Enter the amounts from Form 1040, lines 44 and 46. If you are a nonresident alien, enter the amounts from
Form 1040NR, lines 42 and 44. Estates and trusts: Enter the amount from Form 1041, Schedule G, line 1a, or the total
of Form 990-T, lines 36 and 37
20
35,456.
Caution: If you are completing line 20 for separate categorye (lump-sum distributions), see instructions.
21 Multiply line 20 by line 19 (maximum amount of credit)
21
19,461.
22 Enter the smaller of line 14 or line 21. If this is the only Form 1116 you are filing, skip lines 23 through 27 and enter this
amount on line 28. Otherwise, complete the appropriate line in Part IV
22
1,120.
Part IV
Summary of Credits From Separate Parts III
23 Credit for taxes on passive category income
23
24 Credit for taxes on general category income
24
25 Credit for taxes on certain income re-sourced by treaty
25
26 Credit for taxes on lump-sum distributions
26
27 Add lines 23 through 26
27
28 Enter the smaller of line 20 or line 27
28
1,120.
29 Reduction of credit for international boycott operations
29
30 Subtract line 29 from line 28. This is your foreign tax credit. Enter here and on Form 1040, line 48;
Form 1040NR, line 46; Form 1041, Schedule G, line 2a; or Form 990-T, line 40a
30
1,120.
Form 1116 (2014)
511491
12-22-15
53
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=== Page 69 ===
Form
Minimum Tax Foreign Tax Credit
on Exclusion Items
1116AMT - 8801
2014 Schedule D Tax Worksheet Recalculated
Name
GHISLAINE MAXWELL
1. Enter your taxable income from Form 8801, line 10
1.
209,761.
2. Enter your qualified dividends from Form 1040, line 9b
2.
N/A
3. Enter the amount from
Form 4952, line 4g 3.
N/A
4. Enter the amount from
Form 4952, line 4e* 4.
N/A
5. Subtract line 4 from line 3. If zero or less, enter -0- 5.
N/A
6. Subtract line 5 from line 2. If zero or less, enter -0-
6.
N/A
7. Enter the smaller of line 15 or line 16 of Sch. D
7.
N/A
8. Enter the smaller of line 3 or line 4
8.
N/A
9. Subtract line 8 from line 7. If zero or less, enter -0-
9.
N/A
10. Add lines 6 and 9
10. 123,149.
11. Add lines 18 and 19 of Schedule D
11.
12. Enter the smaller of line 9 or line 11
12.
13. Subtract line 12 from line 10
13.
123,149.
14. Subtract line 13 from line 1. If zero or less, enter -0-
14.
86,612.
15. Enter:
$36,900 if single or married filing separately;
$73,800 if married filing jointly or qualifying widow(er); or
$49,400 if head of household
}
15.
36,900.
16. Enter the smaller of line 1 or line 15
16.
36,900.
17. Enter the smaller of line 14 or line 16
17.
36,900.
18. Subtract line 10 from line 1. If zero or less, enter -0-
18.
86,612.
19. Enter the larger of line 17 or line 18
19.
86,612.
20. Subtract line 17 from line 16. This amount is taxed at 0%
20.
If lines 1 and 16 are the same, skip lines 21 through 41 and go to line 42. Otherwise, go to line 21.
21. Enter the smaller of line 1 or line 13
21.
123,149.
22. Enter the amount from line 20 (if line 20 is blank, enter 0)
22.
0.
23. Subtract line 22 from line 21. If zero, or less, enter -0-
23. 123,149.
24. Enter:
$406,750 if single;
$228,800 if married filing separately;
$457,600 if married filing jointly or qualifying widow(er); or
}
24. 406,750.
$432,200 if head of household
25. Enter the smaller of line 1 or line 24
25. 209,761.
26. Add lines 19 and 20
26.
86,612.
27. Subtract line 26 from line 25, if zero or less, enter -0-
27. 123,149.
28. Enter the smaller of line 23 or line 27
28. 123,149.
29. Multiply line 28 by 15% (.15)
29.
N/A
30. Add lines 22 and 28
30. 123,149.
If lines 1 and 30 are the same, skip lines 31 through 41 and go to line 42. Otherwise, go to line 31.
31. Subtract line 30 from line 21
31.
32. Multiply line 31 by 20% (.20)
32.
N/A
If Schedule D, line 19, is zero or blank, skip lines 33 through 38 and go to line 39. Otherwise, go to line 33.
33. Enter the smaller of line 9 above or Schedule D, line 19
33.
34. Add lines 10 and 19
34.
35. Enter the amount from line 1 above
35.
36. Subtract line 35 from line 34. If zero or less, enter -0-
36.
37. Subtract line 36 from line 33. If zero or less, enter -0-
37.
38. Multiply line 37 by 25% (.25)
38.
N/A
If Schedule D, line 18, is zero or blank, skip lines 39 through 41 and go to line 42. Otherwise, go to line 39.
511525 10-26-15
54
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=== Page 70 ===
Minimum Tax Foreign Tax Credit on Exclusion Items 2014 Schedule D Tax Worksheet Recalculated - Continued
39. Add lines 19, 20, 28, 31, and 37
39.
40. Subtract line 39 from line 1
40.
41. Multiply line 40 by 28% (.28)
41.
N/A
42. Figure the tax on the amount on line 19. If the amount on line 19 is less than $100,000, use the Tax Table to figure
the tax. If the amount on line 19 is $100,000 or more, use the Tax Computation Worksheet
42.
N/A
43. Add lines 29, 32, 38, 41, and 42
43.
N/A
44. Figure the tax on the amount on line 1. If the amount on line 1 is less than $100,000, use the Tax Table to figure the
tax. If the amount on line 1 is $100,000 or more, use the Tax Computation Worksheet
44.
N/A
45. Tax on all taxable income (including capital gains and qualified dividends). Enter the smaller of line 43 or
line 44
45.
N/A
COPY
511526
04-01-15
55
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=== Page 71 ===
6781
Gains and Losses From Section 1256
OMB No. 1545-0644
Form
Contracts and Straddles
2015
Department of the Treasury
Information about Form 6781 and its instructions is at www.irs.gov/form6781.
Attachment
Internal Revenue Service
Attach to your tax return.
Sequence No.
82
Name(s) shown on tax return
Identifying number
GHISLAINE MAXWELL
Check all applicable boxes A
Mixed straddle election
C
Mixed straddle account election
(see instructions).
B
Straddle-by-straddle identification election
D
Net section 1256 contracts loss election
Part I
Section 1256 Contracts Marked to Market
(a) Identification of account
(b) (Loss)
(c) Gain
1 FROM K-1 ALPHAKEYS MILLENNIUM
FUND, L.L.C.
25.
2 Add the amounts on line 1 in columns (b) and (c)
2
(
)
25.
3 Net gain or (loss). Combine line 2, columns (b) and (c)
3
25.
4 Form 1099-B adjustments. See instructions and attach statement
4
5 Combine lines 3 and 4
5
25.
Note: If line 5 shows a net gain, skip line 6 and enter the gain on line 7. Partnerships and S corporations, see
instructions.
6 If you have a net section 1256 contracts loss and checked box D above, enter the amount of loss to be
carried back. Enter the loss as a positive number. If you did not check box D, enter -0-
6
7 Combine lines 5 and 6
7
25.
8 Short-term capital gain or (loss). Multiply line 7 by 40% (.40). Enter here and include on line 4 of Schedule D
or on Form 8949 (see instructions)
8
10.
9 Long-term capital gain or (loss). Multiply line 7 by 60% (.60). Enter here and include on line 11 of Schedule
D or on Form 8949 (see instructions)
9
15.
Part II
Gains and Losses From Straddles. Attach a separate statement listing each straddle and its components.
Section A - Losses From Straddles
(b) Date
entered into or
(f) Loss
(h) Recognized loss.
acquired
(e) Cost or
If column (e) is
(d) Gross
(g) Unrecognized
If column (f)
(a) Description of property
(c) Date
other basis
more than (d), enter
gain on offsetting
is more than (g).
closed out or
sales price
plus expense
difference.
sold
positions
enter difference.
of sale
Otherwise,
Otherwise, enter -0-
Mo.
Day
Yr.
enter -0-
10
11 a Enter the short-term portion of losses from line 10, column (h), here and include on line 4 of Schedule D or on
Form 8949 (see instructions)
11a
(
)
b Enter the long-term portion of losses from line 10, column (h), here and include on line 11 of Schedule D or on
Form 8949 (see instructions)
11b
(
)
Section B - Gains From Straddles
(b) Date entered
(f) Gain. If column (d)
into or acquired
(a) Description of property
(d) Gross sales price
(e) Cost or other basis
is more than (e),
(c) Date closed
out or sold
plus expense of sale
enter difference
Otherwise, enter -0-
Mo.
Day
Yr.
12
13 a Enter the short-term portion of gains from line 12, column (f), here and include on line 4 of Schedule D or on
Form 8949 (see instructions)
13a
b Enter the long-term portion of gains from line 12, column (f), here and include on line 11 of Schedule D or on
Form 8949 (see instructions)
13b
Part III
Unrecognized Gains From Positions Held on Last Day of Tax Year. Memo Entry Only (see instructions)
(b) Date acquired
(c) Fair market value
(a) Description of property
on last business day of
(d) Cost or other basis
(c) Unrecognized gain. If column
Mo.
Day
as adjusted
(c) is more than (d), enter
Yr.
tax year
difference Otherwise, enter -0-
14
519701
11-25-15 LHA For Paperwork Reduction Act Notice, see instructions.
Form 6781 (2015)
56
EFTA00026349

=== Page 72 ===
8582
OMB No. 1545-1008
Form
Passive Activity Loss Limitations
See separate instructions.
2015
Department of the Treasury
Attach to Form 1040 or Form 1041.
Attachment
Internal Revenue Service (99)
Information about Form 8582 and its instructions is available at www.irs.gov/form8582.
Sequence No.
88
Name(s) shown on return
Identifying number
GHISLAINE MAXWELL
Part I
2015 Passive Activity Loss Caution: Complete Worksheets 1, 2, and 3 before completing Part 1.
Rental Real Estate Activities With Active Participation (For the definition of active participation, see
Special Allowance for Rental Real Estate Activities in the instructions.)
1a Activities with net income (enter the amount from Worksheet 1,
column (a))
1a
b Activities with net loss (enter the amount from Worksheet 1,
column (b))
1b
(
)
C Prior years unallowed losses (enter the amount from Worksheet
1, column (c))
1c
(
)
d Combine lines 1a, 1b, and 1c
1d
Commercial Revitalization Deductions From Rental Real Estate Activities
2a Commercial revitalization deductions from Worksheet 2, column (a)
2a
(
)
b Prior year unallowed commercial revitalization deductions from
Worksheet 2, column (b)
2b
(
)
C Add lines 2a and 2b
2c
(
)
All Other Passive Activities
3a Activities with net income (enter the amount from Worksheet 3,
column (a))
3a
b Activities with net loss (enter the amount from Worksheet 3,
column (b))
3b
(
118,351,
c Prior years unallowed losses (enter the amount from Worksheet 3,
column (c))
3c
(
4,275,
d Combine lines 3a, 3b, and 3c
3d
-122,626.
4 Combine lines 1d, 2c, and 3d. If this line is zero or more, stop here and include this form with your return; all
losses are allowed, including any prior year unallowed losses entered on line 1c, 2b, or 3c. Report the losses on
the forms and schedules normally used
4
-122,626.
If line 4 is a loss and:
Line 1d is a loss, go to Part II.
Line 2c is a loss (and line 1d is zero or more), skip Part II and go to Part III.
Line 3d is a loss (and lines 1d and 2c are zero or more), skip Parts II and III and go to line 15.
Caution: If your filing status is married filing separately and you lived with your spouse at any time during the year,do not complete
Part II or Part III. Instead, go to line 15.
Part II
Special Allowance for Rental Real Estate Activities With Active Participation
Note: Enter all numbers in Part II as positive amounts. See instructions for an example.
5 Enter the smaller of the loss on line 1d or the loss on line 4
5
6 Enter $150,000. If married filing separately, see instructions
6
7 Enter modified adjusted gross income, but not less than zero (see instructions)
7
Note: If line 7 is greater than or equal to line 6, skip lines 8 and
9, enter -0- on line 10. Otherwise, go to line 8.
8 Subtract line 7 from line 6
8
9 Multiply line 8 by 50% (.5). Do not enter more than $25,000. If married filing separately, see instructions
9
10 Enter the smaller of line 5 or line 9
10
If line 2c is a loss, go to Part III. Otherwise, go to line 15.
Part III
Special Allowance for Commercial Revitalization Deductions From Rental Real Estate Activities
Note: Enter all numbers in Part III as positive amounts. See the example for Part II in the instructions.
11 Enter $25,000 reduced by the amount, if any, on line 10. If married filing separately, see instructions
11
12 Enter the loss from line 4
12
13 Reduce line 12 by the amount on line 10
13
14 Enter the smallest of line 2c (treated as a positive amount), line 11, or line 13
14
Part IV
Total Losses Allowed
15 Add the income, if any, on lines 1a and 3a and enter the total
15
16 Total losses allowed from all passive activities for 2015. Add lines 10, 14, and 15. See instructions
to find out how to report the losses on your tax return
SEE STATEMENT 37
16
0.
LHA 519761 12-09-15 For Paperwork Reduction Act Notice, see instructions.
Form 8582 (2015)
57
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=== Page 73 ===
Form 8582 (2015) GHISLAINE MAXWELL
Page 2
Caution: The worksheets must be filed with your tax return. Keep a copy for your records.
Worksheet 1- - For Form 8582, Lines 1a, 1b, and 1c (See instructions.)
Current year
Prior years
Overall gain or loss
Name of activity
(a) Net income
(b) Net loss
(c) Unallowed
(d) Gain
(e) Loss
(line 1a)
(line 1b)
loss (line 1c)
Total. Enter on Form 8582, lines 1a,
1b, and 1c
Worksheet 2 - - For Form 8582, Lines 2a and 2b (See instructions.)
Name of activity
(a) Current year
(b) Prior year
(c) Overall loss
deductions (line 2a)
unallowed deductions (line 2b)
Total. Enter on Form 8582, lines 2a
and 2b
Worksheet 3 - - For Form 8582, Lines 3a, 3b, and 3c (See instructions.)
Current year
Prior years
Overall gain or loss
Name of activity
(a) Net income
(b) Net loss
(c) Unallowed
(d) Gain
(e) Loss
(line 3a)
(line 3b)
loss (line 3c)
SEE ATTACHED STATEMENT FOR WORKSHEET 3
Total. Enter on Form 8582, lines 3a,
3b, and 3c
118,351.
-4,275.
Worksheet 4 - Use this worksheet if an amount is shown on Form 8582, line 10 or 14 (See instructions.)
Form or schedule
and line number
(d) Subtract
(c) Special
Name of activity
to be reported on
(a) Loss
(b) Ratio
column (c)
allowance
(see instructions)
from column (a)
Total
Worksheet 5 - Allocation of Unallowed Losses (See instructions.)
Form or schedule
and line number
Name of activity
to be reported on
(a) Loss
(b) Ratio
(c) Unallowed loss
(see instructions)
SEE ATTACHED
STATEMENT FOR WORKSHEET
5
Total
122,626.
1.000000000
122,626.
519762 12-09-15
Form 8582 (2015)
58
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=== Page 74 ===
Form 8582 (2015) GHISLAINE MAXWELL
Page 3
Worksheet 6 - Allowed Losses (See instructions.)
Form or schedule
and line number
Name of activity
to be reported on
(a) Loss
(b) Unallowed loss
(c) Allowed loss
(see instructions)
SEE ATTACHED
STATEMENT FOR WORKSHEET
6
Total
122,626.
122,626.
Worksheet 7 - Activities With Losses Reported on Two or More Forms or Schedules (See instructions.)
Name of activity:
(a)
(b)
(c) Ratio
(d) Unallowed
(e) Allowed loss
loss
Form or schedule and line number
to be reported on (see
instructions):
1a Net loss plus prior year unallowed
loss from form or schedule
b Net income from form or
schedule
c Subtract line 1b from line 1a. If zero or less, enter -0-
Form or schedule and line number
to be reported on (see
instructions):
1a Net loss plus prior year unallowed
loss from form or schedule
b Net income from form or
schedule
C Subtract line 1b from line 1a. If zero or less, enter 0.
Form or schedule and line number
to be reported on (see
instructions):
1a Net loss plus prior year unallowed
loss from form or schedule
b Net income from form or
schedule
c Subtract line 1b from line 1a. If zero or less, enter -0-
Total
Form 8582 (2015)
519763
12-09-15
59
EFTA00026352

=== Page 75 ===
Form 8582-CR
Passive Activity Credit Limitations
OMB No. 1545-1034
(Rev. January 2012)
See separate instructions.
Department of the Treasury
Attach to Form 1040 or 1041.
Attachment
Internal Revenue Service
Sequence No. 89
Name(s) shown on return
Identifying number
GHISLAINE MAXWELL
Part I
Passive Activity Credits
Caution: If you have credits from a publicly traded partnership, see Publicly Traded Partnerships (PTPs) in the instructions.
Credits From Rental Real Estate Activities With Active Participation (Other Than Rehabilitation Credits and
Low-Income Housing Credits) (See Lines 1a through 1c in the instructions.)
1a Credits from Worksheet 1, column (a)
1a
b Prior year unallowed credits from Worksheet 1, column (b)
1b
C Add lines 1a and 1b
1c
Rehabilitation Credits From Rental Real Estate Activities and Low-Income Housing Credits for Property Placed in Service
Before 1990 (or From Pass-Through Interests Acquired Before 1990) (See Lines 2a through 2c in the instructions.)
2a Credits from Worksheet 2, column (a)
2a
b Prior year unallowed credits from Worksheet 2, column (b)
2b
C Add lines 2a and 2b
2c
Low-Income Housing Credits for Property Placed in Service After 1989 (See Lines 3a through 3c in the instructions.)
3a Credits from Worksheet 3, column (a)
3a
b Prior year unallowed credits from Worksheet 3, column (b)
3b
c Add lines 3a and 3b
3c
All Other Passive Activity Credits (See Lines 4a through 4c in the instructions.)
4a Credits from Worksheet 4, column (a)
4a
29.
b Prior year unallowed credits from Worksheet 4, column (b)
4b
C Add lines 4a and 4b
4c
29.
5 Add lines 1c, 2c, 3c, and 4c
5
29.
6 Enter the tax attributable to net passive income (see instructions)
6
0.
7 Subtract line 6 from line 5. If line 6 is more than or equal to line 5, enter -0- and see instructions
7
29.
Note: If your filing status is married filing separately and you lived with your spouse at any time during the year,
do not complete Part II, III, or IV. Instead, go to line 37.
Part II
Special Allowance for Rental Real Estate Activities With Active Participation
Note: Complete this part only if you have an amount on line 1c. Otherwise, go to Part III.
8 Enter the smaller of line 1c or line 7
8
9 Enter $150,000. If married filing separately, see instructions
9
10 Enter modified adjusted gross income, but not less than zero (see instructions).
If line 10 is equal to or more than line 9, skip lines 11
through 15 and enter -0- on line 16
10
11 Subtract line 10 from line 9
11
12 Multiply line 11 by 50% (.50). Do not enter more than $25,000. If married
filing separately, see instructions
12
13a Enter the amount, if any, from line 10 of
Form 8582
13a
b Enter the amount, if any, from line 14 of
Form 8582
13b
c Add lines 13a and 13b
13c
14 Subtract line 13c from line 12
14
15 Enter the tax attributable to the amount on line 14 (see instructions)
15
16 Enter the smaller of line 8 or line 15
16
LHA For Paperwork Reduction Act Notice, see instructions.
Form 8582-CR (Rev. 01-2012)
519771 04-01-15
60
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=== Page 76 ===
Form 8582-CR (Rev. 01-2012) GHISLAINE MAXWELL
Page 2
Part III
Special Allowance for Rehabilitation Credits From Rental Real Estate Activities and Low-Income
Housing Credits for Property Placed in Service Before 1990 (or From Pass-Through Interests
Acquired Before 1990)
Note: Complete this part only if you have an amount on line 2c. Otherwise, go to Part IV.
17 Enter the amount from line 7
17
18 Enter the amount from line 16
18
19 Subtract line 18 from line 17. If zero, enter -0- here and on lines 30 and 36, and then go to Part V
19
20 Enter the smaller of line 2c or line 19
20
21 Enter $250,000. If married filing separately, see instructions to find
out if you can skip lines 21 through 26
21
22 Enter modified adjusted gross income, but not less than zero. (See instructions for line 10.) If line
22 is equal to or more than line 21, skip lines 23 through 29 and enter -0- on line 30
22
23 Subtract line 22 from line 21
23
24 Multiply line 23 by 50% (.50). Do not enter more than $25,000. If married
filing separately, see instructions
24
25a Enter the amount, if any, from line 10 of
Form 8582
25a
b Enter the amount, if any, from line 14 of
Form 8582
25b
C Add lines 25a and 25b
25c
26 Subtract line 25c from line 24
26
27 Enter the tax attributable to the amount on line 26 (see instructions)
27
28 Enter the amount, if any, from line 18
28
29 Subtract line 28 from line 27
29
30 Enter the smaller of line 20 or line 29
30
Part IV
Special Allowance for Low-Income Housing Credits for Property Placed in Service After 1989
Note: Complete this part only if you have an amount on line 3c. Otherwise, go to Part V.
31 If you completed Part III, enter the amount from line 19. Otherwise, subtract line 16 from line 7
31
32 Enter the amount from line 30
32
33 Subtract line 32 from line 31. If zero, enter -0- here and on line 36
33
34 Enter the smaller of line 3c or line 33
34
35 Tax attributable to the remaining special allowance (see instructions)
35
36 Enter the smaller of line 34 or line 35
36
Part V
Passive Activity Credit Allowed
37 Passive Activity Credit Allowed. Add lines 6, 16, 30, and 36. See instructions to find out how to report the allowed credit on
your tax return and how to allocate allowed and unallowed credits if you have more than one credit or credits from more than one
activity. If you have any credits from a publicly traded partnership, see Publicly Traded Partnerships (PTPs) in the instructions.
37
0.
Part VI
Election To Increase Basis of Credit Property
38 If you disposed of your entire interest in a passive activity or former passive activity in a fully taxable transaction, and you
elect to increase your basis in credit property used in that activity by the unallowed credit that reduced your basis in the
property, check this box. See instructions
39 Name of passive activity disposed of
40 Description of the credit property for which the election is being made
41 Amount of unallowed credit that reduced your basis in the property
$
Form 8582-CR (Rev. 01-2012)
519772
04-01-15
61
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=== Page 77 ===
ALTERNATIVE MINIMUM TAX
8582
OMB No. 1545-1008
Form
Passive Activity Loss Limitations
See separate instructions.
2015
Department of the Treasury
Attach to Form 1040 or Form 1041.
Attachment
Internal Revenue Service (99)
Information about Form 8582 and its instructions is available at www.irs.gov/form8582.
Sequence No.
88
Name(s) shown on return
Identifying number
GHISLAINE MAXWELL
Part I
2015 Passive Activity Loss Caution: Complete Worksheets 1, 2, and 3 before completing Part 1.
Rental Real Estate Activities With Active Participation (For the definition of active participation, see
Special Allowance for Rental Real Estate Activities in the instructions.)
1a Activities with net income (enter the amount from Worksheet 1,
column (a))
1a
b Activities with net loss (enter the amount from Worksheet 1,
column (b))
1b
(
)
C Prior years unallowed losses (enter the amount from Worksheet
1, column (c))
1c
(
)
d Combine lines 1a, 1b, and 1c
1d
Commercial Revitalization Deductions From Rental Real Estate Activities
2a Commercial revitalization deductions from Worksheet 2, column (a)
2a
(
)
b Prior year unallowed commercial revitalization deductions from
Worksheet 2, column (b)
2b
(
)
C Add lines 2a and 2b
2c
(
)
All Other Passive Activities
3a Activities with net income (enter the amount from Worksheet 3,
column (a))
3a
b Activities with net loss (enter the amount from Worksheet 3,
column (b))
3b
(
118,351,
c Prior years unallowed losses (enter the amount from Worksheet 3,
column (c))
3c
(
4,275,
d Combine lines 3a, 3b, and 3c
3d
-122,626.
4 Combine lines 1d, 2c, and 3d. If this line is zero or more, stop here and include this form with your return; all
losses are allowed, including any prior year unallowed losses entered on line 1c, 2b, or 3c. Report the losses on
the forms and schedules normally used
4
-122,626.
If line 4 is a loss and:
Line 1d is a loss, go to Part II.
Line 2c is a loss (and line 1d is zero or more), skip Part II and go to Part III.
Line 3d is a loss (and lines 1d and 2c are zero or more), skip Parts II and III and go to line 15.
Caution: If your filing status is married filing separately and you lived with your spouse at any time during the year,do not complete
Part II or Part III. Instead, go to line 15.
Part II
Special Allowance for Rental Real Estate Activities With Active Participation
Note: Enter all numbers in Part II as positive amounts. See instructions for an example.
5 Enter the smaller of the loss on line 1d or the loss on line 4
5
6 Enter $150,000. If married filing separately, see instructions
6
7 Enter modified adjusted gross income, but not less than zero (see instructions)
7
Note: If line 7 is greater than or equal to line 6, skip lines 8 and
9, enter -0- on line 10. Otherwise, go to line 8.
8 Subtract line 7 from line 6
8
9 Multiply line 8 by 50% (.5). Do not enter more than $25,000. If married filing separately, see instructions
9
10 Enter the smaller of line 5 or line 9
10
If line 2c is a loss, go to Part III. Otherwise, go to line 15.
Part III
Special Allowance for Commercial Revitalization Deductions From Rental Real Estate Activities
Note: Enter all numbers in Part III as positive amounts. See the example for Part II in the instructions.
11 Enter $25,000 reduced by the amount, if any, on line 10. If married filing separately, see instructions
11
12 Enter the loss from line 4
12
13 Reduce line 12 by the amount on line 10
13
14 Enter the smallest of line 2c (treated as a positive amount), line 11, or line 13
14
Part IV
Total Losses Allowed
15 Add the income, if any, on lines 1a and 3a and enter the total
15
16 Total losses allowed from all passive activities for 2015. Add lines 10, 14, and 15. See instructions
to find out how to report the losses on your tax return
SEE STATEMENT 44
16
0.
LHA 519761 12-09-15 For Paperwork Reduction Act Notice, see instructions.
Form 8582 (2015)
62
EFTA00026355

=== Page 78 ===
ALTERNATIVE MINIMUM TAX
Form 8582 (2015) GHISLAINE MAXWELL
Page 2
Caution: The worksheets must be filed with your tax return. Keep a copy for your records.
Worksheet 1- - For Form 8582, Lines 1a, 1b, and 1c (See instructions.)
Current year
Prior years
Overall gain or loss
Name of activity
(a) Net income
(b) Net loss
(c) Unallowed
(d) Gain
(e) Loss
(line 1a)
(line 1b)
loss (line 1c)
Total. Enter on Form 8582, lines 1a,
1b, and 1c
Worksheet 2 - - For Form 8582, Lines 2a and 2b (See instructions.)
Name of activity
(a) Current year
(b) Prior year
(c) Overall loss
deductions (line 2a)
unallowed deductions (line 2b)
Total. Enter on Form 8582, lines 2a
and 2b
Worksheet 3 - For Form 8582, Lines 3a, 3b, and 3c (See instructions.)
Current year
Prior years
Overall gain or loss
Name of activity
(a) Net income
(b) Net loss
(c) Unallowed
(d) Gain
(e) Loss
(line 3a)
(line 3b)
loss (line 3c)
SEE ATTACHED STATEMENT FOR WORKSHEET 3
Total. Enter on Form 8582, lines 3a,
3b, and 3c
118,351.
-4,275.
Worksheet 4 - Use this worksheet if an amount is shown on Form 8582, line 10 or 14 (See instructions.)
Form or schedule
and line number
(d) Subtract
(c) Special
Name of activity
to be reported on
(a) Loss
(b) Ratio
column (c)
allowance
(see instructions)
from column (a)
Total
Worksheet 5 - Allocation of Unallowed Losses (See instructions.)
Form or schedule
and line number
Name of activity
to be reported on
(a) Loss
(b) Ratio
(c) Unallowed loss
(see instructions)
SEE ATTACHED
STATEMENT FOR WORKSHEET
5
Total
122,626.
1.000000000
122,626.
519762 12-09-15
Form 8582 (2015)
63
EFTA00026356

=== Page 79 ===
ALTERNATIVE MINIMUM TAX
Form 8582 (2015) GHISLAINE MAXWELL
Page 3
Worksheet 6 - - Allowed Losses (See instructions.)
Form or schedule
and line number
Name of activity
to be reported on
(a) Loss
(b) Unallowed loss
(c) Allowed loss
(see instructions)
SEE ATTACHED
STATEMENT FOR WORKSHEET
6
Total
122,626.
122,626.
Worksheet 7 - Activities With Losses Reported on Two or More Forms or Schedules (See instructions.)
Name of activity:
(a)
(b)
(c) Ratio
(d) Unallowed
(e) Allowed loss
loss
Form or schedule and line number
to be reported on (see
instructions):
1a Net loss plus prior year unallowed
loss from form or schedule
b Net income from form or
schedule
c Subtract line 1b from line 1a. If zero or less, enter -0-
Form or schedule and line number
to be reported on (see
instructions):
1a Net loss plus prior year unallowed
loss from form or schedule
b Net income from form or
schedule
C Subtract line 1b from line 1a. If zero or less, enter 0.
Form or schedule and line number
to be reported on (see
instructions):
1a Net loss plus prior year unallowed
loss from form or schedule
b Net income from form or
schedule
c Subtract line 1b from line 1a. If zero or less, enter -0-
Total
Form 8582 (2015)
519763
12-09-15
64
EFTA00026357

=== Page 80 ===
OMB No. 1545-2195
8938
Statement of Specified Foreign Financial Assets
Form
Information about Form 8938 and its separate instructions is at www.irs.gov/form8938.
2015
Attach to your tax return.
Department of the Treasury
Attachment
Internal Revenue Service
For calendar year 2015 or tax year beginning
and ending
Sequence No. 175
If you have attached continuation statements, check here
X
Number of continuation statements
3
Name(s) shown on return
TIN
GHISLAINE MAXWELL
Part I Foreign Deposit and Custodial Accounts Summary
1 Number of Deposit Accounts (reported on Form 8938)
5
2 Maximum Value of All Deposit Accounts
$
2,488,652.
3 Number of Custodial Accounts (reported on Form 8938)
4 Maximum Value of All Custodial Accounts
$
5 Were any foreign deposit or custodial accounts closed during the tax year?
Yes
X
No
Part II Other Foreign Assets Summary
1 Number of Foreign Assets (reported on Form 8938)
2
2 Maximum Value of All Assets
$
3 Were any foreign assets acquired or sold during the tax year?
Yes
X
No
Part III Summary of Tax Items Attributable to Specified Foreign Financial Assets (see instructions)
(c) Amount reported on
Where reported
(a) Asset Category
(b) Tax item
form or schedule
(d) Form and line
(e) Schedule and line
1 Foreign Deposit and
1a Interest
$
22,255.
1040/LINE 8A
SCH B, LN 1
Custodial Accounts
1b Dividends
$
1c Royalties
$
1d Other income
$
1e Gains (losses)
$
1f Deductions
$
1g Credits
$
3,637.
1040/LINE 48
2 Other Foreign Assets
2a Interest
$
2b Dividends
$
2c Royalties
$
2d Other income
$
2e Gains (losses)
$
2f Deductions
$
2g Credits
$
Part IV Excepted Specified Foreign Financial Assets (see instructions)
If you reported specified foreign financial assets on one or more of the following forms, enter the number of such forms filed. You do not need to
include these assets on Form 8938 for the tax year.
1. Number of Forms 3520
2. Number of Forms 3520-A
3. Number of Forms 5471
4. Number of Forms 8621
5. Number of Forms 8865
Part V Detailed Information for Each Foreign Deposit and Custodial Account Included in the Part I Summary
(see instructions)
If you have more than one account to report, attach a continuation statement for each additional account (see instructions).
1 Type of account
X
Deposit
Custodial
2 Account number or other designation
3 Check all that apply a
Account opened during tax year
b
Account closed during tax year
C
Account jointly owned with spouse d
X
No tax item reported in Part III with respect to this asset
4 Maximum value of account during tax year
$
47,524.
5 Did you use a foreign currency exchange rate to convert the value of the account into U.S. dollars?
X
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(a) Foreign currency in which account
(b) Foreign currency exchange rate used to
(c) Source of exchange rate used if not from U.S.
is maintained
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
UNITED KINGDOM, POUND
LHA For Paperwork Reduction Act Notice, see the separate instructions.
Form 8938 (2015)
523021
11-05-15
65
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=== Page 81 ===
Form 8938 (2015)
GHISLAINE MAXWELL
Page 2
Part V Detailed Information for Each Foreign Deposit and Custodial Account Included in the Part I Summary
(see instructions) (continued)
7a Name of financial institution in which account is maintained
b Reserved
BARCLAYS
8 Mailing address of financial institution in which account is maintained. Number, street, and room or suite no.
8 WEST HALKIN STREET
9 City or town, state or province, and country (including postal code)
LONDON SW1X 8JE UNITED KINGDOM
Part VI Detailed Information for Each "Other Foreign Asset" Included in the Part II Summary (see instructions)
Note. If you reported specified foreign financial assets on Forms 3520, 3520-A, 5471, 8621, or 8865, you do not have to include the assets on
Form 8938. You must complete Part IV. See instructions.
If you have more than one asset to report, attach a continuation statement for each additional asset (see instructions).
1 Description of asset
2 Identifying number or other designation
WEALTH AT WORK LIMITED - PENSION FUND
3 Complete all that apply. See instructions for reporting of multiple acquisition or disposition dates.
a Date asset acquired during tax year, if applicable
b Date asset disposed of during tax year, if applicable
C
Check if asset jointly owned with spouse
d
X
Check if no tax item reported in Part III with respect to this asset
4 Maximum value of asset during tax year (check box that applies)
a
$0- $50,000
b
$50,001 $100,000
C
$100,001 $150,000
d
$150,001 $200,000
e If more than $200,000, list value
$
5 Did you use a foreign currency exchange rate to convert the value of the asset into U.S. dollars?
X
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(a) Foreign currency in which asset is
(b) Foreign currency exchange rate used to
(c) Source of exchange rate used if not from U.S.
denominated
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
UNITED KINGDOM, POUND
.675000000
7 If asset reported on line 1 is stock of a foreign entity or an interest in a foreign entity, enter the following information for the asset.
a Name of foreign entity
b Reserved
C Type of foreign entity
(1)
Partnership
(2)
Corporation
(3)
Trust
(4)
Estate
d Mailing address of foreign entity. Number, street, and room or suite no.
e City or town, state or province, and country (including postal code)
8 If asset reported on line 1 is not stock of a foreign entity or an interest in a foreign entity, enter the following information for the asset.
Note. If this asset has more than one issuer or counterparty, attach a continuation statement with the same information for each additional issuer or
counterparty (see instructions).
a Name of issuer or counterparty WEALTH AT WORK LIMITED
Check if information is for
X
Issuer
Counterparty
b Type of issuer or counterparty
(1)
Individual
(2)
X
Partnership
(3)
Corporation
(4)
Trust
(5)
Estate
c Check if issuer or counterparty is a
U.S. person
X
Foreign person
d Mailing address of issuer or counterparty. Number, street, and room or suite no.
5 TEMPLE SQUARE, TEMPLE STREET
e City or town, state or province, and country (including postal code)
LIVERPOOL L2 5RH UNITED KINGDOM
Form 8938 (2015)
523022
11-05-15
66
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=== Page 82 ===
Last Name or Organization Name
Identification Number
Form 8938
GHISLAINE MAXWELL
Part V Foreign Deposit and Custodial Accounts (see instructions)
1 Type of account
X
Deposit
Custodial
2 Account number or other designation
3 Check all that apply a
Account opened during tax year
b
Account closed during tax year
C
Account jointly owned with spouse d
No tax item reported in Part III with respect to this asset
4 Maximum value of account during tax year
$
1,164,654.
5 Did you use a foreign currency exchange rate to convert the value of the account into U.S. dollars?
X
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(1) Foreign currency in which account
(2) Foreign currency exchange rate used to
(3) Source of exchange rate used if not from U.S.
is maintained
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
UNITED KINGDOM, POUND
7a Name of financial institution in which account is maintained
b Reserved
CATER ALLEN PRIVATE BANK
8 Mailing address of financial institution in which account is maintained. Number, street, and room or suite no.
9 NELSON STREET
9 City or town, province or state, and country (including postal code)
BRADFORD BD1 5AN UNITED KINGDOM
1 Type of account
X
Deposit
Custodial
2 Account number or other designation
3 Check all that apply a
Account opened during tax year
b
Account closed during tax year
C
Account jointly owned with spouse
d
No tax item reported in Part III with respect to this asset
4 Maximum value of account during tax year
$
304,665.
5 Did you use a foreign currency exchange rate to convert the value of the account into U.S. dollars?
X
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(1) Foreign currency in which account
(2) Foreign currency exchange rate used to
(3) Source of exchange rate used if not from U.S.
is maintained
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
UNITED KINGDOM, POUND
7a Name of financial institution in which account is maintained
b Reserved
BARCLAYS
8 Mailing address of financial institution in which account is maintained. Number, street, and room or suite no.
8 WEST HALKIN STREET
9 City or town, province or state, and country (including postal code)
LONDON SW1X 8JE UNITED KINGDOM
1 Type of account
X
Deposit
Custodial
2 Account number or other designation
3 Check all that apply a
Account opened during tax year
b
Account closed during tax year
C
Account jointly owned with spouse d
X
No tax item reported in Part III with respect to this asset
4 Maximum value of account during tax year
$
55,668.
5 Did you use a foreign currency exchange rate to convert the value of the account into U.S. dollars?
X
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(1) Foreign currency in which account
(2) Foreign currency exchange rate used to
(3) Source of exchange rate used if not from U.S.
is maintained
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
UNITED KINGDOM, POUND
7a Name of financial institution in which account is maintained
b Reserved
WEALTH AT WORK LIMITED
8 Mailing address of financial institution in which account is maintained. Number, street, and room or suite no.
5 TEMPLE SQUARE, TEMPLE STREET
9 City or town, province or state, and country (including postal code)
LIVERPOOL L2 5RH UNITED KINGDOM
523031 06-24-15
67
EFTA00026360

=== Page 83 ===
Last Name or Organization Name
Identification Number
Form 8938
GHISLAINE MAXWELL
Part V Foreign Deposit and Custodial Accounts (see instructions)
1 Type of account
X
Deposit
Custodial
2 Account number or other designation
3 Check all that apply a
Account opened during tax year
b
Account closed during tax year
C
Account jointly owned with spouse d
No tax item reported in Part III with respect to this asset
4 Maximum value of account during tax year
$
916,141.
5 Did you use a foreign currency exchange rate to convert the value of the account into U.S. dollars?
X
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(1) Foreign currency in which account
(2) Foreign currency exchange rate used to
(3) Source of exchange rate used if not from U.S.
is maintained
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
UNITED KINGDOM, POUND
7a Name of financial institution in which account is maintained
b Reserved
BARCLAYS
8 Mailing address of financial institution in which account is maintained. Number, street, and room or suite no.
8 WEST HALKIN STREET
9 City or town, province or state, and country (including postal code)
LONDON SW1X 8JE UNITED KINGDOM
1 Type of account
Deposit
Custodial
2 Account number or other designation
3 Check all that apply a
Account opened during tax year
b
Account closed during tax year
C
Account jointly owned with spouse
d
No tax item reported in Part III with respect to this asset
4 Maximum value of account during tax year
$
5 Did you use a foreign currency exchange rate to convert the value of the account into U.S. dollars?
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(1) Foreign currency in which account
(2) Foreign currency exchange rate used to
(3) Source of exchange rate used if not from U.S.
is maintained
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
7a Name of financial institution in which account is maintained
b Reserved
8 Mailing address of financial institution in which account is maintained. Number, street, and room or suite no.
9 City or town, province or state, and country (including postal code)
1 Type of account
Deposit
Custodial
2 Account number or other designation
3 Check all that apply a
Account opened during tax year
b
Account closed during tax year
C
Account jointly owned with spouse d
No tax item reported in Part III with respect to this asset
4 Maximum value of account during tax year
$
5 Did you use a foreign currency exchange rate to convert the value of the account into U.S. dollars?
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(1) Foreign currency in which account
(2) Foreign currency exchange rate used to
(3) Source of exchange rate used if not from U.S.
is maintained
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
7a Name of financial institution in which account is maintained
b Reserved
8 Mailing address of financial institution in which account is maintained. Number, street, and room or suite no.
9 City or town, province or state, and country (including postal code)
523031 06-24-15
68
EFTA00026361

=== Page 84 ===
Last Name or Organization Name
Identification Number
Form 8938
GHISLAINE MAXWELL
Part VI Other Foreign Assets
Note. If you reported specified foreign financial assets on Forms 3520, 3520-A, 5471, 8621, or 8865, you do not have to include the assets on
Form 8938. You must complete Part IV. See instructions.
If you have more than one asset to report, attach a continuation sheet with the same information for each additional asset (see instructions).
1 Description of asset
2 Identifying number or other designation
INVESTMENT IN GNAT & COMPANY LTD
3 Complete all that apply
a Date asset acquired during tax year, if applicable
b Date asset disposed of during tax year, if applicable
c
Check if asset jointly owned with spouse
d
Check if no tax item reported in Part III with respect to this asset
4 Maximum value of asset during tax year (check box that applies)
a
$0 $50,000 b
$50,001 $100,000
c
$100,001 $150,000
d
$150,001 $200,000
e If more than $200,000, list value
$
5 Did you use a foreign currency exchange rate to convert the value of the asset into U.S. dollars?
X
Yes
No
6 If you answered "Yes" to line 5, complete all that apply.
(1) Foreign currency in which asset is
(2) Foreign currency exchange rate used to
(3) Source of exchange rate used if not from U.S.
denominated
convert to U.S. dollars
Treasury Department's Bureau of the Fiscal Service
UNITED KINGDOM, POUND
7 If asset reported on line 1 is stock of a foreign entity or an interest in a foreign entity, enter the following information for the asset.
a Name of foreign entity
b Reserved
C Type of foreign entity
(1)
Partnership
(2)
Corporation
(3)
Trust
(4)
Estate
d Mailing address of foreign entity. Number, street, and room or suite no.
e City or town, state or province, and country (including postal code)
8 If asset reported on line 1 is not stock of a foreign entity or an interest in a foreign entity, enter the following information for the asset.
Note. If this asset has more than one issuer or counterparty, attach a continuation sheet with the same information for each additional issuer or
counterparty (see instructions).
a Name of issuer or counterparty GNAT & COMPANY LTD
Check if information is for
X
Issuer
Counterparty
b Type of issuer or counterparty
(1)
Individual
(2)
Partnership
(3)
X
Corporation
(4)
Trust
(5)
Estate
C Check if issuer or counterparty is a
U.S. person
X
Foreign person
d Mailing address of issuer or counterparty. Number, street, and room or suite no.
e City or town, province or state, and country (including postal code)
523032
06-24-15
69
EFTA00026362

=== Page 85 ===
Form 1116
U.S. and Foreign Source Income Summary
NAME
GHISLAINE MAXWELL
FOREIGN
INCOME TYPE
TOTAL
U.S.
GENERAL
PASSIVE
Compensation
Dividends/Distributions
182,240.
182,240.
Interest
STMT 45
63,088.
40,833.
22,255.
Capital Gains
220,491.
220,491.
Business/Profession
Rent/Royalty
9.
9.
State/Local Refunds
Partnership/S Corporation
121.
121.
Trust/Estate
Other Income
5,310.
-45,966.
19.
51,257.
Gross Income
471,259.
397,728.
19.
73,512.
Less:
Section 911 Exclusion
Capital Losses
223,491.
223,491.
Capital Gains Tax Adjustment
Total Income - Form 1116
247,768.
174,237.
19.
73,512.
Deductions:
Business/Profession Expenses
545.
545.
Rent/Royalty Expenses
6.
6.
Partnership/S Corporation Losses
3,721.
3,721.
Trust/Estate Losses
Capital Losses
Non-capital Losses
Individual Retirement Account
Moving Expenses
Self-employment Tax Deduction
Self-employment Health Insurance
Keogh Contributions
Alimony
Forfeited Interest
Foreign Housing Deduction
Other Adjustments
-98.
98.
Capital Gains Tax Adjustment
Total Deductions
4,272.
4,174.
98.
Adjusted Gross Income
243,496.
170,063.
19.
73,414.
Less Itemized Deductions:
Specifically Allocated
5,353.
5,353.
Home Mortgage Interest
Other Interest
17.
17.
Ratably Allocated
160,355.
135,333.
7.
25,015.
Total Adjustments to Adjusted Gross Income
165,725.
140,703.
7.
25,015.
527901 04-01-15
Taxable Income Before Exemptions
77,771.
29,360.
12.
48,399.
70
EFTA00026363

=== Page 86 ===
Form 1116
Allocation of Itemized Deductions
NAME
GHISLAINE MAXWELL
Total
Itemized Deductions
Form 1116
Itemized
After Sec. 68
Deductions
Reduction
Specifically U.S.
Specifically Foreign
Ratable
Taxes
119,703.
119,703.
119,703.
Interest - Not Including Investment
Interest
Contributions
5,353.
5,353.
5,353.
Miscellaneous Deductions
Subject to 2%
40,652.
40,652.
40,652.
Other Miscellaneous Deductions -
Not Including Gambling Losses
Foreign Adjustment
Total Itemized Deductions
Subject to Sec. 68
165,708.
165,708.
Add Itemized Deductions
Not Subject to Sec. 68:
Medical/Dental
Investment Interest
17.
17.
17.
Casualty Losses
Gambling Losses
Foreign Adjustment
Total Itemized Deductions
165,725.
Total Allowed on Schedule A
165,725.
5,370.
160,355.
527871
04-01-15
71
EFTA00026364

=== Page 87 ===
Form 1116
Foreign Tax Credit Carryover Statement (Page 1 of 2)
NAME
GHISLAINE MAXWELL
Foreign Income Category
GENERAL LIMITATION INCOME
Regular
2010
2011
2012
2013
2014
2015
1. Foreign tax paid/accrued
2.
2. FTC carryback to 2015
for amended returns
3. Reduction in foreign
taxes
4. Foreign tax available
2.
5. Maximum credit allowable
1.
6. Unused foreign tax (+)
or excess of limit (-)
1.
7. Foreign tax carryback
8. Foreign tax carryforward
9. Foreign tax or excess
limit remaining
1.
Total foreign taxes from all available years to be carried to next year
1.
2005
2006
2007
2008
2009
1. Foreign tax paid/accrued
2. FTC carryback to 2015
for amended returns
3. Reduction in foreign
taxes
4. Foreign tax available
5. Maximum credit allowable
6. Unused foreign tax (+)
or excess of limit (-)
7. Foreign tax carryback
8. Foreign tax carryforward
9. Foreign tax or excess
limit remaining
527915
04-01-15
72
EFTA00026365

=== Page 88 ===
Form 1116
Foreign Tax Credit Carryover Statement (Page 2 of 2)
NAME
GHISLAINE MAXWELL
Foreign Income Category
GENERAL LIMITATION INCOME
AMT
2010
2011
2012
2013
2014
2015
1. Foreign tax paid/accrued
2.
2. FTC carryback to 2015
for amended returns
3. Reduction in foreign
taxes
4. Foreign tax available
2.
5. Maximum credit allowable
3.
6. Unused foreign tax (+)
or excess of limit (-)
-1.
7. Foreign tax carryback
8. Foreign tax carryforward
9. Foreign tax or excess
limit remaining
-1.
Total foreign taxes from all available years to be carried to next year
2005
2006
2007
2008
2009
1. Foreign tax paid/accrued
2. FTC carryback to 2015
for amended returns
3. Reduction in foreign
taxes
4. Foreign tax available
5. Maximum credit allowable
6. Unused foreign tax (+)
or excess of limit (-)
7. Foreign tax carryback
8. Foreign tax carryforward
9. Foreign tax or excess
limit remaining
527916
04-01-15
73
EFTA00026366

=== Page 89 ===
Form 1116
Foreign Tax Credit Carryover Statement (Page 1 of 2)
NAME
GHISLAINE MAXWELL
Foreign Income Category
PASSIVE INCOME
Regular
2010
2011
2012
2013
2014
2015
1. Foreign tax paid/accrued
8,307.
2. FTC carryback to 2015
for amended returns
3. Reduction in foreign
taxes
4. Foreign tax available
8,307.
5. Maximum credit allowable
4,419.
6. Unused foreign tax (+)
or excess of limit (-)
-1,459.
3,888.
7. Foreign tax carryback
1,459.
1,459.
8. Foreign tax carryforward
9. Foreign tax or excess
limit remaining
2,429.
Total foreign taxes from all available years to be carried to next year
2,429.
2005
2006
2007
2008
2009
1. Foreign tax paid/accrued
2. FTC carryback to 2015
for amended returns
3. Reduction in foreign
taxes
4. Foreign tax available
5. Maximum credit allowable
6. Unused foreign tax (+)
or excess of limit (-)
7. Foreign tax carryback
8. Foreign tax carryforward
9. Foreign tax or excess
limit remaining
527915
04-01-15
74
EFTA00026367

=== Page 90 ===
Form 1116
Foreign Tax Credit Carryover Statement (Page 2 of 2)
NAME
GHISLAINE MAXWELL
Foreign Income Category
PASSIVE INCOME
AMT
2010
2011
2012
2013
2014
2015
1. Foreign tax paid/accrued
8,307.
2. FTC carryback to 2015
for amended returns
3. Reduction in foreign
taxes
4. Foreign tax available
8,307.
5. Maximum credit allowable
11,389.
6. Unused foreign tax (+)
or excess of limit (-)
-18,342.
-3,082.
7. Foreign tax carryback
8. Foreign tax carryforward
9. Foreign tax or excess
limit remaining
-18,342.
-3,082.
Total foreign taxes from all available years to be carried to next year
2005
2006
2007
2008
2009
1. Foreign tax paid/accrued
2. FTC carryback to 2015
for amended returns
3. Reduction in foreign
taxes
4. Foreign tax available
5. Maximum credit allowable
6. Unused foreign tax (+)
or excess of limit (-)
7. Foreign tax carryback
8. Foreign tax carryforward
9. Foreign tax or excess
limit remaining
527916
04-01-15
75
EFTA00026368

=== Page 91 ===
527841 04-01-15
Form 1116
Pro Rata Share of Allocated Losses
NAME
GHISLAINE MAXWELL
Allocation of Losses from Other Categories
ALLOCATED
LOSS NOT
INCOME CLASSIFICATION
INCOME
LOSS
LOSS
ALLOCATED
Passive income
48,399.
Income re-sourced by treaty
General limitation income
12.
Totals
48,411.
Allocation of U.S. Losses
REMAINING
U.S.
ALLOCATED
LOSS NOT
INCOME CLASSIFICATION
INCOME
LOSS
LOSS
ALLOCATED
Passive income
48,399.
Income re-sourced by treaty
General limitation income
12.
Totals
48,411.
Recapture of Prior Year Overall Foreign Loss
REMAINING
OVERALL PRIOR YEAR
RECAPTURED
LOSS NOT
INCOME CLASSIFICATION
INCOME
LOSS
LOSS
RECAPTURED
Passive income
48,399.
Income re-sourced by treaty
General limitation income
12.
Totals
48,411.
Recapture percentage
Recapture of Separate Limitation Loss Accounts
REMAINING
PRIOR YEAR
RECHARACTERIZED
LOSS NOT
INCOME CLASSIFICATION
INCOME
LOSS
LOSS
RECHARACTERIZED
Passive income
48,399.
Income re-sourced by treaty
General limitation income
12.
Totals
48,411.
Recapture of Overall Domestic Loss Prior to 2012
U.S. TAXABLE
PRIOR YEAR
RECAPTURED
LOSS NOT
INCOME CLASSIFICATION
INCOME LIMIT
LOSS
LOSS
RECAPTURED
Passive income
Income re-sourced by treaty
General limitation income
Totals
Recapture of Overall Domestic Loss
U.S. TAXABLE
PRIOR YEAR
RECAPTURED
LOSS NOT
INCOME CLASSIFICATION
INCOME LIMIT
LOSS
LOSS
RECAPTURED
Passive income
14,680.
19,289.
14,680.
4,609.
Income re-sourced by treaty
General limitation income
Totals
14,680.
19,289.
14,680.
4,609.
Adjustments to Form 1116, Line 15
OTHER
U.S.
PRIOR YEAR
RECAPTURE OF
DOMESTIC
FORM 1116,
INC. CLASSIFICATION
CATEGORIES
LOSSES
OVERALL
LOSS ACCOUNTS
RECAPTURE
LINE 16
Passive
14,680.
14,680.
Re-sourced by treaty
General limitation
76
EFTA00026369

=== Page 92 ===
GHISLAINE MAXWELL
FORM 1040
STATE AND LOCAL INCOME TAX REFUNDS
STATEMENT 1
2014
2013
2012
NEW YORK
GROSS STATE/LOCAL INC TAX REFUNDS
17,622.
LESS: TAX PAID IN FOLLOWING YEAR
NET TAX REFUNDS NEW YORK
17,622.
TOTAL NET TAX REFUNDS
17,622.
COPY
77
STATEMENT (S) 1
EFTA00026370

=== Page 93 ===
GHISLAINE MAXWELL
FORM 1040
TAXABLE STATE AND LOCAL INCOME TAX REFUNDS
STATEMENT
2
2014
2013
2012
NET TAX REFUNDS FROM STATE AND
LOCAL INCOME TAX REFUNDS STMT.
17,622.
LESS:REFUNDS-NO BENEFIT DUE TO AMT
17,622.
-SALES TAX BENEFIT REDUCTION
1 NET REFUNDS FOR RECALCULATION
2
TOTAL ITEMIZED DEDUCTIONS
BEFORE PHASEOUT
175,469.
3 DEDUCTION NOT SUBJ TO PHASEOUT
1.
4 NET REFUNDS FROM LINE 1
5 LINE 2 MINUS LINES 3 AND 4
175,468.
6 MULT LN 5 BY APPL SEC. 68 PCT
140,374.
7 PRIOR YEAR AGI
233,510.
8 ITEM. DED. PHASEOUT THRESHOLD
254,200.
9
SUBTRACT LINE 8 FROM LINE 7
-20,690.
(IF ZERO OR LESS, SKIP LINES
10 THROUGH 15, AND ENTER
AMOUNT FROM LINE 1 ON LINE 16)
10 MULT LN 9 BY APPL SEC. 68 PCT
11 ALLOWABLE ITEMIZED DEDUCTIONS
(LINE 5 LESS THE LESSER OF
LINE 6 OR LINE 10)
12 ITEM DED. NOT SUBJ TO PHASEOUT
13A TOTAL ADJ. ITEMIZED DEDUCTIONS
13B PRIOR YR. STD. DED. AVAILABLE
14 PRIOR YR. ALLOWABLE ITEM. DED.
15 SUBTRACT THE GREATER OF LINE
13A OR LINE 13B FROM LINE 14
16 TAXABLE REFUNDS
(LESSER OF LINE 15 OR LINE 1)
17 ALLOWABLE PRIOR YR. ITEM. DED.
175,469.
18 PRIOR YEAR STD. DED. AVAILABLE
6,200.
19 SUBTRACT LINE 18 FROM LINE 17
169,269.
20 LESSER OF LINE 16 OR LINE 19
21 PRIOR YEAR TAXABLE INCOME
54,091.
22 AMOUNT TO INCLUDE ON FORM 1040, LINE 10
* IF LINE 21 IS -0- OR MORE, USE AMOUNT FROM LINE 20
* IF LINE 21 IS A NEGATIVE AMOUNT, NET LINES 20 AND 21
0.
STATE AND LOCAL INCOME TAX REFUNDS PRIOR TO 2012
TOTAL TO FORM 1040, LINE 10
0.
78
STATEMENT (S) 2
EFTA00026371

=== Page 94 ===
GHISLAINE MAXWELL
FORM 1040
TAX-EXEMPT INTEREST
STATEMENT 3
NAME OF PAYER
AMOUNT
UBS - Y1 23574 - T/E
5,672.
TOTAL TO FORM 1040, LINE 8B
5,672.
FORM 1040
QUALIFIED DIVIDENDS
STATEMENT 4
ORDINARY
QUALIFIED
NAME OF PAYER
DIVIDENDS
DIVIDENDS
UBS - Y1 23568
40,340.
40,340.
UBS - Y1 23570
21,805.
88.
UBS - Y1 23571
33,471.
7,817.
UBS - Y1 23574
20,493.
20,109.
UBS - Y1 23572
54,713.
50,817.
FROM K-1 - THE BLACKSTONE GROUP, LP
126.
53.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND,
L.L.C.
681.
327.
TOTAL INCLUDED IN FORM 1040, LINE 9B
119,551.
SCHEDULE A
MISCELLANEOUS DEDUCTIONS SUBJECT TO FLOOR
STATEMENT 5
DESCRIPTION
AMOUNT
UBS Y1-23574
7,744.
UBS Y1-23571
5,074.
UBS Y1-23568
8,111.
UBS Y1-23570
4,832.
UBS Y1-23571
8,488.
FROM K-1 - THE BLACKSTONE GROUP, LP
21.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C.
252.
TOTAL TO SCHEDULE A, LINE 23
34,522.
79
STATEMENT(S) 3, 4, 5
EFTA00026372

=== Page 95 ===
GHISLAINE MAXWELL
SCHEDULE A
STATE AND LOCAL INCOME TAXES
STATEMENT 6
DESCRIPTION
AMOUNT
NEW YORK 2ND QTR ESTIMATE PAYMENTS
2,000.
NEW YORK 3RD QTR ESTIMATE PAYMENTS
5,000.
NEW YORK PRIOR YEAR OVERPAYMENT APPLIED
17,571.
NEW YORK PRIOR YEAR BALANCE DUE AND EXTENSION PAYMENTS
10,000.
TOTAL TO SCHEDULE A, LINE 5
34,571.
SCHEDULE A
INVESTMENT INTEREST
STATEMENT 7
DESCRIPTION
AMOUNT
FROM K-1 - THE BLACKSTONE GROUP, LP
17.
TOTAL TO SCHEDULE A, LINE 14
17.
SCHEDULE A
MEDICAL AND DENTAL EXPENSES
STATEMENT 8
DESCRIPTION
AMOUNT
DOCTORS, DENTISTS, ETC.
6,955.
TOTAL TO SCHEDULE A, LINE 1
6,955.
SCHEDULE B
INTEREST INCOME
STATEMENT 9
NAME OF PAYER
AMOUNT
BARCLAYS
16,736.
CATER ALLEN PRIVATE BANK
5,519.
IMPUTED INTEREST - LOAN FROM TERRAMAR PROJECT
1,515.
UBS - Y1 23568
6.
UBS - Y1 23571
1.
UBS - Y1 23574 - INTEREST
37,673.
UBS - Y1 23574 - BOND PREMIUM
-51.
UBS - Y1 23574 - T/E
10,000.
UBS - Y1 23575
12.
UBS - Y1 23572
7.
UBS - Y1 23680
17.
FROM K-1 - THE BLACKSTONE GROUP, LP
416.
80
STATEMENT(S) 6, 7, 8, 9
EFTA00026373

=== Page 96 ===
GHISLAINE MAXWELL
FROM K-1 - CARGOMETRICS TECHNOLOGIES LLC
75.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C.
269.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C.
893.
TOTAL TO SCHEDULE B, LINE 1
73,088.
SCHEDULE B
TAX-EXEMPT INTEREST
STATEMENT 10
NAME OF PAYER
AMOUNT
UBS - Y1 23574 - T/E
5,672.
TOTAL TAX-EXEMPT INTEREST TO SCHEDULE B, LINE 1
5,672.
SCHEDULE B
AMORTIZABLE BOND PREMIUM ADJUSTMENT
STATEMENT 11
NAME OF PAYER
AMOUNT
UBS - Y1 23574 - T/E
4,328.
TOTAL ABP ADJUSTMENT TO SCHEDULE B, LINE 1
4,328.
SCHEDULE D
NET SHORT-TERM GAIN OR LOSS FROM
STATEMENT 12
FORMS 6252, 4684, 6781 AND 8824
DESCRIPTION OF PROPERTY
GAIN OR LOSS
FORM 6781, PART I
10.
TOTAL TO SCHEDULE D, PART I, LINE 4
10.
SCHEDULE D
NET LONG-TERM GAIN OR LOSS FROM FORMS
STATEMENT 13
4797, 2439, 6252, 4684, 6781 AND 8824
DESCRIPTION OF PROPERTY
GAIN OR LOSS
28% GAIN
FORM 6781, PART I
15.
FORM 4797
347.
TOTAL TO SCHEDULE D, PART II, LINE 11
362.
81
STATEMENT(S) 9, 10, 11, 12, 13
EFTA00026374

=== Page 97 ===
GHISLAINE MAXWELL
SCHEDULE D
NET SHORT-TERM GAIN OR LOSS FROM
STATEMENT 14
PARTNERSHIPS, S CORPORATIONS, AND FIDUCIARIES
DESCRIPTION OF ACTIVITY
GAIN OR LOSS
THE BLACKSTONE GROUP, LP
-7.
TOTAL TO SCHEDULE D, PART I, LINE 5
-7.
SCHEDULE D
NET LONG-TERM GAIN OR LOSS FROM
STATEMENT 15
PARTNERSHIPS, S CORPORATIONS, AND FIDUCIARIES
DESCRIPTION OF ACTIVITY
GAIN OR LOSS
28% GAIN
THE BLACKSTONE GROUP, LP
1,471.
ALPHAKEYS MILLENNIUM FUND, L.L.C.
6.
TOTAL TO SCHEDULE D, PART II, LINE 12
1,477.
SCHEDULE D
CAPITAL GAIN DISTRIBUTIONS
STATEMENT 16
TOTAL
NAME OF PAYER
CAPITAL GAIN 28% GAIN
UBS - Y1 23571
8,868.
UBS - Y1 23575
629.
TOTALS TO SCHEDULE D, LINE 13
9,497.
82
STATEMENT(S) 14, 15, 16
EFTA00026375

=== Page 98 ===
GHISLAINE MAXWELL
SCHEDULE D
CAPITAL LOSS CARRYOVER
STATEMENT 17
1. ENTER THE AMOUNT FROM FORM 1040, LINE 41
77,771.
2. ENTER THE LOSS FROM SCHEDULE D, LINE 21, AS A POSITIVE AMOUNT
3,000.
3. COMBINE LINES 1 AND 2. IF ZERO OR LESS, ENTER -0-
80,771.
4. ENTER THE SMALLER OF LINE 2 OR LINE 3
3,000.
5. ENTER THE LOSS FROM SCHEDULE D, LINE 7, AS A POSITIVE AMOUNT
179,183.
6. ENTER THE GAIN, IF ANY, FROM SCHEDULE D,
LINE 15
7. ADD LINES 4 AND 6
3,000.
8. SHORT-TERM CAPITAL LOSS CARRYOVER TO NEXT YEAR.
SUBTRACT LINE 7 FROM LINE 5. IF ZERO OR LESS, ENTER -0-
176,183.
9. ENTER THE LOSS FROM SCHEDULE D, LINE 15, AS A POSITIVE AMOUNT 6,119,108.
10. ENTER THE GAIN, IF ANY, FROM SCHEDULE D,
LINE 7
11. SUBTRACT LINE 5 FROM LINE 4. IF ZERO OR LESS,
ENTER -0-
12. ADD LINES 10 AND 11
13. LONG-TERM CAPITAL LOSS CARRYOVER TO NEXT YEAR.
SUBTRACT LINE 12 FROM LINE 9. IF ZERO OR LESS, ENTER -0-
6,119,108.
SCHEDULE E
OTHER EXPENSES
STATEMENT 18
THE BLACKSTONE GROUP, LP - ROYALTY
DESCRIPTION
AMOUNT
ROYALTY INCOME DEDUCTION - THE BLACKSTONE GROUP,
LP
6.
TOTAL TO SCHEDULE E, PAGE 1, LINE 19
6.
FORM 1116
EXPENSES DIRECTLY ALLOCABLE TO FOREIGN INCOME
STATEMENT
19
DESCRIPTION
COUNTRY
AMOUNT
OTHER EXPENSES DIRECTLY ALLOCATED
OTHER COUNTRIES
98.
TOTAL TO FORM 1116, PART I, LINE 2
98.
83
STATEMENT(S) 17, 18, 19
EFTA00026376

=== Page 99 ===
GHISLAINE MAXWELL
FORM 3800
RESEARCH CREDIT LIMITATION
STATEMENT 20
CARGOMETRICS TECHNOLOGIES LLC
1 TAXABLE INCOME ATTRIBUTABLE TO THIS ACTIVITY
75.
2 TAXABLE INCOME FROM FORM 1040, LINE 43
73,771.
3 DIVIDE LINE 1 BY LINE 2
.001016660
4 NET INCOME TAX FROM FORM 3800, LINE 11
28,633.
5 TAX LIABILITY LIMITATION (LINE 3 X LINE 4)
29.
A CURRENT YEAR CREDIT
4,569.
B CREDIT CARRIED FORWARD FROM PRIOR YEAR(S)
C TOTAL CREDITS
4,569.
CURRENT YEAR CREDIT (LESSER OF 5A OR 5 - 5B)
29.
FORM 6251
PASSIVE ACTIVITIES
STATEMENT 21
NET INCOME (LOSS)
NAME OF ACTIVITY
FORM
AMT
REGULAR
ADJUSTMENT
THE BLACKSTONE GROUP, SCH E
LP - PTP
-9.
-19.
10.
TOTAL TO FORM 6251, LINE 19
10.
84
STATEMENT (S) 20, 21
EFTA00026377

=== Page 100 ===
GHISLAINE MAXWELL
FORM 6251
EXEMPTION WORKSHEET
STATEMENT 22
1 ENTER: $53,600 IF SINGLE OR HEAD OF HOUSEHOLD; $83,400 IF
MARRIED FILING JOINTLY OR QUALIFYING WIDOW(ER); $41,700
IF MARRIED FILING SEPARATELY
53,600.
2 ENTER YOUR ALTERNATIVE MINIMUM TAXABLE INCOME
(AMTI) FORM 6251, LINE 28
238,136.
3 ENTER: $119,200 IF SINGLE OR HEAD OF HOUSEHOLD;
$158,900 IF MARRIED FILING JOINTLY OR
QUALIFYING WIDOW(ER) ; $79,450 IF MARRIED
FILING SEPARATELY
119,200.
4 SUBTRACT LINE 3 FROM LINE 2. IF ZERO OR LESS
ENTER -0-
118,936.
5 MULTIPLY LINE 4 BY 25% (.25)
29,734.
6 SUBTRACT LINE 5 FROM LINE 1. IF ZERO OR LESS, ENTER -0-. IF
ANY OF THE THREE CONDITIONS UNDER CERTAIN CHILDREN UNDER
AGE 24 APPLY TO YOU, COMPLETE LINES 7 THROUGH 10.
OTHERWISE, STOP HERE AND ENTER THIS AMOUNT ON FORM 6251,
LINE 29, AND GO TO FORM 6251, LINE 30
23,866.
7 MINIMUM EXEMPTION AMOUNT FOR CERTAIN CHILDREN UNDER AGE 24
8 ENTER YOUR EARNED INCOME, IF ANY
9 ADD LINES 7 AND 8
10 ENTER THE SMALLER OF LINE 6 OR LINE 9 HERE AND ON FORM 6251,
LINE 29, AND GO TO FORM 6251, LINE 30
FORM 4952
INVESTMENT INTEREST EXPENSE
STATEMENT 23
DESCRIPTION
CURRENT
CARRYOVER
FROM K-1 THE BLACKSTONE GROUP, LP
17.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C.
1,985.
TOTALS TO FORM 4952, LINES 1 AND 2
2,002.
FORM 4952
INCOME FROM PROPERTY HELD FOR INVESTMENT
STATEMENT 24
DESCRIPTION
AMOUNT
INTEREST INCOME
63,088.
DIVIDEND INCOME
182,240.
THE BLACKSTONE GROUP, LP - - ROYALTY
9.
THE BLACKSTONE GROUP, LP ACTIVITY NO. 1
328.
THE BLACKSTONE GROUP, LP
95.
TOTAL TO FORM 4952, LINE 4A
245,760.
85
STATEMENT(S) 22, 23, 24
EFTA00026378

=== Page 101 ===
GHISLAINE MAXWELL
FORM 4952
INVESTMENT EXPENSES
STATEMENT 25
DESCRIPTION
AMOUNT
THE BLACKSTONE GROUP, LP - ROYALTY
6.
SCHEDULE A DEDUCTIONS
34,522.
TOTAL TO FORM 4952, LINE 5
34,528.
FORM 4952
INVESTMENT INTEREST EXPENSE DEDUCTION SUMMARY
STATEMENT 26
DISALLOWED
ALLOWED
INVESTMENT
INVESTMENT
INVESTMENT
INVESTMENT
FORM OR
INTEREST
INTEREST
INTEREST
INTEREST
NAME
SCHEDULE EXPENSE EXPENSE C/O EXPENSE EXPENSE
FROM K-1 - THE BLACKST SCH A
17.
0.
0.
17.
FROM K-1 - ALPHAKEYS M SCH E
1,985.
0.
0.
1,985.
TOTALS
2,002.
0.
0.
2,002.
FORM 4952AMT
INVESTMENT INTEREST EXPENSE
STATEMENT 27
DESCRIPTION
CURRENT
CARRYOVER
FROM K-1 - THE BLACKSTONE GROUP, LP
17.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C.
1,985.
TOTALS TO FORM 4952AMT, LINES 1 AND 2
2,002.
FORM 8960
TRADE OR BUSINESS INCOME
STATEMENT 28
ALPHAKEYS MILLENNIUM FUND, L.L.C.
1,736.
AMOUNT TO FORM 8960, LINE 4B
1,736.
86
STATEMENT(S) 25, 26, 27, 28
EFTA00026379

=== Page 102 ===
GHISLAINE MAXWELL
FORM 8960
NET GAINS FROM DISPOSITION OF PROPERTY USED
STATEMENT 29
IN A NON-SECTION 1411 TRADE OR BUSINESS
NAME OF TRADE OR BUSINESS
AMOUNT
ALPHAKEYS MILLENNIUM FUND, L.L.C.
5,310.
TOTAL TO NET GAINS AND LOSSES WORKSHEET, LINE 2A
5,310.
FORM 8960
MISCELLANEOUS ITEMIZED DEDUCTIONS PROPERLY
STATEMENT 30
ALLOCABLE TO INVESTMENT INCOME BEFORE LIMITATIONS
DESCRIPTION
LINE
AMOUNT
UBS Y1-23574
9C
7,744.
UBS Y1-23571
9C
5,074.
UBS Y1-23568
9C
8,111.
UBS Y1-23570
9C
4,832.
UBS Y1-23571
9C
8,488.
FROM K-1 - THE BLACKSTONE GROUP, LP
9C
21.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C.
9C
252.
TOTAL TO LINES 9 AND 10 WORKSHEET, PART I, LINE 1
34,522.
FORM 8960
MISCELLANEOUS ITEMIZED DEDUCTIONS PROPERLY
STATEMENT 31
ALLOCABLE TO INVESTMENT INCOME AFTER LIMITATION
DESCRIPTION
LINE COLUMN A AMNT RATIO COLUMN C AMNT
UBS Y1-23574
9C
7,744.
1.0000
7,744.
UBS Y1-23571
9C
5,074.
1.0000
5,074.
UBS Y1-23568
9C
8,111.
1.0000
8,111.
UBS Y1-23570
9C
4,832.
1.0000
4,832.
UBS Y1-23571
9C
8,488.
1.0000
8,488.
FROM K-1 - THE BLACKSTONE GROUP, LP 9C
21.
1.0000
21.
FROM K-1 - ALPHAKEYS MILLENNIUM FUN 9C
252.
1.0000
252.
TOTAL TO LINES 9 & 10 WKST, PART II
34,522.
34,522.
87
STATEMENT(S) 29, 30, 31
EFTA00026380

=== Page 103 ===
GHISLAINE MAXWELL
FORM 8960
MISCELLANEOUS ITEMIZED DEDUCTIONS PROPERLY
STATEMENT 32
ALLOCABLE TO INVESTMENT INCOME AFTER LIMITATION
DESCRIPTION
LINE
AMOUNT
UBS Y1-23574
9C
7,744.
UBS Y1-23571
9C
5,074.
UBS Y1-23568
9C
8,111.
UBS Y1-23570
9C
4,832.
UBS Y1-23571
9C
8,488.
FROM K-1 THE BLACKSTONE GROUP, LP
9C
21.
FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C.
9C
252.
TOTAL TO LINES 9 AND 10 WORKSHEET, PART III, LINE 1
34,522.
FORM 8960
MISCELLANEOUS ITEMIZED DEDUCTIONS PROPERLY
STATEMENT 33
ALLOCABLE TO INVESTMENT INCOME
DESCRIPTION
LINE COLUMN A AMNT
RATIO
COLUMN C AMNT
UBS Y1-23574
9C
7,744.
1.0000
7,744.
UBS Y1-23571
9C
5,074.
1.0000
5,074.
UBS Y1-23568
9C
8,111.
1.0000
8,111.
UBS Y1-23570
9C
4,832.
1.0000
4,832.
UBS Y1-23571
9C
8,488.
1.0000
8,488.
FROM K-1 - THE BLACKSTONE GROUP, LP 9C
21.
1.0000
21.
FROM K-1 - ALPHAKEYS MILLENNIUM FUN 9C
252.
1.0000
252.
TOTAL TO LINES 9 & 10 WORKSHEET,
34,522.
34,522.
PART IV, LINE 1
FORM 8582
OTHER PASSIVE ACTIVITIES WORKSHEET 3
STATEMENT 34
CURRENT YEAR
PRIOR YEAR
OVERALL GAIN OR LOSS
UNALLOWED
NAME OF ACTIVITY
NET INCOME NET LOSS
LOSS
GAIN
LOSS
CARGOMETRICS
TECHNOLOGIES LLC
0.
-118,351.
-4,275.
-122,626.
TOTALS
0.
-118,351.
-4,275.
-122,626.
88
STATEMENT(S) 32, 33, 34
EFTA00026381

=== Page 104 ===
GHISLAINE MAXWELL
FORM 8582
ALLOCATION OF UNALLOWED LOSSES - - WORKSHEET 5 STATEMENT 35
FORM
OR
UNALLOWED
NAME OF ACTIVITY
SCHEDULE
LOSS
RATIO
LOSS
CARGOMETRICS TECHNOLOGIES LLC
SCH E
122,626.
1.000000000
122,626.
TOTALS
122,626.
1.000000000
122,626.
FORM 8582
ALLOWED LOSSES WORKSHEET 6
STATEMENT 36
FORM
OR
UNALLOWED
ALLOWED
NAME OF ACTIVITY
SCHEDULE
LOSS
LOSS
LOSS
CARGOMETRICS TECHNOLOGIES LLC
SCH E
122,626.
122,626.
TOTALS
122,626.
122,626.
FORM 8582
SUMMARY OF PASSIVE ACTIVITIES
STATEMENT 37
R
R
FORM
E
OR
PRIOR
NET
UNALLOWED
ALLOWED
A NAME
SCHEDULE GAIN/LOSS YEAR C/O
GAIN/LOSS
LOSS
LOSS
CARGOMETRICS
SCH E
TECHNOLOGIES LLC
-118,351.
-4,275.
-122,626.
122,626.
TOTALS
-118,351.
-4,275.
-122,626.
122,626.
PRIOR YEAR CARRYOVERS ALLOWED DUE TO CURRENT YEAR NET ACTIVITY INCOME
TOTAL TO FORM 8582, LINE 16
89
STATEMENT(S) 35, 36, 37
EFTA00026382

=== Page 105 ===
GHISLAINE MAXWELL
FORM 8582-CR
OTHER PASSIVE ACTIVITY CREDITS
STATEMENT 38
WORKSHEET 4
PRIOR YEAR
FROM
CURRENT
UNALLOWED
TOTAL
NAME OF ACTIVITY
FORM
YEAR CREDITS
CREDITS
CREDITS
CARGOMETRICS TECHNOLOGIES6765/3800,
LLC
LINE 2
29.
29.
TOTALS
29.
29.
FORM 8582-CR
ALLOCATION OF UNALLOWED CREDITS - WORKSHEET 8 STATEMENT
39
FORM
REPORTED
UNALLOWED
NAME OF ACTIVITY
ON
CREDITS
RATIO
CREDITS
CARGOMETRICS TECHNOLOGIES LLC
FORM 3800,
LINE 3
29. 1.000000000
29.
TOTALS
29. 1.000000000
29.
FORM 8582-CR
ALLOWED CREDITS - WORKSHEET 9
STATEMENT 40
FORM
REPORTED
UNALLOWED
ALLOWED
NAME OF ACTIVITY
ON
CREDITS
CREDITS
CREDITS
CARGOMETRICS TECHNOLOGIES LLC
FORM 3800,
LINE 3
29.
29.
0.
TOTALS
29.
29.
0.
90
STATEMENT(S) 38, 39, 40
EFTA00026383

=== Page 106 ===
GHISLAINE MAXWELL
FORM 8582
ALTERNATIVE MINIMUM TAX
STATEMENT 41
OTHER PASSIVE ACTIVITIES - WORKSHEET 3
CURRENT YEAR
PRIOR YEAR
OVERALL GAIN OR LOSS
UNALLOWED
NAME OF ACTIVITY
NET INCOME
NET LOSS
LOSS
GAIN
LOSS
CARGOMETRICS
TECHNOLOGIES LLC
0.
-118,351.
-4,275.
-122,626.
TOTALS
0.
-118,351.
-4,275.
-122,626.
FORM 8582
ALTERNATIVE MINIMUM TAX
STATEMENT 42
ALLOCATION OF UNALLOWED LOSSES - WORKSHEET 5
FORM
OR
UNALLOWED
NAME OF ACTIVITY
SCHEDULE
LOSS
RATIO
LOSS
CARGOMETRICS TECHNOLOGIES
SCH E
LLC
122,626.
1.000000000
122,626.
TOTALS
122,626.
1.000000000
122,626.
FORM 8582
ALTERNATIVE MINIMUM TAX
STATEMENT 43
ALLOWED LOSSES - WORKSHEET 6
FORM
OR
UNALLOWED
ALLOWED
NAME OF ACTIVITY
SCHEDULE
LOSS
LOSS
LOSS
CARGOMETRICS TECHNOLOGIES LLC
SCH E
122,626.
122,626.
TOTALS
122,626.
122,626.
91
STATEMENT(S) 41, 42, 43
EFTA00026384

=== Page 107 ===
GHISLAINE MAXWELL
FORM 8582AMT
SUMMARY OF PASSIVE ACTIVITIES - AMT
STATEMENT 44
R
R
FORM
E
OR
PRIOR
NET
UNALLOWED
ALLOWED
A NAME
SCHEDULE GAIN/LOSS YEAR C/O GAIN/LOSS
LOSS
LOSS
-
CARGOMETRICS
SCH E
TECHNOLOGIES LLC
-118,351.
-4,275.
-122,626.
122,626.
TOTALS
-118,351.
-4,275.
-122,626.
122,626.
PRIOR YEAR CARRYOVERS ALLOWED DUE TO CURRENT YEAR NET ACTIVITY INCOME
TOTAL TO FORM 8582AMT, LINE 16
FORM 1116
U.S. AND FOREIGN SOURCE INCOME SUMMARY
STATEMENT 45
FOREIGN INTEREST INCOME
DESCRIPTION
AMOUNT
BARCLAYS
16,736.
CATER ALLEN PRIVATE BANK
5,519.
TOTAL FOREIGN INTEREST INCOME
22,255.
FORM 1116
U.S. AND FOREIGN SOURCE INCOME SUMMARY
STATEMENT 46
TOTAL PARTNERSHIP/S-CORPORATION INCOME/LOSS
DESCRIPTION
INCOME
LOSS
THE BLACKSTONE GROUP, LP
121.
ALPHAKEYS MILLENNIUM FUND, L.L.C.
-3,721.
TOTAL PARTNERSHIP/S-CORPORATION INCOME/LOSS
121.
-3,721.
92
STATEMENT(S) 44, 45, 46
EFTA00026385

=== Page 108 ===
2015 TAX RETURN FILING INSTRUCTIONS
NEW YORK INCOME TAX RETURN
FOR THE YEAR ENDING
DECEMBER 31, 2015
Prepared for
GHISLAINE MAXWELL
C/O MARKS PANETH LLP-685 3RD AV
NEW YORK, NY 10017
Prepared by
MARKS PANETH LLP
685 THIRD AVENUE
NEW YORK, NY 10017
Amount of tax
Total tax
$
15,560
Less: payments and credits
$
24,634
Plus: interest and penalties
$
0
OVERPAYMENT
$
9,074
Miscellaneous Donations
$
0
Overpayment
Credited to your estimated tax
$
9,074
Refunded to you
$
0
Make check
NOT APPLICABLE
payable to
Mail tax return
THIS RETURN HAS BEEN PREPARED FOR ELECTRONIC FILING. PLEASE
and check (if
SIGN, DATE, AND RETURN FORM TR-579-IT TO OUR OFFICE. WE WILL
applicable) to
SUBMIT YOUR ELECTRONIC RETURN TO THE NY TAX DEPT.
Return must be
mailed on
RETURN FORM TR-579-IT TO US BY OCTOBER 17, 2016.
or before
Special
Instructions
500081
04-01-15
EFTA00026386

=== Page 109 ===
NEW
Department of Taxation and Finance
588351 11-25-15
YORK
New York State E-File Signature Authorization for Tax Year 2015
STATE
For Forms IT-201, IT-201-X, IT-203, IT-203-X, IT-214, NYC-208, and NYC-210
2015
Electronic return originator (ERO): do not mail this form to the Tax Department. Keep it for your records.
Taxpayer's name: GHISLAINE MAXWELL
Spouse's name:
(jointly filed return only)
Purpose
Form TR-579-IT must be completed to authorize an ERO to e-file a
EROs must complete Part C prior to transmitting electronically filed
personal income tax return and to transmit bank account information for
income tax returns (Forms IT-201, IT-201-X, IT-203, IT-203-X, IT-214,
the electronic funds withdrawal.
NYC-208, and NYC-210).
General instructions
Both the paid preparer and the ERO are required to sign Part C.
Taxpayers must complete Part B before the ERO transmits the
However, if an individual performs as both the paid preparer and the
taxpayer's electronically filed Form IT-201, Resident Income Tax
ERO, he or she is only required to sign as the paid preparer. It is not
Return, IT-201-X, Amended Resident Income Tax Return, IT-203,
necessary to include the ERO signature in this case. Please note that
Nonresident and Part-Year Resident Income Tax Return, IT-203-X,
an alternative signature can be used as described in Publication 58,
Amended Nonresident and Part-Year Resident Income Tax Return,
Information for Income Tax Return Preparers. Go to our Web site at
IT-214, Claim for Real Property Tax Credit, NYC-208, Claim for New
www.tax.ny.gov to view this document.
York City Enhanced Real Property Tax Credit, or NYC-210, Claim for
Do not mail Form TR-579-IT to the Tax Department. EROs must
New York City School Tax Credit.
keep this form for three years and present it to the Tax Department
For returns filed jointly, both spouses must complete and sign
upon request.
Form TR-579-IT.
This form is not required for electronically filed Form IT-370, Application
for Automatic Six-Month Extension of Time to File for Individuals.
See Form TR-579.1-IT, New York State Taxpayer Authorization for
Electronic Funds Withdrawal for Tax Year 2015 Form IT-370.
Part A- Tax return information
1 Federal adjusted gross income (from applicable line)
1.
243496
2 Refund
2.
0
3 Amount you owe
3.
Part B - Declaration of taxpayer and authorizations for Forms IT-201, IT-201-X, IT-203, IT-203-X, IT-214, NYC-208, and NYC-210
Under penalty of perjury, I declare that I have examined the information on my 2015 New York State electronic personal income tax return, including any accompanying
schedules, attachments, and statements, and certify that my electronic return is true, correct, and complete. The ERO has my consent to send my 2015 New York State
electronic return to New York State through the Internal Revenue Service (IRS). In addition, by using a computer system and software to prepare and transmit my form
electronically, I consent to the disclosure to New York State of all information pertaining to the transmission of my tax form electronically. I understand that by executing
this Form TR-579-IT, I am authorizing the ERO to sign and file this return on my behalf and agree that the ERO's submission of my personal income tax return to the IRS,
together with this authorization, will serve as the electronic signature for the return and any authorized payment transaction. If I am paying my New York State personal
income taxes due by electronic funds withdrawal, I authorize the New York State Tax Department and its designated financial agents to initiate an electronic funds
withdrawal from the financial institution account indicated on my 2015 electronic return, and I authorize my financial institution to withdraw the amount from my account.
As New York does not support International ACH Transactions (IAT), I attest the source for these funds is within the United States. I understand and agree that I may
revoke this authorization for payment only by contacting the Tax Department no later than five (5) business days prior to the payment date.
Taxpayer's signature:
Date:
Spouse's signature:
Date:
(jointly filed return only)
Part C - Declaration of electronic return originator (ERO) and paid preparer
Under penalty of perjury, I declare that the information contained in this 2015 New York State electronic personal income tax return is the information furnished to me
by the taxpayer. If the taxpayer furnished me a completed paper 2015 New York State return signed by a paid preparer, I declare that the information contained in the
taxpayer's 2015 New York State electronic return is identical to that contained in the paper copy of the return. If I am the paid preparer, under penalty of perjury I declare
that I have examined this 2015 New York State electronic personal income tax return, and, to the best of my knowledge and belief, the return is true, correct, and
complete. I have based this declaration on all information available to me.
ERO's signature:
Date:
Print name:
Paid preparer's signature:
Date:
Print name: BLECHER, ALAN
TR-579-IT (12/15)
1019
1
EFTA00026387

=== Page 110 ===
NEW
Department of Taxation and Finance
IT-370
YORK
Application for Automatic Six-Month
STATE
Extension of Time to File for Individuals (with instructions)
568301 09-16-15
2015
Instructions
New for 2015
When to file
Self-employed individuals engaging in business within the
File one completed Form IT-370 on or before the filing deadline
Metropolitan Commuter Transportation District (MCTD) must
for your return (extension applications filed after the filing
now submit their application for automatic six-month extension
deadline for the return are invalid). Generally, the filing deadline
of time to file, along with any required payment for metropolitan
is the fifteenth day of the fourth month following the close of your
commuter transportation mobility tax (MCTMT), using
tax year (April 18, 2016, for calendar-year filers).
Form IT-370 rather than Form MTA-7, Application for Automatic
Six-Month Extension of Time To File a Metropolitan Commuter
Transportation Mobility Tax Return. Form MTA-7 is obsolete.
However, you may file Form IT-370 on or before:
June 15, 2016, if you qualify for an automatic two-month
General information
extension of time to file your federal and New York State
income tax returns because you are out of the country (for
Purpose
additional information, see When to file/important dates on the
File Form IT-370 on or before the due date of the return to get
back cover of the instructions for the return you are filing) and
an automatic six-month extension of time to file Form IT-201,
you need an additional four months to file (October 17, 2016);
Resident Income Tax Return, or Form IT-203, Nonresident and
Part-Year Resident Income Tax Return.
June 15, 2016, if you are a U.S. nonresident alien for federal
income tax purposes and you qualify to file your federal and
New York State income tax returns on June 15, 2016, and you
Note: We no longer accept a copy of the federal extension form
need an additional six months to file (December 15, 2016); or
in place of Form IT-370.
July 14, 2016, (if your due date is April 18, 2016) or
If you are requesting an extension of time to file using
September 13, 2016 (if you are a nonresident alien and
Form IT-370, you may still file Form IT-201 or Form IT-203
your due date is June 15, 2016), if you qualify for a 90-day
electronically, provided you meet the conditions for electronic
extension of time to file because your spouse died within
filing as listed in the instructions for the forms.
30 days before your return due date and you need additional
time to file. However, you must file your return on or before
If you have to file Form Y-203, Yonkers Nonresident Earnings
October 17, 2016, if your due date is April 18, 2016, or on or
Tax Return, the time to file is automatically extended when you
before December 15, 2016, if you are a nonresident alien and
file Form IT-370. For more information on who is required to file
your due date is June 15, 2016.
Form Y-203, see the instructions for the form.
See Special condition codes on page 2.
We cannot grant an extension of time to file for more than
If you qualify for an extension of time to file beyond six
six months if you live in the United States. However, you
months, you must file Form IT-370 on or before the filing
may qualify for an extension of time to file beyond six
deadline for your return.
months under section 157.3(b)(1) of the personal income tax
regulations because you are outside the United States and
How to file
Puerto Rico, or you intend to claim nonresident status under
Complete Form IT-370 and file it, along with payment for any tax
section 605(b)(1)(A)(ii) of the Tax Law (548-day rule), as
due, on or before the due date of your return. Use the worksheet
explained in the instructions for Form IT-203 under Additional
on page 3 to determine if a payment is required.
information. Also see the special condition code instructions for
the return you will be filing (Form IT-201 or Form IT-203).
Detach (cut) here
Do not submit with your return.
NEW
YORK
Department of Taxation and Finance
STATE
Application for Automatic Six-Month Extension of Time to File for Individuals
IT-370
2015
Paid preparer? Mark an X in the box and complete page 2
Enter your 2-character special condition code
Your social security number (SSN)
Spouse's SSN (only if filing a joint return)
if applicable (see instructions)
Mark an X in the box for each tax that you are subject to:
Your first name and middle initial
Your last name
GHISLAINE
MAXWELL
NYS tax
NYC tax
Yonkers tax
MCTMT
Spouse's first name and middle initial
Spouse's last name
Dollars
Cents
Mailing address (number and street or PO box)
Apartment number
1 Sales and use tax
0
.
00
C/O MARKS PANETH LLP-685 3RD AV
City, village, or post office (see instructions)
State
ZIP code
2 Total payment
0 . 00
NEW YORK
NY
10017
E-mail:
3701151019
EFTA00026388

=== Page 111 ===
Page 2 of 2 IT-370 (2015)
568302 09-16-15
Spouses who file separate returns must complete separate
is a charge for the use of money and in most cases may not be
Forms IT-370. Do not include your spouse's SSN or name on
waived. Interest is compounded daily and the rate is adjusted
your separate Form IT-370.
quarterly.
Payment of tax To obtain an extension of time to file, you
Fee for payments returned by banks
must make full payment of the properly estimated tax balances
The law allows the Tax Department to charge a $50 fee when a
due. Payment may be made by check or money order. See
check, money order, or electronic payment is returned by a bank
Payment options below.
for nonpayment. However, if an electronic payment is returned
as a result of an error by the bank or the department, the
Penalties
department won't charge the fee. If your payment is returned,
Late payment penalty If you do not pay your tax liability when
we will send a separate bill for $50 for each return or other tax
due (determined with regard to any extension of time to pay),
document associated with the returned payment.
you will have to pay a penalty of 1/2 of 1% of the unpaid amount
for each month or part of a month it is not paid, up to a maximum
Privacy notification
of 25%. The penalty will not be charged if you can show
See our Web site or Publication 54, Privacy Notification.
reasonable cause for paying late. This penalty is in addition to
the interest charged for late payments.
Specific instructions
Reasonable cause will be presumed with respect to the addition
Name and address box Enter your name (both names if
to tax for late payment of tax if the requirements relating to
filing a joint application), address and social security number(s).
extensions of time to file have been complied with, the balance
Failure to provide a social security number may invalidate this
due shown on the income tax return, reduced by any sales or
extension. If you do not have a social security number, enter do
use tax that is owed, is no greater than 10% of the total New
not have one. If you do not have a social security number, but
York State, New York City, Yonkers, and MCTMT tax shown
have applied for one, enter applied for.
on the income tax return, and the balance due shown on the
income tax return is paid with the return.
Foreign addresses Enter the information in the following
order: city, province or state, and then country (all in the City,
village, or post office box). Follow the country's practice for
Late filing penalty If you do not file your Form IT-201 or
entering the postal code. Do not abbreviate the country name.
Form IT-203 when due (determined with regard to any extension
of time to file), or if you do not file Form IT-370 on time and
obtain an extension of time to file, you will have to pay a penalty
Special condition codes If you are out of the country and
of 5% of the tax due for each month, or part of a month, the
need an additional four months to file (October 17, 2016),
return is late, up to a maximum of 25%. However, if your return
enter special condition code E3. If you are a nonresident alien
is not filed within 60 days of the time prescribed for filing a return
and your filing due date is June 15, 2016, and you need an
(including extensions), this penalty will not be less than the
additional six months to file (December 15, 2016), enter special
lesser of $100 or 100% of the amount required to be shown as
condition code E4. If you qualified for a 90-day extension of
tax due on the return reduced by any tax paid and by any credit
time to file because your spouse died, and you need additional
that may be claimed. The penalty will not be charged if you can
time to file (on or before October 17, 2016, or in the case of
show reasonable cause for filing late.
a nonresident alien, on or before December 15, 2016), enter
special condition code D9. Also enter the applicable special
condition code, E3, E4, or D9 on Form IT-201 or Form IT-203
Interest
when you file your return.
Interest will be charged on income tax, MCTMT, or sales or use
tax that is not paid on or before the due date of your return, even
if you received an extension of time to file your return. Interest
Detach (cut) here
Do not submit with your return.
IT-370 (2015) (page 2)
When completing this section, enter your New York tax preparer registration
Payment options Full payment must be made by check or money order
identification number (NYTPRIN) if you are required to have one. If you are
of any balance due with this automatic extension of time to file. Make the
not required to have a NYTPRIN, enter in the NYTPRIN excl. code box one
check or money order payable in U.S. funds to New York State Income Tax
of the specified 2-digit codes listed below that indicates why you are exempt
and write your social security number and 2015 Income Tax on it. For online
from the registration requirement. You must enter a NYTPRIN or an exclusion
payment options, see our Web site (at www.tax.ny.gov).
code. Also, you must enter your federal preparer tax identification number
Paid preparers Under the law, all paid preparers must sign and complete
(PTIN) if you have one; if not, you must enter your social security number.
the paid preparer section of the form. Paid preparers may be subject to
Code
Exemption type
Code
Exemption type
civil and/or criminal sanctions if they fail to complete this section in full.
01
Attorney
02
Employee of attorney
Paid preparer must complete (see instructions)
Date:
03
CPA
04
Employee of CPA
Preparer's signature
Preparer's NYTPRIN
05
PA (Public Accountant)
06
Employee of PA
07
Enrolled agent
08
Employee of enrolled
Firm's name (or yours, if self-employed)
Preparer's PTIN or SSN
agent
MARKS PANETH LLP
09
Volunteer tax preparer
10
Employee of business
preparing that
Address
Employer identification number
business return
685 THIRD AVENUE
113518842
See our Web site for more information about the tax preparer
NISHIN
NEW YORK, NY 10017
01
registration requirements.
excl. code
E-mail:
3702151019
EFTA00026389

=== Page 112 ===
IT-370 (2015) Page 1 of 1
Worksheet instructions
Where to file
Complete the following worksheet to determine if you must make
If you are enclosing a payment with Form IT-370, mail to:
a payment with Form IT-370.
Extension Request
If you enter an amount on lines 1, 2, 3, or 4 of this worksheet,
PO Box 4125
mark an X in the appropriate box on IT-370.
Binghamton NY 13902-4125
Line Enter the amount of your New York State income tax
If you are not enclosing a payment with Form IT-370, mail to:
liability for 2015 that you expect to enter on Form IT-201, line 46,
Extension Request-NR
or Form IT-203, line 50.
PO Box 4126
Binghamton NY 13902-4126
Line 2 Enter the amount of your New York City income tax
liability for 2015 that you expect to enter on Form IT-201, line 54,
Private delivery services
or Form IT-203, line 52a.
If you choose, you may use a private delivery service, instead of
Line 3. Enter the amount of your Yonkers income tax liability for
the U.S. Postal Service, to mail in your form and tax payment.
2015 that you expect to enter on Form IT-201, lines 55, 56, and
However, if, at a later date, you need to establish the date you
57; or Form IT-203, lines 53 and 54.
filed or paid your tax, you cannot use the date recorded by a
private delivery service unless you used a delivery service that
Line 4. Enter the amount of your MCTMT liability for 2015 that
has been designated by the U.S. Secretary of the Treasury
you expect to enter on Form IT-201, line 54b, or Form IT-203,
or the Commissioner of Taxation and Finance. (Currently
line 52c.
designated delivery services are listed in Publication 55,
Designated Private Delivery Services. See Need help? below
Line 5 Enter the amount of sales and use tax, if any, that you
for information on obtaining forms and publications.) If you
will be required to report when you file your 2015 return. See the
have used a designated private delivery service and need
instructions for your NYS income tax return for information on
to establish the date you filed your form, contact that private
how to compute your sales and use tax. Also enter this amount
delivery service for instructions on how to obtain written proof of
on line 1 on IT-370.
the date your form was given to the delivery service for delivery.
See Publication 55 for where to send the form covered by these
instructions.
Line 7 Enter the amount of 2015 tax already paid that you
expect to enter on Form IT-201, line 76, or Form IT-203, line 66
(excluding the amount paid with Form IT-370).
Worksheet
1 New York State income tax liability for 2015 1.
10042
2 New York City income tax liability for 2015
2.
5391
3 Yonkers income tax liability for 2015
3.
0
4 MCTMT liability for 2015
4.
0
5 Sales and use tax due for 2015 (enter this
amount here and on line 1 on IT-370)
5.
127
6 Total taxes (add lines 1 through 5)
6.
15560
7 Total 2015 income tax already paid
7.
24634
8 Total payment (subtract line 7 from line 6 and enter this amount here and on line 2
on IT-370). If line 7 is more than line 6, enter 0
8.
0
Note: You may be subject to penalties if you underestimate
the balance due.
Need help?
How to claim credit for payment made with this form
Visit our Web site at www.tax.ny.gov
Include the amount paid with Form IT-370 on Form IT-201,
get information and manage your taxes online
line 75, or Form IT-203, line 65.
check for new online services and features
For more information, see the line instructions for the return you
file.
Telephone assistance
Automated income tax refund status:
(518) 457-5149
Personal Income Tax Information Center:
(518) 457-5181
To order forms and publications:
(518) 457-5431
Text Telephone (TTY) Hotline (for persons with
hearing and speech disabilities using a TTY): (518) 485-5082
Persons with disabilities: In compliance with the
Americans with Disabilities Act, we will ensure
that our lobbies, offices, meeting rooms, and other
facilities are accessible to persons with disabilities.
If you have questions about special accommodations for
persons with disabilities, call the information center.
568303
10-19-15
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=== Page 113 ===
Department of Taxation and Finance
568001 11-17-15
NEW
YORK
Resident Income Tax Return
IT-201
STATE
New York State
New York City
Yonkers
MCTMT
2015
For the full year January 1, 2015, through December 31, 2015, or fiscal year beginning
and ending
For help completing your return, see the instructions, Form IT-201-I.
Your first name
MI
Your last name (for a joint return, enter spouse's name on line below)
Your date of birth (mmddyyyy)
Your social security number
GHISLAINE
MAXWELL
Spouse's first name
MI
Spouse's last name
Spouse's date of birth (mmddyyyy)
Spouse's social security number
Mailing address (see instructions, page 13) (number and street or PO box)
Apartment number
New York State county of residence
C/O MARKS PANETH LLP-685 3RD A
NY
City, village, or post office
State
ZIP code
Country (if not United States)
School district name
NEW YORK
NY
10017
MANHATTAN
Taxpayer's permanent home address (see instructions, page 13) (number and street or rural route)
Apartment number
School district
code number
369
City, village, or post office
State
ZIP code
Taxpayer's date of death (mmddyyyy)
Spouse's date of death (mmddy/yy)
NY
Decedent
information
D1 Did you have a financial account
A Filing
1
Single
located in a foreign country? (see page 14)
Yes
No
status
(mark an
D2 Yonkers residents and Yonkers part-year residents only:
X in one
2
Married filing joint return
(enter spouse's social security number above)
(1) Did you receive a property tax freeze credit?
box):
(see page 14)
Yes
No
3
Married filing separate return
(enter spouse's social security number above)
(2) If Yes, enter
the amount
00
4
Head of household (with qualifying person)
E (1) Did you or your spouse maintain living
quarters in NYC during 2015? (see page 14) Yes
No
5
Qualifying widow(er) with dependent child
(2) Enter the number of days spent in NYC in 2015
B Did you itemize your deductions on
(any part of a day spent in NYC is considered a day)
your 2015 federal income tax return?
Yes
No
F NYC residents and NYC part-year
C Can you be claimed as a dependent
residents only (see page 14):
on another taxpayer's federal return?
Yes
No
(1) Number of months you lived in NYC in 2015
12
(2) Number of months your spouse
lived in NYC in 2015
G Enter your 2-character special condition
code(s) if applicable (see page 14)
H Dependent exemption information (see page 15)
First name
MI
Last name
Relationship
Social security number
Date of birth (mmddyyyy)
If more than 7 dependents, mark an X in the box.
201001151019
For office use only
EFTA00026391

=== Page 114 ===
Page 2 of 4 IT-201 (2015)
Your social security number
568002 11-17-15
Federal income and adjustments
(see page 15)
Whole dollars only
1 Wages, salaries, tips, etc.
1
00
2 Taxable interest income
2
63088
00
3 Ordinary dividends
3
182240
00
4 Taxable refunds, credits, or offsets of state and local income taxes (also enter on line 25)
4
00
5 Alimony received
5
00
6 Business income or loss (submit a copy of federal Schedule C or C-EZ, Form 1040)
6
-500
00
7 Capital gain or loss (if required, submit a copy of federal Schedule D, Form 1040)
7
-3000
00
8 Other gains or losses (submit a copy of federal Form 4797)
8
5310
00
9 Taxable amount of IRA distributions. If received as a beneficiary, mark an X in the box
9
00
10 Taxable amount of pensions and annuities. If received as a beneficiary, mark an X in the box
10
00
11 Rental real estate, royalties, partnerships, S corporations, trusts, etc. (submit copy of federal Schedule E, Form 1040)
11
-3642
00
12 Rental real estate included in line 11
12
00
13 Farm income or loss (submit a copy of federal Schedule F, Form 1040)
13
00
14 Unemployment compensation
14
00
15 Taxable amount of social security benefits (also enter on line 27)
15
00
16 Other income (see page 15)
Identify:
16
00
17 Add lines 1 through 11 and 13 through 16
17
243496
00
18 Total federal adjustments to income (see page 15)
Identify:
18
00
19 Federal adjusted gross income (subtract line 18 from line 17)
19
243496
00
New York additions
(see page 16)
20 Interest income on state and local bonds and obligations (but not those of NYS or its local governments)
20
10000
00
21 Public employee 414(h) retirement contributions from your wage and tax statements (see page 16)
21
00
22 New York's 529 college savings program distributions (see page 16)
22
00
23 Other (Form IT-225, line 9)
23
106
00
24 Add lines 19 through 23
24
253602
00
New York subtractions
(see page 17)
25 Taxable refunds, credits, or offsets of state and local income taxes (from line 4)
25
00
26 Pensions of NYS and local governments and the federal government (see page 17)
26
00
27 Taxable amount of social security benefits (from line 15)
27
00
28 Interest income on U.S. government bonds
28
893
00
29 Pension and annuity income exclusion (see page 18)
29
00
30 New York's 529 college savings program deduction/eamings
30
00
31 Other (Form IT-225, line 18)
31
15
00
32 Add lines 25 through 31
32
908
00
33 New York adjusted gross income (subtract line 32 from line 24)
33
252694
00
Standard deduction or itemized deduction
(see page 20)
34 Enter your standard deduction (table on page 20) or your itemized deduction (from Form IT-201-D)
Mark an X in the appropriate box:
Standard
or
Itemized
34
101679
00
35 Subtract line 34 from line 33 (if line 34 is more than line 33, leave blank)
35
151015
00
36 Dependent exemptions (enter the number of dependents listed in item H; see page 20)
36
000
00
37 Taxable income (subtract line 36 from line 35)
37
151015
00
201002151019
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=== Page 115 ===
568003 11-17-15
Name(s) as shown on page 1
Your social security number
GHISLAINE MAXWELL
IT-201 (2015) Page 3 of 4
Tax computation, credits, and other taxes
38 Taxable income (from line 37 on page 2)
38
151015
00
39 NYS tax on line 38 amount (see page 21)
39
10042
00
40 NYS household credit (page 21, table 1, 2, or 3)
40
00
41 Resident credit (see page 22)
41
00
42 Other NYS nonrefundable credits (Form IT-201-ATT, line 7)
42
00
43 Add lines 40, 41, and 42
43
00
44 Subtract line 43 from line 39 (if line 43 is more than line 39, leave blank)
44
10042
00
45 Net other NYS taxes (Form IT-201-ATT, line 30)
45
00
46 Total New York State taxes (add lines 44 and 45)
46
10042
00
New York City and Yonkers taxes, credits, and surcharges, and MCTMT
47 NYC resident tax on line 38 amount (see page 22)
47
5391
See instructions on
00
pages 22 through 25 to
48 NYC household credit (page 22, table 4, 5, or 6)
48
00
compute New York City and
49 Subtract line 48 from line 47 (if line 48 is more than
Yonkers taxes, credits, and
line 47, leave blank)
5391
surcharges, and MCTMT.
49
00
50 Part-year NYC resident tax (Form IT-360.1)
50
00
51 Other NYC taxes (Form IT-201-ATT, line 34)
51
00
52 Add lines 49, 50, and 51
52
5391
00
53 NYC nonrefundable credits (Form IT-201-ATT, line 10)
53
00
54 Subtract line 53 from line 52 (if line 53 is more than
line 52, leave blank)
54
5391
00
54a MCTMT net
earnings base
54a
00
54b MCTMT
54b
00
55 Yonkers resident income tax surcharge (see page 25)
55
00
56 Yonkers nonresident earnings tax (Form Y-203)
56
00
57 Part-year Yonkers resident income tax surcharge (Form IT-360.1)
57
00
58 Total New York City and Yonkers taxes / surcharges and MCTMT (add lines 54 and 54b through 57)
58
5391
00
59 Sales or use tax (see page 26; do not leave line 59 blank )
59
127
00
Voluntary contributions
(see page 27)
60a Return a Gift to Wildlife
60a
00
60b Missing/Exploited Children Fund
60b
00
60c Breast Cancer Research Fund
60c
00
60d Alzheimer's Fund
60d
00
60e Olympic Fund ($2 or $4; see page 27)
60e
00
60f Prostate and Testicular Cancer Research and Education Fund
60f
00
60g 9/11 Memorial
60g
00
60h Volunteer Firefighting & EMS Recruitment Fund
60h
00
60i Teen Health Education
60i
00
60j Veterans Remembrance
60j
00
60k Homeless Veterans
60k
00
601 Mental Illness Anti-Stigma Fund
601
00
60m Women's Cancers Education and Prevention Fund
60m
00
60 Total voluntary contributions (add lines 60a through 60m)
60
00
61 Total New York State, New York City, Yonkers, and sales or use taxes, MCTMT, and
voluntary contributions (add lines 46, 58, 59, and 60)
61
15560
00
201003151019
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=== Page 116 ===
Page 4 of 4 IT-201 (2015)
Your social security number
568004 11-17-15
62 Enter amount from line 61
62
15560
00
Payments and refundable credits
(see page 28)
63 Empire State child credit
63
00
63a Family tax relief credit
63a
00
64 NYS/NYC child and dependent care credit
64
00
65 NYS earned income credit (EIC)
65
00
66 NYS noncustodial parent EIC
66
00
67 Real property tax credit
67
00
68 College tuition credit
68
00
69 NYC school tax credit (also complete F on page 1; see page 29)
69
63
00
70 NYC earned income credit
70
00
70a NYC enhanced real property tax credit
70a
00
71 Other refundable credits (Form IT-201-ATT, line 18)
71
00
72 Total New York State tax withheld
72
00
If applicable, complete Form(s) IT-2
73 Total New York City tax withheld
73
00
and/or IT-1099-R and submit them
74 Total Yonkers tax withheld
74
00
with your return (see page 12).
75 Total estimated tax payments and amount paid with Form IT-370
75
24571
00
76 Total payments (add lines 63 through 75)
76
24634 00
Your refund, amount you owe, and account information
(see pages 31 through 33)
77 Amount overpaid (if line 76 is more than line 62, subtract line 62 from line 76)
77
9074 00
78 Amount of line 77 to be refunded
direct
debit
paper
Mark one refund choice:
deposit (fill in line 83)
-or-
card
-or-
check
78
00
79 Amount of line 77 that you want applied to your
See page 31 for information about
2016 estimated tax (see instructions)
79
9074
00
your three refund choices.
80 Amount you owe (if line 76 is less than line 62, subtract line 76 from line 62). To pay by electronic
See page 32 for payment options.
funds withdrawal, mark an X in the box
and fill in lines 83 and 84. If you pay by check
or money order you must complete Form IT-201-V and mail it with your return
80
00
81 Estimated tax penalty (include this amount in line 80
See page 35 for the proper
or reduce the overpayment on line 77; see page 32)
81
00
assembly of your return.
82 Other penalties and interest (see page 32)
82
00
83 Account information for direct deposit or electronic funds withdrawal (see page 33).
If the funds for your payment (or refund) would come from (or go to) an account outside the U.S., mark an X in this box (see pg. 33)
83a Account type:
Personal checking - or
Personal savings - or -
Business checking - or -
Business savings
83b Routing number
83c Account number
84 Electronic funds withdrawal (see page 33)
Date
Amount
00
Third-party
Print designee's name
Designee's phone number
Personal identification
designee? (see instr.)
BLECHER, ALAN
number (PIN)
Yes
X
No
E-mail:
Preparer
NISHALIN
Paid preparer must complete (see instructions)
NYTPRIN
excl. code
01
Taxpayer(s) must sign here
Preparer's signature
Preparer's printed name
Your signature
BLECHER, ALAN
Your occupation
Firm's name (or yours, if self-employed)
Preparer's PTIN or SSN
CONSULTANT
MARKS PANETH LLP
Spouse's signature and occupation (if joint return)
Address
Employer identification number
685 THIRD AVENUE
113518842
Date
Daytime phone number
NEW YORK, NY
Date
E-mail:
E-mail:
See instructions for where to mail your return.
201004151019
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=== Page 117 ===
568011 04-25-16
NEW
Department of Taxation and Finance
YORK
Resident Itemized Deduction Schedule
IT-201-D
STATE
2015
Submit this form with Form IT-201. See instructions for completing Form IT-201-D in the instructions for Form IT-201.
Name(s) as shown on your Form IT-201
Your social security number
GHISLAINE MAXWELL
Whole dollars only
1 Medical and dental expenses (federal Schedule A, line 4)
1
00
2 Taxes you paid (federal Schedule A, line 9)
2
119703
00
3 Interest you paid (federal Schedule A, line 15)
3
17
00
4 Gifts to charity (federal Schedule A, line 19)
4
5353
00
5 Casualty and theft losses (federal Schedule A, line 20)
5
00
6 Job expenses/miscellaneous deductions (federal Schedule A, line 27)
6
40652
00
7 Other miscellaneous deductions (federal Schedule A, line 28)
7
00
8 Enter amount from federal Schedule A, line 29
8
165725
00
9 State, local, and foreign income taxes (or general sales tax, if applicable)
and other subtraction adjustments (see instructions)
9
34571
00
10 Subtract line 9 from line 8
10
131154
00
11 Addition adjustments (see instructions)
STATEMENT 1
11
4418
00
12 Add lines 10 and 11
12
135572
00
13 Itemized deduction adjustment (see instructions)
STATEMENT 2
13
33893
00
14 Subtract line 13 from line 12
14
101679
00
15 College tuition itemized deduction (see Form IT-272)
15
00
16 New York State itemized deduction (add lines 14 and 15; enter on Form IT-201, line 34)
16
101679
00
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=== Page 118 ===
Department of Taxation and Finance
NEW
588391 12-02-15
YORK
New York State Modifications
STATE
IT-225
Attachment to Form IT-201, IT-203, IT-204, or IT-205
2015
Name(s) as shown on return
Identifying number as shown on return
GHISLAINE MAXWELL
Complete all parts that apply to you; see instructions (Form IT-225-I). Submit this form with Form IT-201, IT-203, IT-204, or IT-205.
Mark an X in the box identifying the return you are filing:
IT-201
X
IT-203
IT-204
IT-205
Schedule A - New York State additions (enter whole dollars only)
Part 1- - Individuals, partnerships, and estates or trusts
1 New York State additions
Number
A- Total amount
B - NYS allocated amount
1a
A- 111
90
00
00
1b
A- 209
16
00
00
1c
A-
00
00
1d
A-
00
00
1e
A-
00
00
1f
A-
00
00
1g
A-
00
00
2 Total (add column A, lines 1a through 1g)
2
106
00
3 Total of Schedule A, Part 1, column A amounts from additional Form(s) IT-225, if any
3
00
4 Add lines 2 and 3
4
106
00
Part 2 - Partners, shareholders, and beneficiaries
Form IT-201 filers: do not enter EA-103 or EA-113
!
Form IT-203 filers: do not enter EA-113
Form IT-205 filers: do not enter EA-113 or EA-201
5 New York State additions
Number
A- Total amount
B - NYS allocated amount
5a
EA -
00
00
5b
EA -
00
00
5c
EA
00
00
5d
EA -
00
00
5e
EA -
00
00
5f
EA -
00
00
5g
EA
00
00
6 Total (add column A, lines 5a through 5g)
6
00
7 Total of Schedule A, Part 2, column A amounts from additional Form(s) IT-225, if any
7
00
8 Add lines 6 and 7
8
00
9 Total additions (add lines 4 and 8; see instructions)
9
106 00
(continued)
225001151019
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=== Page 119 ===
IT-225 (2015) (page 2)
588392 12-02-15
Schedule B - - New York State subtractions (enter whole dollars only)
Part 1 - Individuals, partnerships, and estates or trusts
10 New York State subtractions
Number
A Total amount
B - NYS allocated amount
10a
S 213
15
00
00
10b
S
00
00
10c
S
00
00
10d
S -
00
00
10e
S
00
00
10f
S
00
00
10g
S -
00
00
11 Total (add column A, lines 10a through 10g)
11
15
00
12 Total of Schedule B, Part 1, column A amounts from additional Form(s) IT-225, if any
12
00
13 Add lines 11 and 12
13
15
00
Part 2 - Partners, shareholders, and beneficiaries
Form IT-201 filers: do not enter ES-103, ES-104, ES-106, ES-107, or ES-125
!
Form IT-203 filers: do not enter ES-106, ES-107, or ES-125
Form IT-205 filers: do not enter ES-125
14 New York State subtractions
Number
A Total amount
B - NYS allocated amount
14a
ES
00
00
14b
ES
00
00
14c
ES
00
00
14d
ES
00
00
14e
ES
00
00
14f
ES
00
00
14g
ES
00
00
15 Total (add column A, lines 14a through 14g)
15
00
16 Total of Schedule B, Part 2, column A amounts from additional Form(s) IT-225, if any
16
00
17 Add lines 15 and 16
17
00
18 Total subtractions (add lines 13 and 17; see instructions)
18
15
00
225002151019
EFTA00026397

=== Page 120 ===
Department of Taxation and Finance
568051 11-17-15
NEW
YORK
Underpayment of Estimated Tax
IT-2105.9
STATE
2015
By Individuals and Fiduciaries
New York State
New York City
Yonkers
MCTMT
Name(s) as shown on return
Identification number (SSN or EIN)
GHISLAINE MAXWELL
Part 1- All filers must complete this part (see instructions, Form IT-2105.9-I, for assistance)
1 Total tax from your 2015 return before withholding and estimated tax payments (caution: see instructions)
1
15433.00
2 Empire State child credit (from Form IT-201, line 63)
2
.00
3 NYS/NYC child and dependent care credit (from Form IT-201, line 64)
3
.00
4 NY State earned income credit (EIC) (from Form IT-201, line 65)
4
.00
5 NY State noncustodial parent EIC (from Form IT-201, line 66)
5
.00
6 Real property tax credit (from Form IT-201, line 67)
6
.00
7 College tuition credit (from Form IT-201, line 68)
7
.00
7a Property tax freeze credit (see instructions)
7a
.00
7b Family tax relief credit (from Form IT-201, line 63a)
7b
.00
8 NY City school tax credit (from Form IT-201, line 69, or Form IT-203, line 60)
8
63.00
9 NY City earned income credit (from Form IT-201, line 70)
9
.00
9a NY City enhanced real property tax credit (from Form IT-201, line 70a)
9a
.00
10 Other refundable credits (from Form IT-201, line 71; Form IT-203, line 61; or Form IT-205, line 33)
10
.00
11 Add lines 2 through 10
11
63.00
12 Current year tax (subtract line 11 from line 1)
12
15370.00
13 Multiply line 12 by 90% (.90)
13
13833.00
14 Income taxes withheld (from Form IT-201, lines 72, 73, and 74; Form IT-203, lines 62, 63, and 64; or Form IT-205, lines 34, 35, and 36)
14
.00
15 Subtract line 14 from line 12. If the result is less than $300, do not complete the rest of this form (see instructions)
15
15370.00
16 Enter your 2014 tax (caution: see instructions)
110%
16
16130.00
17 Enter the smaller of line 13 or line 16
17
13833.00
Part 2 - Short method for computing the penalty - Complete lines 18 through 24 if you paid withholding tax and/or paid four equal
estimated tax installments (on the due dates), or if you made no payments of estimated tax. Otherwise, you must complete Part 3- Regular method.
18 Enter the amount from line 14 above
18
.00
19 Enter the total amount of estimated tax payments you made (see instructions)
19
.00
20 Add lines 18 and 19
20
.00
21 Total underpayment for year. Subtract line 20 from line 17 (if zero or less, you do not owe the penalty)
21
.00
22 Multiply line 21 by .05000 and enter the result
22
.00
23 If the amount on line 21 was paid on or after April 15, 2016, enter 0. If the amount on line 21 was paid before
April 15, 2016, make the following computation to find the amount to enter on this line:
Amount on line 21 X number of days paid before April 15, 2016 X .00020 =
23
.00
24 Penalty. Subtract line 23 from line 22
24
.00
Enter here and on Form IT-201, line 81; Form IT-203, line 71; or Form IT-205, line 42.
Part 3 - Regular method - Schedule A - Computing your underpayment (Schedule B is on page 2)
Payment due dates
A 4/15/15
B 6/15/15
C 9/15/15
D 1/15/16
25 Required installments. Enter 1/4 of line 17 in each
column. (If you used the annualized income
installment method, see instructions.)
25
3458.00
3458.00
3458.00
3459.00
26 Estimated tax paid and tax withheld
(see instructions)
26
17571.00
2000.00
5000.00
.00
Complete lines 27 through 29, one column
at a time, starting in column A.
27 Overpayment or underpayment from
prior period
27
14113.00
12655.00
14197.00
28 If line 27 is an overpayment, add lines 26
and 27; if line 27 is an underpayment,
subtract line 27 from line 26 (see instr.)
28
17571.00
16113.00
17655.00
14197.00
29 Underpayment (subtract line 28 from line
25) or overpayment (subtract line 25
from line 28; see instructions)
29
14113.00
12655.00
14197.00
10738.00
059001151019
EFTA00026398

=== Page 121 ===
IT-2105.9 (2015) (page 2)
568052 11-17-15
Part 3 - Regular method - Schedule B - - Computing the penalty
Payment due dates
A 4/15/15
B 6/15/15
C 9/15/15
D 1/15/16
30 Amount of underpayment (from line 29)
30
.00
.00
.00
.00
First installment (April 15 - June 15, 2015)
31 April 15 June 15 =
(61 + 365) X 7.5% = .01253
- or -
April 15
=
(
+ 365) X 7.5% =
.
31
32 Multiply line 30, column A by line 31
32
.00
Second installment (June 15 - September 15, 2015)
33 June 15 September 15 = (92 + 365) X 7.5% = .01890
- or -
June 15
= (
+ 365) X 7.5% =
.
33
34 Multiply line 30, column B by line 33
34
.00
Third installment (September 15, 2015 - January 15, 2016)
35 September 15 December 31 = (107 + 365) X 7.5% = 02198
January 1 January 15
= (15 + 366) X 7.5% = 00306
02504
Total
- or -
September 15 -
= (
+ 365) X 7.5% =
.
January 1 "
=
(
+ 366) X 7.5% =
.
.
Total
35
36 Multiply line 30, column C by line 35
36
.00
Fourth installment (January 15 - April 15, 2016)
37 January 15 - April 15 = (91 + 366) X 7.5% = .01864
- or -
January 15
=
(
+ 366) X 7.5% =
.
37
38 Multiply line 30, column D by line 37
38
.00
39 Penalty. Add lines 32, 34, 36, and 38. Enter here and on Form IT-201, line 81;
Form IT-203, line 71; or Form IT-205, line 42
39
0.00
059002151019
Submit this form with your New York State return.
EFTA00026399

=== Page 122 ===
GHISLAINE MAXWELL
NY IT-201-D ITEMIZED DEDUCTION WORKSHEET - ADDITION ADJUSTMENTS STATEMENT
1
DESCRIPTION
AMOUNT
INTEREST EXP. RELATED TO U.S. OBLIGATIONS
90.
BOND PREMIUM
4,328.
TOTAL TO FORM IT-201-D, LINE 11
4,418.
COPY
14
STATEMENT (S) 1
EFTA00026400

=== Page 123 ===
GHISLAINE MAXWELL
NY IT-201-D
WORKSHEET 3 - ITEMIZED DEDUCTION ADJUSTMENT
STATEMENT
2
1. NEW YORK ADJUSTED GROSS INCOME FROM FORM IT-201,
LINE 33 OR FORM IT-203, LINE 32
252,694.
2. FILING STATUS 1 OR 3 ENTER $100,000, OR FILING
STATUS 4 ENTER $150,000, OR FILING STATUS 2 OR
5 ENTER $200,000
100,000.
3. SUBTRACT LINE 2 FROM LINE 1
152,694.
4. ENTER THE LESSOR OF LINE 3 OR $50,000
50,000.
5. DIVIDE LINE 4 BY $50,000 AND CARRY THE RESULT
TO 4 DECIMAL PLACES
1.0000
6. ENTER 25% OF FORM IT-201-D, LINE 12 (IT-203-D, LINE 13)
33,893.
7. MULTIPLY LINE 5 BY LINE 6 AND TRANSFER THIS AMOUNT TO
FORM IT-201-D LINE 13 (IT-203-D, LINE 14)
33,893.
COPY
15
STATEMENT (S) 2
EFTA00026401


